{4mg 15:6 “20.00 ABSTRACT SOCIALIZATION, PERSONALITY AND THE ORIENTATION TOWARD CHANGE by Joseph M. Allman This research deals with differences in socialization experiences and psychological attributes related to an individual's ability to adjust to changing social and political conditioner In addition to a static analysis of the interrelationship of such variables, I have sought to capture some of the reality of becoming a person by examining impacts of varying sequential patterns of socialization upon sets of personality attributes. The first chapter reviews both theipsychoanalytic perspective upon human deve10pment with its attention to early learning in the family and attitudinal stability>and cognitive theoretical approaches which(emphasize later learning and personality change. The balance of the literature review identifies socialization experiences and personality attributes expected to have an impact upon the orientation toward change. Chapter II outlines a theoretical sketch which interrelates variables and generates hypotheses guiding the analysis. This sketch describes(four patterns of socialization in relation to several sets of predispositions including the orientation toward change; The study design and instrumentation are discussed and evaluated in the third chapter. The research population is a non-random group of young people (N - 241) from towns and cities throughout the state Joseph M. Allman of Michigan who has participated in summer training programs for political activists held on the campus of Michigan State University between 1963 and 1966. The remaining three chapters present the data and analysis. Chapter IV contains a discussion of the interrelationship among the several psychological attributes observed in the study-jéogmatism, reliance upon authority, trust, liberalism and efficacy.) A multi- variate statistical model is used to evaluate the impact of these attributes upon the orientation toward change. Chapter V discusses thefsocialization variablesjincluding: extent of communication with authorities in the immediate family and later in life outside of the family; degree of consistency between early and later experiences with authority; extent of crisis during sociali- zation process; age; and education. Both multi-variate and analysis of variance models are used to examine the relationships among the socialization experiences, the psychological attributes and the impact of four sequential patterns of socialization upon the orientation toward change. In the last chapter I have summarized findings and reformulated the theory to be consistent with these observations. \We find that‘;' trust, dogmatism, and reliance upon authority are greatly affected by early experience with authority in the family and are relatively resistant to change) Liberalism, efficacy and orientation toward change appear to be results of later experiences with authority X outside of the immediate family.‘xCrisis experience in socialization Joseph M. Allman evidently has profound impacts upon the personalitynnginally, and most importantly, we find that the four socialization patterns do produce significant variations in at least two of the personality attributes--reliance upon authority and the orientation toward change. I conclude that the attempt to utilize a dynamic model of human development has shown the possibility for more realistic theorizing and research into the complex relationship of human learning, predispositions and behavior. SOCIALIZATION, PERSONALITY AND THE ORIENTATION TOWARD CHANGE By Joseph MffiAllman A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Political Science 1968 ACKNOWLEDGMENTS The thought guiding this study has evolved from seminars and conversations with Frank Pinner and Milton Rokeach. Frank Pinner tried very hard to make this a better dissertation, and I have appreciated and learned from his effort. Many have shared in this process and one generated it. Micky McCleery is of a lost genre--friend and teacher who makes the possible more probable. My wife Judith, my sons Jim and Barrett, and my daughter Laura, each in their own very special way, have assured the dissertation's completion. I have made mistakes in thinking about and doing this research. Some I have realized, some remain, but all, contrary to more customary refrain, I accept willingly as part of becoming a student. Joe Allman Eugene, Oregon, 1968 ii TABLE OF CONTENTS Page LIST OF TABLES . . . . . . . . . . . . . Chapter u’I. BACKGROUND FOR STUDY . . . . . . . . . 1 Statement of Problem Political Socialization and Orientations Theoretical Approaches to Personality Development and Change Primary Socialization and Orientations Secondary Socialization and Orientations Personality and Orientations Summary II. THEORETICAL CONCERNS IN THE ANALYSIS OF THE ORIENTATION TOWARD CHANGE . . . . . . . . 35 Personality, Socialization and the Orientation toward Change. Theoretical Sketch Statement of Hypotheses III. STUDY DESI“ O O O O O O O O O I O 51 Subjects Instrumentation Reliability and the Inference of Attitudes IV. PERSONALITY ATTRIBUTES AND THE ORIENTATION TOWARD CHAN GE 0 O O O O O O O O O O 7 7 Structural and Substantive Orientations Correlates of the Orientation toward Change Summary 111 TABLE OF CONTENTS--Continued Chapter Page o'V. SOCIALIZATION EXPERIENCES AND THE ORIENTATION TOWARD CHANGE O O O O O O O O O O I 9 5 Primary and Secondary Environments and Personality Attributes Continuity, Education and Personality Socialization Patterns, Personality and the Orientation toward Change Summary VI. EVAIaUATION OF THE THEORY e e o o o o e e 123 Review of Expectations and Observations Discussion and Reformulation Conclusions BIBLIOGRAPHY O O O O O I O O O O O O O O 152 iv 10. 11. 12. 13. 14. 15. 16. LIST OF TABLES SOCIALIZATION PATTERNS AND RELATED PERSONALITY ATTRIBUTES O O O C O O O O O O O COMPARISON OF COEFFICIENTS OF STABILITY AND EQUIVALENCE . . . . . . . . . . CORRELATION MATRIX OF PERSONALITY VARIABLES . . . DOGMATISM AND RELATED PERSONALITY ATTRIBUTES . . . RELIANCE UPON AUTHORITY BY RELATED PERSONALITY ATTRIBUTES . . . . . . . . . . . TRUST BY RELATED PERSONALITY ATTRIBUTES . . . . LIBERALISM BY RELATED PERSONALITY ATTRIBUTES . . . POLITICAL CYNICISM BY RELATED PERSONALITY ATTRIBUTES . REGRESSION COEFFICIENTS, ZERO-ORDER CORRELATIONS, AND T-VALUES FOR ORIENTATION TOWARD CHANGE RELATED TO OTHER PERSONALITY ATTRIBUTES . . . THE ORIENTATION TOWARD CHANGE BY RELATED PERSONALITY ATTRIBIJTES O O O O O O O O O O O CORRELATION MATRIX OF SOCIALIZATION VARIABLES . . PRIMARY ENVIRONMENT BY RELATED PERSONALITY ATTRIBUTES. SECONDARY ENVIRONMENT BY RELATED PERSONALITY ATTRIBUTES . . . . . . . . . . . CONTINUITY BY RELATED PERSONALITY ATTRIBUTES . . . EDUCATION BY RELATED PERSONALITY ATTRIBUTES . . . REGRESSION COEFFICIENTS, ZERO-ORDER CORRELATIONS, AND T-VALUES FOR ORIENTATION TOWARD CHANGE RELATED TO SOCIALIZATION EXPERIENCES AND PERSONALITY ATTRIBUTES . . . . . . . . Page 50 73 78 79 81 82 83 84 87 89 96 97 100 102 105 107 LIST OF TABLES--Continued Table Page 17. ANALYSIS OF VARIANCE WITHIN PERSONALITY ATTRIBUTES AND BETWEEN EXPERIMENTAL SOCIALIZATION PATTERNS O O O O O I I C O O O O l 1 1 18. MATRIX OF T-VALUES RESULTING FROM THE COMPARISON OF MEANS OF PERSONALITY ATTRIBUTES AMONG THE EXPERIMENTAL GROUPS . . . . . . . . 112 19. COMPARISON OF PREDICTED AND OBSERVED CLASSIFICATIONS OF PERSONALITY ATTRIBUTES FOR EACH OF FOUR EXPERIMENTAL GROUPS . . . . . . . . . 113 vi CHAPTER I BACKGROUND FOR STUDY Statement of Problem To begin with, I will sketch the problem with broad strokes. We as producers and products of our environment, are creating such rapid changes in our world that there exists the distinct possibility of our failing to adapt our world view and consequent behaviors rapidly enough to avoid our own extinction. The problem, then, that faces us is one of individual and social adjustment to change. The question we must answer is: What are the conditions that facilitate or inhibit individual ability to accept change? The problem may be reduced to more manageable proportions. As, an example I have chosen two quotes from public statements made during the "revolution" on the Berkeley campus in the fall of 1964. These statements represent what was said and heard during the most intense moments of the revolt, and further, they indicate the direction and degree of division in student opinion. It is as if we had a snapshot of a single event in the process of adjustment to change. This brief moment illustrates the problem of this study. It is a bleak scene, but it is all a lot of us have to look forward to. Society provides no challenge. American society in the standard conception it has of itself is simply no longer exciting. The most exciting things going on in America today are movements to change America. America is becoming evermore the utopia of sterilized, automated contentment. The 'futures' and 'careers' for which American students now prepare are 1 for the most part intellectual and moral wastelands. This chrome-plated consumers' paradise would have us grow up to be well behaved children. But an important minority of men and women coming to the front today have shown that they will die rather than be standard- ized, replaceable, and irrelevant. Mario Savio The organization which I represent, University Students for Law and Order, was organized as an alternative course of action to the so-called Free Speech Mbvement. We believe that the FSM has exceeded the limits of protest acceptable to the majority of students at our university. There is no need nor is there any excuse for civil disobedience on this campus. Those students involved demand protection of their rights while at the same time they are violating our rights. As an organization USLO does not pretend to know solutions as to the varied and complex problems which presently confront us as students. But one fact is undeniably clear--that unless we are willing to express ourselves as a responsible body, we have, no right to expect the continued financial support of the community at large. ‘ As a course of action, USLO urges the students to support the legally constituted administration of this campus on all issues until such time as the civil judicial authorities dictate otherwise. We therefore request that you express your moral support for'our viewpoint by signing the petition which is now being circulated and by disassociating yourself from the FSM. R. F. Dussault These statements are almost pure expressions of polar types on an often noted continuum of orientation toward change.1 Duverger reviewing some of the sociological conceptions of this "natural 1S. M. Lipset and S. S. Wolin (eds.), The Berkeley Student Revolt (Garden City, N. Y.: Anchor Books, Doubleday and Co., Inc., 1965), pp. 219, 226. political dualism" suggests that, "It is a summary and approximate view but not altogether inaccurate."2 He continues, "It is true that some find themselves completely at home amongst commonplace ideas, accepted traditions, and conventional habits, whereas others experience the compelling need to change everything, to modify everything, and to 3 As a result of these basic orientations innovate in all domains." he sees a "natural movement of societies" toward a two-party system. He describes what may be called a collective or cultural orientation toward change in the following way. "Whenever public opinion is squarely faced with great fundamental problems it tends to crystallize around two opposing poles."4 This commonplace observation of the polarization of political cultures and sometimes (although not often) of the political system itself under the stress of accommodation to change is the impetus for the present study. In conflict situations, people tend to group themselves into those who resist change and those who are predisposed to accept it. Indeed, Huntington has suggested that acceptance of or resistance to change is the fundamental difference between the liberal and conservative ideologies.5 The present study is an attempt to understand individual response and predisposition to change. 2M. Duverger.‘ Political Parties (New York: John Wiley and Sons, 1963), p. 215. ‘ 3Ib1de’ pp. 215-2160 4Ibid., p. 216. S. P. Huntington. "Conservatism as an Ideology," in ggmpggggigg Politics: Notes and Reading, ed. Macridis and Brown (Homewood, 111.: The Dorsey Press, 1961), pp. 276-284. The present study builds upon research insights of The Authoritarian Personality, a study which directs attention to behaviors and psychological predispositions to act such as personality syndromes, belief systems, attitudes and orientations.6 A growing, though still fragmentary, body of empirical research is being done under the rubrics of pOlitical socialization, political culture and public opinion. This research inquires into attitudes and behaviors and their macro-variable counterparts--culture and system. If there need be rationale for inquiry Ithiel De Sola Pool one exponent of the approach adopted here--argues persuasively, I think that, . . . it is common to assume that changes in men's actions are the really important objectives and that changes in attitudes are but means toward the desired actions. We would argue, however, that it is the other way around. It is, for example, relatively easy to get peasants to plant a particular kind of seed a foot apart instead of six inches apart. This action can be induced by money payments, by terror, by authority, by persuasion, by proving it to be the will of the gods, and by other means. But the improvement of one such practice does not mean that the peasant has been in any way modernized. A far more significant change would be the development of scientific attitudes toward the adoption of new practices. It is only that kind of internal changes in the latent structure of his attitudes that would produce self sustaining movement toward modernization. In summary my research deals with differences in socialization experiences and psychological attributes related to the individual's ability to adjust to change. 6T. w. Adamo, E. Frankel-Brunswik, D. J. Levinson andR. N. Sanford, The Authoritarian Personality (New York: Harper and Row, Publishers, 1950). 7Ithiel De Sola Pool, "The Mass Media and Politics in the Moderniz tion Process," in Communications and Political Development ed. Pye Princeton, N. J.: r nce o n vers y ress, , p. 49. My objectives in choosing this problem and approach are broad and largely unattainable, but they do serve to provide both context and direction to the effort. A central problem for students of human behavior is to under- stand personality development and change. I have chosen to study the processes of learning and cognitive adaptation in order to identify some of the human conditions producing and changing personality. Ultimately the understanding of this problem can lead to information and skills necessary to facilitate personal change. A second objective is to study political orientations as they relate to both personality and socialization experiences. Students of political socialization are generally interested in human learning, personality and behavior. Studies of the effects of socialization upon political attitudes or the effects of personality upon political behaviors are relatively numerous. But seldom do these studies attempt to bring these variables together in a single research effort. A further objective needs to be included because most of the research in political socialization focuses upon young children or adolescents and not upon young adults. I propose to question the assumption underlying such research--the assumption that individual socialization is largely completed before the person is exposed to adult experiences. It seems important to inquire if later life experiences can or do affect citizen socialization. A final objective is to understand some of the ingredients of an accommodative or "modernized" personality. The ability of individuals and groups to accept new ways of acting and thinking may be the single most important precondition for the continuing develOpment of our own country as well as the "new nations." Political Socialization and Orientations This literature review begins with the problem of determining what socialization experiences and psychological orientations may affect individual adjustment to change. Some clarification of the concepts of socialization and orientations as they will be used in this study is required. Definitions of socialization are varied, as the following quotations illustrate. . . . the whole process by which an individual born with behavior potentialities of enormously wide range, is led to develop actual behavior which is confined within a much narrower range--the range of what is customary and acceptablg for him according to the standards of his group. Conformity to rules then, with the exception of special cases, ensured primarily by the process of socialization--that is, via the development in each individual of habits which lead him to make responses whichgconform to the rules instead of transgressing them. 1. . . . his learning of social patterns (regularities of behavior) corresponding to his societal positians as mediated through various agencies of society. 8I. L. Child, "Socialization," Handbook of Social Psychology ed. Lindzey (Cambridge, Mass.: Addison and Wesley Co., 1954), p. 655. 9I. Whiting and I. L. Child, Child Training and Personality: A Cross Cultural Study (New Haven, Conn.: Yale University Press, 1953), p.‘221. 1OJ. Hyman, Political Socialization (Glencoe, 111.: The Free Press, 1959), p. 25. . . . it is useful to simplify the complex process of political socialization by viewing it as the means whereby members of a political system acquire the 11 three types of basic orientations already mentioned. For some socialization refers to learning predispositions to behave (e.g. habits, attitudes, orientations, or expectations) while others emphasize learning actual patterns of behavior. For present purposes socialization refers to experiences affecting the development of individual orientations. There is enough ambiguity concerning the concept of orientation to require discussing its use in the present study. Smith, Bruner and White conceptualize three "action tendencies" (i.e., approach, avoidance and hostility) which are activated by objects in the person's psychological field.12 They refer to these tendencies as the "orien- tations of the attitude." Easton and Hess posit three types of learned expectations which people use as cues for interpreting political situations. The latter study equates orientation and expectations, "These three kinds of expectations--that is, knowledge, values, and attitudes--we shall call the basic political orientations."13 11D. Easton and R. Hess, "Youth and the Political System," Culture and Social Character, ed. Lipset and Lowenthal (Glencoe, 111.: The Free Press, 1961), p. 229. 12B. Smith, J. Bruner and R. White, Opinionsggnd Personality (New York: John Wiley and Sons, 1956), p. 37. 13Easton and Hess, 92, cit., p. 228. Almond and Verba argue, Orientations refer to the internalized aspects of objects and relationships. It includes: .(1) "cognitive orientation," that is, knowledge of and beliefs about the political system, its roles and the incumbents of these roles, its inputs, and its outputs; (2) "affective orientations," or feelings about the political system, its roles, personnel, and performance; and (3) "evaluational orientations," the judgements and opinions about political objects that typically involve the combination of value standards and criteria with information and feelings. In this definition the orientation becomes "the internalized aspects of objects and relationships." Orientation as used in the literature is synonymous with Opinion, attitude, belief, expectations, character, style, predispositions, tendency, and in some cases, personality. The concept requires some refinement. One theme emerges from the variations. In most cases orientation refers to an internalized predisposition to behave. The term shares common attributes with the concept of attitude. We may gain clarity by examining a definition of attitude. I have chosen to review Rokeach's formulation of attitude which is drawn from his broader analysis of belief systems.15 Rokeach uses the belief as the unit of analysis. He defines a belief, " . . . as any simple proposition, conscious or unconscious, inferred from what 146. A. Almond and S. Verbs, The Civic Culture (Princeton, N. J.: Princeton University Press, 1963), p. 15. 15M. Rokeach, The Open and Closed Mind: Investigations into the Nature of Belief Systems and Personality Systems (New York: Basic Books, 1960). a person says or does, capable of being preceded by the phrase 'I believe that'. . . ."16 Beliefs describe an object or situation as true or false, evaluate the situation or object as good or bad, or advocate a certain course of action as desirable or undesirable. Given these three types of beliefs, Rokeach argues, that each belief has three parts. First, the belief has a "cognitive" component representing a person's knowledge, second, an "affective" component capable of being aroused in varying degrees of intensity, and finally, a "behavioral" component directing the belief to action. With the belief as a unit of analysis Rokeach constructs this definition of attitude, "An attitude is a relatively enduring organization of beliefs around an object or situation predisposing "17 one to respond in some preferential manner. This definition is representative of others in the literature.18 While an attitude is an organization of beliefs, a belief system is an organization of attitudes. Rokeach states, "We mean it (the belief system) to include each and every belief and disbelief of every sort the person may have built up about the physical and social 16M. Rokeach, "The Nature of Attitudes," International Encyclogedia of Social Sciences (New York: MacMillan, 1966), p. 3. 1711314., p. 12. 18For example see M. L. DeFluer and F. R. Westie, "Attitude as a Scientific Concept," Social Forces, Oct. 1963, pp. 21-36; H. Blumer, "Attitudes and the Social Act," Social Problems, 3, 1955, pp. 59-64; D. T. Campbell, "Social Attitudes and Other Acquired Behavioral Dispositions," Psychology: A Study of a Science, ed. Koch (New York: McGraw—Hill, 1963); L. W. Doob, "The Behavior of Attitudes," Ps cholo ical Review, 1947, pp. 135-156; D. Krech and R. Crutchfield, Theogy and Problems of Social Psychology (New York: McGraw-Hill, 1948). 10 "19 universe he lives in. While the belief system is the total framework man uses to understand his world, the attitude is a subsystem related to specific objects or situations. There are two types of attitudes: attitudes-towardesituations include beliefs concerning the event or ongoing activity in-which the attitude-toward-object is activated, while attitudes-towardeobjects includes beliefs about peOple, groups, institu— tions, or issues.20 In analogous fashion, we may wish to define orientations as stable organizations of beliefs about political objects or situations. This is what some researchers have done. Consider, the following from an article by Easton and Dennis: .Even though the children tested assert a growing aware- ness of government as an idea and object, are they in fact, able to distinguish it as a sphere separate from other areas of social life? If attitudes toward the authorities as an object are to have relevance for later ties to the system, we need some evidence indicating that even in their earliest years children are, in fact, able to recognize some minimal difference between that which is governmental and that.which is not. Only under such conditions could we infer that attitudes towards government-~to which we shall turn in a moment--refer to distinctively political bonds.21 These authors.are apparently arguing political beliefs can have relevance for later political behavior only if the individual dis- tinguishes between political objects and other social phenomena. An 19 M. Rokeach, op. gi£., 1960, p. 35. 20M. Rokeach, 02. 933.,1966, p. 3. 21 D. Easton and J. Dennis, "The Child's Image of Government," The Annals (361, Sept. 1965), pp. 40-57 (this quote found on p. 49). 11 alternative to their argument is put forth as a major hypothesis of The Authoritggipn.PerSonplity. "In short, ideology regarding each social area must be regarded-as a facet of the total personality and an expres- sion of more central 'sub-ideological' psychological dispositions."22 In other words there are nor "distinctively" political orientations. This second position is a working assumption of the present study and leads to the following formulation of political orientation. To the extent that, at various times in their lives, objects or situa- tions repeatedly induce-peop1e to behave in a particular manner it is appropriate to infer an.orientation predisposing them to behave in this fashion. Similarly, when "political" objects or situations activate the same behaviors at different times one may infer political orienta- tions. We will now use these.definitions to identify socialization experiences and psychological attributes which may affect the person's acceptance or resistance to change. Since such an effort is a part of a larger discussion of personality develOpment, we will first examine alternative theoretical approaches to socialization and personality. Theoretical Approaches to Personality Development ppd Change Both psychoanalytic and cognitive theorists have contributed to the study of socialization.and personality. According to the former 22T. W. Adorno, _e_£. g” _p. cit., p. 207. 12 point of view personality.is formed early and remains relatively stable. cognitive theorists,-on-the'other hand, emphasize the continual striving of individuals to adapt-their.beliefs and behaviors to changing conditions. In other words, changeaain experiences lead to changes in personality. Greenstein refers to.these two theories by distinguishing between "ego defensive" and "cognitive" personality development. Personality formation may be along ego-defensive or more cognitive lines; the connections between personality and political belief need to be examined rather than assumed; both personality and beliefs must be examined in situations in order to understand behavior; the ways in which individual predispositions and actions aggregate and affect the political and social system need to be explicated. And, to turn the circle, it is the political and social systems which provide the socializing environment for 'politically relevant' personal development and the Situations within which political action takes pléce.2 A few citations from the literature reflecting each of these two approaches will help to throw light on this distinction. The extensive literature flowing from The Authoritariap,Personplity concentrates on adult-attitudes toward authority as a consequence of early childhood experiences with authority.24 An inventory of many of these studies appearsuin an article by I. L. Child entitled "Socializa- tion" and the entirety of the material cited utilizes psychoanalytic assumptions about personality.25 A political science textbook by William Mitchell contains.the following reference to socialization: 23F. Greenstein, "Personality and Political Socialization: The Theories of Authoritarian and Democratic Character," The Annals, OJ! Cit. ’ p. 95. 24T. W. Adorno, _e_1_:-_. _a_l., _p. cit. 251. L. Child, _p_. cit., p. 655. l3 " . . . whether a child grows up to emphasize rights and demands on the government to fulfill his own obligations is surely strongly influenced, if not actually determined, by early family experinces."26 Froman in an article entitled "Learning Political Attitudes" notes many psychoanalytically oriented writers (e.g., Erikson, Frenkel—Brunswik, Christie, and Jahoda) believe critical relationships exist between child rearing practices and later political behaviors.27 Pye's28 review of Erikson's The YounggMan Luther29 invites political scientists to examine early experiences as important for understanding later innovative behaviors. Hagen, in a major study of social change, concludes that changes result from forces altering family structure, thereby influencing the child's early develOpment.3O He believes social change is the summation of individual changes produced by alteration of family experiences. Change is gradual and requires the maturation of new generations. Clearly, the influence of 26W. Mitchel, The American Polity (Glencoe, Ill.: The Free Press, 1963), p. 164. 27L. Froman, "Learning Political Attitudes," Western Political Quarterly (June, 1962), pp. 21-38. 28L. A. Pye, "Personality, Identity, and Political Ideology," Political Decision Mpkers, ed. Marvick (New York: The Free Press, 1961). 29E. H. Erikson, Young Man Luther (New York: Norton and Co., 1958). 30E. Hagen, On the Theory of Social Change (Homewook, Ill., Dorsey Press, 1962). 14 psychoanalytic assumptions concerning the early formation and relative stability of political orientations is pervasive. Studies emphasizing personality change after childhood have their roots in the cognitive theories of such theorists as Tolman, Lewin and Krech. From the standpoint Of these theorists behavior is purposive and adaptive. Smith, Bruner and White clearly articulate these assumptions concerning personality development. The human being, according to this approach, is not governed by a rational calculus, nor is he a blank slate on which experience traces its inexorable mark. Nor yet is man an ingenious machine translating physical stimuli into bodily responses. Like all animals, he is an organism, a system Of life processes that somehow maintains its identity in active interplay with its environment. An organism is never passive, but survives and grows through constant striving, responding selectively to relevant aspects of its environment, and reaching out to incorporate, modify, fend off, or attain. Final passivity is death; in life there is always striving to maintain the delicate adaptation of needs of the organism to its environment. The impact of cognitive theory can be found in several studies of political socialization. Hyman's inventory of political socializa- tion studies finds parental influences are important determinants of adult behavior, but there is substantial evidence of "the attenuation of parental influence" given particular conditions and agencies of change. He shows, for example, that authoritarianism may develop independently of parental influences, and notes that certain conditions such as social and geographic mobility, strict parental control, 31B. Smith, gp.Igl., pp. cit., p. 30. 15 adolescent rebellion, aging and generational effects attenuate early experiences with parents.32 Other studies support this general argument concerning the effects of later life experiences upon personality. Possibly the most persuasive among these is that of Almond and Verba. In their cross cultural study of political orientations they write: . . . the importance of specific learning of orientations to politics and of experiences with the political system has been seriously underdeveloped. Such learning is not only cognitive in character, but involves political feelings, expectations, and evaluations that result largely from political experiences rather than from the simple projection into political orientations of basic needs and attitude§3that are the product of childhood socialization. Orientations and personality can change, and now we can approach the problem of identifying prerequisite conditions for change. Eisenstadt in his study of the effects of age differences on behavior argues from his data that childhood experiences are likely to influence adult behavior only in sofar as roles learned in the family are also useful in achieving social status in later life. But to the extent that roles acquired in childhood do not serve these needs, later experiences become important in affecting adult behavior.34 Similarly, Davies theorizes that "political maturation" (i.e., the change from dependence to autonomy) may be either facilitated or 32.]. Hyman, 220 Cite, ppe 69-730 33 G. Almond and S. Verbs, _p, cit., p. 34. 348. N. Eisenstadt, From Generation to Genergtion (Glencoe, 111.: The Free Press, 1956). 16 retarded depending on early family relationships. However, when established family patterns of need satisfaction are dysfunctional in more adult roles anxiety results and changes are likely.35 Both of these studies make the point that attitudes and behaviors which are appropriate in the family situation may not be appropriate to adult interaction in a more complex environment. Levine finds the reverse of this phenomenon in non-western culture. His data show familial experiences are predictive of adult behaviors in relatively static social situations. But, there is probably less tendency to generalize family experiences to adult relations in more differentiated social systems where dissimilarity exists between the family and community structures.36 All of these studies demonstrate that early family experiences are most likely to affect adult behaviors when adult behaviors and expectations are similar to those in the family situation. However, where early family experiences are inconsistent or less similar to experiences in the larger community it is less likely that early learning determines adult behavior. To the extent that later life experiences are inconsistent with early experiences there is a greater probability of change in individual orientations and behaviors. Inconsistency between early and later socialization is a precondition of individual change of and, conceivably, also of ability to accept change. 35J. Davies, "The Family's Role in Political Socialization," W. op. cit., pp. 10-19. 36M. Levine, "The Role of the Family in Authority Systems," w. v. (1960). pp- 20-42. 17 A further group of studies exists which suggest that cultural crisis or personal trauma are prerequisites of personality change. Wallace, reviewing work on social movements (e.g. nativistic movements, cargo cults, etc.), defines "revitalization" as " . . . a deliberate, organized, conscious, effort to construct a more satisfying culture", and concludes that it is possible to accomplish a basic transformation of an entire culture in a relatively short time. Given cultural crisis conditions and the advent of charismatic leadership in the culture revitalization can be achieved in a single generation.37 Elkins presents substantial evidence suggesting that basic changes in adult personality can occur if individuals are forced to pass through sufficiently stressful circumstances. As evidence he cites changes that took place in Negro slaves during shipment from Africa, as well as among inmates of concentration camps.38 Middleton and Putney studying 1440 college students find that generalized adolescent rebellion relates poorly with political rebellion (party preference different from that of the parent). Child-parent relations that are either overly strict or neglectful tend to increase the probability of "political rebellion," especially when the parents are political activists.39 37A. Wallace, "Revitalization Movements," American AnthrOpologist, 38$. Elkins, "Slavery and Personality," Studying Personality Cross Culturall , ed. Kaplan (Evanston, 111.: Row, Peterson and Co., 1961). 39R. Middleton and S. Putney, "Political Expression of Adolescent Rebellion," American Journal of Sociolo , 68 (1963), 18 Several major hypotheses flow from this general review of personality development and change. Personality is affected by early family experiences and the impacts of such experiences are relatively stable and resistant to change. Two of these conditions are the degree of consistency between early and later socialization experiences, and the degree of trauma or crisis in the socialization processes. Two further conditions, age and education, are suggested by the studies of Anderson and Pressy. Anderson, in a sample of high school students, finds a decrease in dogmatism between the eighth and twelfth grades.4O Pressy comparing data obtained on students over a span of three decades finds that societal changes in moral and religious norms alter the thinking of college students but not younger high school students.41 Young adults with some education may be more likely to change and therefore accept change than younger adolescents without education. The foregoing suggests the rudimentary outlines of a model of personality develOpment. We can conceptualize personality as a collection of orientations resulting from past experience. These orientations predispose individ- uals to respond in some particular fashion to new and changing situations which arise as the person matures. Some of these orientations are formed from the experiences in the family situation. If conditions 40C. Anderson, "A Developmental Study of Dogmatism During Adolescence with Reference to Sex Differences," Journal of Abnormal and Social Ps cholo , 65 (1962), pp. 132-135. 418. Pressy, "Changes from 1923 to 1943 in the Attitudes of Public School and University Students," Journal of Psycholo , 21 (1946), pp. 173-188. 19 remain similar to those in early family these orientations will persist throughout the person's life. If, on the other hand, conditions change in later adult life we expect the individual to make adjustment by either changing orientations formed earlier or by develOping new orientations from new experiences. It is possible that crisis, age and education may work to intensify or ensure this change process since such conditions appear to make adjustments and adaptations more likely. We assume that individuals who have made changes in their own personality are more likely to accept change generally. We can expand these notions in the theoretical chapter, but for present purposes the scheme directs attention to the effects of early childhood experiences (primary socialization), the effects of later experiences outside of the immediate family (secondary socialization), and the effects of personality upon specific orientations--in particular the orientation toward change. Primary Socialization gnd Orientptions From this point on we will refer to early childhood socialization experiences as primary socialization. And the question must now be raised, what are the critical primary socialization experiences and what orientations result from particular conditions? Easton and Hess in a quasi-longitudinal study of more than 700 midwestern school children conclude that young children develOp positive and uncritical attitudes toward the political community and political parties based upon affective ties with the family. They hypothesize that these predispositions are generalizations of 20 relationships with family authorities.42 Greenstein, interviewing pre-adolescent school children replicates and confirms these findings. His subjects have extremely positive conceptions Of political leaders which they can articulate at as early an age as seven years. He believes that youthful-orientations formed in primary group relations are most durable.43 An earlier study by Maccoby, Matthews, and Morton of high school students and their parents observes the same phenomenon. Student's candidate preference and.party affiliations are related to family preferences, with highest conformity occuring in families where there is only moderate interest in politics.44 From these studies we can infer.childhood eXperience with family authorities greatly affects the orientation to trust and accept as legitimate political leaders and institutions. It is not entirely clear what specific relationships in the family produce these orienta- tions, but several research studies.have pointed out the critical significance of affective relationships with family authorities (presumably parents). Orientations resulting from these relationships appear to be most stable over time. We can hypothesize as a result of 42D. Easton and R. Hess, op. cit., p. 227 ff; R. Hess and D. Easton, "The Child's Changing Image of the President," Public Opinion Quarterly, 24 (1960), pp. 632-644. 43F. Greenstein, "The Benevolent Leader: Children's Image of Political Authority," American Political Science Review (December, 1960), pp. 934-943. , 44E. Maccoby, R. Matthews and A. Morton, "Youth and Political Change," Public Qpinion Quarterly, 18 (1954), pp. 23-29. 21 these studies that authority relationships in primary socialization affect trust and belief in the legitimacy of political objects. Further evidence of the effect of.early authority relationships upon adult behavior can be found.inwanxaxticle-by Willis who finds, in a sample of Swedish parents, that-those who have a strict conception of their relationship to their children.are more likely to have a similar conception of their own relationship to civil authorities.4S A recent article by Pinner helps specify an important characteristic of authority relationships. He notes that parental overprotection may result in political orientations of distrust, " . . . where the transition from the intimacy of the home into the greater world is experienced as a difficult and fear arousing step, and where there is little experience in the solution of problems through direct communication."46 Here again trust of politics and politicians appears to be affected by relationships with parental authority. But more specifically, as Pinner's study indicates, communication in problem solving situations may be a critical attribute of authority relationships. The following hypothesis seems a plausible inference from this review of research on the effect of primary socialization upon political orientations. Political trust results from early authority 45R. H. Willis, "Political and Child—Rearing Attributes in Sweden," opppgl pf Abnopmpl gng Spgigl Ppychology, 53 (1956), pp. 531-535. 46F. A. Pinner, "Parental Overprotection and Political Distrust," The Annals, yp. cit., pp. 58-70 (this quote found on p. 46). 22 relationships characterized by more extensive communications between the child and his authorities. We now turn to the identification of the effects of secondary socialization (i.e., socialization occurring later in life and outside of the immediate family) upon particular orientations. Secondapy Socialization and Orientations Perhaps the most extensive empirical study in political socialization is The Civic Culture by Almond and Verba.47 Their data are based upon respondent recall by subjects from national samples in five countries. An extensive summary of their work is beyond the scOpe of this review; we can describe only their findings concerning the effects of secondary socialization on political orientations. The authors examine the relationship between authority experi- ences and sense of political efficacy. They present data intended to show that adult experiences with authorities proximate to political roles may influence political orientations more than do earlier family experiences. In their data, positive relationships between individual participation in family discussions and a sense of political efficacy exists only among subjects with little education. Possibly family experiences among the more educated have relatively little affect upon adult political competence. Almond and Verba summarize this relationship between family influences and political efficacy as follows: 47G. Almond and S. Verba, _p, cit. 23 To sum up the relationship between family partici- pation and sense of political competence: there is some connection between democracy in the family and democratic behavior in politics. Those who had the opportunity to participate in the family are somewhat more likely than others to feel politically competent. But the relationship is a complex one, in which a number of intervening variables can blunt the impact of this democratic training on political attitudes. Family participation is not generalized to political participation among those with higher education, and in several countries this generalization is not made by our younger respondents. The reason may be that respondents whose political behavior is not affected by their family training do not need that training as a means of induction into a feeling of political competence. Younger respondents and those with higher education are subjected to numerous pressures leading to a sense of political competence, and the marginal effect of family participation is, under these circumstances, not very great.4 This summary supports the thesis that later life experiences may have more impact upont the sense of efficacy than early family influences at least for younger individuals and those with more education. The study goes on to consider the impact of participation in discussion and decision making in school and job situations. Con- siderable variation exists in the extent of influence of school experiences on efficacy (which probably indicates that schools in the five countries vary a great deal). The authors conclude that partici- pation in school affairs has only marginal importance unless it is followed by experiences of effectiveness in post-school situations. When they investigate the effects of participation and discussion in decisions on the job they find the strongest evidence of the study. 481b1d., p. 352. 24 People who report being consulted about decisions on the job alsO report a high sense of political and personal efficacy, and this relationship is independent of extent of education. Almond and Verba conclude that participation in decision making at the work place, in school, and in the early family are, in that order, important to the develOpment of a sense of efficacy. Thus, communication with authorities in situations outside of the immediate family may greatly modify the early family influences. The authors account for the importance of these later experiences by noting they are more similar and more proximate to adult experiences in the political system. This suggests that generalization of the effects of early family experiences decreases with the amount of specialization in society. Theorists who believe early experiences create needs that are generalized or projected onto adult interactions may be overlooking the learning principle of discrimination while paying excessive attention to the principle of generalization. Possibly people find experiences with political authorities so entirely different from childhood experiences they are not able to generalize from early childhood to adult situations. As they accumulate experiences of effectiveness in their adult activities they may come to discriminate adult relationships with authority from childhood experiences and change their attitudes accordingly. For our purposes the Almond and Verba study directs attention to the importance of secondary socialization for the development of a sense of political and personal efficacy. The critical variable appears to be that of authority relationships in school and on the job. Is it possible to specify this relationship further? In the 25 Almond and Verba study communication with authorities emerges as the major form of participation in decision making. Just as communication with early authorities is the critical primary socialization experience affecting trust, communication with authorities outside of the family appears to affect efficacy. Communication with authorities in primary and secondary socialization is an important independent variable in the development of political trust and efficacy. We still have not established the existence of a relationship between either trust or efficacy and the person's ability to adjust to change. It is possible to speculate about such a relationship, but leaving the question open for further investigation seems a more prudent strategy. The literature on liberal and conservative ideologies leaves little doubt that acceptance and resistance to change is one of the chief components of these ideologies. A review of this literature will help to identify correlates of the orientation toward change. Most of the research to be considered describes liberal and conserva- tive orientations in the context of more general investigations of personality syndromes. Personality and Orientations What personality attributes are associated with acceptance or resistance to change? MUch of the literature indicates an individual's orientation toward change is a central element of liberal and conserva- tive thought. 26 The Authoritarian Personality49 is the benchmark from which to begin a review of research on liberalism-conservatism. This work describes the "prototypic liberal and conservative" orientations in the following way. The prototypic 'liberal' is, according to our guiding conception, an individual who actively seeks progressive social Change, who can be militantly critical (though not necessarily totally rejective) of the present status quo who Opposes or de-emphasizes numerous conservative values and beliefs regarding business, success, rugged individualism, human nature, and the like, and who would diminish the power of business by increasing the pgger of labor and the economic functions of government. .The prototypic 'conservative' in terms of the present scale, is one who supports the status quo and resists changes in existing politico-economic power arrangements, who supports conservative values and traditions, who believes that labor is properly subordinate to employer or management, and who wishes to minimize the economic functions of government in order that individual business- men can, in free and equal competition provide goods of maximum quality at minimum cost to the consumer.5 In still another early research effort Eysenck factor analyzes responses of several political groups and detects two major factors which account for most of the variance. He identifies these factors as radicalismrconservatism and tough mindedness-tender mindedness. As we look more closely at the responses included in the radicalism factor it is clear that the radical is mere receptive to changes in law and policy over a wide diversity of issues. Eysenck describes the poles on his "radicalism" factor in the following way. 49T. W. Adorno, 3;. 91., pp. cit. 5°Ib1d., p. 176. 51 Ibid., p. 177. 27 On the one hand, we find a belief that private property should be abolished, that the death penalty ought to go, that Sunday observance is old fashioned, that Jews are valuable citizens, that the divorce laws ought to be altered, that we should give up part of our sovereignty, that we should abolish abortion laws, that we should cure criminals rather than punish them, that laws favor the rich, that companionate marriages should be allowed, and that patriotism is a force that works against peace. On the other hand we have a belief that nationalization is inefficient, that compulsory religious education is desirable, that the Japanese are cruel by nature, that we should go back to religion, that Jews are too powerful in this country, that flogging should be retained as a deterrent, that war is inherent in human nature, that conscientious objectors are traitors, that birth control should be mgge illegal and that coloured peoples are inferior. Eysenck does not isolate any personality characteristics which might account for radical and conservative attitudes since one of his major hypotheses is, " . . . there is in truth only one ideological factor present in the attitude field, namely that of Radicalism- Conservatism. The T-factor itself does not constitute an alternative ideological system but is rather the projection onto the social attitude field of a set of personality variables."53 Tough mindedness correlates with extraversion, aggression, dominance, rigidity, intolerance of ambiguity, narrowdmindedness, and mental correctness. Both the Adorno,.gp,,pl. and the Eysenck studies indicate that liberal orientations are associated with acceptance of change while conservatives tend to resist change. This calls for a more careful examination of other elements of conservative and liberal views, and 52H. J. Eysenck, The Psychology of Politics (London: Routledge, Kegan Paul, Ltd., 1954), p. 127. 53Ib1d., p. 170. 28 for an ivestigation of social-psychological correlates of such views. McClosky identifies major themes of conservatism as well as some of the correlates of conservative personalities. He lists the following value positions as basis of the conservative outlook.5§ Man is a creature of appetite and will, 'governed more by emotion than by reason' (Kirk), in whome 'wickedness, unreason, and the urge to violence lurk always behind the curtain of civilized behavior' (Rossiter). He is a fallen creature, doomed to imperfection, and inclined to license and anarchy. Society is ruled by 'divine intent' (Kirk) and made legitimate by Providence and prescription. Religion 'is the foundation of civil society' (Huntington) and is man's ultimate defense against his own evil impulses. Society is organic, plural, inordinately complex, and the product of a long and painful evolution, embodying the accumulated wisdom of previous historical ages. There is a presumption in favor of whatever has survived the ordeal of history, and of any institution that has been tried and found to work. Man's traditional inheritance is rich, grand, endlessly proliferated, and mysterious, deserving of veneration,.and not to be cast away lightly in favor of the narrow uniformity preached by sophisters and calculators' (Burke). Theory is to be distrusted since reason, which gives rise to theory, is a deceptive, shallow and limited instrument. Change must therefore be resisted and the injunction heeded that, 'Unless it is necessary to change it is necessary not to change' (Hearnshaw). Innovation 'is a devouring conflagration more often than it is a torch of progress' (Kirk). Men are naturally unequal, and society requires 'orders and classes' for the good of all. All efforts 54H. McClosky, "Conservatism and Personality," The American Political Science Review, 52 (1958) pp. 27-45. 29 at levelling are futile and lead to despair (Kirk and Rossiter), for they violate the natural hierarchy and frustrate man's longing for leadership. The superior classes must be allowed to differentiate themselves and to have a hand in the direction of the state, balancing the numerical superiority of the inferior classes. Order, authority, and community are the primary defenses against the impulse to violence and anarchy. The superiority of duties over rights and the need to strengthen the stabilizing institutions of society especially the church, the family, and, above all, private property. The resistance to change is clearly a part of the conservative value system, but another theme emerges--the reliance upon authority, order, and law over individual reasoning. This dependence upon authority may well be another important variable associated with individual acceptance or resistance to change. The McClosky study also investigates the relationships among variables such as intelligence, social-psychological attributes, and clinical-personality variables and conservatism. The conservative is less educated, less socially aware and less intellectually oriented than the liberal. The conservative tends to be submissive, anomic, alienated, pessimistic, less socially responsible, less self confident, and more guilty. The findings concerning the clinical-personality variables and conservatism are summarized as follows: . . . the extreme conservatives are easily the most hostile and suspicious, the most rigid and compulsive, the quickest to condemn others for imperfections or weaknesses, the most intolerant, the most easily moved 551b1d., p. 35. 30 to scorn and disappointment in Others, the most inflexible and unyielding in their perceptions and judgements of others.5 McClosky's study contains many variables which might prove useful in this study; certain ones appear to relate to the previous discussion of socialization experiences and personality. Earlier we noted that trust is affected by early authority experiences while efficacy is affected by experiences with authority outside of the immediate family. Several attributes in the McClosky study (e.g., alienation, pessimism, and "scorn and disappointment in others") represent characteristics which reasonably mdght be associated with trust, while others (particularly self confidence) might be expected to be associated with personal efficacy. It may well be the variables of trust and efficacy are not only related to socialization experiences but are also directly related to liberalismrconservatism and in turn may relate to the orientation toward change. Other variables in the McClosky study invite further investigation. Such personality variables as hostility, rigidity and intolerance suggest an underlying attribute such as authoritarianism or dogmatism may distinguish liberals from conservatives. Since Rokeach's variable of dogmatism is developed from attempts to find a single dimension underlying both authoritarianism and intolerance, it appears useful to investigate this variable in relation to the acceptance or resistance to change. 56Ibid., p. 41. 31 Rokeach argues that the basic characteristic of a person's "belief system" affecting the extent of dogmatism is . . . the extent to which the person can receive, evaluate, and act on relevant information received from the outside on its own intrinsic merits, unencumbered by irrelevant factors in the situation 7 arising from within the person or from the outside. According to Rokeach messages contain two kinds of information: (1) information about the subject matter and (2) information about the source of the message. He continues, " . . . we see that there are two aspects to the communication, and in different people the dual aspects will be differentiated or fused together according to cl."58 The less the degree to which their systems are open or close dogmatic person (Open belief system) receives, evaluates and acts on the basis Of the content of the events and messages in a situation because he is able to distinguish between the content and the source of the message. To the contrary, the more dogmatic person (closed belief system) is unable to make such a distinction and is, therefore, guided in his interpretations by a fusion between subject matter and the source of the subject matter. Simply stated, dogmatic individuals are likely to react to the authority rather than to what the authority says. Rokeach (1960) makes explicit the importance of dogmatism for the present study when he states, Reliance on authority, yielding, conformance, and resistance to acculturation all may have a common cognitive basis, namely, the ability (or inability) to S7M. Rokeach, pp, cit., 1960, p. 57. 581b1d., p. 60. 32 discriminate substantive information from information about the source, and to assess the two separately.59 Aside from suggesting the theoretical importance of dogmatism for our present analysis the above quote also includes a theme appearing in several studies in this review--the reliance upon authority. This suggests that a person's dependence upon authority may be a critical personality attribute in the analysis of the orientation toward change. The following chapter presents a theoretical schema which includes this theme of reliance upon authority as a central dimension tying together the impacts of socialization and personality upon the acceptance or resistance to change. Before turning to this part of the presentation I will summarize the variables derived from this literature review. Summapy At the outset of the literature reveiw we defined socialization broadly as experiences affecting the development of individual person- ality. We discussed the concept of orientation as a predisposition to particular behaviors inferred when objects or situations activate peOple to behave in similar ways in different situations and at different times in their lives. We then examined theoretical approaches to the general problem of personality development and change. The major impact of psychoanalytic theory has been to focus attention upon the effects of early childhood experiences upon later adult behaviors. Such assumptions have led to many studies emphasizing the early forma- tion and relative stability of orientations and personality. An 59Ib1d., p. 60. 33 alternative approach, cOgnitive theory, has directed attention to the preconditions of personality change. In this view personality is adaptive to later life experiences. We attempted to identify several conditions associated with such changes. One group of studies suggests inconsistencies between early experiences in the family and later experiences outside of the immediate family are likely to produce adjustment in personality. Another series of efforts were introduced to point out the importance of crisis or personal trauma as precondi- tions of change. We can summarize these studies with the general hypothesis that the greater the extent to inconsistency and discontinuity (more crisis events) in socialization the greater the likelihood of personality change. I further hypothesize that people who have experienced changes in their own personality are more likely to accept changes in the external world. Still other studies found age and level Of formal education to be related to individual acceptance Of change. In this study, we have an attempt to identify the effects of primary socialization, secondary socialization, and personality attributes upon the orientation toward change. The review of the effects of primary socialization upon ogientation OngPHSP (political and general) results from early authority relation— ships characterized by more extensive communication between the child and his authorities. The review of studies concerning the effects to secondary socialization (experiences outside of the immediate family) found personal efficacy to be a result of communication with authorities and participation in decisions affecting the individual. Finally we discussed the literature on personality attributes related to particular orientations. :Is 34 Since liberal and conservative political orientations have been found to be associated with the acceptance or resistance to change, much of the material reviewed dealt with correlates of conservative and liberal attitudes and personalities. The orientations of trust and efficacy were expected to be related to more liberal political views. Further, the studies suggest the variables of dogmatism and reliance upon authority are central to our analysis of the orientation toward change. CHAPTER II THEORETICAL CONCERNS IN THE ANALYSIS OF THE ORIENTATION TOWARD CHANGE Personality, Socialization and the Orientation Toward Change I have conceptualized the orientation toward change as a relatively enduring organization of beliefs predisposing the person to accept or resist change. This orientation is a general personality attribute affecting individual response across situations (e.g., social, political, economic, public, private, etc.) and through time in similar situations. I view the orientation toward change, as any orientation, to be a part of an interrelated set of predispositions composing the individual's personality. The set of orientations acts to predispose behavior of peOple as they confront new and changing conditions. With this conceptualization it is possible to view the orientation toward change as it is affected by personality attributes and socialization experiences acting upon the entire personality. This simple schema permits the classification Of variables identified in the literature as relevant to the present study. The purpose here is to clarify the schema as a way of organizing and relating major variables, and to prOpose several hypotheses to guide the data analysis. We can begin by organizing variables as either personality attributes or socialization experiences. We have identified the 35 36 following variables in the literature as socialization experiences: (1) extent of communication with authorities in the early childhood- family situation; (2) extent of communication with authorities in relationships established at the present time in the person's life; (3) the extent of consistency (i.e., similarity) between the experiences in the early family and experiences in the broader community of adult interaction; (4) extent of continuity (i.e., traumatic or crisis events) in the socialization process; (5) age; and (6) extent of formal education. The balance of variables critical to the present investigation can be grouped as personality attributes. These variables appear to result from socialization and to predispose the individual to particular responses in varying situations. The personality attributes include both structural and substantive properties. Rokeach's work on dogmatism is a specific attempt to understand the structure rather than the content of personality. He describes his effort in the following way: "The discrepancy we may note between what is said and the way it is said is a discrepancy between content and structure. Our theoretical task, then, is to formulate the formal and structural properties of belief systems apart from specific content, and in such a way that they can be measured."1 Reliance upon authority is a second attribute which I believe to be a part of personality structure. As dogmatism describes a person's ability to differentiate source and message and act on either a fusion or separation of the two, reliance upon authority describes the extent to which the individual accepts opinions of others. For theoretical 1M. Rokeach, pp. cit., 1960, p. 15. 37 purposes I am using reliance upon authority in a very broad sense. Authority can be represented by people, established ways of doing things, law, social norms and expectations or any one of a variety of sources external to the situation and providing cues about apprOpriate behaviors for particular situations. Given this broad definition it is apparent that all peOple more or less rely upon authority in any situation. This is the attribute I want to investigate--the extent to which individuals rely upon external cues in determining their behavior rather than issues and activities in the situation itself. For the purposes of this study I have Operationalized reliance upon authority in much narrower terms. It is defined as the extent to which an individual agrees with the Opinions of his authorities (people influential in his life) in the secondary environment. That is, I want to investigate, the extent to which people agree with the Opinions of their own authori- ties On a wide variety of issues and matters of mutual concern. Those subjects who agree more are considered more dependent upon authority. With this description Of dogmatism and reliance upon authority clarifying the structural attributes of personality, we can further examine the attributes Of personality content in relation to the orientation toward change. Several studies suggest what people believe about particular social Objects and situations may influence their beliefs about change. The orientation toward change appears to be a major criterion distinguishing liberal from conservative views Of politics.2 Liberals are more likely to accept change in social and 2Adorno, _e_p. a_l., pp. cit., 1950; Eysenck, pp. ci t., 1954; Huntington, _p, cit., 1961; and McClosky, _p, cit., 1958. 38 political life. If liberalism is related to the acceptance of change then we might expect to find other correlates of liberalism to affect the orientation toward change. For instance, McClosky finds the conservative to be more alienated, less self confident, and more likely to scorn Others in their interpersonal relations. This suggests the variables of personal efficacy and trust may be important correlates of acceptance of change.3 These three variables are part of the personality content which is to be investigated in the present study. With the forgoing clarification we can now attempt to bring together these theoretical notions and specify specific hypotheses reflecting both the theory and the findings in the literature. Theoretical Sketch Before attempting to state hypotheses it may be useful to present an intuitive theoretical sketch of how these variables interrelate. Perhaps this sketch can make more realistic the skeletal framework uncovered to this point. The first socialization variable, extent of communication with authorities in the early family situation, draws attention to the possibility a person may have either Open, communicative, interpersonal relations with early authorities or a closed, non-communicative relation- ship. Both types of early experiences surely have profound effects upon the child. If early experiences are such that the child finds authorities to be accessible and communicative he learns to respond to 3McClosky, pp, cit., 1958. 39 authority with more information and understanding of both the authority as a person and of what the authority says. Such interpersonal contact generates less reliance upon the authority, app authority, and more dependence upon what the authority, as a knowable and therefore more real person, communicates about himself and the world. The growing dependence upon what is communicated rather than upon who communicates contributes to the child's ability to distinguish between authority and what the authority says (this ability to distinguish message from source of message is the essential characteristic of the less dogmatic person). These more open and communicative experiences may lead to early formed orientation to trust others generally since those closest to the child have proven trustworthy. On the other hand, if the early authority experiences involve but little interaction or communication we can reasonably expect the child to learn different ways of relating to authority. Without communi- cative, interpersonal relations the child responds to an Object which he knows little about but upon which he depends greatly. He is taught to respond to arbitrary dictates of authority by blind Obedience rather than by persuasion and information. His identification with and dependence upon the authorities, in a vacuum of communicated understanding, leads to a growing dependence upon authority generally and an inability to differentiate between the authority as an object (rather than an under- standable person) and what the authority communicates. In other words, since the child does not have information or understanding of the authorities, he can respond to authority only with obedience or diso- bedience. Without communication, the child can not learn to respond 40 to authority as a source of information about people and events in his world. Such arbitrary and unpredictable experiences may engender distrust toward other people generally. As the child moves beyond the immediate family experience into relationships with other authorities (the second socialization variablefiiflx extent of communication with authorities at the present time in tfigjfl subject's life) he may find his early experiences, either communicative or non-communicative, reinforced. On the other hand, he may find his early experiences are quite different from those of later relationships. In the latter case we expect an adjustment in personality to conform to the requirements arising from the new experiences. Logically this transition from early to later experiences with authority can develop in any one of four possible patterns: (1) both early and later experiences with authority are communicative and open; (2) both early and later experiences with authority are non-communicative and closed; (3) early experiences are communicative but later experiences are non- communicative; and finally (4) early experiences are non-communicative but later experiences are Open and communicative. Each of these four possible patterns of socialization can be expected to produce different personality attributes and different orientations toward change. At this point we can introduce the third major variable--extent of consistency between early and later experiences. The greater the inconsistency or dissimilarity between early and later experiences the more likely a person will be to make adjustments in his personality. In the first two patterns, with greater consistency between early and later experiences (either both communicative or both non-communicative), 41 we expect little change in personality. That is, the early formed personality is reinforced and supplemented but not changed. In the first socialization pattern (both early and.1ater experiences with. authority are communicative) we expect personality to be less dependent upon authority as an Object, to be able to differentiate between the authority and what the authority communicates, and to trust other peOple. Further we can expect these later communicative relations with authority to give the individual a growing sense of personal efficacy in his interactions outside the immediate family. Our hypothetical individual, with consistently communicative authority relations, is less reliant upon authority, trusting of other people, able to dif- ferentiate the authority from what the authority says (i.e., less dogmatic) and likely to have a stronger sense Of personal efficacy. We can further speculate that such a person would be likely to have- liberal political views because authority (e.g., strong central government) is not a thing to be feared. And because the person is less reliant upon the authority of custom, law and usual ways of doing things, he is more able to accept change in varying situations. Now let us construct the second hypothetical socialization pattern where early and-later experiences with authority are consistently non- communicative or closed. In the case of consistent, non-communicative relations we expect orientations which are formed early to remain relatively constant. But we expect a different set Of attributes to develop. If the child grows up in non-communicative relations he is more likely to be dependent upon authority as an Object rather than a source of information and understanding, less able to differentiate the 42 authority from.what the authority communicates (i.e., more dogmatic), and, because of early arbitrary experiences with people, less trusting of others generally. The lack of communication in later experiences may also produce a sense that he can not control or affect his new environment of interaction any better than he could in the early family situation. This leads to a lesser sense of personal efficacy. The person with consistently closed (non-communicative) experiences is more reliant upon authority as an Object, more likely to fuse authority with messages from the authority (more dogmatic), less trusting of other people, and less personally efficacous. This person may well adopt more conservative political attitudes since he has reason to fear strong and potentially arbitrary authority (e.g., strong central government). And, because he relies upon the authority of tradition, law and usual patterns of behavior, he is less able to accept change in various life situations. There are two further socialization patterns (3 and 4) which involve greater inconsistency or dissimilarity between early and later authority relationships. The individual may move from open, communicative relations in the family to closed and non-communicative relations in later life, or to the contrary, from non-communicative relations in early life to Open, communicative ones in later life. In both cases the incon- sistency in socialization may produce adjustments and change in personality. We hypothesize that individuals making such adjustments in their own personality are more likely to accept change in the external world as well. If we expect changes we must specify what change seems likely. In both cases the changes in orientations are 43 likely to be contrary to the ones formed early in life. We can discuss this more easily by continuing to develop personality profiles resulting from particular socialization patterns. First, the socializa- tion pattern involving non-communicative early experiences and communicative adolescent and young adult relations. As in the second socialization pattern we expect the early, non—communicative relations to produce more reliance upon authority, less ability to differentiate source and message (more dogmatic) and less trust in other peOple. But because of the adjustments required by the transition from the closed family situation to Open and come municative authority relations later in life we expect an attenuation of early effects. The individual becomes less reliant upon authority, less dogmatic, more trusting Of others, and in addition, develops a sense of efficacy from his communicative experiences in later life. We seem to have constructed an adjusted hypothetical personality very similar to the one developing from the first socialization pattern, and we therefore, expect results similar to the ones found in the first process although they may be less pronounced than the attributes produced in consistently open relations. This person is also expected to be more liberal about politics and more likely to accept change for the reasons discussed previously. Again, these orientations may be less intense because of the adjustments made in the personality. Finally, we consider the fourth socialization pattern--early authority relations are communicative but later experiences are closed and non-communicative. The early communicative experiences are expected 44 to produce less reliance upon authority, less dogmatism, and more. trust of people. In this case the adjustments required by the transition to a closed environment of young adult relations with authority diminish the effects of early experiences and lead to the following changes in personality. The individual becomes more reliant upon authority, more dogmatic, and less trusting. He_develops.less of a sense of personal efficacy because of unsuccessful communication and participation in later life situations. The emerging profile is similar to the one produced by the second process. And again we expect a similar set of attributes to ones produced by the second process but they should be less intense because of the transition. This person is expected to be conservative and less accepting of change, and again, for reasons similar to ones argued in the discussion of the second socialization process. We have develOped a theoretical sketch of personality attributes emerging from four different types of socialization patterns. In this effort we have specified relationships among the major variables with the exception of age, extent of education, and extent of personally felt crisis (degree of continuity). We are led to expect discontinuity to contribute to a more accepting orientation toward change since discontinuity should relate to personality change which in turn is expected to relate to acceptance of change in the external world. Age is important in that it is usually not until late adolescence that the individual has experiences beyond those of the immediate family and can, at least potentially, experience inconsistency in socialization. The last variable, education, may serve to extend the 45 effects of inconsistency between early and later life experiences, and to facilitate individual abilities to communicate with authority generally. This completes the theoretical sketch to be used in the present study. The sketch has been developed to organize and relate both the variables and findings identified in the literature review. It would be unrealistic indeed to expect such a theoretical view to describe accurately the complex reality of personality development and change. It is an attempt to capture the process of human development by constructing a more dynamic model relating socialization and person- ality. It would be even more unrealistic to expect the present study to produce data supporting all the details considered here. A more practical use of the schema is to organize the analysis and to generate hypotheses. The testing of these hypotheses may in turn produce a reformulated framework closer to reality and further from this speculation. Statement of Hypotheses Hypothesis l:p/The greater the degree of dogmatism the greater the degree of resistance to change. The second structural attribute, reliance upon authority, is also expected to relate to the acceptance of change. In this case a person who is more dependent upon authority generally (e.g., custom, usual ways of doing things, influential others, etc.) might be expected to be less likely to accept changing situations which require departures from normal or usual patterns of thought and action. A second hypothesis is: 46 Hypothesis 2: The greater the reliance upon authority the greater the resistance to change. We can now develop some expectations concerning the content variables (i.e., trust, efficacy, and liberalism) in relation to the orientation toward change. The variables of trust, efficacy and liberalism appear to be related as evidenced by McClosky's study (1958) of conservatism. Basic elements of the conservative ideology are the resistance to change, dependence upon authority, and rigidity. All of this suggests a set of orientations likely to be associated with the orientation toward change in the following manner: Hypothesis 3:J’Greater personal efficacy, more trust of other people, and liberal political views are more likely to be associated with the acceptance of change. If dogmatism and reliance upon authority relate to the orientation toward change, and trust, efficacy, and liberalism related to the same orientation then these variables should relate to each other. To test this speculation we might generally hypothesize: Hypothesis 4: High dogmatism, dependence upon authority, low trust, less efficacy and lcw liberalism relate positively to resistance to change. We can now move on to the second question concerning the effects of socialization experiences upon the orientation toward change. Five attributes of the socialization which we think are related to the acceptance of change have been identified: (1) extent of communication with authorities in the primary environment; (2) extent of communication with authorities in the secondary environment; (3) the degree of 47 consistency between the communication patterns in the primary and secondary environments; (4) the extent of discontinuity in socializa- tion experiences and (5) level Of formal education achieved. The review of literature can be interpreted as demonstrating two alternative hypotheses concerning the relationship of socialization and personality. The first hypothesis, from psychoanalytic assumptions, posits that the type of individual experiences (e.g., disciplinary or permissive, communicative or non-communicative, etc.) determines orientations composing personality. This places primary emphasis upon experiences occurring early in childhood. A second view of the relation- ship between socialization and personality places more emphasis upon experiences in later life (outside the immediate family) and argues that personality is affected by the joint operation of early and later life experiences. That is, the greater the dissimilarity between experiences in early and later life the more likely the effects of early family influences will be altered or changed. The present theoretical schema can be used to partially test these rather broad hypotheses in the context of the analysis of acceptance of change. With this intent I have constructed the following hypotheses: Hypothesis 5: If the type of socialization experience has more influence upon personality than the variation in early and later experiences then we should find the greater differences in the orientations toward change occurring between consistently open and consistently closed socialization patterns. 48 Hypothesis 6: If instead, dissimilarity between early and later experiences has more effect upon personality than type of experience then we expect to find the greater differences in the orientations toward change occurring between the consistent (i.e., both environmental open or closed) and the inconsistent (one environment open and the other closed) socialization patterns. There is some literature suggesting communicative experiences with authorities in the family and later associations are important determinates of the trust of other people and sense of efficacy, respectively. Two hypotheses seem appropriate. Hypothesis 7: A more Open primary environment should relate to more trust of other peOple. Hypothesis 8: A more Open secondary environment should relate to a higher sense of personal efficacy. Since efficacy and trust are expected to be correlates of the acceptance of change we can further hypothesize: Hypothesis 9: Groups from more open primary and secondary environments should be more accepting of change than those from more closed primary and-secondary environments. Still other studies suggest crisis events and formal education relate to personality change and the acceptance of changing social values, respectively. We can investigate the following hypotheses in the present analysis. Hypothesis 10:p/The greater the degree of discontinuity the greater the degree of acceptance of change. 49 L ,I Hypothesis ll:x The more education (years of high school and college) the greater the acceptance of change. We have tried to consider in the foregoing hypotheses how some of the personality attributes and socialization experiences might affect the orientation toward change. The third question concerns how socialization patterns, personality-attributes and the orientation toward change may interrelate. For this purpose I have tried to formalize the above theoretical sketch in a table (Table l) specifying interrelationships among the major variables. This completes the presentation of hypotheses to be used in guiding and organizing the analysis, and we can.now appropriately discuss the study design for the investigation. 50 owemnu mo moon ownenu on some omcmno umamom .o lueoooo ououoooz .o lumfimou ououovoz .o omnono unooo< amHHouonaH amHHouonHH Emfiamuonwa 30A .m swan oumuooox .m 30H ououoooz .m Emfiamuonaa swam kamOfimmo housemmo Hmoomuon hoooawmo Hooomuoe hooOmeo Hmoomuom 304 .q swan unsuspoz .q 30H ououomoz .q Homemuoe swam umnuu umouu umnuu 304 .m swan OuOHOpOz .m 30H Ououovoz .m umnuu swam mufiuonusm %ufiuozunm mo mono hufiuoaunm do mono zufiuoaunm no unooaoeon .N Iveoeopna oumuoooz .N twosome oumuomoz .N mo monopooeovaH amfiumawov Beaumamop Beaumawop swam .H. 30H ha0uouoooz .H swan maououovoz amfiumawov sou .H Amoooumamdoov AmonoumfimeouaHv oomoau .u«>nm some .ua>nm .Oom muoooooom .oom huovnouom oomoau nauseouu>om GOHOONfiHofioom %uoaaum AmonoumfimooooHv .vomoao .uH>dm ammo .Ha>nm .oom auoonooom .oom muooeooom some unoaaoua>om downwawaofloom huosfium Ahoaoumfimaoov mononHuuuo hufiaoeomuom wouoaou one monouuom nowuoufiaowoomll.a mqm Obviously both the type 122 of experiences and the inconsistency between early and later experiences are important, and it appears inconsistency.works to emphasize the gffggts of the type of experiences existing presently in the person's lifg. The last chapter summarizes the findings of this study and uses the data in the reformulation of the theoretical sketch guiding this present study. CHAPTER VI EVALUATION OF THE THEORY Review of Expectations and Observations Three questions will guide this review of theory and data. These are: (1) What are the effects of early socialization upon. personality attributes? (2) What are the effects of later sociali- zation upon personality attributes? (3) What are the effects of different patterns of primary and secondary socialization upon the personality variables under consideration? We have theorized early authority relationships vary between Open, communicative and closed, non-communicative interpersonal contact between the child and his authorities. If early relations are relatively open the child learns to relate to authority with more information and understanding of both the authority as a person and what the authority communicates about himself and the world. This type of authority relationship generates less reliance upon authority, as authority, and more dependence upon what the authority communicates. The dependency upon the authoritative communication rather than the authority Object contributes to an ability to distinguish messages from the source of the message--the essential characteristic of a less dogmatic personality. Further, these early Open relationships with authority lead to a more trusting orientation 123 124 toward both authority and other peOple generally since early contact in previous experiences has proven both to be trustworthy. This is the first part of our theoretical sketch, and the relevant analysis is now considered. Primary socialization relates with reliance upon authority, liberalism, political cynicism (although not with general trust of others), and dogmatism. But the relationships we find are not consistent with the above. First, we find subjects who report their early relationships with authority as being more communicative tend to be more dependent rather than less dependent upon their present authorities for opinions about various social and political issues. Further, these same subjects (i.e. with more Open primary socialization) are more likely to be less dogmatic, but, those subjects from closed primary relations are also less likely to be dogmatic. In fact, the subjects from moderate classifications of openness and closedness appear to be the most.dogmatic subjects in the population. That early communicative relations engender trust.of generalized authority is supported to some extent. The politically most trusting subjects tend to have more open primary socialization. However, no relationship is seen between primary environment and the general trust of others. Subjects classified as more liberal in political values have closed~ primary relations. Obviously, such findings require reformulation of the present theory, and this is to be the central concern following this comparison of theory and data. The next question is--What are the effects of secondary socialization upon personality? 125 The only major impact of secondary socialization we expect is in regard to the attribute of personal efficacy. More Open communications in secondary authority relations should lead to a higher sense of personal efficacy. There is modest support of this expectation. It is noteworthy that efficacy.does not relate to primary socialization but does.relate to open secondary relations, while political trust relates to open primary experiences but not to secondary experiences.. In addition, open secondary experiences with authority relate substantially with acceptance of change,.and subjects who are most conservative (i.e. least liberal) and most liberal are.apt to be classified as having open socialization experiences at the present time in their lives. Two other major socialization variables are appropriately discussed at this point--degree of continuity and level of education. We have hypothesized that people experiencing more crisis situations in their lives (i.e. greater discontinuity) are most likely to have* made-psychological changes and adjustments to these demands, and are in turn, more likely to accept change in the external world. Those in our study who are classified as experiencing discontinuity are significantly more likely to accept change than those without discontinuity. Perhaps it is even more interesting that we find the continuity relating to most of the personality attributes. There is evidence to support the following propositions concerning perceived crisis and personality. Those who report more crisis in socialization are also: (1) less dogmatic, (2) more independent of 126 authority, (3) more liberal in political beliefs, (4) personally less efficacious, and (5) moderately trusting of others rather than extremely trusting or distrusting. We have further speculated that those with more education are likely to relate well with authority and therefore can be more accepting of change. The findings show subjects with college to be more likely to accept change than those without college, and there are several other relationships involving level Of education. There appears to be a most complex relationship between sense of personal efficacy and level of education. I am uncertain whether this is a genuine finding or an artifact of the particular groups used in this analysis. We find strongest evidence of high personal efficacy among those with no college, one year of college substantially reduces the number of efficacious people, a second year of college increases efficacy once again, and there is no relationship between efficacy and education in the group with three years of college. A tendency exists for those with more education (i.e. two or more years of college) to be more liberal. Those with most years of college education are likely to be either most dependent or most independent of authority for their opinions. Before examining the last question guiding this evaluation, it is apprOpriate to summarize briefly data concerning relationships among the variOus personality variables independent of the socializa- tion experiences. Less dogmatic people tend to be more efficacious and more trusting of peOple as well as politics. There is some indication 127 that efficacy relates positively to conservative political views. The second structural attribute of personality, reliance.upon. authority, relates to liberal political values and distrust of peeple and cynicism about politics. Evidently both least and most dogmatic subjects are likely to be independent of their authorities. We have confirmed two hypotheses. Those who are less rigid internally (e.g. less dogmatic) are likely to be less rigid about external situations as well (i.e. more accepting of change). Also, modest support exists for the idea that those who are independent of authorities external to a situation are accepting of changes in these situations. The third theoretica1.expectation finds little support in this analysis. We have speculated that both efficacy and trust in people relate to liberal beliefs, and liberals are more accepting of change, so we expect efficacy, trust and liberalism to positively relate to acceptance of change. .However, efficacy does not relate to acceptance of change and there is a tendency for conservatives to be more efficacious. Moderately trusting subjects are more.like1y to accept change than either extremely trusting or or distrusting subjects, and finally, liberals accept change but are.a1so likely to be most resistant to it. In regression analysis, dogmatism, liberalism and independence of authority contribute most to the orientation toward change. The contingency analysis suggests moderate levels of trust are also important to the acceptance of change. The major conclusion of this part of.the analysis is that the several psychological attributes explain most of the variance in our predisposition to accept or resist 128 change. With these comments on relationships among the personality variables and the orientation toward change, the final question is discussed--What are the effects of the four socialization patterns upon the various personality attributes? Previously, the separate impact of primary and secondary socialization upon personality has been considered. The present discussion reviews the portions of the theory concerning inter- dependencies among primary, secondary socialization experiences and personality. We have argued that the child as he matures and interacts with people.beyond the immediate family may find his early experiences either reinforced or, on the other hand, later experiences may be quite dissimilar and non-reinforcing.' Such dissimilarity or inconsistency in experiences between primary.and secondary relations requires personality adjustments and change. However, if the secondary experiences reinforce earlier learning then little change in personality can be expected. Also, when.socialization is more, consistent the type of experiences are most determinative of later personality, but when the socialization process is more inconsistent the succession of early and later experiences may be critical in determining adult personality attributes, specifically the orientation to accept or resist change. Four socialization patterns result from the logically possible combinations of the two dichotomized variables of primary and secondary environments. Dividing our total population into four groups corresponding to these theoretical patterns, this portion of the theory has been tested. Group 1 has open primary and secondary socialization experiences. Group 2 has primary open 129 but secondary closed. Group 3 has primary closed and secondary open. And group 4 has both environments closed. Each of the four socialization patterns, as represented by the experimental groups, is discussed in terms of predicted and~ observed personality attributes resulting from each of the processes. The first process is composed entirely of open and communica- tive relations with authority. Since this process represents consistent socialization the characteristics of early childhood relations will be reinforced and stable. Therefore, the first process should produce subjects who are less dependent upon authority, less dogmatic, more trusting,.and, since the open secondary relations.should contribute to a higher sense of personal efficacy, the subject should also be more efficacious. Further, the subjects should be liberal since their.early personal relations with authority have been open.and less likely to generate a general- ized fear about authority. Because of the greater independence of. authority as an object the subjects can more readily accept change. in a particular situation. It must be noted that the four socialization patterns (i.e. experimental groups) produce significant variation in only two of the several personality attributes--the orientation toward change and reliance upon authority. The balance of this discussion is for the most part based on findings in the data which may well be attri- butable to chance alone. I believe there is justification in discussing such admittedly weak evidence on the basis of the 130 existence of predicted directions which for these exploratory purposes can be sifted carefully for insights into the present problem. The first experimental group contains subjects who are moderately accepting of change and moderately high in their dependence upon authority. These subjects tend to be moderately high in dogmatism, high in trust (moderately high in political trust) and moderately high in personal efficacy and liberal values. Although we are not concerned with the reformulation of theory here, it is appropriate to point out the impact of primary experiences upon personality. These data serve to guide the following reformulation. Open primary environment tends to produce more dependent, less liberal, more politically trusting and less dogmatic subjects. The effects of primary environment are relatively stable when socializa- tion is more consistent. Dependence upon authority and trust remain constant, but extent of liberalism increases as a result of the secondary experiences. Dogmatism also shifts from more to less in this socialization process, but again, these findings may be due to chance alone. This portion of the theory is supported by the outcomes for the variables trust, efficacy and orientation toward change. The theory does not do well for dogmatism, reliance upon authority or political cynicism and liberalism. Reliance upon authority so severely departs from the theory that it must be considered in detail in the following portion of the chapter. 131 The second socialization pattern under,consideration involves early and later experiences with authority which were closed and non- communicative. It has been our thinking that if the child grows up in such non-communicative relations he is more likely to be dependent upon authority, less able to differentiate the authority from what the authority says (i.e. more dogmatic), and, because of the early and arbitrary experiences with authority less trusting of others generally. Closed secondary relations should lead to low sense of efficacy. Such a person may adopt more conservative attitudes since his experiences with authority generate fear and anxiety about authority (e.g. strong central government). And because he relies upon the authority of tradition, custom and usual ways of doing and thinking, he is less likely to be able to accept change. We find, in fact, people classified as having consistently closed experiences (group 4) are moderately low in their dependence upon authority, low in dogmatism and moderately low in trust of others. They are low on the scale of liberal values, low in trust but also low in political cynicism, low in personal efficacy and finally, highly resistant to change. Again, reliance upon authority, dogmatism and political cynicism depart from expectations. Whereas, the variables of trust, efficacy and orientation toward change are relatively consistent with the theory. Liberalism appears to change since closed primary relates to liberalism, but consistently closed socialization tends to produce more conservative subjects. The second two socialization patterns (represented by groups 2 and 3) involve the variable of inconsistency in socialization. These 132 patterns are expected to result in a greater likelihood of personality adjustment. We have hypothesized people making such adjustment internal— ly are more likely to accept change in the external world as well. Further, the changes in personality are expected to be away from the orientations formed in childhood and toward those predispositions expected as a result of the type of secondary environment. First, then, the socialization pattern involving the transition from closed childhood relations to Open secondary experiences with authority is discussed. We expect the early non—communicative relations of this process to produce more reliance upon authority, less ability to differentiate source and message (more dogmatic) and less trust in other peOple. But because of the adjustments required by the dissimilar secondary experiences we expect an attenuation of orientations formed early. The individual should become less reliant upon authority, less dogmatic, more trusting of others, and in addition, he should develop a greater sense of efficacy from the open secondary environment. He should be more liberal and more accepting of change for the same reasons discussed in relation to the first process. This hypothetical set of personality attributes are much the same as those resulting from the consistently Open process, but we expect the various orientations to be less extreme than those from the open process because of the changes required by the transition. In fact, the results from this socialization process are more extreme than the consistently open process. The group is character- ized by moderately low dogmatism, high liberalism, high cynicism, low 133 trust, high efficacy, high independence of authority and the most acceptance of change of any of the four groups. Generally our predictions of personality orientations from this particular process are sound. We have predicted the correct direction (e.g. high or low) for dogmatism, reliance upon authority, liberalism, efficacy, and orientation toward change. We missed most clearly on the variables of trust and political cynicism. The inconsistency does have the theorized results but as will be seen later, it is a case of the results being right and the reasoning wrong. Trust is the most important departure from the theory and these people (group 3) are distrusting or politics and people. This appears to be a result of the primary environment which is not affected by the inconsistency in socialization to an open secondary environment. Evi- dently, trust, both political and general, is more resistant to change than the other variables used in the present analysis. The last socialization pattern involves the transition from open and communicative primary relations to closed and non-communicative secondary relations. The open early experiences are expected to produce less reliance upon authority, less dogmatism, and more trust. The transition to a closed secondary environment should make the person more reliant upon authority, more dogmatic, and less trusting. Additionally, the closed secondary environment should reduce the sense of efficacy, and increase the likelihood that the person is conservative and resistant to change. The experimental group representing this process is characterized by high dogmatism, moderately low liberalism, moderately low cynicism, 134 moderately high trust, moderately low efficacy, high dependence upon authority and moderate resistance to change. Correct directions are predicted for the variables of dogmatism, liberalism, efficacy, reliance upon authority and orientation toward change. We have had poorer results with cynicism and trust. We have compared the findings with the theory in this portion of the chapter and now proceed to a reformulation of the model from these findings and a discussion of the major conclusions. It is necessary to remind the reader that all of the attributes except the orientation toward change and the reliance upon authority being discussed in terms of the predicted directions could have resulted from chance alone. We feel justified in discussing these directional differences even though they are not statistically significant in all cases as a basis for evaluating an exploratory theory. We are going to consider the logic of our model which has led to relatively good predicitions for several of the variables, but has led to many unsupported hypotheses along the way. Discussion and Reformulation To present I have evaluated the theoretical model by presenting sta- tistically confirmed propositions for each of the theoretical expectations. However, I have initiated this study with an intuitive sketch based on bits and pieces of a literature review concerning the effects of socialization and personality attributes upon the predisposition to accept change. At this point it seems feasible to relax this analytic posture and stray from statistical analysis toward a more interpretative 135 reformulation of the present model in the presence of findings and considered speculation. The weaknesses and strengths of the data have been made explicit, and although the following interpretations are mine they can be measured against objective criteria. I offer the following as much from the research gestalt of my own effort as from statistical evidence with the goal of constructing a closer approxi- mation of personality formation and change and as a basis for further and less exploratory efforts. First to be discussed is the variable, communication with authorities in both early family and later life situations. We thought that if the child's early experiences with authority were open and communicative the subject would learn to respond to authority with more information and understanding of the authority and what the authority communicates about the world. These interpersonal relations should generate less reliance upon authority as an object and lead to more dependence upon what the authority communicates about himself and the world. This growing dependency upon what is communicated rather than who communicates should in turn lead to a greater ability to differentiate messages from sources of messages and thus to a less dogmatic personality. When this speculation is tested, we find individuals from more Open primary environments are more dependent upon their authorities for opinions about various issues, and subjects from closed environ— ments are the more independent of these opinions. In other words, we find the opposite of what we expect and it is strongly supported in the analysis. Consider alternative explanations. First we need to 136 question the assumption underlying our operationalization of reliance upon authority. We have assumed that subjects who agree with their authorities on several different kinds of issues are more dependent upon authority, and disagreement with these authorities indicates independence of authority. Perhaps this assumption is not warranted and we are measuring the extent a subject does depend on what is communicated (e.g. adult Opinions) rather than adult authority, qua authority. But let us examine the evidence a bit more closely. Low dogmatism is apparently characteristic of subjects from both most open and most closed primary relations (e.g. a curvilinear relation). We have subjects who are less dogmatic and tending to agree with their authorities later in life and others who are also less dogmatic but who tend to disagree with authorities in later life. Assuming dogmatism is affected by the ability to evaluate messages separately from source, it appears that there are two alternative results of being able to make the distinction. Those from open early relations make this distinction and evidently are still able to agree with their authorities while those from closed primary relations make the distinction and form Opinions more at variance with their authorities later in life. The logic leads to the conclusion that the assumption is in error. If the low dogmatic does differentiate messages from source and therefore evaluates events and issues unencumbered by his evaluation of the source, we should not expect to find this systematic relationship between reliance upon authority (i.e. agreement with authority) for one kind of low dogmatic and not for the other. In other words, we would expect a higher correlation (i.e. linear relation) between reliance 137 upon authority and dogmatism (which we do not find), or no linear relationship between reliance upon authority and primary environment (which we do find). In fact, it is the moderately dogmatic subjects who are least reliant upon authority while the extremely high and low dogmatics are the more dependent. Low dogmatism in this study apparently does not relate to the ability to differentiate between source and message and evaluate them separately. Low dogmatics from Open family situations tend to agree with the opinions of their authorities while low dogmatics from closed family situations tend to disagree with their authorities. This raises the question of what does underlie the intolerance and authoritarianism represented by the dogmatism variable if not the ability to distinguish authorities and messages and evaluate them separately. I suggest that the low dogmatics appear to have stronger Opinions either disagreeing or agreeing with their authorities while higher dogmatics are less certain about their position in regard to their authorities. Low dogmatics appear to be the more opinionated, or at least they have a clearer understanding of their own opinions and those of their authorities. Early relations with authority which are more communicative seem to produce less dogmatic subjects who are likely to agree with authori- ties in later life. If early relations with authority are more closed and non-communicative the subjects tend to be less dogmatic and more independent of their authorities' opinions later in life. Moderately Open and closed relations in the primary environment tend to produce 138 dogmatic subjects who are evidently no more or less likely to agree with authority Opinion. It may be that the subjects with close, interpersonal communica- tions with early authorities form clearer impressions of their authorities' opinions and are therefore more able to accept the opinions of others when they are involved in similarly Open relations in later life. The subjects from closed early relations do not have any communicated understanding of authority Opinions. They are aware of dictates from authoritative sources and tend to reject the opinions of any authority which is seen as an arbitrary source of directives and not as a source of information and understanding. This would help explain how peOple from these two different primary environments both have clearer definitions of their opinions, either to agree or disagree, in relation to those of their authorities. In one case they agree because they understand and accept, and in the other case they disagree because they reject the authority source. This suggests that dogmatism may measure intolerance and authoritarianism, but it has little to do with the ability to distinguish and separately evaluate source and messages from source. Some are more tolerant and less authoritarian because they have a better understanding of authority and others are more tolerant because they tend to reject authority generally. Those who have no clear impressions of authority, either positive or negative, are more likely to be dogmatic (i.e. intolerant and authoritarian). Other effects of early communication with authorities must be considered. Those from open primary relations are more trusting of 139 of politics and politicians, and the reverse is true of those with closed early relations. The most important point here is that this trust of politics is not affected by later.experiences with authority. Those with Open primary environments whether they continue to have open relations or not are more trusting later in life. Those with closed early relations are more cynical whether the secondary experiences change or not. Political trust evidently is formed from open inter- personal relations in early life and is relatively stable throughout the subjects' life regardless of later experiences. We also find those with open primary relations tend to be more conservative (e.g. less liberal), although this orientation does seem to be more affected by later secondary experiences. Open communication in the family tends to produce trusting views of politics, less liberal values, dependence upon authorities and less dogmatism. Closed early relations tend to produce less trusting political orientations, liberal beliefs, independence of authority Opinion and again, less dogmatism. The other variables which seem to be affected by the secondary environment independently of early environments are personal efficacy, liberalism, and acceptance of change. Those with open relations in the secondary environment regardless of the type of primary experiences are efficacious, most liberal or most conservative (another curvilinear relationship) and accepting of change. This indicates that later life experiences can have substantial effect upon personality beyond the impact of early family situation. 140 With the above findings as a basis for the reformulation of our theory concerning the effects of early and later experiences, the results of the variable of inconsistency in socialization are observed. The only personality attributes that vary significantly over the four hypothetical socialization patterns are reliance upon authority and acceptance of change. We can use these orientations for a partial test of the consistency hypothesis. The patterns of open primary and open secondary should produce subjects who are most like what would be expected from early childhood experiences. We find that peOple from consistently open socialization are moderately high in reliance upon authority and moderately accepting of change. They are dependent upon authority from their primary experiences and remain so throughout their secondary experiences. The acceptance of change results from the open secondary experiences, since we do not find any relationship between acceptance of change and primary environment. The consistently closed socialization pattern produces moderately low reliance upon authority and the greatest resistance to change. Again we find the early effects of the primary relations upon reliance upon authority are sustained and the resistance to change develops from the secondary experiences. When we investigate the process involving inconsistency we find those with open primary relations (who should be dependent) are highest in dependency, and those with closed primary relations are most inde- pendent in later life. No changes have occurred but the effects of the inconsistency are to increase the intensity of the early formed orienta- tions, at least for this one orientation. The impact of the secondary 141 experiences are consistent with our expectation that an open secondary environment increases acceptance of change. Those with open primary and closed secondary relations are moderately resistant to change while the group with closed primary and open secondary environments are most accepting of change. We find some evidence that liberals come from closed primary relations but with inconsistency (i.e. closed to open environments) the subjects are most liberal and when the process is consistent (i.e. closed to closed) the subjects are least liberal. This suggests that consistency tends to change the orientation from liberal to conservative while inconsistency tends to increase the effects of early childhood relations. Both of the suggestions must be considered in the concluding statement. Before we consider this we need to discuss two more socialization variables--continuity and level of education. Discontinuity (e.g. experiences of crisis or trauma in the socialization process) is expected to bring about personality adjust- ments and these internal adjustments are expected to permit individuals to be more likely to accept change in the external world as well. Further, higher levels of education are expected to increase the acceptance of change. Both discontinuity and more education tend to increase the acceptance of change. Discontinuity contributes to lower dogmatism, independence of authority, more liberalism, and reduced efficacy, while it appears to associate with moderate levels of trust toward others. Those with more education are more liberal and likely to be either most or least dependent of authority for opinions at the present time in their life. 142 We now attempt to summarize these conclusions and offer some general thoughts for further analysis. When the child has open and communicative interpersonal relations with authority in childhood he forms some orientations which are relatively stable and persist throughout life regardless of later experiences. For example, trust of politics relates to open primary environment and cynicism relates to closed primary environment regard- less of the type of secondary experiences. With open primary experiences the individual remains trusting of politics even though his secondary experiences may be closed; the reverse is also true if the early experiences are closed the subject remains distrusting even if the secondary experiences are open. Other orientations appear to develop as a result of later life experiences. The orientations to accept change, liberalism, and personal efficacy are apparently products of the secondary environment. PeOple are most accepting of change when they have open secondary environment following a closed primary environment. The same is true of the sense of efficacy and extent of liberalism. Acceptance of change, more liberal attitudes toward politics and higher sense of efficacy result from more extensive communications with authority in later life. We also have suggested that open relations with authority tend to make individuals more able to understand and accept authority and this in turn leads to more tolerance and less authoritarianism (i.e. less dogmatism). On the other hand closed childhood relations lead to nega- tive reaction to and rejection of authority generally, and this appears to be associated with being less dogmatic. Both understanding of 143 authority and rejection of authority contribute to more open and less dogmatic personalities. We find negative evidence that the ability to evaluate source and message independently underlie dogmatism. If the individual experiences discontinuity in his socialization it appears to have considerable effect upon personality. We find the degree of discontinuity relates to six of the seven orientations measured in the study. It does not related to political cynicism. Discontinuity makes individuals accepting of change in the external world and less rigid in their internal view of the world. These experiences contribute to less extreme positions concerning trust (neither high or low) and a reduced sense of personal efficacy. Borh of these findings could be interpreted as a more realistic assessment of peOple and the individual capacity to control their environment. Finally, these people experiencing discontinuity are more liberal in political beliefs. The resulting picture is a person who experiences difficulty in life and makes adjustments to these experiences and is therefore more likely to be less rigid about his beliefs generally and more likely to be more accepting of changes in situations arising in his external world. He is more tolerant of others (but not more trusting) because he has come to be more tolerant of himself as a result of his own experiences with crisis situations which have exposed his own weaknesses. He tends to reject authority and feels less efficacious which may be no more than an accurate appraisal of his experiences with people. Because of his own difficulties he is more likely to accept weaknesses in others and want government to do something to aid people in stressful situations, 144 thus the liberal political views. Education may increase liberalism and evidently permits the person a clearer impression of their authorities' opinions (i.e. more education relates to both extreme agreement and disagreement with authorities). The educated are more able to accept change in the world even though they are not necessarily less dogmatic. This suggests that education may be a very important contributor to the acceptance of change at the level of cognitive experiences above and beyond the results of early learning. We find some evidence that inconsistency in socialization does not change early formed orientations but does have the effect of a more receptive cognitive structure for the effects of the secondary environment if the transition is from closed primary to open secondary. This particular socialization pattern (e.g. closed primary and open secondary) appears most important as a source of acceptance of change, and tends to produce the most intense orientations on all of the attributes studied except dogmatism. PeOple.with consistently open socialization are accepting of change, but those from closed primary and Open secondary are most accepting of change. The regression analysis has shown that personality contributes most to the prediction of the orientation toward change, but that socialization experiences do contribute to better understanding and explanation of this relatively complex predisposition. The evidence is not impressive but does seem to support the idea that both personality variables and socialization experiences are necessary to the explanation of the orientation toward change even though in this study the psycho— logical attributes are doing most of the predictive work. We are able 145 to get substantial variation from our four experimental groups for at least two of the personality attributes which suggests that the juxta- position of early and later experiences does have an impact upon personality. The inconsistency does not change the early formed orientations but tends to render the person more receptive to secondary experiences. Perhaps secondary experiences have the effect of expanding the person- ality. The expansion takes the form of new orientations derived from the type of secondary experiences. It may be that inconsistency and discontinuity do lead to change in personality, but not change in the sense we have thought of it. These variables appear to have the effect of facilitating the expansion of personality under the impact of secondary experiences. Conclusions Early child-authority relations characterized by intense communication and interaction have several profound effects upon the formation of personality. In the present study we find the child learns from these relationships several orientations which are resistant to change under the impact of later socialization. (The child learns to trust authority or to distrustauthority depending upon the type of early relations with his immediate authorities, and this orientation persists into later life regardless of the type of later experiences with authority.) If early authorities are open and accessible to the child, he learns to trust political authority, while if they are r, [closed and non-communicative he learns to distrust politics and 146 politicians. There is some indication that liberal political orientations are more likely to emerge from closed primary sociali- zation, but liberalism appears to be more affected by events and relationships in the secondary environment. Dogmatism and reliance upon authority are molded by these same early experiences with authorities, although not in the way we had expected. Less dogmatic subjects are products of either extremely open or extremely closed early relations, and again, the effects seem to be resistant to change. The subjects from open primary environments tend to be more dependent upon the Opinions of their authorities for their own thinking about various social and political issues later in life. Those with closed interpersonal contact in childhood are more independent of authority opinion in later life. We should point out that both reliance upon authority and dogmatism are presently conceptualized as being structural attributes of person- ality that affect the way a person believes rather than what he believes. We-can conclude with some confidence from the present study that the child does learn to relate to authority in the early family situation (i.e. learns to trust or distrust authority; to accept opinions or reject opinions of authority; and to be more or less tolerant and authoritarian XEOre or less dogmatié7) and the orientations formed at this point in the child's life are relatively resistant to change from later socialization. Also we can point out here that both dogmatism and reliance upon authority show substantial relationship to the various substantive or content orientations (what the person believes). Dogmatism relates positively to efficacious attitudes P's. 147 about personal environment and trust of peOple and politics. Independence of authority relates positively to liberalism, distrust of people and cynicism about politics. The curvilinear relation between the two structural attributes (i.e. dogmatism and reliance upon authority) leads to one of the more exciting theoretical suggestions of the study. Rokeachl has suggested that the underlying variable affecting dogmatism is the ability to distinguish messages from source of message and evaluate the two separately. The more dogmatic person operates on a fusion of source and message and the less dogmatic person evaluates events in the situation separately from his evalua- tion of the source of the messages in the situations. We find negative evidence concerning this argument in the present study. This analysis shows low dogmatics emerge from both extremely closed and extremely open primary relations-with authority; however, low dogmatics from Open primary relations are more likely to agree with the Opinions of their authorities in later life while low dogmatics from closed family situations are more likely to disagree with authorities later in life. We have theorized that dogmatism is not related to ability to distinguish source and message, but instead, it appears to be an outgrowth of two entirely different modes of relating to authority generally. Low dogmatism (tolerance and less authoritarianism) may result from relationships which are characterized 1M. Rokeach, op. cit., 1960. 148 by communication and understanding of the authority and what the authority says, or from situations in which.there is no information and understanding and only rejection of the source of arbitrary dictates. Intolerance and authoritarianism appear likely only when there is no clear impression of the authority. When there is either positive understanding or negative rejection the individuals are more likely to be less dogmatic (i.e. less authoritarian and more tolerant). As the psychoanalytic perspective has directed our attention to the impact of primary relations upon personality, the cognitive approach has led us to look for effects of later life socialization. We have relatively strong evidence concerning the impact of secondary socialization upon personality and particularly upon the substantive attributes of personality. Theoretically, we had expected to find open, communicative relations with authority in later life to have the effect of increasing personal efficacy. We have found this to be the case. Efficacy is related to open secondary experiences while not related to the type of primary experiences. More importantly we find even more substantial effect from secondary relations upon other attributes of personality. We find relationship between Open primary relations with authority and the variables of liberalism and acceptance of change. Open communi- cations and interpersonal relations with authority in later life do have an impact upon personality supporting the notion that later life 149 experiences are of critical importance to the development of orienta- tions relevant to political behavior. We have theorized discontinuity in socialization as having the effect of changing orientations formed early. That is, experiences of crisis or personal trauma require internal adjustments in personality, and they are eXpected to have the additional effect of making individu— als more receptive to change in external situations, as well. In fact the variable of discontinuity has substantial impact upon the personality attributes presently studied. Subjects who have reported at least one crisis event (e.g. one or more such events in the list of ten most important events in their lives) are more likely to be less dogmatic internally and more accepting of change externally. They are also less dependent upon authority, more liberal, less efficacious and moderately trusting of other peOple. Discontinuity has the predicted effect upon personality. Evidently, people experiencing such crisis events are changed by the experiences. We also thought level of education might contribute to the develOpment of oreintations and particularly to the acceptance of change. We find evidence of this as well as those with more education being more liberal and more likely to be either most or least dependent upon their authorities. Again this suggests that later life experiences (i.e. secondary experiences with authority, discontinuity, and educa- tion) all have substantial effects upon the formation of personality. Finally, we had thought that inconsistency between early and later socialization experiences with authority should produce changes in personality and acceptance of change in the external world. The 150 findings require a re-evaluation of our conceptualization of personality change. Rather than conceptualize change as from one type of orientation formed in childhood to an opposite view in later life, we have come to view change as an expansion process. When the transition (inconsistency) from early to later experiences involves open primary to closed secondary there appears to be a contraction effect. Although the personality does absorb new orientations from the secondary environment, the effects are not as strong or the person does not seem to be as receptive to the new environmental circumstance and experiences. When the inconsistency is from closed primary to open secondary the person is most sensitive to the impact of later socialization and develops more intense orientations as a result of the type of secondary experiences with authority. We cannot conclude that consistency tends to make personality more stable as we had expected. In fact, we find the orientation of liberalism switches direction from more liberal to more conservative in the consistently closed socialization pattern while the Opposite occurs in the consistently open pattern. It may be that liberalism is more affected by later experiences and therefore the evident change is not so real, but we can only conclude that if the socialization pattern is more consistent then the type of socialization experiences becomes the more important determinant of personality. Another general conclusion of the study has to do with usefulness of conceptualizing personality orientations as a product of both socialization experiences and other personality attributes. We have substantial evidence that varying patterns of socialization have impacts upon personality. The four experimental groups in our study 151 (representing each of the theoretical socialization patterns) do produce significant variation in the orientation toward change and reliance upon authority. This multivariate model appears to have merit in the explanation of the particular orientation to accept change. The results of the regression analysis and multiple correlations suggest the psychological variables are the most important contributors to the acceptance of or resistance to change, but our predictive capacity is improved by utilizing the combination of socialization and personality variables. The variables dogmatism, liberalism, secondary environment and continuity are the most important predictors of the predisposition to accept or resist change. In final evaluation of this study I offer the following major conclusions. We have found personality predispositions are relatively complex phenomena and even the use of multi-variate schemes of analysis provide only limited insight into their formation and operation. We have demonstrated the utility of using such models in the more important quest for understanding of the process of becoming a person. Perhaps the most suggestive portion of the study has been the use of the four sequential patterns of socialization experiences in relation to varying personality attributes. Clearly, if further research into the relation- ship of socialization, personality and behavior is to be meaningful it must be conceptualized as an ongoing and changing process rather than a static set of relationships existing at some moment. 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