“jay“?! - . .. - "- "-t'l‘f':-<-'-V'u'-‘~'.'.‘.“'T-‘~'—‘p‘.'.‘.‘1"‘,’"'."“‘.,‘l.'.'3.’.‘\Z'uu‘xr “ .' . ' -.:. 1.x. *u-u‘. ;:.'..<;A N WT I V... - A. - ' .4 A - .. 1.; .. .. 1 .'~.. , I. ~, .',.. . I I“... . .u'- ..-.A ‘ h >' , . V .w... .u-.|¢- “MV‘ .. _ . ._,_ .-....H. ‘. ‘ ..... -.. __.-,_— w-wvr-u-uq—W COMMUNICATION AND M'ODERNIZATION: SIGNIFICANCE, RULES, AND STRATEGIES THESIS FOR TIIE BEGREEOF III. A. MICHIGAN STATE UNIVERSITY LUIS ammo BELTIIIIN s. 1 9 a s MSU LIBRARIES RETURNING MATERIALS: Place in book drop to remove this checkout from your record. FINES wiII be chargedfif book 35.. returned r,thg ate- stamped fix I I " ”14! W9 I -."-. .—--—.-r—- u—.-_—.-.-re _ fi-.— ._._v . ...-- v H . ”fl -.—.— —-...— "—c—v—V—---*‘ 9—."""""’ ABSTRACT COM’UNICATION AND MODERNIZA‘I’ION: SIGNIFICANCE, ROLES, AND STRATEGIES by Luis Ramiro Beltran's: This is an exploratory study addressed to relate conceptually the main propositions and findings existing on the relationship between social commnication and mlturel trodemizaticn, and on commnication' 3 significance, roles , and strategies in the modernization of nations . The problem which gave origin to this study is the absence in the literature of a carprehensive surmary that may serve to analyze and integiate those propositicns and findings. The ladc of such sum- mary. seriously restricts the possibilities for building a nuch needed theory of developmmtal commicaticn. Caisequently, the major objectives of this thesis are: 1. To summarize sane of the main theoretical propositions and research findings about (a) the relatimship between cammication and fie development of nations; (b) the significance of cormxicatim for dewloment; (c) the roles of connunicatim in development; and (d) and the nature of development strategy and of coununication strategy, as well as the relationship between them. 2 . To analyze the summarized propositions and findings , evalu- ating theirmerits and limitations, asking coaparisons among them, and attempting—at least in a partial and preliminary way-to articilate them. 3. To moss-«on the basis of the analytical smmary--soue ccnclnsiafns and suggestions for advancing the theory, increasing Beltran the investigation, and improving the action in the field of develOp- mental communication. The sumnary is selective and occupies most of the first three chapters. The analysis is partial and it is conducted mainly in the fourth chapter. The propositions are tentative and are contained mostly in the last two chapters. Chief among those propo- sitions are the following: I l. 2. 3. 5" There are clear correlations between camunication and development . In general, the higher the level of communication development of a country, the higher its level of general develoPment. Inversely, the less developed a country is, the less developed its coununica- ticn system is. Thus, canmnication is both an antecedent and a consequence of modernization. Cannmicatim perforus many positive roles in modernization. But it can also perform negative ones . Both slwuld be studied. Sons of the roles camunication performs in development are univer- sal: they are performed in all cultures. Other roles are partici- lar: flieyvaryfromculture to mlhrreundertheinfluence ofgiven factors . Research on the universal roles is a long-term proposition leading eventually to strong principles of wide applicability . Research an the particular roles is a short-run proposition leading to limited stipulations applicable to specific circumstances . Both types ofresearchareneededtomildatheory ofdevelomental commnication. No matter hm tentatively, such theory nust be built as soon as possible if ccmmnication is to have a full impact (:1 nodernizatim. (he approach to the problem is to carbine cmvergent propositions on 5. 6. 7. 8. I Beltran commmicatim's roles on development and to refine them for empire ical verification. Another possibility is to relate those propo- sitions to overall models of social change and national development. A third alternative is to elaborate and expand the few existing preliminary models of developmental communication . The roles of communication in develOpment are determined by a host of complex and interrelated influences , among which ideological , teleological, and methodological ones are paramount. Some of these key determining factors are: political philOSOphy, economic doc- trine; goal-direction; level of development; and origin, process, "mechanics," and time-organization of change. Those factors , furthermore, contribute to determining the overall policy of natimal development itself. Thus , communication strategy is a crucial component of the broader general strategy of moderniza- tion. Neither strategy is meaningful, then, without the other. Most develoPing countries are unaware of the problems and potential- ities of commmication in deve10pment. They seem to expect. to develop without assigning adequate priority and resources to cannin- icaticn, the vital tool for achieving that develoPment. Historical experience indicates that , where such priority and re- sources are assigned to communicatim, modernization can occur faster. A short-term but very intensive effort to develOp a country's communication system can stimulate and accelerate considerably the general development of that country. In turn, increased overall development will account for a sustained increment in developmental commnication. These cycles of mutual positive influence should —__..._———i~ Beltén repeat themselves until a point of parallel growth of the processes is reached. The less developed countries, then, have much to gain from establishing cammnication develOpment as the launcher of heightened natimal develOpment . CIPDLWHINHION AND MODERNIZATION: SIGNIFICANCE, ROLES,.AND STRATEGIES By Luis RamiroBeltran s. A.THESIS Submitted to Michigan State University in.partial fhlfillment of the requirements for the degree of .MASTER 0F.ARTS Department of Communication 1968 . C K L, Accepted by the faculty of the Department of Communication, College of Ccmmnicatim Arts , Michigan State University, in partial ful- fillmt of the requirements for the Master of Arts degree . rFMka W ' “5 AQQJOJHEIISI’IEN‘I‘S I am indebted to many persons for having generously contributed in making this study possible: Dr. David K. Berlo, (hair-men, Department of Communicatim, Michigan State university , due to whose encouragement and confidence it became possible for me to come to this academic institution to pur— sue a degree. Dr. Berlo--friend, teacher, and adviser—gave me un- limited moral support, intellectual guidance, and academic assistance, for which I am deeply indebted to him. 11-. Eyerett M. Rogers, my thesis director, to whom this study owes so much. His stimulant orientation and patient supervision were of a decisive importance for me in designing and completing the thesis. With interest and cordiality , Dr. Rogers gave me unrestricted aid and illmxinating advice at every step of the work. I thank him very much for it. Dr. R. Vincent Parace, wholdndlydidathoroigirevisionofflieI draft marmacript and gave me excellent suggesticns to improve it. Many ' thanks to him too. In additim, I am grateful to Dr. Farace and Dr. Rogers for the special treirfing they gave me, through reading courses, in the fascin- ating cmplexities of communication understood as an insfiument of modernization. Their teachings helped me in building the framework of this study and in setting the directim of it. Ing. Armando Samper, Director General , InterHAner-ican Institute of Agricultural Sciences (Organizatim of American States), under whose 0.. inspiring and friendly leadership I have worked in that agency since . 1955. Ing. Sampar granted me the institution's honor scholarship to mdertake the studies that led to this thesis. I reiterate here my sincere recognition to him for that distinctim. Ing. Enrique Blair, my director in the Andean Zone Office of I.A.I.A.S. in 1965, who cooperated in making viable my caning to M.S.U. Mrs. Rith Langenbacher, a kind and understanding lady, who is also a typist that remains efficient under strenuous time-pressure circumstances. Mr. Joseph Ascroft, the talented colleague who gave me useful suggestions on the bibliographical support for the thesis . Mr. Mario Vilches, the carpanion who converted, ably and promptly, some key propositions of the thesis into graphic illustrations. ‘ Mrs. Betshabe V. dc Beltran, my mother and best friend, without whose spiritual support and abnegated help neither the studies nor the thesis would have been possible. , iv INTRODUCTION The Problem . Many communisadcn practitioners, several social scientists, and a few strategists and implementers of national development believe that: I. There is a close relationship of mutual influence between social commmication and cultural modernization; 2. Cormnmicatim has a high significance for development; 3. Ccrmunicatim performs many vital _r_o_Z_L_e_s_ in develOpment; u. Camunicaticn strategies ought to constitute a crucial carponent of the overall national development strategies . These assumptions are logical and it may not be impossible to validate them empirically. Already, in fact, some substantiating evidences are accuxmlating. I In general, however, there are few formal theoretical propositions available about developmental communication. Also, few systematic in- vestigations have been cmducted so far on the subject. . Precisely because of its relative paucity, that conceptual and empirical information could have been already put together, compared , and articulated. Only in that way could independently formulated con- cepts and unrelated research data be optimally utilized to cms'u'uct a much needed theory of deve10pmental communication. Yet , to the knowledge of the present writer, such analytical and integrative summariation has not taken place.* “Moreover, the different D *Scne valuable summaries do exist on the relationship and on the roles but they are partial and not related, for instance, to the strategies. V '4. To propose, also on the basis of the analytical summary, a set of factors as determinant not only of commumication' s roles in modernization but also of the inception of the very overall strategy of national development, of which communi— caticn strategy is a key part. 5'. To stress that, therefore, a conscious and careful integra- tion of the two strategies (the general of development and the particular of communication for development) should con- stitute an essential feature of all modernization plans and operations. . 6. Toshowthatatemporarybutsharpmaseinthecommmii- cation ability of a developing country can act, as histor- ical experience indicates it, as a very pwerful stixmlant and accelerator of overall national development. Ills Method of Study . The methodology used towards accomplishing those objectives in- I cltried three steps: I. Documented summarization. 2 . Critical review. 3. Formulation of propositions about theory, resem‘ch, and action 01 the matter of concern. Though the documentation was not intended to be all-inclusive , I it probably did go beyond the length customary for a thesis. This was determined by an intention to approximate some appreciable degree of comprehensiveness . In turn , the intention was determined by consider- atims of potential utilization of the summary in countries where the O O mu range of literature existing on the subject of the thesis is far from easily available. As a consequence of this way of thirfldng, pert- inent citations were utilized beyond the usual limits. Nevertheless, the summary is selective rather than exhaustive, the analysis is partial rather than complete, and the propositions are tentative rather than final. In sum, this is an exploratory concepmal study, not an empirical investigation. The Justificatim of the Study The limitations of the study are, thus, self-evident. Nevertheless, justification for it should exist in as much as the attempt may be regarded as: d. l. A modest contribution towards expanding the basis for the formulation of a theory of deve10pmental communication , by—-at least-~assembling, condensing, evaluating, and flying to relate valuable but rather disperse and, some times , insufficiently known information on the matter of concern. A teaching tool, a sort of overview of the field that could be utilized to provide some broad orientation to those professional commmicators who are particularly concerned with problems of modernization. A promotional instnmrent that might be used to help bring mareness of the virtues of organim, intensive, and ef- ficient develoPmental communication among policy-makers , development planners , and technical implementers in the developing countries . The Termu'nolog of the Study ‘IWo meanings are attached, throughmt the text, to the word Watim. One is a process notion. The other is a we}: notion. In the first case, communicaticn will be defined—following the model of Berlo (1960)--as the process by which a person-performing as a source (of ewerience)--transmdts a messge, via some g; (a given set of symbols cr signals) carried fluough some cliennel, to another person or persons-who performs as a receiver of the message-with the Mof attaining some effector the thoughts, feelings, and behaviors of that receiver. , In the second case, cammication will be understood as the system (a defined set of mutually influential elements) of social in- stitutias existing with the specific purpose of promoting and facili- tating human interaction through exchange of informative and persuasive attempts at influencing people's behaviors. These institutions count often cm physical facilities to accomplish their goals; i.e. , printing presses, radio transmitters , etc. Such facilities form, thus, a part Of the system. The mass media of camunicatimwrewspapers , radio sta- time, television stations, etc.--are one type of those institutions. Another type is constituted by organized grotps, such as a hireaicracy, a co‘3'1>e.-‘:‘at::i.ve, an agricultmal extension service, or a worker's union. They sPectialize in interpersmal communication . Thecartextshmldbeable totellwhichofthetwoneanings is imiended in each case . Yet , the text will often imply that improvements in the system should account for increased effectiveness in the process. True. when referring to commnmication develognent, for instance, it will ix mean the amelioration of the system in order to heighten the impact of the process. Communications (in plural) will be used to refer to communicatim acts— or to the cmtents and formats of those acts: the messages. National development will be understood, for the purposes of this thesis, as an induced process of generalized change in a large social~~ system (characterized as a "country") by which the structure, functions, and relationships of that system are altered with the purpose of achiev- ing given levels of economic improvement, social justice, massive polit- ical participation , and overall cultural betterment . ‘ Though some authors" find omvenient to make semantic distinctions { between the terms development and modernization, these terms will be used interchangeably throughout the thesis . ' . Definitions for other terms of esPecial relevance to the study will be provided in the respective chapters along the text. The Content and Sequence of the Study The first three chapters are devoted to providing a general back- 4 grand for the study and to presenting the review of pertinent research and the summary of propositions . The fourth chapter is an intermediate unit linking the analysis of propositions and results with the formula- tim of strategies . The last two chapters contain, essentially, the propositions the present writer. derives from the preceding discussicn about the determinants of caumnicatim' s roles in development and about ! * For instance, Rogers (1968) and Black (1966). X his nature and relationship of deve lopment strategy and communication strategy. Chapter I reproduces and evaluates some answers provided for this question: What makes a society change? It reviews both the purely eccmcmic and the noneconanic explanations that scholars have advanced towards understanding the origin and the nature of national development . It ends by postulating the need for a realistic compromise between them. Easter I; reproduces and evaluates the answers provided by re— search to this question: How are communication and develgment related? It reviews several investigations conducted in different countries at the individual and at the aggregate level of analysis. It stresses the conclusion that clear correlations exist between those processes. Chapter III records, in a condensed way, many of the answers pro- Vided by social theorists to this question: What does communication 92 1Q Evelogrent? It enumerates several of those propositions but gives detailed treatment to three sets of concepts specifically relative to the roles of cammficafim in national development . Quarter. I! cmstitutes an attempt to provide some answer to this queStim: How can the propositions 9n roles be linked with the design 9.1: Etategies and be; moved ahead towards a theory 9}: developmental com- mmlfl cation? To do so this chapter condenses further the three sets of rOles presented in the preceding chapter and proceeds to oarpare them. It finds them highly convergent and thus amenable to fruitful combina- ‘fim as me alternative in the construction of a theory of developmental omnmication. However, the chapter also introduces some critiques of those propositions . It suggest too alternative possibilities , such as ' xi expanding the few existing preliminary models on develOpmental commun- ication, and lirfldng the roles to overall models of national develOp- ment. The chapter ends by stressing the notion that carmmication's roles in modernization should not be formulated without a tie to other factors prevailing in the development of societies , and should take into account the influences of concrete variations steming from partic- ular culmral configurations . . 9333 y_ constitutes an attempt to provide same answer for this questicm: How does development affect ccmrunication? To do so it postulates eight factors as exerting a determinant influence on develoP- mental camunicaticn. They are: political philOBOphy; economic doc- trine; goal-direction; level of development; and origin, process , "mechanics" and timeoorganization of change. The chapter then intro- duces qualificaficns and cautions to the analysis of those factors . Also, it shows that the different factors are interrelated and form a Part of three major sets of variables: ideology, .teleologl, and metho— ' dalogy. Finally, it proposes that the concatenation of these sets amounts to the establishment of development strategies , of which com- nlmicatian strategies are sham to be a dependent but fundamental component. O'__xapter _V}_ constitutes an attempt to provide some answers to 9}: communication strategies and how are they related tg each other? Most of the chapter's attention is placed on the second of these xii questions and. on its derivations . First, after showing the intimate relationships between the two types of strategies , the chapter deplores the fact that most underdeveloped countries are unaware of the problems and potentialities of communication for modernization. Second, it proposes that such modernization can be sizably accelerated and expanded by a short—term but highly intensive development of a .country' s comm- icaticn system. Third, it derives from it all some recommendations for action and a fen: suggestions for research on developmental commnication. In sum, then, this study is an effort to conceptually interlock, on a preliminary basis, key notions about communication's significance, roles, and strategies in the modernization of nations. TABLE OF CONTENTS anapter I WWOPGMNGBINSOCIEIY. . . . . The Strictly Economic Conception of Development The Nonecornondc Explanations of DevelOpment The Need for a Realistic and Productive Conpronise , 'H'IBRELATIQ‘ISHIPBEIWEENCOI‘WNICATIG‘I ANDDEVBLDPMENT . . . . . . The Correlation at fine Level of Nations The Cor-relations at lower levels of Analysis MmaryaroImplicafionsoftheFindings THE SIGNIFICANCE AND ROLES 0F COMMJNICATIG‘J '. The General functional Roles of Communication in Society The Dysfunctional Roles of Conmnmnication The Specific functions of Communication in National Development TWARDS A 'H'IEORY 0F DEVELOPIWI‘AL COPMJNICATIW Convergence in Role-Propositions Expansion of Developnental Comunication Models Linkage to Models of Overall National Develome The Convenience of aTWo-Way Approach. FACTORS AFFECTING THE ROLE OF WCAT‘IW INDEVELDPI‘ENT...... Political Philosophy Economic Doctrine Goal-Direction Level of Development Origin of Change Process of Change Mechanics" of Change Time Organization of Change Necessary Cautions in the Analysis Determinants , Roles, and Strategies ndv 19 20 22 38 H0 H9 '53 56 58 60 63 616 66 68 69 71 72 71} 80 TABLE OFCWTDTIS anapter (contd) Page VI MSTRATEEYOFDEVELOPL‘ENI‘AND'DIBS'I'RATEBY OF commwm O C I O O O C O O . O O 88 The Concept of Sunategy 89 Strategic Communication Behavior 90 Development Strategy , Communication Strateg, and Their Relationship 9% The Lack of Awareness of Commication's Problems and Potentialities 10 3 An Exception: The Communist Conn‘tries 106 Commication Development as a Launcher of National Development 111 Recommendations for Action e 116 Snggestions for Research 120 mm C O O O O O O O O O O O O O O O O 127 10 LIST or FIGURES Different types of mass media effects on attimdes O O O 0 O O O I O O O O O O O Relatedness of three sets of propositions (Fool's, Schreumn's, and Rao's) on the roles of communica- tioninnationaldevelOpment . . . . . . . . Basic variables in Rogers' preliminary model of . developmental communication Sonroe:Rogere(1967) .......... Graphic representation of the modifying process through which sone of the universal roles of communicationpass............ Eight of the main factors determining modifications in the nature of communication's roles in national development . . . . . . . . . . . Graphic scheme of definition of "ideology.” as a set of interpretive beliefs about human existence and socialrealityperoeivedalongatimecontinumm . . Examples of interact ions amnong factors determining communication' 3 roles in national development . . . Elements and relationships in the process of form- ulation of a strategy for national development (includingcommnnication) Relationships of the communication process with the decision-maldng processes (about commnication be- havior) occnm'r'ing in the source and in the receiver, before and after, respectively, that commmnication PMS O O O O O O O O O O O O C C 0 Representation of the precedence of the general development strnatey over- the developmental conn- munication strategy which is subsidiary to it . . . Simplified representation of elements in the process of formulating developmental communica- fim smegies O O O I O O O O I O I O O Constant presence of comunication throughth the continuous process of planning, implonenting, and evaluatingnationaldeveloprenteffor'ts . . . . . xvi 3n u2 so 61 6.2 83 85 87 91 97 100 102 LIST OF FIGURES Figure (wild) ‘. 13 1% Description of national develOpment as stimulated by a specially high increase in the development of communication, which in turn should be stimu- lated by the heightened level of national development . . . . . Hypothetical cumulative growth curves of national development and of cormunication development as determined by an initially very high increase in communication development Page . 116 . ll? Table LIST OF TABLES Comparative summary of communication ' s roles in deve10pment as proposed by Pool, Schramm, mdMOOOOOOOCOOOOOOOOOOOOOOI Factors determining the roles of communication in modernization 43 81 CHAPTERI 'IHEDEI‘ERI‘ILNANTSOFCHANGEII‘JSOCETY Modernizationhasnmmeronsdimensionsofnmichonly soneareeconomic. (Joseph J. Spengler, in Weinern, 1966, p. 321) . . . Thus we deceive ourselves when we think of economic development in the pallid terms of economics alone. (Robert L. Heilbroner', 1963, p. 16) To understand and predict any aspect of social life, wecannotignoreeconomicmatters . . . Intnrnthe noneconomic aspects of social life affect the eco- nomic...The iricalinterdependenceofeco— nonic and soci variables is omnipresent. (Neil J. Smelser, 1963, pp. 1 and 33) t \. Neverhasmanbeconesoawareofthesocialrealityinvmnidnhis eldstoncetakesplaceashehasinthelasthtundredyearsor'so. His hmledgeabontthenatureofhissocietywflneonatomyandthephysio-‘ 1-Day of it as well as its pathology--has expanded considerably. in that Period. Inthelasttmdecades,nmoreover,mnanhasgromvitallycon- earned, in particular, with the changes that his society undergoes- theii-I'nmrtnnrearrltheir'imnplicartionsfor'hisdestingy. Wnatarethepresmnableor'iginsoffinosechangesandvdnichare their possible consequences for society? The (pastor-amnion constitutes the object of attention of this ; Mmmbeof central interest, across thewor-ld,bcthfor- WW‘BMfwPOJicy-m. 2 The ways in which social scientists are attempting to answer questions like that are diverse and, often, conflicting. Divergence undat- not only batman disciplines but also within each of them. Agreement is not envisaged on the immediate horizon. In fact, a uni- versally acceptable general theory of social change appears yet far from available. The Strictly Economic Conception of DeveloPment (he of the orientations—the economic approach-«has been, how- ver, predominant so far. from this perspective, save minimal excep- ons, changesinthestructureandfnmnctionoflnmansocietyareseen as-elmost exclusively and directly—consequences of material forces , economic patterns, and technological arrangements. EVerything else- any noneconomic variable of some apparent significance for change—are either mere derivations from the economic determinants or factors pure- ly concomitant on ancillary to them. Within such approach, innovative behavior in agricultre, for instance is explained exclusively in terms of economic determinants . In fact, Schultz (1%“, p. 25) says: ' The niggardliness of agriculture in poor communities is frequently attributed to particular cultural values . These values relate to work, thrift, industriousness, and aspirations for a higher standard of living. They arethenusedtoenqnlainwhyflnereissolittleeco- nomio progress and why particular economic development programs are unsuccessful in practice. As a rule, however, it is not necessary to appeal to differences -, in such cultural values, because a simple economic explanation will suffice. That explanation, Sclmnltz feels, lies in how profitable an inno- Vationis,regardlessofl~mcongruentitmaycr~maymtbewiththe " savings, the lack of credit, and the absence of crop insurance facili- 3 people ' s values . The higher the profitability of a new idea-«he pro- posesnthe faster it will be adopted by farmers in traditional societies. He attributes profitability so much explanatory power that it is unnec- essary to consider the influence of nonecononio factors, such as person- ality, education, and social environmental variables. Schultz does , however, perceive the power of profitability to be limited by considerations of uncertainty and risk. In this sense, he indicates that his explanation may be neither as "simple" as he believes ittobenoraspurely "economic" andasquasi-almightyasheasserts it to be. ‘ Uncertainty—an emotional state of an individual, in this case a peasant—m be generated by situational variables, of which many can, indeed, be economic in nature. For instance, the shortage of capital ties to cope with a restricted and unstable market, are factors which shculdindeedaocomntforhighlevelsofunoertainty. '- However, the willingness or unwillingness to risk—given any levelofnmncertainty~capitalandlabwinanimnovationisnotaneco~ nomio variable. It is a psychological variable having to do with the attitudes of the peasants . And these attitudes , in turn, are inevitably affected by social influences such as, to mention just one, the approval or disapproval that each social group may give to innovative deviant behavior on the part of their members. Therefore, it does happen at __time_;§_ tl_n§_t_ ele_n_ when profitability ewflewemmfiafis (meagre 33%)flgggw capital Eaveilable '_t_9_£h_m;g_ndmnarkets are 1; made safe for them, many farmers are still unwilling to gigs fl going- _tgn_t_ t2 innovate. Rnrthermcre, even in countries where farming is a modern enter- prise relatively less affected by uncertainties and where farmers are, in general, relatively prone to innovation and quite risk-oriented, it stilltakes agoodmanyyears, andno less pains, toget thelmto change certain farming practices. Profit—orientation itself is not an economic factor either. It is an attitudinal characteristic. Most people can be thought to have a "natural" inclination towards making material gains in life. Yet there is no reason to assume that most people seek material improvement just for the sake of it. Human behavior is; motivated by economio'reasons is. E as 13y noneconomnio reasons. Some apparently economic reasons, however, m_ay_ n_o_t_ actually be; _s_g. People may give Q beliefs, §hift_____ attitudes, change habits, and work very hard ‘_t_9_ obtain material gangs. let, w__h§t__ Mmggglgf obtaining those things 15.1193 physical rewards 9r_nlx. Individuals 512, 9; course, want better homes, nicer clothes, __more_;_ _e_n_;t_e_r- tainment, efficient household and work equipments, etc. But vegy often Mwmnt thembecause thy are instrurentalamiociégiog- grease—erase e. issaining weer ease. sew uir' peer. £9 influence the behavior 9_f_ m. ‘ Hence, at the bottom of what appears to be, on the outside, merely concrete economic influences , intangible but strong psychosocial drives may be in action. To ignore those nonmaterial facilitators and deterrents of change is, consistently, showing to be a serious mistake 5 of some development strategists and operators. Research is increasingly finding evidences of it all over the world.* How can those noneconcmic influences be, then, so easily dis- missed as insignificant? . Economic factors are extremely impotent determinants of lmnman behavior. But they are neither the only ones nor necessarily the don- inant ones. They cannot, all by themselves, account for national development. The Noneconomic Englanations of Development | 'nne rigid one-sidedness of the purely economic approaoln towards social change has made it vulnerable to criticism. They are increas- ingastherealizationinoeasesofflnehighoomplendtypervadingtle development task and as the diversity of influences part-taking in modernization becomes more evident. Most of the critics-~among which economists are not absent- point to weaknesses and gaps in the strictly economic interpretation of charge. They consider it partial, unrealistic, and dehumanized. Moving from condemnation to remedial suggestions, some of the critics have stressed rather the importance of psychological, social, political, andonlturalinfluenoesinmoderrnizationasgfleitofine importance of economic, technological, and ecological variables. For instance, to the eyes of Hagen (1966, p. 129), an economist, ""thepurelyecononictheories ofbarriersmnichenqnlaintheabsencecf 9 growth seem inadeqnate." For him, the "supposed economic pre-requi- *See, for instance, Niehoff, (195‘s). 6 sites"--such as saving ability and market capacity-fire either inex- istent or hardly relevant.* Economic growth, he further claims, does not occur first and cause political and social change. They are, rather, wtually dependent. Before a country's economy is able to "take-off" into self- sustained growth—Boston (1950) has proposed—it must reach a given minimum level of increase in its rate of investment; For Hoselitz (1957), that increase is made possible by "environmental" conditions that operate in the pre-take—off period. These conditions, he suggests, aremostlynoneconomicinnatureasthey involve inmvationsinthe motivational, legal, familial, and educational arrangements of society. Smeacoofistsplaynnpfineimportancethatforgrwflnhasthe interaction among economic variables. They refer, for instance, to the relationships existing among savings, investment, entreprenenrship, productivity, consumption, etc. They fail, however, to perceive that often those variables are themselves influenced by noneconomic ones. Smelscr (1963, p. 103) notes on the subject: . If we move behind the immediate interplay of these variables, we find the value of each is determined in part by sociological variables such as kinship, social stratification, and politics . A case in point is entrepreneurship , the spirit of initiative to undertake a business enterprise assnmming risk for the sake of profit. This has usually been regarded as an economic variable. However, the . degree to which ontepreneurship exists in a society is determined by: tModels which propose given factors, economic or otherwise, as "pre- conditions" for development have been criticized by Hirsohman (1958). 'Dney are questionable, he feels, since development has summers occurred in their absernoe. 7 religions factors, as it was shown by Weber (19%); by political factors suchas nationalism, as it has been pointed oat by Davis (1955); by the nature of the familial institution, as it has been stressed by Smelser (1963); and by personality or psychological dnarocteristics, as it has Men demonstrated by Molelland (1961). A few critics of the purely economic approach towards development _ have ventured yet beyond proposing the mere concurrent significance of the economic and the noneconomic determinants of that development. They peroeive noneconomic factors as direct antecedents of it. For instance, Heilbroner (1963, p. 16), amfiner'econonist, says: Economic development .13 not primarily in economic by; a political and social process.* He sees much of early development as pro-economic in nature and, as such, concerned with the shaping of attitudes and with the creation of institutions conchncive to capital aconmlation, employment expansion, andinconeincrease. Thosepreconditions demand, inhisviav, far reachingsocialchanges andthey, inturn, callforaprevionsmncbili— zctian'of'political energies. The creation of those institutions , the implementation of those changes, andthemobilizationofthose energies arephenouenathat cann- not ocorr just by economic fiat. may require what Deutsch (1951) has called §_o__cial_;__ mobilization, "the process in which major clusters of‘old social, economic and psychological commitments are eroded and broken and people become available for new patterns of socialization and be- havior." This overall process, as Deutsch sees it, involves numerous .‘Italicsarethoseoffleilbroner. 8 sub-processes of change in, for instance, institutions , roles , ways of acting, expectations, habits, needs, face-to-face associates, and re- sponses to mass media, as well as changes in residence, occupation, ~ social setting, and even in patterns of group affiliation and in images of personal identity. It is only through the occurrence of drastic alterationsin such \, values , behaviors , relationships , and institutions that economic growth becomes viable. Therefore , noneconomic variables affecting the modernization , pro- fidesmatleistagmnhattenfimasgngecmmicmggt. It is probably because of the realization of that necessity that a United Nations publication“ included preponderantly in a manual for fieldworkersalistofindividualandsocialchangesthat theyshonld seek to help bring about development. The same reason is probably in back of a relatively recent increase in scientific literature about those noneconomic factors .** menses foraRealisticandProductiveCompronise Toseparatetheeconomicphenonenaandprocessesfromthenon- Woesisscnethingfareasiertodointheorythaninreallife. Tlms,aheatedcontroversybemeonadvocatorsofthepredomfinonceof *Ses Hays (1959). MA partial list of authors who have written abont noneconomic factors 3 in modernization includes the following: Belshaw (1957); Cochran (1960); Davis (1955); De Vries and Medina Behavarria, eds. (1963); Eisenstaed't (1955, 1956- 57), 1966); Hunt (1966); Katana (1951); Kautsky and Nash, eds. (1959); Kindleberger (1958); Lewis (1961); Linton (1952); Moore (1951, 1954, 1963); Nash (1959, 1961)); Parsons and Smelser (1956); Shannon (1957); Smelser and Lipset (1966); anelser (1963, 1966); and Spengler (1951, 1960, 1966). 9 economic variables and supporters of the precedence of noneconomic variables is likely to be as fruitless as it may be endless. What needs ‘_t_o_ be; done _i_s_ (1) 32 find out how can development best capi- talize g; the interaction of economic and noneconomic influences , and (2) _t_q determine , obiectively and systematically) under what specific circumstances and for what particular purposes, which 9; QB 3133 gf_factors i_.s__11£_elz_1_:_o_l_>e_more influential than the m. i In that way, develOpment energy can be flexibly addressed to the mostproductiveareasofaction,witho1tanyofitbei:nngwastedinthe sterile denial of the importance of either set of factors. Meammile, however, the strictly economic approach is, in prac- tice, the prevalent one. It is economists and engineers-mot sociol- ogists, psychologists, or anthropologists-mo sit in the national planning boards of the developing countries and who advise the large private enterprises. It is the voice ofthcse economists and engineers what considerably influences the decision-making behaviors of the ' political leaders who govern those countries. Thus, if a more balanced and fertile approach tmards the de- velopmenttaskis going to emerge, the transitionwillbemostlyto thecreditofthoseecononistsandengineersthemselves. They can choose to stick to the notion that national develcp- mentisrerdlyanyflningmrrefinantheincreaseinabilitytOproduce, :dnrongh industrialization and techrnified agricllture , material goods and services. (rtheycanopt for'wideningtheperspectivebyincludingthe nonmaterialandyetvitalcorponen’ooftheprooessoflmmman 10 transformafion and growth. T‘heirdecisiontoembraceoneortheotherpositionwillcertainly notbe inconsequential for-thefate ofthemillionscfhumanbeingsthat form what has aptly been called the "third world. " CHAPTER II THE RELATIONSHIP BEIWEEN COMWICATIM AND DEVEIDPMENT All over the world, it has been found that those indi- viduals and villages that have access to the printed page or radio have more modern attitudes, are more progressive, and move into modern roles faster than those who do not. (Ithiel de Sola Pool, in Weiner, 1966, p. 99.) There might exist-in either direction—causal connections be- tween economic and noneconomic factors of development. ' To demonstrate them, however, is hardly a feasible task yet. Correlations, instead arealreadybeingcomputed. Connmicationisoneoftheareasmnere such verification is taking place. Itislogicaltoexpectamutualinfluencebetweonthegeneral develowentofacomrtryandthepartionlardevelopment ofitscom- mmnications. Connmnication is instrumental-and often in a crucial' way—totlneoperationofvirtuallyallotherprocesses ofsociallife, be they economic or not. ‘1 wflmmgflflm-pemsmmgg 1525:; 9_f_'_ fl existence, and given _t1'_n_a_t societies evidently m, Infact, correlationsbetweentheoverallmodernizationofcomntries ondthedevelopmentoftheircommmnicationresomoesandorganization havebeenfomndbyseveralresearohers. Theirstudieswereconducted at different levels of analysis: individuals, villages, nations. 11 12 The purpose of this chapter is to briefly review the major findings of some of the most impotent of those s 'es. The Correlation at the Lavel of Nations Sibstantial theoretical and empirical basis suppcrting the see- relational stand at the level of nations were first made available through the work of Lamar (1957). He fomd that these two features are cannon to all societies: (1) the direction of change in communica- tionisalways fromoraltomediasystems; and (2) thedegree ofchange in communication behavior appears to correlate significantly with other behavioralchanges in society. Ierneruseddata, providedbymmsoo, frongronps‘ofcomntries ranging from SR) to 73 innnmnber, to compose indices for each of for major variables. They were: urbanization (incltfling industrialization); media participation; literacy; and po- litical participation. Then, to find ort how these factors oovaried, he corputed correlations among them. Media participation was highly correlated with the other three factors; its coefficient, in fact, was second only to that of literacy. Similar results were recorded by a UNESCO (1961) study of all onderoeveloped countries—in Africa, Latin America, the Middle East, and Sorth Fast Asia--having a population of at least 500,000 inhabi— taunts,‘The study provided evidenceof a very high correlation of mass . media factors with economic factors in general development, especially with income. .‘ Anindexof communication developmentwas fomdbertright \/ (1963) to be highly correlated with indices of political development, econonicgrorth, urbanization, andeducation. l-Iisstudy,ndnichcovered 13 77 independent countries, was aimed at measuring the degree of associa- tion between political development and other types of socioeconomic de- velopment. Outright fomnd not only that the developmnt of communication facilities was strongly related to political modernization but that it had even higher correlation with economic develoPment. Rrr'thermnore, he fomnd commmnication development to be a better predictor of political development than economic grorth. Commmnication was , similarily, one of the factors that Lipset (1959) fomnd to be strongly correlated with political develcpment in the direction of democracy. n Correlations between a scale of economic development and scales representing the development of mass communication systems in 100 coun- tries were also fonnd by Schrammm and Carter (1969). Farace (1966) studied Sin variables for 109 comn‘tr'iesnincluding the most developed and the least deve10ped--and found support for the notion that mass media development is interdependent with achievements in many aspects of the "way of life" in a country. Ascroft (1968) refers to similar evidences brought by factor— analytical studies conducted at the aggregate level by Schnore (1958), Dentsommann and Molly (1962), and Farece (1965). Each of these in- \' vestigations produced a factor on which the economic indices—such as per capita income and urbanization-and the communication indices— . such as mass media exposure and education-«ere "loaded" most highly. 'lheorthorsconcludedthat—atthemacrolevelofresearch, where nations are the units of analysis—Eng dominant determinants ‘93: a nation's mg development are fine; nation's economic .1_e_v§_l;_ar_ng_ 1% its ability _t_o communicate with its people. The Correlations at Lower Levels of Analysis The existence of the correlations at the level of entire nations does not necessarily indicate that the same may be true at lower levels of analysis. Researchers have, hmaver, found those correlations also at the village level and at the level of individuals . Prey (1966a), in a survey involving a sample of nearly ln60 vil- lages in Turkey, fomnd definite correlations between a mass media ex- posure index and numerous other indices of rural deve10pment in that county. The relationship was particularly strong in the case of fonr attitudinal and behavioral indices: geographical mobility, inter- personal communication, subjective poverty, and village development. Working with data from Kenya, Colombia, and India, Keith, Yadav and Ascroft (1966) found that (1) mass media exposure acts as an inter- vening variable in the paradigm of modernization; (2) variability in mass media exposure was best explained by cosmopolitness , functional I literacy, and education; and (3) along with education, mass media ex- posure was the most consistent predictor of indices of innnovativeness and achievement motivation! k a Before measures of exposure to comnnication media becone fully mean- ingful, research needs to find out more about the effects of differ- ences in the messages involved in that exposure. It is also necessary to define whether differences in exposure are mostly attributable to media availability or to general style of life. Additional investi- gationinthoseareaswoulderflnancethereliabilityofmediaexpoonre asapredictorofothervariablesofimpor'tanceinmodernization, such as innovativeness. 15 Acomparetive studyoftonndianvillages, conductedbyRao (1966), also found clear correlations between conmmnication development, on one side, and social, economic and political development, on the other. 'lhe data supported the notion that while economic development does lead to an increase of information, increased information—in turn- furthers economic development , the interaction being constant and or- mnlative. Futon-analytical studies of certain aspects of modernization, at the individual level of analysis, include those of Deutschmarm and Pals Battle (1962), Jain (1965), Rahim (1966), Donahew (1966), Ascroft (1966), Whiting (1967), Farece and others (1967), Ascrcft (1968) and Kahl.(1968). Inallthesestudiescoummnicationvariablesshovtobe in a significant interplay with modernization variables . Summary and Implications of the Findings After reviewing a set of studies such as those described above in brief, Bebernneyer and Rogers (1966, pp. 1-2) concluded that ”mass comrmicationhas aclearpotentialinnationaldevelopmentandmodern- ization." More emphatically, McNelly (1966, p. 1) reports that ". . . a mounting number of studies haveshown striking relationships between mass comunication development and various economic, political, and social aspects of national growth." In the same vein, Fagen (1966, p. 119) asserts: Although the correlations themselves tell us nothing aboxtcausality, it is clearthat themassmediahave beenbothcauseandeffect, bothmoverandmnoved, in thecomplexinterplayoffactoemniohwecallflne modernizationprocess.‘ 16 At the light of such evidence and conclusions, many social observers feel that there can hardly be a well developed country that exhibits poor communications. Neither, they think, can there easily be an underdeveloped country that connts on a highly advanced organiza- tion for truly national communication. National development implies organized collective interaction , massive mobilization , and--in pro democratic social systole—universal participation in the process of decision-meldng on matters of public interest. And interaction, mobilization, and participation can occur In sum, then, as Lerner (1958, p. 56) puts it, "Commmioation amomfloflfimaemwmfl 'Dnednallengerestswithresearehtospecifytheoiromnstances mnderfidnidn connmnication functions as an antecedent, or as concurrent, or as a consequent facton of general national development. 'Ihe already recorded correlations, however, have immediate and valuable implicadons for the work of development strategists and of professional communicators involved in modernization tasks . Atthevery least, those correlations servetowarnthenational planners , the policy-makers and the development field operators that fineirdnrtiescamnotbeoPtimallyfulfilledifflneyigore—intheir blueprints, in their budgets, and in their change-promofing behaviors- the ever-present and vital coummnication aspects of them. ; The correlational results also alert professional communicators tofinefactthattheirparticularinstrumental activitycannotbeuse- fully performed unless it fits tightly with the overall development activityofthecomntryandacts todirectlysupportit. CHAPTER III ill-IE SIGNIFICANCE AND ROLES OF COMMUNICATION ing through the traditional societies of the under- developed world in the last decadeuchanges in the pro- duction of energy, in the process of agriculture, in the nature of weaponry-«the most fundamental and perva- \ (Of all the technological changes which have) been sweep-\ \/\ sive in their effects on society have been the changes hair: communication. (Max P. Millikan, in Ierner and Schramm, eds., 1967, p. a.) 'Ihoughfurtherstudyisyetnecessary,researclnappearssofar to have provided considerable evidence that communication and develop— nerrtdchaveasignificantinfluenceoneachotl'er. 'llne next problem lies in being able to determnine-independent1y- what isthekindandthemagnitudeofccmmmnication's influenceonde-* velcpnent. Inotherwords, whatneedstobemeasurednowisjusthow important communication actually is for modernization. If that im- po'tanceisverymoderate, finedevelopingconmn'triesneedrotbetoo concerned with the relationship. If, on the contrary, that importance- as the correlations seem to suggest-~18 quite substantive , then those countries can no longer afford to ignore such relationship. This chapter, then, has two purposes. 'Dne first is to attempt to define where does research stand in respect to being able to gauge the influence of communication on change. . The second--supp1ementary to the other—is to condense, analyze, midattenpttorelatescmeofdnemainproposifions endsfingaboutmnat comnnieatimdoesintheprocessofnadonaldevelopnont. For itis l7 18 in terms of general roles and of specific functions that the significance of communication for development can realistically be appraised. What should the criterion be to decide when communication is important for deve10pment and when it is not? To solve this question may well be a precondition to be able to find answers for the question of the significance of communication for development. An answer to this pre-requisite problem has been advanced by Pool (1960, p. l) in the following terms: Communication is significant if it acts in a variable way upon the social events of which it is a part, not if it appears as a universal constant with no opera- tional effect upon the interrelations of other social phenomena. This represents a useful guiding point for the irnquiry. Never- theless, researchhasyetmrohtodobefore itisabletoanswerthe ultimate question. In fact, as McNelly (1966, p. 10) points out, "It wofldbeoptimis‘dcintheextremetoenpecttheemergooeinthenear futnmeofarwgenerelfineoyofcommunicationinsocialandecononic development." In other words , empirical investigation has not yet provided sufficient and thormgh stipulations of the roles of communication in ’4 development. In the absence of them, the assessment of the magnitude of commication's impact on development remains pretty much a question of subjective preference, an article of faith. As such, it allows for awide range ofpcsitions that go anywhere fromdenyingccmmmnication any appreciable effect on modernization to raising its value for it up to a disproportionate level. Qrtofthatpolarization, asensible compromiseseemtobe emerging in what MoNeily (1966) has labeled as the pragmatic position. 19 This viewPoint does not underestimate the merits of communication in regards to development . But it does not glorify them either. It avoids a rigid specification of the functions of media in modernization and “' allows, rather, room for different types of data and for diverse hy- pctheses. Regarding the effects of media, it leaves open the possi- bility of no impact, moderate impact, and strong impact, depending on circumstances. Also it sees media as capable of having both direct and indirect effects as well as long-run and short-nun consequences. The flexibility of this approach may be quite beneficial for additional re- search on the matter. ‘ Mearmdnile, there certainly is an absence of enough decisive data to formulate plausible generalizations. This, however, can be explained without difficulty if sore considerations are kept in mind. First, the concept of national development itself and the very existence of it as a directed process of socioeconomic change are new. Second, scarcely a decade or so has elapsed since the underdeveloped countries of the world initiated rigorous plaming and formal organization for moderni- zation. Third, a general theory of communication—not to speak of one particnlarily applied to develogrent~is not yet in existence. Througn competent observation and enlightened intuition, however, initial pcstulations have been formulated to explain social change and to describe the mission that communication performs in it . 'Ihe General Emotional Roles of Communication in Society One of the first steps in the direction mentioned above is promptly recognizable in lassvaell's (1948) formulation of the three 20 central functions of connunicaticn in any society. * Those functions are surveillance of the environment; correlation of the members of society; and unansndssion of the social heritage from one generation to the next. Other functions have been suggested by different scholars as additions or elaborations related to those proposed by lasswell. Wright (196%) , for instance, suggested the inclusion of the entertain- ment function.“ Lazosfeld and Merton (19%) proposed other specific functions such as: status conferral on individuals, organizations, and issues; and facilitation of enfcroenent of social laws . Bttendingthelnmnanonviromentandenlargingthernmnancapacity tocOpewithproblems intheoverallenvironmentwereproposedby Cooley (1937) as the two major general roles of communication. He per- ceived the specific functions of nedia to be the following: (1) to demcratize power; (2) to enlarge social-contacts; (3) to rationalize (arndl'nmanizethesccialinstitutions; (u) toenlargeandanimate. "rental unity"; (5) to promote widespread sociability; and (6) to favor thedevelopmentofbcthconsensusandindi’ ' . 'ihe Dysfunctional Roles of Comunication Other analysts have perceived coummioation media as performing, ' Whatever the level of development of that society may be. “This function has indirect but beneficial impact on develoment. While providing peOple with more "consumatory" than "instrtmental" nessages, it stimlates them also to desire newways of life and it gives them a broader perspective of the world. 0’ 21 rather, negative functions for society as a whole; Mills (1959, p. 311), for instance, felt that ". . . media have helped less to en- large and animate the discussions of primary publics than to transform them into a set of nedia-markets in mass-like society." Mills proposed that in such a kind of society-~where the voice of individuals and of democratic groupings no longer really counts- awsor't of "psychological illiteracy" is facilitated by the nedia in the service of subtle but strong manipulation of the people by the power elites. Alongthose lines offininking, hesawmediaas fulfillingthese ooncreteroles: (l) totellthenaninthemasswhoheis~givehim identity; (2) to tell him what he wants to be--give him aspirations; (3) to tell him how to get to be that wayL-give him techniques; and (H) to tellhimhowtc feel that he is that way even when he is not—give him escape. Two other negative media functions are cannonly mentioned. One is "narcotization": the deliberate impairment of the audience's per- ception and reasoning capabilities. ‘ The other is "evasion-facilita- ' tion": the provision of an outlet for people to deny reality and the stinulation to live, vicariously, a semi-nythical existence. Media, thus, are perceived not only in the roles of stimlarrts but also in the roles of analgesics and trenquilisers. Even more, sane social sys- tone-presided by the Connmist ideology have assigned counmication the ‘Whether a message is "functional" or "dysfunctional" depends on for whom it is deemed to be so. For instance, the roles described by Mills may be dysfunctional for society but quite functional—useful, that is—for the power elite. 22 mission of total‘and radical transformation of the very character of individuals through a technique of "thonghth reform" that is elsewhere mostly known as "brainwashing." At a not so mesons level, cornunication has also been observed able to perform, Specifically, anti-change functions. At least the possibility of it is implied in McGuire's (1961) experiments on what oouldbetakenasatecl’nniqueforsoresortofnentalvaccination against persuasion." Virtually none of the preceding conceptualizations were construc- ted in direct reference to situations of development of a national social system. Neither did they involve, apparently, an effort to dif- fe'rentiate the roles of connunication in relation to variations in other aspectsofsocietyorinreferencetosouedetominantfactoeinthe process of social change. Nevertheless, such fornulations opened up the road for those who started trying to define the communication fnunctions specifically in terms of the relationship betwoen conuunication and developrexnt. The Specific Emotions of Conmnnication in National Development , Having reviewed what sons analysts felt to be the roles of con- nunioation in society in general I shmld prove helpful to review now whatctheranalysts feelarethespecific functionsofcouuurnicationin national development. lhereviewwillstartbyaterse ennuneretionof the finnctions postulated by authors who, apparently, did notdeal in b *Urder certain cirometances in a modernization situation, this can be judged as a possible counter-development fnunotiony 23 such detail with the tapic. The propositions of those authors who probably did elaborate more on that subject will. then be given a longer treatment. Political scientists and sociologists took the lead in the ex- ploratory enterprise . They were , however, promptly followed by con- municologists themselves. And now social psychologists , anthropologists , educators and economists are joining the inquiry. Not all of those scholars have chosen to state communication functions directly as such. Sore have preferred to judge nedia poten- tialities in terms, rather, of the process of conunmication‘. Others have touched on the question through the general study of nedia effects. Some yet have postulated the roles just implicitly or even only tan- gentially. ’ In the fundamental works of Lerner (1957 and 1958), fine follow- ing are suggested as sore of fine capital functions of oonmunioation‘ in development: ‘ 1. To create new aspirations, especially of a material order. 2. To foster increased participation in the general activity of fine total social system. 3. Tohelp generatethenol leadership neededby societyto copewifinthedemandscftheprocess of change. i In. To teach "My" (*), most conmonly understood as a Egan's ability t_o_put himself EtheEition o_grole o_f_ anofiner person, partionlarily in roles which are outside his day-to—day experiences and his immediate social system. ‘lerrner attributes coxmunication media a substantial influence in in- ducing people to develOp "psychical nobility," of which enpathy is 21} The attention of Rye (1963) was placed on the roles of conmuni- cation'in'the political aspects of national develOpment. He, in es- sence, identified the following functions ; 1. To nagnify some individual actions so as to give them impact throughout the total social body. 2 . To provide a basis for rationality in mass politics . 3. To provide a frannework for prospectives of .the future and for ganging the degree of vision of the leadership. u. To help make peOple able to understand the nature of the political process and the motives and actions of politicians. 5. To facilitate the stipulation of society's rules for de- fining what are the antecedents and the consequences of political acts and what are leadersand followers to accept as plausible. Also in particular- relation to political development, Pool (1963) proposed two functions of media: . ‘ 1. Toprovideachannel forexpandingfine scepeoftheleader- ship. 2. To confirm status. Pronoting unification in extra-political questions was also per- ceivedbyfinisarfinorasoneofcommication's roles. perceived by him‘as a central component. For instance, new literates are stinulated by fine content of newspapers to identify thanselves with new ideas, people, symbols and objects. This vicarious participation inalifefinatextends farbeyondone's inuediate environment ispcstu- lated by Tamer as vital for the modernization process. 25 Spectcr (1951;) chose to stress the role played by communication, over the life-time of individuals , in the formation and in the modifi- cation Of their fimdamental attitudes in relation to modernization. He perceived mass media as performing, in that, direction the following functions: 1. To shape expectations about material objects and about social and ethical relationships . 2 . To foster the formation and maintenance of institutions that prouote innovative behaviors. 3 . To pronote the adaption of specific innovations . 1+ . To enlarge the educational capability of the country by nessive promotion of attitudes, habits, and skills conducive to nodemization. I Davison (1965) did not concentrate his Specification of functions anonyparticnlararea. Anongtheoneshe proposedwerethefollwing: 1. To help build nations out of mere geographical entities. 2. To link those processes which are vital to modernization: educational innprovenent, economic growth, and creation of a sense of nationhood. 3. To facilitate the emergence of the necessary new leadership. In. To activate and reinforce desires for change and thus pre- pare the grounds for innovation. Q ' 5 . To involve mph in political activity. ‘ 6. To mobilize public support for the development programs. 7. Toaidingivingpecplehope fo'abetterlife. Allthepropcsi‘dons listedsofaroon‘trdbuteddizectlyto 26 advance the analysis of what comunicat'ion does for development . Their authors did explain some of them in detail and place than within some broader discussion of modernization aspects. But most of them did not attempt to group them under any given classificatoy system. Neither did they try to formnlate them in relation to a particular conceptual sdnenne of a more encompassing nature. Soon, however, other analysts took to do so. 'Iheir contributions in that direction will subsequently be sumnarized. Pool: The Images that Precede Developmental Actions . Columni- cation is such a decisive factor in nodernization--Pcol 'believes—that itcanbeconsideredasflneborttlenedcofit. Hestertshisappraisal of the roles of conmmication in modernization by rejecting the notion that, ifcertainctherconditions ofsuchn‘odernizationarennet, the developmnt of the comunication system will sonehow autonatically follow. Before he embarks in role-specification, Pool attempts to pro:- videscnnebroaderfraneworkfortheanalysis. Hedoes sobyoonstruc- ting an indirect definition of modernization in terns of certain values andnodes ofbehavicr sharedby themanbers ofan advanced social system. The definition is built by specifying behavioral patterns char- acteristic of modern man: (1) high aspirational level, energy, and discipline; (2) strong secular aspirations, especially those related to iuproving the material conditions of his life; (3) ability to conpute strategies on a broad stage; and (In) ability to calculate strategies with relatively little inhibition by custonn. ' 27 line following generalizations about key characteristics of a modern society were used by Pool to complete his definition: (1) As undernization prevails, ascribed status becomes less--and functional role becomes nore--significant in interpersonal relations; (2) All these factors make it possible for the device of organized association to be used extensively in nodern societies; and (3) 'Ihere is, subject to re- trieval, information covering advanced science and advanced technology sonnewhere in the society. ‘ Pool (1960, p. 282) explains then his purpose in these terms: (hr inquiry concerns the extent to which, and,the ways in which, the functioning of any of these seven features of modern life is sensitive to the kind of comnnication system that exists in a county. Central attention is placed by P001 to a psychological precon— dition of the nae behaviors demanded by nodernity: the formation 9: sone images that individuals have to constuct in their minds before ~m*_* 1e! become able 3:3 take developmental actions. Itisingoeratingfinestimnlifcrthcseimagestoocommneie Pcolseesoneofthemainmissions,andpmbablyfinehighestdixectim- pact,cfthemassnediaintheserviceofdeve10pnent. 'nnefollovingisacondensationofthemainrolesstipulatedby 1. 1‘3 ge__a_t_e_ pro-development gages. Media contribute-directly and powerfullywto build in peeple: (a) .3; images of the whole world, of en. entire human community that expands beyond the frontiers of one's own land: (b) 15.222221192de message. I (c) (d) (e) 28 an awareness of the fact that a better life is possible, on raising of the peeple's expectations; .69. E9. 31.: gig; subject 52. deliberate $3.92!.- so as to replace the fatalistic acceptance of a . supernaturally determined fate; assessmesee matured and “educated. so that people will want to become literate, will enjoy cultural products , will embrace scientific explanations ofmanandnature, andwilltaketechnoloyasnamrel and desirable. ' ;An_j_.m_a_g_e_9_f_ the possibility 9_f_ economic 5.12511, a view of modernization as an Opportunity. for limitless progress, andaperoeptionofthatprogressasanormalandcon— tinucus characteristic of life . ggpronoteawillingness forp_lgn_r_n§flgand operating g_n__a_ 3239.5283- Developmentcannotoccuratatulynational levelunlessthewholepopulationbeccues involvedintheprocess of change. Thus, developmerrtal'actinities nust be conducted on a massive scale. Innnstysndtradehavetoreachthemillions. Sodcesgovern- rent in all of its agencies and, particularly, in those of education. Culture rust becone cohesive so as to integrate all its different ethnical and linguistic conponents . Political parties and voluntary associations mist attain a country-wide level of effective Operation. Andallthatcamnothapponexceptthroughsomesystonofmasscomun- 1'2 foster _the formation or consolidation of _a national consciousness. meanediaarehighlyinstnmentalinleading 29 fine people to think of each other, in the various regions of a county, as belonging to one and the same national conmmity in Spite of whatever differences those regions may imply. tn. '_I‘_o_ produce identification with new symbols, objects, and situations . To become truly incorporated to fine changing national life, people have to learn, along with different values, goals and norm, the many new synbols, objects, situations, and personal re- lations finat develOpment brings into the scene. This occurs partially through interpersonal contacts but it also requires the facilitating contrihntion of mass media. ' 5. 29 provide §_n_ organ 9}: expression for development- proncting individuals and groups. Natural opinion leaders ondenergingnodernizinggrunpsondinstitUtionsrequiretobeurderh stcodandsupportedbythemasses iftheirpicneering innovativeen- deavorsaretobesuccessful. Mnenfinoseindividualsandgronpsare given Opportunities to comunnicate with fine people finrcugh the mass nedia‘channels, andvdnenfinosechannelsgive coverageandexposureto fine developnnental activities of fincse innovators, the influence of fine latter on the public is noticeably increased. 5. Egdissenfiratefggsggmrigggwdonamedfgg nodernization. 'Ihese are probably the mast evident func- tionsofmassmediainanysocietybutacquireevennoreimportancein developing countries. 7. EQEMEM. Thepcwerofmassmediato gonoateactualmndspecificbehaviorshasbeenslumtobelinited- Interpersonalconnmieationsarenoredecisiveinfinisrespect. Inn-A 30 personal conuunication, however, can be used to effectively supplement the face-to—face contacts that lead to fine desired obvert behaviors . There may be some questions about the degree to which Pool was able to attain the professed intention of his analysis . Perhaps the linkages between the broader conceptual frennnework he chose and the specific connnnication roles he came to postulate are not always as clear and as stnong as desirable. But mete can be-Jin Spite of it-- noquestionaboltfinevalueofhiskindofapproach fortheonhancenent and refinement of fine roles' stipulation and explanation. Schram: The Watchman, the Policy-MakerJ and the Teacher. A different but equally useful analytical approach was preferred by Schremn (1961:). He undertook the specification of the roles of comin- icadmindevelopnentbyusingasafrenemrkthe functions postulated by lasswell as performed, in general, by comunication in any society. 'Ihcse were: the watchman-regger role; the alig—formnlation role; and fine teacher role. .. , , Schrem perceives fincse broad roles as naturally fitting with specificandessentialrequirementsofmodernizationfinatcanbeex— pressed in terms of people's needs. People rneed, he proposes, (l) 39 be informed abort fine develcpment plans, problems, tasks, and achieve- nents: (2) _t_o_bgmade participants _ifldecision-wgmggoi- _lect___i_._v_e_concern in relation to development: and (3) 353935113313 _;___Ild.lls___;_finat finedevelopment challengedemands themto connand. "s Byexpressingfinegenerelrolescfmediaintermsofspecific needs ofpeople, Schremnmakes possible to classifythepar'ticular func- tionscfconnnficatimdepondinguponndnidnoffincseneedswillitserve. 31 mrfinernrnre, it helps anticipate which roles will be best served by mass conmnication and which by interpersonal communication. In fact, he fins regards mass nedia as: self-sufficient to perform the "watch- ‘ man" function; only ancillary to perform the "policy-maker" function; and only partially able to perform the "teacher" function by itself. Paying close attention to earlier propositions on fine subject, Schrannnexpands, articulates, and refines fine scheme. By means of de- tailed illustnations, cf analogies, arnd of pertinent accounts of ex- periences in different countries , he formnlates a considerably integrated set of fnmctims. . Hedcesallfinatbywayofrespondingtothequestion: What can mass nedia do in development?". His answers can approximately be condensed as follows: i ,, In the Watchman Role nedia can: 1. Widen thehcrizons forpe0p1e, inthe sensecfalertingand stimlatingfinemtowardstaldngadvantageofthenew. opportunities for improvement. 2. Direct people's attention to those matters, topics, and issues which deserve emphasis aiming fine many activities ircludedintheprocessofrefcrmandimnovation. 3. Raise the people's levels of aspirations in fine sense of pointing out new plausible needs, of renoving fatalism and passivity, and of encouraging higher accouplishments. 3 ‘lhesefinreefunctionscanbesubsuned,8chranmfeelsintoa broader one: the; creation o__f_ _a_ general "clinate" favorable 3:2 dew- . m. 32 In the Policy—Making Role media can: ‘1'. 2. 3. ;\ Contibute to spreading the knodedge and acceptance of emerging values and new norms . Broadenthepolicydialogueinthesenseofenlargingfine quantity of people participating actively in the public discussion of political matters . \ Confer status to develoPmental leaders , in the sense of granting public visibility not only to top political officers but also to local innovators and to field official change agents as well, so finat they can have the peeple' s conprehension and support. Serve as an activator and feeder of key interpersonal channels, in fine sense of providing orientation, drive, and information to those elements in society who are message- nultiplying agents and who have a stong personal influence on fine behavior of appreciable sectors of their communities . Affect lightly held attitudes . Slightly canalize those attitudes that people held stongly, soasmhelprenrovebarriers finat thetedifionalculture opposes to development. Indirectly, modify very strongly held attitudes . Directly , create new attitudes and establish given informa- tion levels finat are indispensable to make modernization viable, particularly finose related wifin a feeling of nation- ness and unity.* Hey C1966b)hasnotedfinatsclnnewritershavefornnnedalchpin-nionof 33 In the Teacher Role media can: 1. Provide substantial help to all kinds of education and training (in school and out of it; in agriculture and for industy; for children as well as for adults; in the service of government or as an aid to private enterprises; etc.) , so as to promptly equip finousands or millions of individuals with fine many principles and techniques ‘finat development makesmandatoryandurgent forfinechanging societyto master. I 2. Carrybyfinenselvesaverylargepartcfthecanplexin- stuctional. task just described whenever limiting factors- sucln as the scarcity of teachers, schools, arnd books—could not be easily overcome otherwise. 'Iwoofinerfunctions ofmediaarealsosteseedbySchramn. One Egflpmymameecononyofthecomtyistons- four-med. The other-istginduee finepecpletgrealizeflglllm w 5231.32: fine universal community of interdependent nations finat the worldhasgrwntobetcday. After Schrannm, several other United States ' s scientists have 318:: contributed to the inquiry from different viewpoints , in diverse degrees, and with varying emphasis. \ the impact of mass media in modernization mostly on the basis of fineir apparently modest influence in short-run political campaigns, a f or participation drives, and a number of small-group experiments. The long-range and fine indirect effects of the media, he feels, have hal‘dly been studied. For an illustration of that diversity of effects 8% Figure l. , 3'4 moosfippm co myommmm mam: mmmE MO 893 “reactant H .mwm GAME wamzomam Nag mMHmHQOZ .thbmmHQzH / MW-gm Ez mmhdmmu SHOES 8mm quzofim mMNHA 3.3 Haywomov .m> hammer .m omowmnmcov cofipmuwamficmo . mmwaom HMCOmcho zocmvmwmcoo \eonhso \oofiete . coop: .m> Hosea .m looped Hague .n> poisonous . m Assess mmflev mafia .m> owcgomam . H.035: . shinning . mmEmfi. 9:950.” m>mQ . Amocmwonm no.3 momma: 333ng . .n> worsen .H mwomazocx . cor Homemade . mmaon €955ng . >o§>ma mm . omcwoeoo HQHEOO .m> Eoommfim . 3......” .m> adore wmmuzé 23E. . .5232 3:22". ”mamas... 5]. receiver and effects variables (S-M-C-R-E) , Rogers has produced a set of generalizations" that help characterize comparatively the nature of communication in developed and in underdeveloped societies. Though the model is still at a tentative stage of conceptualization, it seems finecretically valuable annd potentially amenable to empirical verifica- tion. Pye (1963) has analyzed the basic characteristics of communica— tion systems typical of traditional, transitional, and modern societies. Thongh his analysis was done with emphasis of the relationship of those systems to political development, the analysis could well apply also to general national development. Pye considers that fine ortstanding characteristic of traditional processes of communication is that they are not markedly differentiated from other social processes. That is, communication is not independent eifiner of the structure of social relationships or of the contort of fine communications. Also, there are no professionals specialized in communication. I ' The essential characteristic of a m communication system is, for Pye, that it involves two stages or levels. One is that of fine highly formalized mass media and the other is that of face-to-face commnication. The critical feature of this system is that orderly relationships exist between fine two levels proposed. The better these levels are interconnected, the more can the whole system grow and produce. Professional communicators do exist in finis system. *The generalizations are not reproduced here because their number (about uO)andfineirdctai1ednatnmedorotpermitit. I ‘52 Transitional commnication systems , Pye proposes , are character- ized by a bifurcated and fragmented structure. A part of the system is based upon modern technoloy; is predominantly urban; and is directed to those sectors of the pOpulation which are more ‘Westernizedfl' The other part of the system, instead, is based upon interpersonal rela— tionships througn face-to-face communication; is akin to traditionalism; tends to follow the patterns of commnal life; and is predominantly rural. In sum, fine transitional system includes, but does not combine, features of fine modern and of the traditional systems. There is usually no direct and strong tie between the two sectors of fine transitional system; each operates pretty much independently from the ofiner; finus fine system is, in fact, fragmented. Pye notes, finally, that there are important differences among 'finethreesystemrs interns ofthevolume, thespeed, andtheaccurecy with which finey can transmit information. It is evident finat this model offers considerable opportunities for furfiner work leading towards a theory of developmental communica- tion. . Another opportunity is represented in some propositions of Fagen (1966). These propositions, again, are focused on political de- veloptnantbnntarsusefnnalsoasastar'tingpointtostudyfineplaceof comnnnication in social change in general. Fagen identifies two basic models of deve10pmenta1 communication: -,an game one and an endogenous one. Drawing from fine model proposed by Deutsch", Pagen proposes *Deutsch's social mobilization model was described in Chapter I. ' 53 that social mobilization leads to changes in people ' 3 knowledge and perception of the world. These changes, in turn, lead to such phe- nomena as expansion of fine politically relevant strata of the popula- tion and changes in the nature of the services demanded from the ‘ ‘ government. This is what he calls the model of eflenous change, since the impulse for political development comes- from outside the realm of politics. Endogenous change occurs, he suggests , when given political strategies and organizational forms—which, directly or indirectly, im- ply changes in comunication pattons-are selected. 'Once those pat- terns are in operation, he adds, they lead to new ways of perceiving the self, the world, and politics. These modified perceptions, in mm, induce changes in the functioning of the political system. The key difference between the models lies in fine locus of the primary stinmlus to change in communication patterns. The models are, however, apt to be combined, as Fagen sees it, since comunication has been found to have a clear correlation with modernization and has, therefore, stmntobeasmmchanantewdentasaconsequenoeof factoo prevailing in-the other social processes. Linkage to Models of Overall National Development Finally, a third approach toward the fineor'y is to relate the analysis of conmnnication' 8 functions in modernization to existing overall models of national development or theories of social change. i The tie could be attempted with economic schemes, such as Boston's well known three-stage model. It may also be tried wifin multi- factor correlational schemes such as herner's, orperhaps with 51+ psychosocial paradigms such as those of McIelland, Hagen, and Hoselitz. Lerner (1957) sees development as occurring in four phases: ‘ urbanization (into which industrialization is subsumed); media partici- pation; literacy; and political participation. It is , he suggests , through some such a sequence-~in which each phase interacts with the others-~that societies pass from traditional to transitional stages and fromthemtomodernones. The fondanentalnotionof "My" underlies fine model.* The main springboard of modernization is for Mclelland (1961) the individuals' levels of achievement motivation. By. that he means, essentially, an internal impulse to do well, mostly for attaining an inner feeling of accomplishment. Some peOple have more of that moti- vationthanothers. This isnotduetohereditaryreasonsbutto socialization influences . Thus the achievement motivation level of fine ' people of a conntry (infants or adults), their drive for excellence, can be raised by education so as to contribute to development, partic- ulary in fine entrepreneurial dimension of it. i ' Hagen (1963) also perceives the origin of modernization to be in socialization practices but he specifically locates it in the early * Pool (1963) regards Lerner's "empathy" notion (a capacity for identify- ing with someone else's ideas, feelings, behaviors, or situations)— along with McLelland' s "achievement motivation"--equivalent to a "daring finesis" that media can have profound characterological effects on human beings. Mass media are seen, that is, as able of helping nbring about no less than an entirely "new man" by radically mutating his personality. That kind of contention had only been advanced be- forebyfineRnssianandfineRedChineseonbehalfofsoxeoffineir persuasion-cm coercion mefinods of behavioral manipulation. 55 socialization period within the familial institution. He suggests some children of marginated social sectors are raised in ways that permits finsn to develop autonomous and creative personalities that lead them to have initiative and innovativeness . This value emerges in his view, when some elite group in a society suffers "withdrawal from status g- spect" and falls in a period of retreatism but, after a generation, be- comes highly motivated to exercise develOpmnental leadership , particular- ly in the entrepreneurial dimension of economic growth. Eehavioral deviance, cultural @ social marginality, and the redefinition _o__f societal objectives by a modernizing elite i_r_n alga (a change-oriented olligarchy, for instance) , are postualed by Hoselitz (1957) as some of fine main launching platforms of social change. At ‘ the roots of modernization, thenn, inconformity and its motivational de- rivations are perceived to be highly instrumental for development. Difficulties can, of sense, be anticipated in any effort to integrate communication' s roles with those development models or with similar ones. One source of difficulty is represented by problems rel- ative to the developmental model finemnselves. In regard to some of finem for instance, fine following limitations have been suggested: 1. The models assume development is a smooth upward-progressive process while, in practice, many countries advance by a rough jump—and- fall kind of movement which is often painful and violent. 2. 'Dne models assnmne modernization is a synonym of "Westerniza- tion" while, in practice, many underdeveloped countries aim at develoP- ing within their own onltural configuration as submitted to eclectical external influences . i 3. The models assume developing countries are geared toward 56 democratic and capitalist forms of social stucture while , in practice , some measure of authoritarianism may be unavoidable and some influence from socialism may be desirable in the modernization of many of those countries . In. The models appear to assumefinat "dynamic equilibrium" is fine ultimate "namral" state of a developed social system while, in practice, imbalance and conflict--rather--may constitute the "normal" state of finem. 5. Themodels areevolutionaryinnatureandthusmakenopro- vision for revolutionary circumstances conducive to! national growth whereas, in practice, the radical redistribution of power through revo- lution may be a main precondition for the development of certain countries. The Convenience of a TWO-Way Approach To the specification of communication ' s roles in development two alternatives have just been added in search for opportunities for finecry construction: expansion of developmental communication models, and linkage of finose roles to overall models of national development. Such analytical condensation of key propositions on the subject constitutes, of course, only a first step towards establishing some basis to facilitate the construction of a theory of developmnental com- munication. The evaluation 9!: those propositions is, however, sufficient to supmrt the conviction finat theories 9; commnmication' s roles _ip_ 9e:- velmt cannot be fruitfully done 21.2 vacuum. They must be done ‘ withdirectmferenceEdetenminantfactosigfioverallprocessgf . |..illll ’1'. I n 57 general national development . The very correlatiois found between the two processes suggest the convenience of doing so. Unfortunately , with the probable and partial exceptions of Lerner" s models“I and of Fagen's model, no attempts appear to have been mated to also study fine effects of non-oomninication variables on the process of communication for development. I Therefore, the attention of the next chapter will be devoted to analyzing some such variables that conceivably exert a determining in- fluence hon developmental communication. N a Musharedesoibedinonapterv. CHAPTER V FACTORS AFFECTING THE ROLES 0F COI’MJNICATION IN DEVELOPMENT Basically, a nation must answer the great questions of human development in goneral--Who an I? What do I want to grow into?--in order to have a firm foun- dation for a oomnunication policy. (Wilbur Schramm, in Lerner arnd Schramrm, eds., 1967, p. 28.) The construction of a theory of developmental commmnication can- not best be attempted exclusively on the basis of what commica‘don does for development. ' Theothersideofthecoinis jnstas important: howdofactors prevailing in the development process affect commmnication as a process, influence the behavior of communication institutions (mass media or ofinerwise), and determine fine roles of communication in modernization. Thus, this chapter will deal with those phenoIena. Unfortunately , no formal and comprehensive set of interrelated propositions is yet known to endst about non-commnnication factors which determine the roles of connonication in national develOpment in general. A set of propositions have already been advanced by Pagen (1966) but they refer exclusively to factors which determine Elitical de- velopment in particular. Essentially, he proposes forr types of factors as determinants of communication patterns and use: (1) economic; (2) sociconltural; (3) political; and (H) historical. ‘ Among fine economic factors, Pagen stresses (1) the correlations oonputed, in multiple instances, beMen economic growth and communica- tion's advancement, (2) the financial restrictions finat impede many 58 ' 59 developing nations to reorganize and improve their systems of commi- cation; and (3) socioeconomic characteristics such as social structure, social mobility, norms, and predominant types of social organization. The sociocultural factors emphasized by Fagen are: (1) skills, such as literacy; (2) norms, such as those determined by values as egalitu'ianism in democratic societies; and (3) institutions, such as religion. The determining influence 9f politics on Wtim is “1335?," sed by Fagen (1966, p. an) in these terms: “ N! Noonewho is familiarwith the modernworldhastobe told that patterns of political communication differ greatly in ways directly attributable to differences in political organization and ideology. Finally, two historic determinants are nmnderlined by that author: (1) the nature of the colonial experience, and (2) the impact of certain leadership styles, say those of Castro, Roosevelt, or Hitler. He also lists other factors as innovative personalities; technological break- throughs; social upheavals and dislocations; and foreign influence and domination. Considerations a_s_the preceding ones should help make _c_l_e_a_r_t1'_ne_t_ o_ammnication does not serve exactly the same functions _ux_n£1_e_r_ gag}; 929. .11}. circumstances 9;: national development . Changes in the roles of it occur due to multiple determining fac- tors. In all probabilities, these factors vary from culture to calm. 'lheymayalsovm‘y, overtimeandinspace,withineachgivenculture. .‘ 'nneconplendtyofthosevaryinginfluencesisofamagnitude that precludes fronthis thesis an endnaustive and fully‘integretive malysisofflnem. Mstepecan,however,betakenhere: 60 1. To recognize the possibility that some of the universal roles of communication in development--the cross-cultural virtues-~pass through a modifying process governed by several patterns prevailing in each culture and emerge out of the process as specific functions operating in particular circumstances. Some of those universal roles may, however, remain constant across crltures and through- out diverse conditions within cultures. (Figure u) 2. To propose and analyze rather succinctly some of the main factors that, conceivably, determine :the nature of those modifications in communication ' s roles in develop- ment. Eight such factors will subsequently be described. (Figure 5) Political Philosophy In the art of governing countries , an age-old antagonism of ideas prevails: democracy versus autocracy, the government throngh reasonandbythemany, a80pposedtothemleofthefewarribyfcroe. Absolute types of either are perhaps hardly in existence. The existing \ types, however, seem more than sufficient to give raise to impotent differences in the roles of communication. A country governed under a democratic political philosophy should give commnication the main role of helping bring about consensus. Com- . munication media, then, will perform functions of carrying info'mation ‘backondfordnbetweentlwsevdnogovemandtlesemaregomrred, so as to secure that the majorities participate in decision-making on matta's of public interest and exercise civic surveillance over the . .mmmo counvmowgeabo mo mode Homagwg 93 mo meow £023 £9053 mmooeo wfixmwooe one. mo cowpmwcmmwawn oanhw: . e . www . “gooagoo Hmcowvmc En moao.“ m. cowfimodaeeeoo mo gas map E mcoflmofleece mfiqemfime 808mm same wfi so Ema: . m .mfi mwz$U mo ZOHHflmomn may cw ocm mOQSOm mop ca mafignsooo Anow>mcon soapmowcneaoo uroan mommaUOno mcflanICOHwHomo one cvwe mmmoono coawcowcneaoo ecu mo mownmCOflumHmmun.m .wwm H. ommmmcfl mw HQEMHHM .OHPMUMCJEEOU mmsmownv Homdmom mwmwanmo.m%m3 coflpomamm coHpmeHflyD Aamspummmo ww poEmuHm cowpmowcdano mmsmoocv compMLOQHOOCH coauommmm Lo cowpoooo xocmoomnm mpagfioaao seapoowppmmm mocmwon< cowpcmpmm seapomonmo umcz ondmooxm mnovosnpm pampcoo coflpoEomcoo cofiposoOpm Ea; Emmwsuzzzs: 2:2” 52:; 2:2” :55” 91 32% ea: - saga ”5e magma “as? $53; Egaéamwu: afi=§=§§§ engage—323.— 92 In fact, the process of sueteg-goneretion in oomunication can be said to involve two system: the source-system and the receiver- system. * In addition to the source and receiver systems, the process of conmunication involves the nessage-channel system. The process of commnication can be perceived as occurring, in time, between the occurrence of the decision-neldng process in the source-system and the occurrence of the decision-Belong process in the receiver—system. The decision-making process in the source-system leads to source functions of message production , distribution , and evaluation in the con- mnnication process . The source makes decisions on what to oomunicate to whon and what for. These are decisions on content, audience and in- tent. Subsequently, the source decides how and when to connnnnicate. These are decisions on method and are those which characteristically constitute the heart of the communication strategy. The methodological decisions involve message-production aspects—such as structure , treat- ment, quantity, length, etc. They also involve message-distribution and utilization aspects—such as opportunity and frequency and, of cones, aspects of selection and of ways of usage of the available channels. finally, they include—though not always—aspects of message evaluation, such as provisions for measuring the impact of the communi- cation. *Just as it is logical to conceive of the source as capable of involv- ing himself in a decision-making process for the active strategy of communicating (attempting to persuade), it is possible to conceive —of the receiver as able to use a decision-neldng process for the passive swam conmnicated (permaded or not persuaded). 93 The connunication process starts when the source attempts to implement the strategies he, has decided upon. The decision-making process in the receiver-system is typified .. ,by a function of selective nessage~consumption and by functions of either adoption or rejection of the message's behavioral proposition. The decisions pertaining to consumption involve aspects of exposure (including attention), perception (interpretation), and retention of the nessage . Subsequently to them, the receiver decides either to incorpor- ate* the propositions to his behavioral repertoire or to refuse them access to it. It is this terminal element of the receiver's‘will what shall-in final analysis--nnake effectual or render ineffectual the souoe's comunication attempt. The source and receiver decision-neking processes are perceived here as affecting the cormmication process . What the communicator de- cides prior to attempting to comunicate should determine , in part , how does he actually come to commnicate. The success or failure of that connmication act should also be determined, in part, by what the ea.- mmiqueedecides in relation to the message he received. an the other hand, the communication process should affect the decision-making processes. The adjustments that Sources do in their messages, as a cénsequence of feedback from the receivers, can be taken as one indicatori’cf that influence. *This incorpoetimnaycrnaynotbepemnannent. According to Kelman (1961), lasting incorporation would imply a process of internalization. Major antecedent conditions for it will be the congruence of the in- duced behavior with the receiver's value system, and the credibility of the source. 91+ Commnicafion research has dealt rather exclusively with vari- EDA-93. _i_n_n_ the communication process itself .* It has not dealt with the _n_atl__zre_ 9f the strategy decision-making processes that are perceived here _a_s_ mag following that commnication process.“ .N_o_r_ has at dealt with the interactive relationship suggested above as likely to exist between these two kinds 9_f_ processes. Systematic study of that process and empirical verification of such relationship would be beneficial for the commication activity in general. In particular, however, they would be very useful for im— proving the strnategies of commnication for national develoPmerrt. Develcpment Strategy , Communication Soetegr, and Their Relationship Devel_opment strateg is the set of general teleological and methodological decisions that form the basis for the total programming and the overall organization of changes in society towards the attain- hem: of a given state of modernity. Commmnication strategy is a set of decisions on what is .to be communicated to whom, when, what for, and how. Developmental communication strategy is, therefore, a set of decisions for commication behavior which are formulated as a direct derivation of a development strategy and in particular service to it . * To our knowledge, researchers have mostly worked with message and channel factors and with receiver or audience variables, particulmnly in terms of the effects of the former on the latter. Research specif- ically addressed to studying channel combinations is far fronn being well developed yet. Research on source and on receiver variables pertinent to strategic decision-making behavior seems yet unexisting. a 1"One reason fo' this may be the fact that these processes are obviously not amenable to direct observation, alfinough fine results are. 95 Theoretically, the relationship between development strategy and the conmmication strategy designed _t_g gain/fig, WEEM m- Thus, separating them is only a conceptual artifact to facilitate analysis . Ontheonehand, therecanbenosoeietyifthereisnocommn- ication. Thus, fine process of societal development can occur only throngh the process of commnication.* Consequently, designing a strategy to develop a country should imply, automatically, designing a concurrent strategy to communicate towards that end. Indeed , no sensible develop- ment strategy can occlude ccnconnitant communication provisions . As Schramm (1967, p. 31) puts it: . . . After the basic economic and political questions are deeieded--after a country decided how fast it wants to move, and what kind of national pattern it wants to de- velop toward-finen it faces a series of ongoing strategic decisions directly on communication use. On the other hand, a communication strategy designed to serve . a stategy of development is meaningful only if it fits fine prescriptions and attends the needs of that development strategy. Indeed, no sensi- ble communication strategy for development can be fornmlated in isola- tion from the general strategy finat governs finat development. As Davison and George (1961, pp. ln37-ln38) point out: In the absence of a clear national policy on any given issue, the communicator is in the position of a swimmer treadingwater justtokeepfrongoingnmnder, heisnun- able to soike out in any direction. Development by force is not impossible but, even in that case, commun- icationispresentintheprocessattheveryleastinthetransmission of the behavioral commands finat precede force-application or accompany it. *.—__a.q——.—e_.- ._ m-. _._. _— 96 _{n_ gym, _a_ny strategy o_f develoPment should "involve a concurrent and subordinate strategy of communication. That is, in a sense, equally valid for any society regardless of the level of develoPment at which it might be , of the goals it may have, and of the pace it may have set for its modernization. The notion, however, has a stronger applicability to the least advanced countries since they have the urge of achieving maximum deve10pment with minimmn delay. Lerner (1967, p. 316) says of them: They want to "catch-up" fast. Hence they need, first of all, a theory of economic deve10pment that clarifies what they want to catch up with. Then, immediately %, flneyneedacommunicationpolicythatshovshgg to catch up with what they want. Communication strategy, as it has been defined in this thesis, is aset ofdecisionsonwhatistobecommmnicatedtondnon, when,what for, and how. Ehtcept forthe 'Tnow," in the case of communication for national development, none of those decisions are made by communication special- ists. 'Dney are taken by policy-makers under the inspiration of subject. matter authorities and with the guidance of development suategists . 'Ihose political, technical, and planning officers appraise the situation, set the courses of action, and fix the priorities. Only then, as Figure 10 shows, are communication professionals called inuifthey ara-to aid in converting resolutions into operations, messages into behaviors, intents into effects, and plans into results. _In_n_ 9.125555%, therefore, communication _f_o_r_ develognent 93.3. o__arsmate 9: its 222. \ '1 An example is convenient to illustrate the situation. Say a governmentdecidestoinoeasethecomroy'sproducticnofwheatupto afivenperoentageinacertainperiodoftime. 97 .3 Op humwowmnom. mw gowns howurofim cowpmowdofieg Howey: nooao>mo m5 no.5 hoopgm “Cosmo.” o>oo Honocow 93 mo oocmooowuo 93 mo soapopcomwuommn: . ca . mm ... cow pogooo EzszEEE l|'|""-L my wwamwooom soapmowdsfieoo mpmwwmpgm .. umofiwsonflai u .. vooanoagoo msoxmvznzonnaoo hotmaTHUo 35m 98 That is a technical and economic decision that forms part of the overall national strategy of development. It is made by the leading political officers (policy-makers) following recommendations from the agricultural experts and the economics specialists (subj eat-matter au- thorities) andwifinflneconcurrenceofthegeneralplanningexperts (development strategists). The decision is passed down for actiomamong other sectors of the bureaucracy, to the county agrionltnnal extension agents (field operators). Itistheirjobtoimplementthesoategybyccmmmnicating directly with the farmers (the rural segment of the population) in .orderto (a) persuade themtOproducemorewheat, (b) teachthemhow todoso, and (e) helpthemobtainthematerialaidandflne financial assistance they might require to meet the goal. Ideally, those technicians should-in addition to mastering the content of the messages they are to transmit for implementing the stra- tegyubealsoconpetontintheonginewinngofmbernaviw. Inprac- tice, however, this is rarely ever the case since their college training provides them with knowledge on plants, soils, water, and animals but not with knovledge on how to influence human conduct. Ltigflflmtbmakingpointgfgngofleavo‘mflemlegge fifldfigfimmicationspedafistsareofiticaltgfilpmpfish Those specialists can assist the field agents in becoming effec- fivepersuadersandcompetentteacl'ners. Theycanteadnthemprocedures ondpmovidethem tools. Andtheycanfurther support the agents' east.“ ofinterpersonalcommmnicatimbyusingimpersonalonomnelsalsoandby cobiningtheovoofthom. ' 99 fimlevsleé mean, as. legitimate Eflsfim- ication strategi es as; 58291; . In fact, those commnication specialists will have to make, and help the agents make, numerous specific-«even minute—decisions on how to commnicate. Those decisions will depend considerably upon the souroe's in- tentions and upon the different characteristics of the audience, as it is stressed by Figure ll. . Some of the decisions will refer to the messages: their struc- ture, form, style, motivation, length, frequency, etc. Other decisions-«closely tied to the former ones-will be perni- nent to the channels: which means of transmission are more productive for what; which senscrial mechanisms are to be predominantly affected; what type of contacts (individual, group, mass) are most desirable for which specific purposes and which particular sub-audiences; etc. & _tln_c_n_§_e_ decisions , M ax: obviously neither agricultural . _nngg economic :_i_n_ nature, will determinenpartially but mug; Eug- gegsgfailureoithe technical andeconomic strateggfgflgfi mea- That influencing power has been stressed by several analysts of development. Pye (1963, p. 9), for instance, said: At both the domestic and the international levels , the process of modernization depends upon people receiving new messages, new pictures and images of what life can be, andlearningnewresponses tonewstimnli. 'Ihus , the choosing of given methodological alternatives to ac-_ conplish a developmental objective does amount, in fact, to strateg- mnaking. But these communication decisions are merely instrumental to _ .. -4 --.t.—....._,. -_ 100 .n . mowwoposww 538% HoucmEongoo mfipoaafiom mo $805 new CH mpcofioao mo coflumuecomwuown ooflflofimiéa .wwm 8HHmHmWBmH oocmnfime: 93 no omumgpm mo 385m F95 oH £0.33 .GOHpmoHnano m0 pagodagmo 93 CH 88.85 ngc kHHMHcmom m no carcass—flew mm. uomHEOHQ/mo HMCOHumo mo COHpoHfiomeu... mH .mHm NHwHHMHmmu I BEBEMQ A3 omCHEHmeoo mm pCmEQOHQ/mo COvaqHCQEbo mo oCo PCoEoon>mo HMCOHpoC m0 mezzo 5.39% m>HpmHEBU HmoHpmfioohmnn. :H .me pCmEoone/wm COHpmoHCsaabo Illlll pCoEQOme/ma HMCOHumz E: 5: £225 £2523 118 county would have to provide its own according to its intentions , re- solrces, and limitations. A special plan would certainly be needed, in each case. What is possible to do in this thesis is to briefly sketch ont a few concretewfinongh general and tentative-Jsuggestions as an initial reference for whichever government might happen to become interested in fine enqneriuent . Condensed as a derivation of the discussions carried in the pre- ceding pages, those recomnendations for action are fine following: 1. The develOpment of nations demands fine development 9_f__ commn- ications. Thus, the general ststegy 9: modernization must include _file particular comunication strateg that is. subsidiary but crucially inst-mental to 23F.- Bssentially this implies: a. Pronoting awareness of fine significance and roles of coun— ' munication in development among key decision-makers: political leaders , planning specialists , technical inn-t plementers, and administetive and financial officers. b. Incorporating comunication provisions to the overall policies and plans for national development , along wifin giving cornunication stetegists an Opportunity to con- t°ibute to top-level decision-making on modernization. c. Allocating-«as an investment more than as a consumption propositionuspecific funds for comunication develop- mentinascalethatrealisficallycorrespondstofine magnitude and urgency of the general developuent projects. 2. 119 Temporarily intensified communication development _ca_1_n _ac_t_ as; _a_ asrful facilitator and accelerator _o_f_ overall modernization _a_rd, gs: such, 31; deserves g gig; priorig until 2;; £53 subsgantiallg 1.3M _t_g nobilize _a_ coun1_:_r_y towards its sustained m. Essentially, this implies: a. b. C. 3. Amelliorating the communication uechanisms and raising fine coumlnication standards within the government, among the people, from fine government to the peeple, and from the peeple to fine government . Improving and eXpanding whatever communication institutions exist-mass nedia, interpersonal, and canbineduand estab- lishing, wherever needed, nnew and more efficient ones both through government action and by private initiative . Making a special effort to modernize and vitalize commi- cation for rural developueunt since, in most developing conntries, the economy is chiefly agriolltural and the . majority of the population lives in the farm areas . Adgguate w and financial support are necessary but not sufficient conditions to generate communication ' a development . Thus _a_ m _a_u_nd_ sizable effort is reguired 1:2 indoctrinate and capacita'te those mwhgggtgbg assw’ d the responsibility gitansforming fine coununication m 93 an M state. Essentially, this iuplies: a. 'Itaining people-whom in government and in private institu- tions, and at different levels--in fine art and science of engineering innovative hnunnan behavior through persuasive 120 b . Investigating--befcre , during , and after modernization actions take place-mwhat factors in the source, the nessage, the channel, and the receiver in the communi- cation process are post critical to the deth process . c. Producing and distributing visual, oral, and written materials adjusted to fine different audiences and the diverse objectives involved in fine developmental work, and chiefly. designed to buttress thefigeffort and inpact iof the field change agents . I I Cominnication specialists may wholeheartedly subscribe to notions as those just sketched. But they are not the ones able to turn them into consequent actions . It is up to fine statesmen themselves-the nen endmed with the power to set the course of nations-to decide whether or not finey want to make communication the main springboard of modernization. Voting foroneortheofinermayueanthedifference between achievingfinedreamofnodernityorlmnguishinginfiedespairof stagnation. \ flotation: for Research Research on communication for development is at its infancy. That is not surprising since research on general communication is itself probably no more than a quarter of a century old. Neverfineless, significant advances have been done in bofin areas inthelasttenyearsorso. 0n fine one hand, general connunication research has accumulated 121 a considerable volume of findings on certain fields of inquiry. an the other hand, research on develcnpmental commnication has been started and some of it is taking place in the developing counties ‘ finemselves. TWO tasks are now urgent. One is to define to which degree the findings of general con- munication researchnmostly conducted in the United States of America-- are (l) useful in relation to development situations, and (2) cross culturally applicable. The other task is to increase, systematizepand coordinate re- search on developmental communication , looking-in the long run—for general principles of cross-onltural applicability and—in the short run—for differential generalizations resulting fron variations in onltnual circuustances. The intensification of research on developmental communication requires to put together the theoretical proposition existing, for in- g stance, abouttbezolesofcommicatiminnodemizatimandaboutde- velopxental comication stategies . They need to be stuctured and integrated so as to add up to a body of testable statements . As a step in that direction, the propositions on coummication's roles have been preliminarily coupared and evaluated in finis finesis. The propositions on strategies—the few available finrough rather recertcontibutionsofsdnolarsonchasSchromn, Lerner, Pool,andPye- havenotbeenreviovedinthisfiesis sincefineyliebeyondthescope of it. Ituustbekeptinmindfinatfineneedendstsnotonlytostudy theways invinichcoumnicationinfluencesnationaldevelopment. 122 It is also necessary 39 understand which factors prevailing in societies undggoggg’ modernization affect _t_h_e_ fungigg and Mo: develop;- mental comunication. While all finat articulatory and clarifying work takes place, de- velOpmental communication stetegists must make as uuch use as possible of whatever empirically-based information already exists to light up their road. Apparently, nuch of what can be useful for stategy formulation refers to uessage variables. Also, research has yielded certain types of information on channel variables , especially in reference to relative effectiveness of media annd to mass media exposure. Aparfiallistofareascoveredbyfinoseldndsofreseardnes— finegreatermajo-ityofwhichwerenot cononcted indeveloping countries— includes the folloving: l. The relationship between conunmication-induced cog- nitive dissonance (and cognitive balance) and atti- n tude onange. . 2. The effects of order of presentation in persuasion. 3. The effects of one-sided versus two—sided uessages. In. The effects of implicit versus explicit conclusions in uessages. 5. Tleinfluenceofsomcecredibilityontheacceptance or rejection of uessages. 6. The impact of psychological selectivity processes on exposure, interpretation, and retention of nessages. 7. The effects of personality predispositions in fine response to persuasive coununication attennpts. 123 8. The effects of group pressure and of social ap- proval and disapproval on the response to per- suasive communication attempts . 9. The effects of fear—appeal in conmnnication. 10. The roles of "Opinion leaders" and of "gate- keepers" in the diffusion of innovations and in the distribution of news. Research on diffusion of innovations is one of the most active and productive areas of social investigation today. An important pro— portion of it is taking place in developing countries thanselves . Mich ofits findings isofdirectrelevanoe fordevelopuexrtalconnmication strategy." It is apparent from the list that an appreciable volume of scien- tific information is already at the access of developmental communicators. Part of that information may have only a limited applicability to the situation of developing nations. But rmch of the data can be fruitfully used by many of them. 1:93, as pointed _o__nr_t_:_ b___e_fgrg, _i_._1_:_ 1:5. indispensable t_o_ increase 2?. 33% research specifically directed 32 problems _o_f_ communication in mdernization. ll _i_s_ necessgy _t_o M concrete situations in _spe_ci_f_i_<_:_ developing com-nudes _i_n;n_ m t_o_ find, clearly and precisely, how _cgn commnication best 5% development. ‘ i ‘ lnfact,itisverylittlewhatflnoseconmtrieslomabout sauces, messages, channels, receivers, and effectsin the developmental *For a comprehensive and interpretive sunmary of more than 500 studies in this area, see Rogers (1962). 121} oomunicafion process . These are, briefly, some areas where research is clearly needed: 1. 3. 5. 7. What are the attitudes of field change agents towards their communication responsibilities and how can their commi- cation skills be inproved. What are the attitudes toward modernization on the part of the owners and staff of nedia institutions, and what is the nature of the communication decision—making processes of both. What is the nature of the content of mass media messagesin relation to the develognent activity . Are the press and the radio, for instance , contributing significantly to the oc- We of social change? Which message and channel strategies are most effective to persuade which types of audiences in favor of the attain- ment of which specific developmental objectives . In “particular, which ‘massage strategies are likely to be most productive in persuading the nncst conservatives sectors p: the elites in power to yield in favor of change. Inpar'ticular, what combinations of mass media stregies with interpersonal communication strategies are likely to be of highest impact in modernization. For instance, research on @rediofonmshasmadeastartbutreqnfiresfmther systematization and rigor. Which of the channel and message strategies successfully utilized in Conmnist regimes can be applied to denocratic developing societies and which are the adaptations required to do so. 125 8. What can be done to improve the nature of indices of communication development beyond the level of census of physical facilities and of measures of simple audience's exposure to mass media. V 9. How can traditional modes of comunication, such as folkloric plays , p0pular songs , and puppet shows , can be adapted to serve the modernization efforts . 10. Which are the specific roles of mass media and of interpersonal channels in the attainment of char- acterological (personality) change in general behavior. ll. How do audience sectors actually differ in terms of "consurratory" versus "instrumental" consnnuption of messages. . 12. What is the nature of the relationship between the develOprrental comunication processes and the de- cision-maldng processes (in the source and in the receiver) that precede and follow, respectively , that comunication process. The more conceptual construction and empirical verification advance, the less renote should appear the possibility of arriving at a broad and fertile theory of developnnental coununication. ‘Ihecloser'dnattheorycorestoexisting, thelesswillcommn— ication for develOpnent be a gene of guessing and risking, an enter- prise of trial and error. l.—‘u—'-‘¥-" '4 .. — . 126 And the nore developmental commication becomes a key activity supported by scientific knowledge , the greater will. its impact be in helping millions of human beings, all over the world, to attain- throngh noderrnity»tlne dignity, happiness , and prosperity they deserve. ##i‘ a m’>4---_ 0 BIBLImRAPI-N Almond, Gabriel A. and James S. 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