RISK OF DEVELOPING CHRONIC BERYLLIUM DISEASE AND BERYLLIUM SENSITIZATION ASSOCIATED WITH HLA-DPB1 AND DRB1 POLYMORPHISMS AND MAGNITUDE OF BERYLLIUM EXPOSURE By Vitri Widyaningsih A THESIS Submitted to Michigan State University In partial fulfillment of the requirements For the degree of Epidemiology - Master of Science 2013 ABSTRACT RISK OF DEVELOPING CHRONIC BERYLLIUM DISEASE AND BERYLLIUM SENSITIZATION ASSOCIATED WITH HLA-DPB1 AND DRB1 POLYMORPHISMS AND MAGNITUDE OF BERYLLIUM EXPOSURE By Vitri Widyaningsih Background: Beryllium exposure is a necessary but not sufficient cause of CBD and BeS. The presence of HLADPB1 Glutamine 69 and other polymorphisms were shown in previous studies to influence disease development. Our goal was to examine genetics and exposure effect in the development of BeS and CBD and progression from BeS to CBD Methods: DNA-based typing was conducted for all subjects (n=361) consisting of 61 CBD, 41 BeS, and 259 exact matched controls. Exposures were assessed through job history and industrial hygiene records. Results: Glutamine 69 increased the risk of Chronic Beryllium Disease and Beryllium Sensitization (OR respectively 25.7; 95% CI 6.1-108.5 and 6.4; 95% CI 2.4-17.1). Glutamine 71 had an important role in the development of BeS (OR 2.4; 95% CI 1.1-5.6) and was shown to be protective for CBD among Beryllium sensitized individuals (OR 0.38, 95% CI 0.16-0.87). There was no clear dose-response or interaction between genetics and exposure, but the matched controls without susceptible genes, although having the highest exposure, remained healthy. Conclusion: Glutamine 69 increased the odds of developing CBD and BeS. Glutamine 71 showed an important role in the development of BeS and possibly reducing the risk of progression to CBD. Further work to explore other polymorphisms is needed to assess exposuregenetic interactions and dose-response associations. ii DEDICATION To my husband Nugroho and our daughter Ardella, without you I’m nothing. iii ACKNOWLEDGEMENTS I would like to acknowledge the following people for helping and supporting me to complete this work. First, to my thesis committee chair, Dr. Ken Rosenman, I would like to express my deepest gratitude for encouraging me to pursue this topic, allowing me access to the data, and mentoring me throughout the process. To Dr. Dorothy Pathak, my academic adviser and thesis committee, thank you for helping me throughout my graduate years as well as the completion of this thesis. Your thoughtful advise, time, and support has directed me on the right track for the completion of my degree. Next, to Dr. Joseph Gardiner, my thesis committee, thank you for the valuable input and feedback you have given for this thesis and the knowledge you share. Mary Jo Reilly, thank you for helping me in handling the data and giving great feedback and input throughout the completion of this thesis. This thesis would not have been completed without all your support and guidance. I am also grateful to all faculty and staff in Department of Epidemiology and Biostatistics Michigan State University, for your contribution on this thesis and the graduate program. Finally, I would like to thank my family and friends for all the support and encouragement throughout this journey. Thank you. iv TABLE OF CONTENTS LIST OF TABLES viii LIST OF FIGURES xi CHAPTER I : BACKGROUND I. OVERVIEW II. AIMS III. HYPOTHESIS 1 1 2 2 CHAPTER II : LITERATURE REVIEW I. BERYLLIUM II. BERYLLIUM TOXICITY a. Definitions b. Epidemiology c. Factors Affecting Development of Disease d. Natural History e. Diagnosis f. Treatment g. Prevention III. EXPOSURE DISEASE ASSOCIATION IV. GENE SUSCEPTIBILITY RELATED TO BERYLLIUM TOXICITY V. INTERACTION OF GENETIC SUSCEPTIBILITY AND EXPOSURE ON BERYLLIUM TOXICITY 3 3 4 4 5 6 8 8 9 10 11 14 CHAPTER III : METHODOLOGY I. STUDY DESIGN II. SAMPLE CHARACTERISTICS III. VARIABLES AND MEASUREMENTS a. Dependent Variables 1. Beryllium Sensitization 2. Chronic Beryllium Disease b. Independent Variables 1. HLA-DPB1 and DRB1 polymorphisms 2. Exposure to Beryllium IV. DATA COLLECTION V. DATA ANALYSIS 20 20 20 23 23 23 23 23 23 24 24 25 CHAPTER IV : RESULTS I. DEMOGRAPHICS CHARACTERISTICS II. EXPOSURE CHARACTERISTICS 28 28 29 v 17 III. IV. V. VI. VII. VIII. IX. X. GENETIC CHARACTERISTICS FOR BOTH PLANTS AND COMBINED GENETICS AND EXPOSURE ASSOCIATION WITH CHRONIC BERYLLIUM DISEASE AND BERYLLIUM SENSITIZATION GENETIC AND EXPOSURE ASSOCIATION WITH CHRONIC BERYLLIUM DISEASE GENETIC AND EXPOSURE INTERACTION WITH BERYLLIUM EXPOSURE PROGRESSION OF CBD FROM BERYLLIUM SENSITIZATION EXPOSURE CHARACTERISTIC BY GENETICS AND DISEASE STATUS EXPOSURE CHARACTERISTICS IN INDIVIDUALS WITH GLUTAMINE 69 ANALYSIS OF THE EFFECT OF TYPE OF EXPOSURE IN THE DEVELOPMENT OF CBD AND BES USING THE HOCEKY STICK APPROACH FOR CODING EXPOSURE a. Hockey Stick Analyses for CBD b. Hockey Stick Analyses for BeS c. Hockey Stick Analyses on Progression of BeS to CBD 36 38 38 39 41 42 45 46 47 48 50 CHAPTER V : DISCUSSION 52 CHAPTER VI : CONCLUSION 59 APPENDICES Appendix 1. Distribution of Cumulative Exposure and Log Cumulative Exposure a. Distribution of Cumulative Exposure b. Distribution of Log Cumulative Exposure Appendix 2. Wilcoxon Two Sample Test for Difference of Exposure in Plant 1 Appendix 3. Wilcoxon Two Sample Test for Difference of Exposure in All Subjects Appendix 4. Proportion of Glutamine 69 and Glutamine 71 Positive Individuals by Disease State and the Importance of Glutamine 71 in the Absence of Glutamine 69 a. Proportion of Glutamine 69 and Glutamine 71 Positive Individuals by Disease State b. The Importance of Glutamine 71 in the Absence of Glutamine 69 Appendix 5. Univariable Conditional Logistic Regression for Development of CBD Appendix 6. Univariable Conditional Logistic Regression for Development of BeS Appendix 7. Univariable Unconditional Logistic Regression for Progression of BeS to CBD 62 vi 63 63 64 65 66 67 67 67 68 69 70 Appendix 8. Development of CBD and BeS by Exposures Quartile and Genetics a. Development of CBD and BeS by Exposure Quartiles and Genetics b. Multivariable Conditional Logistic Regression Using Quartiles of Log Exposure Appendix 9. Algorithm of Level of Exposure (Cumulative and Peak) by Median Value REFERENCES 71 71 71 72 73 vii LIST OF TABLES Table 1. Studies on Prevalence of Beryllium Sensitization and Chronic Beryllium Disease from 1990-2012 Table 2. Current Permissible Exposure Limits and Recommendations of Beryllium Levels in Different Countries 11 Table 3. Studies on Genetic and Beryllium Toxicity 15 Table 4. Studies on Genetic and Exposure Interaction in Development of Beryllium Toxicity 18 Comparison of Demographic Characteristics among Subjects with Chronic Beryllium Disease, Beryllium Sensitization, and Controls 28 Table 6. Exposure Characteristics by Plant 29 Table 7. Exposure Characteristics by Outcome within Each Plant 30 Table 8. Comparison of Exposure between Plant 1 and Plant 2 for Chronic Beryllium Disease, Beryllium Sensitization, and Control Individuals 32 Table 9. Exposure and Type of Exposure by Outcome 34 Table 10. Genetics Distribution by Plant 36 Table 11. Comparison of Gene Distribution between CBD, BeS and Control 37 Table 12. Factors Significantly Associated with CBD on Univariable Analysis 38 Table 13. Multivariable Conditional Logistic Regression for the Development of CBD 39 Table 14. Factors Significantly Associated with BeS on Univariable Analysis 40 Table 15. Multivariable Conditional Logistic Regression for the Development of BeS 40 Table 16. Factors that Significantly Differentiate CBD and BeS on Univariable Analysis 41 Table 17. Unconditional Multivariable Logistic Regression Analysis on Progression from BeS to CBD Table 5. viii 7 42 Table 18. Table 19. Table 20. Table 21. Table 22. Table 23. Comparison of Cumulative, Log Cumulative, Mean, and Peak Exposure between CBD, BeS, and Control Groups based on HLA-DPB1Glu69 -0201 presence and allele type 43 Comparison of Magnitude and Type of Exposures between CBD, BeS, and Control Groups based on Individuals with Glutamine 69 45 Conditional Logistic Regression for the Development of CBD by Type of Exposure with Hockey Stick Analysis 47 Conditional Logistic Regression for the Development of CBD by Type of Exposure with Hockey Stick Analysis in Glutamine 69 Positive Individuals 48 Conditional Logistic Regression for the Development of BeS by Type of Exposure with Hockey Stick Analysis 48 Conditional Logistic Regression for the Development of BeS by Type of Exposure with Hockey Stick Analysis among Glutamine 69 Positive Individuals 49 Table 24. Unconditional Logistic Regression Comparing CBD and BeS by Type of Exposure with Hockey Stick Analysis 50 Table 25. Unconditional Logistic Regression Comparing CBD and BeS by Type of Exposure with Hockey Stick Analysis among Glutamine 69 Positive Individuals 51 Table 26. Wilcoxon Two Sample Test for Difference of Exposure in Plant 1 65 Table 27. Wilcoxon Two Sample Test for Difference of Exposure in All Subjects 66 Table 28. Proportion of Glutamine 69 and Glutamine 71 Positive Individuals by Disease State 67 Table 29. Effect of Glutamine 71 in the Absence of Glutamine 69 67 Table 30. Univariable Conditional Logistic Regression for Development of CBD 68 Table 31. Univariable Conditional Logistic Regression for Development of BeS 69 Table 32. Univariable Unconditional Logistic Regression Comparing CBD and BeS 70 Table 33. Descriptive Analysis of Log Total Exposure 71 ix Table 34. Table 35. Multivariable Conditional Logistic Regression Using Quartiles of Log Exposure 71 Multivariable Conditional Logistic Regression Using Algorithm of Exposure 72 x LIST OF FIGURES Figure 1. Conceptual Framework of Exposure and Genetic Interaction in the Development of Sensitization and CBD 19 Figure 2. Study Population and Sample Selection 22 Figure 3. Statistical Analysis 27 Figure 4. Distribution of Cumulative Exposure 63 Figure 5. Distribution of Log Cumulative Exposure 64 xi CHAPTER I BACKGROUND I. OVERVIEW Beryllium is a naturally occurring metal, which was not reported to cause toxicity until after its extensive use in industry.(1,2) Beryllium has been commonly used in aerospace, electronics, and munitions industries.(1) Beryllium toxicity was first reported in the mid-1950s in the form of acute symptoms and a more chronic progressive form.(3) This report was soon followed by the implementation of an occupational exposure limit for beryllium that caused a decrease in the incidence of acute beryllium disease. The chronic form, in terms of sensitization and chronic beryllium disease, however, is still an occupational health problem.(2) The two major types of chronic beryllium toxicity are: a subclinical form of beryllium disease, beryllium sensitization (BeS), with in vitro proliferation of lymphocytes; and Chronic Beryllium Disease (CBD), a clinical form characterized by shortness of breath, cough and granulomas in the lung.(2,4) Despite reports from multiple studies conducted on beryllium exposure and beryllium disease, the pathogenesis as well as exposure-disease association is still unclear.(2,4,5) Several recent studies show that low dose exposure to beryllium well below the OSHA permissible exposure limit can cause beryllium disease.(6–10) Several other studies have reported that solubility of beryllium and possible skin exposure influence the development of the disease.(11,12) A host-disease interaction has also been evaluated in studies of genetic susceptibility to beryllium sensitization and CBD .(2, 5, 13) 1 Although a lot of focus has been directed to beryllium exposure, how the exposure interacts with genetic susceptibility in the development of beryllium disease, is still not well defined.(14–16) This thesis will evaluate the effect of different polymorphisms of HLA-DPB1 and HLA-DRB-1 and their interaction with detailed exposure level measurements comprised of mean, cumulative and peak exposure, to assess the geneexposure relationship in the development of beryllium sensitization and beryllium disease. II. AIMS 1. To examine genetics and exposure influence in the development of BeS and CBD 2. To examine genetics and exposure influence in the progression of BeS to CBD III. HYPOTHESIS 1. The risk of developing CBD and BeS is based on both the occurrence of certain HLA-DPB1 and DRB1 polymorphisms and the magnitude of beryllium exposure 2. The risk of progressing from BeS to CBD is based on both the occurrence of certain HLA-DPB1 and DRB1 polymorphisms and the magnitude of beryllium exposure 2 CHAPTER II LITERATURE REVIEW I. BERYLLIUM Beryllium is a metal commonly found in the environment.(1,2) It can be found in coal, wood, water, food and stones.(1,2) The general population can be exposed to low levels of beryllium through air, drinking water, and food.(1) Although people are naturally exposed, only at a higher level of exposure, mostly though inhalation in industrial processes, has beryllium been reported to cause disease.(1–3) Beryllium is commonly used in the manufacturing of aerospace, automotive, energy, defense, medical, and electronics due to its specific characteristics.(1,2) Beryllium is one of the lowest density metals, but one of the most rigid, even more rigid than steel.(1) Exposure in the beryllium processing or manufacturing industries is higher than beryllium exposure in other industries such as aluminum or nuclear facilities.(1–3) Since cases of acute beryllium toxicity and chronic lung disease due to beryllium were first recognized in the 1950s, an occupational exposure limit to beryllium was implemented by Federal OSHA. (1–3) The OSHA regulations have helped to decrease the incidence of acute beryllium toxicity, although cases of chronic toxicity to beryllium are still reported. (1–3,17) 3 II. BERYLLIUM TOXICITY a. Definitions Beginning in the mid-1950s, it has been known that beryllium can cause different kinds of diseases; acute beryllium toxicity, beryllium sensitization which could be assessed after the development of a blood screening test for beryllium in 1989, and chronic beryllium disease.(3,18) In 1949, the Atomic Energy Commission (AEC) set an occupational permissible exposure limit (PEL) with a daily 8-hour time-weighted average (TWA) 3 of 2.0 µg/m but it was not until 1971 that OSHA adopted this standard for industries.(19) After the implementation of the standard, the incidence of acute beryllium disease was controlled and became very rare.(1,8) Beryllium sensitization and chronic beryllium disease, however are still prevalent amongst workers who are exposed, even when exposure is below the permissible limit.(2,5) Beryllium sensitization is defined as individuals who have positive beryllium lymphocyte proliferation test results (LPTs) without any positive result on the following work up for CBD (chest radiograph, lung biopsy).(18) Chronic Beryllium Disease (CBD) is defined as individuals who had positive beryllium lymphocyte proliferation test results (LPTs) with non-caseating granuloma on lung biopsy or a positive bronchial lavage.(4) 4 b. Epidemiology Studies conducted in several facilities with beryllium exposure have found a prevalence of 0.3-16.6% for beryllium sensitization (BeS) and 0-7.6% for Chronic Beryllium Disease (CBD).(6,7,20–33) The wide range of prevalence is due to different levels of beryllium exposure, and different ascertainment of cases (previous worker, current worker, or both), as well as the sensitivity and specificity of Beryllium Lymphocyte Proliferation Testing (BeLPT) which probably differs across laboratories.(2,5) Higher levels of beryllium exposure are often found in beryllium manufacturing industries, but low level exposure in aerospace industries, nuclear facilities, weapons or munitions industries, aluminum industries, beryllium distribution, and mining has also been reported to cause sensitization, and even chronic disease (Table 1). (6, 7, 17–30) Certain work related processes such as machining were reported to cause an increase in the prevalence of beryllium toxicity. (6,34) In 2004, it was estimated that 134,000 workers in the United States were exposed to beryllium.(13) Cullen et al (1986) and Henneberger (2004) estimate that until the 1980s, up to 800,000 workers in government or industries across the United States were occupationally exposed to beryllium.(13,17) Schubauer-Berigan and colleagues, in their mortality studies of beryllium workers found that beryllium exposure was related to lung cancer, Chronic Obstructive Pulmonary Disease (COPD), and nervous system and urinary tract cancers independent of cigarette smoking and exposure to other lung carcinogens.(35) 5 The International Agency for Research on Cancer (IARC) has listed beryllium as a carcinogen, (36) although recent findings for the association between beryllium exposure and lung cancer were not conclusive.(37) Schubauer-Berigan and colleagues found a positive association between beryllium exposure and lung cancer, but Boffetta et al in their review concluded that the causal criteria for an association was not well established.(37,38) The mortality rate for beryllium toxicity as reported by Newman et al in 1996, ranged from 5.8 to 38%. The difference in study design, follow up duration and also type of exposure contributes to this wide range.(4) c. Factors Affecting Development of Disease Exposure to beryllium is a necessary cause for development of BeS and CBD.(2,5) However, several studies have evaluated potential factors that increase the risk for beryllium toxicity such as age, gender, race, ethnicity, smoking, respiratory symptoms, spirometric or radiographic abnormalities, but only a few found positive associations.(6,20,26,27) Age was reported as a risk factor for development of BeS and CBD after controlling for duration of exposure.(6) No significant associations between smoking and the disease were reported from these studies.(20,26,27) Kreiss et al also showed that allergic history was not a risk factor for sensitization (20) which was further emphasized by Schuler (2005), who reported that self-reported skin problems associated with exposure to pickling fluids, coolants, or other work, were not related to either beryllium sensitization or CBD. (27) 6 Table 1. Studies on Prevalence of Beryllium Sensitization and Chronic Beryllium Disease from 1990-2012 BeS CBD Sampl Studies Population Detection of CBD e N % N % Kreiss et al, 1993(20) Kreiss et al, 1993(21) Kreiss et al, 1996(6) Stange et al 1996(7) Kreiss et al, 1997(22) Henneberger, 2001(23) Deubner et al, 2001(24) Newman et al, 2001(25) Sackett et al, 2004(26) Schuler et al, 2005(27) Rosenman et al, 2005(28) Stanton et al, 2006(29) Taiwo et all, 2008(30) Arjomandi, 2010(31) Taiwo et al, 2010(32) Mikulski et al, 2011(33) Ceramics Company, Colorado Rocky Flats Nuclear Plant Beryllia Ceramics Plant, Arizona Rocky Flats Nuclear Plant Beryllia Ceramics Plant, Ohio Beryllia Ceramics Plant, Arizona Mining Extraction Machining Nuclear Weapon Copper Be Alloy Finishing Beryllium Plant, Pennsylvania Beryllium Alloy Distribution Aluminum Smelter Nuclear Weapons Aluminum Smelter Munitions Plant 505 890 136 4,397 627 151 75 235 2,221 153 577 88 734 1,875 1,932 524 7 9 17 8 107 59 15 3 22 19 10 96 1 2 59 9 8 1.78 1.9 5.9 2.43 9.4 9.9 4.0 9.4 0.9 6.5 16.6 1.1 0.3 3.1 0.47 1.5 9 13 6 29 24 8 1 13 2 6 44 1 2 5 2 0 1.8 1.8 4.4 0.7 3.8 5.3 1.3 5.3 0.09 3.9 7.6 1.1 0.3 0.3 0.1 0 Lung biopsy Lung biopsy Lung biopsy Biopsy + X-ray Bronchoscopy Biopsy Biopsy Bronchoscopy Biopsy Bronchoscopy Biopsy and X-ray Biopsy Not specified Bronchoscopy Not specified Clinical d. Natural History Beryllium sensitization has been reported in workers who were exposed to Beryllium even for just a few months.(23,25,27,39,40) Of all sensitized individuals, around 11-31% will develop CBD over the following 4-7 years.(41,42) It is still not clearly defined why some individuals become sensitized, and what factors play a role in the progression to CBD.(4,5,43,44) Several factors have been proposed, such as duration of exposure in which individuals who had longer exposure would be more likely to develop CBD, but this was still inconclusive since there were other studies that reported different findings, and it might also be due to the longer latency period of CBD or a host-related factor.(20,21,23,28) Several studies recommended a follow up of sensitized individuals to assess the development of CBD ranging from 2-4 years, including pulmonary function testing and X-rays to look for clinical symptoms of CBD. (41,42,45) Among the positive for Beryllium Lymphocyte Proliferation Testing (BeLPT) patients without CBD symptoms, half become BeLPT negative on their follow up testing and some workers did not develop CBD even after being followed for 12 years. (41,42) These results set the foundation for periodic screening for beryllium-exposed individuals to detect beryllium sensitization and CBD.(41,42,45) e. Diagnosis The transformation of lymphocytes due to beryllium exposure in sensitized individuals enabled screening for the disease in asymptomatic individuals.(4,18) Beryllium sensitization (BeS) can be measured with beryllium-specific lymphocyte 8 proliferation testing (BeLPT) using white blood cells or broncho-alveolar lavage cells.(2,18) This test is commonly used to conduct screening and surveillance for beryllium-exposed workers.(20,26,45) BeLPT can also characterize workplace risk and evaluate the effectiveness of preventive interventions.(2) Further examination to identify Chronic Beryllium Disease (CBD) is conducted for those individuals with positive BeLPT results.(20,46) The examination includes bronchoscopy with broncho-alveolar lavage and trans-bronchial biopsy, and a chest radiograph.(44,46) Workers with positive BeLPTs but negative granulomatous lung disease on further examination are at risk for developing CBD in the future.(2) The gold standard for the diagnosis of CBD includes histologic evidence of granuloma from a lung biopsy and proliferative response of broncho-alveolar cells to beryllium.(46) CBD can also be diagnosed by radiographic findings consistent with granulomas and positive blood proliferative response to beryllium and localization of beryllium inside the granuloma.(46) f. Treatment Early detection followed by prompt treatment of CBD can lead to regression and prevent further progression, hence reducing the morbidity and mortality of the disease. (46,47) CBD cannot be cured but is treatable; the goal of the treatment is to reduce morbidity and mortality.(46) Cessation of beryllium exposure and administration of systemic corticosteroids is the current standard management of CBD. (46,47) Regression can be obtained by early corticosteroid intervention.(46,47) 9 Avoidance of further exposure to beryllium for sensitized individuals is important to prevent progression of disease.(45,46) Patients with BeS are followed up regularly, to detect any signs of early lung damage.(42,46,47) The examination includes a history and physical examination, a chest radiograph, and pulmonary function tests.(46,47) Patients with early lung damage are given 40 mg of prednisone on alternate days for 6 months.(46,47) The dosage is then tapered by no more than 10 mg every other month unless there is evidence of renewed disease activity which is evaluated by the same examination as used for disease progression.(46,47) The lowest dose of prednisone that prevents disease activity is then maintained.(46,47) It is uncertain whether this treatment has to be continued for the rest of the individual’s life.(46,47) However, once pulmonary fibrosis develops, it is not reversible even with corticosteroid treatment.(46,47) Patients who undergo treatment should be monitored using pulmonary function testing and high resolution chest computed tomography.(46,47) g. Prevention There is no international exposure standard and different countries are implementing different exposure limits for beryllium (Table 2).(48) Even within the United States, there are differences in the Permissible Exposure Limit (PEL) for 3 beryllium.(48) The current OSHA PEL in the United States is 2.0 µg/m .(49) This level prevents acute beryllium disease but recent studies show that it is not protective enough to prevent BeS and CBD.(7,9,10) Therefore, recommendations have been 10 made for OSHA to lower the current permissible limit for beryllium exposure to 0.2 3 µg/m .(50,51) A lower PEL for beryllium per 8-hour shift was implemented by the 3 Department of Energy (DOE) in 1999 (0.2 µg/m ), (50) by the State of California in 3 2004 (0.2 µg/m ), (52) and also by the National Institute for Occupational Safety and 3 Health (NIOSH) which recommends a limit of 0.5 µg/m for 8 hours of occupational exposure.(49) Secondary prevention through periodic medical screening is also recommended for beryllium exposed workers. (6,27) Table 2. Current Permissible Exposure Limits and Recommendations of Beryllium Levels in Different Countries (48) Limit Value Limit Value (8 hours) (Short Term) Country 3 in µg/m 2 2 2 2 0.15 1 2 2 1 2 0.2 2 2 0.2 2 2 0.5 2 2 Australia** Austria** Belgium** Canada-Ontario Canada-Quebec** Denmark France** Japan* Latvia New Zealand Poland** Singapore South Korea Spain** Sweden Switzerland USA – NIOSH* USA – OSHA** United Kingdom** *) Recommendation limit **) Standard limit, with legal implication 11 3 in µg/m 8 10 10 2 10 0.5 5 III. EXPOSURE-DISEASE ASSOCIATION Exposure to beryllium is a necessary cause for the development of beryllium toxicity, either in the form of acute disease, sensitization or chronic disease.(3) Since the first few cases were reported back in the mid-1950s, several measures have been implemented including the adoption of an occupational exposure limit for beryllium.(34) Several studies, however, reported that higher exposure to beryllium does not always cause disease, and that even low exposure to beryllium can cause disease.(7,9,10,29,31) These studies find that even with exposure lower than the PEL standard by OSHA (7,9,10,27) or minimum opportunistic contact with beryllium can cause sensitization and even the development of 3 CBD.(7,20,53) Schuler et al (2005) found that exposures higher than 0.2 µg/m were associated with sensitization and CBD and rarely found cases in areas which maintained air 3 exposure lower than this level.(27) This level of 0.2 µg/m has been adopted as California’s 8 hour occupational exposure limit since 2004.(54) Another mechanism that has been proposed to explain this lack of a clear doseresponse relationship is the different solubility of different beryllium compounds and also the different form and particle size which may influence the entry pathway as well as pathogenesis of the disease.(11,24,32) A lower rate of beryllium disease was found in the aluminum smelting environment which might be due to the more soluble form of beryllium although there was also the consistent use of respiratory protection in the population studied.(32) Skin contact, which was proposed as an entry for beryllium exposure, has also been shown to contribute to the development of beryllium disease.(12,55) 12 Studies have also found that beryllium disease can develop years after cessation of exposure (10,53) Additionally, a longitudinal study that assessed the prevalence of disease after implementation of several measures to control high beryllium exposure found no decrease in sensitization or CBD.(13) The different measurement methods across different studies, in terms of mean, average, and cumulative exposure, may also influence the variety of results.(51,54) Henneberger studied peak, cumulative and mean exposure of beryllium and found that the prevalence of beryllium disease is greater in the long term worker compared to the short term worker (9.1% vs. 1.4%, p 0.06).(23) However, they were unable to show a distinct difference in association between disease and peak, cumulative, and mean exposure level and beryllium toxicity which might be due to limited statistical power.(23) There is no clear dose-response relationship between beryllium exposure and beryllium toxicity.(24,41) Several factors that have been proposed to explain this are: different measures of exposure, solubility of beryllium exposure, and multiple pathway entries which include skin contact.(12,13,28) The fact that not everybody who had the same beryllium exposure develops the disease, infers a possible host-agent-environment dynamic, and studies have been conducted to determine if gene susceptibility of exposed individuals is related to the pathophysiology of beryllium toxicity.(5,56) 13 IV. GENE SUSCEPTIBILITY RELATED TO BERYLLIUM TOXICITY The development of CBD and BeS is based on a type IV hypersensitivity mechanism which involves activation of T cells and MHC Class II antigens.(5) Richeldi et al were the first to assess several genes related to this mechanism.(56) In their preliminary study, they found that HLA-DP and not HLA-DR and HLA-DQ genes were related to CBD.(56) In their 1993 study they found that 97% of CBD patients had residue Glutamate in position 69 of the HLA-DPB1 gene compared to 30% in unaffected subjects, and proposed the use of HLA-DPB1-Glu69 as a marker for CBD risk.(56,57) Subsequent studies also found that this allele not only influenced development of CBD but also beryllium sensitization.(58,59) Some authors reported that the homozygosity of this allele increased the risk of CBD (58– 60), Beryllium sensitization (59,60), as well as CBD severity (61). The odds ratio (OR) for the association of HLA-DPB1Glu69 with CBD regardless of zygosity ranged from 3.719.14 (60,62,63) and 3.3-6.9 for sensitization.(60,63) Further studies also showed that the presence of non-0201 alleles of HLA-DPB1 Glu69 was an important marker for beryllium toxicity.(58,59,61,63) Several other alleles have also been linked to beryllium sensitization (HLA-DRArg74) (62), while DQ-B1-G86 (64), DRB1-S11 (64), DRB1-S13 (61), DQB1-06 (61), were associated with CBD, and DRB-Glu71 (63) and TNF-α-308 (62) were associated with both BeS and CBD. Rosenman et al (2011) proposed that the negative charge contributed by specific polymorphisms in conjunction with DPβ-E69 was associated with CBD and BeS and that this polymorphism was related to how peptides were presented to T cells involved in the pathophysiology of CBD and BeS.(63) 14 Author, Year Richeldi et al, 1993 (56) Study Design Case Control Wang et al, 1999 (58) Case Control Wang et al, 2001 (59) Case Control on BeS Saltini et Case al, 2001 Control (62) on BeS and CBD Rossma n et al, 2002(64 ) Case Control on BeS and CBD Table 3. Studies on Genetics and Beryllium Toxicity N N Result Cases Control 33 44 HLA-DPB1-0201 increase the risk of CBD (P < CBD 0.05) 97% of CBD vs. 30% of controls expressed the HLA-DPBglu69 (P < 0.001). Conclusion: HLA-DP has a role in development of CBD Residue 69 can be used as a potential marker of CBD. 20 75 Homozygous DPB1Glu69 in both alleles were found CBD more in CBD group (6/20) vs. control group (1/75). Most Glu69 carriers from the control group had a DPB1 allele-0201 (68%), while CBD group had a non-0201 DPB1 Glu69-carrying allele (84%). Conclusion: Specific Glu69-containing alleles and their homozygosity increase the risk of CBD. 25 163 88% of BeS has HLA-DPB1-Glu69, and 24% were BeS homozygous. Conclusion: HLA-DP related to BeS 23 93 HLA-DPGlu69 associated with CBD (OR 3.7, BeS p=0.016, 95% CI 1.4–10.0). 22 High TNF-a-308-2 marker associated with both BeS CBD and CBD (OR 7.8, p < 0.0001, 95% CI 3.2–19.1), no difference between CBD and BeS. HLA-DRArg74 associated with BeS (OR 3.96, p=0.005, 95% CI 1.5–10.1). 30 82 HLA-DPB1-E69 was the most important marker for BeS sensitization, and did not differentiate BeS and CBD. 25 A significant association with CBD was observed CBD with HLA-DQB1-G86 (p=0.04), and HLA-DRB1S11 compared with BeS (p=0.03). Conclusion: HLA-DPB1-E69 is a marker for susceptibility to beryllium sensitization. HLA amino acid epitopes on HLA-DRB1 and DQB1, in association with or independently of HLADPB1-E69 may be associated with progression to CBD. Did not find an association with homozygosity. 15 Author, Year Maier et al, 2003 (61) McCanli es et al, 2004 (60) Rosenm an et al, 2011 (63) Silveira, 2012 (43) Table 3 (cont’d). Studies on Genetics and Beryllium Toxicity Study N N Result Design Cases Control Case 50 125 DPB1 Glu69 gene is associated with CBD and BeS Control BeS (OR 10.1 for CBD and 9.5 for BeS). on BeS 104 The majority of BeS and CBD subjects displayed and CBD non-0201 Glu69 alleles. CBD Glu69 homozygosity was highest in CBD, and lowest in control. DRB1-13 and DQB1-06 were associated with CBD in the absence of Glu69. Markers of disease severity were associated with Glu69 homozygosity. Conclusion: DPB1 Glu69 is a marker of sensitization and not specific for disease. Case 64 730 HLA-DPB1Glu69 was associated with both CBD Control BeS (OR 9.4; 95% CI 5.4, 16.6) and sensitization (OR 3.3, on BeS 90 95% CI 1.9, 5.9). and CBD CBD and BeS were more likely to be homozygous CBD compared to controls (P<0.001). Conclusion: Evaluation of HLA-DPB1 haplotypes, gene– environment and gene–gene interactions will be important for fully understanding the immunogenic nature of BeS and CBD. Matche 44 288 92.3% CBD have HLA-DPbE69 residue (OR 19.14 d case BeS (95% CI 7.10 to 55.92) p 1.8310-16) and 79.5% BeS control 65 (OR 6.20 (95% CI 2.73 to 14.47) p 3.82310-7) and on BeS CBD 38.5% of control. and Conclusion: CBD Protective effect of the DPB1-0201 positive haplotype may involve particular polymorphisms outside of the DPB1 gene. Case 502 653 CBD cases were more likely than controls to carry a Control Bes/C non-02 E69 allele than 02 Glutamine 60, with odds BD ratios ranging from 3.1 (2.1–4.5) to 3.9 (2.6–5.9) (p < 0.0001). Conclusion: The less frequent non 02 alleles increase the risk for CBD more than the 0201 alleles. 16 V. INTERACTION OF GENETIC SUSCEPTIBILITY AND EXPOSURE ON BERYLLIUM TOXICITY There have been only a few studies that focused on the association of beryllium exposure, genetic susceptibility, and development of beryllium sensitization or CBD.(14– 16) The first study was conducted in 1997 by Richeldi et al who reported that 32.3% of a worker population had HLA-DPB1Glu69, and found that the presence of this genetic biomarker was associated with an increased risk of CBD in highly exposed individuals.(14) Van Dyke et al in their case control studies on beryllium exposed workers found that both exposure and genetic susceptibility had an independent effect on the development of the disease, and found even higher odds ratios in subjects with both genetic susceptibility and exposure.(15,16) They also found that people with homozygosity were at a greater risk of developing the disease.(15,16) These studies used the lifetime average level of exposure of individuals and specifically assessed the HLA-DPB1 Glu69 allele.(15,16) The interaction between different types of exposure measurements, different genetic susceptibilities to beryllium with CBD and BeS, and especially how only a percentage of sensitized individuals go on to develop CBD, however, is still uncertain.(15,16) Therefore, our study will assess the association of different genetic polymorphisms associated with CBD and BeS and the interaction of peak, average and cumulative beryllium exposure of the individual to better understand the association. 17 Table 4. Studies on Genetic and Exposure Interaction in Development of Beryllium Toxicity Author Study N N Result , Year Design Cases Control Richeld Case 6 CBD 119 HLA-DPB1Glu69 present in 30% controls, and i et al, Control 2 BeS 83% in CBD (P 0.01), and in none in BeS. 1997 on The presence of the marker was associated with (14) CBD higher prevalence of CBD (HLA-DPB1Glu69positive machinists 25%; HLA-DPB1Glu69negative machinists 3.2%, P 0.05). Conclusion: Genetic susceptibility factor adds to the effect of process-related risk factors. Van Case 35 127 Increased odds for BeS and CBD among DPbE69 Dyke et Control BeS carrier (OR 6.06, 95% CI 1.96 to 18.7). 3 al, 19 Exposure of 0.1 mg/m (lifetime weighted 2011(1 CBD average) increased the odds of CBD (OR 3.98, 5) 95% CI 1.43 to 11.0). Those with both risk factors had higher increased odds (OR 24.1, 95% CI 4.77 to 122). Conclusion: DPbE69 carriage and high exposure to beryllium appear to contribute individually to the development of BeS and CBD. Van Case 70 255 HLA-DPB1-E69 carriage increased odds for CBD Dyke et Control BeS (OR, 7.61; 95% CI, 3.66–15.84). al, 2011 61 Each unit increase in lifetime weighted average (16) CBD exposure increased the odds for CBD (OR, 2.27; 95% CI, 1.26–4.09). Compared with E69-negative genotypes, a heterozygote E69-positive 02 allele increased the odds for BeS (OR, 12.01; 95% CI, 4.28–33.71) and CBD (OR, 3.46; 95% CI, 1.42–8.43). A single non-02 E69 allele further increased the odds for BeS (OR, 29.54; 95% CI, 10.33–84.53) and CBD (OR, 11.97; 95% CI, 5.12–28.00). Conclusion: E69 and beryllium exposure both contribute to the odds of CBD. Non-02 E69 carriers and E69 homozygote at higher odds than those with 02 genotypes. 18 Figure 1: Conceptual Framework of Exposure and Genetic Interaction in the Development of Sensitization and CBD Genetic Susceptibility Magnitude Beryllium Type IV Delayed Hypersensitivity Proliferation of Be Specific T Lymphocytes BeS Local proliferation and accumulation in the lung CBD 19 Genetic Susceptibility CHAPTER III METHODOLOGY I. STUDY DESIGN This thesis analyzed the data from a case control study conducted by Rosenman et al during 1996-2010.(28,63) II. SAMPLE CHARACTERISTICS a. Population The study population consisted of workers in two beryllium processing facilities in eastern Pennsylvania. b. Sample selection Using personnel records, 5490 workers who were on the payroll for 2 or more days at either of two beryllium facilities were identified. There were 1349 individuals working between 1958 through 1978 in Plant 1, and 4141 individuals working from 1935 to 2000 in Plant 2. From various databases, it was determined that as of 12/31/1988, 328 (24.3%) individuals from Plant 1 and 2293 (55.4%) from Plant 2 had died. Mailing and follow up phone calls were initiated in 1996 to offer free medical screening for beryllium-related disease to members of the cohorts not known to have died as of 12/31/88. 20 One hundred forty eight (11%) workers from Plant 1 and 177 (4.3%) workers from Plant 2 could not be located. Among the 873 workers who were located from Plant 1, 160 said that they worked for the company but not in the beryllium production Plant, 65 declined to participate, 86 completed the questionnaire only, and 562 individuals participated in the medical screening. From Plant 2, 1671 workers were contacted for the medical screening, 35 said that they did not work in the beryllium production Plant, 191 declined to participate, 474 completed the questionnaire only, and 971 participated in the medical screening. Therefore, for both plants a total of 1533 individuals participated in the medical screening, 256 declined and 560 completed a questionnaire only. The medical screening occurred from 1996-2001. From the medical screening, 80 people met the case definition for CBD and 55 for BeS. Fifteen of these workers with CBD and 11 with BeS either did not provide consent or blood for genetic testing, hence genetic data was available from 65 workers who were diagnosed with CBD and 44 workers who were identified as BeS. A total of 288 individuals who underwent genetic testing and had completely normal medical testing were chosen as controls. Complete data on medical testing, genetics, and exposures, were available for 61 CBD, 41 BeS, and 259 controls that were included in the final analysis. 21 Figure 2: Study Population and Sample Selection PLANT 1 328 died 148 couldn’t be located 160 didn’t work at production 65 declined 562 medical screening PLANT 2 1349 worker 4141 worker 873 worker 1671 worker 86 questionnaire only 474 questionnaire only 2293 died 177 couldn’t be located 35 didn’t work at production 191 declined 971 medical screening 1563 medical screening and genetics from plant 1 and 2 80 CBD 55 BeS 1299 normal 61 CBD 41 BeS 259 control 22 99 abnormal not BeS or CBD III. VARIABLES AND MEASUREMENTS a. Dependent Variables 1. Beryllium Sensitization Beryllium sensitization was defined as individuals who had two positive beryllium lymphocyte proliferation tests (BeLPTs) without a positive result on the following work up for CBD (chest radiograph and lung biopsy, if performed). 2. Chronic Beryllium Disease Chronic Beryllium Disease (CBD) was defined as individuals who had two positive beryllium lymphocyte proliferation tests (BeLPTs) or positive BeLPT from a bronchial lavage sample. Probable CBD was characterized as individuals who had two positive blood BeLPTs and positive lavage BeLPT or a positive radiograph. b. Independent Variables a. HLA-DPB1 and DRB1 polymorphisms HLA-DPB1 and HLA-DRB1 polymorphisms were tested by using Polymerase Chain Reaction (PCR) on Oiagen columns from a venous whole blood sample that had been frozen the day after the original blood collection. 23 b. Exposure to Beryllium Beryllium exposure was defined as occupational exposure to beryllium that was calculated with regards to duration, level of total exposure (cumulative, mean and peak), and type of exposure. Exposure data was obtained by calculating the Daily Weighted Average (DWA), Job Exposure Matrix and Task Exposure Matrix and then calculating the mean exposure, peak exposure, and cumulative exposure for each worker. Exposure was also classified to chemical form which consisted of soluble, nonsoluble and mixed as well as physical form which consisted of dust, fume, and mixed.(28) IV. DATA COLLECTION Individuals who had two positive beryllium lymphocyte proliferation tests (BeLPTs) and/or a chest radiograph reading ≥ 1/0 in parenchymal profusion determined by at least two of the three physicians certified to interpret chest radiographs for pneumoconiosis were referred for bronchoscopy, the testing of lavage fluid for beryllium lymphocyte proliferation and a trans-bronchial biopsy. Individuals with definite or probable CBD and BeS were classified as cases. The control group was matched by Plant, gender, and year of birth within 5 years. Two to three controls were chosen for each case. These controls had completely normal results on chest radiograph and BeLPT testing. There were initially an additional 35 individuals with suspected CBD or BeS who had had matched controls selected. After subsequent review it was determined that these 35 individuals did not have CBD or BeS 24 and no genetic analysis was performed on their blood but the now 70 extra controls did have genetic analyses and were appropriately reassigned to other cases as controls Data was collected through questionnaire, medical screening, and genetic testing. The questionnaire included data on demographics, a detailed work history to assess beryllium exposure, and also history of previous illness. Medical screening was conducted from 1996-2001 for all workers who were eligible and signed informed consent to allow genetic testing was obtained. Genetic analyses were conducted 4-10 years after collection using Oiagen columns from a venous whole blood sample that was frozen the day after the original blood collection. Beryllium exposure was calculated for each participant by reviewing past sampling data and work processes combined with duration of exposure obtained from each plant’s employee work history records. Exposure metrics used were cumulative, peak and average exposure to beryllium. Exposure data also included the type of beryllium, solubility and physical form. V. DATA ANALYSIS Data analysis was conducted using SAS 9.3 to assess associations between genetics and exposure with the development of CBD and BeS and progression of BeS to CBD. Analysis included descriptive statistics of demographic, exposure, and genetic distribution, as well as multivariable conditional logistic regression to assess the association of genetics and exposure with CBD and BeS. The steps for data analysis included univariable analysis on beryllium exposure (mean, peak, and cumulative exposure as continuous variables) and genetic factors (categorical) as independent variables with the development of CBD or BeS. Variables that were associated with the development of CBD and BeS on univariable 25 analysis at p ≤ 0.1 were then included in multivariable analyses. Possible interactions were also ascertained to assess potential effect modifiers. Separate analysis was conducted using conditional logistics regression for CBD and their controls (total 216 subjects consisting of 61 CBD cases and 155 controls) and BeS and their controls (total of 145 subjects consisting of 41 BeS and 104 controls). Further analysis was also conducted for CBD and BeS cases only (61 CBD and 41 BeS) using unconditional logistic regression to assess factors influencing the progression from BeS to CBD. Whenever necessary, detailed analyses and multiple comparisons with Bonferroni correction were conducted. Additional analysis for coding exposure, the Hockey Stick method was also used since a proportion of individuals had exposure levels below the limit of detection (close to zero, or even zero level). For analyses where exposure was coded using Hockey Stick method, two variables for exposure were created and entered into the model: 1) individuals with exposure bellow the limits of detection were assigned value of 0, and those that had exposure above the detectable limit were assigned a value of 1, and 2) those with exposure above zero, were assigned their actual exposure levels. All analyses evaluating the effect of exposure, genetics and their interaction on risk of CBD and BeS were repeated using this approach for coding exposure. 26 Figure 3: Statistical Analysis Outcome Analysis on Distribution Characteristics Dataset Analysis on Distribution Characteristics 61 CBD 155 Controls 61 CBD Conditional Logistic Regression 361 Subjects 41 BeS ANOVA Chi Square 41 BeS 104 Controls 61 CBD 41 BeS 259 Controls 27 Analysis of Risk Factors for Progression from BeS to CBD Logistic Regression CHAPTER IV RESULTS I. DEMOGRAPHIC CHARACTERISTICS We analyzed data from a total of 361 subjects consisting of 61 CBD, 41 BeS, and 259 controls. A comparison of CBD, BeS, and controls regarding their demographic characteristics is shown in Table 5. There was a significant difference in proportion of race (p= 0.0122) and gender (p= 0.0267) between CBD, BeS, and controls. Subjects were mostly male (94.2%) and white (98.1%) and there were more non-white and female individuals in the sensitized group compared to the control and CBD groups. There were no significant difference in plant (p=0.5847) or history of smoking (p=0.8732). Table 5. Comparison of Demographic Characteristics among Subjects with Chronic Beryllium Disease, Beryllium Sensitization, and Controls CBD BeS Control Total Characteristics P value N = 61 N = 41 N = 259 N = 361 N (%) Gender 0.0267* Male 57 (93.4) 37 (90.2) 246 (95.0) 340 (94.2) Female 4 (6.6) 4 (9.8) 13 (5.0) 21 (5.8) Race 0.0122* 61 (100) 39 (95.1) 254 (98.1) 354 (98.1) White Other 0 (0) 2 (4.9) 5 (1.9) 7 (1.9) 0.5847 Plant Plant 1 28 (45.9) 23 (56.1) 133 (51.3) 184 (51.0) Plant 2 33 (54.1) 18 (43.9) 129 (48.7) 177 (49.0) 0.8732 Smoking Never 20 (32.8) 16 (39.0) 78 (30.1) 114 (31.6) Ex- smoker 28 (45.9) 19 (46.3) 126 (48.6) 173 (47.9) Current smoker 10 (16.4) 5 (12.2) 38 (14.7) 53 (14.7) Unknown 3 (4.9) 1 (2.4) 17 (6.6) 21 (5.8) Total 61 (17.0) 41 (11.4) 262 (72.6) 361 (100) Comparison conducted by Chi Square; * comparison conducted by Fisher’s method 28 II. EXPOSURE CHARACTERISTICS Individuals working in Plant 2 (operating from 1935-2000) had significantly higher exposure than those working in Plant 1 (operating from 1958-1978), in terms of cumulative exposure, mean exposure and peak exposure (respectively, p = 0.0094; 0.0005; and <.0001) as seen in Table 6. There was a significant difference in type of exposure, in which individuals working in Plant 1 had higher chemical exposure for mixed, non-soluble, and soluble chemical compared to Plant 2. Although not statistically significant, individuals working in Plant 2 also had higher physical exposures than those in Plant 1. Table 6. Exposure Characteristics by Plant Plant Exposure* 1 2 N=184 N=177 8.63 13.89 Duration (In Years) Total Exposure Cumulative 145.15 2555.88 Log Cumulative 4.03 2.47 Mean 1.63 23.20 Peak 3.45 159.49 Type of Exposure Chemical Mix Cumulative 40.66 844.06 Mean 0.44 11.78 Peak 1.52 42.95 Cumulative 84.61 153.95 Non soluble Mean 0.95 1.47 Peak 3.01 5.49 Cumulative 19.89 59.97 Soluble Mean 0.24 0.56 Peak 1.09 4.87 Physical Cumulative 37.14 276.88 Mix Mean 0.41 3.24 Peak 1.47 13.22 Cumulative ** 309.68 Dust 29 Total P Average value N=361 10.87 0.1233 599.55 4.36 7.47 24.08 0.0094 0.0094 0.0005 <.0001 434.57 6.00 21.83 118.61 1.21 4.23 39.54 0.40 2.94 <.0001 <.0001 <.0001 0.0009 <.0001 0.0008 <.0001 <.0001 <.0001 154.68 1.80 7.23 309.68 0.1358 0.3776 0.1235 n/a Table 6 (cont’d). Exposure Characteristics by Plant Plant Total P Exposure* Average value 1 2 N=361 N=184 N=177 Mean ** 8.29 8.29 n/a Peak 3.04 29.84 16.18 0.1065 Cumulative 16.03 424.04 216.08 0.3727 Fume Mean 0.20 2.28 1.22 0.0578 Peak 1.02 19.41 10.04 0.8474 *) Total exposures and different type of exposures were each measured in µg3 3 3 year/m unit for cumulative exposure, in µg/m for mean exposure, and in µg/m for peak exposure **) Data on cumulative and mean dust levels not available for Plant 1 P Value was obtained from Wilcoxon two sample test comparing 2 plants Due to the higher exposure received by workers in Plant 2, we ran separate analyses of exposure by CBD, BeS, and control status within each Plant and found differences of duration between the three groups within each plant, but only found significant differences in Plant 1 for cumulative exposure, and all measures of mixed chemical exposure and mixed physical exposures among the three groups (Table 7). Table 7. Exposure Characteristic by Outcome within Each Plant Plant 1 Plant 2 Exposure* CBD BeS Control P CBD BeS Control N=28 N=23 N=133 Value N=33 N=18 N=125 8.73 5.22 9.20 5.83 15.34 Duration (Years) 0.0487 8.72 Total Exposure Cumulative 118.72 77.66 162.39 0.0366 437.9 232.28 1357.90 Log Cumulative 3.86 3.25 4.20 4.06 4.89 0.0366 4.37 Mean 1.42 1.53 1.69 0.2851 12.96 16.65 13.25 Peak 2.63 2.90 3.71 0.0849 24.13 22.25 54.45 Chemical Mix Cumulative 20.93 9.51 50.20 0.0029 351.5 146.25 1072.75 Mean 0.28 0.37 0.48 11.25 0.0248 12.01 15.03 Peak 1.09 1.09 1.68 52.09 0.0347 20.42 20.33 Non Soluble Cumulative 84.69 60.86 88.70 0.6954 86.17 86.02 181.40 Mean 0.94 0.83 0.97 0.7539 1.50 1.77 1.43 Peak 2.11 2.60 3.27 0.3259 4.70 3.18 6.02 30 P Value 0.0090 0.3135 0.3135 0.6440 0.5337 0.4851 0.9544 0.4418 0.1432 0.2013 0.1705 Table 7 (Cont’d). Exposure Characteristic by Outcome within Each Plant Plant 1 Plant 2 Exposure* CBD BeS Control P CBD BeS Control N=28 N=23 N=133 Value N=33 N=18 N=125 Soluble Cumulative 13.10 7.29 23.49 0.2498 0.18 0.00 84.20 Mean 0.21 0.33 0.24 0.5181 0.03 0.00 0.78 Peak 0.65 1.18 1.17 0.2776 2.72 0.00 6.13 Physical Mix Cumulative 20.59 7.65 45.72 360.62 0.0023 74.61 61.49 Mean 0.25 0.32 0.46 5.95 3.29 0.0127 1.58 Peak 0.99 1.09 1.64 11.48 14.84 0.0260 7.98 Dust Cumulative ** ** ** n/a 195.5 123.19 366.21 Mean ** ** ** n/a 7.45 10.79 8.15 Peak 2.11 2.60 3.32 0.2300 12.38 17.18 36.23 Fume Cumulative 12.29 6.49 18.47 0.2837 165.5 16.02 550.03 Mean 0.18 0.30 0.19 0.4482 4.51 0.07 2.02 Peak 0.55 1.16 1.10 0.2238 12.74 1.34 23.74 P Value 0.4226 0.5927 0.5974 0.1031 0.6392 0.1661 0.2759 0.2981 0.2505 0.2242 0.5128 0.2004 3 *) Total exposures and different type of exposures were each measured in µg-year/m unit for 3 3 cumulative exposure, in µg/m for mean exposure, and in µg/m for peak exposure **) Data on cumulative and mean dust levels not available for Plant 1 P Value was obtained from Kruskal Wallis test comparing CBD, BeS and Controls For further analysis, exposure was ascertained as cumulative exposure, because it reflects the total exposure received by each subject by taking into account the duration of exposure. A skewed distribution of cumulative exposure was detected, hence for further analysis transformation to log scale for cumulative exposure was used (Appendix 1). To understand the effect of exposure level on disease outcome, we compared exposure level between Plant 1 and Plant 2 for each category of outcome (Table 8). 31 Table 8. Comparison of Exposure between Plant 1 and Plant 2 for Chronic Beryllium Disease, Beryllium Sensitization, and Control Individuals CBD BeS Control Exposure* Plant 1 Plant 2 P Plant 1 Plant 2 P Plant 1 Plant 2 P value N=28 N=33 value N=23 N=18 value N=133 N=125 Duration Duration in years 8.73 8.72 0.9711 5.22 5.83 0.2263 9.20 15.34 <.0001 Total Exposure Cumulative 118.72 437.91 0.4053 77.66 232.28 0.2026 162.39 1357.9 0.0258 Log Cumulative 3.86 4.37 0.4053 3.25 4.06 0.2026 4.20 4.89 0.0263 Mean 1.42 12.96 0.3657 1.53 16.65 0.0640 1.69 13.25 0.0024 Peak 2.63 24.13 0.1097 2.90 22.25 0.0568 3.71 54.45 <.0001 Type of Exposure Chemical Mix Cumulative 20.93 351.49 0.0009 9.51 146.25 0.0037 50.20 1072.7 <.0001 Mean 0.28 12.01 0.0002 0.37 15.03 0.48 11.25 0.0079 <.0001 Peak 1.09 20.42 0.0026 1.09 20.33 1.68 52.09 0.0224 <.0001 Non Soluble Cumulative 84.69 86.17 0.0379 60.86 86.02 0.0854 88.70 181.40 0.0246 Mean 0.94 1.50 0.83 1.77 0.1456 0.97 1.43 0.0054 0.0013 Peak 2.11 4.70 2.60 3.18 0.1607 3.27 6.02 0.0141 0.0359 Soluble Cumulative 13.10 0.18 7.29 0.00 84.20 0.0054 0.0035 23.49 <.0001 Mean 0.21 0.03 0.33 0.00 0.24 0.78 0.0072 0.0035 <.0001 Peak 0.65 2.72 1.18 0.00 1.17 6.13 0.0039 0.0018 <.0001 Physical Mix Cumulative 20.59 74.61 0.3270 7.65 61.49 0.5838 45.72 360.62 0.2396 Mean 0.25 1.58 0.6778 0.32 5.95 0.9628 0.46 3.29 0.2203 Peak 0.99 7.98 0.3230 1.09 11.48 0.8931 1.64 14.84 0.1640 32 Table 8 (Cont’d). Comparison of Exposure between Plant 1 and Plant 2 for Chronic Beryllium Disease, Beryllium Sensitization, and Control Individuals CBD BeS Control Exposure* Plant 1 Plant 2 P Plant 1 Plant 2 P Plant 1 Plant 2 P value N=28 N=33 value N=23 N=18 value N=133 N=125 Dust Cumulative Mean Peak Fume Cumulative Mean Peak ** ** 2.11 195.54 7.45 12.38 n/a n/a 0.6460 ** ** 2.60 123.19 10.79 17.18 n/a n/a 0.3852 ** ** 3.32 366.21 8.15 36.23 n/a n/a 0.0495 12.29 0.18 0.55 165.51 4.51 12.74 0.4419 0.8519 0.4866 6.49 0.30 1.16 16.02 0.07 1.34 0.4172 0.1130 0.0964 18.47 0.19 1.10 550.03 2.02 23.74 0.2837 0.1443 0.5413 3 *) Total exposures and different type of exposures were each measured in µg-year/m unit for cumulative exposure, in 3 3 µg/m for mean exposure, and in µg/m for peak exposure **) Data was not obtained from Plant 1 for cumulative and mean physical dust exposure Comparison was conducted using non parametric Wilcoxon two sample test comparing the level of exposures for each disease category (Chronic Beryllium Disease, Beryllium Sensitization, and controls) between the two plants 33 Significant differences were found between Plant 1 and Plant 2 for duration, cumulative exposure, peak exposure, and mean exposure in the control group, but not in BeS or CBD (Table 8). Plant 2 had higher cumulative, mean, and peak exposure compared to Plant 1 in control individuals. Controls in Plant 2 also had longer duration of exposure compared to Plant 1. We also found a significant difference of exposure level between Plant 1 and Plant 2 when analyzed within each disease status (Table 8). Mixed chemical exposure was higher in Plant 2 for all disease categories (CBD, BeS and controls). Non soluble chemical were only significantly different between plant 1 and plant 2 for CBD and control, in which workers in Plant 2 had higher exposure than those working in Plant 1. However, CBD and BeS individuals in Plant 1 had a higher exposure of soluble chemical than those in Plant 2 (Table 8). When data from the two plants was combined, there was no significant difference of exposure between CBD, BeS, and control individuals, except for duration (p = 0.0010), cumulative exposure (p = 0.0236), as well as in type of exposures for mixed chemical exposure (p = 0.0230) and all measures of mixed physical exposure (p value respectively = 0.0007; 0.0247 and 0.0052 for cumulative, mean, and peak physical exposure) as shown in Table 9. Table 9. Exposure and Type of Exposure by Outcome Outcome Total Exposure CBD BeS Control Average N=61 N=41 N=259 Duration Duration in years Total Exposure Cumulative Log cumulative exposure Mean Peak P Value 8.89 5.49 12.19 10.87 0.0010 291.40 4.13 7.66 14.26 34 145.54 3.60 8.17 11.39 743.99 4.53 7.32 28.40 599.55 4.36 7.47 24.08 0.0236 0.0236 0.4931 0.1480 Table 9 (Cont’d). Exposure and Type of Exposure by Outcome Outcome Total Exposure* CBD BeS Control Average N=61 N=41 N=259 Type of Exposures Chemical Mix Cumulative 199.76 69.54 547.65 434.57 Mean 6.62 6.81 5.72 6.00 Peak 11.54 9.54 26.20 21.83 Non Soluble Cumulative 85.49 71.91 133.80 118.61 Mean 1.24 1.25 1.19 1.21 Peak 3.51 2.86 4.61 4.23 Soluble Cumulative 6.11 4.09 53.03 39.54 Mean 0.11 0.19 0.50 0.40 Peak 1.77 0.66 3.58 2.94 Physical Mix Cumulative 49.81 31.29 198.92 154.68 Mean 0.97 2.79 1.84 1.80 Peak 4.77 5.65 8.06 7.23 Dust Cumulative 195.54 123.19 366.21 309.68 Mean 7.45 10.79 8.15 8.29 Peak 7.66 9.00 19.33 16.18 Fume Cumulative 95.18 10.67 277.07 216.08 Mean 2.52 0.20 1.08 1.22 Peak 7.14 1.24 12.11 10.04 P Value 0.0230 0.2151 0.0599 0.1540 0.4830 0.0594 0.1461 0.3209 0.2371 0.0007 0.0247 0.0052 0.2759 0.2981 0.0627 0.1464 0.3790 0.1398 3 *) Total exposures and different type of exposures were each measured in µg-year/m unit 3 3 for cumulative exposure, in µg/m for mean exposure, and in µg/m for peak exposure Comparison was conducted by Kruskal Wallis non parametric test 35 III. GENETIC CHARACTERISTICS FOR BOTH PLANTS AND COMBINED Table 10 shows that there was no significant difference of genetics distribution between Plant 1 and Plant 2 except for Serine 13 and Serine 11 (Table 10). However, when compared by disease states (Table 11) these two genes showed no significant difference in proportion among CBD, BeS, and controls. Table 10. Genetics Distribution by Plant Gene Plant 1 Plant 2 (N, %) N = 184 N = 177 Glutamine 69 Positive 95 (51.6) 94 (53.1) Negative 89 (48.4) 83 (46.9) Glutamine 71 Positive 48 (26.1) 48 (27.1) Negative 136 (73.9) 129 (72.9) Serine 11 Positive 141 (76.7) 109 (61.6) Negative 43 (23.3) 68 (38.4) Serine 13 Positive 128 (69.6) 102 (57.6) Negative 56 (30.4) 75 (42.4) Arginine 74 Positive 37 (20.1) 25 (14.1) Negative 147 (79.9) 152 (85.9) Asparagine 37 Positive 73 (39.7) 59 (33.3) Negative 111 (60.3) 118 (66.7) Histidine 32 Positive 89 (48.4) 73 (41.2) Negative 95 (51.6) 104 (58.8) Phenyl alanine 47 Positive 142 (77.2) 130 (73.4) Negative 42 (22.8) 47 (26.6) Tyrosine 26 Positive 38 (20.7) 27 (15.2) Negative 146 (79.3) 150 (84.8) Comparison was conducted using Chi Square 36 P value 0.7788 0.8245 0.0020 0.0184 0.1318 0.2111 0.1735 0.4114 0.1821 Glutamine 69 and Glutamine 71 were significantly different between the three groups (respectively, p =<.0001 and 0.0026) as shown in Table 11. We also found a significant difference in the distribution of homozygosity (p value < 0.0001) and non-0201 alleles among glutamine 69 positive individuals (p=0.0167) in which BeS and CBD had a higher proportion of non-0201 alleles compared to controls. Table 11. Comparison of Gene Distribution between CBD, BeS and Control Gene CBD BeS Control Total P value (N, %) N = 61 N = 41 N=259 N = 361 Glutamine 69 Positive 56 (91.8) 32 (78.1) 101 (39.0) 189 (52.4) <.0001 Negative 5 (8.20) 9 (21.9) 158 (61.0) 172 (47.6) Glu69 homozygosity Homozygous 10 (16.4) 8 (19.5) 17 (6.6) 35 (9.7) <.0001 Heterozygous 46 (75.4) 24 (58.5) 84 (32.4) 154 (42.7) Negative 5 (8.2) 9 (22.0) 158 (61.0) 172 (47.6) Glu69-0201 allele Positive 28 (45.9) 17 (41.5) 72 (27.8) 117 (32.4) 0.0167 Negative 28 (45.9) 15 (36.6) 29 (11.2) 72 (20.0) Glu69 negative 5 (8.20) 9 (21.9) 158 (61.0) 172 (47.6) Glutamine 71 Positive 16 (26.2) 20 (48.8) 60 (23.2) 96 (26.6) 0.0026 Negative 45 (73.8) 21 (51.2) 199 (76.8) 265 (73.4) Serine 11 Positive 44 (72.1) 32 (78.1) 174 (67.2) 250 (69.3) 0.3248 Negative 17 (27.9) 9 (21.9) 85 (32.8) 111 (30.7) Serine 13 Positive 38 (62.3) 30 (73.2) 162 (62.6) 230 (63.7) 0.4083 Negative 23 (37.70) 11 (26.8) 97 (37.4) 131 (36.3) Arginine 74 Positive 10 (16.4) 5 (12.2) 47 (18.1) 62 (17.2) 0.6335 Negative 51 (83.6) 36 (87.8) 212 (81.9) 299 (62.8) Asparagine 37 Positive 18 (29.5) 20 (48.8) 94 (36.3) 132 (36.6) 0.1384 Negative 45 (70.5) 21 (51.2) 165 (63.7) 229 (63.4) Histidine 32 Positive 27 (44.3) 21 (51.2) 114 (44.0) 162 (44.9) 0.6860 Negative 34 (55.7) 20 (48.8) 145 (56.0) 199 (55.1) 37 Table 11 (Cont’d). Comparison of Gene Distribution between CBD, BeS and Control Gene CBD BeS Control Total P value (N, %) N = 61 N = 41 N=259 (N = 361) Phenyl alanine 47 Positive 46 (75.4) 30 (73.2) 196 (75.7) 272 (75.3) 0.9419 Negative 15 (24.6) 11 (26.8) 63 (24.3) 89 (24.7) Tyrosine 26 Positive 10 (16.4) 5 (12.2) 50 (19.3) 65 (18.0) 0.5114 Negative 51 (83.6) 36 (87.8) 209 (80.7) 296 (82.0) Comparison was conducted using Chi Square IV. GENETICS AND EXPOSURE ASSOCIATION WITH CHRONIC BERYLLIUM DISEASE AND BERYLLIUM SENSITIZATION a. Genetic and Exposure Association with Chronic Beryllium Disease On univariable conditional logistic regression HLA-DPB1glu69 and allele type were found to have a significant association with the development of CBD relative to glutamine 69 negative individuals (Table 12, complete univariable analysis is shown in Appendix 5). The 0201 negative allele had a greater association with development of CBD compared to 0201 positive. Table 12. Factors Significantly Associated with CBD on Univariable Analysis Variable Coefficie Standard OR 95% Confidence P value nt Error Interval 3.2970 0.7278 27.03 6.49 112.56 Glutamine 69 <.0001 Glutamine 69 allele 0201 negative 1.3668 0.3170 35.02 7.96 154.01 <.0001 0201 positive 0.8224 0.3164 20.32 4.63 89.24 0.0094 Multivariable conditional logistic regression was then conducted, by including several variables that had a marginally significant association with CBD and also checked for biologically plausible interactions. From multivariable logistic regression, HLADPB1glu69 was found to be the only significant factor related to the development of CBD after 38 adjusting for log cumulative exposure (Table 13) with an Odds Ratio of 27.52 (95% CI 6.56-115.35). There was no significant interaction found in the analysis. Table 13. Multivariable Conditional Logistic Regression for the Development of CBD Coeffici Standard 95% Confidence Variable OR P Value ent Error Interval Glutamine 69 Glutamine 69 3.3147 0.7312 27.52 6.56 115.35 <.0001 Log cumulative exposure 0.0231 0.0872 1.02 0.86 1.21 0.7915 By allele type Glutamine 69 (0201 -) 3.5861 0.7596 36.09 8.15 159.95 <.0001 Glutamine 69 (0201+) 3.0234 0.7571 20.56 4.66 90.69 <.0001 Log cumulative exposure 0.0356 0.0887 1.04 0.87 1.23 0.6879 Glutamine 69 negative Ref Comparison Glutamine 69 (0201- vs. 0.5697 0.4109 1.75 0.78 3.92 0.1714 0201+) When analyzed based on allele type, we found that subjects with non-0201 alleles had higher OR compared to those with 0201 alleles (respectively, OR 36.09 95% CI 8.15159.95; OR 20.56 95% CI 4.66-90.69), although when contrasted, the difference between non-0201 alleles and 0201 alleles was not significant (p=0.1714). b. Genetic and Exposure Interaction with Beryllium Sensitization The same procedure was conducted for BeS and controls (total of 145 subjects, 41 BeS and 104 controls). HLA-DPB1glu69 and allele type had a significant association with the development of BeS as shown in table 14 (complete univariable analysis is shown in Appendix 7). 39 Table 14. Factors Significantly Associated with BeS on Univariable Analysis 95% Standard Variable Coefficient OR Confidence P value Error Interval Glutamine 69 1.8430 0.4650 6.32 2.54 15.71 <.0001 Glutamine 71 0.9992 0.3842 2.72 1.28 5.77 0.0093 Glutamine 69 allele < .0001 0201 positive 0.0787 0.2944 4.49 1.70 11.83 0.7893 0201 negative 1.3433 0.3946 15.88 4.25 59.35 0.0007 Multivariable conditional logistic regression was then conducted by including several variables that had a marginally significant association with BeS (Appendix 7) and also biologically plausible interaction in the model. From multivariable logistic regression, glutamine 69 and glutamine 71 were found as significant factors related to the development of BeS after adjusting for other variables in the model with OR respectively 7.08 95% CI 2.59-19.35 and 0R 2.54 95% CI 1.06-6.12 (Table 15). There was no significant interaction found on the analysis. Table 15. Multivariable Conditional Logistic Regression for the Development of BeS 95% Coeffici Standard P Variable OR Confidence ent Error Value Interval Glutamine 69 Glutamine 69 1.9565 0.5134 7.08 2.59 19.35 0.0001 Glutamine 71 0.9337 0.4479 2.54 1.06 6.12 0.0371 Log cumulative exposure -0.2286 0.1230 0.80 0.63 1.01 0.0632 By allele Glutamine 69 (0201 -) 3.1966 0.7875 24.45 5.22 114.45 <.0001 Glutamine 69 (0201+) 1.5676 0.5696 4.80 1.57 14.64 0.0059 Glutamine 71 1.0005 0.4657 2.72 1.09 6.78 0.0317 Log cumulative exposure -0.2949 0.1378 0.75 0.57 0.98 0.0324 Comparison Glutamine 69 (0201 – vs. 1.5486 0.6485 4.71 1.32 16.77 0.0170 0201 +) 40 When analyzed based on allele type, we found that subjects with non-0201 alleles had higher OR compared to those with 0201 alleles (respectively, OR 24.45 95% CI 5.22114.45; OR 4.80 95% CI 1.57-14.64). This difference was significant when contrasted between non-0201 alleles and 0201 alleles (p=0.0170). V. PROGRESSION OF CBD FROM BERYLLIUM SENSITIZATION It is still uncertain what factors influence the progression of BeS to CBD. Unconditional logistic regression was conducted to assess this association only in individuals with CBD (61 subjects) and BeS (41 subjects). From univariable logistic regression we found Glutamine71 as a significant predictor blocking the progression to CBD (Table 16). Table 16. Factors Which Significantly Differentiate CBD and BeS on Univariable Analysis Standard 95% Confidence P Variable Coefficient OR Error Interval Value Glu69 1.1474 0.6002 3.15 0.97 10.21 0.0559 Glutamine71 -0.9852 0.4270 0.37 0.16 0.86 0.0210 Allele 0201 1.2119 0.6430 3.36 0.95 11.85 0.0595 0201 + 1.0867 0.6369 2.97 0.85 10.33 0.0880 From multivariable logistic regression, only Glutamine 71 continued to be a factor related to reducing the risk of progression to CBD after adjusting for log cumulative exposure as seen in Model 2 of Table 17 (OR = 0.38 95% CI 0.16-0.87). There was no significant interaction found in the analysis. 41 Table 17. Unconditional Multivariable Logistic Regression Analysis on Progression from BeS to CBD Standard 95% Confidence P Variable Coefficient OR Error Interval Value Model 1 Intercepts -0.2625 0.8506 0.7577 0201 + 0.4931 0.7232 1.64 0.40 6.76 0.4953 0201 0.4912 0.7857 1.63 0.35 7.62 0.5319 Glutamine 71 -0.7948 0.5244 0.45 0.16 1.26 0.1296 Log Cum Exposure 0.1372 0.1119 1.15 0.92 1.43 0.2204 Model 2 Intercepts 0.1979 0.4967 0.6902 Glutamine 71 -0.9812 0.4309 0.38 0.16 0.87 0.0228 Log Cum Exposure 0.1455 0.1106 1.16 0.93 1.44 0.1884 VI. EXPOSURE CHRACTERISTICS BY GENETICS AND DISEASE STATUS From univariable and multivariable conditional logistic regression analysis, the amount of exposure was shown to have no significant association with the development of CBD and BeS although exposure is a necessary cause for beryllium-related toxicity. Glutamine 69 was consistently shown to be the significant factor related to the development of CBD and BeS. Approximately 39% of control individuals who tested positive for HLA-DPB1Glu69 gene, however, were not sensitized and remained disease free. Hence, another analysis was conducted to assess the exposure by HLA-DPB1glu69 status, to see whether control individuals who were HLA-DPB1 positive had lower exposure, and therefore did not develop beryllium toxicity. From Table 18 we can see that there was a difference although not statistically significant in cumulative exposure among control subjects, who were glu69 positive and glu69 negative (p= 0.4106). The result also shows that control individuals with the non0201 allele have higher exposure than those with the 0201 allele, which infers that this allele cannot explain why these individuals remain healthy. 42 In CBD and BeS individuals however, the cumulative exposure is higher in those positive for Glutamine 69 compared to individuals with glutamine 69 negative, but these individuals were all positive for glutamine 71 which from our previous reports was shown to be a risk factor in development of CBD and BeS in the absence of glu69.(63) (Table 18). When comparing based on alleles type, individuals carrying 0201 allele had higher exposure compared to those with non-0201 alleles, inferring that individuals who are 0201 negative are more likely to get CBD or BeS, even with less exposure, although the difference is not significant (Table 18). Table 18. Comparison of Cumulative, Log Cumulative, Mean, and Peak Exposure between CBD, BeS, and Control Groups based on HLA-DPB1Glu69 presence and allele type Outcome Exposure N Glu69 Mean P value Control 101 Positive 312.17 Cumulative 0.4061 158 Negative 1020.03 101 Positive 4.27 Log cumexp 0.4061 158 Negative 4.70 By gene 101 Positive 6.83 Mean 0.7197 158 Negative 7.62 101 Positive 11.84 Peak 0.4500 158 Negative 38.98 29 0201 negative 407.15 Cumulative 72 0201 positive 273.91 0.4106 158 Negative 1020.03 29 0201 negative 4.60 Log cumexp 72 0201 positive 4.14 0.4106 158 Negative 4.70 By allele 29 0201 negative 8.15 Mean 72 0201 positive 6.30 0.6000 158 Negative 7.62 29 0201 negative 13.27 Peak 72 0201 positive 11.26 0.3339 158 Negative 38.98 CBD 56 Positive 307.65 By gene Cumulative 0.9685 5 Negative 109.36 Log cumexp 56 Positive 4.15 0.9685 43 Table 18 (Cont’d). Comparison of Cumulative, Log Cumulative, Mean, and Peak Exposure between CBD, BeS, and Control based on HLA-DPB1Glu69 presence and allele type Outcome Exposure N Glu69 Mean P value 5 Negative 3.94 56 Positive 8.16 Mean 0.7524 5 Negative 2.10 56 Positive 15.28 Peak 0.7030 5 Negative 2.92 28 0201 negative 176.31 Cumulative 28 0201 positive 438.99 0.1849 5 Negative 109.36 28 0201 negative 3.69 Log cumexp 28 0201 positive 4.61 0.1849 5 Negative 3.94 By allele 28 0201 negative 10.27 Mean 28 0201 positive 6.05 0.9469 5 Negative 2.10 28 0201 negative 18.43 Peak 28 0201 positive 12.12 0.5815 5 Negative 2.92 BeS 56 Positive 166.95 Cumulative 0.3060 5 Negative 69.40 56 Positive 3.76 Log cumexp 0.3060 5 Negative 3.03 By gene 56 Positive 9.43 Mean 0.1807 5 Negative 3.67 56 Positive 13.42 Peak 0.1705 5 Negative 4.20 15 0201 negative 132.27 Cumulative 17 0201 positive 197.55 0.3147 9 Negative 69.40 15 0201 negative 4.03 Log Cumexp 17 0201 positive 3.52 0.3147 9 Negative 3.03 By allele 15 0201 negative 12.91 Mean 17 0201 positive 6.36 0.3274 9 Negative 3.67 15 0201 negative 14.68 Peak 17 0201 positive 12.31 0.3736 9 Negative 4.20 Comparison was conducted by Wilcoxon two sample test and Kruskal Wallis non parametric test 44 VII. EXPOSURE CHARACTERISTICS IN INDIVIDUALS WITH GLUTAMINE 69 To see whether there was a different level of exposure among those who were susceptible to developing CBD or BeS, we compared exposure levels among the 189 subjects who were positive for glutamine 69 (Table 19). We found no significant difference in cumulative, mean, and peak exposure as well as type of exposure between CBD, BeS, and controls in glutamine 69 positive individuals. The only significant difference we found was in duration of exposure, in which the controls had a longer exposure followed by CBD and BeS (p=0.0217). However, we observed a trend of dose-response in peak exposure in which subjects with CBD had higher exposure than BeS and controls (respectively, peak exposure 15.28, 13.42, 11.84) although the difference was not significant (p=0.6162). Table 19. Comparison of Magnitude and Type of Exposures between CBD, BeS, and Control Groups based on Individuals with Glutamine 69 Outcome Total Exposure CBD BeS Control Average P Value N=189 N=56 N=32 N=101 Total Exposure Duration 9.18 5.08 11.51 9.73 0.0217 Cumulative 307.65 166.95 312.17 286.24 0.3329 Log Cumulative exposure 4.15 3.76 4.27 4.15 0.3329 Mean 8.16 9.43 6.83 7.67 0.4739 Peak 15.28 13.42 11.84 13.12 0.6162 Chemical Cumulative 215.31 78.12 175.27 170.69 0.4746 Mean 7.10 7.84 5.37 6.30 0.7408 Mix Peak 12.45 11.25 10.05 10.96 0.6204 Cumulative 91.20 84.56 114.29 102.41 0.5331 Mean 1.32 1.53 1.36 1.38 0.2453 Non Soluble Peak 3.69 3.49 3.44 3.52 0.0662 Cumulative 1.10 4.28 18.53 10.95 0.3369 Mean 0.07 0.16 0.12 0.11 0.3962 Soluble Peak 1.87 0.65 0.58 0.98 0.3896 Physical Cumulative 53.06 31.86 116.65 83.45 0.0947 Mix Mean 0.96 2.73 2.42 2.04 0.1743 45 Table 19 (Cont’d). Comparison of Magnitude and Type of Exposures between CBD, BeS, and Control Groups based on Individuals with Glutamine 69 Outcome Total Exposure CBD BeS Control Average P Value N=189 N=56 N=32 N=101 Peak 5.10 6.33 5.25 5.39 0.2497 Cumulative 208.16 184.61 198.71 200.03 0.5315 Mean 7.93 16.17 6.62 8.27 Dust 0.0117 Peak 8.21 11.36 8.16 8.72 0.0497 Cumulative 97.05 9.96 34.71 48.99 0.8933 Mean 2.69 0.15 0.57 1.13 0.7378 Fume Peak 7.70 1.33 3.22 4.23 0.8763 3 *) Total exposures and different type of exposures were each measured in µg-year/m unit 3 3 for cumulative exposure, in µg/m for mean exposure, and in µg/m for peak exposure Comparison was obtained using Kruskal Wallis non parametric test VIII. ANALYSIS OF THE EFFECT OF TYPE OF EXPOSURE IN THE DEVELOPMENT OF CBD AND BES USING THE HOCEKY STICK APPROACH FOR CODING EXPOSURE Based on previous reports, the type of beryllium exposure has been associated with the development of CBD and BeS.(5,11) To test this hypothesis, we ran analyses on exposures that showed marginally significant differences with the Kruskal Wallis test in previous section based on Table 19. However, as noted previously, proportion of individuals had exposure levels below the limit of detection (close to zero, or even zero level). To assess the effect of exposures that contained zero or minimal exposure, we used the hockey stick method, which assigns a categorical variable for individuals exposed higher than the detectable level and lower than the detectable level (zero values), and a continuous variable for individuals that had higher than the detectable level. The categorical variable compared individuals with lower than detectable levels to individuals 46 with detectable levels of exposure, while log scale showed the effect of detectable levels of exposure on the development of CBD. From the analyses, type of exposure shows no significant association with development of CBD (Table 20). These types of analyses were repeated for assessing the effect of exposure on the development of CBD, BeS, and progression from BeS and CBD, as well as repeating the analyses for glu69 positive only. a. Hockey Stick Analyses for CBD Table 20. Conditional Logistic Regression for the Development of CBD by Type of Exposure with Hockey Stick Analysis Coeffici Standard 95% Confidence Variable OR P Value ent Error Interval Mean Mixed Chemical Glutamine 69 3.2945 0.7306 26.96 6.44 112.90 <.0001 Mean mixed chemical -0.1658 0.4171 0.85 0.37 1.92 0.691 Log mixed chemical 0.0251 0.1124 1.03 0.82 1.28 0.8236 Peak Mixed Chemical Glutamine 69 3.2744 0.7288 26.43 6.33 110.26 <.0001 Peak Mixed Chemical -0.0779 0.4812 0.93 0.36 2.38 0.8713 Log peak mixed chemical -0.0558 0.1544 0.95 0.70 1.28 0.718 Cumulative Soluble Glutamine 69 3.3435 0.746 28.32 6.56 122.20 <.0001 Chemical Soluble -0.72 1.0561 0.49 0.06 3.86 0.4954 Log cum soluble -0.0274 0.2896 0.97 0.55 1.72 0.9247 Peak Soluble Glutamine 69 3.3953 0.7573 29.82 6.76 131.58 <.0001 Peak Soluble -0.5268 0.7586 0.59 0.13 2.61 0.4874 Log Peak Soluble -0.3155 0.5137 0.73 0.27 2.00 0.5391 To have better understanding on the effect of exposure on the susceptible individuals, we run for only those that were glu69 positive. Similar results were also found as seen on table 21. There was no significant effect of different types of exposures on the development of Chronic Beryllium Disease. 47 Table 21. Conditional Logistic Regression for the Development of CBD by Type of Exposure with Hockey Stick Analysis in Glutamine 69 Positive Individuals Coeffici Standard 95% Confidence Variable OR P Value ent Error Interval Mean Mixed Chemical Mean mixed chemical 0.1521 0.4562 1.16 0.48 2.85 0.7387 Log mixed chemical -0.0303 0.1180 0.97 0.77 1.22 0.7972 Peak Mixed Chemical Peak mixed chemical 0.3304 0.5298 1.39 0.49 3.93 0.5330 Log Peak mixed chemical -0.1079 0.1669 0.90 0.65 1.25 0.5180 Chemical Soluble Chemical Soluble 1.5400 1.2311 4.66 0.42 52.09 0.2110 Log cum soluble -0.7568 0.4558 0.47 0.19 1.15 0.0968 Peak Soluble Peak Soluble 0.0902 0.8185 1.09 0.22 5.44 0.9123 Log Peak Soluble -0.8516 0.7934 0.43 0.09 2.02 0.2831 b. Hockey Stick Analysis for BeS Similar analyses were conducted for factors associated with the development of BeS (Table 22). Only log mixed chemical exposure showed a significant exposure influence on the development of BeS (OR 1.5 with 95% CI 1.1-2.2, p =0.0171), which means that increases in mean mixed chemical exposure among people exposed at higher than the detectable limit, also increased the likelihood for the development of sensitization. Table 22. Conditional Logistic Regression for the Development of BeS by Type of Exposure with Hockey Stick Analysis Coeffici Standard 95% Confidence Variable OR P Value ent Error Interval Mean Mixed Chemical Glu71 1.2711 0.4968 3.56 1.35 9.44 0.0105 Glu69 2.1322 0.5587 8.43 2.82 25.21 0.0001 Mean mixed chemical -0.6448 0.4730 0.52 0.21 1.33 0.1728 Log mixed chemical 0.4255 0.1785 1.53 1.08 2.17 0.0171 Peak Mixed Chemical Glu71 1.1331 0.4702 3.11 1.24 7.80 0.0160 Glu69 2.0218 0.5225 7.55 2.71 21.03 0.0001 Peak Mixed Chemical -0.6992 0.5458 0.50 0.17 1.45 0.2001 Log peak mixed chemical 0.2285 0.2009 1.26 0.85 1.86 0.2554 48 Table 22 (Cont’d). Conditional Logistic Regression for the Development of BeS by Type of Exposure with Hockey Stick Analysis Coeffici Standard 95% Confidence Variable OR P Value ent Error Interval Cumulative Soluble Glu71 1.1615 0.4682 3.19 1.28 8.00 0.0131 Glu69 1.9452 0.5073 7.00 2.59 18.91 0.0001 Chemical Soluble 1.4402 1.0612 4.22 0.53 33.79 0.1748 Log cum soluble -0.5472 0.3559 0.58 0.29 1.16 0.1241 Peak Soluble Glu71 1.1166 0.4528 3.05 1.26 7.42 0.0137 Glu69 2.0222 0.5156 7.55 2.75 20.75 <.0001 Peak Soluble 0.9557 1.3997 2.60 0.17 40.41 0.4948 Log Peak Soluble -0.5571 1.3520 0.57 0.04 8.11 0.6803 However, among the susceptible individuals (those with Glu69 positive), the association is not observed (Table 24). There was no significant effect of different types of exposures in the development of BeS among individuals with the glutamine 69 polymorphism. Table 23. Conditional Logistic Regression for the Development of BeS by Type of Exposure with Hockey Stick Analysis among Glutamine 69 Positive Individuals Coeffici Standar 95% Confidence Variable OR P Value ent d Error Interval Mean Mixed Chemical Glutamine 71 -0.2126 0.6417 0.81 0.23 2.84 0.7404 Mean mixed chemical -0.9344 0.6337 0.39 0.11 1.36 0.1404 Log mixed chemical 0.2803 0.2161 1.32 0.87 2.02 0.1946 Peak Mixed Chemical Glu71 -0.2548 0.6173 0.78 0.23 2.60 0.6798 Peak Mixed Chemical -1.1842 0.7817 0.31 0.07 1.42 0.1298 Log peak mixed chemical 0.2415 0.2819 1.27 0.73 2.21 0.3917 Chemical Soluble Glu71 -0.4032 0.6359 0.67 0.19 2.32 0.5260 Chemical Soluble 0.4066 1.3436 1.50 0.11 20.91 0.7622 Log cum soluble -0.6738 0.5344 0.51 0.18 1.45 0.2074 Peak Soluble Glu71 -0.4053 0.6130 0.67 0.20 2.22 0.5085 Peak Soluble 0.8233 3.1929 2.28 0.00 1189.61 0.7965 Log Peak Soluble -1.5991 3.4192 0.20 0.00 164.44 0.6400 49 c. Hockey Stick Analyses on Progression of BeS to CBD Analyses were also conducted to evaluate the influence of these exposures on the development of CBD from BeS. No significant association was found between exposures and CBD vs. BeS (Table 24). Table 24. Unconditional Logistic Regression Comparing CBD and BeS by Type of Exposure with Hockey Stick Analysis Coeffici Standar 95% Confidence Variable OR P Value ent d Error Interval Mean Mixed Chemical Intercepts 0.5548 0.3702 0.1340 Glutamine 71 -0.9265 0.4341 0.40 0.17 0.93 0.0328 Mean mixed chemical 0.3958 0.4313 1.49 0.64 3.46 0.3587 Log mixed chemical -0.1452 0.1297 0.86 0.67 1.12 0.2628 Peak Mixed Chemical Intercepts 0.6212 0.3730 0.0959 Glu71 -0.9832 0.4346 0.37 0.16 0.88 0.0237 Peak Mixed Chemical 0.3830 0.4941 1.47 0.56 3.86 0.4383 Log peak mixed chemical -0.0925 0.1678 0.91 0.66 1.27 0.5814 Chemical Soluble Intercepts 0.9835 0.3085 0.0014 Glu71 -1.1802 0.4498 0.31 0.13 0.74 0.0087 Chemical Soluble -1.3302 0.8847 0.26 0.05 1.50 0.1327 Log cum soluble 0.2456 0.3013 1.28 0.71 2.31 0.4150 Peak Soluble Intercepts 0.9813 0.3055 0.0013 Glu71 -1.1184 0.4426 0.33 0.14 0.78 0.0115 Peak Soluble -1.0305 0.7326 0.36 0.08 1.50 0.1596 Log Peak Soluble 0.1629 0.4965 1.18 0.44 3.11 0.7428 We conducted similar analysis in individuals with glutamine 69 positive and found similar result as seen in Tale 25. There were no significant association found between the type of exposure and development of CBD compared to BeS on subjects positive for Glutamine 69 (Table 25). 50 Table 25. Unconditional Logistic Regression Comparing CBD and BeS by Type of Exposure with Hockey Stick Analysis among Glutamine 69 Positive Individuals Coeffici Standar 95% Confidence Variable OR P Value ent d Error Interval Mean Mixed Chemical Intercepts 0.4445 0.3822 0.2448 Glutamine 71 -0.6531 0.5139 0.52 0.19 1.42 0.2037 Mean mixed chemical 0.6029 0.4732 1.83 0.72 4.62 0.2027 Log mixed chemical -0.1800 0.1385 0.84 0.64 1.10 0.1939 Peak Mixed Chemical Intercepts 0.4600 0.3827 0.2293 Glu71 -0.6985 0.5136 0.50 0.18 1.36 0.1738 Peak Mixed Chemical 0.8010 0.5628 2.23 0.74 6.71 0.1547 Log peak mixed chemical -0.1767 0.1816 0.84 0.59 1.20 0.3305 Chemical Soluble Intercepts 1.0015 0.3130 0.0014 Glu71 -0.9636 0.5243 0.38 0.14 1.07 0.0661 Chemical Soluble -1.0539 0.8634 0.35 0.06 1.89 0.2222 Log cum soluble 0.0581 0.3350 1.06 0.55 2.04 0.8622 Peak Soluble Intercepts 1.0008 0.3129 0.0014 Glu71 -0.9617 0.5241 0.38 0.14 1.07 0.0665 Peak Soluble -1.0844 0.7570 0.34 0.08 1.49 0.1520 Log Peak Soluble 0.1427 0.4913 1.15 0.44 3.02 0.7715 51 CHAPTER V DISCUSSION Our results show the importance of glutamine 69 and glutamine 71 in the development of beryllium toxicity. Although there was no clear dose-response association of beryllium exposure for the development of CBD or BeS, we observed a trend of increasing peak levels and the prevalence of CBD and BeS in individuals with glutamine 69, although this difference was not statistically significant. There was no interaction between genetics and exposure levels observed in our analyses, but we did find that despite having the highest exposure, individuals without either the glutamine 69 or glutamine 71 polymorphisms remained healthy. Our analysis was conducted on one of the largest cohorts available for studying the effect of beryllium exposure and genetics, and consisted of 361 subjects. We found a significant difference in the proportion of individuals with glutamine 69 among CBD, BeS and controls (p value <0.0001) in which this gene were present in 91.8% of CBD cases and 78.1% of Bes compared to 39.0% in controls (Table 11). This result is consistent with previous studies that also showed a higher proportion of glutamine 69 positive individuals in CBD cases (56) followed by BeS, and the lowest proportion of glutamine 69 positive was found in controls.(58) We also found significant differences in homozygosity (p <0.0001) between CBD, BeS, and controls. Approximately 17.8% (10/56) of CBD and 28.1% (9/32) of BeS cases were homozygous compared to 16.8% (17/101) of controls. This higher proportion of homozygosity in BeS cases compared to controls is consistent with previous results.(58, 59) The importance of non-0201 alleles in the development of CBD and BeS had also been previously reported.(58,59) In our study, a higher proportion of 0201 negative alleles were found 52 in CBD and BeS cases compared to controls. Among those with HLA-DPB1Glu69, the highest proportion of non-0201 carrying individuals were found in CBD (50%) compared to BeS (46.8%) and controls (28.1%). This is also consistent with previous studies conducted by Wang et al who reported a higher proportion of non-0201 allele carriage among CBD, and control individuals (proportion respectively 84% and 32%).(58,59) The importance of glutamine 71 in beryllium toxicity, in accordance with a previous report on this cohort, was reconfirmed in this analysis.(63) The significantly higher proportion of glutamine 71 carrying individuals was found in BeS cases (48.8%) compared to CBD and controls (proportions respectively 26.2% and 23.2%). In further analyses we also found that all diseased individuals (CBD and BeS) had either or both glutamine 69 or glutamine 71 polymorphisms, compared to only 32.4% of controls. However, when we assessed the importance of glutamine 71 in the development of CBD and BeS among the HLA-DPB1Glu69 negative individuals we found no significant association (p value 0.9984) (Appendix 4). Consistent with a previous report on this cohort, the highest level of exposure was found in control individuals, followed by CBD and BeS.(28) On pairwise comparison, we found a significant difference between BeS and controls for cumulative mixed chemical exposure, peak mixed chemical exposure, and cumulative mixed physical exposure (Appendix 2). There were no significant differences in total exposure between CBD, BeS and controls, except for duration of work and cumulative exposure, (p value 0.0010; 0.0236; respectively). For different type of exposures we found significant difference for mixed chemical exposure (p = 0.0230) and all measures of mixed physical exposure (Table 9). The highest levels were found in controls, followed by CBD and BeS (Table 9). On pairwise comparison, the significant differences were 53 only found among BeS and controls for duration, cumulative mixed physical exposure, and peak mixed physical exposure (Appendix 3). Observing higher exposure in controls, it is unlikely that a policy to move diseased workers from exposed areas is responsible for the higher level of exposures that were found in controls, because the diagnosis of CBD and BeS was generally made many years or even decades after the worker had left the Plant and the exposure had ceased. Following the findings from the previous report on this cohort, we also hypothesized that host factors, i.e. genetic susceptibility might explain these findings.(28) To assess the importance of genetic susceptibility in the development of CBD and BeS we ran separate conditional logistic regression analyses on CBD and their controls and on BeS and their controls. Univariable conditional logistic regression showed a significant association of glutamine 69 with the development of CBD (Table 12 and Appendix 5) with a crude odds ratio of 27.0 (95% CI 6.5-112.6). When considering allele type we found that, consistent with the previous report, non0201 carriage has a higher risk for developing CBD (OR for non-0201 carrier was 35.02 and 95% CI 7.96-154.01, OR for 0201 carrier was 20.32 and 95% CI 4.63 – 89.24) as shown on table 12. This result is consistent with previous findings that showed the importance of glutamine 69 in the development of CBD especially the non-0201 carriage.(60,62,63) We did not find a significant effect of other demographic, genetics, or exposure variables with the development of CBD. When adjusted for log cumulative exposure in the model, the OR for glutamine 69 was 27.52 (95% CI 6.56-115.35). Univariable analysis of BeS and their controls (41 BeS and 104 controls) found that in addition to HLA-DPB1glu69, glutamine 71 also showed a significant association (respectively 54 OR for glutamine 69 is 6.32 with 95% CI 2.54-15.71; OR for glutamine 71 2.72 with 95% CI 1.28-5.77). In multivariable regression analyses adjusted for log cumulative exposure, glutamine 69 and glutamine 71 remain the two significant predictors with Odds Ratios of 7.08 (95% CI 2.59-19.35) and 2.54 (95% CI 1.06-6.12), respectively. A previous study has also linked glutamine 69 as a significant predictor for BeS (15,16,59) but to the best of our knowledge glutamine 71 significance was only recently reported from the previous study of this same study population from two facilities in eastern Pennsylvania.(63) When considering allele type, we found that individuals with non-0201 alleles had higher OR compared to those with 0201 alleles (OR 24.45; 95% CI 5.22-114.45 and OR 4.79; 95% CI 1.57-14.64 respectively). Contrasting non-0201 carriage with 0201 carriage, we found a significant difference on OR (p=0.0170) where individuals who carry non-0201 alleles had higher risk compared to those with 0201 alleles (OR4.71; 95% CI = 1.32-16.77). This result corroborates Van Dyke et al who also reported a higher odds ratio for non-0201 carriers compared to 0201-carriers.(15,16) We did not observe a dose-response association and genetic-exposure interaction in the development of CBD and BeS such as that which was reported by Van Dyke et al.(15) Our analyses showed that exposure did not have a significant association with development of beryllium toxicity on univariable and multivariable models, and did not show a significant interaction with genetic characteristics on our multivariable model. When we categorized exposure into quartiles, similar to how analyses were conducted by Van Dyke et al, we still did not find a significant association (Appendix 8). Further analyses using algorithms to define individuals who possibly had high cumulative exposure but never had high peak exposure, or 55 between individuals with high peak exposure but who maintained a lower cumulative exposure found no significant associations (Appendix 9). We explored whether different exposure measurement categorization methods between our study and the Van Dyke et al study might explain the differences in results between our study and Van Dyke et al. Our exposure metrics were based on job personnel records and collected well before medical examinations were conducted to determine disease status, which would have minimized recall bias. For this cohort, we calculated and assigned cumulative, mean, and peak exposure for each individual based on their actual job history from company records and actual exposure data from workplace industrial hygiene reports where beryllium exposures in the plant were measured over different time periods. In contrast, Van Dyke assigned exposures based on personal interview of job history after completion of the medical examination which might introduce bias and potential exposure misclassification.(15,28) Although it is unlikely that study methodology greatly influenced these differences, it is important to note that we also used a different control selection method compared to Van Dyke. We assigned controls through exact matching based on gender, Plant, and year of birth, while Van Dyke and colleagues assigned controls through frequency matching based on gender, race, work status, and decade of hire.(15,16) Van Dyke et al also reported finding a genetic-exposure interaction in the development of CBD and BeS.(15) Although we found no significant association of exposure with disease development and no significant genetic and exposure interactions on our multivariable model, we did find HLA-DPB1Glu69 has a role in explaining why exposure is higher in controls compared to cases. Our analysis showed that individuals who were negative for HLADPB1Glu69 had a significantly higher cumulative exposure than controls that carried the HLA56 DPB1Glu69 gene, although this finding was not statistically significant. This result showed that the absence of this susceptibility gene is protective for beryllium toxicity despite the significantly higher cumulative exposure. We further investigated whether non-0201 alleles of HLA-DPB1glu69 influence this association. Our analysis showed that control individuals with non-0201 alleles had higher exposures than those with 0201 alleles. This result shows that non-0201 alleles, which are associated with increased susceptibility for beryllium toxicity, cannot explain why these control individuals would remain healthy. If non-0201 alleles had an important role, the average exposure would have been expected to be lower in non-0201 carriers than those with 0201 carriers. We did not find any significant difference of exposure between non-0201 and 0201 carrying individuals among CBD and BeS (Table 18). Although we did not observe a clear dose-response association in our multivariable model, our analyses showed that among those positive for glutamine 69 there was a trend suggesting a dose-response in regards to peak exposure although the trend was not statistically significant. Previous reports have suggested the importance of the type of beryllium exposure in the development of CBD and BeS, as well as progression to CBD in sensitized individuals.(5,11) We found significant differences in cumulative mixed chemical exposure and cumulative, mean, as well as peak mixed physical exposure, but the highest exposures were found in controls, followed by CBD and BeS (Table 8). These analyses however, were conducted among all individuals regardless of beryllium susceptibility. To have better comparable groups by taking genetic susceptibility into account, we analyzed the difference of exposure level and exposure type between CBD, BeS and control groups only in individuals with Glutamine 69 (Table 19). 57 We found no significant difference; however, for some exposures i.e. peak exposure, peak chemical mix, and peak soluble, we did find that CBD individuals had the highest level of exposure compared to BeS and controls, which would suggest a dose-response association (Table 19). With further analyses using the hockey stick method for coding exposure, we only found a significant effect of log mixed chemical exposure in the development of BeS but did not find any significant association for other types of exposure (Table 22). This suggests that for people who had a detectable level of exposure, an increase in mean mixed chemical exposure will increase the likelihood of the development of BeS (OR 1.5 95% CI 1.1-2.2; p value = 0.0171). We did not observe this effect when analyses were run only for susceptible individuals (Table 23). Our study also aimed to evaluate factors that influenced the development of CBD from BeS. Using unconditional logistic regression we found that the glutamine 71 gene has a protective effect on the development of CBD (OR 0.38, 95% CI 0.16-0.087), adjusted for log cumulative exposure. This result should be interpreted cautiously and further research is still needed to determine whether the presence of glutamine 71 is truly protective against CBD in sensitized individuals, and what mechanism is involved. Previous studies have proposed that duration of exposure or genetic factors, including homozygosity of HLA-DPB1Glu69 (61), are linked to this progression.(20,21,23,28) In our study, we found that homozygosity or exposure was not a predictor for disease severity or the development of CBD (Appendix 7). There have only been a few studies on the interaction of genetics and exposure on the development of beryllium toxicity. The strength of our study is the availability of specific 58 measurements of beryllium exposure, which included cumulative, mean, and peak exposure as well as different types (i.e., chemical, physical) of beryllium exposures. We also assessed several genes potentially involved in the mechanism of beryllium toxicity, using a relatively large study population with an exact matched case-control design. A possible limitation of our study includes potential measurement error of exposure which could influence our results, as either over- or under-estimating exposures for various jobs or departments over time. It is unlikely that recall bias of job history would influence our imputation and assigned exposure measurements, because we used personnel records to assess job history and these records were accessed independently of case determination (medical examination). One further potential exposure bias was that our study did not assess the possibility of exposure pathways beyond airway exposure. In particular, skin exposure was not able to be assessed for this study. Another limitation of our study was the potential differences between the two facilities. Our analyses showed that Plant 2 had significantly higher cumulative, mean, and peak exposure (Table 6) compared to Plant 1 (p value 0.0094, 0.0005, and <0.0001 respectively). The mean 3 3 exposure in Plant 2 (23.20 µg/m ) was also higher than the permissible limit of 2 µg/m (49). A significant difference was also seen in the type of exposure, in which Plant 2 had significantly higher chemical exposure compared to Plant 1 but there was no significant difference in physical exposure (Table 6). This difference in type of exposure suggests that each Plant had a different industrial environment. Different lengths of time during which each Plant was in operation as well as decade of operation between the two facilities might explain this difference. Plant 2 was open longer and earlier, from 1935-2000, while Plant 1 was open from 1958 to 1978.(63) The 59 longer duration and earlier starting of operations at Plant 2 might contribute to the different exposure characteristics and exposure levels found between the two facilities. Further, the recommended level of beryllium exposure for workplaces was not implemented until after cases of acute beryllium toxicity were reported in late 1950s.(3) Despite these differences, our study design did match cases with controls within each plant, so any results would presumably control for confounding due to which plant an individual worked. Our findings on the importance of genetic susceptibility of HLA-DPB1Glu69 in the development of CBD and BeS corroborate previous reports. In addition, we also found that glutamine 71 is important in the development of BeS and decreasing the risk of progressing from BeS to CBD. Our results also showed that either one or both genes were present in all cases of BeS and CBD. The significance of glutamine 71 in the development of beryllium toxicity especially in the absence of glutamine 69, as well as the role of this gene in decreasing the risk of progressing from CBD to BeS, warrants further research. Our results also imply that there are other factors contributing to the development of CBD and BeS as well as progression of CBD from BeS other than the magnitude and type of exposure, as well as glutamine 69 and glutamine 71 polymorphisms. These factors might influence the interaction of exposure and genetics, which might explain the lack of a doseresponse effect of beryllium even in susceptible individuals in our cohort. It has been proposed that it is not only the genetic susceptibility that plays an important role in the development of beryllium toxicity, but also the local environment of the epitopes.(63) Studying the local environment of additional polymorphisms might be important to understand exposure-genetic interaction in the development of beryllium toxicity. 60 CHAPTER VI CONCLUSION From our study we found that HLA-DPB1Glu69 increased the risk of Chronic Beryllium Disease (adjusted OR 27.52; 95% CI 6.56-115.35). Individuals with HLA-DPB1Glu69 non-0201 alleles, had a higher OR compared to those with 0201 alleles (adjusted OR 36.09 95% CI 8.15159.95 and 20.56 95% CI 4.66-90.69 respectively). HLA-DPB1Glu69 was also significantly associated with development of Beryllium Sensitization (adjusted OR 7.08; 95% CI 2.59-19.35), and among these beryllium sensitized workers, the individuals with non-0201 alleles also had higher ORs compared to 0201 alleles (adjusted OR 24.45; 95% CI 5.22-114.45 and 4.80; 95% CI 1.57-14.64 respectively). In addition to Glutamine 69, Glutamine 71 also significantly increased the risk of development of Beryllium Sensitization (adjusted OR 2.54; 95% CI 1.06-6.12). However, Glutamine 71 was protective for CBD among BeS and CBD subjects (adjusted OR 0.38, 95% CI 0.16-0.87). Further study is needed to examine the role of Glutamine 71 in the development of CBD and BeS and in the progression to CBD from BeS. Although our results show no clear dose-response association between the magnitude and type of exposure and beryllium toxicity, we found that the control individuals with the highest exposure are those who do not have the HLA-DPB1Glu69 polymorphism and presumably remain healthy because they are not genetically susceptible. Further work to explore other polymorphisms for an exposure genetic interaction is needed to determine if controlling for these additional polymorphisms will elucidate a dose-response. 61 APPENDICES 62 Appendix 1. Distribution of Cumulative Exposure and Log Cumulative Exposure Distribution of Cumulative Exposure Figure 4. Distribution of Cumulative Exposure Distribution of Cumulative Exposure 500 400 300 Percent a. 200 100 0 0 4000 8000 12000 16000 Cumulative Exposure Curves – Normal (Mu=599.55 Sigma=1850) – Kernel (c=0.79) 63 20000 Distribution of Log Cumulative Exposure Figure 5. Distribution of Log Cumulative Exposure Distribution of Log Cumulative Exposure 25 20 Percent b. 15 10 5 0 -4.8 -2.4 -2.4 0.0 2.4 4.8 7.2 9.6 Log Cumulative Exposure Curves – Normal (Mu=4.3599 Sigma=2.1547 – Kernel (c=0.79) 64 12.0 Appendix 2. Wilcoxon Two Sample Test for Difference of Exposure in Plant 1 Table 26. Wilcoxon Two Sample Test for Difference of Exposure in Plant 1 Average Level P Value Exposure* CBD BeS Control CBD vs. CBD vs. BeS vs. N=28 N=23 N=133 BeS Control Control Duration In Years 8.73 5.22 9.20 0.3203 0.4886 0.0202 Total Exposure Cumulative 118.72 77.66 162.39 0.2764 0.3066 0.0256 Log Cumulative 3.86 3.25 4.20 0.2764 0.3066 0.0256 Mean 1.42 1.53 1.69 0.7548 0.3872 0.1910 Peak 2.63 2.90 3.71 0.9773 0.2826 0.0407 Type of Exposures Chemical Mix Cumulative 20.93 9.51 50.20 0.5689 0.0663 0.0030** Mean 0.28 0.37 0.48 0.9059 0.0698 0.0567 Peak 1.09 1.09 1.68 0.8987 0.2270 0.0127** Physical Mix Cumulative 20.59 7.65 45.72 0.6313 0.0531 0.0024** Mean 0.25 0.32 0.46 0.9652 0.0451 0.0327 Peak 0.99 1.09 1.64 0.9315 0.1305 0.0181 3 *) Total exposures and different type of exposures were each measured in µg-year/m unit 3 3 for cumulative exposure, in µg/m for mean exposure, and in µg/m for peak exposure Comparison was obtained using Kruskal Wallis non parametric test **) with Bonferroni correction for multiple comparison in Wilcoxon two sample test, difference of mean is significant at < 0.0167 level 65 Appendix 3. Wilcoxon Two Sample Test for Difference of Exposure in All Subjects Table 27. Wilcoxon Two Sample Test for Difference of Exposure in All Subjects Exposure Level P Value CBD BeS Control CBD CBD BeS vs. Exposure* N=61 N=41 N=259 vs. BeS vs. Control Control Duration (Years) 8.89 5.49 12.19 0.1017 0.0922 0.0009** Cumulative 291.40 145.54 743.99 0.2932 0.1636 0.0187 Log cumexp 4.13 3.60 4.53 0.2932 0.1636 0.0187 Chemical Mix Cumulative 199.76 69.54 547.65 0.2904 0.1111 0.0375 Physical mix Cumulative 49.81 31.29 198.92 0.3678 0.0193 0.0020** Mean 0.97 2.79 1.84 0.7452 0.1188 0.0209 Peak 4.77 5.65 8.06 0.6463 0.0479 0.0071** 3 *) Total exposures and different type of exposures were each measured in µg-year/m unit for 3 3 cumulative exposure, in µg/m for mean exposure, and in µg/m for peak exposure Comparison was obtained using Kruskal Wallis non parametric test **) with Bonferroni correction for multiple comparison in Wilcoxon two sample test, difference of mean is significant at < 0.0167 level 66 Appendix 4. Proportion of Glutamine 69 and Glutamine 71 Positive Individuals by Disease State and the Importance of Glutamine 71 in the Absence of Glutamine 69 a. Proportion of Glutamine 69 and Glutamine 71 Positive Individuals by Disease State Table 28. Proportion of Glutamine 69 and Glutamine 71 Positive Individuals by Disease State Outcome (N, %) Glutamine 69 and Glutamine 71 Negative Either Both Total CBD 0 (0) 50 (81.97) 11 (18.03) 61 BeS 0 (0) 30 (73.17) 11 (26.83) 41 Control 128 (49.4) 101 (39.0) 30 (11.6) 259 Total 128 (35.5_ 181 (50.2) 52 (14.3) 361 b. The Importance of Glutamine 71 in the Absence of Glutamine 69 Testing the hypothesis that Glutamine 71 influences the development of CBD and BeS in the absence of Glutamine 69, the convergence is not reached for CBD and control and CBD and BeS. For BeS and Control Table 29. Effect of Glutamine 71 in the Absence of Glutamine 69 Parameter DF Estimate Standard Wald Pr > ChiSq Error Chi-Square Glutamine 71 1 20.5517 10261.2 0.0000 0.9984 67 Appendix 5. Univariable Conditional Logistic Regression for Development of CBD Table 30. Univariable Conditional Logistic Regression for Development of CBD 95%CI Wald Variable LR test Score T OR test L U Smoking (Current vs. never) 1.022 0.395 2.645 Ex vs. never 0.9794 0.9792 0.9792 0.966 0.484 1.927 Unknown vs. never 0.834 0.198 3.525 Race (Black vs. white) <0.001 <0.001 >999.9 0.2813 0.4733 0.9999 No answer vs. white <0.001 <0.001 >999.9 Age 0.4609 0.4933 0.4974 1.086 0.884 1.334 Glu69 <0.001 <0.0001 <0.0001 27.030 6.491 112.561 Ser13 0.4203 0.4224 0.4233 1.180 0.647 2.151 Tyr26 0.4424 0.4462 0.4494 0.705 0.320 1.550 His32 0.4781 0.4774 0.4780 1.171 0.652 2.105 Arg74 0.6760 0.6782 0.6764 0.803 0.362 1.783 Ser11 0.1628 0.1689 0.1718 1.433 0.750 2.738 Phe47 0.9857 0.9857 0.9857 0.915 0.461 1.816 Asp37 0.4938 0.4965 0.4971 0.760 0.404 1.427 Glu71 0.5515 0.5477 0.5483 1.281 0.663 2.476 Homozygosity (heterozygous) 26.519 6.325 111.193 <0.0001 <0.0001 <0.0001 Homozygous 30.267 5.809 157.687 Peak exposure 0.1655 0.3604 0.3118 0.994 0.983 1.005 Cum exposure 0.0377 0.0947 0.1083 1.000 0.999 1.000 Log CEMEX 0.3299 0.3265 0.3286 0.930 0.804 1.076 Mean Exposure 0.9514 0.9512 0.9513 1.000 0.983 1.018 Cum Chemical mix 0.0581 0.1455 0.1385 1.000 0.999 1.000 Mean chemical mix 0.8789 0.8796 0.8796 0.999 0.982 1.016 Peak Chemical mix 0.1609 0.3650 0.2983 0.994 0.982 1.005 Cum Chemical N 0.4356 0.4739 0.4944 1.000 0.998 1.001 Mean Chemical NS 0.6883 0.6814 0.6851 1.019 0.930 1.118 Peak Chemical NS 0.4544 0.4617 0.4738 0.987 0.954 1.021 Cum Chemical sol 0.0603 0.2023 0.3101 0.996 0.988 1.004 Mean Chemical sol 0.2428 0.3049 0.3481 0.766 0.440 1.336 Peak Chemical sol 0.2443 0.2873 0.3260 0.989 0.968 1.011 Cum physical mix 0.0074 0.1070 0.0562 0.998 0.996 1.000 Mean physical mix 0.2550 0.3256 0.3815 0.973 0.916 1.034 Peak physical mix 0.1285 0.1493 0.1641 0.987 0.969 1.005 Cum physical dust 0.3337 0.3660 0.3822 1.000 0.999 1.000 Mean physical dust 0.8061 0.8078 0.8081 0.997 0.973 1.022 Peak physical dust 0.0505 0.3196 0.1421 0.987 0.969 1.004 Cum physical fume 0.2948 0.4224 0.4581 1.000 0.999 1.000 Mean physical fume 0.3687 0.3338 0.3742 1.012 0.985 1.040 Peak physical fume 0.6675 0.6712 0.6721 0.997 0.984 1.011 68 Appendix 6. Univariable Conditional Logistic Regression for Development of BeS Table 31. Univariable Conditional Logistic Regression for Development of BeS 95%CI Score Wald Variable LR test OR test test L U Smoking (Current vs. never) 0.698 0.213 2.282 Ex vs. never 0.3305 0.3806 0.4237 0.626 0.270 1.450 Unknown vs. never 0.204 0.024 1.711 Race (Black vs. white) 2.000 0.125 31.97 0.2222 0.1969 0.8868 No answer vs. white 1.060 0.926 1.213 Age 0.3161 0.3678 0.3994 Glu69 <0.0001 <0.0001 <0.0001 6.315 2.539 15.71 Ser13 0.5260 0.5290 0.5297 1.292 0.581 2.872 Tyr26 0.5764 0.5831 0.5842 0.746 0.260 2.134 His32 0.8622 0.8623 0.8623 0.942 0.477 1.860 Arg74 0.5764 0.5831 0.5842 0.746 0.260 2.134 Ser11 0.3651 0.3704 0.3722 1.490 0.620 3.579 Phe47 0.9443 0.9443 0.9443 1.030 0.452 2.346 Asp37 0.3652 0.3631 0.3645 1.387 0.684 2.811 Glu71 0.0316 0.0297 0.0331 2.231 1.067 4.666 Homozygous (heterozygous) 5.614 2.153 14.63 <0.0001 <0.0001 <0.0001 Homozygous 8.987 2.600 31.06 Peak exposure 0.2033 0.3175 0.3810 0.993 0.978 1.008 Cum exposure 0.0070 0.0766 0.1068 0.999 0.997 1.000 Log Cum exposure 0.0081 0.0086 0.0118 0.756 0.608 0.940 Mean Exposure 0.6608 0.6560 0.6577 1.006 0.980 1.033 Cum Chemical mix 0.0251 0.1198 0.2658 0.999 0.997 1.001 Mean chemical mix 0.4825 0.4782 0.4847 1.009 0.983 1.036 Peak Chemical mix 0.9969 0.9969 0.9699 0.994 0.979 1.008 Cum Chemical NS 0.1577 0.2529 0.2493 0.999 0.996 1.001 Mean Chemical NS 0.8734 0.8759 0.8762 0.992 0.891 1.104 Peak Chemical NS 0.6766 0.6818 0.6835 0.951 0.871 1.037 Cum Chemical sol 0.0510 0.2907 0.2621 0.985 0.960 1.011 Mean Chemical sol 0.5014 0.5862 0.6954 0.961 0.787 1.173 Peak Chemical sol 0.0145 0.2530 0.1379 0.949 0.730 1.233 Cum physical mix 0.0623 0.2267 0.2750 0.998 0.993 1.002 Mean physical mix 0.2184 0.2094 0.3098 1.034 0.969 1.103 Peak physical mix 0.2140 0.3235 0.3854 1.000 0.979 1.022 Cum physical dust 0.1513 0.2147 0.2570 0.999 0.998 1.001 Mean physical dust 0.8720 0.8720 0.8721 1.002 0.977 1.028 Peak physical dust 0.1749 0.2792 0.2551 0.996 0.978 1.015 Cum physical fume 0.0139 0.1502 0.2490 0.994 0.984 1.004 Mean physical fume 0.0633 0.1473 0.2446 0.801 0.552 1.164 Peak physical fume 0.4268 0.5432 0.6931 0.945 0.877 1.018 69 Appendix 7. Univariable Unconditional Logistic Regression for Progression of BeS to CBD Table 32. Univariable Unconditional Logistic Regression Comparing CBD and BeS Variable LR test Score test Wald test Smoking status 0.7535 0.7606 0.7662 Race 0.1615 0.2274 0.9997 Age 0.7632 0.7632 0.7632 Glu69 0.0562 0.0542 0.0625 Ser13 0.2185 0.2220 0.2242 Tyr26 0.5216 0.5257 0.5272 His32 0.5663 0.5662 0.5664 Arg74 0.5216 0.5257 0.5272 Ser11 0.4568 0.4597 0.4607 Phe47 0.8544 0.8542 0.8542 Asp37 0.0618 0.0612 0.0632 Glu71yn 0.0257 0.0253 0.0270 Homozygous 0.0944 0.0922 0.1043 Peak exposure 0.5646 0.5696 0.5720 Cumulative exposure 0.1573 0.2038 0.2524 Mean exposure 0.8658 0.8664 0.8665 Cumulative chemical mix 0.1263 0.1987 0.2558 Mean Chemical mix 0.9942 0.9942 0.9942 Peak chemical mix 0.8231 0.8222 0.8225 Cumulative chemical non soluble 0.7046 0.7091 0.7114 Mean Chemical non soluble 0.9734 0.9735 0.9736 Peak chemical non soluble 0.7707 0.7696 0.7700 Cumulative chemical soluble 0.7261 0.7339 0.7396 Mean Chemical soluble 0.4355 0.4311 0.4410 Peak chemical soluble 0.0761 0.1351 0.2550 Cumulative physical mix 0.3953 0.4138 0.4281 Mean physical mix 0.2846 0.2929 0.3664 Peak physical mix 0.6679 0.6709 0.6721 Cumulative physical dust 0.4720 0.4902 0.5010 Mean physical dust 0.5921 0.5874 0.5900 Peak physical dust 0.7404 0.7468 0.7510 Cumulative physical fume 0.0716 0.1558 0.3349 Mean physical fume 0.2128 0.3680 0.5437 Peak physical fume 0.0761 0.1351 0.2550 70 Appendix 8. Development of CBD and BeS by Exposure Quartiles and Genetics a. Descriptive Analysis of Log Total Exposure Exposure Logcumexp Logmeanexp Logpeakexp b. Table 33. Descriptive Analysis of Log Total Exposure Mean 25th Pctl Median 75th Pctl Minimum Maximum 4.36 2.78 4.44 5.76 -2.63 9.92 0.62 -0.23 0.46 1.34 -3.82 4.88 1.39 0.30 1.20 2.08 -3.61 7.57 Multivariable Conditional Logistic Regression Using Quartiles of Log Exposure Table 34. Multivariable Conditional Logistic Regression Using Quartiles of Log Exposure Coeffici Standar 95% Confidence P Variable OR ent d Error Interval Value Development of CBD Glutamine 69 3.2800 0.7297 26.58 6.36 111.06 <.0001 logcumexpcat 1 vs. 0 -0.0817 0.5467 0.92 0.32 2.69 0.8813 logcumexpcat 2 vs. 0 0.1355 0.5218 1.15 0.41 3.18 0.7951 logcumexpcat 3 vs. 0 -0.2983 0.5434 0.74 0.26 2.15 0.5830 Development of BeS Glutamine 69 2.0587 0.5369 7.84 2.74 22.44 0.0001 Glutamine 71 0.9504 0.4500 2.59 1.07 6.25 0.0347 logcumexpcat 1 vs. 0 -0.4438 0.7317 0.64 0.15 2.69 0.5442 logcumexpcat 2 vs. 0 -0.1960 0.6002 0.82 0.25 2.67 0.7440 logcumexpcat 3 vs. 0 -1.2120 0.7370 0.30 0.07 1.26 0.1001 Progression of CBD from BeS Intercept 0.4927 0.4079 0.2270 Glutamine 71 -0.9724 0.4299 0.38 0.16 0.88 0.0237 logcumexpcat 1 vs. 0 0.4325 0.5523 1.54 0.52 4.55 0.4336 logcumexpcat 2 vs. 0 0.1895 0.5441 1.21 0.42 3.51 0.7276 logcumexpcat 3 vs. 0 0.6339 0.6684 1.89 0.51 6.99 0.3429 71 Appendix 9. Algorithm of Level of Exposure (Cumulative and Peak) by Median Value Table 35. Multivariable Conditional Logistic Regression Using Algorithm of Exposure Variable Coeffi Standard OR 95% Confidence P cient Error Interval Value CBD and Control Glutamine 69 logcumpeakcat3 1 vs. 0 logcumpeakcat3 2 vs. 0 logcumpeakcat3 3 vs. 0 logcumpeakcat3 4 vs. 0 logcumpeakcat3 5 vs. 0 logcumpeakcat3 6 vs. 0 logcumpeakcat3 7 vs. 0 BeS and Control Glutamine 69 Glutamine 71 logcumpeakcat3 1 vs. 0 logcumpeakcat3 2 vs. 0 logcumpeakcat3 3 vs. 0 logcumpeakcat3 4 vs. 0 logcumpeakcat3 5 vs. 0 logcumpeakcat3 6 vs. 0 logcumpeakcat3 7 vs. 0 CBD and BeS Intercept Glutamine 71 logcumpeakcat3 1 vs. 0 logcumpeakcat3 2 vs. 0 logcumpeakcat3 3 vs. 0 logcumpeakcat3 4 vs. 0 logcumpeakcat3 5 vs. 0 logcumpeakcat3 6 vs. 0 logcumpeakcat3 7 vs. 0 3.5721 2.6282 -0.034 0.0200 0.9753 -0.756 0.4616 -0.509 0.7786 1.7921 0.6435 0.8083 0.6680 0.7425 0.9357 0.6491 35.59 13.85 0.97 1.02 2.65 0.47 1.59 0.60 7.74 0.41 0.27 0.21 0.72 0.11 0.25 0.17 163.71 464.40 3.41 4.97 9.82 2.01 9.93 2.15 <.0001 0.1425 0.9576 0.9802 0.1443 0.3086 0.6218 0.4332 2.2418 1.0497 0.4400 0.3501 -0.843 -0.844 0.3887 -0.686 -1.115 0.5910 0.4754 1.2889 0.9119 0.9878 0.9571 0.7444 1.5123 0.8952 9.41 2.86 1.55 1.42 0.43 0.43 1.48 0.50 0.33 2.96 1.13 0.12 0.24 0.06 0.07 0.34 0.03 0.06 29.97 7.25 19.42 8.48 2.98 2.81 6.35 9.76 1.89 0.0001 0.0272 0.7328 0.7011 0.3934 0.3776 0.6016 0.6501 0.2126 0.5943 -1.131 -0.323 0.4588 0.2377 1.1500 -0.518 0.8427 0.5171 0.4454 0.4572 1.1093 0.6421 0.8355 0.8065 0.6636 1.2555 0.7539 0.32 0.72 1.58 1.27 3.16 0.60 2.32 1.68 0.13 0.08 0.45 0.25 0.65 0.16 0.20 0.38 0.79 6.37 5.57 6.52 15.34 2.19 27.21 7.35 0.1821 0.0134 0.7711 0.4749 0.7761 0.1539 0.4346 0.5021 0.4927 72 REFERENCES 73 REFERENCES 1. 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