THE THEORY 0F “NEWER? E MQORE Thasis for ‘the Dagzeo of M. A. MICHlGAN STATE UNSV’ERSITY Am Warren Baker 1964 THESIS LIBRARY Michigan State University THE THEORY OF WILBERT E. MOORE BY Ann Warren Baker A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF ARTS Department of Sociology and Anthropology 1964 m‘ 9-4.3 TABLE OF CONTENTS Chapter Page I. INTRODUCTION. 0 O O O O O O O O O O O O O O O O 1 Background and Contributions of Wilbert E. Moore. . . . . . . . . . . . . . . . . . . l Processually Articulated Structural Model . 7 II. ELEMENTS AND PROCESSES. . . . . . . . . . . . . 10 Knowing . . . . . . . . . . . . . . . . . . 10 Feeling . . . . . . . . . . . . . . . . . . l7 Achieving . . . . . . . . . . . . . . . . . 28 Norming . . . . . . . . . . . . . . . . . . 38 Dividing the Functions. . . . . . . . . . . Sl Ranking . . . . . . . . . . . . . . . . . . S7 Controlling . . . . . . . . . . . . . . . . 67 Sanctioning . . . . . . . . . . . . . . . . 80 Facilitating. . . . . . . . . . . . . . . . 83 III. COMPREHENSIVE OR MASTER PROCESSES . . . . . . . 89 Communication . . . . . . . . . . . . . . . 89 Boundary Maintenance. . . . . . . . . . . . 90 Systemic Linkage. . . . . . . . . . . . . . 93 Institutionalization. . . . . . . . . . . 101 SoCialization . . . . . . . . . . . . . . 104 SOCialcontr01oooooo0000.00. 106 Chapter Page IV. CONDITIONS OF SOCIAL ACTION . . . . . . . . . . 109 A. Territoriality. . . . . . . . . . . . . 109 B. Size. . . . . . . . . . . . . . . . . . 111 C. Time. . . . . . . . . . . . . . . . . . 115 V. SOCIAL CHANGE . . . . . . . . . . . . . . . . . 119 VI. CONCLUSION. . . . . . . . . . . . . . . . . . . 127 BIBLIOGRAPHY. O O O O O O O O O O O O O C O O O O O O O l 29 ACKNOWLEDGMENTS I can never hope to acknowledge adequately the debt owed my parents. It is they who led me into this academic field by stimulating and encouraging an insatiable curiosity in the world I have seen and the more remote parts of the world I hope to see. The teachers at Michigan State University who are giving me the knowledge and tools with which to understand this world deserve more than the line of credit space per- mits. In particular I wish to express appreciation to my committee chairman, Dr. Charles P. Loomis, and committee members, Dr. William Form and Dr. James McKee, whose com- ments and suggestions were of great help in writing this thesis. A special note of appreciation goes to Drs. John and Ruth Useem whose patience and encouragement cannot be forgotten. In this effort it is perhaps Dr. Wilbert Moore him- self who deserves the most credit, for his contributions have been great to sociology--and to me. CHAPTER I INTRODUCTION W, E, Mgoggg Position and Cogtgibgtion Wilbert E. Moore's graduate training in sociology was at Harvard University; since 1943 he has been at Prince- ton University where he is a Professor and Research Associ- ate of the Office of PopulatiOn Research. Much of his so- ciological writing is based on his research on postwar eco- nomic and demographic problems of Eastern and Southern Eur- ope, prospects for international migration, and on modes of labor recruitment in developing areas. Moore has contributed greatly to sociology by his research and writings in the areas of industrial sociology, demography, social stratification, economic development, and general theory. Particularly in his more recent works, Moore has shown interest in understanding the problems and processes of social change. Sociology, according to Moore, is the "science of social relationships (structure), the consequences (func- tions) of those relationships for ongoing social systems, and the processes of social change." (42, 207) This struc- tural-functional viewpoint may be seen throughout his writ- ing. He finds this method of analysis useful in comparing Y \ societies, for starting with elements, values, human acts, rules, goals, etc., common to all societies, creates aware- ness of patterns relating the functions. The functional approach, he points out, is not restricted to searching for universals of societal structures, for functions are consequences of patterns of action. On the other hand, the danger of becoming overly specific should also be avoided; one should not attempt a theory to account for all instances. A theory of labor organization, for example, should account for various stages of development as seen in different cul- tures, but not for all unique situations or productive sys- tems, including those of exotic tribes. Functional analysis must distinguish universally necessary elements of structure from those necessary to a given society. A single, universal explanation of human behavior is unlikely to be discovered since the functional inter- dependence of social organization is looser and more flex- ible than either a biological organism or mechanical model. The principle of ”structural substitutability" indicates that there is usually a range of alternatives of explana- tions--it doesn't allow for a general theory of behavior. Some structures may have to be seen as the consequence of a unique "historical accident.” Structural functional analysis has been charged with being static, and Moore feels this has been so. By his in- terest in social change and extensive treatment of it he indicates that he does not feel it need produce a static view of social structure. All sciences first developed as static descriptive sciences. The dynamic dimension of an- alysis requires more knowledge of cause and effect sequences, for instance, of "sequential connections between primal cause-~industrialization—-and ultimate effect--a modernized society." (65, 93) Moore points to demography as a dynamic aspect of the study of social organization, for the constantly changing demographic status of a society has many implica— tions for changing social organization. It is the functional equilibrium model regarding change as an external accident, not the whole idea of functional analysis, that needs be changed, he feels. What is needed, according to Moore, is a functional model to account for inconsistencies and strains, uncertainty and tension, intervention and evolution in the system. While Parsons, for instance, treats continuous change as a condi- tion, Moore wants to study that condition for its own sake rather than as a background for other processes; he considers tendency to change an intrinsic part of society, not simply the influence of contact with the West. In studying social change Moore frequently uses the subsystem as a unit of ob- servation. It has a wide range--from socialized individual (the personality system) to communities—-and is always a concrete rather than an analytical system. Subsystems, such as power structure, are found in all societies. In general, Moore stresses the need for more compar- ative studies, particularly of industrialization, but also recognizes problems in such studies. One of the major prob- lems is the difficulty of reducing qualitative differences to quantitative terms for analysis and statistical work; for example, it is difficult to find a single quantitative index capable of comparing social stratification in Japan and India with Brazil's open class system. Moore's contributions to sociology span several sub- fields. Only a few works, indicating his breadth of inter- ests, can be mentioned here. M Moore feels the integration of theories stemming from different sciences is an important step toward the understanding of social organization. While this may make research planning more difficult it aids theory development. He has made a step in this direction in.§§gnggy_ggg_§ggtgtx (35), relating theories of economics and sociology. He has also worked toward integration of theories developed in dif- ferent parts of the world, writing on the state of sociology in America as well as reviewing theories from abroad (Argen- tina and Italy). Theoretical emphasis in his more recent writings has been on structures of social change. W In W (14). ./ one of Moore's earliest and best known books, he attempts to show the relation between the structure of industry and the society within which it is located, the functioning of the industrial structure as a whole. He calls this a book of "applied sociology," meaning the application of sociolog- ical principles to the analysis of a set of concrete social relationships. In articles Moore deals with various aspects of industrial society: unions, management, aged, and con- flicts in industrial organization. .QSEQQEEEEX Moore has placed emphasis in this field of inquiry on aspects related to industrialization and economic change. Many of the earlier articles dealt with migration; later he emphasized the concept and nature of the labor force. W W is an excellent example of Moore's use of structural functional analysis. He mod- ified this approach "to incorporate analysis of motivation as a dynamic element in the system, particularly in view of the stresses and strains inherent in any concrete system, and accentuated by the presentation of new alternatives.” (28, 300) This book presents the cross-cultural approach he advocates, as do two books he has jointly edited,'§§Qngm;g W (38) and W W- (57) The two major emphases found in Moore's articles on economic development are an analysis of the industrial- ization process through a convergence of economic and socio- logical theory, and consideration of labor commitment. We Moore's writing in this field came early in his ca- reer and is limited compared to the others. Several of these articles are of historical interest, dealing with slave law, ante-bellum (Civil War) stratification, and aspects of Amer- ican socialist theory. Before continuing, it would be wise to define one key term which Moore uses in discussing social change and industrialization,'nggt_ggmmitg§at, This is the acceptance and performance of behavior appropriate to new social forms, the industrial way of life in particular. This involves actions and norms appropriate to varieties of social forms and contexts (19§i_g£_sgmmitmgnt) acquired through varieties of sequential socialization via‘gggn§i§§_gfi_ggpggg;g. (57, 9) The underlined terms, important to the understanding of com- mitment, are also basic to Moore's theory and his treatment of it. The concept of committed labor is important for eco- nomic development both theoretically and practically, since those committed to the new way of life need less supervision, are more reliable in crises, and behave in a more predict- able manner. o I a i .I\ I I o C I ¥ I .. 4 - r , . . . o a V .\ o J O ‘ a, . . _ . I e _ . ., . o . . _ I /rl\ . v . . . ., . D / y s o a I . _ n . . o I — . _ , n .\ _ \./ _ v a P\ M -\ . . Sch Wilbert Moore's writings will be analyzed in terms of social elements and processes. These, along with the comprehensive processes and conditions of social action, are the units of analysis in the Processually Articulated Structural Model developed by Dr. Charles P. Loomis (PAS Model). If the reader is interested in what Moore has written on a particular subject he will not find that reviewed in a unit here, for demography, social structure, labor and such topics involving many elements and processes will be dealt with in several parts of the model. If, however, the reader is interested in Moore's ideas on social change, or the other aspects of interaction between individuals and societies, his search will be greatly facilitated by this presentation. In addition, Moore's views on these basic elements and processes can be readily compared with the views of other scientists who_have been analyzed in the PAS Model. The model has value as a comparative instrument because a given aspect of social structure or action is treated under one heading, despite the fact that various authors may con- ceptualize or name it in many different ways. As well as having utility for understanding converg- ences among sociological theorists, the PAS Model aids sys- tematization of a wide variety of research findings. In §9§;§;_§y§tgg§, Loomis illustrates how the PAS Model can I‘D be used to analyze societies ranging from the static Old Order Amish to societies in extreme change situations, as seen in disasters. That the dynamic aspects of social struc- ture are accounted for in the model is readily seen by the processes like tension management and decision making. Loomis presents the PAS Model saying that the inter- action basic to sociology is . . characterized by patterned social relations that display in their uniformities social 3;_m§gt§, articulated by social prgcesseg, the dynamics of which account for the emergence, maintenance, and change of sogial systems. (68, 1) An element is simply one of the constituent parts of some larger whole . . . [it] is the unit of analysis employed in explaining interaction from the point of view of a given discipline. An explanation of social interaction calls for the examination of the ele- ments of the social system. (68, 5) The elements that stand in a given relation to each other at a given moment do not remain in that relation . . . for any length of time. The processes mesh, stabi- lize, and alter the relations between the elements through time; they are the tools through which the social system may be understood as a dynamic func- tioning continuity-~a 'going concern'. . . . Regard- less of the diversity, each process is characterized by a consistent quality of regular and uniform se- quences and is distinguishable by virtue of its orderliness. The same orderliness is the essence of any social process through which transition from one social condition to another is accomplished. For the present purposes the social processes may be classified under two headings: the specialized elemental processes which articulate separate ele- ments and the comprehensive or master processes which articulate or involve several or all of the elements. . . . The structural-functional categories (section headings) are handy names by which any structural element and its particular functional process may be designated as a closely connected bundle of phenomena. (68, 6-7) As mentioned earlier, one concept or phenomenon may often be classifiable in several elements or processes. At times it was necessary to place such a concept arbitrarily in one rather than another category. In such instances the writer has tried to mention the heading under which a con- cept is actually discussed in each place it could have been included. An example of the difficulties of classifying some of Moore's ideas may be seen in the following quotation on attitudes, which are . . . tendencies to act in specified ways in spec- ified situations. Such tendencies to act involve both a gognitivg definition of the situation and an gfjggtgg§_explanation of the situation. Any behavior of interest necessarily involves,a£§ggt§yg_or gyglr components, at least ends and criteria of choice. (39, 164) The underlined are all elements in the PAS Model. Another difficulty in putting Moore's writing into the PAS Model was the problem of condensing the material applicable to a particular element or process to suitable size. During the last year Moore has come out with an entire book on each of two of the sections of this model, time (64) and W (65), as well as an article on society as a West system- (67) CHAPTER II THE ELEMENTS AND ELEMENTAL PROCESSES Ewing ief w s B One of the main themes in Moore's books is the idea that industrialization, the development of a factory system, cannot be considered inevitable. The framework of ideas, values, and knowledge necessary to maintain a social struc- ture must be considered not only in the recipient culture, but the industrial as well, and the interplay between the belief systems must be considered. Although Westerners often take the desirability of knowledge for granted, even in their own culture there is some ambivalence toward its value. This may be seen in statements of negative evalua- tion such as ”ignorance is bliss," and "what I don't know can't hurt me.“ (21, 787) In the West knowledge is usually taken to mean ra- tional knowledge. Although rational thinking is not as basic to preindustrial or industrial societies, it does exist. The greater part of beliefs basic to preindustrial societies may not be scientifically rational, but they have an equally powerful effect on behavior. In our society, for instance, those who believe in the non-rational idea 10 11 of white supremacy, accept it, and act upon it, as a scien- tific fact. The reality of this type of belief and norm is usually reinforced by religious belief. Such non-rational beliefs, especially the supernatural, along with aesthetic aspects of culture, tend to be relatively immune to change forces affecting the rest of a culture, and are the last aspect to change. This is because they are not subject to rational calculation or experimental modification. Once, however, rationality has been accepted and institutionalized, institutionalization of change is inferred because the prob- lem solving approach strives to find a new and better way. Change starting in the more practical realms of culture may eventually affect the supernatural belief system. One of the greatest barriers to labor commitment is the adjustment of preindustrial people to the rational, scientific, Gesellschaft—type belief system characteristic of industrialized societies. Often people fail to realize this fundamental necessity of commitment, thinking that only short run performance of appropriate activity (such as work- ing at a machine in a factory) is all that is required. In the more developed societies, cognitive learning takes place in a formal, impersonal situation or institution. In Western society lessening of parental control over child- ren and increased equality of male and female roles are due partly to the accessibility of extra-familial sources of knowledge and skill. Most primitive societies, however, 12 sanction age and sex differences in knowledge and skills to maintain stability. Common orientations, such as minimum levels of cognitive consensus, are necessary for commitment to any kind of life, and are hard;for anyone to change. It is more difficult to convince people to accept new beliefs than new tools, and often a new form is adopted with no know- ledge of its use. Moore devotes an article to ignorance, discussing it in terms of its functions for social structure and action. (21) He posits the theorem that apart from the role of ultimate values and attitudes relative to them, perfect knowledge is itself im- possible, and an inherently impossible basis of social action and social relations. Put conversely, ignorance is both inescapable and an intrinsic ele- ment in social organization generally, although there are marked differences in the specific forms, degrees, and functions of ignorance in known social organizations. Perfect knowledge he defines as all knowledge ideally available to man in general, and not simply that which is believed available’ within any context of social action. Ignorance may refer to past, present or future conditions or events, as long as valid knowledge is conceiv- ably available. . . . ignorance is to be kept dis- tinct from 'error,' whether of fact or of logic, and from the act of ignggigg what is known. (21, 788) Ignorance, Moore feels, is not necessarily dysfunctional to a social system. Sometimes maintenance of a system depends on ignorance of outsiders. A nation may keep ahead of other nations by withholding from them knowledge on which their progress is based, as well as knowledge of its weaknesses. Ignorance of people in the system functions to /\ 13 preserve the position of the privileged, reinforce tradi- tions and values, preserve fair competition, preserve stereo- types, and give incentives appropriate to the system. Ignor- ance generally functions to keep a social system conserva- tive, and strengthens the group's esprit de corps, encourag- ing group rather than individual action. Those in power benefit from ignorance within the group since individuals kept from new ideas maintain rigid concepts of right and wrong. Moore illustrates this with the American Communist party which convinces members that the powers on high have the authority to make decisions on the basis of their know- ledge. Members are required to have faith that the party line thus set is best, even though established outside the American situation, thus not always seeming relevant. From this it can be seen that Moore doesn't agree with the idea that ignorance causes much of the instability in the modern world. Moore doesn't deny, however, that ignorance in its conservatism hinders social change. It is difficult to ac- cept alternative modes of production or social organization when the alternatives are unknown. When alternatives are apparent, their adoption is frequently hindered by lack of skills to pursue them. This lack of skills stems in part from the fact that education in less developed countries emphasizes clerical and literary proficiency rather than technical or manual. As knowledge of skills increases the 14 pattern of skill distribution changes considerably, as will be discussed under the element,,§§nk. v M a ° 5 a P o e s Attitude, according to Moore, determines an individ- ual's tendency to act. Cognitive definition of a situation is one of its main components. Moore describes in some de- tail the kind of cognitive mapping resorted to by Southern- ers in the United States to make slavery compatible with Christian ethics. (3) Ideologies rationalizing the dominance of a minority range from natural superiority to divine grace, both of which were called upon by the Southerners. As long as slaves were not Christian, they could be treated as things; difficulties in cognitive mapping arose when they converted to Christianity. They were then given enough legal status as persons to be brought to trial for crime, but not enough to press charges on crime against them or to enter legal contract. Slave owners held the slave trader and overseer for the institution of slavery. Somehow being party to the system did not imply as much guilt to them as organizing it. These means employed by slave owning Whites to ease their guilt feelings can also be considered examples of W or W- The question of slavery will also be discussed underlgygtggtign,since it involves a conflict of values. A common cognitive orientation is necessary to the cohesion and survival of a social system. In preindustrial 15 societies, where it is especially prevalent, this common pattern of cognitive mapping stems partly from education, but more from other socialization agencies, such as family, work, and market. Tradition, myth, and sentiment are the basic support of a common orientation. A rational world view, common in industrial socie- ties, is often taken as an indication of technical change. This approach questions tradition, myth, and sentiment, all of which hinder decision making. It assumes man's ability to control nature, thus to initiate purposive change. A rational world view, ”calculated control," can't simply be introduced into a preindustrial society; it presupposes rele- vant knowledge, reasonable certainty of relation between actions, and objectively verifiable results. Rational approach suggests that not only manipula— tion of the physical world, but people as well, is benefic- ial. Viewed in this way, mental health becomes a technical problem to be dealt with by adjustment techniques, rather than a religious problem as it is seen in preindustrial so- cieties. Thus, modern bureaucracies employ specialists in "social technology," i.e.: administrative and personnel experts, human relations and liaison men, etc. Rationality is basic to social organizations such as corporations. It is less basic to conflict groups such as unions which rely on sentiment, non-rational ideologies, to maintain support of rank and file membership. 16 Scientific writings have tended to emphasize the importance of rationalistic orientation in society. Two developments in sociology have served to reduce the impor- tance ascribed to this kind of knowledge and thought pattern- ing. One of these is the study of the function of magic, superstition, and ritual, in social organization, as pre- sented by Malinowski. The second is the distinction between irrational and non-rational orientations, and the realiza- tion of how important the ultimate values and attitudes to- ward them are to a society, as exemplified in Pareto and Parsons. (21, 787) Validation of beliefs is illustrated in examples of dependence on symbols of work, and restrictions to one field of specialization for workers--both especially char- acteristic of industrial society. In a specialized status the worker can see his knowledge and beliefs validated; he does not try to venture into other fields where he does not have the necessary knowledge. Because of the impersonal, dispersed nature of social contacts, it is easier for groups of people with dissimilar beliefs in Gesellschaft society to validate their own beliefs without excessive conflict than in Gemeinschaft society. Lack of tight organization in Gesellschaft society, permitting existence of divergent beliefs, makes the introduction of new ideas easier. The process of societal transition reveals how different belief systems of preindustrial and industrial systems are, espec- ially when the process of validation brings them into direct 17 conflict, providing barriers to the introduction of the new ideas. Moore points out examples of cognitive mapping in an observer's analysis of a society as well as within a so— ciety. An American investigator, for instance, may inter- pret a developing industrial system with a pro-management bias leading to confusion and failure to distinguish between commitment to industrial labor and commitment to management practices. This is largely because the middle class investi- gator is more familiar with the ways of managers than of the native workers, thus can better understand and interpret them. This illustrates reference group influence on cogni- tive mapping. In addition, in a foreign country, it is the managers with whom the investigator deals. Cognitive map- ping on the part of the investigator is also seen in fail- ure to distinguish between a concrete organization and its component analytic systems. Misconceptions in the analysis of line and staff differentiation are this kind of conceptual error. reeling. WW Sentiment, if strong enough, can present a more for- midable barrier to social transformation than belief; the latter can be changed through rational demonstration of an- other belief's greater validity, but the former does not 18 react to logic. Not only does sentiment include attachment to familiar forms, but also lack of interest in the new forms. However, once an individual becomes committed to a new sys- tem, such as industrialization, sentiment can be equally strong for it. Group cohesion within a system is an important fac- tor in commitment. Moore identifies four major sources of cohesion, or potential sources of division: productive or- ganization, industry, occupation (craft), and general status (industrial union, labor party). (53, 388) Because these categories are not exclusive, and sentiments are transfer- able, it would be impossible to base an organization on only one of these. Cohesion in a productive organization, such as a manufacturing company, includes the internal division of labor and management. Loyalty in this unit is distribu- tive, i.e., identification with other members of the organi- zation, as well as collective. The collective unity of a productive organization can be seen in conflicts between ”locals” of a union. Identification with the industry is strongest where unions are organized according to industry rather than em- ployer. Loyalty to this unit develops most readily among market oriented managers with contacts across firm boundaries within the industry, and is probably weakest among the pro- duction workers who haven't opportunity to develop a feel- ing of belonging to the industry as a whole. Loyalty to I1 19 industry may also be weak when the industry is state owned or a monopoly, thus coextensive with the firm. Sentiment is particularly high when occupation is the main source of cohesion. Identification with fellow workers has many bases, similarity in education, training, income, interest in maintaining income, and common career patterns. Identification is particularly strong among highly skilled workers, for those with less skill and those with more (i.e., managers) have flexible enough skills to allow them to move into, and identify with, a variety of occupa- tions. Especially for the highly skilled, occupational co- hesion appears to be the strongest. Strength of occupational identification, just men- tioned, indicates that allegiance to the more general status of labor or management is not as preclusive as some liter- ature makes it seem. However, general division of allegiance by status usually does divide at or near the division between labor and management. Loyalty to a variety of reference groups is coex- istent with affective neutrality in industrial society. Moore mentions that specific sentiments of loyalty to oc- cupational group, status, etc., temper norms applicable to financially rewarding services. Such loyalties are presum- ably symmetrical, applying to both parties in a deal, buyer and seller. Even when loyalties are regarded as temporary due to mobility, conflicts develop because actual special- ization is incomplete, and there is some overlap of groups. 20 Cases of extreme specialization cause problems in sentiment as well as limiting belief. Extreme specialization is one source of lack of job commitment, for frustration, Moore feels, is inherent in highly specialized work, and leads to a search for alternative modes of expression, or reform. Commitment to industrialization in general may stem from "differential levels of positive effect." In other words, success in one locus of commitment carries over into feeling about another; loci are mutually reinforcing. Once behavior appropriate to relations between the loci, as well as to a specific locus, is learned, an all encompassing feel- ing of commitment is more easily attained. Positive atti- tude toward industrial employment is also enhanced by a feel- ing of general social participation, and by provision of securities and amenities at least equivalent to those of the traditional organization. Not only is it important for an organization to gain commitment of workers, but to keep it; the latter may mean sacrificing an immediately efficient organization, but will pay off in commitment later. A fully committed industrial worker tends to extend his commitment beyond the locus of work, status, etc., into fields such as politics. In some cases political commitment may be stressed early in development process, for ”nationalism provides a kind of non-rational focus of identification and rationale for the extensive disruption of the traditional order." (65, 94) 21 It is possible to get highly committed workers quickly, but the recruits are primarily from among the young, disaf- fected, unprivileged, who do not have strong sentimental attachment to tradition, and have little to lose by break- ing it. Many, however, are not easily convinced to break with tradition to join the industrial labor force. Moore discusses feelings that prohibit entering an industrial labor force in articles such as "Primitives and Peasants in Indus- try" (19). and books like WW in_2313122igg‘5;g§§ (55). The former is a study which "con- siders mainly the general conditions and attitudes that im- pede or induce a shift to industry." (19, 45) One particu- larly strong motive for attachment to old forms is economic and family security of a tribe or village. A prominent char- acteristic of change from pre-industrial society to indus- trial is decreased strength of kinship associative senti- ments, along with development of a culture of affective neu- trality, involving kinship as well as work relationships. Many problems of social change are sharply high- lighted in kinship systems. Since kinship is a fundamental and universal structural feature of all societies, and one maximally surrounded by sentiments and values, it is a major potential barrier to social transformation, as well as a principle source of individual orientations to life. (55, 66) Once a society has accepted the sentiments associated with the kinship structure of Gesellschaft society other insti- tutions will not be so hard to change, although the change may be slow. The kin group is one of the prime means of 22 instilling attitudes and sentiments proper to a new social order into the population. Emotional security includes feel- ings of responsibility as well as of security; protection of health, family stability, and care for children are im- portant for feelings of emotional security. In trying to establish an industrial system one must remember that needs other than the narrowly defined reward for merit must be served. Sentiments governing the work of women, children, care of aged, and development of a leisure class must be considered. Such values govern the definition of minimum standards, i.e.: wage, hours, and work condi- tions. Every industrial plant, in addition, has its own social structure to be considered, its network of reciprocal rights and obligations supported by both sentiment and for- mal rule. The fact that much of the above discussion touched on the importance of societal norms indicates that, while the concept of commitment is a matter of sentiment, it deals largely with the sentiment attached to traditional or trans- ferred to new norms. Commitment will be discussed again in the section on‘ngtmtng. ”2:70! M1119Lue: a1! ~22u1- 1 .9 -f ‘9 ,mag, -‘ 1 P . In the introduction to Loomis' M n S Th r (69, xxiii), Moore makes special note of the importance of the process of tension management for understanding society, for it allows consideration of disorder and purposive change 23 in a society, both basic to understanding a social system. Viewing society as a tension management system, he feels, is a more realistic approach than an equilibrium model, for both change and order are made problematical but normal. He sees tensions or strains as an intrinsic part of social systems, not extraneous variables or accidents accompanying change. Moore points out four ways the theoretical tension management model of society is different from the equilib- rium model. 1. 2. 3. 4. To the degree that at least some tensions are really intrinsic, and not simply organizational problems that can be readily resolved, the pre- dicted change will neither restore an equilib- rium or static state nor create a new one. The consequences of change will almost certainly be tension producing as well as possibly ten- sion-reducing. The use of the term "tension” does not imply that change will initially reduce tension. For some sequential analyses it may be appro- priate to identify or predict tension-producing changes rather than change-producing tensions, not to evade the postulate of intrinsic tensions, but rather to take into account the necessity for a starting point and the frequent desira- bility of "getting particular," of making rather specific predictions rather than highly general ones. For example, there is an intrinsic ten- sion between any social system that endures beyond the lifetime of its members or the age limits of membership, and the system's mode of recruiting new members. Here, then, is a likely place to look for change. The analysis may begin, however, by identifying a change in the number or qualities of recruits and then predicting the tensions that the change can be expected to produce. The conception of society (or any social struc- ture) as a tension-management system involves no presumption at all that the management is 24 "successful," or that the system as identified in fact persists, or even that it will last long enough to permit us to speak of "transitions" from one system to another. The probability of any of those things happening can be determined only by identifying the system and the variables that will determine the course of its change. One possible course may be destruction. (65, 11) Moore suggests two major sources of tension, 1) a high degree of interdependence, especially between exclusive membership groups, and 2) rapidity of change, with increase in deliberate change plans. Rapid sequences of planned change mean that the extent to which a social system can success- fully "contain" a given change may be a function of the pre- ceding and following changes; the nature of both these other changes and the time intervals between are also factors. If strain is inherent in social systems, how is it they remain viable? Moore suggests that order is based on' structural regularity allowing for predictability, and on the capacity to manage many tensions, and recover. Socie- ties are both creators and dissipators of tension. In "So- ciety as a Tension Management System," (67) he lists ways in which industrial societies manage internal strains: 1. The rule of rationality in decision making. 2. ”The techniques of arbitration, of adjudication, of compromise." 3. ”A social system also has available tension? diversion, and perhaps tension-mobilization . . . up to a point-an external enemy produces inter- nal cohesion in a social system. . . . Of course, a major problem of tension-management through tension-mobilization is that it may be ultimately self-defeating. The social energy that is mo- bilized is probably not freely transferable, 25 but rather is limited to the physically or mor- ally equivalent enemy. Thus the resultant so- cial action may be most wasteful in that the system becomes a captive of its real or imag- ined enemies, and is increasingly unable to act independently." 4. "Then there is tension-dissipation, the obfus- cation of issues, which we suggest is the sort of thing that holds our unsystematic system of social stratification together. The tremendous multitude of incomparable ways in which people get judged is one of the circumstances that avoids their looking too closely at any one way and worrying about its equity. A man can be first in some field if he just looks hard enough." 5. "Change itself is not only a creator of tensions but also a tactic in their management. The very rapidity of change in industrial societies is partly what keeps people from noting their dis- comfort with the way things are.” (67, 103-4) A highly interdependent system, such as an industrial society, has advantages and disadvantages in managing ten- sions. It is more vulnerable to internal tension, disaffec- tion, and ideological appeals of psychological warfare. On the other hand, when individuals are fractionated by con- flicting role demands, a society is not so apt to be split by class cleavages. Moore hypothesizes that the fast change and multi-fractionated interests of industrial society per- mit realignment of sides according to issues. There is, thus, less tension than if people aligned themselves in the same way on all issues, producing constant conflict between set groups. When no one issue dominates a system, extensive internal conflict can be tolerated. If, however, interde- pendence exists without values and procedures for assuring r1 0 26 the continuity and solidarity of the system, friction may be more bitter because of preclusive group memberships. Industries sometimes try to manage the strains they help create by serving as a voluntary association and a com- munity, but still maintaining productive efficiency. Moore doubts that industries will be able to do this, for the bal- ance between rational and affective interests will always be problematical. The same problem prevails within industry where unions and pressure groups are formed according to interests and loyalties to express sentiments. In industrial society many kinds of groups have been organized to manage tension. Unions fulfill this function when representing workers in conflict with management. Since this kind of conflict involves decision making, unions and management will be further discussed under that heading. Old age societies and pension clubs serve not only to give financial security, thus alleviating tension about the fu- ture, but also give a sense of needed social security. It is the government, however, that serves as the "residuary legatee of unsolved social problems." Because it is called upon when tension mounts, over time it accumu- lates tension managing functions which, in the long run, increase its functions. As it manages societal problems and directs the course of change, it may also create for itself more problems. It is the government's job, also, to handle international tensions. One of the means of f. 27 international tension management is the use of external enemy to keep internal peace, i.e., balancing one block of nations vs. another. Another is technical or cultural cooperation. However, the assumption that this will dissipate political tension doesn't have much theoretical support; international tension cannot be managed without bases for compromise and adjudication. Despite increasing structural similarities between societies as they industrialize, they don't neces- sarily grow together or even more alike. Nations often find opposite solutions for managing very similar tensions. U.S.S.R., for instance, unlike the U.S.A., manages inter- national tensions by increasing the population's political participation, without increasing its political power, to develop a feeling of group unity in national pride. Thus far the discussion of tension management has focused primarily on industrial society where affective neu- trality and mobility reduce probability of conflict. In industrial, as in primitive societies, kin ties and taboos operate to manage tension. Another form of tension manage- ment common to all societies is temporal segregation, but temporal rules increase in number, precision, and importance with the increased demands on time in a specialized society. Communication of sentiment is important to the co- hesiveness of social units, whether the family, work organi- zation, or nation. Togetherness may be symbolized by call— ing other members of an organization by their first names, 28 or using symbolic titles like Comrade, Citoyen, etc. Accep- tance of doctrine on faith is usually required by members of a very cohesive group, and an act of faith or even con- version, which communicates sentiment, is necessary for leaders of radical political parties. Ritual is high among organi- zations such as the Communist Party, and much emphasis is placed on prescribed forms endowed with emotional fervor, presumably aroused by the organization38 goals. Verbal sym- bols, represented by epithets and special terms for activ- ities such as "agitprop" for agitation and propaganda, are important, as are quotations from leaders or founders. Rit- ualized means reinforce belief in religion by connecting common ends and values of society with an imaginary world symbolized by concrete sacred objects. External enemies, verbal symbols, and ritual are also important means of b m e and will be expanded later in that respect. mains G Ob e In writing of increased unity in the world, Moore is referring, in part, to the increased universality of cer- tain goals, such as the desire for a certain minimum stand- ard of living. When goals, including a minimum standard of living, necessitate change in the socio-economic institutions, then 29 economic development becomes a means as well as an end, es- pecially when there is a large gap between the actual and desired levels. The fact that the concept of economic de- velopment does fulfill both functions, Moore feels, is the central problem to the volume of labor commitment and social change in developing areas. ”Disputes over goals and means are likely. Goals are generally stated rather abstractly but must be specified before they become the ends of action. . . . " (65, 57) Desire for social change as an end and as a means are inde- pendent variables; when they are not mutually reinforcing the differences between them grow sharper through time. In many preindustrial societies there is a desire for eco- nomic development which is physically possible, but no ac- companying desire for change which is psychologically diffi- cult. Accepting change as an end when it requires a major transformation of the socio-economic structure is problemp atical because the normative system of society relates to more than economic goals. When the end can be seen as a continuum, i.e., merely an increase in existing means of production, then the two types of commitment, ends and means, are mutually reinforcing. When the end is a distinct state, involving a major transformation of the socio-economic struc- ture, there is likely to be a conflict between the ends and means. The means of a new life pattern are often in too great a conflict with existing structures. 30 Economic well being is not the sole goal; even if, in underdeveloped areas, the aspiration of economic develop- ment is so high it has temporal, strategic primacy it won't be pursued at all costs. The cost of economic development is measured in terms of values sacrificed. ”No industrial economy has 'solved' the problem of work incentives” that will not conflict with some end or value. (28, 307) "Since well being is not the sole goal of any society, and cannot be if it is to survive as a viable system, the value conflict is not trivial or simply based on temporary ignorance or misunderstanding." (55, 7) Resistance to change stems from the nature of society, from the organization of interrelated activities oriented toward certain goals necessary to its own survival. In conflict with the end of economic development may be goals of other institutions such as religion. Strength of economic production as an end is also weakened by values placed on responsibility for dependents, maintenance of or- der, etc. The very fact that societies do have hierarchies of values conflicting to varying degrees with objectives of change aids the selection of goals and priorities for development. For technical change to be top priority the goal of technical "progress" must be assumed and must stay constant. Until now the priority of technical change fit .because the goal of economic productivity remained relatively ‘constant. However, this is no longer so, for change in ends 31 makes previous technology wasted, as is seen in switching from peace to war time goals. Thus, the Marxian theory of social change resulting from factors of production neglects constancy of ends, a basic element in economic development. When there is a conflict of interests or ends there is no a priori reason to expect economic ends to prevail. Organizations such as political reform parties must frequently compromise, for their image of ideal society includes a num- ber of potentially separable goals. Members desiring eco- nomic change conflict with those preferring goals such as nationalism or pacifism. Another consideration that must be made in planning of economic development is whether em- phasis should be on immediate or long run goals. This is complicated by the presenCe of three immediate economic goals alone, satisfaction of rising aspirations, support of rapid population growth, and capital accumulation. The character of societal organization also helps the selection of goals for planning change in that common standards of relative worth help determine whose interests to serve. Relationship between organizational objectives and individuals' motives for joining the organization are complicated because many associations are not based on com- mon interests, with all members seeking the same goal, but rather each pursuing Similar but individual goals. In this case, particularly, collective action becomes instrumental, but once the organization is established its continuation 32 does become a common end of members. An institutional definition of the situation which allows self interested pursuit of the desired end is needed. If the goal of planned economy is achievement of a higher degree of community welfare men needn't be altruistic. Yet serving individual before group goals continues to hinder society or organization when vested interests are strong. The goal of social equality, for instance, is approved, but not at the cost of sacrificing property and inheritance. Corruption is the substitution of individual for organiza- tional goals; the individual tendency to convert prescribed means to goals with ritualistic adherence is also a problem. Not only do organizations face the problem of indi- viduals putting their own goals before those of the group, but they must also deal with the multiplicity of each indi- vidual's goals. One of the main weaknesses in wage theory is that it fails to account for this multiplicity of indi- vidual goals. In any societythere are many important ends, and money is not necessarily the means for all. The effi- ciency of financial incentives is proportional to the range of individual and group ends and values that money can serve. People don't choose between economic and non-economic goals; many interests or ends are served concurrently, and there will always be some conflict between values served. A person in a highly traditional culture faces a real decision about which of his many ends will reign supreme. 33 If he emphasizes economic ends and enters a factory system he will not have to sacrifice all his traditional values, but will either have to adapt to new ends, or live in con- tinual open conflict. In the early stages of industrializa- tion the individual only identifies with part of the new goals. In fact, if he did try to identify completely with the overall goals of the organization it might evenihave negative consequences; he might try to work beyond his own process, confusing the rhythm and order of the production flow. It is in this period of partial commitment that Moore finds the closest approximation of ”economic man,” for the closest relation between financial reward and performance exists in the early stages of industrial development. This is before the individual begins to identify with goals of prestige, status symbols, and work conditions, and after he has removed himself from some of the former goals of the preindustrial society. It is the nature of the different ends, along with functions of activities, and attitudes in which they are pursued, which constitutes the difference between industrial and primitive society, more so than psy- chic constitution or rational thinking. Multiplicity of ends is closely related to the question of which of a vari- ety of rewards carry the most incentive for work which will be considered under gangtigné, Individuals can be said to have goals or ends, but administrative organizations do not; they have missions, t1 34 i.e., a set of specific, limited, and ordered objectives. These are precisely formulated so progress toward them can be measured. When there is a multiplicity of missions it is doubtful that all can be achieved simultaneously. Con- temporary corporations, however, tend to violate limits of missions by adopting objectives such as development of em- ployee personality, education, citizenship. Such "ends" are difficult to order. Some goals established in adminis- trative organizations are difficult or impossible to verify, such as achieving favorable public image. For an associa- tion to be long lived, its goals (Moore uses goals as well as mission when referring to associations) should be flex- ible and it should be able to invent new ones to adapt to changing environment. Looking at corporations in general, it is difficult to say what their primary objectives are. The many costs unrelated to production or sales make it seem unlikely that maximization of profits is the only goal. It is certain that one generalized goal of corporations is to survive as affluently as possible. It is only when this general goal is threatened and with it the viability of the organization that workers get worried and concern themselves with the mission of the organization; otherwise only a very small per cent of the membership is interested in this mission or goal. Much societal unity is achieved through members' 35 possession of common goals. Common ends do influence be- havior, although they are highly subjective, particularly religious goals. No society has yet become so secularized that it has completely removed transcendental ends and super- natural entities. Some system must integrate ultimate values; although goals such as progress, or transcendental ends, may serve as a uniting factor, the integrating effect of them is not great unless the goals are known to all. Go.“ A if -4. 14d Con om- . La -n_ c - .s . P - When choice of goal is not the problem finding means to goals becomes a technical matter. The technological level of activity, because it is never concerned with more than means, is ultimately subordinate to religious, political or economic activities. It is the "technology," i.e., the mechanical and administrative means of achieving an associ- ation's "missions," which determines what the jobs for_ac- complishing ends will be, and who will fill them. Even if ends in a society or organization are agreed upon, there is not necessarily agreement about means to achieve them. Pursuit of ends may not be efficient because of the lack of centralization in planning means to carry out goals, uncertainty about immediate objectives, and nec- essity of rapid expansion in crises. Since Moore is interested in economic development, activity oriented toward this goal is discussed more fully than other goal attaining activities. Social planning, in 36 its broadest sense, is organized and deliberate social con- trol for the achievement of certain objectives; agencies and pressure groups develop to implement this process. Plan- ning for the future has two distinct parts: 1) choice of goal, mobilizing resources, and organizing to achieve the goal, and 2) what Moore calls telenomy, the attempt to pre- dict uncontrolled trends of the future and adapt to them. These orientations come together when a forecast trend be- comes the base of telological action, when secondary and tertiary consequences of planned action are predicted and attempts made to emphasize the positive and minimize the negative, and when efforts are made to improve predictive basis of teleonomic action bringing more elements under con- trol. (64, 97) Moore mentions marginality, enterprise, mobility, education, skills, and involvement in market matrix as ele- ments in the motivational framework for economic development. In underdeveloped countries motivation is necessary, but not sufficient for economic development. Motivation is sup- ported by technical assistance trying to maximize its long run effects with limited resources and time, helping to de- velop skills and interest so the population can carry on, and adapting means of change to local conditions. Working toward immediate goals may be dysfunctional in the long run, for "rushing" leads to "faux pas," such as training programs in cities where they are not needed, or buying tractors for I" 37 small farmers instead of teaching them contour plowing. When investment is considered a means of economic develop- ment it often aims at other goals as well, such as political goals of defense, world power, or survival. Social movements are apt to arise around these goals, particularly with eco- nomic innovation. Moore interprets these more as a desire to extend the innovation than a reaction to it. In preindustrial society kinship or community groups work together toward a given goal. An important latent re- sult of this is the maintenance of group solidarity. An individual in a preindustrial society, motivated to seek economic improvement, cannot always achieve it, for even if the system includes an inherent dynamic toward improved technology and increased production, the network of institu- tional and organizational limitations, lack of capital, level of agrarian techniques, etc., are restricting. A developing society needs to encourage both career and intergenerational mobility. Educational facilities are necessary to develop mobility. Facilities alone are insufficient; education must also provide affective links such as teachers and parents who serve as models in order to transform attitudes and en— courage mobility and flexibility in pursuit of goals. With- out this kind of link education can only indoctrinate the individuals to establish new traditions, but motivation is not deep and lasting. Goal attaining activity is brought out strongly in 38 the case of the new factory worker attempting to raise his standard of living. Gesellschaft goal attaining activity is seen to be more instrumental than expressive; a worker works to gain money to attain the desired and rather than working for that end directly. In a Gesellschaft society it is recognized that the individual has a choice of goal attaining activities; he is not born into a situation which determines the means as well as the end. An open class, highly mobile society encourages individual striving toward individual goals. There seems to be some fear that once a society achieves its goal of prosperity motivation to keep up activity supporting that end will decline. Moore feels that this problem is not as great as that of slow, vacillat- ing goals and means. He finds that individual activity such as insurance, long term savings, etc., in prosperous soci- eties still points toward long range improvement goals. W N m me The means of pursuing goals, just discussed, are limited and specified in any system by rules. Rules can hinder development in two ways. Violation of rules is met by negative sanctions, thus change is difficult. Laws sup- porting values and ostensibly aiding development, on the other hand, may be self defeating. For instance, rules meant to encourage indigenous economic development by discouraging foreign domination may discourage all private investment. 39 Rules, or formalized norms, have their rationale in values of a society. They assure predictable behavior, allocate activity by competence, allocate personnel by tech- nical merit, and depersonalize relationships to counteract a potentially high degree of heterogeneity and turnover in an industrial society. Many rules are not specified; Moore mentions that, despite the momentary nature of industrial society, a kind of "ethical universalism” develops envelop- ing strangers and competitors as well as friends. Economic and social orders develop a kind of "industrial jurisprudence" or common law, not part of formal statuses and decisions, but accountable in the end to legal principles such as seen in collective bargaining. While this somewhat informal jur- isprudence does exist, Moore feels that if modern business management were really professional it would have developed a binding code of ethics protecting professional standards and clients. An institution, according to Moore, is a "system of norms (rules of conduct) referring to a major aspect of social life. Minimal institutional controls include those over division of labor, disposition of property rights, and methods of distribution.” (10, 443) The function of these institutions is "to relate standard patterns of action in society, often encompassed in concrete social organizations, to general system of functional requirements and values of that society." (60, 63) Some applications of social norms 40 may be functional for a particular segment of society, but dysfunctional on the whole, i.e., the code of ”honor among thieves." Moore uses institutional order in its normative sense, saying, for instance, that the traditional division of labor emphasizes norms of public administration and older professions more than business administration, risk taking, or engineering. Norms are important to the key concept of "labor commitment," which involves internalization of norms in a new productive organization and social system by workers. Among the first learned are the informal norms within a work team which determine work pace. Internalization of norms will be discussed more fully in the section, evg;uatiog. Internalization of industrial values is important, for ap- propriate activity will follow, but the converse is not nec- essarily true. The new worker, however, doesn't have enough contact with the values of the society to be able to inter- nalize them; but it is when he first enters the system that he needs to understand its value most because specialization makes him more dependent on the unfamiliar society. Moore states the problem Durkheim noted of how to prevent exten- sive division of labor from leading to general social col- lapse through insufficient integration around common values. Inconsistencies between ideal values and patterned social behavior, frequently found, are a potential source of social change, for change is essentially an effort to 41 bring the two to closer approximation. Moore indicates that change is not based in the economy as much as in changes of beliefs and values, leading to changes in norms and ac- tions, and in the long run, influencing a broader range of change programs than economic. One of the best examples of conflicting values offered by Moore is an essay on the position of the slave in the ante-bellum South. (7) The owning of humans as slaves, made necessary by the norm of a market oriented economy, was in direct conflict with Chris- tian ethics upholding the sacredness of family and individ- ual. This conflict in part explains why laws regarding the status of the slave in the South at that time were so inde- terminate, and why the trader and overseer became scapegoats. As important as the discrepancy between ideal values and behavioral practices is the inherent strain between nor- mative alternatives. This strain, present within any soci- ety, is intensified when the alternatives are from another social structure and a different way of life. Normative conflict may seriously inhibit or even prevent full labor commitment, the forerunner to overall commitment to societal norms which is essential for sustained economic development and the survival of a society. Conflict may exist within either a stable or transitional society between norms of an individual's various statuses such as family man, church member, factory worker, or on a more limited scope, between sets of differential norms in a factory system perceived 42 erroneously as a single norm. Full commitment requires com- mitment to the new system at all loci, such as work place and market place. This is a difficult achievement when comp mitment to one norm often hinders commitment to another, but the choice of one does not dispel or dismiss the other. Some of the norms to which workers must commit themselves in the new system include competitive occupational placement, ra- tional appraisal of alternative opportunities, identifica- tion with reference group, loyalty to reference groups, im- personal relationships, functional specificity, achievement orientation, promptness, rational decision making. Particularly hard for the newcomer is adjustment to norms of integration necessary in Gesellschaft organiza- tion. The punctuality, steady and continuous effort often many steps removed from the visible product and the alternation of work and rest with reference to the clock rather than the task, all required by the fac- tory system of production, are at marked variance with the organization of tasks in primitive and peas- ant life. (28, 48) In addition to commitment to norms of the various loci, it is necessary to become committed to relations be- tween loci, to the entire system. Transferability of norms in industrial society from one action pattern to another aids role playing and helps maintain the systematic char- acter of highly specialized substructures. A person fully committed to such norms needs little external sanction to guide his behavior. 43 The emotional security of preindustrial society, important to group solidarity, hinders commitment to new ways. The security system, including feelings of responsi- bility as well as of security, includes such values as pro- tection of health, family stability, and care for children. An industrial system must serve needs other than the narrowly defined reward for merit. Norms and sentiments governing work of women, children, care of aged, and development of a leisure class must also be considered. Need for such norms is responsible for establishment of minimum standards such as wage, hours, and conditions in the factory system. An industrial normative system must prompt the individual to develop his potential talents (applicable to industry) and offer rewards as appealing as those of non-industrial life. Generally a worker is oriented toward a concrete social structure within an institution and has only little knowledge of the broader institutional framework. Commit- ment to the factory locus, for instance, includes adapting to its own social structure, the network of reciprocal rights and obligations supported by sentiment and formal rule. Within the factory and the market there are special norms important to the societal transition to industrialization, such as money and credit arrangements, mutuality of contract obligations, freedom of contractual negotiations, and com- plete transferability and divisibility of property rights. Economic change involves these norms of property, division of labor and exchange first. 44 Property involves a system of rights of persons or other social units in scarce values; it defines the relations of individuals to each other, as well as to the scarce val- ues. Property relationships are at least triadic; they in- volve l) the person or social unit, 2) the object or locus of scarce values and 3) a potential challenger of rights. (41, 64) Conceptions of property ownership held in most underdeveloped areas don't fit well into industrial society where ”ownership" can refer to different social units hold- ing common or diversified rights in the same value locus (i.e., many workers have right to same machine), different rights of transfer, and use of appropriation of increase, etc. The contemporary American concept of property is dis- cussed in some detail in the article "The Emergence of New Property Conceptions in America." (6) The concept of private property never implies limitless rights. If some limitations based on the equally legitimate rights of others were not enforced (i.e., the right not to be shot by a gun owner), the base of social order property institutions are supposed to regulate would be destroyed. There seems to be increas- ingly a distinction made between property rights in capital goods, and in consumption, often phrased as anthesis between property and human rights. The acceptance of market norms and consumer orien- tation depends on the degree and form of prior exchange re- lationships. These norms are accepted more easily if exten- sive barter or money system existed before. Contemporary 45 consumer behavior is guided by norms of the needs of the consuming unit, such as the desire to acquire relevant status symbols. The free market system, however, tends to degrade status symbols, for copies of the symbols can be produced in quantity. Some of the norms found in the market system of industrialized society include rational cost calculation, mobility, ethical universalism, functional specificity, con- tract, and loyalty to employer. Important to an industrial social structure is be- lief in equality of opportunity and mobility, the belief that in an open class system hard work pays, and will be rewarded by a tangible change of status. This confirms the stability of the normative system and prevents rigid strat- ification by keeping the system at least officially open. In both industrial and preindustrial societies it is largely belief in the normative system that supports it; it is not necessary that beliefs and facts about a system, such as opportunity for advancement, be in absolute conformity. Belief in the system legitimizes the authority of power fig- ures; the authority does not determine the beliefs. This, Moore points out, is particularly true for the authority of factory managers. Moore deals with norms surrounding treatment of aged in society at somewhat greater length than other norms. ' Much of this is found in "The Aged in Industrial Societies." (25) The increased proportion of aged in the population is a result of a seemingly universal value favoring life 46 and longevity supported by a more productive, rational eco- nomic system making longer life possible. But the same proc- esses that make old age possible (industrialization and ur- banization) make it very difficult for the aged to be useful or supported in the traditional way. The occupational struc- ture, fast changing, has no use for obsolete skills of the aged; but their main problem is lack of an institutionally sanctioned place in the social structure with sanctioned responsibilities for their care in keeping with industrial norms. It is not only separation of generations that causes hardships on the aged, but the differing expectations of the elders and their children toward the rights and responsi- bilities of age, stemming from incomplete institutionaliza- tion of the conjugal family. Yet the young adult who does not take complete care of elderly parents is actually pur- suing an equally legitimate norm, providing for himself and his children. He faces the possibility of criticism for caring for parents as well as not caring for them; the norms of "respect age," and "honor thy parents” are difficult to integrate with the norm of mobility. Many norms, such as affective neutrality and ration- ality, are dealt with in other parts of the paper. Here the writer has tried to deal with the idea of norm per se more than with examples of norms. W The concept of labor commitment discussed in the 47 preceding section might have also been discussed here, for commitment is a kind of attitude; effective evaluation of a situation, according to Moore, is one of the major com- ponents of attitude. Three categories of people can be iden- tified with respect to attitudes toward any value or norm: the complete conformist who has internalized the values and may even pressure others to join, the external conformist kept in line by external sanctions, and the overt deviants. The complete conformist in the traditional system is the least likely to enter the industrial system. The complete conformist to the new industrial system, the fully committed labor element, is greatly beneficial to the oper- ation of an industrial system in a preindustrial society, _for fully committed individuals are more predictable, need less supervision, and learn more rapidly since they can gen- eralize norms from one situation to another. Conflict arises in the society when some individuals are fully committed to the traditional and others to the industrial way of life. Conflict within the individual is most apt to appear in the external conformist. He still feels traditional village ties and reciprocity norms, and aspires to fulfill fixed duties. But he has accepted, to some extent, the aspirations of the industrial society, usu- ally beginning with a desire for a common minimal standard of living or at least its means of achieving traditional ends. The process of entering the industrial system and 48 the decision to stay or leave both take considerable evalu- ation of alternatives. Study of the transition taking place in the commitment process requires distinguishing between the cognitive and affective elements of the process. The latter are of particular concern here; the internalization of norms and attitudes "always involves strongly affective relations and thus something approximating the specifications for 'primary groups.'" (55, 12) With increased commitment many beliefs are strengthened, others lost, resulting in disillusionment. Not everything in the new order is just as expected. This is a problematical situation for the in- dividual, but not greatly harmful to the society, for it is not absolutely necessary to have the ideals match real- ity. The strength of traditional values as a deterrent to entering the new system stems from conflict with the corres- ponding industrial values and norms, and from the fact that change per se is negatively evaluated in traditional society. Individuals may be pressured by the traditional norms to remain in the old system, or to return to it; it is often only the external sanction of laws that keeps them in line with the industrial system. Values or norms have behavioral consequences only to the extent they are matched by attitudes toward them, i.e., to the extent they are positively evalu- ated or internalized. The overt deviant in traditional.society, the rebel or the outcast, is the one most apt initially to enter the new industrial system. When traditions are negatively 49 evaluated they don't present a barrier to entering the in- dustrial system. Negative evaluation of a new situation leads to low morale, and often to low productivity. One factor contrib- uting to this is division of labor according to specialized functions. The resulting loss of pride in task and finished product is thought to be responsible for devaluation of work as an acceptable human activity. Moore feels that morale would improve if workers were trained for, and given, skilled mechanical work demanding continued high standards of skill. The nature of supervision may also be an important factor in low morale. Training natives for supervisory posts, Moore suggests, would increase positive evaluation of the work situation. However, this also has difficulties, for workers are suspicious of native supervisors playing favorites with their own kin group. Support from fellow nationals on a work team also eases commitment. Even though factors such as pride in work and super- vision can be pointed out as important to morale, Moore feels not enough is known about morale. He urges that studies be made of the relationship among operational definitions of morale such as productivity, verbally expressed work sat- isfaction, absence of apparent tension. More should also be known about conflict between deference system, based on evaluation of performance, and formal authority system, based on evaluation of status. (The deference vs. authority system 50 of rank will be discussed under Evaluation of Agtors.) Moore mentions several times the attempt in develop- ing societies to change attitude toward fertility control. This poses particular problems because of the personal, in- timate value-laden character of sex conduct. Literacy and age are both important to how fertility control is evaluated, but neither alone can account for differences in attitude. Moore has studied several characteristics among Mexican fac- tory workers that seem to be associated with how this ques- tion is evaluated. None of these variables such as place of birth (rural-urban), length of education, literacy, age, alone accounts for the difference in attitudes toward fer- tility control. States of mind, or motives, are largely responsible for evaluation of change. Since they are not observable they must be inferred from action, statements, knowledge of the actor and norms of the situation, and tested theories of behavior. In the early stages of industriali- zation what people spend money on might indicate what they value most highly. As money becomes increasingly essential to all realms of life, however, it loses its utility for predicting just what people value most. The theory of acculturation, that is, of cultural diffusion and resultant change, indicates that in- novation is most acceptable if, in both form and degree, it represents only a small departure from customary standards and practices. (28, 303) The evaluation process emphasizes certain aspects of society and stresses the convergence of ends and norms. If, with 51 industrialization, the new means or ways of doing things converge with present ends of society they are acceptable and change takes place. Japan, for instance, industrialized with more ease than many other non-Western societies because the Japanese evaluative system emphasized items similar to many in industrial society. D i n the n on -q_:-R- t I . -o = ‘ne -- h ” -m‘n . - P_- Role differentiation and the function of status-roles are quite different in Gemeinschaftulike and Gesellschaft- like societies, thus are important to consider in the proc- ess of change from one to the other. In a primitive society one status position may have several role functions, in mod- ern Western society each role is encompassed in a different position with different inherent commitments calling for different types of behavior. This makes it difficult to compare the labor concept in industrial and in developing areas. In the former, economic activity is production of a physical product, in the latter it often entails aesthetic, magic, or religious elements as well as aspects of the kin- ship structure. In preindustrial society it is often hard to distinguish work from non-work and to detect the primary role being enacted. The industrial division of functions is one great barrier to change; it is hard for a new worker to adapt to its functionally specific type of economic 52 relationship and division of labor. Workers coming from a system of highly integrated statuses expect a highly inte- grated system. This expectation only serves to emphasize the lack of integration of status positions and role. The newly recruited worker finds it difficult to determine what to expect or how to act in different positions. In the plant the worker must learn to interact with bosses, other workers, and machines in a different and not explicitly or rigidly prescribed manner. Changes in the productive system inherent in indus- trialization have many implications for the availability of work positions. Specialization, both the effect and source of productive superiority, increases the number, as well as variety of occupations. Division of labor and spec- ialization are most marked where inanimate sources of power and inanimate mechanisms to multiply effects of human effort are utilized. Increasing organizational size encourages special- ization, extension of the total range of functions, and the fineness with which people are placed in jobs in that range. This is seen in the development of administrative, technical, clerical, professional, financial, and distributive services. Generally in industrializing economies there is an increase in the number of roles dealing in goods and services. Ex- pansion of the latter is particularly important to maintain- ing viable economy. The increasingly large size of managerial 53 and service sectors of the economy is one of the factors leading Moore to criticize Marx's dichotomizing society into two classes. As labor and management both become increas- ingly heterogeneous the line between them is blurred by oc- cupational shifts and occupational identification. The lat- ter refers to the fact that interests common to a particular occupation are often considered more important than those common to one rank but cutting across occupational boundar- ies. (This was mentioned in the section on.§gg§imgg§,and will be again under gang.) Moore feels that Western scien- tists are also guilty of dichotomizing society by using con- ceptual categories such as primary-secondary groups, formal- informal organization, management-labor. He prefers to look at social structure as "fissionable" rather than dichotomous. The necessary accompaniment of specialization is coordination, necessitating an enlarged and more diverse administrative structure. Administrative positions depend on a hierarchy of specialization and rank, not a division between them and labor. They also depend on the moral or- der, a body of rules for continuity. New productive organi— zations tend not to provide new leaders and positions for the traditional system, but provide, instead, a new and com- peting system, that usually wins. The success of the new system depends largely on the relationships between positions or functions which are more indispensable than the people in the roles. In traditional society the individuals in the roles are more important. 54 Specialization includes division and dilution of job requirements as well as diversification and addition to them. This creates demand for new skills and makes old ones obsolete. Thus, when, and if, a displaced worker re- enters the occupational system it may be at a lower position, or require additional specialized training. Colonial devel- opers, particularly, often failed to recognize the potential labor available by retraining workers. Failure to detect and utilize convertible craft skills because of color bars or the assumption that unskilled workers can't be trained has, in the long run, hindered economic development. In the contemporary industrial system the tendency to put union membership above technical competence in hiring, firing, or promoting, is not dissimilar in effect from the colonial mobility barriers. If a newcomer to the industrial system lacking technical and social skills is denied a desired oc- cupational role he may develop attitudes hostile to indus- trial process and support reactionary movements, or drift to employment in non-market services such as tourist related jobs. The latter can lead to ridiculous specialization of jobs in the system. Division of labor can be seen in industrial socie- ties within the work teams, between different work positions constituting the flow of production, and accompanying sys- tems of authority. While this division of labor makes the individual feel more on his own in one sense, there are ways 55 of reducing the feeling of aloneness. Carrying out indus- trial tasks is an individual operation, but must be coor- dinated with that of others. At first it is difficult for the new worker to realize that he can't help his neighbor with his task, for it might confuse the flow, and it would break norms. "Togetherness" is found in groups forming around common interests in common positions in the economic system, rather than around kinship. Little is said, according to Moore, about the social structure of the preindustrial groups which might facilitate the identification of the new worker with occupational groups like unions. As an indication that preindustrial societies are not necessarily lacking such groups he notes the guilds of craftsmen prevalent in the preindustrial West. In industrial society relations between individuals in the production system need to be functionally specific, limited to the technical demands of the role; uni- versalistic, based on the criteria of any part of the popu- lation without regard to previous social relations; and ra- tional. The intrusion of ethnic, class, or family loyalties disrupts industrial organization, for instance, when native supervisors are suspected of family favoritism. Changes in the work role, accompanying changes in productive technology, have significant effects on the oc- cupational structure, social groups, and individual person- ality. To see the effect of the changes on personality it is necessary to look at the effect of role specialization 56 and possible role conflict on personality integration, the relation between work satisfaction and individual need-dis- positions, and implications of uncontrolled, and perhaps unpredicted changes in work roles for emotional balance and security. (48, 242) One individual in an industrial society may take many roles to perform: father, husband, laborer, and member of a church, social organization, or political party, etc. Attempting to fulfill the requirements of such a large number of diverse roles can create dissonance. Not only are there many roles to be fulfilled, but even in a tightly integrated social system it is impossible to specify the roles and their functions absolutely. The requirements are apt to constitute ranges of behavior rather than highly precise behavioral limitations. With industrialization the state, like an oversized individual, increases the number of roles in which it must function almost to the point of being unable to handle them all. Some of its conflicting roles include producer and consumer, tax collector and distributor of benefits, pro- ducer of money and regulator of its supply, and determiner and supporter of prices. While individuals and states take on additional roles, families, it is said, decrease their number of role functions. This is due to production being taken from the home, and to the increased importance of institutions out- side the home, such as the school and church. 57 Status role specialization of industrial society may limit the individual in terms of what he does in one position, but industrialization also frees him by allowing a wider choice of non-ascribed status positions. Status mobility can be a source of frustration for one not accus- tomed to the norms of industrial society. This is especially true for unskilled workers who fear their status—roles be- coming extinct, a fear never known before. Mobility implies and encourages transferability and interchangeability of status role performers, again not the case in preindustrial society. Mobility can either be between status positions or geographical because norms of industrial societies are largely transferable from one action pattern to another. Predictability of behavior thus provided allows mobility and enhances cooperation between and within status roles. am: W Moore, in an article written with Kingsley Davis, attempts to find a more systematic classification of strat- ification systems. Classifying whole societies as feudal, caste, or open class, they feel, is problematical because it chooses only two criteria and ignores others. The excerpts below, from ”Principles of Stratification' (13) give an ex- cellent presentation of a social system of ranking. If the rights and prerequisites of different positions in a society must be unequal, then the 58 society must be stratified, because that is pre- cisely what stratification means. Social inequal- ity is thus an unconsciously evolved device by which societies insure that the most important positions are conscientiously filled by the most qualified persons. Hence every society, no matter how simple or complex, must differentiate persons in terms of both prestige and esteem, and must therefore possess a certain amount of institutionalized in- equality. It does not follow that the amount or type of inequality need be the same in all socie- ties. . . . Granting the general function that in- equality subserves, one can specify the two factors that determine the relative rank of different posi- tions. In general those positions convey the best reward, and hence have the highest rank, which a) have the greatest importance for the society and b) require the greatest training or talent. The first factor concerns function and is a matter of relative significance; the second concerns means and is a matter of scarcity. (13, 243) Positions are ranked according to functional importance, not prestige. Establishing a position's rank by the latter is circular reasoning. Two independent indicators of a po- sition's function are a) the degree to which a position is functionally unique, there being no other positions that can perform the same function satisfactorily; b) the degree to which other positions are dependent on the one in question. . . . It is safe to assume that the more important functions receive the first and clearest structural differentiation. (13, 244) Problems of social stratification are never solved, especially the degree of integration of the various systems of social stratification. This is particularly true in de- veloping areas where the traditional and industrial systems of stratification may continue to operate in competition for a while. Also, very little attention has been given to the relationship between the rank based on division of ,A n /\ /1 59 labor, and those based on political order, kinship systems, etc. Moore and Davis suggest some general principles of stratification which they feel . . . form a necessary preliminary to a considera- tion of types of stratified systems, because it is in terms of these principles that the types must be described. This can be seen by trying to de- lineate types according to certain modes of vari- ation. (13, 248) The most important modes they mention and their polar types are: a) degree of specialization: specialized-unspecialized b) the nature of functional emphasis: familistic-authori— tarian (theocratic and totalitarian)-capitalistic c) the magnitude of inviduous differences: equalitarian- inequalitarian d) the degree of opportunity: mobile (open)-immobile (closed) e) the degree of stratum solidarity: class organized-class unorganized What state any particular system of stratifi- cation is in with reference to each of these modes of variation depends on two things: 1) its state with reference to other ranges of variation, and 2) conditions outside the system of stratification which nevertheless influence that system. Among the latter are the following: a) stage of cul- tural development, b) situation with respect to other societies, c) size of the society. (13, 249) In the early stages of development the rising middle class challenges the traditional societal ranking system based on ethnic origin and family lineage. In the "modern" sector of society in industrializing areas, where industry is ”intrusive," not "crescive" (growing), class differences ,‘s 6O tend to be accelerated, for the mass of society is unskilled, and the managers, technicians, and supervisors probably come from a different part of the social structure, one which permitted higher education and training. As industrializa- tion proceeds class lines blur with their functions increas- ingly overlapping. As development proceeds splits within the society do not always follow class lines; they follow different lines on each issue like "multiform fractures." The scope of common and differential interests in the het- erogeneous industrial community is too broad to fit Marx's social rank, or "class consciousness" scheme. Moore feels that Marx's division of society into two social classes defined in terms of the relations of production neglects certain groups which blur the labor and management distinc- tion such as independent and tenant farmers, white collar workers, and professionals. He sees the implications of division of labor, not only in production and distribution, but in effect on social stability as well. Industrialization weakens labor solidarity by chang- ing specialized demands for particular skills and removing most workers from direct participation in physical produc- tion. Division of labor into specialized functions has three results: a) the changing technological situation demands new skills (while the demand for certain hard work decreases, the demand for machine designers and repairmen increases), b) the proportion of unskilled workers decreases, and c) U 61 the proportion of semi-skilled, skilled, clerical, technical and managerial status positions rises. The following illus- trates the changing pattern of relative distribution of status roles in a society as it develops: Skilled lo 20 30 7 Unskilled (65, 99) Frequently, in the process of industrialization, individuals find themselves having to adjust in two social structures, the new and the old. Preindustrial societies may rank members, but they do not develop a system of strat- ification or classes. Any existing mobility in rank repre- sents a genuine change of status and prevents the rigid strat- ification associated with emphasis of traditional societies on sacred not secular. If an individual does break with the traditional social structure to enter industry he may gain or lose status in his own society. The result depends on how committed the society is to the idea of change, how willing it is to take the risks involved, and how highly the required skills are valued. This situation is confusing to the transitional individual. Ranks in one society cannot be compared to those in the other since they do not serve the same functions, require the same skills, or even follow a similar pattern. Change not only requires that an individual adapt to a new system of stratification, but to his own place in it and his relation to the old system as well. To some the old 62 system may look good in retrospect; to others the inequal- ity of the old may instill a preference for the new. The newcomer may have difficulty understanding his new status, for status rank is determined by distinctions within an ad- ministrative organization combined with unreliable transla- tion of these in terms of general status in the community. Eva at n of ors and A o ation of Status Roles Within a community individuals are ranked according to a variety of factors. In preindustrial societies rank is largely ascribed. Age and sex are universal criteria for role alloca- tion; "at least some succession of patterns of action by individuals moving through age categories are universal fea- tures of human societies." (65, 50) In industrial society, where rank is achieved, eco- nomic standing is an important criterion for evaluating in- dividuals' relative standing. The primary economic source of power and prestige in industrial society is not income, but rather ownership of capital goods (including patents, good will, and professional reputation). Ownership of con- sumer's goods (income), is an index, not a cause, of social standing. Expensive clothes, cars, homes, eating habits, are all symbols meant to convey high rank. Symbols of high status, however, have been degraded by mass production of what were expensive, scarce items. But the present fast changes in form and style of goods still allow differentiation 63 between the classes in that only the rich can always afford "the latest." Symbols of position which can be ranked by concensus are "status" symbols. "Situs" symbols have no readily identifiable "scalar value," i.e., there is no real concensus about whether Rotary or Lions club badges carry more prestige. Individuals may also be judged by their friends and organizational affiliations. Religion, ethnic group and race influence a person's social (and economic) standing. Individuals are often judged on these criteria in the work situation, as well as in the community, despite the fact that evaluation there is purported to be strictly rational. Often organizations themselves can be ranked by prestige such as religious groups in America. When a country is de- veloping the prestige of a new occupation or organization may be determined by the type of people to enter it first; if disaffected are attracted it will not have very high status, while the support of influentials gives high ranking. According to Moore, evaluation of actors and status roles in society is based mainly on functional utility and scarcity. Those who perform highly useful tasks, requiring much training, will be highly valued. While extreme divis- ion of labor produces many specialists with relatively little basic ability or training who do not command very high pres- ' tige, true experts thus produced are given due recognition. The prestige of scientists, engineers, and other highly skilled and trained people is accentuated by increased 64 authority relative to other functionally important positions. Since these experts remain technical, in dealing with means to ends, they cannot achieve the highest ranks in a society, for those are reserved for positions which integrate soci- etal goals at economic, religious, and societal levels--such as priests. A by-product of specialization is the creation of very technical occupations. Since these can be understood by only a few, it is difficult to rank them and the commu- nity must resort to broader classifications of occupation or other means of social classification. Even these do not produce a unitary system of differential valuation, but rather a vague, plural system of stratification. Social class, Moore suggests, is becoming more of an analytical tool for the observer than a meaningful part of social struc- ture. (48, 250) In industrial society, where workers are assigned jobs and evaluated on a supposedly rational basis of achieve- ment, the labor market provides the mechanism for matching people and jobs, as well as rewards to motivate people to enter the jobs. Individuals are hired to fit job specifi- cations. Moore sees this as the supremacy of the organiza- tion over the individual;'flt is easier to change the man than the jOb." If, however, the right person cannot be found to "fill the slot" the situation can also be remedied by redefining jobs to match people, changing people (training) 65 to match the job, or increasing financial reward to get qual- ified people. In industrial society skill, rather than eco- nomic position, determines a person's entrance into an oc- cupation. In general, the more scarce the skill required in a job, the higher the prestige given the job. Economic standing has no effect on occupational allocation except as far as money provides training and skills, or family "pull." The problem of fitting people to jobs becomes more difficult as one moves up the occupational hierarchy; job specifications become more vague, like "creativity" and "leadership," making selection procedures more difficult. Moore predicts increased use of mechanical match makers, such as IBM machines, for men and jobs. Managers, for the most part, are competitively selected, sometimes by succes- sive competitions to move up the line, sometimes by selec- tion Of a new candidate from outside the system. Given equally good work in an industrial situation, rewards and rank are usually accorded by seniority; however, personal ”pull" with superiors is not an unknown factor in advance- ment. Another factor in role allocation is mobility. A job offered to two equally qualified candidates will be given to the one who can afford to move to the job. Four kinds of mobility reflect allocation of status roles--those are between: a) ranks or positions, b) segments of the 66 economy or specialized labor market, c) geographical loca- tions and d) employers. Moore qualifies the idea that mi- gration is a function of economic opportunity because it neglects to consider the fact that the economic system and economic relationships fit into broader institutional pat- terns. "Economic opportunity," he states, "is meaningless unless circumstances allow occupational shift and free ac- cess to the means of economic advance." (4, 86) Moore il- lustrates this by pointing to the implication of social status of occupation in the ante-bellum south. Despite the fact that in both South and North jobs were plentiful and wages about the same, unskilled white workers went North to avoid the stigma of doing the same work slaves did. Slavery, ownership of others' labor, of all kinds of ownership, has had the greatest significance for strat- ification because of its inherently unequal relationship. Slaves were relegated to this position because they were regarded as so intrinsically inferior, socially and physic- ally, that they could not be human. Evaluation of the slave was based on religion (they were heathens), race, and lack of ability-(training was largely denied). Negroes and Whites had a ”caste law” type relationship with unequal division of privileges, duties, obligations and opportunities; there was no chance of traversing boundaries. Individual quali- ties, as in the Indian caste system, were irrelevant. With rank comes a pattern of deference. This sys- tem of ranking, different from rank based on authority, stems 67 from division of labor within production flow. The defer- ence pattern within a factory is the ranking of workers ac- cording to skill. Workers in lower positions defer to those above them in a pattern of differential service relations. This asymmetrical service relationship is clearly not one of authority. The example Moore gives is that of a skilled operator accepting the services of a sweeper without return- ing a service, but also without authority, for both are under the authority of the unit foreman. ”It is possible to value and differentially reward types of performance on a func- tional basis without setting up an authority system. In- deed, this distinction lies at the heart of line and staff problems." (55, 33) To some degree deference in authority ranking conflicts with deference based on skill. Moore feels that combining the two into a single hierarchical structure would not avoid the problem. W W So generally useful is power that like income it may be termed a'universal means.‘ Power and wealth may, in fact be converted into one another, so that there is an understandable tendency for the two to act together. . . . In all social situations, other persons are potential means to any given per- son's ends. That is, if he can exert control over the actions of others, he can use their talents or labor for his own purposes. The exercise of power [is] authority if its/legitimacy is socially recog- nized. o o o (14, 262) Authority means the hierarchical system of flow, the content of which is information. (55, 36) 68 Sometimes power is viewed as an end, but, according to Moore, this is usually a "misinterpretation of the symbolic means- end relationship." (14, 262) As with most of the preceding elements discussed, authority and power are presented in two contexts, the in- dustrial and preindustrial. In the former, power is usually oriented toward maintaining the status quo, is ascribed rather than achieved, and is linked to and supported by the supernatural. The industrial West, with its diversity of power types and bureaucratic type of power structure, pre- sents a different picture; it is on this that Moore concen- trates. Power can be looked at from the point of view of the worker's relations with the power structure, management, ownership, and government control. Many of the laborers in new factories of industrial- izing nations are there as a result of a special kind of power, direct or indirect coercion. Direct coercion takes the form of requiring labor on public works with little or no pay, the alternative being long term indenture. Indirect coercion, taxes payable only in cash, forces natives to the factories to earn this payment. It takes more than author- ity to establish gag_pg£pg§g§§g a new production system; coercion does not call forth commitment. There are several factors in industrial patterns of authority that make adjustment difficult for newly re- cruited workers. It is difficult for them to make the change 69 from the general and personal authority system of preindus- trial society to the specific impersonal one in industrial society. In the latter administrative authority is based not on tradition, but on the functional requirements of pro- duction: a) the need to coordinate, communicate and direct, and b) the need for such authority imposed by the state. A reason cited in the Mexican study for not seeking employ- ment in factories was opposition to the authority of bosses inherent in the factory organization. Although there are problems of adjustment to a new system and labor commitment reportedly was more easily achieved in Japan by maintaining the status quo ante in regard to authority, Moore takes is- sue with the idea of maintaining the traditional status sys- tem in all developing cultures. The dehumanizing aspect of the authority structure reported in the new system is not necessarily absent in the old. Moreover, the old authority structure is often in conflict with the organization and requirements of the new. In some preindustrial situations there is less of a barrier to commitment and resistance to power figures because the population has been "broken in" by "politics of development"--some kind of external rule. This step socialized the adults a little to the new way of life. Since the process of transition is a matter of emo- tional involvement transitional authority structures are frequently embued with charismatic authority. "Routiniza- tion of charisma" is common, but may be a slow and uneven process. 70 With the advance of industrialization labor develops a self identity, and begins to work for common goals, at first through craft groups, then unions. "One of the most immediate goals of . . . unions is the changing of the bal- ance of power in industrial organization." (14, 262) The interaction of this more cohesive labor force with manage- ment has led gradually to a redefinition of the scope and character of management. The Marxian dichotomy of labor vs. management might have fit the pattern of early industrial- ization. In the more mature industry, however, the line between the two groups blurs (discussed also under'gggk). Through collective bargaining and development of parallel management and union bureaucracies industrial disputes re- define the power relation and question the prerogatives of management. ”The 'inner dynamics' of the present state of industrial relations in the advanced economies appears more nearly a sort of 'syndicalization by accident' than a devel- oping class struggle between capitalists and proletarians." (31, 542) The meeting of corporation and union bureaucracies having the same rank and file membership still entails con- flict of loyalties and leads to issues of balance of power. The fissionable character of industry in time of conflict points out a more pervasive problem, that of fulfilling in- dividual and group aspirations or losing their active sup- port. The relationship between management and unions, gen- erally classified in typological terms such as cooperation- 71 conflict, often centers around the difficulties in insuring actions and norms of a factory system. Problems in the re- lationship are a consequence of potential discrepancy between the authority's ideological and functional roles, increments to the authority system from ill trained uncommitted labor force, and the relation of ideology to the labor force. These are interacting elements and if one changes others will. Different types of authority exist. The type of authority in a factory is largely directional in nature with its normative sanction based on function. The man at the top of a bureaucracy, Moore comments, is often like a mon- arch, developing an ideology to justify his position and making some element of his authority independent of the func- tional role. This keeps his accountability at a minimum. The relation of the authority figure to organization prop- erty increases the difference between the function and nor- mative sanction of authority. If the individual in author- ity controls property his sanctioned authority extends be- yond that of organization tasks, even if stockholders and unions impinge somewhat on his authority and power. The single boss, however, is practically nonexistent in contemporary Western society because of separation of ownership and management and the increasing size of economic, political, and other organizations. The power structure of bureaucracies follows a pyramidal character. 'The number of echelons in the pyramid depends somewhat on the size of 72 the organization and width at the base, but not exclusively so. A highly diversified company, because more coordination is required, will have a steeper power structure with more levels than an organization of the same size producing all the same thing. Authority may be delegated (line organiza- tion), or it may be divided according to spheres of compe- tence (staff organization); most bureaucracies combine the two principles. Power, in bureaucratic organization, is in the position, not the person. Moore describes in detail the nature of bureaucratic organizations, corporate owner- ship, and management, but he still feels there is not enough understanding of the nature of this kind of organization. He asks: What is the significance of pyramidal, bureaucratic structure in organizations, that unlike industrial management, makes executives at least nominally accountable to rank and file, and what special problems does this pose in getting policies accepted down the line? (17, 655) Inherent organizational problems, such as the relationship between kind and amount of authority (as line v. staff) or tension between lay administrator and subordinate expert, threaten cleavages in management. In modern corporations three different situations must be distinguished in regard to actual control over pol- icies and activities: a) complete ownership, b) financial control and c) managerial control. All three of these con- cepts are confusing to traditional ideas. In industrial society ownership is thought of as "principle of unlimited /‘\ 73 rights" in which all or most of the significant rights of some locus of value are controlled by a single social unit; thus, a city or a corporation with unitary control over some locus of value, may be treated as an individual. The dis- persion of capital ownership allows concentration of capital control and the possibility of controlling huge economic interests with only a small per cent of outstanding stock by pyramiding through holding companies. In its separation from ownership in contemporary industry, management is relatively autonomous. This does not mean complete freedom, however, for it is subject to vetoes and potential restraint from stockholders, customers, employers, government, and decisions must be guided by fac- tors such as wage legislation or special insurance requiree ments. With all the groups just mentioned able to restrain management, it faces a "moral crisis" consisting in part of a dilemma about who it represents. It seems that, in terms of actual accountability, managers represent themselves. Industrial management in this situation is increas- ingly professionalized; it has become a career in which attachment to the organization is ensured with a well defined series of steps to the top and elaborate definition of rights and duties of each office to prevent internal competition. Probably the best example of professionalization and regu- larized advancement through clear-cut ranks is seen in gov- ernment bureaucracy. Political leaders, like their industrial 74 counterparts, are subject to controls. The three major fac- tors Moore sees controlling political power are: a) the small number of actual holders of political office compared to the total population, b) rules designed to limit leader's activity to that in the interest of the group, and c) the fact that authority is in the office, not the person who can be removed. The state is the ultimate power structure. Its power is based on the necessity of intervention in the public in- terest in the highly interdependent economic system of in- dustry, distribution, and consumer. States often base their claim to legitimacy of power on continuity with the past over a long time. Even revolutionary governments attempt to tie themselves with some element of tradition or past. The state's institutional controls are basically the same as those in any economic system,governing, division of labor, disposition of property rights, methods of distri- bution. Social controls of industry are an elaboration of institutional conditions on economic activity; they limit and define economic activity, determine the ends of society to be served and the values with which they must be consist- ent. Controls on the economy, such as protection of economic opportunity for investors and consumers, and employment stand- ards, uphold values such as efficiency, competition, equity and health. Without totalitarian control it seems unlikely to 75 Moore that economic transformation is possible in underde- veloped nations. Some degree of government intervention, representing the opinions of the population is necessary, even in developed countries. The alternative to a controlled economy, as Moore sees it, is chaos, "a battle of giants for economic and political supremacy, the victory going to the group with the support of the greatest number and diver- sity of interest groups." (7, 41) The integration of the economic order by a centralized government needn't mean so- cialism, but may have as its purpose and result a wider ex- tension of opportunity for competitive activity. Those who want more freedom in economic opportunity and security will probably be the strongest support for a planned economy in a democratic political order. D ' M in nd ' 'at’ c The size and shape of the corporation's pyramid of power is determined to a large extent by the decision mak- ing power of administrators. When an organization is very centralized the pyramid will be tall and narrow, whereas decentralized decision making policy flattens the pyramid. An illustration of the former is the formal structure of the Communist Party in America, typical of groups in con- flict with established institutions. In such groups, which need tight discipline and restricted decision making, the decisions and policies of the higher units are binding. Decision making in groups like the Communist Party differs 76 from that in a democratic society in that numerical propor- tionality is not considered, power carries more weight in decisions, and a minority can't question the majority decis- ion. In many Western industrial corporations, on the other hand, decision making is carried out on all levels of author- ity, leaving only major policy decisions and questions of overall coordination for the president or top manager. If the bottom man, the worker, does not agree with the admin- istrative decisions, he at least has access to institution- alized channels of complaint, the grievance committee or the union. Collective bargaining is an important type of decis- ion making in the industrial system; it reflects prior de- cisions on the part of both parties. Unions, based on the assumption of internal disagreement, arrive at agreement through democratic process. Since union representatives are responsible to those below them, and may be resting on a weak compromise decision within their own ranks, their position for collective bargaining is often not as strong as management's. But management, although it assumes inter- nal unity, is really not a solid unit; the devisive influ- ences of competition for scarce resources of the enterprise, rank friction, line-staff tension, and changes necessary for the survival of the organization, affect the ability to make decisions. As a delegate with responsibility to those above him, the management representative can present 77 a stable argument stemming from a single authority figure. In some respects, however, the union position in collective bargaining is more stable, for their external orientation is almost solely toward management. Management's external relations, in contrast, are multi-directional; thus, in deal- ing with unions, management decision making ability is lim- ited by attempts to balance many different external interests. While management strives to decentralize collective bargaining to avoid the effective collective power of unions, the union wants to centralize in an attempt to reach firm wide bargains. Where the process of collective bargaining is highly formalized and hindered by rules and precedents agreements may be reached outside the structure. Means of doing this range from blackmail at the expense of the union member to effective coalition at the expense of the consumer. All industrial systems, including totalitarian, provide al- ternative ways of pressure and protest; some are direct vs. employer, and some are indirect, such as influencing the legislature. Americans, who seem to be raised with a distrust of politics and politicians, want a decentralized power struc- ture despite the resulting maze of administrative agencies. Americans also stress the importance of a free (not uncon- trolled) economy. Centralized political power in contempor- ary Western society is practical only if the central agency is responsible for general policy decisions, and the rest of the structure is decentralized with functional authority. 78 Developing nations, on the other hand, need greater centralization of power in a planned economy. This kind of political order increases the area over which resources can be coordinated and products distributed. Even though these political and economic systems are centralized, it is necessary that they be representative and impartial in making decisions. Centralized bureaucracy, necessary to planned economy, needn't always suffer from inefficiency which is merely the lack of coordination. One of the cru- cial issues when a government bureaucracy is in charge of economic planning is the extent to which the officials feel responsibility to the populace. Hitler, for instance, like other dictators, was only responsible to a small group. It is important, but difficult, to work for an end agreed upon in the society; while a general end such as security or development may be agreed upon, uniformity of judgment does not follow on the question of the internal distribution of rights and duties.. In industrial society decision making should be ra- tional (as was discussed in the section on,g9£g§). Ration- ality in corporate behavior is not the same as individually rational behavior. Often the former--working for posterity of an organization--contradicts rational behavior at the other level--individual desire to work for oneself. Indi- viduals in their corporation positions, however, are expected to act according to logic and available information, not 79 self interest. In some instances alternatives to rational conduct, such as decisions based on precedent, are called for; this is quite different from a non-rational decision like attributing certain events to the stars. Differential use of rational procedures and differential control of know- ledge are important elements in maintaining social power. Knowledge based on an instrumental view of the world enables better manipulation of environment and society. The power of the decision maker in a rationally oriented society rests on the legal contractual power in the society. When there is conflict in industry between the of- ficial hierarchy of authority and the deference system of authority workers tend to look to leaders in the deference system and to unions for decisions and initiation of action. The ultimate decisions over the factory, however, are made by the official power figures. This group's decisions not only govern the worker in the factory, but often in the com- munity as well. This is particularly true in towns where the majority of the population is related to the factory in some way. In such situations the power balance in the community may go either to the factory or to the workers. Over the years industries in such positions have turned in- creasing attention and effort of management to the community. Thus far decision making and power have been dis- cussed at the level of the state and industrial organization. On a smaller scale, but also important to the individuals 80 involved, is the power structure of the family. Timing and availability of information are as important to decision making in this locus as in the larger organization. In fam- ily decision making the power of the father or mother varies with ethnic group, status and society. nin 0: ;s :1 ~m21 a d Ae-_i a .1 of ; ,t_o is a P o Sanctions may be penalties for not conforming, or they may be rewards to induce desired behavior. Moore deals primarily with the latter, discussing ways of inducing tra— ditional peoples to enter industrial production systems. All societies have some kind of inducement rewards distributed according to positions; this differential dis- tribution of rewards is the base of social stratification. It is not necessary for a society to reward positions in proportion to their functional importance; the reward need be only high enough to keep the position filled with quali- fied personnel. There are three main kinds of rewards a society may offer, things contributing to sustenance and comfort (including money), things that contribute to humor and diversion, and things contributing to self respect and ego expansion. Rights associated with a position may also be considered a kind of "built-in" sanction. Rewards tend to be high for positions requiring long expensive training and great technical skill. This assures talent and motivates training for these jobs. Relative 81 scarcity of trained people for positions in a pure labor market causes financial reward to be distributed according to merit. Rewards seek their own level, for if they are too high and draw more recruits than needed, the over supply debases the rewards. "Every position that secures for its incumbent a livelihood is, by definition, economically rewarded." (13, 246) Unequal allocation of economic returns controls en- trance into positions whose main function is not economic. Economic reward tends to be an important index of social status; however, it is not the size of the income that gives a position prestige, but rather the prestige of the position causes it to command a high income. The most common reward in industrial society is eco- nomic. The belief in the efficacy of wage differentials for motivation is based on assumptions of flexible competitive system with financially acquisitive, mobile labor, a valid assumption in an industrial economic system. Unfortunately, these assumptions are not universally applicable; high wages are often insufficient to recruit people from essentially non-market societies for the industrial labor force. Wage, even in industrial society, is only one of many motives; in the early stages of economic development they are a rather small part of total motivation because there is little use for money. In countries where taxes are levied wage may be a temporary incentive, but while it may induce entrance 82 into industry, it will not induce commitment. Wage is not a very powerful incentive in a society where status is as- cribed, unless it can be used to uphold the traditional way of life, i.e., in payment of bride price. The effect of wage as an incentive depends on the alternatives available. Actually, Moore feels, the whole "question of 'economic' vs. 'non—economic' motives is a sham battle in social science leading to total confusion of issues." (60, 78) There is no such thing as a pure economic motive; but rather the at- traction of financial and non-financial incentives which depend on the utility of money in the society. The notion of "profit motive" (competition for mone- tary rewards) doesn't really apply in preindustrial society; even in industrial society it is a misnomer, for the major— ity of individuals, such as managers, clerical workers and laborers, work for wages, not profit. Another limitation to the profit motive theory is the fact that men are crea- tures of unlimited wants not all of which are served by monetary rewards. It appears that industrial society may have pushed material production and rewards to the point of endangering the system's stability. Rewarding several motives provides a more certain base for cooperation than a single incentive. Often the non-monetary sanctions oper- ating in labor recruitment are more important than monetary factors in labor commitment. Non-monetary attractions in- clude new opportunities, free choice of associates, oppor- tunity to develop new skills, chance to escape oppressive 83 tradition, national identity, and prestige. Crumbling of the traditional security system, agri- cultural underemployment, decrease of handicraft production, may push a man into the factory. This entrance to the fac- tory, however, will only be successful to the extent the social structure is or becomes compatible with the incentives offered by the new system. If the old security pattern crum- bles and is not replaced, the dissatisfied individual may turn to opium, etc., or return to the village. A sense of social participation is important in developing a positive labor attitude toward industry; this is frequently still missing in industrial societies. Security is a kind of re- ward found in participation and feeling of belonging. In the modern organization rewards for work are ra- tionally allocated and optimally utilized because they are tied to types of activities and awarded on basis of compe- tence. However, once an individual is fully committed, the nature and amount of reward is not the most important fac- tor in keeping him in the system. Thus, rewards need not be raised above the point at which "whatever rewards the individual desires from his performance remains adequate to assure that performance." (43, 125) W 1 a; 7*u-1 and U m _za Lo of Fac Vm_i-s as a Moore distinguishes between non-material culture 84 (knowledge, ideas, etc.) and material (tools and other fa- cilities). The latter part of culture is most subject to change, therefore possibly is of a causal, or somewhat in- strumental importance in change. A change in technology can lead to a change in a way of life, i.e., the automobile and courtship, or the automatic dish washer and laundry and family. Technology must be used to further constant goals. When goals are changed (as from war to peace) much of tech- nical progress is invalidated. In dealing with the relationship of technology and change Moore seems to agree with Sorokin that what are here called facilities are not prime movers. He does not support Ogburn's theory of "cultural lag," nor does he accept many Marxian hypotheses regarding the role of technology in de- velopment. The Marxian theory that social change is based on factors of production, he feels, neglects important ele- ments in development such as constancy of ends; for tech- nical change to be primary the end of technical "progress" must be assumed and constant. The Marxian emphasis on tech- nology and "relations of production” providing the dynamic factor in technical change neglects consideration of the large number of possibly independent variables subsumed under the concept of "economic factor" without clear dynamic ref- ‘erents. This theory doesn't distinguish between the simply :relevant factors and those which are determined by other elements. Moore indicates that the role of technology in “the theory of change would be more plausible if it were 85 regarded as a segment of culture more susceptible to change than others, thus perhaps of some causal significance. The instrumental nature of technology, in some con- ditions, requires modification of some practices and values in working for the achievement of others. The influence of the automobile on recreation patterns exemplifies this. But technology can only expand to the point that its conse- quences for other values are still acceptable to society. It is because society agrees to some value changes related to technological development that technology looks like a causal factor. The most obvious effect of technological change is diversification of products. Of more interest to a sociol- ogist are the implications of change in technology for the individual worker. These include a changed relation to ma- chines, increasing specialization and diversification of occupation, and changing demand for skills. Workers are closely related to tools of production. Moore's definition of a work team's function is the effici- ent utilization of both men and machines. Men and their ideas, in this view, are also tools or facilities. Since both kinds of facilities in a factory, machines and men, are highly specialized special knowledge and skills are re- quired for their interaction. Interaction is the proper term, for the belief that machines determine men's behavior :in.the factory is a misrepresentation, in Moore's opinion. Diachines may pace the rate of production, but they also free 86 the worker for other things. Men design their machines to serve their needs and abilities, the machines don't design their operators. The amount of contact a worker has with the machine depends on his level of skill. A very low skilled worker will have very little contact, remaining at the level of non-machine oriented tasks such as sweeping. With an in- crease in skill, to a certain point, there is an increase in proximity to the machine. By the time the managerial level of skill is attained there is again considerable dis- tance between the worker (manager) and the machine. The use and ownership of tools is much less compli- cated in preindustrial than industrial society; each person usually makes and owns the tools he uses for all the steps in production. Workers just entering the industrial system have to make major adjustments in their concepts of property. They must overcome or learn to adjust to the feeling of be— ing subordinate to the machine. Moore feels this could be alleviated by giving workers more actual control over the machines or redistributing property rights in machines giv- ing workers a greater sense of social mastery. Even older workers who may identify with their machines to the point of considering them property realize that they do not own these tools. Moore is particularly interested in the ques- tion of how property rights over machines can be shared by workers and "others." By "others" he means publicly or 87 privately appointed managers, government officials, entre- preneurs, and inventors. It is hard for newcomers to accept the fact that "workers have property rights in jobs and man- agers have proprietary powers usually accorded only to own- ers under older notions of private property." (63, 6) The fact that different people can have different rights in the same aggregate of assets is particularly foreign to tradi- tionally oriented workers, for, as Moore points out, corpor- ate ownership is as much a violation to the concept of pri- vate property (individual owner having individual control over production) as government intervention. Shortage of facilities such as capital, money, land, and other resources, is one of the main barriers to economic progress. Underemployment in poor countries reflects this, while unemployment in advanced nations reflects lack of ad- justment to rapid change. Limited capital means that prod- uct diversification would be at the expense of the little marketable surplus there is. Capital destruction in war is harmful, decreases the ratio of productive capacity to population. Land, one of the most important resources in under- developed nations, is a facility. Moore discusses the prob- lem of land-man ratio in some detail, particularly in his demographic writings. The problems are primarily too many people for the land and traditional subdivision of the land into tiny, inefficient plots. Land is not only an agricultural 88 problem, for cities fast outgrow their supply of available land, but these problems will be handled in the section on territoriality. The most important facility, but one often overlooked in talking of facilities, is the human population. The na- ture of the population pyramid has many implications for a nation's ability to advance economically. The well known lag of birth rate decline behind declining death rate pro- duces a population with a high proportion of dependents in the non-working ages. This is particularly problematical in deve10ping areas, for this situation usually accompanies the initial push for development, and seriously limits the ability to devote resources to capital for improvement. In a developing nation the position of the aged (dis- cussed in the section on.g2gm§) becomes quite serious, for mobility of laborers makes care for them difficult. Their numbers swell at the same time industrialization is empha- sizing youth in the development of new skills. This makes self sufficiency even more difficult for the aged. They have a "trained incapacity" for taking new jobs. This prob— lem, Moore feels, will not disappear soon through demographic changes. The ratio of urban to rural population also has importance for the ease of economic development. The dis- persed agrarian population of preindustrial societies initi- ally hinders industrialization, but this potential labor force is attracted in large numbers to population centers when industries are established. CHAPTER III COMPREHENSIVE OR MASTER PROCESSES ggmmunigation "The essence of social interaction, and a primary condition for the existence of any social group, is to be found in communication." (14, 93) Even in a large organi- zation "the worker should be able to recognize the appropri- ate sources of messages (orders), to understand their nature, and to provide the appropriate response.” (55, 36) But, given an indirect communication system, such as writing, the individuals initiating action may exist for the receiver as only a name and position. Indirect lines of communica- tion in an administrative bureaucracy tend to impersonalize relationships, and, by bottlenecks in communication flow at intermediate levels, may threaten the efficiency of op- eration they are designed to enhance. Communication channels tend to be vertical, the length of the lines determined by decentralization; the more decentralized the system, the shorter the line to the locus of problem solving. Communications networks in admin- istration are particularly dependent on fulfilling expecta- tions of others in terms of sequence and speed of messages, i.e., bypassing regular channels makes a message seem to 89 9O lack authenticity; messages arriving too early or too late may mean disaster. Communication is important in establishing and bind- ing relationships across large geographical areas. Mass media is instrumental in creating cultural and lingual homo- geneity, even extending "mass culture" across national bor- ders. The development of communication and transportation was crucial to the maintenance of a colonial empire, and undoubtedly affected intensity and effectiveness of internal political control. Within a country, as well, governmental control of communication is very important to the maintenance of power. Although Moore doesn't deal with communication at length, he does mention it in several contexts. Non-verbal communication, such as gestures, facial expressions, or the possession of goods which act as status symbols, are impor- tant communicators. Among the problems of an investigator studying industrialization in another culture he mentions language barrier. Lingual problems are also likely to face members of an industrial or economic development team in another culture. These communication problems are further confounded by high illiteracy rates. B n Ma n Boundary maintenance is reflected in the descriptions of preindustrial social mores such as strong kinship ties, 91 and commitment to values of work, religion, etc., which pre- vent the adoption of new ways. Any society has some degree of resistance to change, whether the source of the change be internal or external. That resistance arises from the nature of society itself. . . . It follows that an inno- vation in the organization of production and the means of gaining a livelihood will initially en- counter resistance approximately proportional to the integration of the established pattern. (28, 302) Technological, economic, and educational underdevelopment are perpetuated by,and in turn limit,contacts with other cultures. Moore mentions various means of maintaining boundar- ies including territorial isolation, external enemies, or highly ritualized means (as in churches and radical polit— ical parties). Membership criteria such as conversion of some kind, continual reference to founders and basic doc- trines, terms of togetherness such as "brother,” "Citoyen," or use of first names also enhance group solidarity. The above examples of boundary maintenance are ways a group distinguishes itself from the larger society. Boun- dary maintenance action may also stem from attempts of the majority to protect itself from the intrusion of a smaller group. Such a situation is evidenced in the South where Whites have used law and myth to keep the Negroes out. Moore discusses some of the problems that arise when there is de- sire to maintain a boundary, but the method is difficult to uphold; Southerners, for instance, held that slaves, since 92 they weren't Christian, could not be considered persons. Their conversions, then, created great dissonance and called for further rationalization, such as physical inferiority of Negroes, to keep the boundary strong. Boundary maintenance is frequently inferred in state- ments such as the following: "The conditions in preindus- trial social systems that may aid the development of a labor market include rational work organizations, and especially the existence of specifically bartered services." (55, 53) One might assume that lack of these characteristics prevents easy socialization to new ways. The emphasis on mobility seems to be another back door to the concept of boundary maintenance, for mobility within a social structure or mo- bility between social systems would seem to indicate a break- down of at least some of the physical, psychological, or cultural factors of boundary maintenance. Moore's "barriers to change," or to commitment, can be considered a kind of boundary maintenance, as they pre- vent individuals from moving into other groups. These usu- ally are not consciously established techniques to maintain group solidarity, but rather are an inadequacy of means for contact such as ignorance of alternatives, lack of qualifi- cations, lack of financial ability. Since Moore presents these as barriers to change, they are better considered in the chapter on sgcial ghangg. Since many of the books under review deal with change 93 the discussion of boundary maintenance centers on boundaries between two or more social systems, as described above. Moore refers also to types of boundary maintenance within industrial society, such as affective neutrality and high mobility. Labor specialization serves as a boundary by re- ducing contact and conflicts between workers. Systemic Linkage Moore's approach to the study of social change re- flects the importance of systemic linkage. He does not find the model of an integrated social system useful, for while it accounts for the relationship of parts, it does not ac- count for change. He writes of linkage at different levels; he discusses the increasingly close ties between remote areas of the world which sweep away differences of attitude and belief, as well as the links between an industrial plant's subsystems. Systemic linkage is inherent in the very process of transition from preindustrial to industrial social sys- tem. The crucial point in the possible extension of an in- dustrial pattern to new areas and cultures involves the whole question of acculturation, understood in the most general sense as cultural change under impact of an external cultural system. One of the few unconditional statements that can be made about this kind of cultural interaction is that the influence of the foreign culture depends on the nature of 94 the indigenous. (20, 295) The more tightly integrated the host culture, the less susceptible it is to the outside cul- ture. If functions of the society fundamental to survival are endangered, the resulting state of flux makes entrance easy for a new culture. Degree of functional similarity between new and old is another important variable contrib- uting to the ease with which the two integrate. It is eas— ier, for instance, to influence a traditional society to reduce mortality which fits the value pattern well, than to reduce fertility which is highly valued in primitive so- ciety. The less comparable the goals of the two cultures are, the longer the time required to make a change. Acculturation includes changes in belief systems, norms, products of human activity, social organization, at- titudes and values. Moore's study of acculturation deals primarily with the impact of industry on a traditional so- cial structure, with the attendant processes of urbanization, and destruction of extended kinship systems and traditional modes of social stratification. More specifically, Moore describes industrialization in terms of various loci of com- mitment. Commitment to place of initial exposure to the new system is usually generalized to other loci. These loci .include place of work, market system, and social structure. CEhe latter includes kinship, stratification, political sys- ‘tem, and common orientations (norms, cognitive concensus, values) . The problem of integration is one of systemic linkage. 95 In industrial society, Moore says, this can be approached in two ways: a) the relations between systems of social action (organizations), and b) the relations between ele- ments of the normative system (institutions). Industrial societies are such fragile systems that damage to coordinat- ing parts of the system (transportation or communication) might destroy its operation as a whole. Within industrial society the factory itself is a focus of systemic linkage in two respects; as a total sys- tem it is linked to other social systems, and as a system it is made up of many interdependent subsystems. Too often social scientists refer to the factory as self contained, a complete social system in itself. Believing that all so- cial relations are functionally interdependent, they study the work place as the primary focus of commitment. Moore does not consider this a true picture, for he sees the fac- tory as a structure whose boundaries are never coterminous with any single analytical system. Aspects of many differ- ent overlapping systems-~place of work, labor market, unions, community--are manifest in the factory. Integration of these systems means that a change in the productive system, such as involvement in work and market economy, leads to changes in other traditional institutions. The implications of technical change in industry can be found throughout a society. Dealing with this topic is problematical in that analysis must be made in terms of 96 abstractions such as economy, demography, ideology which obscure the functional and temporal interplay of social sys- tems. Tracing organizational or institutional implications of technological changes requires consideration of at least two ranges of variation, directness or indirectness of links, and type of social unit to which the effect or implication is attributed. Moore points out that change can be studied advan- tageously in terms of three interrelated institutional com- plexes found in all societies--property, labor, and exchange. The importance of these institutional conditions is evident for . . . they function to integrate the isolated eco- nomic act or the particular economic organization into the fabric of the normative order of society; that is, the institutions so 'define the situation' that self-interested action also fulfills the ex- pectations of society. (10, 450) Moore states that one cannot overlook the relation of industry to society and proceeds to list several types of relations: a) the social life of industrial personnel as it affects industrial organization, efficiency, morale, b) the reciprocal effect of industry and culture, c) polit- ical and legal controls of industrial activity, d) industry and community. There is, he points out, a great span of interrelation between industry and society extending from the upper limit to the lower limit of market operation. At one end of the continuum is the company town where scrip is not even used for purchases, but all transactions are a 97 matter of bookkeeping; the upper limit is the city where the relationship between industry and community is charac- terized by particularistic affectivity. In some situations town and factory (or union) organizations may serve the same functions. Unions, for instance, may also serve as employ- ment agencies, insurance companies, credit unions, and com- munity centers. Just as the industrial system is linked to other systems in the society, there are links between the subsys- tems within industry. Within a factory the three basic fac- tors of production, technology, workers, and management are interrelated. These are so closely linked that they change simultaneously, becoming more closely related with develop- ment. This high degree of interdependence means that the work of one group depends on that of another, not that the groups overlap in task. Although these groups do not nec- essarily have overlapping functions, they do have overlap- ping membership. The worker can identify with any (or sev- eral) of the following groups in the factory: the produc- tive organization (as a loyal employee), occupation (as a craft unionist), or the general system (as a member of a professional body). That these are not mutually exclusive groups (as was discussed under sentiment) is a source of tension and structural change. There are many problems involved in organization of people involved in maintaining production flow in an in- dustrial system. Problems arise with reference to questions 98 of position and activity in particular, i.e., the question of authority and responsibility. Every plant has a social structure, a network of reciprocal rights and obligations supported by sentiment and formal rule, to provide order and stability in operation. It is important to know both the formal and informal linkage patterns. The most important patterns of relations within a factory are those linking laborers and managers. These can be seen clearly in the develOpment of collective bargaining, industrial jurisprudence, common law growing out of collec- tive bargaining, and contract. Moore questions the ability of labor and management to remain structurally flexible enough to maintain independent identity in view of the existence and modification of the other. Conflict continues to exist between line and staff. One interpretation of this conflict is that it is a natural consequence of interaction between two distinct and sometimes opposite, but simultaneously ex- isting, groups in the same concrete organization. With the development of industry unions broaden their base of affil- iation and services, thus their relations with other groups. This way "competing jurisdiction" develops not only with other similar groups but with other forms of social affil- iation supposedly functionally distinct. Moore would like to see increased study regarding the interaction of union and management, two groups with a common rank and file mem- bership. The interdependence of institutions may be seen in 99 the assumed correspondence of rational or realistic polit- ical affiliation to economic interest. This relationship depends on the unresolved normative issues of economic pol- icy and equity of differentials in income and power, issues particularly salient in periods of transition. Politics and the state figure more strongly in economic activity pres- ently in developing countries than in our own laissez-faire economy. In the transition process the polity is the instru- ment of change and/or the recipient of the tensions and prob- lems of change. It is the interdependence of industry, dis- tribution, and consumer in contemporary society which makes public intervention necessary. Political socialists are particularly adept at capitalizing on this interaction by using one part of the institutional structure (democratic franchise) to change another (control of economic production). In totalitarian countries the state even invades the family and associational affairs. 1 Individuals may link opposing groups; an extreme example of this is native labor migration in South Africa which bridges otherwise incompatible groups and rigid types of social restraint. The study of the human links between social systems raises an important question: What is in- volved in a worker's decision to leave traditional ways for modern economic activities and become a liaison between two ways of life? The decision is primarily one of commitment to a market system rather than a preindustrial non-market 100 system. Competition between the two can be seen at any stage in development. This competition between new and old affects the individual's primary group relations, for it leads to conflict in the family. Transition from old to new does not necessarily deprive the family of functions, rather the func- tions change, accounting in part for the instability of the industrial family. The individual's decision rests in part on what kind of a family he wants, what kind of market, and what relationship between the two are desirable, for as with all the loci, change in one has many implications for the entire life pattern. For successful development both at a national and individual level, these two institutions should be mutually reinforcing. In changing to the industrial sys- tem the individual must learn the new appropriate actions and norms for family, market, and for the relation between the two. Since one function of any institution is relational, commitment to that one includes commitment to its relations with other institutions. The culmination of the transitional phase comes with the individual's involvement in all loci of commitment which requires rejection of the most basic values of preindustrial society, and to a greater extent the substitution of new values. For this reason the greatest problems of transition are often faced in the culminating phase. The early pres- ence of conflict and problems may result in a more complete eventual commitment than when transition appears initially 101 easy. For instance, it might hinder industrial development if decentralized industry fit the previous social structure so completely that a small increase in production had no further implication for capital accumulation or attitude change to give a continual transformation. The reaction of workers to a new situation, on the other hand, might be suf- ficiently hostile to prejudice a population against any fur- ther changes of this type. When there is danger of negative reaction to industrialization it is not surprising to find an accompanying growth of nationalism, for that is one of the few socially approved outlets for emotion which other- wise could be very disruptive. Political movements may al- leviate tension by helping integrate individuals' lives, combine social roles, and give emotional allegiance to dis- affected industrial workers. Institutionalizatign Moore defines an institution as "a system of norms referring to a major aspect of social life." (10, 443) In- stitutions function "to relate standard patterns of action in society, often encompassed in concrete social organiza- tions, to the general system of functional requirements and values of that society." (60, 63) (Institutions are also discussed in the section on Nggms.) The commitment of institutions to a new way of life might be considered as institutionalization. The emphasis 102 in Moore's writing, however, is on that process as it occurs within an individual, how commitment develops predictable behavior; this process does incorporate most of the other processes and elements. The broader aspect of institution- alization is reflected in the difference between preindus- trial and industrial institutions and how the change occurs. In "Social Framework of Economic Development" (60) Moore includes the institutionalization of change as a fac- tor of secondary relevance for economic development in the institutional framework. Institutionalization of the change to industrial society is deliberate, with governments act- ing as the primary source of institutionalization because the norm of change is slow to catch on. Only later do pri- vate institutions adopt the new ways. Protest movements and other new organizational forms arising out of industrializa- tion, often regarded by management and government with sus- picion, Moore sees as economic interest groups which can help economic transition by providing a substitute for tra— ditional social bonds. Once a change has been accepted, how- ever, and industrialization is established, institutional- ization and bureaucratization may hinder continued change. This would be the case, for instance, in institutionaliza- tion of investment decisions. It is often assumed that those nations now develop- ing will have the same institutionalized patterns that exist in the Western countries. It is assumed that such patterns are inherent in a developed economy because they are so 103 similar in appearance and function in the industrialized nations. Moore reminds his readers that such patterns do not necessarily follow development; the alternative patterns of economic and social organization have not been exhausted yet, and the developing countries, by combining traditional values with industrial development, could institutionalize quite different patterns of doing things. Institutionaliza- tion of patterns does not always serve a functional purpose; once institutionalized, a behavior pattern is likely to out- live its usefulness. Moore mentions that mobility prevents or often re- tards institutionalization of persistence of particular types of relationships, and increases the efficacy of generalized norms which is a necessary base for an industrialized society. The conjugal family fits into the category of particularis- tic relationships. While this kind of family is said to be the best adapted to industrial society, it is not yet completely institutionalized. This incomplete institution- alization is reflected in the position of the aged in in- dustrial society, as was discussed under‘gggms. Failure to recognize this situation may account for the lack of at- tention industrialized society gives the aged. Industrial— ization also prevents institutionalization of status by as- cription. Institutionalization of norms is a function of the institutional order of society, providing norms of con- duct in specific contexts and consistent with the general values and appropriate claims of other societal structures. 104 Socialization Any system, developed or not, will have some degree of flexibility due to uncertainties in socialization. Since no two families are alike, and no family treats every mem- ber the same, differences are inevitable. Another variable in socialization is the reduction of the family's socializ- ing function. This trend, Moore feels, is exaggerated; more important is the change in the magnitude of educational ac- tivity, not just the transfer of that activity to the school. Of greater import yet is the goodness of fit between educa- tion and industrial needs, the accessibility of education, and the extent to which formal education gives socializa- tion in norms, not just information. Transitional societies often face the problem of education distorted by undue em- phasis on training the elite. Children raised in industrial society are socialized to expect the norms of the factory work situation. Lacking this socialization it is difficult for an adult member of a preindustrial society to be committed to an industrial way of life. Moore does not deny the legitimacy of the Freudian emphasis on early socialization, but feels we stress it to the extreme of neglecting adult socialization, which he gives equal or perhaps greater importance in a change situation. Marx, on the other hand, seems to ignore social- ization, suggesting that occupation determines class ideol- ogy. This, Moore says, is only partly true in that class 105 differentiates socialization patterns, thus only indirectly providing the basis for ideology. In socialization of the individual, learning proceeds from general to specific norms. The process of societal development follows a parallel pattern, for when the transi- tion period is over, general unifying acts and norms become the foundation for learning more specific kinds of behavior. This sequence is important to the understanding of commit- ment in transition because it shows that initial exposure to a new form of doing things in specific (rather than a general) context is no guarantee of overall commitment. Moore mentions several agencies which are responsible for socialization in a transitional society, including em- ployment exchange and labor recruiters, communication media, information services, standards of unions and professional societies, vocational education and counseling, peer group workers and reference groups. The initial agencies of exposure to industrial so- ciety are classified into three main types: a) Precommit- ment or predisposing agencies in traditional culture which facilitate the sanctions and norms of industrial society, such as open class stratification and status by achievement (China). b) Transitional agencies which undertake the proc— ess of socialization, including both affective and cognitive elements--the former is largely a personal relation type of agency such as the family, whereas cognitive socialization 106 takes place in more formal situations, primarily through the educational system. Educational agencies are particu- larly important to a society in the process of transition because it is necessary to socialize adults. Once adults are socialized the children receive this normative and cog- nitive training to a larger extent in the family. Even after a society has left the actual stage of transition, education remains one of the most important socializing agencies be- cause it is the agency of status mobility. c) Agencies which reward the new values and actions--socialization alone is not enough; new learning must be rewarded. An individual moving into the new culture of an ur- ban industrial area from a village without proper socializa- tion, giving social and work skills, may become hostile. Moore suspects that much of what is thought to be hostility or maladjustment on the part of the new worker may be pro- test vs. low wages, poor conditions, and/or poor supervision. It is not hard work to which they must be socialized, but a different kind of work. So ia ntro Much of what Moore has written about social controls has already been discussed in this paper under the headings 0f 29212;: m: and w. "Social control depends on a combination of inter- nalized social norms (moral conformity through socialization) and balance of positive and negative sanctions effectively 107 motivating individuals to prescribed actions." (52, 842) In any society the function of social institutions is to direct and control the manner in which individuals pursue self interest to assure that it is ordered. It is possible to develop a series of social controls aiming at all kinds of objectives in conformity with the desires of different interest groups if the objectives and their relative impor- tance are determined. Preindustrial societies are not less regulated than industrial. What makes the adjustment to the latter hard for the newcomer is that norms are less familiar, thus their legitimacy is less apparent. In fact, social controls in a traditional society may be so restrictive that the desire to escape them may often serve to push individuals into the new industrial system. "Social controls" of industry Moore sees as an ex- tension of the "institutional conditions of society." The controls are central to societal cohesion, for while they limit economic action, they also define it by determining the ends to be served. Ends are important within a factory as well, for where they are inconsistent problems of con- trol become involved with public interest outside the fac- tory itself. In a corporation the concept of "span of control" is important to understanding the pyramid of power. It is defined as "the number of direct subordinates whose work 108 is supervised by any power holder." (63, 48) Since this span is limited by human vision, time, energy, and knowledge, it is necessary to delegate authority for the surveillance of the large numbers or great diversity of tasks found in modern corporations. If the tenuous theory that attitude favorable to deliberate social control stems partly from extension of physical technology can be accepted it has all kinds of im- plications for political organization and practice. If this is so, there should be an increased emphasis in the polit- ical realm on control of thought with devices to measure and influence public opinion, and the legal system should increase the number and complexity of laws. The question in contemporary society of how much control should be exer- cised is the question of how to enforce responsibility for actions affecting public interest, for while each individual may be the best judge of his own interest, it is not certain that in his own interest he will protect others. Thus, the state must become the ultimate agency to enforce social codes. CHAPTER IV CONDITIONS OF SOCIAL ACTION Dr. Moore explicitly points out the importance of the same conditions of social life for social system analy- sis that Dr. Loomis does in the PAS Model. "One analytical scheme for identifying tension inherent in the social system mentioned is to pay attention to the main parameters, or limiting conditions of social life--numbers, space, and time... o e e n (67, 98) Territoriality One of Moore's basic questions has a territorial aspect--are there relatively standard sequences of change in the structure of economies undergoing industrial develop- ment which are valid through time andlspggg? He is inter- ested in spatial repetition of development patterns. Territory is important in industrial society, for often production resources must come from a wide area, in- <:luding other nations, with distribution covering an equally (wide area. Not only must resources and products be geograph- ically mobile, but labor as well, for unlike most systems of production, industry means temporal and spatial separa- tion of work from other meaningful parts of social existence. A positive evaluation of mobility is a key factor in the 109 110 change from Gemeinschaft to Gesellschaft society. There are several types of mobility in an industrial society; one of these--geographical--can entail great cost and social penal- ties. Since work place in an advanced society is not based on kinship, friendship, or residential proximity as it is in traditional societies, entering industrial society requires adjustment to new physical location and new residential pat- terns resulting from relocation as well as to the norm of mobility. Moore shows ecological, demographic, and economic factors as conditions for commitment. Indirect though those may be, he feels their influence on acceptance of norms is stronger than some more direct influences. In Southeastern Europe, as in most of the underde- veloped nations, land is very important to the majority of the population, but because of the system of land tenure and inheritance it is in small, inefficient holdings. In this situation peasants are unable to develop enough capital to either improve their methods, or to leave the farm for the city. Not only are resources limited in a situation like this, but initiative seems to be drained. Crowded conditions are problematical in rural and tarban settings alike. Initially in industrialization migra- tion is to the urban areas; as these become recognizably crowded decentralization begins with businesses, industry, and residences moving to the suburbs. There is a relationship between the location of an lll institution and its character. It is interesting to note the effect of location of residence (urban-suburban-rural) on the nature of family life and other institutions. In the city and its suburbs one of the biggest problems is relating size, location, and function of social activities. There is also some speculation about the relation of factory loca- tion to success of acceptance, and whether the transition to industry would be speeded and met with less hostility if the factory were brought to the villages where workers are, rather than locating where workers have to come to the factory. Territorial or ecological factors also operate within the factory. The physical relation of worker to machine varies with degree of skill (discussed under Facilities). In the study of modern industry it is necessary to consider the relation of spatial patterns to efficiency and psycholog- ical factors. There is also benefit in studying the ecology of work teams, including the properties of size, spatial distribution, and specialized activity in space. Size One of Moore's main interests is demography, thus the size and composition of population, and implications of demographic data are frequently brought out. Demographic factors are definitely related to the ease with which indus- trialization is accepted in developing areas. Demographic imbalance, particularly of age and sex, is significant to 112 the nature of transition, and in turn is affected by the transi- tion. Studies of population behavior in developing nations contradict Malthusian theory. In general it has been shown that with economic development and industrialization the birth rate has declined, but is industrialization necessary to re- duce the birth rate, Moore asks. Canada, New Zealand, and Australia have low birth rates, but are not highly industri- alized nations. They are, however, urbanized, and herein seems to lie the key factor. Related are the questions of whether fertility would decline as readily if decentralized factories are established, and whether reduction of fertility stems more from the misery of early industrialization or from a positive improvement incentive. The decline of mortality seen in the West is not inherent in industrialization. In the West it has largely been a by-product of political order, improved transportation, sanitation, etc. Fertility, mortality and migration may be treated as independent variables. The fact that they also may be con- sidered as dependent variables when emphasis is on the social context of the data points out that biological or economic explanations aren't sufficient to explain trends. The rela- tion of fertility to social and psychological aspects of mo- bility presents a good lead to the understanding of "inter- vening links" between "structural" character of a population and fertility behavior. Reproduction is socially motivated, 113 prescribed by rules of marriage, sex relations in marriage, and remarriage. Size and growth rate of a population have implica- tions for the state of the economy. Many societies early in development face the grave problem of supporting an ex- ploding population on something less than an exploding econ- omy. A stable population, on the other hand, is not neces- sarily the answer for it may lead to a stagnant economy. Size of labor potential is one aspect of the economy partic- ularly affected by the size and nature of the population. The size of the labor force is the product of many factors; this multiplicity of components leads to problems of defin— ing the labor force. The maximum size would be all people capable of activity useful enough to command reward. In fact, it is less, because of minimum and maximum working age norms, role of women in labor, migration, etc. The ratio of the number of people engaged in agri- culture to the necessary number has implications for develop- ment of industry, for the more over populated the land, the greater the push toward industry. Inheritance of land by one person pushes the other family members to new occupa- tions more quickly than do the equal inheritance systems of China and Eastern and Southern Europe. The very unequal size of the holdings is also an important variable in the course of development. A corporation's size affects the diversification 114 of products, the scope of its market, kinds of resources (pooled or individual), formality of procedure, internal differences of power and income, and threat to individual from collectivism. A large plant permits greater special- ization, requires a greater per cent of supervisory and man- agerial employees, and needs expansion of staff services for internal operation. The authority structure of a cor- poration depends on the size of the organization and the width of the pyramid base (as was brought out earlier under ‘22!§;). The larger the organization, in general, the less identification with the firm per se; this has implications for the probable collision of interests. It has been spec- ulated that these large productive units, on the other hand, are more immune to traditional pressures than are small en- terprises. Within the organization the size of work unit appears to be related to efficiency of work. The number of actors directly supervised by one authority figure ranges from 4-5 to 20-30. Economic development involves both increased magni- tude and variety of products and services available, as well as a larger proportion of these moving through the market. Size and proportion are theoretically distinguishable, but often one is taken for the other. This confusion prejudices interpretation of the increased scale of market, measured by production and consumption, as a valid index of welfare improvement. Time Moore is sufficiently interested in time as a condi- tion of activity to have written a book about it, Man, Time and Sogigty. (64) As well as a condition of action, time can be considered a resource. In an overall view of this concept, Moore has . . . suggested that time may be viewed as an or- ganizational resource that is generally scarce and thus represents the problem of allocation. But the passage of time is also an orderly variable, giving rise to such problems as synchronization, sequence, rate, and the temporal horizons of pre- diction and control. That time and its measure- ment are 'arbitrary' from various social or cul- tural perspectives does not eliminate their signif- icance; indeed, a convention so widely adopted and enduring may be thought of as 'given'--which is generally the case in sociological writing--or as an independent and virtually autonomous variable having an impact on the social system that is worthy of analysis. (66, 169) There are, according to Moore, several different kinds of time: a) biological time, such as the time required to heal a wound. b) psychological (or subjective) time, which affects interest or boredom, although disciplined by conven- tional or objective time. c) social time, defined by the completion of different contest variables with regard to hours and minutes. Recurrence permits identification and marking off of cycles. (64, 7) d) astrophysical time, such as speculation on the theory 116 of relativity. Time is an intrinsically dynamic concept, meaning- less without denoting recurrence and sequence. For purposes of analysis, however, time may be considered a "static" parameter of human behavior. Human behavior must be organ- ized and located according to divisions of time, because the finite character of time units makes it scarce relative to demands. It is man's mortality that gives time its ul- timate scarcity. The scarcity of time increases with the number of claims made on the same temporal unit. Societal strain and individual role conflict result from competition for the same unit of time. Temporal ordering of activities involves synchroni- zation, sequence or phase, and speed or rate, each of which implies cognitive expectations of actors. Synchronization and sequence are necessary for an individual's manual manip- ulation, locomotion, and language learning, as well as for division of work in a group. Synchronization can signify social solidarity, for example, when a family eats together. Where close timing and synchronization are emphasized in work this norm may be carried over to other situations. In the industrialized United States precise timing extends to social events, whereas other cultures allow more latitude in this respect. Precision of timing is also influenced by position on the authority scale; the higher up the ladder, the less stringent is the requirement of promptness. Temporal 117 coordination lessens as distance from machine processes in- creases. The size and character of families are determined largely by time variables such as the rate of child bearing and age of parents. The family of procreation has three major periods, or stages: pre-children, child raising, and "empty-nest." The amount of time devoted to family activi— ties is, in a sense, an indication of the value placed on the family, for time allocation can be considered a kind of evaluation. For the most part, however, the family is a recipient of residual time, that time not claimed by other activity. Modern time-saving devices make it possible to supplement the time available for family activity. Since voluntary organizations do not require a time commitment, the amount of time, measured in number of man hours, each commands can be seen as an indication of rela- tive importance of the various organizations. Time devoted to voluntary associations may be part of discretionary, or leisure, time. Societies are organized with provision for leisure; the Incas set aside three or four days a month for discretionary time, as we have Sundays and holidays. Leisure has long been a prerogative of the upper classes. Now that it is more widespread, the way it is spent becomes a status symbol. A problem in excess, leisure may benefit a society in allowing for the extension of ”social participation." Societies differ in strategies of temporal patterns. 118 The primitive society (at least until contact with the West) generally does not value change. Capitalist societies have tended to let economic fluctuations or cycles operate on their own, whereas developing countries tend to operate within planned stages of development covering a given span of time. The longer the time period planned, the more complex must be the sequential aspect of the timing. The revolutionary group desiring to change all at one time is the other extreme from the primitive. "Without time there is no change and without change no sense of time." (65, 22) This leads di- rectly to the following chapter on sociai change. CHAPTER V SOCIAL CHANGE Moore has dealt so extensively with the concepts of social change that it is difficult to abstract these alone for this chapter. Examples of how he views much of social structure and society in terms of change can be seen through- out this paper. Rather than exemplify how Moore interprets social systems in a social change framework, this chapter presents his theory of social change, based on two works devoted entirely to that subject: "A Reconsideration of Theories of Social Change" (59) and Sogiai Change. (65) There is no need to apologize, Moore feels, for the lack of _a theory of social change. Is there any reason to expect a single theory of change, Moore asks. Since there is no single "prime mover" behind all social change, and since there is no singular theory of social structure, there is no reason to expect only one theory of change. No uni- versal explanation can be expected to account for the vari- ability in social systems. Social systems may vary in size, duration and range, all creating divergences that must be accounted for. Moore reviews and comments on the various schools 0f SOCial change ranging from the static, cross-sectional, 119 120 structural-functional viewpoint to the equilibrium model which views change as important but external and largely accidental. Abandonment of the evolutionary approach to the search for origins of change has meant neglect of concern for sequences and transformations also. Moore suggests that there is a large middle ground to which sociologists should turn in explaining social change; that middle ground is . . . between the global theories which explain too little because they attempt too much, and the relativ- istic position that views all change as unique. . . . Within that spacious terrain one may note the stand- ardized internal dynamics of groups of various types, and identify the sources, forms, directions, and rates of change in types and segments of social systems. If the resulting theory is not exactly simple, neither is it wholly simple-minded. (59, 811) The fact that much of sociological research is con- cerned with relations between characteristics of the social systems relegates change to an external variable, only of interest for its consequences, and neglects the question of the source of change. The most outstanding progress Moore sees in the theory of social change, to remedy this situa- tion, is the identification and analysis of sources of change. He categorizes the developments in thinking about sources of social change as follows: a) Various determinisms: It does little good to re- nounce the idea of external causes of change if the idea of single "determinism" is held. Moore supports Sorokin's ar- gument that this leads to confusion in identifying the major variable, so that technology is equated with material culture 121 instead of with a set of applicable scientific principles, or normative elements are subsumed by the "economic" factor. This approach also makes interdependence of variables unavoid- able, and because of that alleged principles are not empir- ically confirmed. b) Adaptation to external events: Consequences of external events, if they are patterned sufficiently enough to allow generalization, can benefit sociological theory, even if the "external" sources are beyond the reach of pres- ent theory. When the "external" cause of change is another culture or society, as in the case of acculturation, the problem is not so much one of the source being beyond the- oretical reach, but rather beyond the reach of reliable re- search. c) Resolution of human problems: Within social sys- tems there are universally persistent problems which are potential sources of social change. Common functional pre- requisites of social systems Moore sees as minimal condi- tions for survival of a society, not as stable conditions of social survival. Within individual cultures inconsist- ency between ideal values and social behavior may also serve as an impetus to change. d) Flexibilities in the system: Uncertainties in socialization, and role ranges and deviations are certain sources of change, but don't give particular guidance to form, direction, or rate of change. 122 e) Inherent strains: Within any social system there are inherent strains. Three of these, demographic imbalance, universal scarcity situations, and "dialectical" conflict between normative alternatives, in particular, have impli- cations for change in the system. (59, 811-14) Change is ubiquitous; its features in the contem- porary world may be generalized as follows: 1. 2. For any given society or culture rapid change occurs frequently or "constantly." Changes are neither temporally nor spatially iso- lated--that is changes occur in sequential chains rather than as "temporary" crises followed by quiet periods of reconstruction, and the consequences tend to reverberate through entire regions or virtually the entire world. Thus, since contemporary change is probable "every- where" and its consequences may be significant "every- where," it has a dual basis. The proportion of contemporary change that is either planned or issues from the secondary consequences of deliberate innovations is much higher than in former times. Accordingly, the range of material technology and social strategies is expanding rapidly and its net effect is additive or cumulative despite the rela- tively rapid obsolescence of some procedures. The normal occurrence of change affects a wider range of individual experience and functional aspects of societies in the modern world--not because such so- cieties are in all respects more "integrated" but because virtually no feature of life is exempt from the expectation or normality of change. (65, 2) In all societies there are "persistent patterns of action," that continue year after year the same; other fea- tures change in a regular way producing predictable trends. But tensions and strains may arise out of these characteristics, 123 for persistent patterns may be in persistent conflict, and types and rates of change may not be synchronized. It is the complexity of dynamic patterns, not error due to the number and interplay of uncontrolled variables, that creates uncertainty, and makes predictability in social systems dif- ficult. The problem of predictability, however, is not so inherent in the system, as it is in our difficulty of under- standing what is involved. Change is normal and essentially ordered. Moore makes an important distinction in the analysis of order and change between . . segtences of smali actions, that in sum es- sentially comprise the pattern, the system, and ghanges in the system itseif, in the magnitude or the boundaries, in the prescriptions for action, in the relation of the particular system to its environment. (65, 6) Even order is marked by change from moment to mo- ment, and persistence is the characteristic of the pattern, of the system of action, but not of single actions. (65, 5) Persistent patterns surrounding human activity such as mar- riage, death, and cyclical (weekly, etc.) activities give order and constancy to events. Other elements of persistence, seen only occasionally, such as prescribed procedures of transition in life stages, maintain a pattern despite the two aspects of change inherent in them, the moment-to-moment sequence of prescribed actions, and the differences in be- fore and after behavior. When society is viewed as a tension-management system 124 rather than a self-equilibrating system both order and change become not only problematical but normal. The theoretical tension-management system Moore suggests differs from equilib- rium model in the following ways: 1. 2. 4. To the degree that at least some tensions are re- ally intrinsic, and not simply organizational prob- lems that can be readily resolved, the predicted change will neither restore an equilibrium or static state nor create a new one. The consequences of change will almost certainly be tension-producing as well as possibly tension- reducing. The use of the term "tension" does not imply that change will initially reduce tension. For some se- quential analyses it may be appropriate to identify or predict tension-producing changes rather than change-producing tensions, not to evade the postu- late of intrinsic tensions, but rather to take into account the necessity for a starting point and the frequent desirability of "getting particular,” of making rather specific predictions rather than highly general ones. For example, there is an intrinsic tension between any social system that endures be- yond the lifetime of its members or the age limits of membership, and the system's mode of recruiting new members. Here, then, is a likely place to look for change. The analysis may begin, however, by identifying a change in the number or qualities of recruits and then predicting the tensions that the change can be expected to produce. The conception of society (or any social structure) as a tension-management system involves no presump- tion at all that the management is "successful," or that the system as identified in fact persists, or even that it will last long enough to permit us to speak of "transitions" from one system to another. The probability of any of those things happening can be determined only by identifying the system and the variables that will determine the course of its change. One possible course may be destruction. (65, 11) The theory of social change must integrate statics and dynamics, for one cannot exist without the other. Statics 125 must precede dynamics, as the structural-functionalists maintain, but static propositions will not match reality unless followed by dynamics. One of the first and most important steps in adopting the "structural" approach to change is specifying the gait,to which change is attributed. Each of the three major aspects of any social system, actors, forms (patterns of interaction), and functions (intended or unintended consequences of action) varies independently to some extent, but not completely randomly. Once the unit of change is defined, the external causes may be differentiated from the internal sources. The structural model of the so- cial system allows investigation of Sorokin's "imminent change" or intrinsic change within the framework of orderly analysis. Moore points out another distinction which can be made, and should be made, within the framework, that between "acciden- tal change" (unplanned, inevitable, but explainable) and "planned" change. Moore makes several points regarding methodology of studying change. 1. Form and direction of change clearly are in part a function of time periods and observational units. [Not all changes are necessarily direc— tional in any significant sense.) 2. The shape of a curve fitted to trend data accord- ingly depends in part on the detail demanded-- for example, a curvilinear trend may be made rectilinear by greater generalization (and con- sequent loss of information or "goodness of fit"). 3. Wherever reliable quantities are available, the available mathematical alternatives in curve fit- ting are much more numerous than Sorokin's 126 [patterns of direction of change--linear-uni- linear, oscillating, spiral, branching,--or cyclical] or other alternatives. 4. The possible formal models are further multiplied if "interaction in process" or other complicating features are introduced. (59, 816) "In sum, an 'integrated' theory of social change will be as singular or as plural as sociological theory as a whole, and will include about the same subdivisions and topics." (59, 818) CHAPTER VI CONCLUSION Both the content of Moore's works and the analysis of these in terms of a model such as the PAS Model have greatly aided the academic growth of this writer. Moore's broad interests and lucid style give the reader many good insights. While Moore's writings are not highly empirical, his ideas stimulate many, many hypotheses which could serve as the basis for valuable empirical stud- ies. This writer has been impressed with the dynamic and broad approach Moore takes, particularly in the field of economic development. The need to compare phenomena in various cultural settings, the need to integrate knowledge from different social sciences, i.e., sociology and econom- ics, and the need to emphasize the dynamic element in the structural functional approach seem evident to this writer. Moore has contributed greatly to sociology by writing with these points in mind. It is not an easy task to review nearly 70 books and articles in a limited space without losing much of value in terms of both content and style. The PAS Model, however, does provide a good framework for presenting the most salient parts of a large amount of material. This writer feels she 127 128 understands Moore's ideas more fully having analyzed them in terms of the elements and processes of the PAS Model, than if she had only read and summarized them. The reader of this review may not be able to follow the development of Moore's ideas as easily in this form, but can review more easily those parts of Moore's writings of particular interest to him. Another advantage of the PAS Model is the ease with which a theorist's ideas can be compared with those of other writers once they have been analyzed in the same conceptual schema. BIBLIOGRAPHY 1938 General and Theoreticai 1. "Le Play Sociology in Italy," Rural Sociolo , 3 (September, 1938), 317-323 (with Carle C. 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