I?! .. :2 .1 ‘ r. . . .mfihmfl . lid ‘ . .3 Sunk. «1.. z w J}. .1. .utzlh. «1‘33 3 u. , .’ 3 . LIBRARY k w Michigan State .2 3 J4, University This is to certify that the thesis entitled FARMERS’ ATI'ITUDES AND ADOPTION OF IMPROVED MAIZE VARIETIES AND CHEMICAL FERTILIZERS IN THE MANICA DISTRICT, MOZAMBIQUE presented by Eunice Paula Armando Cavane has been accepted towards fulfillment of the requirements for the Ph.D. degree in Community. Agriculture, Recreation and Resource Studies \ Major Pr7ess s Signaturf l2, \‘tI 0? Date MSU is an afiinnative-ection, equal-opportunity employer _ fi.—l-.---o-nan-o-r- —.—.-.-.-.-.-.-.-—.- _ —»—.- ---o-n--I-o-o-o-.—.- _ PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 6/07 p:/ClRC/DateDue.indd-p.1 FARMERS’ ATTITUDES AND ADOPTION OF IMPROVED MAIZE VARIETIES AND CHEMICAL F ERTILIZERS IN THE MANICA DISTRICT, MOZAMBIQUE By Eunice Paula Armando Cavane A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Community, Agriculture, Recreation and Resource Studies 2007 ABSTRACT FARMERS’ ATTITUDES AND ADOPTION OF IMPROVED MAIZE VARIETIES AND CHEMICAL FERTILIZERS IN THE MANICA DISTRICT, MOZAMBIQUE By Eunice Paula Armando Cavane Improved maize varieties and chemical fertilizers nitrogen, phosphorus, and potassium (12-24-12 NPK) and urea have been disseminated in Mozambique to raise the productivity of maize, a major staple crop. This study determined the influence of farmers’ characteristics and farmers’ attitudes toward improved maize and chemical fertilizers. Rural households producing maize in the highlands of Machipanda and lowlands of Vanduzi represented the population of interest in this investigation. One hundred and twenty (n = 120) households from Machipanda and one hundred and seventy-three (n = 173) households from Vanduzi were randomly selected for the study. Data were collected through personal interviews. The results showed that the level of education was low among the respondents, particularly in the lowlands of Vanduzi. Most farmers were knowledgeable of the advantages and disadvantages of using improved maize varieties in Machipanda and Vanduzi, but few respondents were knowledgeable about application methods of NPK and urea fertilizers on maize, particularly in the lowlands of Vanduzi. In both study areas, respondents tended to hold a generally positive attitude toward the marketability of improved maize variety SC513, production characteristics of SC513, and use of NPK and urea for maize production. However, the strength of farmers’ attitudes toward improved maize variety SC513 and chemical fertilizers NPK and urea varied according to the location (Machipanda and Vanduzi) and within location according to gender and sources of information (neighbors, extension, and market). Male respondents tended to hold stronger positive attitudes toward production characteristics of improved maize variety SC513 and use of NPK and urea for maize production. The sources of information did not affect attitudes of farmers in Machipanda. Only in Vanduzi, farmers who learned about chemical fertilizers from extension services tended to hold stronger positive attitudes toward chemical fertilizers than farmers who learned about these technologies from neighbors. Adoption of improved maize variety SCS 13 was higher than the adoption of chemical fertilizers. How-to knowledge and agro-ecological region were the common factors in adoption of the improved maize variety and chemical fertilizers. In particular, attitude toward production characteristics and attitude toward marketability of improved maize variety were important factors in adoption of maize variety. Extension services were important factors of adoption of chemical fertilizers. After farmers had adopted the technologies for one or more years, discontinuance occurred mainly because of lack of money to purchase seed and fertilizers, susceptibility of grain to attack by storage weevils, and non- complete closure of husk cover, which exposed the cob to rain and attack by field insects and diseases. The National Directorate of Rural Extension, the private sector, and research institutions should expand their representatives to the local level and coordinate knowledge-led agricultural development with a focus on finding varieties that have wide adaptation, growing well in the highlands and lowlands; improving how-to knowledge on fertilizer application; prioritizing production and marketability characteristics of improved maize varieties; providing fertilizers and seed on a credit basis; promoting women extension workers and input suppliers; and strengthening farmers’ positive attitudes toward improved maize varieties and chemical fertilizers. DEDICATION To my parents, Armando Cavane Mutacate and Paulina José Chichava, for their love, support, and encouragement. To my husband, Ilidio Z. Goenha, and my children, Mércio L. Goenha and Nicole Goenha, for your patience and loving support. To my younger brothers, Henrique, Marcelo, Se’rgio, José, Armando, Silvino, and Francisco, and my sisters, Felismina and Sabina, for your encouragement. iv ACKNOWLEDGMENTS I am especially grateful to my major professor, Dr. Murari Suvedi, for his excellent supervision and guidance throughout the years of my studies. My deep gratitude goes to the advisory committee members, Dr. Eddie Moore, Dr. Cynthia Donovan, and Dr. Russell Freed. I am especially grateful for your concern, patience, and support of my professional development. I am deeply grateful to the Ford Foundation, Larenstein School, and the Department of Community, Agriculture, Recreation and Resource Studies for providing the financial support for the completion of my studies at Michigan State University. I would like to express my deep appreciation to Michigan State faculty members for providing a rich learning environment. I must express my special appreciation to farmers in Machipanda and Vanduzi administrative posts of the Manica district for their warm hospitality, unconditional collaboration, and profound commitment to this study. I also would like to thank Tom Walker for his contributions on the survey instrument and Ms. Maria de Luz Quinhetos for her outstanding help in data collection. I am grateful to the Faculty of Agronomy and Forestry Engineering of Eduardo Mondlane University (FAEF), particularly the Unit of Communication and Rural Sociology and Mr. Afonso Nhoela for providing assistance during fieldwork. Special thanks to André Boon, Catherine Vijfhuizen, Bart Pijnenburg, Luisa Santos, Firmino Mucavele, Roland Brown, Antoinette Vogt, and Célia Dinis, for believing in me. TABLE OF CONTENTS LIST OF TABLES .................................................................................. viii LIST OF FIGURES ................................................................................ x CHAPTER I INTRODUCTION ................................................................................. 1 Statement of the Problem ......................................................................... 3 Purpose of the Study .............................................................................. 5 Importance of the Study ........................................................................... 6 Definition of Terms ................................................................................ 7 Organization of the Study ........................................................................ 9 CHAPTER 11 REVIEW OF RELATED LITERATURE ..................................................... 10 Section 1. Agricultural Sector in Mozambique ............................................... 10 Section 2. Benefits and Disadvantages of Using Improved Maize and Chemical Fertilizer ........................................................................................... 22 Section 3. Definitions and Theoretical Views about Attitudes ............................. 25 Section 4. Empirical Studies on Farmers’ Attitudes Toward Agricultural Technology ....................................................................................... 31 Section 5. Theoretical Measurement Models for Development of Attitudinal Scales ............................................................................................................................. 34 Section 6. Adoption and Diffusion Theory .................................................... 37 Section 7. Theoretical Framework of Adoption of Hybrid Maize SC513 and Chemical Fertilizers NPK and Urea ........................................................................ 45 Section 8. Study Hypotheses .................................................................... 53 Section 9. Logistic Model ....................................................................... 54 CHAPTER III METHODOLOGY ............................................................................... 57 Section 1. Study Area ........................................................................... 57 Section 2. Research Design ..................................................................... 64 Section 3. Data Examination ................................................................... 71 Section 4. Data Analysis ......................................................................... 76 Section 5. Study Limitations .................................................................... 79 CHAPTER IV RESULTS .......................................................................................... 81 Research Objective 1 ............................................................................ 81 Research Objective 2 ............................................................................ 85 Research Objective 3 ............................................................................ 93 Research Objective 4 ............................................................................ 99 Research Objective 5 ........................................................................... 105 vi CHAPTER V DISCUSSION .................................................................................... 1 13 CHAPTER VI SUMMARY, CONCLUSIONS AND RECOMMENDATIONS ........................ 135 APPENDICES .................................................................................. 151 Appendix A: Map of Mozambique ........................................................... 152 Appendix B: Maize Technology Package, Central and Northern Mozambique ....... 154 Appendix C: Letter of Consent ............................................................... 156 Appendix D: Survey Instrument ............................................................... 158 Appendix E: Exploratory and Confirmatory Factor Analysis ............................ 178 Appendix F: Collinearity Diagnostics and Logistic Regression .......................... 183 REFERENCES .................................................................................. 191 vii LIST OF TABLES Table 1. Seed and Fertilizer Levels to Produce 4 tons of Maize Grain per Hectare ................ 15 Table 2. Characteristics of Improved Maize Hybrid Variety SC513 ....................................... 16 Table 3. Average Prices of Inputs and Maize Grain ................................................................ 21 Table 4. Budget for Hybrid Maize SC 513 .............................................................................. 21 Table 5. Budget for Local Maize ............................................................................................. 21 Table 6. Partial Budgeting: Change from a Local to Hybrid Maize ........................................ 22 Table 7. Key Agro-climatic and Farming Characteristics of Machipanda and Vanduzi ......... 63 Table 8. Multistaging Sampling of Households in Machipanda and Vanduzi Administrative Posts ................................................................................................................................. 65 Table 9. Structure of the Survey Instrument ............................................................................ 66 Table 10. Factor Loading and Coefficients of Reliability on Attitudes Toward SC513 ......... 73 Table 11. Factor Loadings and Coefficient of Reliability on Attitudes Toward NPK ............ 74 Table 12. Factor Loadings and Coefficient of Reliability on Attitudes Toward urea ............. 75 Table 13. Fit Statistics for Confirmatory Analytic Models ..................................................... 75 Table 14. Description of Variables Entered in the Multiple Logistic Regression ................... 79 Table 15. Characteristics of Respondents in the Machipanda and Vanduzi Administrative Posts in the Manica District ............................................................................................. 82 Table 16. Respondents’ Attitudes Toward Improved Maize Variety SC513 .......................... 91 Table 1?. Respondents’ Attitudes Toward NPK ...................................................................... 92 Table 18. Respondents’ Attitudes Toward Urea ...................................................................... 92 Table 19. ANOVA Table for One-Way Analysis of Mean Attitude by Age Categories ........ 95 Table 20. ANOVA Table for One-Way Analysis of Mean Attitude by Sources of Information ...................................................................................................................... 96 Table 21. Mean Attitudes by Gender of Respondents ............................................................. 97 viii Table 22. Mean Attitudes by Study Location .......................................................................... 98 Table 23. Percentage of Farmers Who Ever Used and are Currently Using the Technology .................................................................................................................... 102 Table 24. Reasons for Discontinuance of Use of Hybrid Maize SC513 Among Farmers in Machipanda and Vanduzi .............................................................................................. 103 Table 25. Reasons for Discontinuance of NPK Use Among Farmers in Machipanda and Vanduzi .......................................................................................................................... 104 Table 26. Reasons for Discontinuance of Urea Use Among Farmers in Machipanda and Vanduzi .......................................................................................................................... 104 Table 27. Maximum Likelihood Estimates of the Logistic Model for Factors Affecting Adoption of SC513 Among Respondents in Machipanda and Vanduzi ........................ 107 Table 28. Maximum Likelihood Estimates of the Logistic Model for Factors Affecting Adoption of NPK Among Respondents in Machipanda and Vanduzi .......................... 1 10 Table 29. Maximum Likelihood Estimates of the Logistic Model for Factors Affecting Adoption of urea Among Respondents in Machipanda and Vanduzi ............................ 111 ix LIST OF FIGURES Figure 1. Distribution Channels for Improved Maize Seeds in Mozambique ......................... 18 Figure 2. Distribution Channels for Chemical Fertilizers in Mozambique ............................. 19 Figure 3. The Latent Process Viewpoint of Attitudes. Adapted from Oskarnp and Schultz (2005) and Eagly and Chaiken (1993) ............................................................................. 27 Figure 4. Technology Adoption Framework (N eupane et. al., 2002) ...................................... 42 Figure 5. The Diffusion Process Represented by the S-shaped Curve .................................... 44 Figure 6. Conceptual Framework for Adoption of Hybrid Maize SC513, NPK and Urea ...... 47 Figure 7. Map of the Manica District Showing the Five Administrative Posts, including the Two Research Sites, MACHIPAN DA and VANDUZI Administrative Posts ................ 58 Figure 8. The Unimodal Pattern of Rainfall in the Manica District ........................................ 59 Figure 9. Pattern of Adoption of Hybrid Maize SC513 in Machipanda and Vanduzi from 1990 to 2005 .................................................................................................................. 100 Figure 10. Pattern of Adoption of Fertilizer NPK in Machipanda and Vanduzi from 1977 to 2005 ............................................................................................................................... 100 Figure 11. Pattern of Adoption of Fertilizer Urea in Machipanda and Vanduzi from 1972 to 2005 ................................................................................................................................ 101 CHAPTER I INTRODUCTION The Republic of Mozambique lies on the eastern coast of southern Africa and has an area of approximately 800,000 square kilometers (Appendix A). The size of the population is approximately 19 million The bordering countries are Tanzania to the north; Malawi, Zambia, and Zimbabwe to the west; and South Afi'ica and Swaziland to the south. Mozambique is divided into 10 provinces: Maputo, Gaza, and Inhambane provinces in the south; Sofala, Manica, Tete, and Zambezia in the center; and Nampula, Cabo-Delgado, and Niassa provinces in the north. Nearly 80 percent of the population lives in rural areas and is engaged in agricultural production. Approximately 99 percent of the farming population is smallholder farmers whose production systems are heavily dependent upon rainfall. Smallholder farmers rarely use purchased inputs, and their production is used to sustain their households. Subsistence farming does not provide farmers with the surplus necessary to develop market-oriented agriculture, which could help farmers improve their livelihoods. Consequently, the levels of productivity are low, markets are poorly developed, the overall agricultural sector is undeveloped, and absolute poverty is still affecting the majority of the population. About 65 percent of Mozambicans live on less than US $1 per day (Programa Nacional para Desenvolvimento Agrario [PROAGRI], (Agriculture Development National Programme), 2003), making it difficult to meet basic needs such food, shelter, clothing, education, and sanitation. Reducing rural poverty became one of the most pressing economic and social issues in the Republic of Mozambique. Mozambique’s Action Plan for the Reduction of Absolute Poverty (PARPA) and the Agriculture Development National Programme (PROAGRI) are among the main policy instruments developed to assist in the fight against poverty. The PARPA sets the general strategy for poverty reduction and provides the main contributions by each public sector. The PROAGRI sets the agricultural sector’s strategy for fighting poverty. PROAGRI’s main goal is to assist farmers to transition from subsistence farming to market-oriented agriculture (PROAGRI, 2003). The PROAGRI and the Action Plan for the Reduction of Absolute Poverty (PARPA) see adoption of improved agricultural technologies by farmers to increase agricultural production as key in the fight against poverty. According to PARPA, farmers need increased access to extension and research, and smallholder farmers should adopt improved production technologies to improve productivity. The PARPA predicted that by the year 2003, about 460,000 out of 3 million farmers would have adopted improved agricultural technologies and productivity would have increased by more than 200 percent (PARPA, 2001). The PROAGRI stresses the dissemination of improved technology and crop management practices for principal food crops, including maize (Zea mays L.). In Mozambique, maize is the most cultivated food crop and is a traditional food staple. It is cultivated by approximately 80 percent of rural households and is planted on about 40 percent of the cultivated land (Instituto Nacional de Estatistica [INE], (National Institute of Statistics), 2001). Maize yields are low, averaging between 0.4 and 1.3 tons per hectare (Jeje et al., 1998). Non-adoption of improved varieties and chemical fertilizers is one reason farmers are obtaining low maize yields. One major consequence of low maize yield is that the country’s objective of food security remains unaccomplished and the country is highly dependent on food imports, in spite of high agricultural potential (Bias and Donovan, 2003). This study explored how the decision to adopt hybrid maize varieties and use chemical fertilizers nitrogen, phosphorus, and potassium (12-24-12 NPK) and urea to increase average maize yield is influenced by farmers’ attitudes toward improved maize and chemical fertilizers and variables such as agro-ecological zone, age, family size, education, how-to knowledge, and sources of information on improved maize technology. Statement of the Problem One of the challenges in creating agricultural development policies in Mozambique is achieving widespread adoption of agricultural technologies aimed at increasing the productivity of maize. Despite availability of improved maize varieties and chemical fertilizers to improve maize production (J eje et al., 1998), these technologies are still not widely adopted in Mozambique (INE, 2001; Uaiene, 2004). The majority of farmers are still relying on saved seed and do not use chemical fertilizer for maize production. The cultivation of improved maize varieties and application of chemical fertilizers to increase productivity will continue to be a policy focus for years to come because the Mozambican government is determined to promote a "Green Revolution" as outlined by the president’s discourse on agricultural development (Agéncia Mocambicana de Informacao [AIM] (Mozambican News Agency), Reports No. 337, March 20, 2007): ...the agriculture ministry has the vital task of leading a Mozambican "Green Revolution" to fight against hunger and to create more jobs. Among the factors involved in a Green Revolution, ..., are the production of improved seeds, the supply of fertilizers, the improvement of irrigation systems, and the transformation of subsistence farmers into commercial farmers. (Mozambique News Agency, AIM Reports No. 336, March 5, 2007). This discourse not only expresses political support for adoption of improved agricultural technology but also indicates that a greater emphasis on dissemination of information on improved agricultural technology is expected to be seen. Knowledge of farmers’ adoption of improved technologies is vital to create agricultural development policies and implement future technology dissemination programs. However, research to further advance our understanding of farmers’ apparent unwillingness to adopt improved maize varieties and chemical fertilizers is still limited. But there are opportunities to learn more about improved maize and chemical fertilizers in Mozambique. Since 1995, the National Directorate of Rural Extension and Sasakawa Global 2000 program (or DNER/SG2000) has been disseminating improved maize varieties (open-pollinated varieties and hybrids) and chemical fertilizers (N PK and urea) for improving maize production, resulting in an increase in potential maize yield from 0.5 ton/ha to 6 ton/ha (DNER, 2002). In the Manica district, the program was implemented in Machipanda and Vanduzi from 1996 to 2001 (personal communication, with head of Manica District Public Extension, 2005). From 1996 to 2001, the DNER/SG2000 program distributed a technological package on the new Hybrid and fertilizer technology, which included the improved maize variety Hybrid SC513 and NPK 12-24-12 and urea (DNER, 2002). According to Gemo, Eicher, and Teclemariarn, (2005), the DNER/SG2000 program had encouraged farmers to adopt improved seed varieties and chemical fertilizers. Therefore, the opportunity is there for researchers to conduct studies that will shed light on how farmers came to adopt improved maize varieties and fertilizers. The influence of variables such as household size, hired labor, years of experience, and years of education on adoption of improved maize varieties and chemical fertilizers has been extensively studied in other African countries (F eder, Just, and Zilberman, 1985; Kaliba, Verkuijl, and Mwangi, 2000; Abebaw and Belay; 2001; Tesfaye and Alemu, 2001; Tesfaye, Bedassa, and Shiferaw, 2001). Though not as extensively observed, attitudes are also considered explanatory of adoption behavior (Rogers, 1995; Chilonda and Van Huylenbroeck, 2001). Negative attitudes toward improved maize varieties and chemical fertilizers may be one of the reasons farmers are not using them for maize production in Mozambique. This study investigates the adoption of the improved maize variety SC513 and NPK and urea chemical fertilizers by farmers in the Machipanda and Vanduzi administrative posts of the Manica district. The study focuses on two aspects: the farmers’ attitudes about and the factors associated with the adoption of the improved maize variety SC513 and chemical fertilizers. Purpose of the Study The overall purpose of this study was to determine the influence of farmers’ characteristics and farmers’ attitudes toward improved maize and chemical fertilizers on adoption of improved maize SC513 and NPK and urea fertilizers by farmers in the highlands of Machipanda and lowlands of Vanduzi administrative posts of the Manica district. The specific objectives were: 1. To describe the characteristics of respondents from Machipanda and Vanduzi administrative posts. To assess the attitudes of farmers in the Machipanda and Vanduzi administrative posts toward the improved maize variety SC 5 1 3 and chemical fertilizers NPK and urea. To compare mean attitude scores between Machipanda and Vanduzi administrative posts, and among the age categories, sources of information, and gender of respondents within Machipanda and Vanduzi administrative posts. To describe the pattern of adoption of the improved maize variety SC513 and chemical fertilizers NPK and urea in Machipanda and Vanduzi administrative posts. To determine the factors associated with adoption of the improved maize variety SC513 and chemical fertilizers NPK and urea in Machipanda and Vanduzi administrative posts. Importance of the Study The study provides valuable information on pattern of adoption as well as factors associated with the adoption of the improved maize variety SC513 and chemical fertilizers among small farmers in the Machipanda and Vanduzi administrative posts. The study assists in the creation of agricultural deve10pment policy and the implementation of future technology dissemination programs. In particular, the results of this study are relevant for the National Directorate of Rural Extension (DNER) and the national and international research institutions that collaborate with the DNER for the dissemination of improved maize varieties and chemical fertilizers. The study formulates practical implications for dissemination of improved maize varieties and chemical fertilizers in the study area. Definition of T erms Attitude: A predisposition to respond in a favorable or unfavorable manner with respect to a given attitude object (Oskamp and Schultz, 2005). “Attitude object” includes situations, institutions, concepts, or persons (Aiken, 2002). Improved maize varieties: Hybrids and/or open-pollinated varieties (OPV) (Byerlee, 1994) that have been improved for selected traits such as drought tolerance, disease resistance, pest resistance, grain texture, short maturity rate, increased yield per unit of land, and quality protein (Denic, 2005). Chemical fertilizer (N PK 12-24-12): Dry fertilizers consisting of the three primary macronutrients — nitrogen (N), phosphorus, (P) and potassium (K) - to increase soil fertility (Hoeft, Nafziger, Johnson, and Aldrich, 2000). NPK is usually placed in the soil at planting time. Chemical fertilizer urea: Urea is the most widely used dry nitrogen (N) fertilizer and is usually side-dressed when the crop is knee-high (Hoeft, Nafziger, Johnson, and Aldrich, 2000) Adoption: The cultivation of improved maize varieties and application of chemical fertilizers (NPK and urea) for maize production in a given period of time. Adoption rate: The relative speed with which an innovation is adopted by members of a social system. Adoption rate is measured as the percentage of adopters in a given period of time, for example, a year (Rogers, 1995). Rain-fed farming: Growing crops or animals under conditions of natural rainfall (Beets, 1990) Province: A province is an administrative subdivision of the country. Each province is subdivided into several districts. District: A district is an administrative subdivision of a province. Each district is subdivided into several administrative posts. Administrative post: An administrative post is a subdivision of the district. Each administrative post is subdivided into several localities, which are further subdivided into several villages. Sasakawa Global 2000: SG 2000 is the joint program of the Sasakawa African Association, from the Nippon Foundation, and Global 2000, from the Carter Center. The SG2000 began the diffusion of improved agricultural technology to small-scale farmers in 1986 in Ghana and Sudan, then spread to more than 10 Sub—saharan countries (Sassakawa Africa Association, 2007). Soil nutrient mining; Deterioration in soil physical, chemical, and biological properties. It occurs through a combination of lowering of soil organic matter and loss of nutrients. HA: Trabalho the Inquérito Agricola (Agricultural Survey). Organization of the Study This study is organized in six chapters. Chapter One presents the introduction, problem statement, objectives of the study, importance of the study, and definition of terms. Chapter Two begins with a description of the agricultural sector and dissemination of improved maize production technology in Mozambique. The description is followed by the presentation and discussion of literature on the benefits and risks of improved maize varieties and chemical fertilizers, attitude formation, the relationship between attitude and overt behavior, and the innovation-decision process. Chapter Three presents the methodology used for collecting, examining, and analyzing data. Chapter Four presents the results of the study. Chapter Five presents the interpretation and discussion of the results. Chapter Six presents the summary, conclusions, implications of the study, and recommendations for further research. CHAPTER 11 REVIEW OF RELATED LITERATURE This chapter is organized in nine sections. Section 1 describes the agricultural sector and dissemination of improved maize varieties and chemical fertilizers in Mozambique. Section 2 presents the benefits and disadvantages of using improved maize varieties and chemical fertilizers. Section 3 reviews the definitions and theoretical views of attitudes. Section 4 presents empirical studies on farmers’ attitudes toward agricultural technology. Section 5 identifies attitudinal dimensions (factors) based on literature review on benefits and disadvantages of improved maize varieties and chemical fertilizers, and literature review on attitude formation. Section 6 describes various theoretical procedures for studying adoption of agricultural technologies. Section 7 describes the theoretical framework used in this study for studying the adoption of the improved maize variety SC513 and chemical fertilizers. Section 8 presents the study hypotheses on the relationship between factors and adoption of SC513 and chemical fertilizers. Section 9 presents the logistic regression model. Section 1. Agricultural Sector in Mozambique Agricultural Enterprises In Mozambique, the agricultural sector is characterized by three categories of agricultural enterprises (or explorac‘o'es) - small, medium, and large enterprises. This classification is based on the area cultivated and the number of animals owned. Thus, farms with cultivated areas of less than 10 hectares and with fewer than 10 head of cattle, 10 50 goats/sheep/pigs, and/or 5,000 poultry are classified as small-scale farms. Medium- scale farms are those with 10 to 50 hectares of cultivated area, between 10 and 100 head of cattle, between 50 and 500 goats/sheep/pigs, and/or between 5,000 and 20,000 poultry. Large-scale farms are any that have one or more than one component larger than the medium-scale limit. For irrigated land, horticultural crops, and plantations, small-scale is less than 5 hectares, medium is 5 to 10 hectares; and large- scale is over 10 hectares (INE, 2001; Bias and Donovan, 2003). Agra-ecological Regions Ten distinct agro-ecological regions are found in Mozambique. The regions R1, R2, and R3 are located in southern Mozambique. These regions are subject to prolonged periods of drought. The annual rainfall is between 500 and 800 mm. High levels of precipitation are observed in regions R4 to R10, located in the northern part of the country. The annual rainfall in regions 4-10 is between 1,000 and 1,500 mm. In general, Mozambique’s soils are considered of average quality, with better soils found in the plateau and highland of northern and western Mozambique (Jeje et al., 1998). However, it is important to note that negative nutrient balance of the soils and consequent gradual loss of soil productivity have been observed in cultivated areas in Mozambique (Instituto Nacional de Investigacao Agraria [INIA] (National Institute for Agricultural Research), 1997; Uaiene, 2004). Basically, soil nutrients are removed through crop harvest and erosion, and farmers do not apply sufficient quantities of nutrients to build the soils to desired levels and to replace what is removed by the crops and erosion. ll The most cultivated food crops in Mozambique are maize, cassava, beans and groundnuts. Among these food crops, maize is the most grown food crop all over the country. About 40.46 percent of cultivated land is planted to maize, and about 60 percent is planted to cassava, beans, groundnuts, sorghum, rice, sweet potato, and millet. Maize-based System Maize (Zea mays L.) is the dominant food crop cultivated as an intercrop with groundnuts, cowpea, and sorghum, pigeon peas, and/or pearl millet. There is mainly one maize cr0p per year. Maize is sown in the rainy season from October to December and harvested between April and May. Maize-based farming systems are heavily dependent on rainfall, manual cultivation, and almost no use of purchased inputs such as improved seed, inorganic fertilizers, and pesticides. For crop cultivation in general (which includes maize cultivation), of about 3,064,715 agricultural enterprises, only 2.7 percent use fertilizers, 3.9 percent use irrigation, 4.5 percent use pesticides, and 11 percent use animal traction for crop cultivation (INE, 2001). The actual maize yields are much below the estimated potential yield. The actual average maize yield is between 0.4 and 1.3 tons per hectare; potential yields are between 5 and 6.5 tons per hectare (Jeje et al., 1998). Maize yields can be increased if improved maize varieties and chemical fertilizers are accessible to small farmers (Bias and Donovan, 2003). The Uses of the Maize Crop The main uses of the maize crop are home consumption and provision of income. Commonly, households consume a refined maize meal (Upswa or Chima) whose processing requires numerous steps, including hand pounding, soaking, washing, drying, and milling (Rubey, Ward, and Tschirley, 1997). Small proportions of maize produced in 12 Mozambique are used for animal feed (poultry and swine) (Fumo, 1995). Maize grain provides farmers with monetary benefits through farmers’ participation in the market. For example, data from the agricultural survey for 1995-96 showed that, among the basic food grains, only maize was commonly marketed, with about 20 percent of total production sold and 21 percent of households participating in the markets for maize (Bias and Donovan, 2003). Because the animal feed industry is an important factor of demand for maize in Afiica (Byerlee and Heisey, 1997), its expansion in Mozambique may increase farmers’ participation in the markets for maize. Dissemination of Improved Maize T echnology Despite the importance of the maize crop as a staple food and also as a source of income, very few farmers use improved maize seed and chemical fertilizers. The result is low maize yields, averaging between 0.4 and 1.3 t/ha (Jeje et al., 1998). Most farmers use saved seed from their own production or seed offered by another farmer or relative (Massingue et al., 2004). To assist farmers in increasing maize production (and to some extent stabilize maize yields), the public extension service, through the National Directorate of Rural Extension (DNER), disseminates information on improved technologies in maize among farmers in 66 of the 128 districts in Mozambique. The public extension service uses demonstration plots, personal visits, group meetings, and radio broadcasts to educate growers. Radio broadcasts have been particularly effective in the dissemination of improved seed (Massingue et al., 2004). Recommendations for use of improved maize seed emphasize seed treatment for the control of termites; a seed rate of 50,000 plants / ha, which corresponds to 25 to 30 kg/ha of seed, proper seed spacing and planting depth 13 (DNER, 2002). Recommendations for enhancing soil fertility are of two types. First, recommendations which emphasize low-input agriculture in which the soil resource base is maintained through the use of organic compounds and other low-cost practices that promote soil water and fertility conservation and avoid soil degradation through erosion. Second, recommendations that promote agricultural intensification, particularly through the use of inorganic fertilizer, which is considered the key element for sustainable agricultural production, productivity, and conservation of the natural resource base. An integration of the two types of recommendations is seen as the most adequate approach to fertilizer recommendations, mainly because organic matter is often insufficient to fully replenish and provide the quantities of various nutrients required by crops (Bias and Donovan, 2003). DNER/$02000 Extension Program The National Directorate of Rural Extension and Sasakawa Global 2000 initiative (DNER/SG2000 program) is an example of a national effort to promote agricultural intensification by the use of improved agricultural technology, primarily in maize. Since 1995, the DNER/SG2000 program has been disseminating improved maize varieties (open-pollinated varieties and hybrids) and chemical fertilizers to improve maize yields from 0.5 t/ha to the potential of 6 t/ha (DNER, 2002). These technologies were disseminated by means of demonstration plots. Participating farmers managed one of two types of demonstration plots: technology demonstration plots of 0.1 ha, for which farmers managing this type of plots were given free inputs; and credit plots of 0.5 ha. Farmers managing credit plots were delivered inputs on a credit basis, involving nearby input suppliers and rural traders (DNER, 2002). At the end of the cropping season, 14 farmers had to pay back the loan with part of their production. In general, the program was successful in encouraging farmers to use improved maize seeds and chemical fertilizers (Gemo et al., 2005). The credit schemes did not always work well, however - some farmers failed to pay back the loans (Jeje etal., 1998). It is important to note that the credit component is a determinant factor in the use of improved maize seeds and chemical fertilizers. The successful smallholder-led maize revolution in Zimbabwe demonstrated this (Eicher and Kupfuma, 1997). Thus, if alternative credit schemes to deal with delinquency rates are not in place in Mozambique, the future large scale- adoption of improved technology may be threatened. In the district of Manica, the DNER/SG2000 program was implemented in the administrative posts of Machipanda and Vanduzi from 1996 to 2001 (personal communication with head of Manica District Public Extension, 2005). From 1996 to 2001, DNER/SG2000 distributed an informational package on the new hybrid and fertilizer technology, which included the improved maize variety Hybrid SC513 and chemical fertilizers NPK 12-24-12 and urea (DNER, 2002). Seed and fertilizer recommendations to attain 4 tons of maize grain per hectare are presented in Table 1. Table 1. Seed and Fertilizer Levels to Produce 4 tons of Maize Grain per Hectare. Technology Components Recommendations Maize varieties SC513 Seed rate 50,000 plants/ha (25-30 kg of seed/ha) Fertilizers 100 kg/ha of NPK (12-24-12) at planting time 200 kg/ha urea 30 and 60 days after emergence Source: DNER, 2002. 15 Production and Distribution of Improved Maize Seed In Mozambique, two private companies produce and import improved maize seed from neighboring countries: the Mozambique Seed Company (SEMOC) and the PANN AR, a South Africa-based company. Currently SEMOC is the largest private seed company. Mozambique owns about 25 percent of SEMOC. The other 75 percent of the company is owned by SEEDCO, a Zimbabwean Seed Company (personal communication with general manager, 2006). The Hybrid maize SC513 is produced by private farmers under contract with SEMOC. After the seed is produced, it is delivered to SEMOC, where is processed, labeled, and sold. At the time of this research (March- May 2006), the seed of SC513 could be bought directly from SEMOC for 24,000 MZM/kg (approximately $0.92 per kilogram [US $1= 26,000 MZM]). The Hybrid maize variety SC513 is a white dent-type seed developed for high yields (4 to 9 t/ha) and grey leaf spot tolerance. Other characteristics of Hybrid SC513 are presented in Table 2. Table 2. Characteristics of Improved Maize Hybrid Variety SC513. Characteristics Specifications Manning rate Intermediate maturity: 137 days to maturity Ear placement Relatively high Grain drying rate Slow rate Drought tolerance Moderate to good tolerance Resistance to cob diseases Moderately resistant Root lodging Slightly susceptive at high plant population density (over 44,000 plants/ha) Source: Seed Company (SEEDCO), 2003-2004. The commercial sector is in charge of providing improved maize seed to farmers (Massingue et al., 2004). However, seed distribution is still weak in Mozambique, because of an underdeveloped market, which leads to low demand for improved varieties 16 and low maize yields; and insufficient coverage by the distribution network. The distribution network does not cover all the districts, and some of the covered districts have only one seed depot representing one of the two seed companies. There are three ways by which improved seed reaches the farmers. The first distribution arrangement involves the formal commercial (private) sector. Here, the wholesalers/retailers acquire seed (on credit a basis) from the seed companies. The wholesalers/retailers may or may not represent the seed company. Those that represent a seed company usually have the name of the company written on the wall of the shops. The wholesalers/retailers’ main task is to provide seed to retailers in the area. Both the wholesalers/retailers and the retailers can sell seed to the farmers. At the time of this research (March-May, 2006), farmers reported a price between 25,000 and 30,000 MZM/kg. The second distribution arrangement involves the public sector. The government buys large quantities of seed from the seed companies for purposes of emergency programs. The seed is then distributed to the farmers for free. Extension programs such as DNER/SG2000 also provided the participating farmers with improved seed. The third distribution arrangement involves the informal commercial sector. Among these three seed providers, the public sector and the informal traders have the major market shares. The basic distribution channel (excluding seed exchange within the community) is summarized in Figure 1. 17 Wholesaler Retailer /Retailer CoSrreregn Emergency Farmer p y /Extension \j‘ Informal Traders Figure 1. Distribution Channels for Improved Maize Seeds in Mozambique. Production and Distribution of Chemical Fertilizer Unlike improved maize seed, nitrogen and phosphorus fertilizers are not currently produced in Mozambique. The country has one of the lowest use rates of fertilizer in sub-Saharan Afiica, with an estimated average annual application of 1.84 kg nitrogen- phosphorus-potassium (N PK) fertilizer per hectare, compared with an average of 16.55 kg/ha in West Africa and 8.89 kg/ha in all sub-Saharan countries (Bias and Donovan, 2003). Fertilizer imports are very low. For example, between 1983 and 1997, Mozambique imported between 1,100 and 7,269 tons of nitrogen and phosphorus fertilizers (DNER/SG2000, 2003), and the country is still importing less than 10,000 tons of fertilizer per year (Bias and Donovan, 2003). Jeje at al. (1998) describe three ways used by large agricultural enterprises to acquire agrochemicals. First, the large agricultural enterprises could order them through agrochemical companies representing multinational firms (e. g., Agroquimicos, Tecap, Zeneca). These companies supplied pesticides worth an estimated $3 million to $5 million per year and met approximately one-third of total demand. The second option 18 involves joint venture companies and other large commercial enterprises ordering pesticides directly. This accounts for another third of total pesticides used. Thirdly, the Japanese KRII aid program supplied the rest of the national pesticide demand and virtually all of the fertilizer used in Mozambique (Jeje et al., 1998). Fertilizers are not accessible for small farmers. According to farmers’ reports, the price of 100 kilograms of NPK was about 1,200,000 MZM (US $46.20) and the cost of 50 kilograms of urea was about 445,000 MZM (US $17.10), at the time of this research (March-May 2006). Most of the imported fertilizer is used by large farmers for the production of cash crops, mainly tobacco. One way that small farmers obtain fertilizer is through production of cash crops such as tobacco under contract with larger farmers. Small farmers involved in these contracts are provided with fertilizer. There is little use of fertilizer on maize, and such use would be risky given crops’ price variability and market instability, as well as climatic risk (Bias and Donovan, 2003). The basic distribution channel for fertilizers is summarized in Figure 2. Contract growing schemes Agrochemical Large companies agricultural representing enterprises multinational firms Fertilizer ' Farmer producers outside I 4 l Mozam- bique , Extensron Japanese KRII Government ' aid program < Retailer r Figure 2. Distribution Channels for Chemical Fertilizers in Mozambique. 19 Profitability of Improved Maize Technology Jeje et al. (1998) assessed the profitability of maize production technology disseminated by the DNER/802000 program in 1996 and 1997 in the Manica province. Their results suggest an association between profitability and the period in which farmers sell maize. The study revealed that when farmers sold maize in June, only 36 percent made a profit. At the December price, 80 percent made a profit. When farmers sold maize midway between July and December, 62 percent profited. Thus, there are indications that some farmers do make a profit when they use improved maize varieties and agrochemicals. It is important to note that the profitability study by Jeje et a1. (1998) was conducted with higher levels of inputs than those used currentely (Appendix B). For this reason, the results may or may not apply to the current farming situation in Machipanda and Vanduzi. A similar study to that by J eje et al. would have to be replicated to find out whether some farmers are still making money with the current levels of inputs. Though profitability asssement was not the objective of the current study, it did perform rough estimations on returns to farniliy land and labor with Hybrid maize SC513 and chemical fertilizers NPK and urea, excluding the levels of pesticides applied as described in the standard technology recommendation (Appendix B). The maximum average maize yield of 1.3 ton/ha was assumed as the actual maize yield with local maize, and the minimal potential average maize yield of 4 ton/ha was assumed as the actual yield with SC513 and chemical fertilizers. Table 3 presents the average prices for inputs and maize grain. 20 Table 3. Average Prices of Inputs and Maize Grain. Item Price (MZM) Price (US $) Improved maize seed 27,500 MZM per kilogram 1.10 NPK(12-24-12) 1,200,000 MZM per 100 kilograms 46.20 Urea 445,000 MZM per 50 kilograms 17.10 Local seed 3, 700* MZM r kilo ram 0.10 Source: Fanners’reports and TIA, 2005*. Tables 4, 5 and 6 present the budgets and partial budgeting procedure to estimate the net returns to family land and labor. Table 4. Budget for Hybrid Maize SC 513. Income Sources Quantity per ha Unit Price per unit Total per ha Grain (maize) 4 ton 3,700,000 14,800,000 Total Income 14,800,000 Expenses Seed 25 Kg 27,500 687,500 NPK (12-24-12) 2 50 kg 600,000 1,200,000 urea 4 50 kg 445,000 1,780,000 Sub-total 3,667,500 Interest on current debt 293,400 (8%) Total ExEnses 3,960,900 Table 5. Budget for Local Maize. Income Sources Quantity per ha Unit Price per unit Total per ha Grain (maize) 1.3 ton 3,700,000 4,810,000 Total Income 4,810,000 Expenses Seed 40 kg 27,500 1,100,000 Sub-total 1 ,1 00,000 Interest on current debt 88,000 (3%) Total Expenses 1,188,000 21 Table 6. Partial Budgeting: Change from a Local to Hybrid Maize. Reduction to Income Gains to Income (MZM/ha) (MZM/ha) Added Cost 3,960,900 Added revenues 14,800,000 Reduced Revenues 4,810,000 Decreased cost 1,188,000 Total Reductions (A) 8,770,900 Total Gains (B) 15,988,000 Net Change in income (B-A) 7,217,100 The net gain of growing improved maize in (2005-06) was positive 7,217,100 MZM (US $277.58). This value would decrease slightly if costs of pesticides were included, but farmers would still make some money with 4 tons of grain maize SC513 per hectare. Therefore, it would be favorable for the family farm to adopt the Hybrid maize SC513, provided that farmers apply the technology as recommended, are risk takers, and prioritize the objective of making profit. Section 2. Benefits and Disadvantages of Using Improved Maize and Chemical Fertilizer For rain-fed farming (as is the case in Mozambique), improved maize varieties and chemical fertilizers provide farmers with alternatives to respond to risks and opportunities associated with environmental and socioeconomic factors. Environmentally induced Risks to Maize Production and Fertilizer Use In their study “Yield Response to Fertilizer Application in Kenya,” Rotter and van Keulen (1997) identified the following weather-induced risks to maize production and fertilizer use: crop failure due to temporary but distinct dry spells and/or soil water deficits due to low seasonal rainfall and shallow soils; considerable yield depression due to soil and runoff water loss (this includes decreases in soil quality due to soil 22 degradation after heavy showers); yield reduction due to pests and diseases; and considerable yield limitation due to a temporary excess of water. Environmentally induced risks, particularly those associated with low, erratic, and unreliable rainfall, were the main risk factors in the semiarid areas (Rotter and van Keulen, 1997). Socioeconomic Induced Risks to Maize Production and Fertilizer Use Socioeconomic risk factors include the possibility of financial loss due to low maize prices and increased costs of mineral fertilizer. Rotter and van Keulen (1997) found that socioeconomic factors were more relevant in semihumid areas. In general, fertilizer is the most costly cash input used by the typical smallholder in southern Africa (Kumwenda et al., 1997). Byerlee (1994) mentioned the high price of chemical fertilizer as a constraint to fertilizer application among maize growers in southern Afiica. While studying perceptions and attitudes toward soil fertility technologies in western Africa, Enyong, Debrah, and Bationo (1999) found that farmers perceive urea as being more costly than NPK because it had less residual effect and must be purchased yearly. Possible .Adaptations to Prevailing Risks To adapt to variables in environmental conditions and associated risks, farmers can choose to cultivate improved maize varieties and use chemical fertilizer. Researchers have developed maize varieties that are tolerant of drought and low nitrogen levels, resistant to field diseases (including maize streak virus disease and grey leaf spot), resistant to attacks from stem borers, lodging and herbicide injury, and have enhanced seed vigor and germination. These maize traits improve and stabilize yield. 23 Maize varieties have also been developed with resistance to storage pests. This contributes to reduction in postharvest losses. Vowotor, Bosque-Perez, and Ayertey (1994), and Meikle et a1. (1997) found that the use of improved flint maize varieties, combined with the practice of storing unshelled maize increased the development period of the weevil and reduced the possibility of the build up of destructive populations of Sitophilus zeamais. When farmers use maize varieties resistant to storage pests, they are able to store maize and sell it when prices are relatively high, increasing the chances of making a profit. Improved maize varieties can help farmers face labor constraints, food insecurity, and lack of income. Research in southern Africa (Byerlee, 1994; Kaliba et al., 2000) indicated that farmers prefer early-maturing maize to better deal with labor constraints, risk considerations and crop rotations. Sometimes farm households will improve food security by planting an early-maturing variety that can be consumed in the “hungry season” before the main harvest. Income, either for investments or buying food, is the measure of success for farmers (Rotter and van Keulen, 1997). Early-maturing varieties provide sources of cash for farmers in areas with small-scale irrigation and nearby market places for fresh maize (roasting ears). Farmers can also benefit from applying chemical fertilizer to maize. When used in optimum amounts, chemical fertilizers increase production and farm efficiency (Rogers and Havens, 1961). In Kenya, Rotter and van Keulen (1997) found that there was a tremendous potential for increasing maize yields, and hence national production, by applying moderate amounts of nitrogen (N) and phosphorus (P) fertilizers in the 24 lowlands and midlands. Treatments with dry mix NPK brought economic benefits in terms of grain yield returns (Belay, Claasens, and Wehner, 2002). Section 3. Definitions and Theoretical Views about Attitudes Several researchers view “attitude” as a learned predisposition to respond in an evaluative manner toward an “attitude object” - i.e., situations, institutions, concepts or persons. Oskamp and Schultz (2005), after reviewing several definitions of “attitudes”, defined attitude as “a predisposition to respond in favorable or unfavorable manner with respect to a given attitude object” (p. 9). Likewise, Oskamp and Schultz (2005), and Eagly and Chaiken (1993) emphasize attitudes as evaluative responses. Eagly and Chaiken (1993) define attitude as “an evaluative state that intervenes between certain classes of stimuli and certain classes of evaluative responses, which express approval or disapproval, favor or disfavor, liking or disliking, approach or avoidance, attraction or aversion toward the attitude object” (p. 3). According to Eagly and Chaiken (1993), evaluative responses are provided for verbal statements of beliefs, verbal statements of affect, and verbal statements concerning behavior toward the attitude object. Eagly and Chaiken’s view of attitudes is similar to the latent process viewpoint of Defleur and Westie (1963) referenced by Oskamp and Schultz (2005). Under the latent process viewpoint, attitude is viewed as a process occurring within the individual. Attitude is used to explain the relationship between stimulus events and the individual’s responses. In this sense, an attitude is an intervening variable. Attitude is a theoretical construct that it is not observable in itself but mediates the relationship between certain observable stimulus events (the environmental situation) and certain responses. 25 Concerning the class of evaluative responses, cognitive responses refer to the thoughts or ideas that people have about the attitude object. These thoughts, cognitions, knowledge, or opinions are often conceptualized as beliefs. A belief is a statement that expresses the relationship between attitude object and characteristics of the attitude object. The aflective responses consist of feelings, moods, motives, emotions, and associated psychological changes and verbal statements of affect in relation to the attitude object. The behavioral responses cover people’s covert actions and both intended and actual verbal statements concerning behavior. This study adopts the tripartite view of attitudes and the conceptualization of attitude provided by Oskamp and Schultz (2005), which states, “An attitude might be conceptualized as a summary of all of a person ’s evaluative beliefs about, affective reactions toward, and behavioral responses to an attitude object” (p. 14). Although the definition contains three types of responses, they are not always simultaneously present in every attitude (Eagly and Chaiken, 1993). 26 .333 now—menu use Ewem use @0ch Nag—Low use mgmo 88m 3:55. .movfiufix Mo “50955 $8on Eofiq 2:. .m oBmE .zozoE new 25:0 883 a m_ 8:03.05 SEE com EonEtow E3823 we 83 5258 use 2:: me 833 e a being 059: 338:: .«o gags—=0 8:38.. ESSEX— _ 3368.3 3.532.3— 06 com poem no: fl bum—Ea _8_Eono M” n. bumtfifiomsmf .voow mouwfi Hm. 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The presence of an attitude will give rise to, and can be measured in terms of, observable responses, which may be cognitive, affective and/or behavioral reactions to the attitude object (Oskamp and Schultz, 2005). The Formation and Change of A ttitudes Experimental research has demonstrated that attitudes are formed and modified as people gain information about the attitude object (Eagly and Chaiken, 1993). In the tripartite view of attitude, attitudes are formed through cognitive, affective and behavioral learning processes. Cognitive learning processes take place when the individual, through direct and indirect experience, gains information about the attitude object and then forms beliefs. In afl'ective learning processes, attitudes are formed on the basis of affective or emotional experiences. Attitude is a product of pairing an attitude object with a stimulus that elicits an affective response. In behavioral learning processes, attitudes derive from past behavior. Individuals take into account the conditions under which previous behavior was formed to infer attitudes that are consistent with their prior behavior (Eagly and Chaiken, 1993). Other learning processes include persuasion, instrumental conditioning learning, and observational learning (Oskamp and Schultz, 2005). Persuasion is an interactive process through which an individual’s knowledge and beliefs are changed by means of 28 communication (Murphy and Alexander, 2004). Instrumental conditioning learning occurs when the individual’s behavior is the means by which reward or punishment is achieved (Oskamp and Schultz, 2005). Observational learning is the common type of learning. It occurs, without any external reinforcement, through imitation of others’ behavior. Attitude and Behavior Relationship Oskamp and Schultz (2005) argue that “. . .as an intervening variable ‘attitude’ is a useful concept only if it conveniently summarizes, or predicts, or is related to patterns of actual behavior” (p. 266). This argument suggests that social researchers would produce more valuable results if, in their studies on attitudes, they include analysis of attitude- behavior (A-B) relationships. Attitude-behavior (A-B) relationships are important for predicting the general tendency that the individual will engage in behaviors relevant to the attitude object (Eagly and Chaiken, 1993). From the point of view of extension educators, it is important that attitudes serve a predictive purpose if measurements of support for using improved maize production practices are useful tools in guiding program planning. In Mozambique, agricultural extension agencies implement programs to assist farmers in improving maize productivity through the use of improved maize seed varieties and chemical fertilizers. The success of the extension programs depends on farmers’ volitional behavior - i.e., farmers decide whether to perform behaviors related to the use of improved varieties, such as buying the seed, planting the seed, processing corn for animal feed, cooking corn for consumption, and behaviors related to the use of chemical fertilizers, such the application of NPK and urea on maize. 29 Extension officers can assess farmers’ attitudes toward improved maize production practices and generate measurements of support to improved maize technology as part of monitoring program implementation. For these measurements to be useful tools, they must serve a predictive purpose with respect to farmers’ behavior. In many cases, attitudes and actions are quite different (Rogers, 1995), but it is essential to explore the association between attitudes and behaviors (A-B) and formulate hypotheses on the predictability of farmers’ behavior from attitudes. For example, Kim and Hunter (1993) suggest that A-B correlations do exist and can take low (.26), moderate (.50), and high values (.86). These researchers also make it clear that a conclusion about the existence or non-existence of an A-B relationship is valid only if the measures of attitudes and behaviors are conceptually similar. Factors Affecting Attitude-Behavior Relationship According to Oskamp and Schultz (2005), the relationship between attitude and behavior is affected by the following factors: Attitude certainty. This is the degree to which cognitive and affective components are in agreement. Attitude certainty is low when people have ambivalent attitudes - that is, both high positive and high negative attitudes toward an object. Instability of attitudes. The stability of attitudes decreases over time; therefore, the longer the gap between the time when attitudes are measured and the time when the behavior is measured, the greater the chance that attitude-behavior relationship will be inconsistent. Direct experience. Attitudes learned through direct experience with the attitude object are the most predictive of behavior. 30 Attitude accessibility. Accessible attitudes tend to best predict behavior (Oskamp and Shultz, 2005). Accessible attitudes tend to be those learned through vivid information, such as results demonstration plots. Accessible attitudes are easily retrieved from the memory. Accessibility of information provided via concrete examples is explained by the principle that information is weighted in proportion to its vividness (N isbett and Ross, 1980) Behavior. Severity of the expected consequences of the behavior can decrease attitude- behavior correlations. Situation. The influence of situation occurs when something not thought about happens that forces the individual not to behave in accordance with his/her attitude. Person. Low self-monitoring individuals (i.e., individuals who do not change their behavior according to the situation) tend to show high attitude-behavior correlations. Section 4. Empirical Studies on Farmers ’ Attitudes Toward Agricultural T echnologv Studies on farmers’ attitudes toward agricultural technology have examined causal relationships between attitudes and farmers’ behavior; associations between attitude and individual characteristics such as age, years of experience, knowledge; and associations between attitude and information sources. Ganpat and Bholasingh (1999) examined attitudes toward technology implementation and attitudes toward farming as a challenge among Trinidad’s farmers. The researchers found that younger farmers had stronger beliefs about technology and felt that farming was more of a challenge than older farmers. Rogers and Havens (1961) utilized an experimental design to measure the impact of demonstrations on farmers’ attitudes toward fertilizer. The results showed that more 31 educated farmers had a positive attitude change toward fertilizer usage. The knowledge of fertilizer (i.e., how to use fertilizer, what nutrients the crop needs) acted as an intervening variable between “attitude toward fertilizer” and “use of fertilizer.” Soil tests were mentioned by farmers as the most important sources of information on the use of fertilizer, while farmers’ own experience and demonstrations occupied the second and third positions (Rogers and Havens, 1961). A study by Chilonda and Van Huylenbroeck (2001) was based on the assumption that differences in attitudes and socioeconomic circumstances influence the uptake of veterinary services by small-scale cattle farmers. It employed a logit model to estimate the probability of use of veterinary services in the eastern province of Zambia. The empirical logit estimates from a sample size of 209 farmers indicated that a positive attitude toward utilization of veterinary services favored the use of these services. Farmers who had a positive attitude toward utilization of veterinary services had more experience in cattle keeping, and knowledge of husbandry practices, and enjoyed additional earnings from hiring of oxen for drafi power (Chilonda and Van Huylenbroeck, 2001). Willock et a1. (1999) studied the differences in attitudes toward chemical use between business-oriented farmers and environmentally oriented farmers in Edinburgh, Scotland. The results showed that attitudes toward chemical use influenced only environmentally oriented farmers. Significant association (P<.01) of about 0.2 was found between environmentally oriented behavior and attitudes toward chemical use (Willock et al., 1999) 32 Lichtenberg and Zimmerman (1999) examined the influence of information from various sources on farmers’ attitudes about the effects of pesticide use on human health and the environment. Regression analysis showed that farmers who placed greater importance on information from the news media expressed greater concern about all forms of environmental quality problems associated with agrochemicals, while farmers who placed greater importance on cooperative extension information expressed greater concern about specific aspects such as mixing and loading pesticides, and residues on food and in drinking water. There are also studies on attitudes (not necessarily within agriculture) that are informative about the relationship between attitudes and age. Some of these studies found that older respondents were more prone to express negative attitudes (Wang, Lassoie and Curtis, 2006). Diallo (1983) referenced McGuire (1969) to explain that positive attitudes decline with age. Other studies on farmers’ attitudes toward agricultural technology did not look much at the relationships between attitudes and other individual characteristics. Rather, the studies provided a description of the attitudes held by the farmers. Diallo (1983) interviewed 30 and surveyed 109 maize growers to determine farmers’ attitudes and experiences with no-till corn production systems in Baltimore County, Washington, in the United States. The findings indicated that farmers tended to hold positive attitudes toward conservation tillage. Thompson (1992) conducted interviews with 35 rice growers in Bangladesh to explore their perceptions and attitudes about the use of urea deep placement (UDP) technology as a mean to reduce nitrogen use and improve 33 fertilizer efficiency. The study reports that farmers had very favorable attitudes about UDP and perceived the practice as beneficial for increasing rice production. Positive attitudes toward fertilizer use were also found through qualitative studies. Enyong et al. (1999) used group discussions, interviews and field visits to investigate subjective and cultural processes underlying western African farmers’ practices and attitudes toward adoption of NPK and urea. The data from a non-random sample of 117 farmers indicated that most farmers recognized the benefits of chemical fertilizer for enhancing soil fertility. The study also identified reasons for adoption of fertilizer use (which included easy use or application of chemical fertilizers, immediate and visible effect during the crop season, and residual effects for subsequent seasons) and non- adoption (which included non—availability or scarcity in market, lack of access to credit to purchase fertilizer, and under application). Section 5. Theoretical Measurement Models for Development of A ttitudinal Scales This section uses the reviewed literature to formulate hypotheses about theoretical measurement models that describe the relationship between the possible underlying factors (attitudes) and the observed variables (items) (Knoke, Bonrnstedt, and Mee, 2002) The reviewed literature on benefits and disadvantages of improved maize varieties and chemical fertilizers suggests that farmers operate in an environment of risks associated with climate (drought, soil, and runoff water loss, pests, and diseases) and socioeconomic factors (financial losses from low maize prices and increased costs of mineral fertilizer). The literature on attitude formation implies that maize growers exposed to information about climatic factors develop beliefs about improved maize 34 varieties and the effects of chemical fertilizers to cope with environmental hazards. In addition, the literature on attitude formation implies that maize growers exposed to information about socioeconomic risk factors develop beliefs about the increased income and lower costs incurred by adopting improved maize varieties and chemical fertilizers. Attitudes formed about use of improved maize varieties suggest the presence of two factors: production characteristics and income factors. Similarly, for chemical fertilizers, the literature suggests the presence of two factors: eflect of fertilizer and cost factors. The statements (items) used to capture each factor are presented below. Attitudes Toward Characteristics of Improved Hybrid Maize SC 5 1 3 - When rainfall is low, local maize variety Chimanhica produces better than improved maize variety SC513. - When rainfall is low, local maize variety Candjere produces better than improved maize variety SC513. - With adequate rainfall, it is better to plant improved maize SC513 because it produces better than local maize varieties. - Porridge made of improved maize variety SC513 tastes good. - Grain of improved maize variety SC513 is good for hand pounding. - Grain of improved maize variety SC513 is good for milling. - Improved maize variety SC513 has good germination. - Improved maize variety SC513 is more resistant to storage pests than local maize Candjere. - Improved maize variety SC513 is more resistant to storage pests than local maize Chimanhica. - Farmers in this area should plant improved maize variety SC513. Attitudes Toward Income from Improved Hybrid Maize SC 5 I 3 - Planting improved maize variety SC513 provides more income than local variety Chimanhica. - Planting SC513 provides more income than local variety Candjere. - Grain of SC513 is easy to sell. - Fresh maize (roasting cobs) of SC513 is easy to sell. - Planting SC513 is waste of time and money. - Seed SC513 is easy to find. 35 Attitudes Toward Effects fiNPK and Urea - NPK/urea is good for the maize crop. - NPK/urea increases maize yield. - NPK/urea is not good for the soil. Farmers in this area should apply NPK/urea on maize. Attitudes Toward C osts of NPK and Urea - NPK/urea is expensive. - NPK/urea is a waste of time and money. - NPK/urea is risky because of crop failure due to weather conditions. - NPK/urea is easy to obtain. It is reasonable to expect associations between the attitudinal dimensions (factors). Farmers may appreciate the production characteristics of the improved maize varieties and be positive about the improved maize variety output as a marketable good. In Honduras, for example, farmers who planted hybrid maize were focused on commercialization and appreciated the production characteristics of the hybrid variety (Hintze et al., 2003). Farmers may also appreciate the effect fertilizer has on maize yield but be put off by the high costs of fertilizers. On the basis of the assumptions presented above, the following is hypothesized about the attitudinal dimensions (factors): H1: Attitudes toward production characteristics of SC513 are positively associated with attitude toward income from SC513. H2: Attitudes toward the effect of NPK and urea on maize yield are negatively associated with attitudes toward costs of NPK and urea. 36 Section 6. Adoption and Diffusion T heory Individual or F arm-level Adoption According to Feder, Just, and Zilberman (1985), individual or farm-level adoption is defined as the degree of use of a new technology in long-run equilibrium, when farmers have complete information about the new technology and its potential. Hence, adoption occurs when farmers decide to use the new technology on basis of information given (Kaliba, Verkuijl, and Mwangi, 2000). For divisible technologies such as improved maize varieties and chemical fertilizers, the degree of adoption is measured by the area the farmer dedicates to utilizing the technology (Feder et al., 1985). It is important to note that there is no definition of adoption that applies to all situations. For each situation the researcher defines the criterion of adoption. The criterion may consider farmers who plant even a few rows of the new variety as adopters (CIMMYT, 1993). This is the criterion used in this study. Individual (farm-level) adoption studies try to explain the factors that influence farmers’ decisions about whether to use the new technology (Hintze et al., 2002). Researchers use various analytical procedures for studying innovation adoption by farmers. Analytical Procedure Focusing on Measurement of Variables Influencing Adoption For example, considerable research (Feder et al., 1985; Kaliba et al., 2000; Abebaw and Belay, 2001; Tesfaye and Alemu, 2001; Tesfaye, Bedassa, and Shiferaw, 2001) has been conducted to determine factors associated with adoption of improved agricultural technology. The analytical framework used by these researchers consists of 37 descriptions of the regression equation (in most of the cases, logistic regression), descriptions of variables influencing adoption, and formulation of hypotheses about the associations between variables and adoption. The variables hypothesized to influence adoption include level of education, household size, use of hired labor, experience of farmers, access to credit, access to extension services, beliefs, human capital, weather, soils, and availability of water. F eder et a1. (1985) conceptualize adoption as a quantitative variable and differentiate themselves from researchers who view adoption as a process involving mental stages that range from first hearing about an innovation to final adoption. Analytical Procedure Focusing on Mental Processes and Overt Behavior Rogers (1995) conceptualized the innovation-decision process to explain how farmers deal with uncertainty associated with new technology. Hence, the stages involved in the innovation-decision process can be thought of as factors that influence farmers’ decisions about whether to use the new technology. The innovation-decision process involves series of actions and choices over time through which an individual evaluates a new idea and decides whether to incorporate the innovation into on-going practice. The actions and choices in the innovation-decision process are grouped in five stages: knowledge, persuasion, decision, implementation, and confirmation. These stages can be further subdivided into stages that involve strictly mental exercise and stages that involve overt behavior (Rogers, 1995). Stages Involving Mental Exercise Knowledge stage. The knowledge stage occurs when the individual becomes aware of the technology and gains understanding of the workings of the technology 38 (Rogers, 1995). Rogers differentiates between three types of knowledge. Awareness knowledge refers to awareness of the existence of the technology. Awareness knowledge can be gained by hearing about the technology and/or having seen the technology. The second type of knowledge is how-to knowledge. How-to knowledge is motivated by awareness knowledge and consists of information necessary to use the technology properly. Examples of how-to knowledge include knowledge of the amount of fertilizer to apply on one hectare of crop, the method, and the timing for fertilizer applications. According to Rogers (1995), an inadequate level of how-to knowledge is likely to lead to rejection and discontinuation of technology. The third type of knowledge is the principle knowledge. Like how-to knowledge, principle knowledge is motivated by awareness knowledge. Knowing why topdressing with urea should be applied when the maize is knee-high is an example of principle knowledge. Knowing that plants require nutrients to grow is another example. Persuasion stage. The persuasion stage occurs when the individual, after being exposed to the technology and gained knowledge about it, forms positive or negative attitudes toward the technology. The attitudes will predispose the individual to accept (adopt/use) or reject the technology. Adopters tend to hold positive attitudes toward the technology (Rogers, 1995). According to Rogers (1995) at the persuasion stage, messages from specific information sources, such as personal communication, are more effective than mass media messages. Consistent with this, Valente’s (1993) study on diffusion of innovation and policy decision making showed that diffusion of hybrid corn occurred via interpersonal influence. Ryan and Gross (1943) explained that neighbors were cited more frequently by farmers as the most influential (persuasive) source of 39 information on Hybrid corn, while the market (salesmen, commercial representatives) was credited with informing the majority of operators. Thus, though salesmen are very important as sources of introductory knowledge about the innovation, neighbors, through their experience within the community, are expected to influence more in terms of action (Ryan and Gross, 1943). Suvedi et al. (2000), through a study on farmers’ perspectives of Michigan State University Extension (1996-1999), also found that farmers were interested in one-on-one interaction with extension agents. The information source can be associated with the level of specificity of attitudes. Research (Lichtenberg and Zimmerman, 1999) suggests that extension influences farmers to form more specific attitudes (such as the effect of pesticides on food) in contrast to more general attitudes facilitated by the news media (such as attitudes toward all forms of environmental quality problems). Decision stage: At the decision stage, the individual engages in activities that lead to the choice to adopt or reject an innovation (Rogers, 1995). According to Rogers, adoption means that the individual has decided to make full use of an innovation as the best course of action available. Overt Behavior Implementation stage. At the implementation stage, the individual puts the technology into use (Rogers, 1995). Farmers may choose to adopt one or more of the complementary components rather than adopting the technological package all at once to reduce uncertainty about the success or failure of the new technology (Kaliba et al., 2000; Byerlee and de Polanco, 1986). Moreover, farmers may decide to adopt the major technical innovation from the package (e. g., improved maize seeds) and choose to adopt 40 other complementary components (e. g., fertilizer or pesticides) as they learn by doing (Kaliba et al., 2000). Farmers follow a “stepwise adoption” characterized by a sequential pattern, such as variety-fertilizer-herbicide, which is determined by estimated returns of each component in a specific production zone (wet or dry) (Byerlee and de Polanco, 1986). This implies that adoption studies must ask specific questions about each component of the package and take into account that individual components may be adopted at different times and under different conditions (CIMMYT, 1993). Confirmation stage. At this stage, the individual seeks information that supports his/her decision (Rogers, 1995). If the individual has decided to adopt the innovation and at the confirmation stage he/she receives negative feedback about the innovation, discontinuation may occur. Other reasons for discontinuation include replacement, dissatisfaction, and misuse of the innovation. Analytical Procedure Combining Measurement with Innovation-Decision Process Some adoption studies use analytical frameworks that combine analytical procedures focusing on measurement of variables influencing adoption with some elements of the innovation-decision process. For example, Chilonda and Van Huylenbroeck (2001) used a logistic regression model to determine the influence of attitudes, years of experience, and knowledge of the use of veterinary services. The use of logistic regression is characteristic of an analytical procedure focusing on measurement of variables influencing adoption, while “attitudes” and “knowledge” are variables described in the innovation-decision process. Neupane et a1. (2002) also used a logistic regression model to determine factors associated with adoption of agroforestry in the hills of Nepal. These researchers selected variables affecting adoption of forestry 41 technologies from an analytical framework that combined socioeconomic variables with some elements of the innovation-decision process. The analytical framework is presented in Figure 4. Community characteristics Natural environments, extension, employment opportunities, access to market infrastructure, technology, education, local/indigenous knowledge v Household characteristics Socioeconomic: Family size, age, gender roles, education, ethnicity, and migration pattern Resources: Labor force, land holding, ownership, livestock holdings Others: Extension contacts, membership in local NGOs/farmers’ groups and Attitude toward technology Adoption of technology Awareness of technology 4 Local NGOs/meers’ Groups Coordination, local level participation, awareness campaign, meetings, local resource mobilization, and moral support 4 Extem_al Extension Organization Design and dissemination of appropriate maize technology Design of farmers’ cross /study visit, demonstration farms and on farm trials Figure 4. Technology Adoption Framework (N eupane et. al., 2002). The framework presented in Figure 4 is widely applied to investigate the adoption pattern of high-yielding cereal varieties and related practices. This framework portrays many of the variables measured through analytical procedure focusing on measurement of variables influencing adoption. The framework also shows awareness of technology 42 and attitudes toward technology, two variables described in the innovation-decision process. Aggregate Adoption While adoption of technology by individual farmers at the current time provides information on current practices, the diffusion process helps to document and describe the pattern of adoption (CIMMYT, 1993) at the aggregate level on the basis of information on past practices. Feder et a1. (1985) define aggregate adoption as the level of use of a specific new technology within a given geographical area or population. Adoption studies at the aggregate level focus on comparisons across geographic areas and use the proportion of farmers employing the new technology in different regions (Hintze et al., 2002). In the innovation-decision tradition, aggregate adoption is conceptualized as a result of the diffusion process whereby an innovation is communicated over time among the members of a social system (Rogers, 1995). This process comprises four elements: the innovation (technology), communication channels (sources of information), time (year or month), and the social system (interrelated individuals or organizations). The diffusion process is represented by the S-shaped curve Time versus Cumulative Percent of Adoption (Figure 5). As explained by Rogers (1995), “when the number of individuals adopting a new idea is plotted on a cumulative frequency basis over time, the resulting distribution is an S-Shaped curve” (p. 22-23). This curve describes the rate of adoption - i.e., the percentage of adopters in a given period (a year or month, for example). 43 63:0 Bangui on“ 3 BEBEQQM $395 ".2955 2:. .m Sawmm .Eo.:c>o==~\o =23§Q .2 mm 635 meowom Hacksaw 8o— *8 $8 *3 oven *8 norrdopv :0 mom 32. 8cm *8 2383. 83 L $8" 53.4% gem a mo 23802 ofi wmoE< as 95:. 55 8V £9530 cacao sweat. 3:325:80 a av . €338.53 5X3 £033 3 888m 9.1 mm ~88ng Ala chum—rm : Emma Em 44 Section 7. Theoretical Framework of A doption of Hybrid Maize SC513 and Chemical Fertilizers NPK and Urea The literature review has shown that adoption studies can be conducted using frameworks that focus on measurement of variables that influence adoption, the innovation-decision process which describes mental processes, and overt behavior, or combine measurement with components of the innovation-decision process. Because the present study determines the factors associated with adoption, including the influence of the “awareness of improved maize varieties and chemical fertilizers” and “attitudes toward improved maize varieties and chemical fertilizers” factors on adoption, the study uses a framework that combines measurement with some components of the innovation-decision process. The fi'arnework is similar to that used by Neupane et a1. (2002) and is presented in (Figure 6). Each variable presented in the conceptual framework (Figure 6) is described below. Adoption of Hybrid SC513, Chemical Fertilizers NPK and Urea Adoption is the dependent variable - i.e., the variable explained or predicted by the independent variables “agro-ecological zone”, “farmer’s age”, “formal education”, “family size”, “sources of information”, “how-to knowledge”, and “farmers’ attitudes”. In this study, adoption is defined as the cultivation of SC513 and application of fertilizers NPK and urea on maize in a given period of time. The period of time in adoption studies is not predefined. Some adoption studies use a period of time of one year. In Mozambique, the rates of adoption are very low, which means that the likelihood of randomly selecting non-adopters would be high. Therefore, a conservative approach was adopted in this study to set the time of adoption. In this investigation, for prediction 45 proposes, the time of adoption was taken as the period from 1995, when the technological package Hybrid SC513, NPK and urea, was formally disseminated in Mozambique, to the year 2005. Adoption was measured by asking farmers the following questions: “Have you ever cultivated hybrid maize SC513?”, “Have you ever applied NPK and /or urea on maize?”. Farmers who answered yes were subsequently asked to estimate the year in which they started using Hybrid maize SC513, and applying NPK and /or urea. 46 V 08: mo “cocoa :on a E 388 no .85 98 v52 meouzmtom Mo gang—mam ES flmom .«o gags—=0 «8: v5 viz mandate“ 32:85 .38 ceafio 8383‘ .mp5 Ea v32 .2 wow 382 2.5»: we sauna?» e8 xeoaoESm 3:53:00 .0 Saw?“ 85 98 VEZ no 380 @338 owBE< o no.5 338 :o «2: can Mm Z we 38b“. @339 0253?. o .m _ flow 8on 088.: c833 3332 o m _ now no 33380830 cowoscoa 6338 ovBE< o we: can v52 8323.5.“ 3282? .m _ mom can; @339 335?. A A 8:. Ea viz €323.59 32823 as m _ new but? as: so saunas—8E mo moon—om No.5.— Ufid Mamz agate usage .2QO can: co mmoc083< owvflaofi 8.262 .onm DEB.» £09335 .ow< £565; 28 muSEEBEV :omwoe Eommo—oooéuwxx A 47 Agro-ecological Zone The conditions of the natural environment affect adoption of agricultural technologies (Rotter and van Keulen, 1997). Adoption patterns may differ significantly between two agro-ecological zones (CIMMYT, 1993). Research suggests that high levels of adoption of improved maize varieties are more likely to be found among farmers located in regions with high rainfall. For example, Kaliba et al. (2000) mentioned that improved maize seeds do better than local varieties in high rainfall regions. Hintze et a1. (2003) in their study of variety characteristics and maize adoption in Honduras found a low level of adoption of improved maize among farmers located in a drought-prone region. From that it can be expected that farmers in Machipanda are more likely to have cultivated SC513 than farmers in Vanduzi. Regarding adoption of chemical fertilizer, farmers located in the highlands of Machipanda are more likely to have applied NPK and urea on maize than farmers in the lowlands of Vanduzi because the highlands are prone to erosion and loss of soil fertility due to high levels of precipitation. Farmer ’s Age Age is another demographic analyzed in adoption studies. In rural Mozambique, the average age is about 44 years (Trabalho the Inquérito Agricola [TIA] (Agricultural Survey), 2005). According to CIMMYT (1993), the younger the farmer, the more likely he/she is to adopt a new technology because he/she has had more schooling (CIMMYT, 1993) than older farmer and is more susceptible to attitude change (Visser and Krosnick, 1998). 48 Hence, the more advanced the farmer’s age, the more likely there is a negative association with the adoption of improved maize production technology. Some empirical studies had found a significant negative association between farmer’s age and adoption of improved maize production practices. Abebaw and Belay (2001) surveyed 94 Ethiopian farmers and found a significant negative relationship between age and adoption of high- yielding maize varieties. Lawal, Saka, Oyegbami, and Akintayo (2004) surveyed 64 farmers in southwestern Nigeria and also found a negative relationship between age and adoption of improved maize varieties. Age has also been approached in terms of its importance for agricultural development as a whole. Scholars in agricultural extension have since been advising development of extension program for targeting the youth, on the basis of the following argument: “. .. young people are the future, and if they learn more about improved agricultural technology and gain increased confidence and pride, they can become a major force for long-term agricultural development, including increased agricultural production and improved living conditions in the rural areas” (Swanson, Roling, and Jiggins, 1984, pp. 95). Thus if agricultural development is the major concern, emphasis should not only be on the effect of age on adoption of improved technology but also on providing specific agricultural development programs targeting the rural youth. Formal Education Several empirical studies found that formal education is positively associated with the probability of adopting agricultural technologies (F eder et al., 1985; Huffman, 1974). According to Huffman, formal education and extension increase the “allocative ability,” defined as the human ability to perceive changes in economic conditions (such as relative 49 prices) and to respond efficiently. This involves perceiving that change has occurred, collecting and analyzing useful information, drawing a conclusion, and acting quickly and decisively (Huffman, 1974). Hence, formal education and extension services predispose farmers to take an interest in a new technology and make informed decisions about the technology. Education would appear to be of particular relevance to the adoption of complex technologies. For example, CIMMYT (1993) argues that education is expected to be more significant to the adoption of complex technologies such as agrochemicals, than to improved maize varieties. This view is supported by some empirical studies. Abebaw and Belay (2001) and Tesfaye and Alemu (2001) found no association between formal education and adoption of high-yielding maize varieties in Ethiopia. The results are mixed for chemical fertilizers. A study by Tesfaye, Bedassa, and Shiferaw (2001) found positive associations between formal education and adoption of chemical fertilizers. However, Tesfaye and Alemu (2001) found no association between formal education and adoption of chemical fertilizers. To some extent, information and extension about technology substitute for formal education in the rural areas. This may explain the lack of relationships between formal education and the adoption of improved maize varieties and chemical fertilizers (Abebaw and Belay, 2001; Tesfaye, Bedassa, and Shiferaw, 2001). F amily Size Generally, adoption of new varieties requires increased labor inputs (Feder et al., 1985). It is assumed that large families provide the labor required for improved maize production practices. Therefore, family size has been hypothesized to be positively 50 associated with the probability of adoption (Abebaw and Belay, 2001). In rural Mozambique, average family size is about six members per household (TIA, 2005). Some empirical studies found a positive association between family size and the adoption of improved maize varieties (Tesfaye and Alemu, 2001; Tesfaye, Bedassa, and Shiferaw, 2001). However, there is also evidence of a negative association between family size and adoption of chemical fertilizers (Tesfaye and Alemu, 2001). According to Tesfaye and Alemu, lack of funds to purchase fertilizer is responsible for the negative association between family size and adoption of chemical fertilizer use by smaller households and non-adoption of fertilizer use by larger households. Sources of Information Information received about the technology influences attitudes (Lichtenberg and Zimmerman, 1999). Several sources, including extension services, farmers, and agricultural sales people, provide information on improved maize production practices (CIMMYT, 1993; Ryan and Gross, 1943), raising farmers’ awareness. Although farmers and inputs dealers may provide information about the technology, it is the extension service’s responsibility to deliver information inputs to farmers and eventually persuade farmers to adopt the technology being disseminated. Information can be of many kinds, including estimates of future prices for farm products, new research products, and knowledge about the timing and intensity of fertilizer use (Anderson and Feder, 2004). Research found a positive association between extension and adoption of technology. Pannell et al. (2006) mentioned that farmers are more willing to adopt new technology if they respect and trust the source, such as extension agents. Some empirical 51 studies on determinants of adoption of improved maize varieties and chemical fertilizers provide mixed evidence. Abebaw and Belay (2001), Tesfaye, Bedassa, and Shiferaw (2001), and Tesfaye and Alemu (2001), on the basis of the number of contacts with extension, found a positive association between extension and adoption of improved maize. In the same study, Tesfaye and Alemu (2001) also found a negative association between extension and the adoption of chemical fertilizers. How-to Knowledge How-to knowledge is motivated by awareness knowledge and consists of information necessary to use the technology properly (Rogers, 1995). As with information about the technology, how-to knowledge influences behavior through attitude formation (Lichtenberg and Zimmerman, 1999). An inadequate level of how-to knowledge is likely to lead to rejection and discontinuation of technology (Rogers, 1995). Farmers ’ Attitudes Farmers’ attitudes toward agricultural technology and their influence on adoption are not yet widely studied. For this study, the following attitudinal dimensions were created: attitude toward production characteristics of SC513; attitude toward income from SC513; attitude toward effects of NPK and urea on maize crop; and attitude toward costs of NPK and urea. Existing literature explains that adopters tend to hold positive attitudes toward the technology (Rogers, 1995). Empirical logit estimates have indicated that farmers’ positive attitudes toward technology favor the adoption of it (Chilonda and Van Huylenbroeck, 2001). While studying perceptions and attitudes toward soil fertility technologies in western Africa, Enyong et al. (1999) found that farmers perceive urea as 52 being more costly than NPK because it had less residual effect and must be purchased yearly. Hence, for the present study, farmers holding positive attitudes toward the characteristics of and income from improved maize variety SC513, and attitudes toward effects of, and costs of NPK and urea are expected to adopt them. And between NPK and urea, farmers are more likely to have positive attitudes toward chemical fertilizer NPK because it has more residual effect and farmers may not be required to purchase NPK yearly. Section 8. Study Hypotheses From the descriptions of variables that influence adoption of improved maize varieties and chemical fertilizers, the following study hypotheses were formulated: H3: Respondents in the highlands of Machipanda are more likely to adopt improved maize variety SC513. H4: Respondents in the highlands of Machipanda are more likely to adopt NPK and urea. H5: Farmer’s age is negatively associated with adoption of improved maize SC513 and chemical fertilizers NPK and urea. H6: A farmer’s household size is positively associated with adoption of SC513 and NPK and urea. H7: A farmer’s level of education is positively associated with adoption of SC513 and NPK and urea. H8: Extension is positively associated with adoption of SC513 and NPK and urea. H9: How-to knowledge is positively associated with adoption of SC513 and NPK and urea. 53 H10: Positive attitudes toward SC513, NPK and urea are positively associated with their adoption. Section 9. Logistic Model The measurement component of the analytical framework is described by the logistic model. The logistic model is a very popular statistical technique used for studying factors associated with adoption of technology (N eupane et al., 2002; Chilonda and Van Huylenbroeck, 2001; CIMMYT, 1993). According to Hosmer and Lemeshow (2000), in many fields, the logistic model is the standard method of analysis when the outcome variable is dichotomous. Logistic regression differs from multiple regression in being specifically designed to predict the probability of an event occurring (i.e., the probability of an observation being in the group coded 1) (Hair et al., 2005). In the field of agriculture, adoption of technologies is often measured quantitatively as a dichotomous response variable (0 = non-adoption of innovation, and 1 = adoption of innovation). The logistic regression model characterizing adoption of SC513 or NPK or urea by the sample of households is specified as follows: e or + BIX1+ Bzxz +~-+ BPXP 1t = (eq. 1.0) 1+ e 0‘ + BIXI + B2X2+...+ BPXP Where: 54 it is the actual proportion of farmers adopting the technology for particular values of independent variables X], X2, ..., Xp, that influence adoption of SC513 or NPK or urea. [51, [32 ,. . ., Bp, denote the regression coefficients associated with independent variables X1, X2, ..., Xp, that influence adoption of improved seed SC513 or chemical fertilizers, NPK or urea. From equation 1.0, it is possible to arrive at a simple linear regression equation through logit transformation (eq. 2.0). Instead of working directly with it, we work with a transformed value of it (Chatterjee, Hadi, and Price, 2000; Hosmer and Lemeshow, 2000). After logit transformation, the logistic model takes the following linear form: log [113/ (1 - 1r)] = or + [31X1+ B2X2 +...+[3po (eq. 2.0) Because farmers may decide to adopt the major technical innovation from the package (e. g., improved maize seeds) and choose to adopt other complementary components (e.g., fertilizer or pesticides) as they learn by doing (Kaliba et al., 2000), the logistic model in equation 2.0 is applied separately for each technology - hybrid maize SC513, NPK, and urea. Interpretation of the Regression Coefficients The transformed equation 2.0 shows that the estimated coefficients do not directly indicate the effect of change in the corresponding explanatory variables on probability (1:). Rather, the coefficients represent the change in the logarithm of the odds of success 55 on the dependent variable for each increase of one unit on the independent variable. A positive coefficient means that the logarithm of the odds of success increases as the corresponding independent variable increases (N eupane et al., 2002). Logistic regression coefficients are difficult to interpret in their original form because they are expressed in terms of logarithms when we use the logit as the dependent variable. Therefore, we use the exponentiated logistic coefficient (Exp (3)), which gives us the ratio of the probabilities (the odds) (Hair et al., 2005). For example, if Exp ([3) = 2 (i.e., odds ratio equal 2), this means that each one unit increase in the independent variable associated with coefficient [3 results in doubling the odds of success in the dependent variable. For the interaction term, the coefficient [3 indicates the difference between the rate of change for the group associated with B and the rate of change for the reference or final group. If the interaction term is statistically significant, it indicates that the difference between the two groups changes in function of the values of the second variable. And if the sign of the interaction term is positive, it means that the difference between the two groups increases as the value of second variable increases. 56 CHAPTER III METHODOLOGY This chapter is organized in five sections. Section 1 describes the study location. Section 2 presents the research design. Section 3 presents the steps followed for examining data. Section 4 describes the statistical techniques used to analyze data. Section 5 discusses the study limitations. Section 1. Study Area The study was conducted in two of Manica District’s five administrative posts: Machipanda and Vanduzi (Figure 7). Machipanda and Vanduzi were deliberately selected for several reasons. First, Machipanda and Vanduzi are located in one of the major agricultural provinces in Mozambique with maize-based farming systems. Second, the maize growers in Machipanda and Vanduzi offer an opportunity to learn about adoption of improved maize varieties and chemical fertilizers because the two locations were target areas of the DNER/SG2000 program for dissemination of SC513, NPK, and urea. Third, Machipanda and Vanduzi are located in different agro-ecological regions. This fact allows comparisons of highland and lowland growing areas. 57 PROVINCIA DE MANICA Distrito de Manica \ K I .2 l 1.. \ Easel. 1:550 .000 K 4 0 12 10 m Klomclu'» c (. - i k. H l \ nMBAawm ( .u,"_fi IDOLA .I'I- ' - ‘1' l' «*4 ‘. 2 S \ ..r‘ 9... w' ~./ \1 V’gu SUNSSUNDENOA .5 . Source: National Directorate of Mapping Services (DINAGECA) 2006. Figure 7. Map of the Manica District Showing the Five Administrative Posts (white dots), including the Two Research Sites, MACHIPANDA and VANDUZI Administrative Posts. 58 Rainfall Pattern for the Entire District The pattern of rainfall for the entire district, shown in Figure 8, was used as proxy for the rainfall pattern in Vanduzi and Machipanda. The rainfall pattern in the district is reliable. Nevertheless, drought spells can occur for short periods (Bias and Donovan, 2003; ICRISAT, 2004). When this happens, parts of Machipanda and Vanduzi are affected. To cope with the drought, farmers plant early-maturing and drought-tolerant maize varieties (ICRISAT, 2004). Maize growing season precipitation in mm 5' 1951-1980 I l995-2006 DEC JAN FEV MAR APR Source: National Weather Forecast Services, 2006. Figure 8. The Unimodal Pattern of Rainfall in the Manica District. Administrative Post of Machipanda Machipanda is located in the area bordering the Republic of Zimbabwe, in agro - ecological region 10. This is the high altitude region of the Manica district, with altitude greater than 1,000 meters above sea level. The annual rainfall is greater than 1,200 mm, and the average temperature varies between 15 and 22. 5 degrees Celsius. The soil types are mainly ferrasols of heavy texture. Overall moderate to high nutrient mining may 59 occur because of low levels of inputs used for crop production (Uaiene, 2004). Also soil erosion and loss of soil fertility due to the high levels of rainfall (INIA, 1997) are major constraints to agricultural cultivation. Soil erosion control and soil fertility management are important for maintaining the productivity of the soils. Land use in Machipanda is characterized by agricultural cultivation and forest plantation. Crop cultivation is the main activity for individual households, and maize is the dominant crop with a high production potential. There is mainly one maize crop per year. Maize is sown in the rainy season, from October to December, and harvested between April and May. With rain in May, a second maize crop can be planted in the dry season or with irrigation in selected areas (Bias and Donovan, 2003). The maize farming system is mainly rain-fed, and maize production is characterized by manual cultivation and animal traction. Farmers cultivate several plots (between 0.5 and 3 hectares) with local maize (Chimanhica, Candgere) and improved maize varieties (mostly Hybrid maize SC513, SC501, PNR30G97) intercropped with pumpkin, beans, and cowpea. Hybrid maize seed is obtained mainly from informal traders. Other acquisition methods include buying improved maize seed from a local seed depot or street market, saving it from one year to the next, or btaining it from other farmers/relatives or extension services. Some farmers use fertilizer for maize production. Farmers obtain fertilizer mainly from informal traders. In Machipanda, maize produced (output) is mainly used for home consumption. Farmers have access to two open markets. One open market is located nearby the center of the administrative post of Machipanda; the second and major open market is located in the center of the administrative post of Manica (about 15 minutes’ drive from 60 Machipanda). Some farmers participate in these markets with maize grain, vegetables, and tubers. Overall the terrain and the elevation make it difficult to transport products to local markets. Administrative Post of Vanduzi Vanduzi is located in the lowlands, in the R4 agro-ecological region, the most common agro-ecological region in the Manica district. It has an altitude between 200 and 1,000 meters above sea level. The annual rainfall is between 1,000 and 1,200 mm. During the growing season the average temperature varies between 17. 5 and 22 degrees Celsius. The soils are generally light, with some occurrence of heavy soils. Overall moderate to high nutrient mining may occur because of low levels of inputs used for crop production (Uaiene, 2004). 'As in Machipanda, crop cultivation is the main activity, and maize is the dominant crop with a high production potential. There is mainly one maize crop per year. Maize is sown in the rainy season, from October to December, and harvested between April and May. With rain in May, a second maize crop can be planted in the dry season or with irrigation in selected areas (Bias and Donovan, 2003). The maize farming system is mainly rain—fed, and maize production is characterized by manual cultivation. Farmers cultivate several plots (between 0.5 and 3 hectares) with local varieties (Chimanhica, Candgere) and improved maize varieties (mostly the open-pollinated varieties Matuba, Sussuma, and PAN 67) intercropped with pumpkin, millet, and sorghum. Improved maize seed is obtained mainly from the local seed depot. Other acquisition methods include buying improved maize seed from a street market, saving it from one year to the next, and obtaining seed from other farmers/relatives or extension 61 services. Some farmers use fertilizer for maize production. Farmers obtain fertilizer mainly from informal traders and tobacco companies, with which farmers have contract growing schemes. In Vanduzi, maize produce is important for both home consumption and as a source of income. Farmers have access to one open market located in the center of the administrative post. Here, some farmers sell maize grain, vegetables, tubers, and charcoal. Another important market for maize grain is provided by the largest wholesaler/retailer in the administrative post. Farmers bring their own small sacks with maize grain and sell directly to the wholesaler/retailer. This exchange was not commonly observed in Machipanda. Machipanda and Vanduzi Compared Table 7 summarizes the major agroclimatic and farming characteristics of Machipanda and Vanduzi, and compares the two administrative posts. 62 Table 7. Key Agro-climatic and Farming Characteristics of Machipanda and Vanduzi. Key characteristics Machipanda Vanduzi (Highlands) (Lowlands) Altitude (m) 900 - 1,500 200 - 1,000 Rainfall (mm) 1,000 - 1,500 1,000 - 1,200 Soil quality Moderate to high Moderate to high nutrient nutrient mining may mining may occur because of occur because of low low levels of inputs levels of inputs Soil erosion and loss of fertility Land use Agriculture Agriculture Forest plantation Maize-based farming system Rain-fed Rain-fed Hybrid maize OPV and Hybrid Intercropping (maize, Intercropping (maize, pumpkin, beans) pumpkin, sorghum and Manual cultivation millet) Animal traction Manual cultivation Major use of maize produce Main source of improved seed (private sector) Main source of chemical fertilizer (private sector) Market for seed grain Maize mainly for home consumption Informal traders Informal traders Open market 63 Maize for home consumption and sale Seed depot (wholesalers/retailers) Informal traders Tobacco company Open market Wholesaler/retailer Section 2. Research Design This study involved a cross-sectional survey (Babbie, 1998) with randomly selected households growing maize in the Machipanda and Vanduzi administrative posts of the Manica district. Rural households producing maize in the highlands of Machipanda (N = 3,133) and the lowlands of Vanduzi (N = 5,175) represented the population of interest in this investigation (INE, 1997). The sampling consisted of 120 farmers in Machipanda and 173 farmers in Vanduzi. Data were collected between April and May 2006 using personal interviews. Sampling Design A multistage sampling design (Kendal and Buckland, 1971) was used with the help of the Mozambique National Institute (INE). The sampling stages are presented in Table 8. The Primary Sampling Unit (PSU) was defined as the administrative post. At this stage, Machipanda and Vanduzi were purposively selected. The Secondary Sampling Unit (SSU) was the locality, which is a rural subdivision of the administrative post. All localities in Machipanda and Vanduzi were included in the sample. The village constituted the Third Sampling Unit (TSU). A total of 26 villages (10 villages in Machipanda and 16 villages in Vanduzi) were randomly selected. The household was defined as the Ultimate Sampling Unit (USU). 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Sufi: €328: mama: 8 2 m3 255:2 3E2 «cannon: song: 8 2 E 252 352 magmas: «can: 3 S MEN evanescence 352 3:828: SEE 8 2 ms. «26 352 $8282 8:32 No Q 8 888:: 552 88?an 83.2 s BEEea mm 8388 m: 83.5 3%.: mom .§< aroma e 82 .mnmom o>u§££§< 3653 28 3:89:82 5 mEonomsom mo mamas—am owSmEEz .m 3an 65 Development of the Survey Instrument Several materials were used to assist in development of the survey instrument. The materials included notes on maize production (Hoefi et al., 2000), articles on farmers’ preferences for maize varieties (Hintze et al., 2003), questionnaires on farmers’ attitudes and adoption of improved agricultural technology (Rogers and Havens, 1961; Diallo, 1983; Jeje at al., 1998; INE, 2001), and scales for the measurement of attitudes toward farming and attitudes toward any practice (Shaw and Wright, 1967). The survey instrument contained 26 items distributed in five sections, as presented in Table 9. Table 9. Structure of the Survey Instrument. Section Information collected Number of items 1 Knowledge and adoption of improved maize varieties Farmers’ attitudes toward improved maize varieties 1 3 Knowledge and adoption of chemical fertilizers (N PK/urea) 4 Farmers’ attitudes toward chemical fertilizers (NPK/urea) 1 5 General information and demographics Total 26 Section 1 included items about knowledge and adoption of improved maize varieties. The items addressed farmers’ experience (years) in cultivating maize, awareness of improved maize varieties, type of maize varieties cultivated in the last growing season between October and December 2005, number of plots under maize cultivation, proportion of land cultivated to improved varieties, the tillage and cropping system used, adoption and discontinuation of improved maize varieties, and type of credit for improved seed. 66 Section 2 included items about farmers’ attitudes toward improved maize varieties. In this section, farmers were asked their degree of agreement with sixteen attitudinal statements on Hybrid maize variety SC513. Thirteen statements expressed positive attitudes toward SC513, and three statements expressed negative attitudes toward SC513. Farmers’ degree of agreement with each statement was measured using a S—point interval scale with 1 = Strongly Agree, 2 = Agree, 3 = Neutral, 4 = Disagree, and 5 = Strongly Disagree. Section 3 included items about knowledge and adoption of chemical fertilizers (N PK/urea). In this section, the information solicited included awareness of NPK and urea, type of fertilizer applied on their maize crop in the growing season October- December 2005, proportion of land fertilized, adoption and discontinuation of NPK and urea, and type of credit for use of chemical fertilizers. Section 4 included items about farmers’ attitudes toward NPK and urea. In this section, farmers were asked their level of agreement with eight attitudinal statements on NPK and eight attitudinal statements on urea. Among the eight statements, four statements expressed positive attitudes toward NPK and urea, and four statements expressed negative attitudes toward NPK and urea. Farmers’ degree of agreement with each statement was measured using a 5-point interval scale with I = Strongly Agree, 2 = Agree, 3 = Neutral, 4 = Disagree, and 5 = Strongly Disagree. Section 5 included general information and demographics questions. Information solicited included the demographic variables of the farmers and their immediate families, assistance from extension services in the past 12 months, and an Open question on maize production. 67 Validity of the Survey Instrument Content validity (Litwin, 2003) was ascertained through review of the instrument by the dissertation supervisor, guidance committee members and an expert on agricultural survey in the Ministry of Agriculture in Mozambique. These experts provided feedback on the survey schedule. On the basis of their review, modifications were made. These included additional attitudinal statements and improved flow of the questions through the use of conditional branching for statements that did not apply for the respondent (Alreck and Settle, 2004). Reliability of the Survey Instrument Cronbach’s alpha was performed to measure the reliability of the statements used to assess farmers’ attitudes toward improved maize variety SC513 and NPK and urea. A Cronbach’s alpha value of 0.634 was estimated for the reliability of 3 statements on attitudes toward marketability of SC513, and a Cronbach’s alpha value of 0.615 was estimated for the reliability of 3 statements on attitudes towards production characteristics of SC513. Cronbach’s alpha values of 0.536 and 0.677 were estimated for four statements on NPK and four statements on urea. Most authors of measurement textbooks do not set a cut-off value for acceptable and unacceptable reliabilities. In some cases, reliability value of 0.5 or 0.6 is acceptable; in others, a value of 0.9 is barely acceptable (Kerlinger and Howard, 2000). Cosidering the exploratory nature of this study Cronbach’s alpha values of 0.677 and 0.536 were considered adequate. 68 Selection of Interviewer One interviewer (born and raised in Manica) was contracted on March 17, 2006, two weeks before data collection. The interviewer held a bachelor’s degree in agronomy from Eduardo Mondlane University. She knew the research protocols and was willing to follow the instructions and adhere to the directions. The assistant also possessed independent views of the technology under study. Informing Local Authorities The researcher introduced herself and the interviewer to the local authorities. The district director of agriculture, the presidents of the administrative posts, and the villages’ representatives were informed about the research objectives and the survey schedule (dates). Interviewer Training Before data collection, the interviewer received three days of training on survey interviewing procedures. Five aspects were stressed during the training. First, it stressed the academic objective of the study, the letter of consent, and voluntary participation of respondents. Second, the training stressed the screening question, i.e., the importance of obtaining responses from a single respondent in each household. The interviewer was instructed to collect data from one respondent who was the head of the household (or wife of the head of the household) and was involved in maize cultivation. In cases where a couple was approached, the couple decided who should provide the answers. Third, the training stressed taking time to pause, listen, perceive the respondents’ answers and comments, and reread the question if necessary. Fourth, the training stressed the use of 69 the 5-point scale to measure attitudes toward SC513, NPK and urea. Fifih, the training stressed consistency of the sequence of questions. The interviewer had to follow the same sequence every time when asking questions. The training also included a role-play practice technique, whereby the interviewer interviewed the researcher using both Portuguese and local languages. Oral Translations Some respondents could not speak Portuguese fluently; therefore, the questions needed to be translated into Chimanhica, the local language. Although the researcher understood Chimanhica, her ability to speak it was not sufficient to translate directly from Portuguese to Chimanhica during the interviews. Therefore, to ensure accurate translations, three local people fluent in both the Portuguese and Chimanhica languages were contracted and thoroughly trained in translating the questions and the 5-point scale for the attitudinal statements. During the interview, the researcher read each question in Portuguese, which was translated into the Chimanhica language for the respondent. Pilot Testing The survey was given to twenty-two farmers from the Machipanda and Vanduzi administrative posts. Thirteen respondents were male and nine were female. In the last rainy season, twenty respondents planted hybrid and/or OPV maize, and two respondents applied NPK (12-24-12) and urea. The respondents demonstrated a willingness to participate and felt free and comfortable to answer questions regarding production of their maize crop. The respondents considered the vocabulary and items very simple, appropriate, and sensitive to their culture. 70 Data Collection and Supervision Data were collected through face-to-face interviews. The interviews were administered by the researcher and the field assistant separately. The interviews were conducted from 7 am. to 2 pm. and from 2:30 pm. to 7 pm. About twelve interviews were completed per day. Each interview took about fifty five minutes to complete. In each household data were collected from one respondent, who was the head of household (or wife of the head of household) and involved in maize cultivation. At the end of the day, the interviewer reviewed the paths followed for the selection of households to ensure that the random walk procedure was followed correctly. The researcher also counted and checked the completed questionnaires to make sure that data were recorded correctly and the questionnaires were signed. Section 3. Data Examination Data examination is the initial step in any analysis. In this study, data examination was performed using the Statistical Package for Social Sciences (SPS S) version 15 (SPSS Inc., 2006) and AMOS Graphics 7. The following aspects were addressed in data examination: Missing Data First, the missing data were examined. About 6.4 percent of the data on attitudes toward improved maize variety SC513 were missing. These data were not included in the subsequent analysis. On attitudes toward NPK and urea, there were 15 percent (or 44 out of 293 respondents) and 13.7 percent (or 40 out of 293 respondents) missing data, respectively. For these data, replacement values were estimated through maximum likelihood procedure. This procedure attempts to model the processes underlying the 71 missing data and to make the most accurate and reasonable estimates possible (Hair et al., 2005). Replacement values were estimated for only 31 respondents who at least had heard about the fertilizers NPK and urea. Multivariate Normality Assumptions Second, data were tested to ckeck if multivariate normality assumptions were reasonably met in order to run confirmatory factor analysis (CFA). Frequencies and bivariate scatter plots were examined to check for normality (and homoscedascity) assumptions. The data indicated no gross departures from normality. The inspection of bivariate scatter plots indicated no curvelinearity, meaning that data approximated linearity. For most of the variables, the assumption of constant variance was not grossly violated. Summated Scales On the basis of the literature review (Chapter 2), the following was hypothesized about the attitudinal dimensions (factors): H1: Attitudes toward production characteristics of SC513 are positively associated with attitudes toward income from SC513. H2: Attitudes toward effect of NPK and urea on maize yield are negatively associated with attitudes toward costs of NPK and urea. Thus, the third step in data examination involved performing exploratory and confirmatory factor analysis to test these hypotheses and create summated scales of attitudes toward SC513, NPK, and urea. The responses to attitudinal items were subject to exploratory factor analysis to uncover the factors in attitudes. The factors were 72 supported using a confirmatory factor analysis (Grimbeek and Nisbet, 2006; Borjesson, Aarons, and Dunn, 2003; Hemmerlgarn et al., 1995). The results of exploratory factor analysis are presented in Tables 10-12. For the scale on attitudes toward maize Hybrid variety SC513 (Table 10), the two-factor model was satisfactory. The solution had Chi-square = 3.845 and P = 0.427 (P>.05), 2 Eigenvalues greater than 1, and 6 percent residuals correlations with absolute value greater than .05. Table 10. Factor Loading and Coefficients of Reliability on Attitudes Toward SC513. Oblique Rotated Loadings Factor 1 2 Grain from SC 513 is easy to sell. .758 Fresh maize (roasting cobs) of SC 513 is easy to sell. .638 Cultivation of improved maize variety SC 513 is a waste 408 of time and money. ' When rain is scarce, local maize variety Chimanhica has 53 5 better production than SC 513. ' Grain from SC 513 is good for milling. .498 Seed from SC 513 has good germination. .545 Cronbach ’s al ha 634 .615 On the basis of the high loadings (.758 and .638) for the statements “Grain from SC 513 is easy to sell” and “Fresh maize (roasting cobs) of SC 513 is easy to sell”, factor 1 was named Attitudes toward marketability of improved maize hybrid variety SC513. Factor 2 was named Attitudes toward production characteristics of improved maize hybrid variety SC513, because high loadings (.545 and .535) were observed for the statements “Seed from SC 513 has good germination” and “When rain is scarce, local maize variety Chimanhica has better production than SC 513”. 73 As presented in Table 10, each of the two factors on SC513 had three items. Hence, for each of the two factors (Factor 1 and Factor 2) on improved maize variety SC513, the summed score across items for a given respondent ranged from 3 to 15, with scores lower than 9 indicating favorable attitudes and scores greater than 9 indicating unfavorable attitudes toward selling SC513. For the scale on attitudes toward NPK, one factor model was satisfactory (Table 11). This solution had 1 Eigenvalue greater than 1, and 16 percent residuals with absolute value greater than .05. Table 11. Factor Loadings and Coefficient of Reliability on Attitudes Toward NPK. Attitude statements (Items) Factor loadings NPK is good for maize. .851 NPK increases maize yield. .703 NPK is not good for the soil. .164 NPK is a waste of time and money. .425 Cronbach ’3 alpha .536 As Table 5 illustrates, the attitudes toward the effects of NPK on maize production were the most dominant. The statements “NPK is good for maize” and “NPK increases maize yield” had the highest loadings (.851 and .703). The factor Attitudes Toward NPK had four items, so the summed score across items for a given respondent ranged from 4 to 20, with scores lower than 12 indicating favorable attitudes and scores greater than 12 indicating unfavorable attitudes toward NPK. For the scale on attitudes toward urea, one factor model was found reasonably satisfactory (Table 12). This solution had 1 Eigenvalue greater than 1 and reasonable sizes of factor loadings. 74 Table 12. Factor Loadings and Coefficient of Reliability on Attitudes Toward urea. Attitude statements (Items) Factor loadings Urea is good for maize. .961 Urea increases maize yield. .878 Urea is not good (harmful) for the soil. .292 Urea is a waste of time and money. .382 Cronbach ’s al ha .677 As Table 12 illustrates, the attitudes toward the effects of urea on maize production were the most dominant. The statements “Urea is good for maize” and “Urea increases maize yield” had the highest loadings (.961 and .878). The factor Attitudes Toward urea had four items, so the summed score across items for a given respondent ranged from 4 to 20, with scores lower than 12 indicating favorable attitudes and scores greater than 12 indicating unfavorable attitudes toward urea. The results of confirmatory factor analysis obtained from AMOS Graphics 7 are presented in Table 13. Table 13. Fit Statistics for Confirmatory Analytic Models. Model CMIN (X 2) df P CFI RMSEA Two-factor model for improved 7.550 8 .459 1.00 .000 maize variety SC513 One-factor model for NPK 7.285 2 .026 .968 .101 One-factor model for urea 31.267 2 .000 .929 .237 The two-factor model for improved maize variety SC513 has an excellent fit, as indicated by a non-significant X 2 = 7.550, p >005. Comparative index (CFI) is greater than 0.90, and the root mean square error of approximation (RMSEA) is lower than 0.05. The one-factor model for NPK has a good fit, as indicated by a non-significant X 2 = 75 7.285, p >0.01. The comparative index (CF I) is greater than 0.90. Although the RMSEA is greater than 0.05, the 90 percent confidence interval for RMSEA is 0.030 to 0.184. This interval includes 0.05 criterion which indicates “reasonable” errors of approximation in the population. The one-factor model for urea has reasonable fit. The comparative index (CFI) is slightly greater than 0.90. This means that although other fit statistics (CIMIN and RMSEA) suggest a poor fit, the model is still better than the complete or baseline model. Variance Inflation Factor (VIF) Fourth, Variance Inflation Factor (VIF) estimates were examined for collinearity diagnostic. Most of VIF estimates had values less than 2, which indicate no serious problems of collineraity (Appendix F). Moreover, the regression output did not show large estimated standard errors (Hosmer and Lemeshow, 2000). Section 4. Data Analysis This section describes the analysis of data used to address the specific research ojectives. The data were collected using personal interviews. A S-point Likert scale with I = Strongly Agree, 2 = Agree, 3 = Neutral, 4 = Disagree, and 5 = Strongly Disagree was used to measure farmers’ attitudes toward improved maize variety SC513 and chemical fertilizers NPK and urea. Data were analyzed using SPSS 15 (SPSS Inc., 2006). The steps and statistic techniques used for data analysis are described below. Descriptives First, descriptive statistics, percentage, mean, and standard deviation were used to describe: 76 a) characteristics of respondents (farmers). The variables analyzed were: “Age”, “Gender”, “Level of education”, “Family size”, “Source of information”, “Knowledge advantages of improved maize” and “Knowledge of methods to apply fertilizer”. b) Farmers’ attitudes toward marketability of improved maize Hybrid variety SC513. The following items were analyzed: “Grain from SC 513 is easy to sell”, “Fresh maize (roasting cobs) of SC 513 is easy to sell” and “Cultivation of improved maize variety SC 513 is a waste of time and money”. c) Farmers’ attitudes toward production characteristics of improved maize Hybrid variety SC5 1. The following items were analyzed: “When rain is scarce, local maize variety Chimanhica has better production than SC 513”, “Grain from SC 513 is good for milling” and “Seed from SC 513 has good germination”. (1) Farmers’ attitudes toward NPK. Four items were analyzed, namely: “NPK is good for maize”, “NPK increases maize yield”, “NPK is not good for the soil”, and “NPK is a waste of time and money”. 6) Farmers’ attitudes toward urea. The following items were analyzed: “Urea is good for maize”, “Urea increases maize yield”, “Urea is not good for the soil”, and “Urea is a waste of time and money”. 1) Pattern of adoption of improved maize Hybrid SC513, NPK, and urea. The variables analyzed were: “Year started planting SC513”, “Year started applying NPK on maize”, and “Year started applying urea on maize”. T—test and oneway ANO VA Second, T-test and oneway AN OVA test were used to compare: 77 a) Mean attitude scores between highlands and lowlands. This analysis involved the following factors and variables: farmers’ attitudes toward marketability of improved maize variety SC513, farmers’ attitudes toward production and consumption characteristics of improved maize variety SC513, farmers’ attitudes toward chemical fertilizer NPK, farmers’ attitudes toward the chemical fertilizer urea, and agro-ecological zone. b) Mean attitude scores among characteristics of respondents within the study locations. This analysis involved the following factors and variables: farmers’ attitudes toward marketability of improved maize variety SC513, farmers’ attitudes toward production and consumption characteristics of improved maize variety SC513, farmers’ attitudes toward chemical fertilizer NPK, farmers’ attitudes toward the chemical fertilizer urea, age, gender, and, source of information. Multiple Logistic Regression Third, a logistic regression was performed to determine factors associated with adoption of the improved maize variety SC513 and chemical fertilizers in the highlands and lowlands. The variables analyzed are presented in Table 14. 78 Table 14. Description of Variables Entered in the Multiple Logistic Regression. Variable name Variable type Description Agro-ecological region (XI) Dichotomous 0 = lowlands (Vanduzi), 1 = highlands (Machipanda) Age (X2) Continuous Respondent’s age (years) Family size (X3) Continuous Number of members in the family Level of education (X4) Dichotomous 0 = illiterate, 1 = some schooling How-to knowledge (X5) Dichotomous 0 = not knowledgeable, 1 = knowledgeable Source of information (X6) A multiple For improved maize SC513: category 1 = neighbors, 2 = market, 3 = extension variable For chemical fertilizers: 1= market, 2 = extension, 3 = neighbors Attitude (X7) Interval Factor scores for attitude toward marketability of grain of improved maize SC5 1 3 Factor scores for attitude toward production traits of improved maize SC513 Factor scores for attitude toward NPK Factor scores for attitude toward urea Section 5. Study Limitations Using the interview technique for data collection has limitations. One major limitation is the interviewing error (Alreck and Settle, 2004). For this study, some error and bias might have occurred because of the use of an interviewer and translators. To control these errors, the interviewer received training on interviewing procedures, and the interviewing process was closely monitored. The interpreters were instructed very thoroughly to give oral translations that were as close as possible to the original questions, and the researcher monitored the translation process. However, there could be 79 some translator bias in the translation process. Although the researcher understood Chimanhica, limited familiarity with the Chimanhica language could have resulted in her missing a few words expressed by the respondents. Interviews with farmers were conducted by the researcher with the help of a research assistant. Both interviewed the farmers together while pilot testing the survey instrument. During the actual data collection, the interviews were conducted independently. Thus, the two interviewers might have asked questions in a different manner that may have resulted in some errors. The attitude scales in this study were used for the first time to assess attitudes of farmers growing maize in Machipanda and Vanduzi in Mozambique. The attitudes toward improved maize variety SC513 and chemical fertilizers NPK and urea expressed by respondents in Machipanda and Vanduzi may not generalize to other populations. As mentioned, for practical reasons, this study considered a ten-year period as the time of adoption. This period is relatively large (one year is used in some other studies). Therefore, future studies should try to use relatively short periods such as one year. 80 CHAPTER IV RESULTS The results presented in this chapter are based on data gathered from personal interviews with maize growers in the Machipanda and Vanduzi administrative posts. Data were analyzed using SPSS 15, and findings are presented according to each specific research objective. Research Objective 1 The first objective of this study was to describe the characteristics of respondents from the Machipanda and Vanduzi administrative posts. The characteristics of respondents in the two study locations are presented in Table 15. Characteristics of Respondents As shown in Table 15, the majority of farmers in Machipanda (54.2 percent) and Vanduzi (51.4 percent) were less than 44 years old. Similarly, the majority of farmers in Machipanda (65.8 percent) and Vanduzi (64.7 percent) had family sizes of about eight members. Most respondents in Machipanda (54.2 percent) were female, and most respondents in Vanduzi (61.8 percent) were male. 81 Table 15. Characteristics of Respondents in the Machipanda and Vanduzi Administrative Posts in the Manica District. Characteristics Study location Machipanda Vanduzi Administrative Post Administraive Post Frequency Percent Frequency Percent Age (Years) (n = 120) (n = 173) Less than 44 65 54.2 89 51.4 45 to 60 38 31.7 59 34.1 61 to 76 12 10.0 21 12.1 More than 76 5 4.2 4 2.3 Gender (n = 120) (n = 173) Male 55 45.8 107 61.8 Female 65 54.2 66 38.2 Level of education (11 = 120) (n = 173) Illiterate 17 14.2 53 30.6 Primary school 95 79.2 109 63.0 Secondary/high school 8 6.7 11 6.4 Family size (n = 120) (n = 173) Less than 8 79 65.8 112 ’ 64.7 9 to 12 30 25.0 44 25.4 More than 13 11 9.2 17 9.8 Source of information about SC513 (n = 115) (n = 105) Neighbors 72 62.6 3 1 29.5 Market 35 30.4 28 26.7 Extension 8 7.0 46 43.8 Source of information about NPK (n = 117) (n = 145) Market 41 35.0 25 17.2 Extension 19 16.2 32 22.1 Neighbors 57 48.7 88 60.7 Source of information about urea (n = 118) (n = 144) Market 41 34.7 26 18.1 Extension 19 16.1 30 20.8 Neighbors 58 49.2 88 61.1 Knowledge of advantages and disadvantages of improved maize (n = 120) (n = 173) varieties Very knowledgeable 62 51.7 38 22.0 Somewhat knowledgeable 48 40.0 97 56.1 Not knowledgeable 10 8.3 38 22.0 Knowledge of application methods of _ _ NPK and urea for maize production (n — 120) (n - 173) Very knowledgeable 49 40.8 27 15.6 Somewhat knowledgeable 45 37.5 54 31.2 Not knowledgeable 26 21.7 92 53.2 82 Table 15 shows that the majority of farmers in Machipanda (79.2 percent) and Vanduzi (63.0 percent) had some or completed primary education, which means that they attended or completed classes in one or more of the grades from first grade to seventh grade. Clearly, there were more illiterate respondents (3 0.6 percent) in Vanduzi than in Machipanda (14.2 percent). These farmers reported that they had never attended school, and they could not read nor write in Portuguese or Chimanhica. To measure awareness of improved maize variety SC513, NPK and urea, respondents were asked, “From whom did you hear about SC513?”, “From whom did you hear about NPK?”, and “From whom did you hear about urea?” Respondents from Machipanda and Vanduzi reported several sources of information, which were grouped into three categories: market (seed depots, local market, informal traders, and the neighboring country of Zimbabwe), neighbors (other farmers and relatives), and extension services (individual or group meetings and radio broadcasts). It is important to note that under extension, radio was the most used source of information on improved maize variety SC513. Of the eight respondents in Machipanda who reported extension, six (or 75 percent) mentioned radio. In Vanduzi, of the 46 respondents who reported extension, 29 (or 68 percent) mentioned radio. Table 15 shows that the largest percentage of farmers in Machipanda (62.6 percent) said awareness of improved maize variety SC513 came from neighbors; the largest percentage of farmers in Vanduzi (43.8 percent) said awareness came from extension services, so radio had an important role in disseminating information on improved maize SC513 among farmers in Vanduzi. For respondents in Machipanda and Vanduzi, awareness of chemical fertilizers NPK and urea came mainly from neighbors. 83 In both study areas, neighbors were equally said to be the main source of information on NPK and urea in Machipanda (48.7 and 49.2 percent) and Vanduzi (60.7 and 61.1 percent). In this study, respondents were also asked to self-assess their knowledge of the advantages and disadvantages of improved maize varieties and methods of application of NPK and urea (application of NPK at planting time and a side-dressing of urea approximately two months after germination). To assess their knowledge, farmers were provided with a 3-point scale, with 1 = Very Knowledgeable, 2 = Somewhat Knowledgeable and 3 = Not Knowledgeable. The results of knowledge self-assessment are presented in Table 15. The majority of respondents from Machipanda (51.7 percent) felt very knowledgeable, and the majority (56.1 percent) of respondents from Vanduzi felt somewhat knowledgeable about the advantages and disadvantages of improved maize varieties. Advantages of improved maize varieties reported by respondents included drought tolerance, shorter maturity time and higher production. A disadvantage reported by respondents was the susceptibility of improved maize varieties to storage insects, including Protesphanus truncatus and Sitophilus zeamais. Table 15 also shows that not many farmers considered themselves knowledgeable about chemical fertilizer application methods, particularly in Vanduzi. The majority of respondents in Vanduzi, (53.2 percent) and a considerable number (21.7 percent) of respondents in Machipanda, considered themselves not knowledgeable about application methods of NPK and urea. 84 Research Objective 2 The second objective of this study was to assess farmers’ attitudes toward improved maize variety SC513 and chemical fertilizers NPK and urea in the Machipanda and Vanduzi administrative posts. Attitudes are measured by asking people the extent of their agreement with statements of belief, affect and /or behavior toward an attitude object (Eagly and Chaiken, 1993; Aiken, 2002). For the present study, the final attitude scales obtained through exploratory factor analysis followed by confirmatory factor analysis (as explained in Chapter 3) revealed six statements on improved maize variety SC513, four statements on NPK, and four statements on urea. F armers’ degree of agreement with each statement was measured using a 5-point Likert scale with I = Strongly Agree, 2 = Agree, 3 = Neutral, 4 = Disagree, and 5 = Strongly Disagree. For the negative statements, the scale was reversed to: I = Strongly Disagree, 2 = Disagree, 3 = Neutral, 4 = Agree, and 5 = Strongly Agree so that low values always indicated a favorable attitude. This signifies that a mean score of 2.3 for the negative statement “Planting improved maize variety SC513 is waste of time and money” indicates disagreement with the negative statement and consequently a positive attitude toward improved maize variety SC513. Tables 16-18 provide the percentages, mean, and standard deviation for each attitudinal item used to measure attitudes toward SC513, NPK, and urea. 85 Farmer’s Attitudes Toward Improved Maize SC 5 I 3 Farmers were asked the extent of their agreement with six statements on characteristics and marketability of improved maize variety SC513. The results are presented in Table 16. In Machipanda, the highest rating was given to the statement “Grain from SC513 is good for milling,” with a mean of 1.8 on a 5-point scale with I = Strongly Agree, 2 = Agree, 3 = Neutral, 4 = Disagree, and 5 = Strongly Disagree. The majority of the respondents (93.9 percent) agreed with the statement. In Vanduzi, the highest rating was given to the statements “Grain from SC513 is good for milling” and “Seed of SC513 has good germination.” These two statements had mean scores of 2. 1. The statement “Grain from SC513 is good for milling” had slightly more supporters (69.3 percent) than the statement “Seed from SC513 has good germination,” which was supported by 67.1 percent of respondents. Very few respondents disagreed with these two statements. About 2.2 percent disagreed with the statement “Grain from SC513 is good for milling” and none of the respondents disagreed with the statement “Seed from SC513 has good germination.” In Machipanda, the second rating was given to the statements “Seed from SC513 has good germination,” with a mean score of 2.0. This statement was supported by 90.5 percent of respondents and disagreed with by 2.6 percent of the respondents. In Vanduzi, the second rating was given to the statement “Grain from SC513 is easy to sell” with a mean of 2.2. A considerable number of respondents (70.3 percent) agreed with the statement, and none of the respondents (0 percent) disagreed with the statement. In Machipanda, the third rating was given to the negative statement “When rainfall is low local variety Chimanhica has better production than SC513,” with a mean 86 of 2.2. A considerable number of respondents (80.9 percent) disagreed with this statement and 12 percent of respondents agreed with the statement. In Vanduzi, the third rating was given to the statement “Planting SC513 is waste of time,” with a mean of 2.3. Few respondents (5.5 percent) agreed with the statement, and most respondents (70.3 percent) disagreed with the statement, which indicates positive attitudes toward the benefits obtained with SC513. In Machipanda, the fourth rating was given to the positive statement “Grain from SC513 is easy to sell” and to the negative statement “Planting SC513 is waste of time.” The two statements had mean scores of 2.3. About 73.9 percent of respondents were favorable to the positive statement “Grain from SC513 is easy to sell”, and 7 percent disagreed with the statement. The negative statement “Planting SC513 is waste of time” received little support (13 percent). Most respondents (81.7 percent) disagreed with the statement, which indicates positive attitudes toward the benefits obtained with SC513. In Vanduzi, the fourth rating was given to the statements “Fresh maize from SC513 is easy to sell” and “When rainfall is low, local variety Chimanhica has better production than SC513”. The two statements had mean scores of 2.5. The statement “When rainfall is low, local variety Chimanhica has better production than SC513” received more support (59.3 percent) than the statement “Fresh maize from SC513 is easy to sell,” which was agreed upon by 52.7 percent of respondents. In Machipanda, the fifth rating was given to the positive statement “Fresh maize from SC513 is easy to sell.” This statement had a mean score of 2.4. About 58.3 percent of respondents agreed with the statement, and very few respondents (3.5 percent) disagreed with the statement. 87 Farmers ’ Attitudes Toward NPK Farmers were asked the extent of their agreement with four statements on chemical fertilizer NPK. The responses to attitudinal statements on NPK are presented in Table 17. In Machipanda, the highest rating was given to the positive statement “NPK increases maize yield” with a mean score of 2. 1. About 84.6 percent of respondents agreed with this statement, and 5.1 percent disagreed. In Vanduzi, the highest rating was given to the positive statements “NPK is good for the maize crop” and “NPK increases maize yield” with mean scores of 2. 1. The majority of respondents (83.4 and 85.5 percent) agreed with the statements. Very few respondents (1.4 percent) disagreed with the statement “NPK is good for the maize crop”, and none of the respondents disagreed with the statement “NPK increases maize yield”. In Machipanda, the second rating was given to the positive statement “NPK is good for the maize crop” with a mean score of 2.2. The majority of respondents (85.4 percent) agreed with the statement, and 7.7 percent disagreed. In Vanduzi, the negative statement “NPK is a waste of time and money” received the second rating with a mean of 2.5. About 13.8 percent of respondents agreed with the statement, and more than half of respondents (60.7 percent) disagreed with the statement, which indicates positive attitudes toward the expenses associated with NPK. Farmers who thought NPK was not good for maize thought so because of fertilizer burn. Farmers explained that NPK burned their maize. In Machipanda, the negative statement “NPK is a waste of time and money” received the third rating with mean of 2.7. Less than half of respondents (30.8 percent) agreed with the statement, while more than half of respondents (63.2 percent) disagreed 88 with the statement, which indicates positive attitude toward the expenses associated with NPK. In Vanduzi, the third rating was given to the negative statement “NPK is not good for the soil” with a mean score of 3.1. Less than half of respondents (27.6 percent) opposed this statement, while 37.9 percent of respondents supported the statement, which indicates that respondents had negative attitudes toward the effect of NPK on the soil. In Machipanda, the fourth rating was given to the negative statement “NPK is not good for the soil” with a mean score of 3.6. Few respondents (18.8 percent) opposed this statement, while more than half of respondents (70.1 percent) supported the statement, which indicates that respondents had negative attitudes toward the effect of NPK on the soil. Farmers ’ Attitudes Toward Urea Farmers were asked the extent of their agreement with four statements on chemical fertilizer urea. The responses to attitudinal statements on urea are presented in Table 18. In Machipanda, the highest rating was given to the positive statements “Urea is good for the maize crop” and “Urea increases maize yield”. The two statements had mean scores of 1.9. The majority of respondents (97.5 percent) agreed with the statement “Urea is good for the maize crop”, and 95.8 percent of respondents agreed with statement “Urea increases maize yield”. In Vanduzi, the highest rating was given to the positive statement “Urea increases maize yield”, with a mean score of 2. 1. The majority of respondents (83.3 percent) agreed with the statement. In Machipanda, the second rating was given to the negative statement “Urea is a waste of time and money” with a mean of 2.2. Most respondents (85.6 percent) disagreed with the statement, and few respondents (11.9 percent) agreed with the statement. In 89 Vanduzi, the second rating was given to the statement “Urea is good for the maize crop” with a mean of 2.2. A considerable number of respondents (80.6 percent) agreed with the statement, and about 1.4 percent disagreed with the statement. In Machipanda, the third rating was given to the negative statement “Urea is not good for the soil” with a mean of 2.4. A considerable number of respondents (72 percent) disagreed with the statement, and 17.8 percent agreed with the statement. In Vanduzi, the third rating was given to the negative statement “Urea is a waste of time and money” with a mean of 2.4. More than half of respondents (67.3 percent) disagreed with the statement, and about 13.9 percent agreed with the statement. In Vanduzi, the fourth rating was given to the negative statement “Urea is not good for the soil” with a mean of 2.9. 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Qm Q Z < 8:328: E motowopwu omcommom mo «coach E motowfimo omcommom mo 335m .vaz Each 825? .escaamom .: 2.5 Research Objective 3 The third objective of this study was to compare attitude scores among age categories and sources of information, and between genders of respondents within Machipanda and Vanduzi, and to compare attitude scores between them. The results are presented in Tables 19-22. This study sets a 5 percent level of significance, but because the present study is exploratory, a 10 percent significance level was also considered. Attitude Scores by Age Categories Results of mean attitude by age category are given in Table 19. At 5 percent significance level, there were no significant differences in mean attitude among the following age categories: “less than 44,” “ages 45 to 60,” “ages 61 to 76” and “over 76 years” within the Machipanda and Vanduzi administrative posts. Only in Machipanda, were there significant (P<.10) differences in mean attitude among the age categories. There younger farmers tended to hold a stronger positive attitude toward production characteristics of SC513 than older farmers. Attitude Scores by Sources of Information Results of mean attitude by information source are given in Table 20. Sources of information made no difference (P>.05) in mean attitude toward marketability of improved maize variety SC513 and mean attitude toward production characteristics of SC513 within the Machipanda and Vanduzi administrative posts. Likewise, sources of information made no difference in attitudes toward NPK and urea (P>.05) among respondents in Machipanda. In Vanduzi, however, there was a significant difference (P<.01) in mean score for attitudes toward NPK between 93 respondents who heard about NPK from neighbors and respondents who heard about NPK fi'om the extension service. Sufficient evidence exists that respondents who heard about NPK from extension tended to hold stronger positive attitudes than respondents who heard about NPK from neighbors. In Machipanda, there were no significant differences in mean attitude score among sources of information about urea. In Vanduzi, there was a significant difference (P<.001) in mean score for attitudes toward urea between respondents who heard about urea from neighbors and respondents who heard about urea from extension. As with responses about NPK sufficient evidence exists that respondents who heard about urea from extension tended to hold stronger positive attitudes than respondents who heard about urea from neighbors. Attitude Scores by Gender of Respondent Results of mean attitude by gender of respondents are given in Table 21. In attitudes toward marketability and production characteristics of SC513, the gender of respondents made no difference (P>.05) in Machipanda and Vanduzi. 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Study Location N M t-value P-value Attitude toward marketability of Machipanda 115 6 94 improved maize variety SC513. ° .568 .571 Vanduzi 91 7.07 Attitude toward production Machipanda 115 6 05 characteristics of SC513. ' 2.79“ .006 Vanduzi 91 6.68 Attitude toward NPK. Machipanda “7 10'6 3.19* .002 Vanduzi 145 9.83 Attitude toward urea. Machipanda 118 8.32 - 5.21 ** .000 Vanduzi 144 9.59 *P<.01 **P<.001 In attitudes toward marketability of SC513, the study location made no difference (P>.05). However, significant differences (P<.01 and P<.001) in mean attitude scores were observed between Machipanda and Vanduzi, in attitudes toward production characteristics of SC513, attitudes toward NPK, and attitudes toward urea. Respondents in Machipanda tended to hold stronger positive attitudes toward production characteristics of SC513 than respondents in Vanduzi. Respondents in Vanduzi tended to hold stronger positive attitudes toward NPK than respondents in Machipanda. Respondents in Machipanda tended to hold stronger positive attitude toward urea than respondents in Vanduzi. 98 Research Objective 4 The fourth objective of this study was to describe the pattern of adoption of improved maize variety SC513, NPK and urea in Machipanda and Vanduzi administrative posts. Pattern of Adoption of Improved Maize Variety SC 5 1 3, NPK and Urea Figures 9, 10 and 11 show the pattern of adoption of SC513, NPK and urea in Machipanda and Vanduzi. The curves are based on respondents’ recall (Byerlee and de Polanco, 1986) of the year in which they first used the technology. Figure 9 presents the pattern of adoption of SC513. In the high region (Machipanda), the percent of usage increased slowly between 1992 and 1994 from 9 percent to 13 percent. For the same time period (1992-1994), the percent usage was almost constant at very low rates (1 percent) in the low region (Vanduzi). From 1995 to 2004 in the high region (Machipanda), the percent usage increased rapidly, and by 2000, about 45 percent of farmers in Machipanda had used hybrid maize variety SC513. For the same period (1995-2004), an increase in the rate of adoption, from about 1 percent to 28 percent of adopters, occurred in the low region (V anduzi). Machipanda reached about 88 percent usage by 2004; Vanduzi reached a lower percent usage (about 28 percent). Figure 10 shows the pattern of adoption of NPK. The adoption pattern for NPK was also different between the high region (Machipanda) and the low region (V anduzi), with the high region reaching a higher percent usage more quickly than the low region. By 2005, Machipanda reached almost 34 percent usage, and Vanduzi reached approximately 16 percent. By 1995, both study areas were experiencing a steady increase in farmers applying NPK on maize. 99 100 80 60 Machipanda 40 Vanduzi 20 /s+--- - .. -»~?’ ’4 0 o—- ———{+—— vir— - 43' Cumulative percentage of farmers adopting SC513 1992 1995 1998 2001 2004 Year started cultivating hybrid maize SC513 Figure 9. Pattern of Adoption of Hybrid Maize SC513 in Machipanda and Vanduzi from 1990 to 2005. 40 30 Machipanda 20 Vanduzi .}+ Q“ 10 cf 0 f»4)~-—- —— ——-—~—- 43-0” Cumulative percentage of farmers adopting NPK 1975 1980 1985 1990 1995 2000 2005 Year started applying NPK on maize Figure 10. Pattern of Adoption of Fertilizer NPK in Machipanda and Vanduzi from 1977 to 2005. 100 l Figure 11 shows the pattern of adoption of urea. Like the patterns of adoption of SC513 and NPK, the pattern of adoption of urea differed between the study areas, with the high region reaching a higher percentage of usage more quickly than the low region. By 2005, Machipanda had reached approximately 53 percent usage, while Vanduzi reached approximately 17 percent. From 1995 on, both study areas had experienced a steady increase in the number of farmers applying urea on maize. 60 50 Machipanda 40 30 Vanduzi 20 10 Cumulative percentage of farmers adopting urea 1970 1980 1990 2000 2010 Year started applying urea on maize Figure 11. Pattern of Adoption of Fertilizer Urea in Machipanda and Vanduzi from 1972 to 2005. The three patterns of adoption in Figures 9, 10, and 11 show that, from 1995, when the improved maize SC513 and chemical fertilizers NPK and urea were formally introduced by the DNER/SG2000 extension program, the rate of adoption increased for all three technologies. 101 Adoption of Improved Maize Variety SC 5 1 3 and Fertilizers NPK and Urea in the last two years (2004-2005) Very few farmers, particularly in the lowlands of Vanduzi, adopted continually improved maize variety SC513 and chemical fertilizers NPK and urea in the last two years (2004 and 2005). In Machipanda, 45 out of 120 respondents (37.5 percent) reported cultivation of SC513; in Vanduzi, only 10 out of 173 respondents (5.8 percent) reported cultivation of SC513. Regarding use of chemical fertilizer (NPK/and or urea) in Machipanda, 39 out of 117 respondents (33 percent), reported application of chemical fertilizer on maize. In Vanduzi, only 4 out of 145 respondents (3 percent) reported application of chemical fertilizer on maize. Discontinuance of SC 5 1 3, NPK and Urea The current (2004 and 2005) adoption indicates that discontinuance occurred throughout the time since the first years farmers started using the technologies (Table 23). Table 23. Percentage of Farmers Who Ever Used and are Currently Using the Technology. Technologies Study location Machipanda Administrative Vanduzi Administrative Post Post Ever used Using 2004-05 Ever used Using 2004-05 Hybrid maize SC 513 88% (105) 38% (45) 28% (48) 6% (10) Fertilizers (NPK/urea) 87% (102) 33% (39) 33% (48) 3% (4) For example, in Machipanda, 50.5 percent of respondents and in Vanduzi, 22.2 percent discontinued cultivation of SC513. In Machipanda, 2 percent of respondents and in Vanduzi, 15 percent discontinued application of NPK on maize. In Machipanda, 20 102 percent of respondents and in Vanduzi, 13.8 percent discontinued application of urea on maize. Reasons for Discontinuance of SC 51 3, NPK, and Urea The reasons for discontinuance of SC513, NPK, and urea were also explored. Table 24 shows the reasons for discontinuance of hybrid maize SC513. Table 24. Reasons for Discontinuance of Use of Hybrid Maize SC513 Among Farmers in Machipanda and Vanduzi. Machipanda Vanduzi Administrative Post Administraive Post Frequency Percent Frequency Percent Reasons for discontinuance Seed availability 4 10.8 1 2.9 Difficult to save seed 1 2.7 3 8.6 Storability 2 5.4 9 25.7 Husk cover 16 43.2 2 5.7 Lack money 8 21.6 7 20.0 Other (better varieties) 6 16.2 13 37.2 Total 37 100 35 100 Farmers reported several reasons for discontinuing use of SC513. In Machipanda, husk cover was the most reported (43.2 percent) reason for discontinuance of SC513. Farmers explained that the husks of SC513 did not close well, which exposed the cob to rain and attack by field insects and diseases (fungus). Lack of money to purchase SC513 was the second most (21.6 percent) reported reason for discontinuance of SC513, and preference for other hybrids (SC700) considered better than SC513 was the third most (16.2 percent) reported reason for discontinuance of SC513 in Machipanda. In Vanduzi, preference for better varieties (PAN, Matuba, Chimanhica, Candjere) was the most reported reason (3 7.2 percent) for discontinuance of SC513. Storability of SC513 was the second most (25.7 percent) reported reason for discontinuance of SC513, and lack of 103 money to purchase SC513 was the third most (20 percent) reported reason for discontinuance of SC513. Tables 25 and 26 show the reasons for discontinuance of chemical fertilizers NPK and urea. Among several reasons for discontinuing use of NPK and urea, lack of money to purchase fertilizers was the most reported reason for discontinuing use of NPK and urea in Machipand and Vanduzi areas. Table 25. Reasons for Discontinuance of NPK Use Among Farmers in Machipanda and Vanduzi. Machipanda Vanduzi . . Administrative Post Administraive Post Reasons for drscontrnuance Frequency Percent Frequency Percent Lack of credit from DNER/$62000 - - 3 13.6 Lack money to purchase NPK 20 62.5 16 72.7 Plant local variety 2 6.25 1 4.55 Soil is fertile 2 6.25 2 9.09 Damage soil 8 25 - - Total 32 100 22 100 Table 26. Reasons for Discontinuance of Urea Use Among Farmers in Machipanda and Vanduzi. Machipanda Vanduzi . . Administrative Post Administraive Post Reasons for discontinuance Frequency Percent Frequency Percent Lack of credit from DNER/SG2000 - - 3 12.5 Lack money to purchase urea 23 71.9 17 70.8 Plant local variety 1 3. 13 1 4.17 Soil is fertile 3 9.38 2 8.33 Damage soil 3 9.38 - - Other (lot of work, drought) 2 6.25 1 4.17 Total 32 100 24 100 Machipanda and Vanduzi differed markedly in two reasons for discontinuance of NPK and urea: “Lack of credit from DNER/$02000” and “Damage soil”. The first was reported only by respondents in Vanduzi, and the second was reported only by respondents in Machipanda. 104 Research Objective 5 The fifth objective of this study was to determine the factors associated with adoption of improved maize variety SC513 and NPK and urea chemical fertilizers in the Machipanda and Vanduzi administrative posts. In conformity with the theoretical framework illustrated in Figure 6 in Chapter 2, four attitudinal dimensions - “attitudes toward production characteristics of SC513,” “attitudes toward income from SC513,” “attitudes toward effects of NPK and urea on maize,” and “attitudes toward costs of NPK and urea,” - were hypothesized to capture the variable farmers’ attitudes toward improved maize variety SC513, NPK, and urea. The final attitudinal scales were obtained through Exploratory and Confirmatory Factor Analysis and were presented in Chapter 3. To include the four attitudinal dimensions as explanatory variables of adoption, a two-step procedure was followed. First, a factor analysis was performed to estimate the attitude scores. Second, a multiple regression model was performed to determine the factors associated with adoption. The estimated attitude scores were included in the regression as explanatory variables of adoption. The two steps are described below. Step 1: Factor Analysis To create attitude scores for subsequent use in logistic regression, factor scores were estimated through the principal component and varimax procedure (Hair et al., 2005). High factor loadings were obtained. Two-factor solutions for the attitude scale on SC513 explained about 59.3 percent of the variance in attitudes toward SC513. A one- factor solution for the attitude scale on NPK explained about 48 percent of the variance in attitude toward it. A one-factor solution for the attitude scale on urea explained about 105 56.4 percent of the variance in attitudes toward urea. The values of percent of variance explained that were obtained in this study are acceptable in the social sciences (Hair et al., 2005). The reason for using the varimax procedure is that it does not assume correlation between factors.- This is advantageous because the researcher can avoid complications caused by multicollinearity (Hair et al., 2005). Step 2: Multiple Logistic Regression A multiple logistic regression model was used to determine the factors associated with adoption of improved maize variety SC513. The dependent variables were adoption of improved maize variety SC513, adoption of the chemical fertilizer NPK, and adoption of the chemical fertilizer urea. The independent variables were agro-ecological zone (AEZ), age (AGE), family size (F AM), education (EDU), how-to knowledge (KNOW), neighbors (N EIG), market (MARK), extension (EXT), attitudes toward marketability of SC513 (ATTmark), attitude toward characteristics of improved maize SC513 (ATTchar), attitude toward NPK(ATTnpk) and attitude toward urea (ATTurea) on adoption of SC513, NPK, and urea in the high region (Machipanda) and the low region (V anduzi). Tables 27-29 show the maximum likelihood estimates of logistic models. Each table is followed by a brief interpretation of the statistically significant empirical logistics estimates. Factors Associated with Adoption of Improved Maize SC513 The logistic model representing the factors associated with adoption of improved maize variety SC513 is Log (rt/1 — 1:) = or + BIAEZ + |32AGE + B3FAM + B4EDU + BsKNOW + BNNEIG + BMMARK + BGATTmark + B7AT'Tchar + BgADP*ATTmark 106 Table 27 presents the maximum likelihood estimates of the logistic model for factors associated with adoption of SC513 among respondents in the Machipanda and Vanduzi administrative posts. The fit of the model is satisfactory. The estimated coefficient for the likelihood ratio chi-square = 87.03 and is significant (P<.001). The model accounts for about 39 percent of the variation between adopters and non-adopters of SC513 (R2 Logistic = 0.388) (Appendix F). For logistic regression, lower percentages of variance are observed (Hosmer and Lemeshow, 2000). Table 27. Maximum Likelihood Estimates of the Logistic Model for Factors Affecting Adoption of SC513 Among Respondents in Machipanda and Vanduzi. Variables B S.E. Wald Sig. Exp([3) Agro-ecological zone 2.51 .512 24.0 .000 12.2 Age (years) -.020 .014 2.18 .140 .980 Family size .005 .063 .008 .930 1.01 Level of education .745 .566 1.73 .189 2.11 Knowledge of advantages and disadvantages of S C 513 1.99 .732 7.40 .007 7.32 Information sources on SC513 3.47 .176 Neighbors (1) -.745 .604 1.52 .218 .475 Market (2) -1.15 .618 3.46 .063 .317 Attitude toward marketability of produce from S C 51 3 -.497 .234 4.50 .034 .608 Attitude toward traits of SC513 -.812 .228 12.6 .000 .444 * . . . ggrsnllgost Attrtude marketability of .815 '472 2.98 .084 2.26 Constant -.704 1.33 .279 .598 .495 Likelihood ratio chi-square of (10) 87. 03 .000 df' degree of freedom for the model. ' Interpretation of the Coeflicients Among the factors considered in the model, five were found to have a significant effect on the adoption of improved maize variety SC513. In order of magnitude of effect, these factors are agro-ecological zone, attitudes toward traits of SC513, knowledge of 107 advantages and disadvantages of SC513, attitudes toward marketability of produce from SC513, and interaction between agro-ecological zone and farmers’attitude toward marketability of SC513 (AEZ*Attitude marketability SC513). The logistic regression coefficients are interpreted using values of odds ration Exp ([3) because it can provide the amount of increase in probability associated with the independent variable. As expected, the agro-ecological zone and the knowledge of advantages and disadvantages of SC513 had significant positive effects on the adoption of improved maize variety SC513 at 1 percent significance level. The probability that farmers in the highlands of Machipanda cultivated hybrid maize SC513 in the period 1995-2005, increased by a factor of 12, indicating that farmers in Machipanda are more likely to adopt hybrid maize SC513 than farmers in the lowlands of Vanduzi. Similarly, the probability that farmers who felt knowledgeable about the advantages and disadvantages of improved maize varieties cultivated improved maize variety SC513 increased by a factor of 7, indicating that knowledgeable farmers are more likely to adopt improved maize variety SC513 than non-knowledgeable farmers. As expected, holding negative attitudes toward traits of SC513 and negative attitudes toward the marketability of produce from SC513 had a significant negative effect on adoption of it at 1 and 5 percent significance levels. An increase of one point in the scale of “Attitudes toward production traits of improved maize variety SC513”, which indicated an unfavorable attitude, decreased the logarithm of the odds of adoption of it by .812, and an increase of one point in the scale of “Attitudes toward marketability of maize variety SC513” decreased the logarithm of the odds of adoption of the variety by .497. The odds ratio Exp ([3) less than 1 indicates that the probability of adoption for 108 farmers with negative attitudes is lower than the probability of adoption for farmers with positive attitudes. For the interaction term, AZE*Attitudes toward the marketability of SC513, the coefficient ([3 = .815) indicates that the difference between the rate of change in Vanduzi and Machipanda increased as the scores on attitudes toward marketability of produce from maize SC513 increased (or as the attitude toward marketability became negative). In other words, as the attitudes of farmers in Machipanda tended to be negative by one score, farmers in Machipanda were about 2 times more likely to adopt the hybrid SC513 than farmers with negative attitudes in Vanduzi. Other variables in the model (age, level of education, family size and sources of information) were not significant. Factors Associated with Adoption of NPK Fertilizer The logistic model representing the factors associated with adoption of NPK is Log (it/l - 71:) = (I. + B] AEZ + BZAGE + B3FAM + B4EDU + BSKNOW + BMMARK + BgEXT ‘l' B6ATTnpk Table 28 presents the maximum likelihood estimates of the logistic model for factors associated with adoption of NPK among respondents in the Machipanda and Vanduzi administrative posts. 109 Table 28. Maximum Likelihood Estimates of the Logistic Model for Factors Affecting Adoption of NPK Among Respondents in Machipanda and Vanduzi. [3 SE. Wald Sig Exp([3) Agro-ecological zone .794 .392 4.10 .043 2.21 Age (years) -.011 .013 .680 .410 .989 Family size .041 .052 .632 .427 1.04 Level of education .246 .552 .199 .656 1.28 Knowledge of application methods for NPK 2.61 .753 12.0 .001 13.6 Information sources on NPK 14.5 .001 Market (1) .154 .442 .122 .727 1.17 Extension (2) 1.57 .430 13.3 .000 4.81 Attitude toward NPK -.322 .208 2.40 .122 .724 Constant -4.32 1.11 15.1 .000 .013 Likelihood ratio chi-square df (8) 64.3 .000 dfl degree of freedom for the model. The fit of the model is satisfactory. The estimated coefficient for the likelihood ratio chi-square = 64.3 and is significant (P<.001). The model accounts for about 24 percent of variance in adoption of NPK (R2 Logistic = 0.243) (Appendix F). Interpretation of the Coeflicients Among the factors considered in the model, three were found to have a significant effect on the adoption of NPK. In order of magnitude of effect, these factors are information sources on NPK, knowledge of application methods for NPK, and agro- ecological zone. As expected, the extension services as sources of information on NPK, the farmers’ knowledge about the methods of application of NPK, and the agro- ecological zone had significant positive effects on the adoption of NPK, at 1 and 5 percent significance levels. Farmers who learned about NPK from extension services had a probability of adoption of NPK about 5 times the probability of adoption of NPK of farmers who learned about NPK from neighbors, indicating that farmers who use extension services are more likely to adopt NPK than farmers who leaned about NPK 110 from neighbors. Farmers who were knowledgeable about the methods of application of NPK were more likely to adopt NPK by a factor of 14. Likewise, the probability that farmers in the highlands of Machipanda applied NPK on maize increased by a factor of 2, indicating that farmers in Machipanda were more likely to adopt NPK for maize production than farmers in the lowlands of Vanduzi. Other variables in the model (age, level of education, family size, and attitudes toward chemical fertilizer NPK) were not significant. Factors Associated with Adoption of Urea Fertilizer The logistic model representing the factors associated with adoption of urea fertilizer is Log (TI/1 - 1!) = (I 'l' filAEZ 'l' BzAGE + B3FAM + B4EDU 'l" B5KNOW + BMMARK + BEEXT + B6ATI‘urea Table 29 presents the maximum likelihood estimates of the logistic model for factors associated with adoption of urea among respondents in the Machipanda and Vanduzi administrative posts. Table 29. Maximum Likelihood Estimates of the Logistic Model for Factors Affecting Adoption of urea Among Respondents in Machipanda and Vanduzi. Variables [3 SE. Wald Sig. Exp(B) Agro-ecological zone 1 .43 .369 14.9 .000 4.16 Age (years) -.013 .012 1.13 .288 .987 Family size -.018 .050 .133 .716 .982 Level of education .256 .525 .238 .626 1.29 Knowledge of application methods for urea 2.05 .521 15.5 .000 7.74 Information sources on urea 9.99 .007 Market (1) -.211 .418 .256 .613 .810 Extension (2) 1.23 .434 8.01 .005 3.41 Attitudes toward urea -.251 .203 1.53 .216 .778 Constant -2.86 .964 8.81 .003 .057 Likelihood ratio chi-square df (8) 81.6 .000 di' degree of freedom for the model. 111 The fit of the model is satisfactory. The estimated coefficient for the likelihood ratio chi-square = 81.6 and is significant (P<.001). The model accounts for about 27 percent of variance in adoption of urea (R2 Logistic = 0.272) (Appendix F). Interpretation ofthe Coefficients Among the factors considered in the model, three were found to have a significant effect on the adoption of urea fertilizer. In the order of magnitude of effect, these factors are knowledge of application methods for urea, agro-ecological zone, and information sources on urea. As with adoption of NPK, the adoption of urea was positively influenced by knowledge about the methods of application of urea, the agro-ecological zone, and the extension services as sources of information on urea at 1 percent significance level. For knowledgeable farmers, the probability of adoption of urea was about 8 times the probability of adoption of urea for non-knowledgeable farmers. Likewise, for farmers in the highlands of Machipanda, the probability of adoption of urea was about 4 times the probability of adoption of urea for farmers in the lowlands of Vanduzi. For farmers who learned about urea from extension services, the probability of adoption of urea was about 3 times the probability of adoption of urea by farmers who learned about urea from neighbors. Other variables in the model (age, level of education, family size, and attitude toward urea) were not significant. 112 CHAPTER V DISCUSSION This chapter presents the researcher’s interpretations of the results of the study. The interpretations are based upon the literature, field observations and researcher’s knowledge, feelings, and personal experiences gained during this investigation. Characteristics of Respondents Maize growers from the highlands of Machipanda and the lowlands of Vanduzi were fairly similar in age and family size. The average age of respondents in Machipanda and Vanduzi was about 44 years, and the average family size was about 7.8 members per household in Vanduzi and 7.6 in Machipanda. Other survey research in Mozambique and elsewhere had reported similar results on the average age of farmers (Trabalho the Inquérito Agricola [TIA] (Agricultural Survey), 2005; Kaliba et al., 2000). The present results on average family size are slightly higher than those found in previous research in rural Mozambique (TIA, 2005), which indicated an average of around six members per household. Theoretically, the younger the farmers, the more likely they are to adopt a new technology than older farmers because they have had more schooling (CIMMYT, 1993), and they are more susceptible to attitude change (Visser and Krosnick, 1998). The majority of farmers in the study areas have an age range from 19 to 43 years, so chances are that a proportion of the population targeted by the public extension is highly susceptible to attitude change and eventually adopted the improved maize varieties and chemical fertilizers. Assuming that adoption of new varieties requires more labor inputs (Feder et al., 1985), we would think that the rural households in Machipanda and 113 Vanduzi have relatively large (i.e., above average size) families to rely upon for labor. It is important to note, however, that the total number of family members does not always mean availability of labor because there must be families with higher dependency rates than others (i.e. families with more children to take care of). Though the relatively large family size may indicate more labor for cultivation, more precise results on labor availability would require information on dependency ratios. The distributions of age and family size (Table 15) were very similar in Machipanda and Vanduzi administrative posts. However, this was not the case for other characteristics - namely, gender, level of education, sources of information on improved maize variety SC513 and chemical fertilizers NPK and urea, knowledge about advantages and disadvantages of improved maize varieties, and knowledge about application methods of NPK and urea. Machipanda had more women respondents than Vanduzi. There are several possible explanations for the difference in gender of the respondents. One obvious explanation is that, in Machipanda, male farmers were absent during most of the fieldwork. It is important to note that about maize cultivation both male and female respondents considered themselves knowledgeable. Thus, despite the fact that Machipanda and Vanduzi follow a patrilineal system, whereby the man is the head of the household and this gives him the right to talk with outsiders, in the absence of the men women were interviewed. This happened frequently in Machipanda, where during the fieldwork, men were not present, or if they were present, they were sick and not able to answer the questions. On the other hand, the men in Vanduzi were mostly available for the interviews - i.e., they, were present at the time of the interviews and qualified themselves as knowledgeable about maize cultivation. The second explanation is 114 somewhat less obvious and is based on the differences between Machipanda and Vanduzi, in land use and the main uses of the maize produced, which may play a role in males’ level of commitment in maize cultivation. In Machipanda, maize output is mainly used for home consumption. This may explain men being less involved with maize cultivation in Machipanda than in Vanduzi, where maize output is also mainly used for sale and where men are more involved with maize cultivation. Another possible explanation is that, the interviews were conducted during the harvesting period, and maize harvesting is usually done by women, so women were more likely to have been available (in Machipanda) while men were more involved in other income-generating activities. In fact, women in Machipanda, when asked about their husbands, often replied that the men were involved in small business, such as going back and forth to the bordering country of Zimbabwe to sell and buy consumable goods (other than maize). On the other hand, in the remote villages of Vanduzi, men could often be seen transporting and storing maize, and performing a major role of a middleman who consolidates maize grain. Shifting cultivation in Vanduzi may demand more male labor than maize cultivation in Machipanda. In Vanduzi, I interviewed some male farmers who had just finished opening new lands for agriculture. This indicates that farmers in Vanduzi experienced certain freedom to practice shifting cultivation. Moreover, the opening of new and dense areas is done manually, and it is an activity that is usually performed by male farmers. On the other hand, in Machipanda, although farmers considered shifting cultivation a common agricultural practice, this practice was constrained by forest plantation programs. Indeed, during the interviews, some farmers in Machipanda took 115 the opportunity to explain how productive they thought the lands under the forest were, but forest guards were not allowing farmers to use those lands for agriculture. Thus, with almost no shifting cultivation in Machipanda, male labor for the family farm might have not been needed as much as in Vanduzi. The findings on level of education suggested that more farmers in Machipanda attended primary school and thus were more in a position to read and write in Portuguese and possibly perform basic computation skills than farmers in Vanduzi. Lack of access to schools and having served in the army are some of the possible explanations why the majority of illiterate respondents were found in Vanduzi. Several respondents in Machipanda reported attending school in the neighboring country of Zimbabwe, a country that a few years ago was doing well economically. In Vanduzi, several farmers were former soldiers who fought in the fifteen-year civil war, which ended in 1992. There is a possibility that these soldiers went into the army while were illiterate and did not go to school after they got out of the army. Low levels of schooling have also been found among Tanzanian farmers (Kaliba et al., 2003). One possible problem with a low level of education is that it may constrain farmers’ ability to perceive changes in economic conditions (such as relative prices) and to respond efficiently. Moreover, formal education and extension services are crucial to predispose farmers to take an interest in a new technology and make informed decisions about the technology. Being able to read in Portuguese or the local language (Chimanhica) is crucial for the dissemination of improved seed among farmers in Machipanda and Vanduzi, mainly because the packs containing seed also have basic written instructions on crop management, including seed handling, planting, and weed 116 control. Lack of formal education is commonly considered more of a constraint for the adoption of chemical fertilizer than for the adoption of improved maize seed because chemical fertilizers are complex technologies which require some basic computation skills for fertilizer rates (CIMMYT, 1993). However, if computation skills are to be addressed by formal education, we also have to be cautious not to neglect the ad0ption of improved maize, because recommendations on improved maize also include aspects of computations, such as plant densities and their corresponding seed rates. Extension educational programs may suffice (in certain cases they may, to some extent, replace formal education) to raise awareness and provide farmers with how-to knowledge about cultivation of improved maize seed and application of chemical fertilizer, but if computaions skills are required and the extension effort is equally applied to illiterate farmers as to farmers with some education, chances are great that only farmers with some schooling will be in a good position to understand and implement correctly the extension recommendations for both cultivation of improved maize and application of chemical fertilizer. Thus, intervention aimed at improving the level of education, particularly of illiterate farmers, should be considered. As sources of information, neighbors and the public extension service were the most reported sources of information on improved maize variety SC513 and chemical fertilizers NPK and urea among farmers in Machipanda and Vanduzi. As sources of information, neighbors and extension are important when disseminating new technologies, particularly because both sources (neighbors and extension) involve personal communication, an important means to inform and persuade farmers to use the innovative technologies (Rogers, 1995; Ryan and Gross, 1943). Hence, farmers in 117 Machipanda and Vanduzi are mostly using (and should continue using) those means of communication that have a high chance of being effective in persuading farmers to adopt improved maize varieties and chemical fertilizers. It is important to note however, that, for dissemination of improved agricultural technology, extension should be given priority because extension messages are planned to ensure persuasive communication, which is probably the most common way of trying to change person’s attitudes (Oskamp and Schultz, 2005). Neighbors may lack established formal means for the diffusion of innovation and thus by chance reach small number of farmers. Moreover, within the agricultural sector, it is the extension’s responsibility to communicate with farmers through a range of methods, including radio, result demonstration plots, and farmers’ field days, to create awareness of improved technology. Within extension, radio was the most used information source to form beliefs about improved maize variety SC513 in Machipanda and Vanduzi. Radio broadcasting included general information on brand name, prices, and retailers of improved maize varieties. In Mozambique, radio broadcasting has been effective in raising farmers’ awareness about improved maize seed (Massingue et al., 2004). Other studies have also shown that mass media are more used by farmers to learn about general information regarding the technology (Lichtenberg and Zimmerman, 1999). Thus, both radio broadcasting on improved seed and farmers’ access to radio should be encouraged. Maize growers in Machipanda and Vanduzi were knowledgeable of the advantages and disadvantages of improved maize varieties. On several occasions, when respondents were asked to assess how knowledgeable they were on the advantages and disadvantages of improved maize varieties, they explained that improved maize varieties 118 have the advantage of coping with drought and securing a food supply for their households. Research in southern Africa (Byerlee, 1994) also pointed out that farm households sometimes seek to improve food security by planting an earlier maturing variety that can be consumed in the “hungry season” before the main harvest. One disadvantage of improved maize that respondents in this study mentioned was the susceptibility of the improved maize variety to infestations of maize weevil when stored unshelled with the husks intact (the common way maize is stored). As mentioned in the previous chapters, when farmers incur postharvest losses due to storage weevils (including protesphanus truncatus and Sitophilus zeamais), they tend to sell their produce when prices are low, therefore losing money. To help control postharvest losses, extension and research should collaborate to develop maize varieties with more resistance to storage insects and/or promote alternative storage facilities that can minimize insect damage. Though the knowledge about the advantages and disadvantages of improved maize varieties appeared to be well established in both study locations, this was not the case for knowledge about application methods of NPK and urea fertilizers on maize. The majority of respondents (53.2 percent) in the lowlands of Vanduzi and a considerable number of respondents (21.7 percent) in Machipanda considered themselves as lacking knowledge about application methods of NPK and urea. One of the problems that extension services may face when farmers lack knowledge on how to use an innovation, is the rejection of the technology by the farmers (Rogers, 1995). This implies that, to ensure adoption of chemical fertilizers, farmers have to feel knowledgeable about the methods of application. Therefore, the National Extension Directorate (DNER) should 119 collaborate with specialists in soil fertility management to design training programs on the optimal use of fertilizer for farmers, particularly in the lowlands of Vanduzi. Farmers ’Attitudes Toward Improved Maize Variety SC 5 I 3 and NPK and Urea Fertilizers In general, respondents from Machipanda and Vanduzi held positive attitudes toward the marketability of improved maize variety SC513, the production characteristics of SC513, and use of NPK and urea for maize production. For improved maize variety SC513, most farmers in Machipanda and Vanduzi appreciated the quality of the seed and maize meal obtained with maize variety SC513. Other studies found that farmers are favorable toward the production characteristics of improved maize varieties (Hintze et al., 2003). Farmers in Vanduzi tended to take the lead in attitudes toward the marketability of the maize variety SC513. The statements “Grain of SC513 is easy to sell” and “Planting SC513 is a waste of time and money” were rated second and third in Vanduzi; in Machipanda the same statements were rated fourth. It is not surprising to find farmers in Vanduzi scoring ahead on the marketability aspects of the improved maize variety SC513 because in Vanduzi maize output is also oriented to market, as opposed to Machipanda, where maize output is produced mainly for home consumption. Farmers’ attitudes toward SC513 consisted mostly of cognitive responses expressed as beliefs by farmers about the relationship between the seed and the production and marketability characteristics that describe the seed. It is probable that these beliefs were developed through direct and indirect experience with improved maize variety SC513. A direct experience might have occurred when farmers conducted and managed demonstration plots or tried out the new seed in their own plots, and when they 120 bought the seed and sold the maize output. An indirect experience might have occurred when farmers heard radio programs on improved maize. Most farmers in Machipanda and Vanduzi appreciated the effect of NPK and urea on increasing maize yield. The majority of respondents agreed that NPK and urea were good for increasing maize yield. Farmers’ attitudes toward use of chemical fertilizer on maize consisted of both cognitive and affective responses. The cognitive responses were expressed as beliefs that farmers have about the relationship between the fertilizer and its capacity to increase maize yield as well as the relationship between the fertilizer and its worth (value) for maize production. The affective response was expressed as a feeling (good or bad) experienced by farmers when fertilizers are paired with their effect on the crop and soil. For example, farmers, particularly in Machipanda, expressed a negative attitude toward the effect of NPK on the soil. These farmers might have learned the affective response “Chemical fertilizer is not good (or is harmful) for the soil” through direct emotional experiences that occurred when farmers stopped applying fertilizer and then obtained low yields. As most farmers explained, when asked why they thought chemical fertilizer, especially NPK, was not good (or was harmful) for the soil, “NPK kills the soil. Once you use it, you should keep using it. The soil becomes dependent on it. If you stop using NPK, your soil will not produce as well as before. . . .” The application of NPK is viewed as an intrusion of plant nutrients into a balanced environment. However, correct applications of commercial fertilizers have been shown to replenish the nutrients removed by the crop and in some cases to exceed levels of nutrients found in the soil before they were farmed (Hoefi et al. 2000). Chances are that when they stopped using NPK or used inadequate quantities of this fertilizer, 121 farmers experienced decreases in maize yield, not because NPK kills the soil but because the nutrients removed were not replenished. Another aspect explicit in farmers’ explanations is a fear of their maize production become dependent on an input (N PK) that farmers feel cannot afford to buy regularly. The generally positive attitudes toward hybrid maize SC513 and the chemical fertilizers NPK and urea may reflect the profitability obtained with these technologies. A study on profitability of improved maize technology (J eje at al., 1998) demonstrated that in 1996 and 1997, some farmers in the Manica province were able to make a profit using the improved technologies. Rough estimations on return to family land and labor for the year 2006 (Chapter II) also indicated that family farms would make a profit if they adopt the hybrid maize SC513 and chemical fertilizers, provided that farmers apply the technology as recommended, are risk takers, and prioritize the objective of making profit. Because attitudes are formed when people have information and gain knowledge about the attitude object, the role of public extension services and private input providers (wholesalers, retailers, and informal traders) in providing information on production characteristics of improved maize varieties, information on marketability aspects including price of improved maize varieties and demand for maize produce, and information on the use and effects of chemical fertilizers should be enhanced. This study also performed comparisons among mean attitude scores and age categories, sources of information within each study location, and between mean attitude scores and gender of respondents and study locations. Only in Machipanda the results indicated an effect (p <.10) of age on attitudes toward production characteristics of SC513. Respondents in the age category 45 to 60 years held stronger positive attitudes 122 towards the characteristics of SC513. It is possible that these respondents had longer direct experience (through cultivation and/or processing the grain) with the maize variety than respondents in other age categories. The comparison among mean attitude and sources of information (neighbors, extension services, and market) showed that in Machipanda and Vanduzi, respondents held positive attitudes toward SC513, NPK, and urea, regardless of the information source. Nevertheless, in Vanduzi, there was a tendency for respondents who heard about NPK and urea fertilizers from extension services to hold stronger positive attitudes toward their use in maize production than respondents who heard about them from neighbors. It is not surprising to find stronger attitudes among farmers who used extension services as information sources because information about fertilizers is specific in methods of application, amounts to apply, and time of application. Personal contacts between extension agents and farmers are effective for delivering such specific information to farmers and eventually persuade farmers to use fertilizers. These results indicate that information on chemical fertilizers by extension services is important to improve farmers’ attitudes toward their use. Therefore, extension services efforts related fertilizer use should be enhanced. Findings on mean attitude by gender showed that male respondents in Machipanda held stronger positive attitudes toward production characteristics of improved maize variety SC513. Overall, for chemical fertilizers, male farmers also tended to hold stronger positive attitudes toward the use NPK and urea. The fact that extension agents and input providers were mostly men may have played a role in male farmers strengthening their attitudes toward improved maize variety SC513 and chemical fertilizers NPK and urea. During fieldwork in Machipanda and Vanduzi, it was 123 noticed that the majority of extension officers and input retailers were men. This fact may have contributed to male farmers having more opportunity than female farmers to exchange information about the technology with extension agents and input dealers. As a result, the attitude toward technology that male farmers developed through direct experience in using the technology is further reinforced through the interaction with extension agents and input providers. Female farmers are left mostly with one way of developing their attitudes - i.e., direct experience with the technology. Female farmers are also involved with maize cultivation in the two study locations, and apparently more in Machipanda than in Vanduzi, so it is important that women also hold strong positive attitudes toward the use of chemical fertilizers. Females’ attitudes toward chemical fertilizers can be strengthened through enhancement of their access to input retailers (although this may imply a need for further analysis of gender roles to determine who has the responsibility to buy the seed) and extension information on improved maize varieties and chemical fertilizers. Women should be provided with fellowships to pursue higher education in agriculture and extension education, extension services should hire women as extension agents, and seed companies and fertilizer importers should encourage women to work as input retailers. When mean attitudes were compared between the two study locations, it was found that Machipanda and Vanduzi did not differ in attitudes toward the marketability of improved maize variety SC513, but the two locations differed in attitudes toward its production characteristics, attitudes toward use of NPK, and attitudes toward use of urea. Respondents in Machipanda tended to hold stronger positive attitudes toward production characteristics of SC513. This suggests that farmers in Machipanda had more direct 124 experience in cultivating maize variety SC513 than farmers in Vanduzi. For example, for the growing season 2005-06, the cultivation of maize variety SC513 was mostly reported in Machipanda. The comparison between attitudes of farmers in Machipanda and Vanduzi toward chemical fertilizers indicated that respondents in Vanduzi tended to hold a stronger positive attitude toward NPK than respondents in Machipanda. A relatively weaker positive attitude toward NPK indicates a tendency for farmers in Machipanda to develop an unfavorable position toward NPK. Such a tendency might have resulted from experiencing a decrease in maize yield when farmers discontinued the use of NPK. Because purchased inputs, particularly fertilizers, are expensive for smallholders, it is common to provide farmers with credit to facilitate the acquisition of inputs. For example, successful experiences with maize intensification, such as the smallholder-led maize revolution in Zimbabwe (Eicher and Kupfuma, 1997), had a strong credit component. Respondents in Machipanda and Vanduzi rarely reported having received credit for seeds and fertilizers. Therefore, to keep farmers strongly positive about chemical fertilizers, there should be mechanisms such as the provision of inputs on a credit basis to help farmers regularly acquire chemical fertilizers. Pattern oLAdqption of Improved Maize Variety SC513 and Chemical Fertilizers NPK and Urea in the Machipanda and Vanduzi Administrative Posts Farmers in Machipanda and Vanduzi have been using improved maize variety SC513 since early 1990; use of chemical fertilizers for maize production started much earlier, around 1970. The technological package consisting of improved maize variety SC513 and chemical fertilizers NPK and urea was formally introduced in the area in 1995. Since the formal introduction of these technologies, new farmers joined each year, 125 increasing the percentage of usage (i.e., the number of farmers who have used the technology). This increase was more rapid in the highlands of Machipanda than in the lowlands of Vanduzi. A possible explanation is that hybrid maize seeds do better than local varieties in high rainfall regions such as Machipanda where higher incidence of fertilizer use is also expected than in the lowland regions (Kaliba et al., 2000). It is important to note that the pattern of adoption provides a positive picture, in the sense that it expresses that the number of respondents who had used the technologies through the years was accumulating (increasing). Nevertheless, the current adOption rate may not be high. For example, in the growing seasons 2004-05 and 2005-06, the percentage of respondents cultivating, continually, improved maize variety SC513 and applying chemical fertilizer on maize was lower than the cumulative percentage in both study areas. One obvious reason for reduced adoption is discontinuance. After they had adopted the technologies, farmers discontinued their use for various reasons including replacement, dissatisfaction, and misuse of the technology (Rogers, 1995). In this study, the discontinuance of improved maize SC513 use was mainly due to dissatisfaction with husk cover and susceptibility to storage insects and replacement of hybrid variety SC513 by OPV and local maize varieties. The discontinuance of fertilizers was due to lack of money to purchase NPK and urea. The increase in percentage of usage was different in the two agro-ecological regions, and these findings call attention to the need for evaluation of the suitability of improved maize production technology in a particular agro-ecological zone. The reasons for discontinuance have important implications for maize breeders and social scientists. 126 Breeders need to improve the husk cover and resistance to storage insects to make Hybrid variety SC513 more attractive to farmers, and social researchers need to investigate ways by which farmers can be provided with fertilizers at affordable costs, including provision of fertilizer on a credit basis. Factors Associated with Adoption of Improved Maize Variety SC513 As expected, respondents in the highlands of Machipanda were more likely to adopt improved maize variety SC513. Indeed, the agro-ecological zone had the greatest effect on the adoption of improved maize variety SC513. Holding other explanatory variables constant, it is predicted that a farmer in the highlands of Machipanda has a predicted probability of about 73 percent of having cultivated SC513 in the period from 1995 to 2005, while a farmer in the lowlands of Vanduzi has a predicted probability of about 9 percent (see Appendix E). These results can be related to the effect of high annual rainfall in the highlands of Machipanda. This argument is supported by other studies (Kaliba et al., 2000; Hintze etal., 2003). Hybrid maize may be more adaptable to the highlands of Machipanda than to the lowlands of Vanduzi. In fact, during the field work, the majority of respondents in Machipanda reported planting hybrid maize in the past growing season, but very few farmers in Vanduzi reported planting hybrid maize. Another explanation for having high probabilities of adoption of SC513 in the highlands may be the easy accessibility to hybrid maize SC513 in Machipanda, which is facilitated by informal traders who sell the seed at the farmers’ doors. Because being in the highlands increases the probability of adoption of improved maize variety SC513, extension should prioritize educational opportunities for maize farmers to learn about its adaptability to that agro-ecological zone. Extension should 127 investigate whether informal traders offer a cheaper and more effective means for delivering seed to farmers. As expected, positive attitudes toward SC513 were positively associated with adoption of it. Positive attitudes toward improved germination and drought tolerance of SC513 over local varieties were the second most important factor in adoption of SC513. The results showed that a tendency to have negative attitudes toward improved germination and drought tolerance of SC513 (i.e., when the attitude scores increase) decreased the probability of a respondent having cultivated it. This indicates that positive attitudes toward the production characteristics of SC513 affect its adoption positively. For example, when a farmer scores the item with a 1, he/she has a predicted probability of having cultivated SC513 in the period from 1995 to 2005 of about 73 percent; when the score is a 2, the probability of having cultivated SC513 is 42 percent. Other studies found that farmers’ perceptions of production characteristics (yield, maturity rate, drought resistance, insect resistance, lodging resistance, grain weight) determine variety selection and adoption (Hintze et al., 2003; Adesina and Zinnah, 1993). These results imply that researchers should continue and strengthen research on production characteristics of improved maize varieties, and public extension services as well as the private sector (seed companies, wholesalers, and retailers) should emphasize messages on the production characteristics of improved maize varieties, including seed quality, drought tolerance, and maize meal quality. As expected, how-to knowledge was positively associated with adoption of SC513. Knowledge of the advantages and disadvantages of improved maize SC513 was the third most important factor in its adoption. Holding other explanatory variables 128 constant,.it is predicted that a knowledgeable farmer has a predicted probability of having cultivated SC513 in the period from 1995 to 2005 of about 73 percent, while a non- knowledgeable farmer has a predicted probability of about 27 percent. Because some non-knowledgeable farmers may be cultivating SC513, the chances are that this hybrid is not being used properly. Other empirical studies mentioned the influence of specific knowledge about the technology on farmers’ behavior (Lichtenberg and Zimmerman, 1999). This means that, in addition to production characteristics of improved maize varieties, the public extension services and the private sector should also improve provision of information on the benefits and disadvantages associated with improved maize varieties. This information should be accompanied by instructions and means to minimize the disadvantages, such as storage insect damage. Positive attitudes toward ease of selling grain and fresh maize of SC513 were the fourth most important factor in adoption. The results showed that a tendency to hold negative attitudes toward marketability of produce from SC513 (i.e., when the attitude scores increase) decreased the probability of a respondent having cultivated it. This indicates that positive attitudes toward the marketability of SC513 positively affect its adoption. Hintze et al. (2003) also described a positive association between the adoption of hybrid maize and commercialization of maize output. This association indicates that farmers obtain some surplus from SC513 that can be used for household income. Thus, in addition to production characteristics and benefits and disadvantages associated with improved maize varieties, extension messages should provide information on prices and demand for it. Breeders should develop maize varieties whose output is marketable. The private sector (seed companies, wholesalers, retailers, and informal traders) should 129 provide farmers with marketing information. For the interaction term Administrative post * attitudes toward marketability of SC513, the coefficient (B = .884) indicates that the difference between the rate of change in Machipanda and Vanduzi increases as the scores on attitudes toward marketability of produce fi'om maize variety SC513 increase (or as the attitudes toward marketability become negative). This finding is consistent with the description that maize output in Vanduzi is mainly oriented toward commercialization. It appears that, although respondents in Vanduzi lagged behind in the cultivation of SC513, for these respondents commercialization of maize output is an important source of income. In fact, farmers in Vanduzi were much more involved with . commercialization of maize output. For example, it was common to see farmers selling I maize directly to the only wholesaler located in the center of the village. In some remote communities of Vanduzi, farmers had developed storage facilities where large quantities of maize were consolidated, waiting to be transported to other places. This suggests that if breeders develop varieties with traits that are marketable and extension services strengthen the delivery of information on transportation, marketing, processing, prices, and demand for maize, levels of adoption may improve, particularly in Vanduzi. Contrary to what was expected, extension had no significant effect on adoption of SC513. As a source of information, extension had a positive but insignificant impact on farmers decision to adopt SC513. It is plausible that all sources of information (market, neighbors, extension, and market) provide farmers with useful information. Other variables that were not significant are age, level of formal education, and total number of people in the family. They had no significant influence on the odds of adoption of SC513. Other empirical studies have found similar results (Kaliba et a1. , 130 2000; Abebaw and Belay, 2001; Tesfaye and Alemu, 2001). The observance of no significant association between level of education and adoption of SC513 could be related to the fact that improved maize varieties are simpler technologies than chemical fertilizers. As CIMMYT (1993) argues, education is expected to be associated more with complex technologies such as agrochemicals. Another possibility is the existence of extension and neighbors who can provide farmers with information about SC513. For example, Abebaw and Belay (2001) and Tesfaye, Bedassa, and Shiferaw (2001) explain that the lack of significant relationships between formal education and the adoption of improved maize varieties may be related to the availability of information about the technology and the possibility that extension information, to some extent, substitutes for formal education in the rural areas. Nevertheless, significant associations between respondents’ characteristics (age and family size) and adoption are not unusual (Abebaw and Belay, 2001; Lawal et al., 2004; Tesfaye and Alemu, 2001; Tesfaye, etal., 2001). Thus, the mixed results suggest that more research is needed for a better understanding of associations between respondents’ characteristics and adoption. Factors Associated with Adoption of NPK and Urea Fertilizers As expected, how-to knowledge was positively associated with adoption of NPK and urea. Knowledge about the method to apply fertilizer had the greatest effect on the adoption of NPK and urea chemical fertilizers. Holding other explanatory variables constant, it is predicted that a knowledgeable farmer has a 91 percent probability of having applied NPK on maize in the period from 1995 to 2005, while a non- knowledgeable farmer has a probability of having applied NPK to maize of 43 percent. 131 For urea, it is predicted that a knowledgeable farmer has a 96 percent probability of having applied urea on maize, while a non-knowledgeable farmer has a 69 percent probability of having applied urea on maize. It seems that there is considerable probability that a non-knowledgeable farmer would apply fertilizers inappropriately, resulting in discontinuance. The predicted high probability of adoption when a farmer is knowledgeable about the use of fertilizer on maize is not surprising. Rogers and Havens (1961) found that knowledge of fertilizer (i.e., how to use fertilizer and what nutrients the crop needs) acted as an intervening variable between “attitude toward fertilizer” and “use of fertilizer.” CIMMYT (1993) explained that chemical fertilizers are complex technologies that require some computation skills. Because knowledge about how to use fertilizer greatly affects the adoption of chemical fertilizer, extension services should prioritize the improvement of farmers’ knowledge on fertilizer use. As expected, extension was positively associated with adoption of NPK and urea. Holding other explanatory variables constant, it is predicted that when a farmer learns about NPK from extension, he/she has a 90 percent probability of having used NPK for maize production, compared with a 28 percent probability when a farmer learned from neighbors. When a farmer learns about urea from extension he/she has a 96 percent probability of having applied urea on maize, compared to a 64 percent probability when a farmer learned from neighbors. It seems that neighbors are somewhat effective in influencing farmers to use fertilizers, particularly urea. Other studies had found positive relationships between extension and use of chemical fertilizers (Abebaw and Belay, 2001; Tesfaye et al., 2001; Kaliba et al., 2000). This indicates that strengthening the provision of information on the use of fertilizers through extension (i.e., results from demonstration plots, and individual 132 or group meetings) may improve the levels of adoption of chemical fertilizers in Machipanda and Vanduzi. Moreover, given the relevant role played by extension in the adoption of chemical fertilizers, one option would be to concentrate extension resources to train farmers in the optimal use of fertilizers. Another option would be to promote vocational training on improved maize varieties technology, including chemical fertilizers, in the rural schools. As expected, respondents in the highlands of Machipanda were more likely to adopt NPK and urea than respondents in the lowlands of Vanduzi. Holding other explanatory variables constant, it is predicted that a farmer in the highlands of Machipanda has a 84.9 percent probability of having used NPK for maize production and a 92.6 percent probability of having applied urea on maize; a farmer in the lowlands of Vanduzi has a 70 percent probability of having used NPK for maize production and a 74.4 percent probability of having applied urea on maize. Other studies have also hypotheszed a higher incidence of fertilizer use in regions where rainfall is relatively higher than in the lowlands (Kaliba et al., 2000). In Mozambique, the highlands are prone to erosion and loss of soil fertility due to high levels of precipitation (PROAGRI, 2003). Hence, farmers located in the highlands (Machipanda) would be more likely to adopt NPK and urea than farmers in the lowlands (Vanduzi). Likewise the use of NPK and urea for maize production appears to be more acceptable in the highlands of Machipanda than in the lowlands of Vanduzi. Because of the visible effects of erosion and loss of soil fertility in the highlands, farmers in Machipanda may be more aware of fertilizer application than farmers in Vanduzi. Therefore, extension efforts related to fertilizer use should be intensified among farmers in Vanduzi. Respondents’ 133 characteristics (age, level of formal education, and total number of people in the family) and farmers’ attitude toward NPK and urea have no significant influence on the logarithm of odds of adoption of NPK and urea. Other empirical studies had found similar results regarding respondents’ characteristics. Tesfaye and Alemu (2001) found no association between formal education and adoption of chemical fertilizers. It seems that even for fertilizers, which are considered a more complex technology (CIMMYT, 1993) than maize varieties formal education had no significant influence on their adoption. As stated before, the availability of information about the technology and the extension resources to some extent substitute for formal education in the rural areas and may explain the lack of relationship between formal education and adoption of chemical fertilizers (Abebaw and Belay, 2001; Tesfaye, Bedassa, and Shiferaw, 2001). 134 CHAPTER VI SUMMARY, CONCLUSIONS AND RECOMMENDATIONS This chapter is organized in five sections. The first section summarizes the rationale for the study, the purpose of the study, and the procedure used to collect, examine and analyze data. The second section presents the main conclusions of the study. The third section draws practical implications for dissemination of improved seed and chemical fertilizers in the study area. The fourth section presents suggestions for further research. The fifth section presents agricultural devepment policy-related issues. Summary In Mozambique, political leadership and agricultural development policy favor adoption of improved maize varieties and chemical fertilizers to increase productivity of maize. One of the challenges to agricultural development policy is to promote widespread adoption of improved maize varieties and chemical fertilizers. Despite low maize yields and availability of improved maize varieties and chemical fertilizers to improve maize production, these technologies are still not widely adopted in Mozambique. This leads to questioning why farmers are apparently unwilling to adopt improved maize varieties and chemical fertilizers. Research that addresses this question is still limited in Mozambique. The overall purpose of this study was to determine the influence of farmers’ characteristics and farmers’ attitudes toward improved maize and chemical fertilizers on 135 adoption of improved maize SC513 and NPK and urea fertilizers by farmers in the highlands of Machipanda and the lowlands of Vanduzi administrative posts of the Manica district. This study involved a cross-sectional survey. A questionnaire, consisting of 26 items, was developed and reviewed for content validity by a panel of experts, which comprised academic advisory committee members and an expert on survey research from the Ministry of Agriculture in Mozambique. After revisions were made, the survey was pilot tested on 22 heads of households from Machipanda and Vanduzi. This allowed for evaluating the appropriateness of the questions given. The questionnaire was I“ implemented through personal interviews with 120 randomly selected heads of households from Machipanda and 173 randomly selected heads of households from I Vanduzi. The interviews were conducted during April and May 2006. Data were examined and analyzed using SPSS 15 and AMOS 7. The statistical methods used in this study included: Reliability, Exploratory Factor Analysis and Confirmatory Factor Analysis. These methods were used to construct summated scales and test their reliability. Descriptive statistics. These methods were used to describe the characteristics of respondents and patterns of adoption of improved maize varieties and chemical fertilizers, and to assess farmers’ attitudes toward improved maize varieties and chemical fertilizers. T-test and one-way ANOVA. These tests were used to compare mean attitude scores between the two study locations and among age categories, sources of information, and respondents’ gender within each study location. 136 Multiple Logistic Regression. This technique was used to determine the factors in adoption of improved maize varieties and chemical fertilizers. Eight hypotheses were formulated to examine the factors associated with adoption of improved maize varieties and chemical fertilizers. The effect sizes were used to interpret the relative importance of factors associated with adoption of improved maize varieties and chemical fertilizers. Conclusions The main conclusions of this study are as follows: The majority of respondents in the highlands of Machipanda were female; the majority of respondents in the lowlands of Vanduzi were male. The majority of respondents in both study locations were 44 years of age and younger. In general, the interviewed farmers were heads of relatively large families, with an average of eight members per family. The level of education among the respondents was low. Most had some primary school but a considerable number were illiterate, particularly in the lowlands of Vanduzi. To learn about the improved maize variety SC513 and chemical fertilizers NPK and urea, respondents used mainly neighbors and extension services, including radio broadcasting on maize variety. In both study areas, most respondents were knowledgeable of the advantages and disadvantages of improved maize varieties, but few considered themselves knowledgeable about application methods of NPK and urea fertilizers on maize, especially in the lowlands of Vanduzi. Respondents tended to hold a generally positive attitude toward the marketability of improved maize variety SC513, production characteristics of SC513, and use of NPK and urea for maize production. Farmers’ positive attitudes may be explained by profitability of the improved technologies. The attitude strength varied according to the 137 location (Machipanda and Vanduzi) and within each location according to gender and sources of information (neighbors, extension, and market). Male respondents in Machipanda tended to hold stronger positive attitudes toward production characteristics of improved maize variety SC513 and use of urea for maize production. Male respondents in Vanduzi tended to hold stronger positive attitudes only toward the use of chemical fertilizers NPK and urea for maize production. The sources of information did not have an effect on attitudes of farmers in Machipanda. In Vanduzi, farmers who learned about chemical fertilizer from extension services tended to hold stronger positive attitudes toward chemical fertilizer than farmers who learned about this technology from neighbors. The results showed that the number of farmers adopting improved maize variety SC513 is higher than the number of farmers who ever used NPK and urea for maize production. After these technologies have been adopted, discontinuance occurred. Few respondents, particularly in the lowlands of Vanduzi, planted improved maize SC513 and applied NPK and urea on maize during the last growing season, 2005-06. The major reasons for discontinuance of Hybrid maize SC513 were non-complete closure of the husk cover, which exposed the cob to rain and attack by field insects and diseases; susceptibility of grain to attack by storage weevils, including Protesphanus truncatus and Sitophilus zeamais; lack of money to purchase seed of SC513; non-availability of seed of SC513; and preference for other improved varieties such as SC700, Matuba, and local maize varieties considered better than SC513. Lack of money to purchase fertilizers was the most reported reason for discontinuing NPK and urea. The inappropriate use of technologies might have also been a reason for discontinuance. There were considerable 138 probabilities of adoption of the improved maize variety and chemical fertilizer by farmers who were not knowledgeable of the advantages and disadvantages of improved maize and methods of fertilizer application. Farmers’ characteristics and farmers’ attitudes toward the marketability of improved maize variety SC513, the production characteristics of SC513, and use of NPK and urea for maize production influenced adoption of these technologies in Machipanda and Vanduzi. The agro-ecological zone and how-to knowledge were common important factors associated with the ad0ption of improved maize SC513 and NPK and urea fertilizers. Nevertheless, agro-ecological zone was the most important factor in the adoption of improved maize variety SC513, and how-to knowledge was a decisive factor in the adoption of NPK and urea fertilizers. The three most important factors associated with adoption of improved maize SC513 were: agro-ecological region, attitude toward the production traits of improved maize SC513, and knowledge about advantages and disadvantages of improved maize varieties. The three most important factors associated with adoption of chemical fertilizer NPK were: knowledge about the method to apply fertilizer, extension on NPK, and agro-ecological zone. And the three most important factors associated with adoption of chemical fertilizer urea were: knowledge about the method to apply fertilizer, agro-ecological zone, and extension on urea. This study showed that farmers in Machipanda and Vanduzi do support the use of improved maize varieties and chemical fertilizers. Nonetheless, climate and soils (agro- ecological zone) and the knowledge of advantages and disadvantages of improved maize varieties as well as knowledge to use chemical fertilizers had greater influence on the decision to adopt them. Respondents’ characteristics, such as age, level of formal 139 education, and total number of people in the family, did not influence significantly the adoption of improved maize variety SC513 and chemical fertilizers NPK and urea in Machinpanda and Vanduzi administrative posts. Implications The results of this study have implications for the National Directorate of Rural Extension (DNER), the private sector, and national and international research institutions engaged with dissemination of improved maize varieties and chemical fertilizers in the highlands of Machipanda and lowlands of Vanduzi. Other institutions for which the results of this study have implications are the institutions of formal education and non- governmental organizations (N GOs) engaged with non-formal education. Improvement of How-to Knowledge_on Fertilizer Application and Knowledge of Characteristics of Improved Maize Varieties How-to knowledge is an important determinant of adoption. When farmers do not know how to use a technology, the odds of adoption are very low. This study showed that a considerable number of farmers felt they were not knowledgeable about methods of applying fertilizer on maize, and some farmers were not knowledgeable of the advantages, and disadvantages of improved maize traits. Nonetheless, the predicted odds of non-knowledgeable farmers having cultivated Hybrid maize SC513 and having applied NPK and urea on maize were not very low, so some farmers may have been using the technologies inappropriately. Therefore, the DNER should collaborate with specialists in soil fertility management to design training programs on optimal use of chemical fertilizers. It may also be important for the DNER to consider improving farmers’ knowledge of the advantages and disadvantages of characteristics of improved maize 140 varieties. To improve how-to knowledge, the extension services should use methods and results demonstration plots at the farmers’ fields. Prioritization of Production and Marketabilitv Characteristics of Improved Maize Varieties Attitude assessment offers a valuable procedure to generate measurements of support for agricultural technology. This investigation showed that farmers in the highlands of Machipanda and the lowlands of Vanduzi were supportive of improved seed whith enhanced germination and drought tolerance that provides a quality maize meal. Moreover, farmers were positive toward hybrid maize SC513 because they believed that the output from SC513 could be easily sold. This expresses support of improved maize varieties whose output is marketable. Given these results, the following implications were drawn for breeders, public extension services, and the private sector: (i) Maize breeders should prioritize production and marketability aspects of the improved maize varieties (Hybrids and OPVs), including enhanced germination, drought tolerance, and maize meal quality. In addition, breeders should develop instructions on seed handling to minimize deterioration of seed quality. (ii) Public extension services should stress information on seed quality and output price and demand, especially in radio broadcasts. (iii) The private sector (seed companies, wholesalers, and retailers) should also emphasize production characteristics and marketability of improved maize varieties when advertising and selling improved maize varieties. 141 Provision of Fertilizers and Seed on aL Credit Basis The adoption pattern showed that chemical fertilizers NPK and urea were less widely adopted than the Hybrid maize SC513 and in the last growing seasons (2004-05 and 2005-06), very few respondents applied chemical fertilizer on maize. The discontinuance of use of chemical fertilizers was mainly due to lack of purchasing power. The DNER and social scientists need to investigate ways by which farmers can be provided with inputs, particularly fertilizers, at affordable costs, including provision of fertilizer on a credit basis. Strengthening Attitudes of Female Farmers Women are engaged with maize cultivation, particularly in Machipanda. However, women’s positive attitudes toward SC513 and chemical fertilizers were somewhat weaker than male attitudes. Stronger positive attitudes have the advantage of being difficult to change. Personal communication between female farmers and female extension agents and input providers is an option to strengthen female farmers’ attitudes. Therefore, higher agricultural education institutions should promote women’s education. The DNER should employ women extension agents. The private sector, such as seed companies, should promote women wholesalers and retailers. Improvement of Traits of Improved Maize Varieties and Adaptability of Improved Maize and Chemical Fertilizer The results of this study indicated that farmers discontinued the cultivation of SC513 because of dissatisfaction with its husk cover and susceptibility to storage insects. Therefore, maize breeders should improve the husk cover and resistance to storage 142 insects to make the Hybrid variety SC513 more attractive to farmers. The DNER should collaborate with entomologists to develop messages on how to control storage insects. The agro-ecological region was an important factor associated with the adoption of improved maize variety SC513 and NPK and urea fertilizers in both study areas. Agricultural research institutions (such as Instituto Nacional de Investigacao Agraria [IIAM] and CIMMYT) should prioritize and strengthen the development of improved maize varieties and recommendations for fertilizer application which are attuned to agro- ecological region (rainfall and soils). Moreover, the research could also find varieties that have wide adaptation, growing well in both areas. Strengthening Coordination Amongthe [gricultural Actors Efforts should be made by extension, the private sector, and research institutions to establish an active web of agricultural information and knowledge for coordinating knowledge-led agricultural development through production and exchange of information and improvement of farmers’ knowledge on how to use the technologies. This active web of agricultural information and knowledge would comprise the relationships among farmers and providers of agricultural services, including agricultural extension, marketing analysts, private input providers, seed companies, and maize processors (maize millers, and the animal feed industry). The term “active” indicates a web in which personal communication is preferred and used over other means of communication. “Information” stands for the elaboration of persuasive messages and communicating them to the users, and “knowledge” refers to the educational component of the web, which ensures that farmers have adequate how-to knowledge to use the technologies. 143 Suggestions for F urther Research As previously mentioned, agricultural development policy in Mozambique favors adoption of improved maize varieties and chemical fertilizers to increase maize productivity. Therefore, knowledge of factors associated with the adoption of improved maize varieties and chemical fertilizers is vital to improve agricultural development policy. The following studies are suggested: Study 1. Effect 0[ Market Infiastructure and Role of Local Institutions on Ad0ption of Improved Maize Technologies The current study investigated a few factors associated with adoption of improved maize varieties and chemical fertilizers in two specific locations, the highlands of Machipanda and the lowlands of Vanduzi. To provide information that reflects the entire country, it may be important to scale up the study to cover more regions and determine the effect of additional factors, including access to market infrastructure (roads, transport, and marketplaces), access to credit, family size (labor), farm size, level of formal education, and the role of local NGOs and farmers’ groups in coordinating and integrating production and marketing activities, as well as local resource mobilization. Study 2. The Economics of Improved Maize Technologies This study did not address the economic profitability of Hybrid maize SC513, and chemical fertilizer technology, which is an important factor in adoption. Therefore, a study on economic profitability of improved maize technologies is recommended. This study can be conducted as a replication of the profitability study conducted by Jeje et al. (1998) 144 StudLi. Improvement of How-to Knowledge on Improved Maize Technologies The results of this study showed that how-to knowledge was an important factor for adoption of improved maize SC513 and chemical fertilizers NPK and urea. A considerable number of farmers did not consider themselves knowledgeable about the advantages of improved maize traits and application methods for chemical fertilizers. This situation is a threat to adoption in two ways: first, non-knowledgeable farmers would tend to reject the technologies; second, the non-knowledgeable who try using the technologies may use them inappropriately and soon become dissatisfied and discontinue the technologies. Making sure that farmers have adequate levels of how-to knowledge is very important. Therefore, it may also be important to conduct a study to examine how farmers in Machipanda and Vanduzi can improve their knowledge on characteristics of improved maize and application of chemical fertilizer, and evaluate the extent to which strengthening the crop breeding and soil management curriculum in vocational education could be used to build knowledge on variety traits and proper fertilizer use. Policy-related Issues “How Can the Poor Be Reached? ” The researcher would like to begin this section with some statements made by William Easterly in his recent book, “The White Man’s Burden”, published in 2006. The researcher found Easterly’s statements very enlightening for aid-dependent countries such as Mozambique. Easterly starts by identifying two tragedies of global poverty as follows: 145 “UNITED KINGDOM CHANCELLOR of the Exchequer Gordon Brown is eloquent about one of the two tragedies of the world’s poor He called for a doubling of foreign aid, a Marshall Plan for the world’s poor, and an International Financing Facility (IF F) against which tens of billions more dollars toward future aid could be borrowed to rescue the poor today. He offered hope by pointing out how easy is to do good. Medicine that would prevent half of all malaria deaths costs only twelve cents a dose. A bed net to prevent a child from getting malaria costs only four dollars. Preventing five million deaths over the next ten years would cost just three dollars for each new mother. An aid program to give cash to families who put their children in school, would cost little” (pp. 3-4). This is the first tragedy of the global poverty —- that easy, low-cost solutions are available to help the poor (Easterly, 2006). His message is that it would be easy to fight against poverty if the solutions were implemented as planned. Regrettably, what has been planned hardly ever gets implemented, and the good intentions of targeting the poor remain unfulfilled. In the description of the second tragedy of global poverty, Easterly expresses his concern with failure to target the poor: “Gordon Brown was silent about the other tragedy of the world’s poor. This is the tragedy in which the West spent $2.3 trillion on foreign aid over the last five decades and still had not managed to get twelve-cent medicines to children to prevent half of all malaria deaths. The West spent $2.3 trillion and still had not managed to get four-dollar bed nets to poor families. The West spent $2.3 trillion and still had not managed to get three dollars to each new mother to prevent five million deaths It’s a tragedy that so much well-meaning compassion did not bring these results for needy people” (pp. 4). The poor can be helped through aid. However, experience has shown that it is difficult to channel the aid to the poor. As Easterly stated it, “. . .I and many other like- minded people keep trying, not to abandon aid to the poor, but to make sure it reaches them” (p5). One of the difficulties in getting aid to the poor, as Easterly pointed out is the fact that aid for the poor is commonly channeled through big plans. Big plans 146 distract planners from concentrating on specific tasks that address local problems. For this reason, Easterly suggests, people working to help the poor should have the mentality of searchers who try to find answers to the question “What can foreign aid do for the poor?” rather than “What does the end of poverty require of foreign aid?” Searchers adapt to local conditions, find what reality is at the bottom, and hope to find answers to individual problems only by trial and error experimentation. Feedback fom the poor and accountability of searchers to the poor are key elements for the success of the searchers’ work (Easterly, 2006). Now, how do Easterly’s concerns relate to the current study? Easterly’s ideas relate to the current study because it is about poor maize growers in a poor country where efforts are being made to fight rural poverty through dissemination of improved maize technology to increase maize productivity. The Agriculture Development National Program (PROAGRI), a US $200 million phase of a long-term program (World Bank, 2004), is an example of donors’ funded program to improve the lives of million of rural poor. There is a lot to learn from Easterly’s ideas on how to experiment with targeting the poor. Access to credit by the farmers is an area where Easterly’s ideas could be experimented. For example, this study found that farmers who had adopted Hybrid maize SC513 and chemical fertilizers NPK and urea for one or more years tended to discontinue the use of these technologies because they lacked money to purchase them. Successful experiences with adoption of hybrid maize and agrochemicals had a strong credit component for acquisition of inputs. An example is the case of the successful smallholder-led maize revolution in Zimbabwe (Eicher and Kupfuma, 1997). In 147 Mozambique, however, there is limited knowledge of best practices on production credit (World Bank, 2004). Good repayment rates (about 98 percent) have been reported for credit suppliers such as the V&M Grain Company, a leading domestic agribusiness company in Mozambique, which supplies a sizable portion of farmers’ credit needs and promotes linkage among producers associations, processors, and exporters (World Bank, 2004). An example of a relatively simple credit scheme which operated with individual farmers at the local level is the network of input providers used by the DNER/SG2000 dissemination program. Participating farmers managed credit plots of about 0.5 ha. Farmers were delivered inputs on a credit basis, involving nearby input suppliers and rural traders. At the end of the cropping season, farmers had to pay back the loan with part of their production. The credit scheme did not always work well, however. Some individual farmers failed to pay back the loans. During the fieldwork, the researcher had the opportunity to talk to one of these farmers and ask him why he failed to pay back the loan. His answer was that his maize crop was burned by the sun, meaning that he had a crop failure. Some of the reasons for this could be insufficient rainfall, late planting because the inputs were supplied late, and/or misuse of chemical fertilizers. Interestingly, this same farmer kept asking the researcher “to be a searcher” and look for other projects that could supply him with credit. This act expressed the farmer’s commitment to reinvest in agriculture and his interest to discuss and learn about what went wrong with the previous credit experience. To summarize this section, the researcher returned to the question “How can the poor be reached?” The experiences of the V&M Grain Company and the DNER/SG2000 148 extension program suggest the following ways the poor can be supplied with credit for inputs: Make resources (aid) available at the local level for small maize-related proiects to address local problems The resources (cash money, inputs) to be supplied on a credit basis should be available at the local level - for this specific case at the administrative post and village levels. Seed companies should encourage local seed representatives, wholesalers, retailers, and informal traders to increase their efforts to reach the farmers. Fertilizer importers should channel fertilizers to the local retailers. Private banks should have representatives at the local level. Provide affordable interest rates and timely credit Farmers should be supplied loans with low interest rates to promote the use of improved maize and chemical fertilizers. Moreover, the loans should be supplied before the growing season. Strengthen knowledge and experience in growing maize The seed representatives, wholesalers, retailers, and informal traders should be knowledgeable of and advertise those aspects that make the improved seed and fertilizers attractive to farmers, such as marketability and production traits of the improved maize seed, and the increased maize yield obtained with use of fertilizers. Encourage producer organizations and institutions (rules) Because it may be difficult to collect loans from individual farmers, some kind of peer pressure is needed among the farmers to encourage loan repayment. Helping farmers organize in producer associations or cooperatives may improve farmers’ 149 accountability to the credit suppliers. It is the researcher’s opinion that the “searchers” and the farmers should be accountable to each other. Farmers receiving credit should be responsible for the possible output they will obtain with the investment. And the credit suppliers and farmers should agree on how to share the risks associated with agriculture production, particularly environmental risks such as erratic rainfall. Besides providing peer pressure, producer associations are advantageous in addressing constraints such as transaction costs and unacceptable levels of lending risk for processors and other buyers dealing with small farmers (World Bank, 2004). Use exteasion services to educate and get feedback from farmers Extension agents have to get feedback from farmers and conduct regular inspections to make sure that farmers who are supplied with credit are complying with the basic crop production operations such as row planting, correct plant density, correct fertilizer rates, and timely weed control to attain high yield. Building capacity among extension agents Extension agents should be provided with training on the basic elements of cost- benefit analysis, project design, implementation and evaluation, and marketing to strengthen their capacity in these areas so they are able to assist farmers in a more comprehensive manner. Current assistance is geared more toward crop production operations. In summary, the policies of government, the private sector, and entities supporting poor maize growers should be carefully developed, instituted, and evaluated to address Easterly’s concerns for getting resources (financial and technical information) directly to the poor. 150 APPENDICES 151 Appendix A: Map of Mozambique 152 Mozambique Source: http://images.google.com Figure 1. Mozambique and its bordering countries. 153 Appendix B: Maize Technology Package, Central and Northern Mozambique 154 Technology Package, Central and Northern Mozambique Maize (grain) Target Yield: 4 ton/ha 1. Land Preparation: Zero Tillage - Apply 4 liters of RoundUp per hectare 15 days before planting. 2. Maize Varieties: - Sussuma, Manica, SC 513. 3. Seed T reatement: - Use Regent 0.03% at rate of 40kg/ha at planting to control termites. 4. Seed rate and spacing: - 50,000 plants/ha (25-30 kg seed/ha). - Spacing 0.8 m x 0.25 m, one seed per hill; or 0.8 m x 50, two seeds per hill. 5. Weeding: Apply Bullet mixed with glyphosate at preplanting and a corrective weeding when justified. 6. Fertilizer: - Apply a basal fertilizer at a rate of 100 kg/ha of NPK (12-24-12) at planting and top dress of urea at 200 kg/ha 30 and 60 days after emergence. 7. Control of stem borer: - Apply 0.3 lit/ha of cyperrnethrin in all regions. Do two treatments - at vegetative and flowering satges. 8. Irrigation: - First irrigation immediately after sowing to guarantee good germination. - Four irrigations could be enough every three weeks. 9. Harvesting: — Maize should be harvested when the grains attain physiological maturity. At this stage, maize should be treated with Actellic against weevils. 155 Appendix C: Letter of Consent £7.315 . 156 ADOPTION OF IMPROVED MAIZE VARIETY AND CHEMICAL FERTILIZER BY FARMERS OF MACHIPANDA AND VANDUZI ADMINISTRATIVE POSTS IN MOZAMBIQUE February 2006 Dear Farmers: (<5-(ligit code number>) I am a faculty member at the Eduardo Mondlane University in Maputo. I am pursuing graduate studies at Michigan State University, USA. As part of my graduate studies, we are conducting a study about the adoption of improved maize production practices by farmers in Manica District Of Mozambique. The purpose of this study is to find out the level of adoption of improved maize production practices by the farmers so we could ! make recommendations to improve the extension service in this area. , ... We are conducting this survey with farmers in Machipanda and Vanduzi Administrative Posts. Your name was selected on a random sample. We would like to ask you a few questions about maize production practices you follow on your farm. It will take us _. ,. about 30-50 minutes to complete this interview. Please note that there are no right or F! wrong answers, we just need your Opinion. All your answers are completely voluntary and will remain confidential. They will be analyzed together with those of other farmers. Only the combined results will be used in this study. You indicate your voluntary agreement to participate in the interview. We will prepare a research report at the end of the study. If you like to receive a copy of the research summary, please let me know and we will arrange to send you a copy. If you have any questions about this study, please contact Dr. Murari Suvedi at Michigan State University. If you have questions or concerns regarding your rights as a study participant, or are dissatisfied at any time with any aspect of this study, you may contact Dr. Peter Vasilenko., Chair of the University Committee on Research Involving Human Subjects (UCRIHS). Dr. Murari Suvedi Dr. Peter Vasilenko Michigan State University Michigan State University Department of CARRS UCRIHS 135 Natural Resources Building 202 Olds Hall East Lansing, MI 48824-1222 East Lansing, MI 48824 PH: 517-432-0265 PH: 517-355-2180 FX: 517-432-4503 suvedi@msu.edu irbchair@ores.msu.edu Thank you for your time and cooperation. Sincerely, Murari Suvedi, Professor Eunice Cavane, Graduate Student 157 Appendix D: Survey Instrument 158 ADOPTION OF IMPROVED MAIZE VARIETIES AND CHEMICAL FERTILIZER IN MACHIPANDA AND VANDUZI ADMINISTRASTIVE POSTS OF THE MANICA DISTRICT, MOZAMBIQUE (INTERVIEW SCHEDULE) This survey is aimed at collecting information on adoption of improved maize varieties and chemical fertilizers. THE INFORMATION PROVIDED WILL BE USED ONLY FOR RESEARCH and for planning educational programs on maize production. 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MN H:00000 find .380 A: :0 200 :0 :25 0 :00» 0:: :85 6%: 0 : :0 8080: : :00 — .800.» :0w0 :00» :0: 0802: so» :00 .35 u . .: : : . .: .MN 38:00 38:03:: 00:2:808 0%230 00:2:800 3:838: 000:0:08 0%230 080m III 300% 5:03: 00:2:808 30:8 :wE 00:2:800 I 300% ::.:_03: 0:0 000% :::0>8 503:0: 820 88 30:8 :wE 080m III 300% :88 00:29:08 30:8 b00308 00:2:800 II 300% :::0>8 0:0 000% :5: 503:0: 820 808 30:8 b00308 080m l 300% :::0>8 00:2:808 = 000% 30:8 E080: 00:2:800 II 300% :80>8 0:0 000% 8%.: 503:0: 820 808 = 000% 30:8 .0081: 080m 177 Appendix E: Exploratmy and Confirmatmy Factor Analysis 178 Exploratory and confirmatory factor analysis The decision whether items should be combined into a scale was made on the basis of results of exploratory factor analysis, with maximum likelihood procedure and oblique rotation. Items were combined if they had high loadings on the same factor and suggested a fairly similar concept. To judge the appropriateness of the number of factors, we combined the interpretation of substantive meaning of the factor analytic model with three distinct statistical criteria: - The Chi-square test, at a = .05, which tests if the number of factors in the solution fits perfectly in the population. - Test based on eingenvalues. For the solution to fit perfectly in the population, the number of factors should be equal to the eigenvalues that are greater than 1. - Residual correlations: For the solution to fit perfectly in the population, residual correlations with absolute values greater than .05 should be less than 20 percent. C onfirmatory factor analysis A confirmatory factor analysis (CFA) was performed to confirm the factor model obtained with exploratory factory analysis (Borjesson et al. , 2003; Grimbeek and Nisbet, 2006). The following fit indexes (Kline, 2005) were used: - The Chi-square statistics (CMIN). This tests the null hypothesis (Ho) that the model fits perfectly in the population. A small value of CMIN allows us not to reject the null hypothesis. - The root mean square error of approximation (RMSEA). This tests the null hypothesis (Ho) that the model has a close approximation fit in the population. A rule of thumb is that RMSEA s .05 indicates a close approximate fit, values 179 between .05 and .08 suggest a reasonable error of approximation, and RMSEA 2.10 suggests poor fit. The comparative fit index (CF I). This assesses the relative improvement in fit of the model compared with a baseline model. A rule of thumb is that values below .90 indicate poor fit, and values above .95 indicate a good fit (Kline, 2005) 180 F_igure 2: CFA model for SC513. Attitude toward marketability of improved maize variety SC513 .73 Attitudes toward production and consumption traits of improved maize variety SC513 .58 Grain from SC513 is easy to sell. .35 Fresh maize SC513 is easy to sell. .25 Cultivation of SC513 is a waste of time and money. Two-factor model for SC513 (standardized estimates) Seed from SC513 has good germination. Grain from SC 513 is good for milling. .16 When rainfall is low, Chimanhica has better production than SC 513. <—- udroug 181 P_‘_igure 3: CFA model for NPK. One-factor solution for NPK (standardized estimates) .72 NPK is good for maize. .85 .49 NPK increases yield. . .19 Attitudes toward NPK , ‘; NPK is a waste of time and .16 mom... a- 03 NPK is harmful for the soil. . " 'o" -"I-l'l [figure 3: CFA model for Urea. One - factor solution for urea (standardized estimates) .92 Urea is good for maize. .96 .77 Urea increases yield. .88 . .15 Attitudes toward urea .38 _; Urea is a waste of time and .29 money. h- 09 Urea is harmful for the soil. h. 182 Appendix F: Collinearity Diagnostics and Logistic Regression 183 FOVé ”Fm 0w Uflucma L0>m 6.05.5) “aways—800 .m mFmom 05:3 835m 184 3F. 8o. 8? Ba. F8. new. new «a? 5:092... mmFF 5m. «8. Ea- m2. 80. 2a.- 8.683920 mewzw 83 8F. 80. 83- 9a.- wmo. m3- 2me 3:8 83?. «8. F N Fm. one. 83- SF: 08. ET “9.55 F. 5 F .N 8v. 3 F. 5.. F- t F.- m8. 8a.- 2:892 F. mmFF 8w. F Fe. 23 8F. m8. omm. 88.205. 55.5 > Em 30> c 2w 9.3 80. at. F Fm. 5 5. Bo. moo. 28th “Ems r6... mmFF m8. F Fe. 8m. 95. m8. So. 8:83.... Ease FvFF o3. m8. m8. F- 08.- N8. «8.- 28:88. Fo mm< mm ommF 3K. o8. 83 own. 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Fom. 80:93 5:50 EFF ooo. ooo. 05.- ooo.- moo. «8.- 09:8. 5:50 R3 8:. ooo. oooo ooo. Foo. oFo. 88.382 5:50 SS o5. oR. mom- oFo.- Foo. Noo- awhmmw “$35..” ova So. 8:. own. so. ooo. moo. 8:838 5:50 FoF.F Foo. :8. Non.- o3.- moo. 6? E8882. .0 8< ooFF ooo. ooo. 85. NR. ooo. mom. :2 52:0 000 ooo. oNF. ooo. 0:80:80 F -.=> 8:228 F .28 BE .90 m .88. 8:250 3:82.00 280580 2:20:88 0020:0035. 00N_0._m0cmch3 «E20580 .008 m0 0000000 :0 0082?: 000%2 00.“ 08800 833.03 ”m 053. 186 Meagres of fit in logistic Proportion of reduction error using the model R2 Logistic = [(-2LLo)-(-2LLM)1 / <-2LLo) SC513 R2 Logistic = [(-2LLo)-(-2LLM)] /('2LL0) R2 Logistic = (224.28 — 137.26) / (224.28) = 0.388 NPK R2 Log-sti- = [(-2LLo)-(-2LLM)] / (-2LLo> R2 Logistic = (264.94 - 200.60) / (264.94 ) = 0.243 Urea R2 Log-sti- = [(-2LL->-(-2LLM>1 / (-2LLo> R2 Logistic = (300.35 - 218.77)/ (300.35) = 0.272 Computations of (some) predicted probaglities 1: = odds / (1 +odds) The logistic equation (model) for improved maize variety SC513 Log (rt/l - 1t) = a + BIAEZ + BzAGE + B3FAM + B4EDU + BsKNOW + BNNEIG + BMMARK + BéATTmark + B7ATTchar + BgADP*ATTmark Log (rt/l - 1t) = -.704 + 2.51AEZ -.020AGE + .005FAM + .745EDU + 1.99KNOW - .745NEIG -1.15MARK -.497ATTmark -.8l2ATTchar + .815ADP*ATTmark Predicted probability of adoption of SC513 for someone in highlands having some education and being knowledgeable of advantages and disadvantages of improved maize: Log (fl/l - 1t) = -.704 + 2.51 -.020 + .005 + .745 + 1.99 -.745-(1.15*2) -.497 -.812 + .815= 0.987 Log (7t/1 - 1t) = 0.987 Odds of adopting = eA 0.987: 2.68 Probability of adopting = 2.68/ (1 +2.68) = 0.728 187 " “7'! Predicted probability of adoption of SC513 for someone in lowlands having some education and being knowledgeable of advantages and disadvantages of improved maize: 1t = odds / (1 +odds) Log (rt/1 - 1:) = -.704 + O -.020 + .005 + .745 + 1.99 -.745-(1.15*2) -.497 -.812 + 0 = - 2.338 Odds of adopting = e" -2.338 =.0965 Probability of adopting =.0965 / (1+.0965) = 0.088 Predicted probability of adoption of SC513 for someone in highlands having some education and being knowledgeable of advantages and disadvantages of improved maize, who learned about improved maize from neighbors: Log (712/1 - 7t) = -.704 + 2.51 -.020 + .005 + .745 + 1.99 -.745-(1.15*0) -.497 -.812 + .815 =3.287 Odds of adopting = e" 3.287 = 26.76 Probability of adopting =26.76 / (1+26.76) = 0.964 Predicted probability of adoption of SC513 for someone in highlands, having some education and being knowledgeable of advantages and disadvantages of improved maize, who learned about improved maize from market. Log (rt/1 - 1t) = -.704 + 2.51 -.020 + .005 + .745 + 1.99 -0-(1.15*2) -.497 -.812 + .815=] .732 Odds of adopting = e" 1.732 = 5.65 Probability of adopting = 5.65 / (1+ 5.65) = 0.850 Predicted probability of adoption of SC513 for someone in highlands having some education and being knowledgeable of advantages and disadvantages of improved maize, who learned about improved maize from extension: Log (fl/l - 1t) = -.704 + 2.51 -.020 + .005 + .745 + 1.99 -0-0 -.497 -.812 + .815=4.032 Odds of adopting = e" 4.032 = 56.37 Probability of adopting = 56.37/ (1+ 56.37) = 0.983 Predicted probability of adoption of SC513 for someone in highlands having some education and being knowledgeable of advantages and disadvantages of improved maize and attitude score = 1: Log (“It/l - H) = -.704 + 2.51 -.020 + .005 + .745 + 1.99 —.745-(1.15*2) -.497 -.812 + .815= 0.987 Log (1t/l - 1t) = 0.987 Odds of adopting = e" 0.987= 2.68 Probability of adopting = 2.68/ (1 +2.68) = 0.728 Predicted probability of adoption of SC513 for someone in highlands having some education and being knowledgeable of advantages and disadvantages of improved maize and attitude score = 2: Log (fl/l - 7t) = -.704 + 2.51 -.020 + .005 + .745 + 1.99 -.745-(1.15*2) - (.497*2)- (.812*2) + .815= -0.322 188 Odds of adopting = e" -0.322 = .725 Probability of adopting =.725 /(l +.725) = 0.420 The logistic equation (model) for N_P_K_ Log (rt/l - n) = a + [31ADP + BzAGE + B3FAM + B4EDU + BSKNOW + BMMARK + BEEXT + BéATTnpk Log (rt/1 - n) = -4.32 + .794ADP -.001AGE + .041FAM + .246EDU + 2.61KNOW + .154MARK + 1.57EXT -.322ATTnpk Knowledgeable Log (1t/l - 1t) = -4.32 + .794 -.001 + .041 + .246 + 2.61 + .154 + (1.57*2) -.322 =2.342 Odds of adopting = e" 2.342 =10.4 Probability of adopting = 10.4/ (1 + 10.4) = 0.912 I: Not knowledgeable Log (rt/l — 1t) = -4.32 + .794 --001 + .041 + .246 + 0 + .154 + (1.57*2) -.322 = -0.268 Odds of adopting = e" -0.268 = .7649 Probability of adopting = .7649 / (1 +.7649) = 0.433 The logistic equation (model) for ure_a F Log (rt/l - n) = a + BIAEZ + (3on13 + BgFAM + B4EDU + (35KNow + BMMARK + -' BgEXT + BéATTurea Log (rt/1 - 1:) = -2.86 + 1.43AEZ - .013AGE - .018FAM + .256EDU + 2.05KNOW - .211MARK + 1.23EXT -.251 ATTurea Knowledgeable Log (rt/1 - it) = -2.86 +1.43-.013 - .018 + .256 + 2.05 - .211 + (1.23*2) -.251= 2.843 Odds of adopting = e" 2.843 = 17.17 Probability of adopting = 17.17/ (1 +17.17) = 0.945 Not knowledgeable Log (rt/1 - 1t) = -2.86 +1.43-.013 - .018 + .256 + O -.211+(1.23*2)-.251=0.793 Odds of adopting = e" 0.793 = 2.21 Probability of adopting = 2.21/ (1 + 2.21) = 0.688 The logistic equation (model) for MK; Log (rt/1 - n) = or + BlADP + BZAGE + [33FAM + B4EDU + BsKNOW + BMMARK + BEEXT + [36ATTnpk Log (n/l - 1:) = -4.32 + .794ADP -.001AGE + .041FAM + .246EDU + 2.61KNOW + .154MARK + 1.57EXT -.322ATTnpk Machipanda Log (rt/1 - ‘11) = -4.32 + .794 -.001 + .041 + .246 + 2.61 + .154 + (1.57*2) -.322 =2.342 Odds of adopting = e" 2.342 =10.4 Probability of adopting = 10.4/ (1 + 10.4) = 0.912 Vanduzi Log (1t/l — 1t) = -4.32 + 0 -.001 + .041 + .246 + 2.61 + .154 + (1.57*2) -.322 =1.548 189 Odds of adopting = e" 1.548 = 4.7 Probability of adopting = 4.7/(l +4.7) = 0.823 The logistic equation (model) for m Log (713/1 - 712) = (I ‘1' BlAEZ + BzAGE + B3FAM + B4EDU + BsKNOW + BmMARK + BEEXT + BgA'ITurea Log (rt/1 - 1t) = -2.86 + 1.43AEZ - .013AGE - .018FAM + .256EDU + 2.05KNOW - .211MARK + 1.23EXT -.251 ATTurea Machipanda Log (rt/l - 1!) = -2.86 +1.43-.013 - .018 + .256 + 2.05 -.211+(1.23*2)-.251= 2.843 Odds of adopting = e" 2.843 = 17.17 3 Probability of adopting = 17.17/ (1 +17.l7) = 0.945 Vanduzi Log (1t/1 - 1t) = -2.86 + 0 - .013 - .018 + .256 + 2.05 -.211+(1.23*2)-.251=1.413 Odds of adopting = e" 1.413 = 4.11 Probability of adopting = 4.11/ (1 + 4.11) = 0.804 _ll‘l\ '1'“.- The logistic equation (model) for NPK Log (TC/1 - it) = -4.32 + .794ADP -.001AGE + .041FAM + .246EDU + 2.61KNOW + .154MARK + 1.57EXT -.322ATTnpk Extension Log (rt/1 - 7t) = -4.32 + .794 -.001 + .041 + .246 + 2.61 + O + (1.57*2) -.322 =2.188 Odds of adopting = e"2.188= 8.92 Probability of adopting = 8.92/ (1 + 8.92) = 0.899 Neighbors Log (rt/l - n) = -4.32 + .794 -.001 + .041 + .246 + 2.61 + O + 0 -.322 = -0.952 Odds of adopting = e" -0.952= .386 Probability of adopting =.386 / (1 +3 86) = 0.278 The logistic equation (model) for m Log (n/l - n) = -2.86 + 1.43AEZ - .013AGE - .018FAM + .256EDU + 2.05KNOW - .211MARK + 1.23EXT -.251 ATTurea Extension Log (“It/1 - 1!) = -2.86 +1.43 - .013 - .018 + .256 + 2.05 - 0+ (1.23*2) -.251 =3.054 Odds of adopting = e" 3.054= 21.19 Probability of adopting = 21 .19/ (1 + 21 .19) = 0.955 Neighbors Log (rt/l - n) = -2.86 + 1.43 - .013 - .018 + .256 + 2.05 - 0+ 0 -.251 =0.594 Odds of adopting = e" 0.594 = 1.811 Probability of adopting = 1.811/(1 +1.811) =0-644 190 REFERENCES Abebaw, D., & Belay, K. 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