m m II I IIIII III II II III IIII III II IIII III III III IIIII II 12931 ‘LIBRAR Y MiCthg: :‘1 S u}. 33 University This is to certify that the thesis entitled PREDICTION OF MOISTURE CONTENT OF PACKAGED DRY FOOD PRODUCTS BY A CALCULATION BASED ON SIMULATION I presented by RANDY A. KLIMENT has been accepted towards fulfillment of the requirements for M.S. degreeinscm’o' of Packaging ”W333 I I Major professot I I A st I , l979 Date ugu 5 0-7639 OVERDUE FINES ARE 25¢ PER DAY _ PER ITEM Return to book drop to ranOve this checkout from your record. PREDICTION OF MOISTURE CONTENT OF PACKAGED DRY FOOD PRODUCTS BY A CALCULATION BASED ON SIMULATION BY Randy A. Kliment A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE School of Packaging 1979 ABSTRACT PREDICTION OF MOISTURE CONTENT OF PACKAGED DRY FOOD PRODUCTS BY A CALCULATION BASED ON SIMULATION BY Randy A. Kliment The storage life of packaged dry food products may depend on a number of factors but one of the most important is the adsorption of moisture to some critical level. In real life the temperature and relative humidity are changing. The purpose of this study was to set up condi- tions where the temperature and relative humidity are constant during any storage interval but changed from inter- val to interval and predict the moisture content during these intervals. Actual experimental testing was conducted on three commercially available packaged dry food products to determine the moisture content during short storage intervals. Harsher condition changes were used between intervals than expected in real life. Each packaged product was subjected to at least one cycle, defined as subjecting the samples to conditions of low temperature-low relative humidity, transferring through storage intervals to condi- tions of high temperature-high humidity, and back down Randy A. Kliment again to low temperature-low humidity. A calculation based on simulation was then used to predict the moisture content of the three products during short storage intervals corre- sponding to the same conditions and time periods as used for the experimental tests. The calculated results were in good agreement with the actual experimental results. Because of the extreme conditions the packaged products were subjected to, it is expected that this method can be used to calculate moisture content increase during actual field storage. Dedication This thesis is dedicated to my family, especially my parents, in gratitude for their encouragement and assistance during this and all other endeavors. Also to Mr. John Barnes whose influence on personal development and career selection will always be remembered. ii ACKNOWLEDGEMENT S The author wishes to thank Dr. Steven Gyeszly for his considerable time and effort, encouragement, and guidance while serving as major adviser. Thanks are also due to Dr. Hugh Lockhart and Dr. Mark Ubersax for their criticisms and suggestions as members of the thesis committee. Also, a special note of appreciation is extended to General Foods Corporation and in particular Mr. Harry Topalian. Without his personal involvement and committment this thesis might never have been completed. iii TABLE OF CONTENTS Page LIST OF TELES O O O O O 0 O O O O O O O 0 v LIST OF FIGURES D O O O O C O O O O O O O 0 Vi INTRODUCTION 0 C O O O O O O O O O O O O O 1 LITERATURE REVIEW . . . . . . . . . . . . . 4 DISCUSSION OF CALCULATION BASED ON SIMULATION. . . . 9 EXPERIMENTAL METHODS . . . . . . . . . . . . 18 A. Data Generation For Calculation . . . . . . 18 Initial moisture content. . . . . . . . . l9 Sorption isotherms. . . . . . . . . . 20 Water vapor transmission rate . . . . . . . 22 Surface area of the pouch . . . . . . . . 23 Fill weight of the package . . . . . . . . 23 Headspace volume of the package . . . . . . 23 B. Experimental Testing . . . . . . . . . . 24 Initial moisture content. . . . . . . . . 24 Test conditions of actual experimental testing . 25 Calculation of experimental moisture content . . 31 CAIICULAT ION O O O O O O O O O O O O O O O 3 6 Calculation of Permeability Constant from WVTR. . . 36 Calculation of Slope and Intercept. . . . . . . 37 Determination of Moisture Content by Calculation Based on Simulation . . . . . . . . . . . 37 RESULTS AND DISCUSSION . . . . . . . . . . . 44 Experimental Error of Actual Testing . . . . . . 50 Experimental Error of Calculation Based on Simulation 0 O O O O O O O O O O O O O 5 1 S HWY 0 O O O O O O O O O O O O O O O 5 6 REFERENCES . . . . . . . . . . . . . . 58 iv 10. ll. 12. LIST OF TABLES Initial moisture content . . . . . . . . Pouch surface area, headspace volume, and package fill weight. . . . . . . . . . Water vapor transmission rates . . . . . . Test conditions, salt solutions, and equilibri- um moisture content results for sorption isotherms . . . . . . . . . . . . . Experimental test conditions; results of experi- mental and calculated moisture contents-- PrOduct A O O O O O O O O O O I O 0 Experimental test conditions; results of experi- mental and calculated moisture contents-- Product B . . . . . . . . . . . . . Experimental test conditions; results of experi- mental and calculated moisture contents-- Product C . . . . . . . . . . . . . Permeability constant as determined from water vapor transmission rates . . . . . . . . Permeability constant at temperatures used in experimental testing . . . . . . . . . Slope and intercept from sorption isotherms. . Greatest percentage difference between calcu- lated and experimental data . . . . . . . Overall moisture content increases. . . . . Page 26 26 26 27 32 33 34 38 38 39 44 45 LIST OF FIGURES Page Adsorption isotherms--Product A . . . . . 28 Adsorption isotherms-—Product B . . . . . 29 Adsorption isotherms--Product C . . . . . 30 Permeability constant as a function of temperature--Package A . . . . . . . . 40 Permeability constant as a function of temperature--Package B . . . . . . . . 40 Permeability constant as a function of temperature-—Package C . . . . . . . . 40 Experimental and calculated results-- PrOduCt A O O O O O O O O O O I O 41 Experimental and calculated results-- PrOdUCt B O O I O O O O O O O O O 42 Experimental and calculated results-- PrOduct C C O I C O O C O O O O O 43 vi INTRODUCTI ON Stability of packaged dry food products depends greatly on the protection provided by packaging. The surrounding environment is detrimental to extended storage. The amount of protection provided by the package depends on the package's ability to act as a barrier between the internal and external environment. The shelf-life of a product is the length of time a packaged product will remain of acceptable and saleable quality when subjected to conditions of the distribution environment. Dehydrated foods can deteriorate through several mechanisms such as lipid oxidation, non-enzymatic browning, enzymatic hydrolysis, degradation of proteins, and caking leading to toughening or insolubility. Stability is often determined by more than one environmental factor. The objective of packaging a dry food product then is to reduce or eliminate the rate of transport of water vapor and/or oxygen through the package wall into the internal environment. This is because the rate of deterioration depends on the conditions of the internal environment. Typically, industry methods for selecting an appro- priate flexible packaging material to insure adequate shelf- 1ife and consumer acceptance have been based on actual storage tests and experience. Actual long-term field storage is the most direct method of determining shelf-life but is expensive, time consuming, and impractical for immediate introduction of a new product. As an alternative, the food industry uses an accelerated test technique as a common shelf-life determining tool. This technique uses accelerated testing conditions of temperature and humidity compared to normal distribution storage conditions. Several packaging structures are selected which have historically exhibited adequate protec- tion for "similar" products. From these structures the one that gives the best protection at accelerated conditions is chosen as the packaging material for the product. This method results in wasteful overpackaging and severely impedes development of new packaging concepts. Therefore a method is needed for calculating the amount of packaging protection required that will greatly reduce or eliminate overpackaging and also be more economical than the accelerated test technique. The purpose of this thesis is to apply a calculation based on simulation to the determination of moisture content. The calculation has been used previously to predict shelf- life when storage conditions are constant (Manathunya 1976), but is applied here in time-steps in which the testing conditions are constant during any one interval and subse- quently changed for succeeding intervals. This method has application for prediction of shelf-lives of mass produced goods that are dispatched into the real world of consumers where the temperature and relative humidity fluctuate. In designing a model to simulate fluctuating condi- tions, drastic changes were used that are more severe than those occurring in the course of a normal day. No attempt has been made to determine actual product shelf-life. The moisture content as a function of time due to changing storage conditions was determined experimentally and com- pared to calculated results for the same time periods and conditions. LI TERATURE REVI EW Consumer acceptance of packaged dry food products depends in large measure upon their quality at the time of serving. These products may lose their appeal for a number of reasons, but one of the most important is the loss of consumer acceptance resulting from adsorption of moisture from the atmosphere. Packages that resist water vapor are used to prevent moisture adsorption by the product. Deteriorative reactions of dry food products that depend on moisture content are of two general types. The first are reactions for which a definite critical moisture content can be established, below which the rate of spoilage is insignificant. Typical spoilage mechanisms which fall into this category are bacteria and mold growth, enzymatic spoilage reactions, recrystallization of sugars, and caking. The second general type of reactions proceed at all moisture contents but the rate of the reaction depends strongly on the moisture content. Many of the reactions which cause changes in texture, flavor, and color proceed in a manner which is not dependent on a critical moisture content. Storage life prediction for a food-package combina- tion or the prediction of the package protection required for a particular food have important application in food packaging. The shelf—life of a packaged product in any geographical location can be estimated by actual field storage or by calculation from laboratory measurements of the package and product under known atmospheric conditions. The most direct method is the actual field storage test because only two assumptions need be made. The first is that the location chosen for the storage test is typical of the larger general area and the second, that weather conditions during the test were normal for the time of year in that area. Careful selection of test locations will minimize errors resulting from the test location not being typical of the geographical area. Most field studies extend for a long period which will tend to lesson the effect of day-to-day weather variations. The storage life in a particular area will be greatly influenced by the time of the year that the products are placed into storage in that area. Thus, the accumulation of shelf-life data by actual field storage tests in all market areas for all seasons becomes a very expensive and time consuming procedure. To reduce the testing time and the associated high costs of direct field storage, an accelerated test technique was introduced. This technique uses high testing conditions of temperature and humidity compared to normal distribution storage conditions. Easter (1953) described how to predict shelf-life from an accelerated laboratory test technique. Actual testing of the product is conducted under normal and accelerated conditions until the product is deteriorated or unacceptable at the accelerated conditions. The method typically involves the selection of several packaging structures which have historically exhibi- ted adequate protection for "similar" products. From these several structures the one that gives the best protection as determined by the accelerated testing conditions is chosen as the packaging material for the product. This method results in wasteful over-packaging and severely impedes development of new packaging concepts. In addition, the accelerated test technique assumes that reactions that determine shelf-life proceed in the same manner at accelerated conditions as they do at room condi- tions. An assumption is also made that "similar products will have similar room condition to accelerated condition time ratios. This assumption is not correct in most cases (Manathunya 1976). A more scientific approach was introduced for the prediction of shelf-life that considered properties of the product, the package, and the internal and external environ- ment. Several studies have been made in the past in which the storage life and/or package protection requirements have been calculated on the basis of certain properties of the food or package. Oswin (1945) developed a method to predict a product's storage life based on adsorption of water by the food to some critical level of moisture content. Felt et al. (1945) extended this to the storage of cereals. Charie et a1. (1963) used the same method for the prediction of shelf-life of several dehydrated foods. Mizrahi et al. (1970a) developed a simple mathematical model for predicting moisture content change and extent of nonenzymatic browning of stored dehydrated foods. This method could be applied to determination of the packaging material to be used for a desired shelf-life. Labuza et al. (1972) extended this work to additional food systems. Aguilera et al. (1975) and Davis (1970) have also done similar work for dried potatoes and Harrington (1973) extended it to storage of seed. Labuza (1968, 1971) has reviewed the area of maximum amount of moisture in a food in terms of stability. Simon et a1. (1971) introduced the same concepts to the prediction of the shelf-life of a product which under- goes oxidation. Quast and Karel (1972a,b) extended this further to products which deteriorate through two mechanisms. They studied potato chips which turn soggy from adsorption of moisture and become rancid from oxidation. Mizrahi et al. (1970b) and Karel et al. (1971) developed a mathematical model to study the same effects on dehydrated cabbage. During the past several years, techniques have been developed to predict the self-life of packaged foods on the basis of laboratory tests on kinetics of deterioration and on mass transfer properties of packaging materials. Reviews of this subject have been published recently by Karel (1973, 1975), and Labuza (1972, 1973). Mizrahi and Karel (1977a) developed a method for accelerated stability tests which does not require prior knowledge of the kinetic model of the effect of moisture on rate of deterioration. This isothermal "no model" method was later extended to include storage at different tempera— tures by Mizrahi and Karel (1977b). More recently, Chirife and Iglesias (1978) and Boquet et a1. (1978) have reviewed the major equations for fitting water sorption isotherms of foods. Resnik and Chirife (1979) studied the effect of moisture content and temperature on some aspects of nonenzymatic browning in dehydrated apple. The scope of this research is concerned with pre- dicting the moisture content of packaged dry food products at storage intervals by a calculation based on simulation. The storage conditions of temperature and humidity change from interval to interval but are constant during any particular interval. DISCUSSION OF CALCULATION BASED ON SIMULATION The moisture content--water activity of a food can be used to predict the storage stability of a food. The basis of this has been reviewed by Labuza et al. (1970) and Labuza (1971) from the standpoint of the solvent properties of water and the degree to which it is bound in food. The control of water content of a food is a basic food processing technique based on reducing the water con- tent to a point that will prevent microbial growth. This can be accomplished by drying or freezing in which the water is made unavailable. Other methods involve binding the water in a food by salting, sugaring, or by use of chemical agents as used for intermediate moisture foods. By eliminating the possibility of microbial growth, the food stability depends on chemical reactions in the food. The rates of these reactions can be predicted as a function of the moisture content of the food. very few reactions can proceed below the monolayer moisture content value which require the solubilization of reactants and an aqueous phase for reaction. Above the monolayer hydrolytic reactions increase with increasing moisture content. Thus, for prevention of these reactions it is best to keep dry 10 foods as close to the monolayer moisture content as possible (Labuza 1975). Since rates of reactions and ultimate storage life depend on the moisfitre content of packaged dry food products, a mathematical model that considers the important aspects of the product, packaging material, and internal and external environments of the package can be used to predict the moisture content and shelf-life. Equations relating the total amount of water in a closed package as functions of the product, package, and environment have been reported widely in food packaging. During experimental storage the internal conditions of the package are constantly changing in relation to the constant external environment. By using short time-steps and assuming the product in the package is in equilibrium with the internal environment during each time-step, the moisture content change can be simulated. This is referred to as the calculation based on simulation. By knowing the instantaneous internal and external environmental conditions the change in the weight of the moisture in the package can be calculated for a short time- step. As the package gains or loses water the internal conditions change for the next time-step. Therefore by using short time-steps and assuming equilibrium the con- stantly changing experimental conditions can be simulated and the moisture content calculated based on this simulation. 11 The total amount of water in a closed package (M) is the sum of the weight of the water in the product (M1) and the weight of the water in the headspace (M2). If W is the weight of the dry product in the package and m is the moisture content (g moisture/100g dry product) Ml=m'T66. . (2) Assuming equilibrium in the package (the product adsorbs the water which penetrated through the package very rapidly) the moisture content depends on the internal rela- tive humidity at constant temperature: m = f(Hi) where Hi is the internal relative humidity. Therefore a relationship between moisture content and internal relative humidity is needed. This relationship can be described by the sorption isotherm of a food. The sorption isotherm of a food product is best described as a plot of the amount of water adsorbed or desorbed as a function of the relative humidity or activity of the vapor space surrounding the material. This amount of water is that which is held after equilibrium has been reached at a constant temperature (Labuza, 1968). There have been numerous mathematical equations reported in the literature for describing water sorption isotherms of food products. Adamson (1960) and Gregg and Sing (1967) have reviewed the theoretical basis of the major 12 isotherm equations. Labuza (1968) has discussed the use of these equations within the food field. The commonly used equations have been summarized by Labuza (1975) and Iglesias and Chirife (1976a). Additional equations have been suggested by Iglesias and Chirife (1976b) and Caurie et al. (1976). In this study the sorption isotherms were determined for each product. It was found that within the important range (from initial moisture content to the esti- mated maximum acceptable moisture content) the curve can be fitted by a straight line with good agreement. Therefore in the case of the three products used in this study the relationship between the equilibrium moisture content and relative humidity can be expressed by: m = a + bHi (3) where a and b are constant. Using these relationships Equation (2) becomes M1 = (a + bHiIfgfi (4) By using ideal gas law (water vapor is not an ideal gas but the error introduced in this case is negligible) the weight of the water in the headspace can be given by the equation: _ 18V Hi Mz'fiPSI‘OO ‘5’ where V is the headspace of the package T is the temperature R is the gas constant 13 ps is the saturated water vapor pressure at T temperature 18 is the molecular weight of water M2 is the weight of the water in the headspace From Equations (4) and (5) the total amount of water in a closed package at time (t) can be expressed as: . W 18V H' M“) = E+bH1¢ 00009 0>090000 .0 0090000 IIaucoucoo 0uuu00oa 0000050000 can 0oucoa0u0mx0 no 0905000 «0:00u0ucoo 000» 00uc0a0uomxuun.0 00009 34 000.0 000.0 005.0 005.0 00.000 00 0.00 00 000.0 000.0 005.0 055.0 00.000 00 0.00 00 500.0 000.0 005.0 000.0 0.000 05 0.05 00 000.0 000.0 555.0 505.0 00.000 05 0.00 00 000.0 000.0 055.0 005.0 00.000 05 0.00 00 005.0 000.0 005.0 005.0 00.500 05 0.00 00 505.0 000.0 000.0 000.0 00.000 00 0.00 50 005.0 000.0 005.0 000.0 0.000 00 0.00 00 005.0 000.0 505.0 500.0 00.000 00 0.00 00 005.0 500.0 005.0 000.0 00.000 00 0.50 00 005.0 500.0 005.0 000.0 00.000 00 0.00 00 005.0 000.0 005.0 000.0 50.000 00 0.00 00 505.0 000.0 005.0 000.0 05.000 00 0.05 00 005.0 000.0 005.0 005.0 00.000 00 0.00 00 005.0 005.0 005.0 055.0 00.000 05 0.00 00 055.0 005.0 005.0 055.0 00.000 05 0.00 00 055.0 005.0 005.0 055.0 00.000 05 0.00 50 005.0 005.0 505.0 505.0 00.000 05 0.05 00 505.0 005.0 005.0 005.0 00.000 00 0.00 00 005.0 005.0 005.0 005.0 00.00 00 0.00 00 005.0 005.0 005.0 005.0 00000 00 0.05 00 505.0 505.0 505.0 005.0 00.00 00 0.05 00 005.0 000.0 500.0 000.0 00.05 00 0.05 00 005.0 000.0 050.0 000.0 00.50 00 0.00 00 005.0 000.0 000.0 050.0 00.00 00 0.00 0 505.0 005.0 000.0 005.0 00.00 05 0.05 0 005.0 000.0 000.0 000.0 04.04 05 0.00 5 005.0 000.0 050.0 000.0 00.00 05 0.00 0 500.0 000.0 000.0 050.0 00.00 05 0.00 0 000.0 005.0 000.0 000.0 50.00 00 0.00 0 000.0 000.0 000.0 000.0 50.00 00 0.00 0 000.0 000.0 000.0 500.0 00.00 00 0.00 0 000.0 000.0 000.0 000.0 50.0 00 0.50 0 000.0 000.0 000.0 0 000000 000 0. 000000 000 00 000000 000 0. 000000 000 a. uCQUCOU 0:08:00 8:00:08 “000.9008 «MN-002v “he v Al. t ogundg figumwg 0500a fig 95.5w «0! OSHA. . 989 had ”a: HdzOuCH 0000090000 :00: :00 0000000 00000 0>000000 .0 0050.000 unscvucoo 0.005008 0000000003 00000 0000000000900 .00 30900.0 0000000003000 0000 Haucoaduonxullg 00000.0. 35 Mc =U x100 where Wt is the weight of the product in the pouch at time t, grams Do is the dry weight of the product at time t=0, grams Mct is the moisture content at any weighing at time t, g moisture 10W 9 dry product Results are in Tables 5, 6, and 7. CALCULATION The calculation based on simulation requires the permeability constant of the packaging material and a mathematical expression for the sorption isotherm. Calculation of Permeability Constant from WVTR As discussed previously the water vapor transmission rates were determined by an infrared detection technique at three temperatures and one relative humidity for each struc- ture. These values were converted to permeability constant over thickness (3) having units‘3f(xEL§$?Aatm’ by assuming that the partial pressure of water vapor in the dry chamber is zero atm. This assumption is based on the fact that the dry chamber is purged with dessicated air. The permeability constants were determined at three temperatures that were different from the experimental storage temperatures used. The logarithm of the permeabil- ity constant was plotted against the inverse of the testing condition temperature in degrees Kelvin. By referring to this plot the permeability constant at other temperatures can be determined. Results of the permeability constants determined from the WVTR's and the extrapolated values at 36 37 experimental test temperatures are in Tables 8 and 9. The permeability constants as a function of temperature are in FiguresJP, 6, and *fi Calculation of Slope and Intercept As discussed previously it was determined the sorp- tion isotherm could be described by a straight line and expressed mathematically as: m = a + bH The slope and intercept was determined between the initial moisture content and estimated maximum allowable moisture content. Results are reported in Table 10. Determination of Moisture Content by Calculation Based on Simulation The moisture contents versus time for the same con- ditions corresponding to those used in the experimental determination were calculated using Equations (3), (10), and (12). A program utilizing these equations was written for a T159 programmable calculator. Appropriate values were entered into the program and moisture contents calculated. Results are in Tables 5, 6, and 7. These values were plot- ted on the same graph as the experimentally determined values so a direct visual comparison can be made. These plots are illustrated in Figureélfi, 9, and $6. 38 Table 8.--Permeability constant as determined from water vapor transmission rates. Permeability constantéfilm thickness Temp. (°F) P 90120) I X (cmz) (hr) (AATM) Package A 100 0.000255 92 0.000170 83 0.000151 Package B 100 0.000755 92 0.000525 83 0.000453 Package C 100 0.000211 92 0.000142 83 0.000113 Table 9.--Permeability constant at temperatures used in experimental testing. Permeability constantéfilm thickness Temp.(°F) P 9(H20) —I X (cmz) (hr) (AATM) Package A 90 0.000163 76 0.000147 62 0.000140 Package B 90 0.000500 76 0.000426 62 0.000400 Package C 90 0.000133 76 0.000103 62 0.000092 39 Table 10.--Slope and intercept from sorption isotherms. Product Temperature Slope Intercept (°F) b a A 62 0.00388 0.6707 76 0.00799 0.5224 90 0.02143 -0.1581 B 62 0.0492 2.564 76 0.0424 2.988 90 0.0405 2.596 C 62 0.0642 2.091 76 0.0616 1.959 90 0.0773 1.360 109 E (9/Cm2°hr-Aatm) 2.0x10’4 1.0x10'4 °-°°§25 0.00335 0.00345 I l 1 , , , . T(°K) Figure 4. Permeability constant as a function of temperature--Package A. log §'(g/cm2-hr-Aatm) 1.0x10’3- 5.0x10"4 3.0X10-4 0.00325 0.00335 0.00345 1 I I 1 Figure 5. Permeability constant as a function of TZ‘KS temperature--Package B. P 2 log ; (g/cm -hr-Aatm) 2.0x10-4 1.0::10'4 7.0x10-5 0.00325 0.00335 0.00345 l I l 1 Figure 6. 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