PROFESSIONAUZATION AND THE MiCHlGAN FEDERATION 0F TEACHERS: AN ANALYSIS OF ACTWITEES AND STRUCTURE Thesis for the Degree of Ph. D. WCHlGAN STATE UNWERSITY DAVID H. ROAT 1968 LIBRARY " Michigan State University 3 1293 10406 MW\\Mthtutmumutttttgxtmt k” This is to certifg that the thesis entitled Putnam-luau all the mom 1'th 6 mm: Ann-1313 at menu.- and Structure presented bg David madam has been accepted towards fulfillment of the requirements for M— degree in m We Major professor DateJn-JQdfiéfi— 0-169 ABSTRACT PROFESSIONALIZATION AND THE MICHIGAN FEDERATION OF TEACHERS: AN ANALYSIS OF ACTIVITIES AND STRUCTURE by David H. Boat The major purpose is to investigate and evaluate the activities of the Michigan Federation of Teachers (MFT). Central to the evaluation is an attempt to assess the extent to which the MFT concerns itself with those issues central to the improvement of the teaching occupation. In an attempt to establish those categories central to the improvement of occupations, teaching was examined from the perspective of occupational status. Three general criteria central to the ranking of occupational status, economic factors, prestige, and social power, were applied to teaching. It was concluded that prestige and income as status factors were closely related to an occupation‘s social power, and that teachers have failed to see occupa- tional status as basically a power problem. Teachers have failed to organize politically to push for occupational authority, control of training, or increased compensation. The professional model and the professionalization process were examined from a sociological perspective. Interpreted as a group effort to raise occupational status, the professional model was found to offer a program of David H. Roat occupational organization that incorporated those criteria central to the improvement of occupational status. Categories central to the analysis of professionaliza- tion in the MFT were formulated as follows. (1) Political agitation aimed at elimination of substandard certification, higher standards, and attempts to gain occupational control over certification. (2) Political agitation for higher accrediting standards and practitioner control of accrediting. (3) Agitation for teacher autonomy. (A) Political agitation for improving the welfare of teachers. (5) Support and initiation of programs designed to advance public education. (6) Efforts to establish a legally supported organizationally enforced ethical code. The history of the MFT from 1934 to 1967 was examined, followed by an analysis of professionalization in the Federation. The study concluded that the MFT is a profession- alizing organization in the following areas. (1) The MFT record reveals an understanding of the use of political power as a means of achieving organizational goals. The Federation has approached teacher problems on a statewide basis, seeking legislation to enable the effective use of organizational power on the local level. (2) The MFT has systematically avoided programs that threaten teacher autonomy. It has displayed a legislative program aimed at extending and guaranteeing teacher autonomy. (3) The ‘- v‘-‘ David H. Roat MFT has pursued programs aimed at improving the present welfare and status of teaching as an occupation. (A) The MFT has used its energies to support programs aimed at improvement and reform of public education. It was concluded that in the following areas the MFT has failed to display professionalization in its activities and structure. (1) The MFT, in spite of consistent efforts to maintain existing certification standards, has failed to display programs directed toward eventual occupa- tional control over certification. (2) The MFT displays historically little concern for securing higher accrediting standards for training institutions or for the establishment of a practitioner controlled accrediting association. (3) The MFT has directed little attention to the formation of a code of ethics. With the exception of its exclusion of administrators, there are no meaningful membership restrictions. structurally, the MFT is organized too loosely to enforce policy decisions or discipline locals on issues central to any statewide power approach to teacher problems. (A) The MFT has failed to focus attention upon specific aspects of the service ideal as they relate to the individual client. The MFT provides few educational services and engages in no research geared to improving classroom operations where they directly affect the student. PROFESSIONALIZATION AND THE MICHIGAN FEDERATION OF TEACHERS: AN ANALYSIS OF ACTIVITIES AND STRUCTURE By _‘\ David H. Roat A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Secondary Education and Curriculum 1968 ACKNOWLEDGMENTS Sincere thanks are extended to Dr. Frank H. Blackington for his encouragement and thoughtful criticism, to Dr. Ann G. Olmsted, and to other members of the doctoral committee, Dr. J. Geoffrey Moore and Dr. Charles A. Blackman. A special thanks to my patient wife, Shirley, and to my understanding parents, Jack and Anne Muir, who have made so many things possible. ii TABLE OF CONTENTS Page ACKNOWLEDGMENTS . . . . . . . . . . . . . ii Chapter I. INTRODUCTION . . A. . . . . . . . . 1 II. OCCUPATIONAL STATUS AND THE PUBLIC SCHOOL TEACHER . . . . . . . . . . . . 6 Prestige as a Criterion of Occupational Status. . . . 7 Income as a Criterion of Occupational Status. . . . . . 18 Social Power as a Criterion of 9 Occupational Status .- . . . . . . 21 Conclusion . . . . . . . . . . .' 33 III. PROFESSIONALIZATION AND PUBLIC SCHOOL TEACHING. o o o o o o o o o o o 36 The Professional Model . . . . . . . 36 Professionalization . . . A7 The Professional Model and the Teaching Occupation . . . . . 52 Problems in Professionalization . . . 62 Summary. Categories for the Evaluation of Professionalization in Teacher Organizations . . .- . . . . . . 71 IV. AN ANALYSIS OF PROFESSIONALIZATION IN THE MFT 19314-1967 0 o o a o o o o o o 76 Control of Entry . .. . . . . . . . 77 Teacher Autonomy . . . . . . . . . 87 Teacher Welfare . . . . . . . . . 112 The Service Ideal. . . . . . . . . 120 V. SUMMARY AND CONCLUSIONS. . . . . . . . - 142 Suggestions for Further Study. . . . .. 1&9 APPENDIX . . . . . . . . . . . . . . . 151 BIBLIOGRAPHY . . . . . . . . . . . . . . 170 iii CHAPTER I INTRODUCTION Education in the United States is largely a function of state and local government. This fact emphasizes the need for strong teacher organizations at the state and local level, associations responsive enough to be able to speak for teachers. There is a surprising absence of studies on the structure and activities of state educational organiza— tions. This is unfortunate as the importance of teacher action on the state level is likely to increase. There has been a definite trend in the direction of state rather than local determination of certification, minimum salaries, tenure, retirement, and all aSpects of the educational enterprise. This transition means that strong state teacher organizations are more important than ever before. Lieberman noted that with the exception of two surveys con- ducted by the National Education Association in 19A7-19A8 and again in 1951-1952, studies of the operations and activities of state associations were scarce and out of date. To this writer's knowledge, there has been no research done exclusively on state affiliates of the American Federation of Teachers (AFT). Examinations of the AFT have centered upon the national organization almost exclusively, with little attention paid to state activities. Many of these investigations have been highly critical, con- demning the AFT for too much attention to teacher welfare and the protection of incompetent teachers. Traditionally, the AFT has been criticized for its relationship with organized labor.1 Teachers have refused to Join the AFT and its affili- ates for numerous reasons. It has been charged that as public employees, teachers should not affiliate with any segment of the population on the grounds that such affilia- tion would compromise teachers in their daily work. It is said that teachers cannot have it both ways. They cannot have professional status and the respect that goes with it, and at the same time demand the right to act like a union. The strike, associated with labor affiliation, has been deemed unprofessional by many educators who claim that the distinctive character of a profession is its primacy of concern with client welfare. The professional, it is claimed, cannot withhold his services without violating professional ethics and public trust.2 lMyron Lieberman, Education as a Profession (Engle— wood Cliffs, New Jersey: Prentice Hall, 1956), p. 275. 2Paul Woodring, "The New York Teachers Strike," Saturday Review, May 19, 1962, p. 52; Margaret E. Jenkins, "American Teachers Their Rights and Responsibilities," PTA, September, 1952, pp. 2-3. I! I It is the purpose of this study to~investigate and evaluate the activities of one AFT state organization, The/ Michigan Federation of Teachers (MFT). Hopefully, the results of this study will contribute to a broader under- standing of union goals and activities. Central to the study will be an attempt to assess the extent to which the MFT has concerned itself with those isSues central to the improvement of the occupation. Whether those anti- professional charges traditionally leveled against the AFT as a teachers' organization are valid on the state level, and whether they are valid at all, in fact, must necessarily play a part in this study. Hence, central to the investi— gation is the establishment of the criteria to be used in the evaluation. In Chapter II, the concept of occupational status is examined. Few things are as important to a person as the status of his occupation. PeOple tend to identify them— selves according to their occupation, which has become the main basis for ascribing status to people. It has more and more come to be assumed that the occupational label is a fair index of ones' intelligence, ability, and acceptability. The influence of occupational status on practitioners of an occupation is both pervasive and fundamental, for it affects who will enter an occupation as well as what specializations they—will seek. Through an investigation of the occupa— tional status of teaching and those attributes which determine and affect occupational status in general, the problems central to occupational advancement can be clari- fied. This is important, for the majority of teachers have ignored certain ideas and practices because they were supposedly associated with lower status occupations. This same majority has been guilty of accepting uncritically other practices because they have been associated with high Status occupations. It becomes important to any evaluation of an occupational association that those factors which are, in fact, central to its improvement are clarified, examined, and utilized.3 The widespread attempts of groups, like teachers, to professionalize their occupation illustrates the importance of occupational status. The concern of the teaching occu- pation to professionalize itself may be regarded as a group effort to raise status. In Chapter III the concept of profession is examined. It is assumed that the professional model offers the best standard for the improvement of the teaching occupation and that the further professionalization of education would be desirable for public education as well. A model of the profession and the professionaliza— tion process, based upon sociological literature, is explicated. Those categories which ought to be of central concern to a professionalizing association are developed. These criteria will form the basis for the evaluation of 3Theodore Caplow, The Sociology of Work (Minneapolis: University of Minnesota Press, 1953), p. 31. the MFT. Also in Chapter III, those conditions in educa- tion and society in general which necessitate qualified application of the professionalization model in the evalua- tion of the MFT are noted. In Chapter IV the categories of professionalization provide the basis for an analysis of MFT activities from 193A to 1967. In Chapter V the analysis of professionalization in the MFT is summarized and concluded. CHAPTER II OCCUPATIONAL STATUS AND THE PUBLIC SCHOOL TEACHER The studies of occupational status in the United States have been too meager to allow any broad generaliza- tions about the occupational status of the public school teacher.1 There is not only a lack of specific informa— tion on teaching, but also a lack of comparable informa— tion on other occupations. For these reasons the approach taken here cannot attempt to reach definite conclusions regarding the occupational status of the school teacher. An attempt will be made to examine public school teaching in terms of its relationship to a number of isolated key factors central to the determination of occupational status. Teaching, like every occupational group, is concerned with improving its relative status. Through analysis of the present relation of teaching to the major status vari- ables, it will be possible to establish those areas within the occupational structure of teaching which must be dealt with by organizations representing teachers if the general improvement of occupational status is to occur. 1Ronald G. Corwin, A Sociology of Education (New York: Appleton-Century—Crofts, 1965), pp. 217—218. 6 Occupational status for the purpose of this investi- gation will be defined as the social location of an occupa- tion within a system of human relationships. Gross dis- tinguishes three criteria used to rank occupational status: economic factors, power, and prestige.2 For purposes of examination, these general criteria will be considered separately. However, it must be kept in mind that these criteria are closely inter-related. Economic position is often connected to power, and enough wealth may be able to buy prestige. As this brief examina- tion will show, high rank in one area does not imply an equally high rank in another. Furthermore, there is no accepted technique for weighing these different components of occupational status. Thus there is much room for reasonable disagreement concerning the relative influence of the different factors that determine occupational status. Prestige as a Criterion of Occupational Status Prestige is a major component in the status accorded an occupation. Prestige is an attitudinal phenomenon, and has been defined as the ranking of an occupation in terms 2Edward Gross, Work and Society (New York: Thomas Y. Crowell, 1958), pp. 99-101. The general framework for examining the occupational status of the teacher and the criteria used are based on categories explicated in Chapter Four, "The Occupational Status and Authority System." The differentiation follows that of Max Weber, and is used by Gross basically as suggested by S. M. Lipset and R. Bendix in "Social Status and Social Structure: A Re-Examination of Data and Interpretations: I." The British Journal of Sociology, 11 (1951), 150-168. of the amount of deference and honor people in society accord to it.3 Key factors in the determination of occu— pational prestige include the non-occupational factors of kinship and family affiliation and ethnicity. Occupa- tional factors include the industry in which the occupa— tion is practiced, sex composition of the occupation, and occupational stereotypes. Non-occupational Factors Ethnicity and race, while they confer status in their own right, are of greatest significance because they have the ability to depress other status determinants. Unless a man is white, his status is severely limited. Available research on the race composition of the public school teaching force does not seem to imply that the occupation as a whole suffers from over identification with a minority group. In 1960 only around 10 per cent of the total public school teaching force were non-white. While in the South 22 per cent of the public school teachers were non-white, elsewhere in the nation only four per cent were non-white.5 Kinship and family affiliation undoubtedly play a role in the over—all occupational status, for they may con? fer an increment of status in themselves. One is born with ancestors and with them accrue certain advantages or 3Gross, p. 102. uIbid. 5Myron Lieberman and Michael H. Moskow, Collective Negotiations for Teachers (Chicago: Rand McNally Company, 1966), p. 23. disadvantages and responsibilities. It is difficult to generalize from the studies that deal with social class origins of teachers, for such data is not extensive. Those studies that do exist deal with a given population of teachers and are not definitive. An analysis of social class origins of teachers in Detroit and Texas, for example, failed to provide any conclusive results. The occupational grouping of fathers of the teachers studied in Detroit revealed less than A0 per cent were in the pro- fessional and white collar group while slightly over A0 per cent were in the skilled and unskilled labor group. The Texas study found that teachers in that state came from predominantly middle and upper-middle class homes. Recent studies seem to indicate that teachers are coming more and more from lower income groups, though the proportion from unskilled laboring families is still below the proportion of such workers in the population.7 It cannot be inferred that teaching is a low status occupation merely because many teachers are from the lower and lower—middle classes. Although studies on social class in the United States vary in the number of social classes they posit and the criteria they use for 6Lindly J. Stiles, ed., The Teachers' Role in Ameri- can Society (New York: Harper and Brothers, 1957), pp. 13-141. 7Martin Mayer, The Schools (New York: Harper and Brothers, 1961), p. 19; Patricia Sexton, Education and Income (New York: The Viking Press, 1961), p. 229. lO determining class position, they usually have a social class breakdown that puts the majority of the population in the lower classes. It follows that an occupational group as large as teachers would be forced to recruit some of its members from the lower classes. However, it is still difficult to reconcile the belief that public school teaching is a high prestige occupation with the almost complete absence of teachers from above the middle class in American society.8 Leading sociologists have concluded that teaching is viewed by many as a major avenue for social advancement, rising one out of the social class into which he was born. This conclusion is congruent with the Warner study, regarded as the most authoritative on status systems in the United States. In a study of three communities in various sections of the country, it was concluded that the majority of teachers were regarded as belonging to the middle class at the time they were teaching. The general pattern of results from this study support the thesis that teachers are recruited largely from the top of the lower half of the population (in terms of the social class hierarchy devised by the Warner group) and that teachers are frequently socially mobile individuals who have moved upward a notch in the status hierarchy.9 8Lieberman, pp. A65—A66. 9W. Lloyd Warner, Robert J. Havighurst, and Martin B. Loeb, Who Shall Be Educated? (New York: Harper and Brothers, 19AA), p. 100. 11 The result seems to be that a great many of these socially mobile people who are attracted to teaching become confused as to whether others will react to them as members of the class from which they come or toward which they see themselves moving. This uncertainty is exhibited in a number of ways. In terms of class orientation Sims has found that in certain vital matters teachers have a class outlook similar to that of upper income groups and quite unlike that of urban labor. A comparison of teachers' attitudes with those of other occupational groups reveals that teachers are 71 per cent "conservative." At the other extreme, only A per cent of teachers were found to have "radical" attitudes.lO This uncertainty concerning status is in part due to, and also contributes to the lack of any clear—cut theory of lay-professional relations as well as any consistent attitude toward intraoccupational relations. This situa- tion has been used to explain in part the willingness of teachers to allow the community to define the role of the teacher.11 10V. M. Sims, "Social Class Affiliation of a Group of Public School Teachers," School Review, September, 1951, P. 59. ll Lieberman, pp. A67-A69. 12 Occupational Factors A significant occupational factor in the prestige of an occupation involves the industry in which the occupation is practiced. In England, high status has been attached to land ownership. Due to the supply of land in the United States, this has not been a factor. Rather prestige has been associated with involvement in heavy industries such as shipping, steel, railroads, and the great producing firms. There has been little prestige attached to contra— band activities or those associated with them such as brewing.12 Government service in the United States~has tra- ditionally lacked prestige. This is in part due to the Jeffersonian tradition which saw little or no special training or talent needed for government positions. Civil service employment in the United States compared to France or England, also lacks prestige.13 In general, there has been little status attached to intellectual and artistic pursuits in the United States}!4 A number of explanations may be offered for this situation. In part it may be due to the egalitarian Jacksonian tradi— tion, the materialistic interests of the country, and more recently the growing disillusionment of many with the braintrusters typically associated with the New Deal. l2Gross, p. 108. l3Ibid. luIbid. 13 This fact can also be attributed in part to the lack of any common intellectual or artistic tradition in this country. While there appears to be no research that would indicate that the prestige of teachers is definitely lowered by its being public in nature, it is worth noting that in general, public service does lack the prestige of private employment. The degree to which this condition is based upon the traditionally lower pay of public ser- vants is also open to future questioning. In 1965, women made up 65.5 per cent of the total teaching force.15 This fact is a major barrier to the prestige of the public school teaching occupation. Until there is a cultural revolution concerning the role of women in society or until male teachers become more numerous, the prestige of public school teaching will suffer.16 Caplow summarizes the general condition of occupa— tions in which women dominate quite well. First, such an occupation is one in which employment is short term and in which the gain in skill through continuous experience is slight. Due to the attitudes which deny authority to women, such occupations are those which do not involve the subordination of men to women. It is also a 15 16 Lieberman and Moskow, p. 2A. Lieberman, p. 242. 14 characteristic of womens' occupations that they cannot be monopolized. Even if these occupations require substantial training, such as education, in the absence of qualified personnel, untrained people are substituted. Well organ- ized occupations have been able to prevent the entry of women. Much of teachings' unorganizability is due to the majority of women who, because of their discontinuity of employment, their indifference or even open hostility to improved occupational standards, hinder the development of strong educational leadership. The fact that teaching in the public schools is regarded as a womans‘ occupation undoubtedly not only affects income level but also the social power associated with teaching.17 Another indicator of the general prestige of teaching is the stereotype offered in popular literature. While such examinations must be qualified, they do offer one measure of what people think about teachers. Studies con- ducted into the image of the teacher as presented in American literature and the Broadway theater do not present flattering portrayals. An analysis of the characterization of American teachers in Broadway plays, 1920-1950, found that 68 per cent of teachers were represented as malad- justed, 37 per cent as suffering financial problems and 33 per cent as sexually frustrated.l8 Examinations of the l7Caplow, pp. 245-2A6. 18Michael Belok and Fred Dowling, "The Teacher Image and Teacher Shortage," Phi Delta Kappan, XLII (March, 1961), 255—256. no. 15 teacher image in American literature reveal similar results. Male teachers are seen as solitary, effeminate, and im- practical. Women were seen as sexless. While teachers are often described as having admirable qualities of character or personality, they are pictured as passively resigned people, regarded with pity and/or condescension and ridicule.19 Even the most qualified generalizations from such studies point to the need for teacher organiza- tions to direct their energies toward improvement of the mass media image of the teacher. Such stereotypes are difficult to reconcile with any favorable concept of teacher prestige. Methodological Problems While a poll can determine the rank prestige of an occupation in relation to others, there are numerous prob— lems involved in the ranking of occupations. One is the great number of occupations. The Dictionary of Occupa— tional Titles lists over 35,000. Attempts to solve this situation by grouping similar occupations is questionable in any investigation designed to rank all occupations. In addition, one is faced with the problem of how occupations ought to be grouped. Should teachers on all grade levels be classified together? Another problem is that paper and l9Edna Lue Furness, "The Image of the High School Teacher in American Literature," Educational Forum, XXIV (May, 1960), “57-464. 16 pencil answers may not correspond to peoples‘ actual behavior. One of the problems, Lieberman concluded in his study of the various occupational scales, is the tendency of each occupational group to overrate its own status. Studies from selected social classes must also be viewed carefully, with care taken not to generalize more than the actual study population warrants. One research report, sampling the attitude of students toward teaching as a career for men, concluded that men teachers were associated with wisdom, intelligence, and cultural activities. In compari- son to other occupations, teaching was seen to rank in many ways above engineering, sales managers, and personnel directors. Careful generalizations must be drawn from research such as exemplified by this study. It represents a highly selective sample and raises the issue of just how many of the students replied in a manner they felt they ought to have replied.20 There is a great deal if inconsistency in the atti— tudes people have with respect to the status of teachers. Terrien found that over 95 per cent of respondents classi— fied teaching as a profession. When these same subjects were asked where teaching ought to rank on a list of 20Donald D. O'Dowd and David C. Beardslee, "The Student Image of the School Teacher," Phi Delta Kappan, XLII (March, 1961), 250-254. l7 twelve vocations in terms of salary, less than 33 per 21 cent chose the professional classification. Reviewing significant studies on the social status of teachers, Groff concluded that there was a great deal of difficulty fitting teachers into widely accepted social status scales. This fuzziness was attributed to the pro— fessional label. Teachers seem to be regarded as middle class professionals because of their training and widely verbalized commitment to social purpose, yet all ranked near the bottom of accepted professions in terms of prestige.22 Apparently teaching, in terms of the prestige factor, ranks somewhere between the highest and lowest occupa- 23 tions. Major drawbacks to prestige center upon the abnormally high percentage of women who make up the teaching force, and the fact that teaching appears to attract a great many people who enter the occupation as a means of movement into the middle class. Both of these factors are unlikely to change until the occupation itself is able to exert some measure of control over entry into teaching. 21Frederic W. Terrien, "Who Thinks What About Educa- tors," American Journal of Sociology, LXI (September, 1953), 115. 22Patrick J. Groff, "The Social Status of Teachers," ;fl£@rican Journal of Sociology, XXXVI (September, 1962), 20-25. 23National Opinion Research Center, "Jobs and Occu- Pations: A Popular Evaluation," Opinion News, IX (September 1, 19A7), 3—13. 18 Income as a Criterion of Occupational Status Economic factors are a major category in the deter- mination of occupational status. Whether one is employed or owns his own business as well as the source and size of income are all important factors. Generally speaking, the greater the wealth associated with an occupation the higher its status. Income is of added significance in that money can be converted into prestige and power. Ideally it would be desirable to compare the economic status of the teaching occupation with other occupational groups. This, however, is not possible due either to the lack of data on certain aspects of teacher welfare or the lack of data from comparable time periods. This same problem exists for data on other occupational groups. Because of this factor, the discussion will focus on teacher compensation and problems associated with income advancement. From a salary standpoint, teachers have increased their relative economic status in the 1960's. Instruc- tional salaries since 1958 have increased slightly faster than the national average for all employed persons in the United States.2u 2“Research Division, National Education Association, Economic Status of Teachers in 196A-l965 (Washington, D. 0.: National Education Association, 1965). 19 However, as salary levels rise in teaching, so does resistance to poor teachers, across the board raises, and tenure. The public cannot see any relationship between tenure and child welfare. Rather they view tenure as a move to provide security, not improved or more effective teaching. This results in an increasing unwillingness to pay teachers.25 Tales of inadequate teaching have resulted in demands that something be done to discriminate among teachers. Most groups, including teachers, argue that superior teaching ought to be rewarded and lament the fact that the only route for a teacher to improve financially in educa- tion is to go into administration. The issue of merit pay, however, is a confused one.26 A major problem is the inability to define what good teaching is; a second problem concerns the issue of who will do the evaluating. Teachers are opposed to being evaluated by administrators, who they claim would tend to keep merit advances at a minimum in order to save the school district money. In addition, teachers claim across the board raises are the only way of achieving tax funds for salaries and‘ that tenure is essential to good teaching. 25James M. Cass, "How Citizens Look at Teacher Tenure," School and Sociepy, LXXXVIII (October 8, 1960), 3A7. 26 Jean Dresden Grambs, Schools, Scholars and Sociepy, Foundations of Education Series (New York: Prentice—Hall, 1965), pp. 151-152. 20 In spite of these problems, and the fact that many people are willing to become teachers even when they could make more money in another occupation, it must be recog— nized that in a society which places a high value on monitary rewards teaching cannot become a high occupation while financial rewards are low. An automotive worker who can afford a better home, auto, and clothes is not likely to accord a higher status to teachers than to auto workers. The fact that many teachers engage in "moonlighting" by accepting employment in low status occupations also helps lower the status of teachers as a group. Relative to the amount of training required, the standard of living which teaching provides still remains low. For seventeen occupations which required a bachelors' degree or higher for admission to practice, the average earnings in 1958 were $8,516.00 for those with four years of college. For all public school teachers with four years of college the average earnings were $3,827.00.27 Many believe that teachers will get higher salaries if they first raise their status. While status and com- pensation are interdependent to some extent, higher status usually follows rather than precedes higher compensation.28 27T. M. Stinnett, The Profession of Teaching, The Library of Education (Washington, D. C.: The Center for Applied Research in Education, 1962), pp. 56-57. 28Lieberman, p. A70. 21 Occupational pay is frequently a power phenomenon. This power expresses itself in various ways. A service in high demand or one that has an emergency character to it is in a position to demand more money than those whose services can be postponed. The power of a practitioner to control his income depends on the rarity of the service and his market position. These factors are affected by the nature of the training period as well as the degree of con- trol over entry the occupation has. A major cause for the differences in income that teachers often fail to recognize is that society, like any person in it, will pay as little for an activity or service as possible. Therefore the reward for an occupation depends, at least in part, on what society can be required to pay. It is for this reason that pay is frequently a power phenomenon.29 Improvement of teacher status by raising compensation can be accomplished only if teachers focus more of their energies on this issue from a broad occupation- wide approach. Social Power as a Criterion of Occupational Status The third general criterion of social status is social power. In a broad sense, power refers to the ability to control behavior. High status occupations are those whose practitioners control the behavior of others, 29Gross, p. 121. 22 low status occupations are those whose practitioners are controlled more by others. More specifically, occupational power refers to the organized and sustained social influ- ence or control exerted by groups or occupations on the actions of others in such a way that they are capable of making the decisions and actions of others different from what they would have been without the intervention of the power holders.3O Four specific occupational status factors are related to the criterion of power: authority of the occupation, the amount or length of training involved in preparing for occupational practice, the nature of the knowledge which the occupation manages, and the amount of freedom granted in the practice of the occupation. Occupational Authority Because in general status rank is related to power, those occupations which give the member a legitimate right to exercise power tend to have high status. When a per- son's power is institutionally recognized, when the legitimacy of his exercise of power is acknowledged by those whom the power-holder influences, we speak of authority.31 Although authority and rank are clearly related, it is difficult to measure the relationship. To some extent \— 30Ibid. 31Ibid. 23 the number of persons controlled is a crude measure, however, this device breaks down at a number of points, particularly in the case of teachers. While teachers control a great many people, those people (students) do not themselves hold an influential place in the society. Thus the administrator, who controls teachers, is seen as having greater status in part because of his authority over adults. It must be emphasized that it is institutionalized power (authority) which is a status factor, not sheer power or force. Probably one reason why labor leaders are not accorded greater prestige by the larger society is because to many their power is not recognized as legiti- mate. Teachers face a similar problem. Not only does the larger society question their right to certain powers, but teachers themselves doubt the legitimacy of exercising greater control over educational matters. Many educators are of the Opinion that because teach— ing is a public occupation, educators should not control school boards. Because everyone is concerned and affected by the public schools, everyone should have a voice. Thus school boards, which control local education, ought to represent the public, not teachers. Because the teacher is a public employee, local selection of texts, marking systems, and curriculum are also justified. 2A One indicator of the failure of teachers to collec- tively push for greater control of educational decisions and recognition of the legitimacy of such rights by the public is administrator and teacher concern for public relations. The unwillingness to make changes until public approval is secured undermines the chance for the growth of educational leadership and the expansion of occupational authority. Constant deference to the public implies that the public ought to decide issues. When lay groups determine matters of central occupational concern it is only a matter of time before major educational blunders are made.32 This situation is in part responsible for the fact that teachers are looked on by the public as strictly local employees, living off local tax payers. Many teachers as well as the public seem committed to the proposition that in educational matters, one man's opinion is as good as another's. Parental interference in the classroom and legislative decisions on education made without consulting educators are regarded as legitimate by both teachers and public alike.33 32Lieberman, Education as a Profession. In Chapter Four, pp. 56-75, "Public and Professional Decisions," the author documents the tendency of schools of education, as well as teachers and administrators, to defer to the public in educational matters. 33P. D. Darland, "Teacher as an Expert: Establish- ing the Image," Journal of Secondary Education, XXXVII (November, 1962), A3A-AAO. 25 The fact that teachers are publically employed should not be a major factor in the control of essentially occupa- tional decisions. Lieberman argues that because teachers are publically employed ought to make the public more con- cerned with making sure they are getting the full benefit of the teachers' skills.3u Kind and Amount of Preparation The confusion over authority of the teacher has direct bearing on the three other factors in the deter— mination of occupational social power. The amount of preparation demanded by an occupation becomes an increas- ingly important factor in occupational status as business and education both become more bureaucratized. Occupations in a position to control entry through an increase in the amount and kind of training can keep the prestige and power of the occupation high by attempting to monopolize the service it provides. When the numbers who supply a service are kept low, their economic position is also likely to rise. The teacher used to be one of the few educated people in the community. The rise of the general educational level in the country as well as the increase in specialists has hurt the teachers' status. There is also evidence to indicate that teachers are losing much of their function fl 3“Lieberman, p. 110. 26 to the mass media which often assumes the position of expertise in dealing with social problems.35 The distinctiveness of school teaching has also been depressed by the influx of teachers into public school teaching. The number of teachers has increased four times faster than the general population and the increase in demand has in part been responsible for restraining pressures for higher entrance standards. Partly as a result of the relative ease of achieving certification, one of three trained to teach never does and only two in five trained to teach are teaching at one time. Because of the turnover, the ten year cost of teacher training is equal to the ten year cost of medical education.36 Recruiting more teachers may not be the answer to the teacher shortage. It obviously will not increase the authority of the occupation. More specifically, under the present conditions, it will not improve public regard for the preparation teachers undergo. The present image of teacher preparation is a direct factor in the social power associated with teaching. There is much public confusion over the teaching act. Is the ability to teach something one is born with or is it learned? Is it an act which requires certain inherent attributes or a skill which must be studied and whose 35Corwin, pp. 225-226. 36Ibid., p. 237. 27 Operations are subject to experimental verification? Part of the controversy over teacher education is a result of the fact that teaching is connected with those things that the public fears: the space race, the lack of trained scientists, drop outs and social unrest to name but a few. Lacking a method for analyzing the causes for the failure of schools, teacher preparation is blamed. Nature of Occupational Knowledge Managed Closely tied to the amount of preparation and equally important among those factors affecting the social power of an occupation is the kind of knowledge associated with it. The greater the extent to which an occupation involves the organization, intermediation, and management of symbols as opposed to people or things, the greater the status and authority of the occupation is likely to be.37 Because it is often accepted that everyone ought to have a say in running the schools, and because of the back- wardness of educational science, lay interference in educa- tional matters and disregard for educational theory under— mines both the status of teacher preparation and the symbolic value of that preparation. While teaching is regarded as indispensable it would be difficult to find a university where the school of education was given priority over other professional schools. 37 Gross, p. 126. 28 There is little support given to the idea that there is enough knowledge in education to make what the teacher knows a major advance over lay judgment. One danger of such a condition in a relatively undeveloped profession is the blind acceptance by practitioners of a low level of technique. Fearing attack and criticism from lay agencies, there develops a tendency to rely on routine and conserva— tive procedures. Lay interference poses a major block to experiment and the improvement of existing practices.38 Recent attacks by conservative critics such as Max Rafferty, Admiral Rickover, and James Koerner, picture educators as poorly educated, rather stupid, power hungry radicals, more interested in keeping their job secure than making education significant. Researchers in the allied fields of psychology, anthropology, and sociology claim educators ought to make use of their findings yet seldom are they willing to work with schools. A widely respected critic of public education, Robert Maynard Hutchins, has held that all there is to teaching can be learned through a good liberal education and a practical teaching experience. Thus teachers cannot claim any expertise, as their education is or ought to be merely the same as anyone ought to have.39 38 39Robert Maynard Hutchins, The Higher Learning in America (New Haven: Yale University Press, 1936), p. 56. Lieberman, p. 113. 29 The attacks on teacher education are advanced on several fronts. Many critics demand more courses in general education for the prospective teacher. It is charged that too little work is done in major fields of preparation. The claim is made that there is too much work done in "Education." Methods courses are criticised as lacking intellectual content and student teaching as an attempt to judge the competency of the prospective teacher, is branded as a failure. From the educators' standpoint, a major study of existing teacher preparation programs has revealed that a prospective teacher averages around A5 semester hours in general education, 25 to A3 hours in his major field of study, and only 23 to 3A hours in professional education courses.“0 In addition, general education requirements in most professional schools are moving away from special— ized pre-professional courses. The major reason seems to be inability among proponents of general education to agree on what it is and what content is essential to achieve it.“1 If the charge that education courses lack intellectual content were true, it can still be argued that they form a Part of teacher preparation which still ought to be pro- Vided. Often critics fail to distinguish between general methods, which are intellectually oriented, and techniques ‘ A0 A1 Stinnett, p. 207. Lieberman, p. 189. 30 or particularized "tricks of the trade." While many pro- grams of practice teaching deserve criticism, it seems unrealistic to argue that the concept of a student teach- ing experience is itself useless. It is true that the content of teacher preparation courses is varied and lacks a unified theme as subject core. What is often overlooked is the fact that this problem can largely be attributed to the underdeveloped state of the social sciences, which provide limited basis for the building of educational theory and knowledge. The problems of power and authority in the occupation are further illustrated by the certification controversy. There exist no state wide, let alone nationally, recognized means of certifying teachers. A teacher must only graduate from an accredited teacher education program or have passed certain academic and professional courses. The problem centers around the issues as to what constitutes the proper training for teaching and how we can assess competence for teaChing. In spite of these problems, it is difficult to expect the American people to regard teaching as a high- status occupation when teachers have stood so long for certification requirements which are so little above the lay levels of education. Attempts at unifying accrediting standards, under— taken by the National Council for the Accreditation of Teacher Education as a means of upgrading teacher 31 education, have been beset by charges from academics and the public that they are under represented. Critics also claim that demands or efforts made in the name of occupational autonomy are really a cloak for private gain. If control of entry were left to educators, charge the critics, all but a few would be excluded so that a selected few could reap financial rewards. Power is not used to maintain high standards for quality teachers but only for interests of the establishment which the critics charge is committed to low intellectual standards. Enormous power is attributed to the interlocking profes- sional education agencies, the National Education Associa- tion, United States Office of Education, and various accrediting agencies and Schools of education. These groups, it is claimed, exclude the academic community, lay public, and anyone outside the educationalist frater- nity from their rightful voice.)42 chupational Freedom The extent to which an occupation offers the prac- titioner an opportunity to dispose of his time as he sees fit is directly related to the prestige and social power of an occupation. Freedom is a direct factor in occupa— tional status. The more an individual is tied to a job by 2James D. Koerner, "Teachers Get the Worst Educa- tion," Saturdaquveninngost, June 1, 1963, pp. 8-10. Russell Kirk, education editor for the National Review, frequently takes this line in discussing public education. 32 given hours and the greater the standardization of work, the lower the status of an occupation is likely to be.“3 This factor goes a long way in explaining the status attached to owning ones own business and also much of the status attached to the college professor. The freedom allowed and accorded teachers is directly related to their lack of ability (power) to con- trol the occupation. This situation has grown more acute in recent years as increased enrollments and bureaucratiza- tion have resulted in mass produced education which severely limits the ability of teachers as individuals to shape and control their work environment. Increasing demands on the schools for more and more services such as sex education and vocational education, tied to an increasing detachment of the teacher from the community in which he teaches, largely as a result of increased mobility, has resulted in teacher alienation.uu As despair grows over these con— ditions, so does awareness and anger that the public is unwilling to grant the authority and funds necessary to allow teachers to accept responsibility for the outcome of public education. This situation also helps explain the increased militancy displayed by teachers in recent years. u3Gross, p. 123. ”James Cass and Max Birnbaum, "What Makes Teachers Militant," Saturday Review, January, 1968, pp. 5A—56. 33 Conclusion Power supports the fundamental social order and the social organization within it. Power stands behind every association and sustains its structure. There is no organization or no order without social power.“5 Prestige and income, as status factors are closely related to and determined by the amount of power an occupa— tion exerts. As noted, the prestige of teaching suffers from an over-identification with women practitioners. The reasons that stimulate entry to the occupation further limit its esteem. The income associated with teaching also detracts from it being accorded superior status in a materialistically oriented society. The discussion of occupational authority pointed out the unwillingness of teachers generally to push for greater authority due to a number of conceptions concern- ing public education. At the same time, it was shown that teaching is in a confused state in terms of those occupa— tional conditions usually associated with the advancement of occupational authority. Teacher preparation is not sufficient in length nor distinctiveness to be granted public respect. The type of knowledge associated with education is publically criticised by teacher and layman alike. Much of this confusion stems from the lack of k usRobert Bierstedt, "An Analysis of Social Power," American Sociological Review, XV (December, 1950), 735. 3A unified standards concerning certification and/or accreditation. Finally, teachers as a group lack the responsibility and freedom in their practice associated with occupations of authority and high status. Teachers have traditionally, as a group, generally assumed that status was something to be earned through social service. Pressure and the use of social power have usually been regarded as not applicable in public education. An analysis of occupational status reveals much of this argument to be unrealistic. Income is a status factor, and status normally follows higher compensation.“6 The number and type of per- sons associated with an occupation also affects income. Teaching, however, is not likely to attract higher quality personnel as long as teaching standards are low and con- fused. Furthermore there is unlikely to be any increase in educational standards as long as the public controls teacher training institutions and is granted by educators a legitimate right to a majority voice in on-the-job decisions. Any meaningful improvement in the occupational status Of teaching requires the utilization of political power by teacher organizations. Such power must be directed to :hnproving the length and kind of occupational training, the u6Lieberman, p. A70. A 1..— p -. ..—.v 'an-n ~uu - ‘0'- "... v - . a v . V. - -.. 35 income accorded teachers, and the responsibility and freedom of the individual teacher in actual teaching and educational decisions. The drive for professional status by the teaching occupation may be interpreted as a group effort to improve occupational status. The professional model incorporates those occupational concerns concluded to be central to the improvement of the occupational status of teaching. Just as many educators have failed to realize the crucial role of power in occupational status, so have they often failed to fully comprehend the full implications of professionali- zation for teaching. In Chapter III profession and the professionalization process are examined in terms of their relevance for teaching. CHAPTER III PROFESSIONALIZATION AND PUBLIC SCHOOL TEACHING The Professional Model To most sociologists, the concept profession refers to the descriptive attributes of a model of occupational organization. In this context, a number of ideal characteristics are identified with the professional model. Professional Knowledge Professions are those vocations which have gained a legal monopoly over the application of knowledge to the solution of social problems. Professions are generally regarded as possessing a high degree of general and systematic knowledge. Skill alone does not encompass the type of knowledge attributed to the professions, for many occupations involve high level skills. Professional skills follow from knowledge that has been organized into and derives from a body of theory. From certain abstract Propositions the professions derive the general terms and Classes which comprise its focus of concern. Theory pro- Vides the base from which the practitioner rationalizes his actions in specific situations. 36 37 Preparation fOr the profession involves considerable theoretical training, unlike non—professional occupations. Because professional training is intellectual as well as practical, it involves a long period of formal education, usually achieved in an academic setting, in association with a university. Because of the orientation of professions, there is a great deal of concern for theory construction through research built around service related problems. This emphasis upon research and a scientific approach identifies the professions with rationality as Opposed to tradition. This critical attitude encouraged by professions results in an intellectually stimulating milieu generally absent in non-professional occupations.l Extensive education in the systematic theory of a discipline gives to the profession a knowledge of which the general public is relatively ignorant, This ignorance on the part of the public results in the unique authority of the professions. The highly technical and intellectual base of professional knowledge does not allow the prac- titioner or client to view the professional service as a business proposition. The client has neither the theoreti- Cal knowledge to appraise his needs nor those alternatives Which would best meet them. The professional dictates what ‘u‘ lErnest Greenwood, "The Elements of Professionaliza- ti;on," in Professionalization, ed. by Howard M. Vollmer arid Donald L. Mills (Englewood Cliffs, New Jersey: Ffi‘entice—Hall, 1966), pp. 9-19. 38 is good and bad, and the client has no choice but to accede to that judgment. It is because of this client subordina- tion to professional judgment and the unique knowledge monopoly of the professional that the professions do not advertise. To do so would imply that the public is capable of evaluating professional competence. A profession strives to convince the community to sanction its authority within certain areas, and to confer upon it a number of powers and privileges. Collec- tively the professions presume to tell society what is good or right in some aspect of life. Medicine, for example, defines not only medical practice but also health and disease. Professions are granted a mandate to define what is the proper conduct of others toward their work, and a license to carry out activities which others may not. Implied in this relationship is a moral mandate which allows the professions to deviate from social norms as found, for example, in the right to privileged communica— tion granted some professions in client relations.2 The professions are granted immunity from community evaluations of their technical skill also. It is difficult to define success or failure in the professionals' work. The colleague group believes it alone understands technical 2Everett C. Hughes, Men and Their Work (Glencoe, Illinois: Free Press, 1958), pp. 78é79. 39 contingencies and that it alone should have the right to say when a mistake has been made. Community acceptance of professional authority is an important aspect of the professions. If an occupation does not achieve this sanction, strictest adherence to the characteristics of the professional model will not bring about professional status. Professional Controls The broad community sanction granted the professions results in a second major characteristic of professional occupations. A profession has legal control over member— ship, including control of the licensing standards, and a code of ethics sanctioned by law. The profession gains control over its training usually by establishing an accrediting association. Through this procedure the profession can regulate the curriculum. The profession acquires control over admis— sion into the profession by convincing the public that no one be allowed professional recognition who has not been graduated from an accredited institution. The profession also persuades the community to institute a licensing system in its behalf for screening those qualified to practice the professional skill. An examination before a board of inquiry made up of professional people may be an additional requirement. Licensing systems have the support of police power and legal punishment follows for those who Q" I 1 ,.cI a. A0 practice without a license. While many non—professional occupations involve licensing, punishment for imposters is less severe than for similar violations in professional occupations. The monopoly enjoyed by the professions, if unregu- lated, could lead to abuse. Charges for services rendered could be set too high, undue restriction of entry could create a scarcity. If abuse were frequent, the public would undoubtedly revoke the profession‘s monopoly. The successful claim to professional status is not solely governed by exclusive claims to particular technical and intellectual skills. The professional‘s model is dis- tinguished by adherence to a set of moral norms. Not only do these norms dictate that the practitioner do high quality work but that he adhere to a service ideal. Devotion to the client's welfare rather than profit guide the profes- sional's decisions. The norm of selflessness is probably acted upon in the professions more than in other occupa- tions. Part of this may be the result of a self-selective system. Because the belief that professions offer oppor- tunity for service is widespread, they undoubtedly attract service motivated people. In addition, because the client is particularly vulnerable, if he did not believe that the service ideal were operative he would be forced to approach the professional as he would a businessman, demanding certain services and results. It is the service A1 ideal which forms the basis for the moral claim to pro- fessional status.3 Almost every profession has an ethical code which compels ethical behavior on the part of its members. The formal code is written and usually administered at the time of admission to practice. It is through the ethical code that the profession's commitment to service becomes public and confidence of the community is maintained. Formal professional associations are responsible for enforcing the standards embodied in the code. While self- regulative codes are typical in many occupations, the pro- fessional code is usually more explicit, clarified of ambiguity, and more public service oriented.Ll While ethical codes vary among the professions, there are certain essentials which are common. These com- mon components are organized in terms of client-professional and colleague-colleague relations. These characteristics are identified with the concept professionalism, which refers to the ideology associated with the professions and with those occupations whose members aSpire to professional status.5 3Harold L. Wilensky, "The Professionalization of Everyone?" The American Journal of Sociology, LXX (Septem— ber, 196A), 1AO. ”Greenwood, p. 15. 5Vollmer and Mills, p. viii. A2 With reference to client relations, the standards and guides that make up professional ethical codes stress the importance of impersonal relations. The practitioner is to deal with the client only in terms of his-range of competence as a professional. Closely associated with this standard is the concept of emotional neutrality. Personal relations are appropriate only outside professional- client relations. Service must be provided when needed irrespective of socio-economic or racial factors. The pro- fessional must be prepared to render quality service to anyone at anytime. Underlying these standards is the ideal of service to the public, bolstered by a belief in the indespensability of the occupation and a conviction that the work done benefits both the public and the practitioner.6 Underlying the norms governing colleaguel relation- ships is the conviction that the practitioner must do what he can to maintain professional standards of work. This involves honoring the technical competence of all formally qualified colleagues and avoiding public criticism of colleagues. Implied also is the need to avoid too much or too little work if it lowers standards. There is great stress placed on recognizing the limited competence of one‘s own speciality and the necessity of honoring the claims of other specialities through referral. All of 6Harold L. Wilensky and Charles N. Lebeaux, Indus— trial Society and Social Welfare (New York: Free Press, 1958), pp. 283-332. A3 these standards are essential to the maintainence of the technical service ideal.7 In addition to those characteristics of professional codes, there are major attitudinal components associated with the professions. The professional organizations and associations and informal colleagueal groupings form the major reference groups for the professional. It is here that the practitioner looks for professional ideas and evaluations of his work. This attitude is closely tied to the belief of the professional in self-regulation; that the persons best qualified to pass judgment on his work are colleagues. Professional and professional aspiring groups have a strong commitment to the idea of autonomy and the conviction that practitioners ought to be able to make their own decisions without external pressures from clients, non- members of the profession, or employing organizations. Professionals tend to view their work as a calling, one which they would continue to follow even if there were fewer extrinsic rewards available.8 The role of professional associations in maintaining and promoting essential professional characteristics cannot be over stressed. The high prestige attached to professions 7Wilensky, p. 1A1. 8Richard H. Hall, "The Components of Professionaliza- tion" (unpublished paper), pp. A-5. AA is essentially the result of two factors. One is the level of public confidence in the technical competence and good faith of the professional occupation. This is primarily a result of the fact that secondly, nearly all functions have been drawn into a system of interlocking institutions over which the occupation has a large measure of effective control.9 A professional organization differs in ideal type from a trade union in that it is not so much an interest group as it is an agency for facilitating the development of its professional field, serving as the guardian of technical and ethical standards of its personnel. The criteria for membership to professional associations con- stitute an important symbol of the respect awarded to it.10 To a large extent, what determines whether a person will conduct himself in a professional manner or not is whether the occupational group is organized to insure a high level of service regardless of the individual motivations for entering the occupation or rendering ser- vice. Professional associations have the mechanisms for enforcing ethical and high quality service.11 The entire recruiting process for professional occupations is controlled by the professional group. 9Hughes, p. 72. lOTalcott Parsons, "Some Problems Confronting Socio— logy As a Profession," American Sociological Review, XXIV (August, 1959), 558. llLieberman, pp. 221-222. “5 This is an essential factor in the strength of the profes- sion, for the ability of an occupation to control recruit- ment plays a large part in determining occupational rewards and eventually, occupational status. Most occupa- tions have little control over who enters into practice.12 Evaluation of the practitioner's merit is controlled by colleagues. This is accomplished informally through con- sultations and referrals. Formally, merit is rewarded through the various complex of professional associations by means of honorific titles, memberships in institutes, or formal elective offices. While the professional is rewarded on the basis of skill and personality factors, it is assumed that all practitioners are qualified and non— interchangeable. A professional's work is regarded as distinctly individual, a product or creation of his unique personality. Salary is viewed as intended to provide sub- sistence, and is generally regarded as unrelated to the value of the work which is being performed.13 Seniority as well is controlled by formal and informal actions of colleagues through professional associations. This is largely in the hands of senior colleagues who control the distribution of prestige tokens. A major reason why there is a small drop out factor in the pro- fessions is the fact that strong associations are able to l2Caplow, pp. 102-106. l31b1d., p. 110. A6 secure advantages for their members in an orderly fashion, thus making the practitioner less willing to change occu- pations.lu The unique nature of occupational controls exerted through professional associations work in several ways to produce rather amazing adherence among practitioners to professional norms and roles. Because of the long period of training there is a great deal of rule internalization, to the extent that rules usually become habit. This results in greater self-identification with the occupational group, since rules cease to be seen as imposed from the outside and instead are regarded as representing the individual‘s own motives. The greater the individual identifies with the agency which imposes rules, the less his resistance to them. In the professions, this identifi- cation is almost complete.15 The professional form of control has another advan— tage. The rules which are applied are uniform and relatively unchanging. This condition results in less resistance from practitioners who see the authority as impersonal. Another factor contributing to easier obser- vance is the wide range of applicability. Since the Eigencies which control professional behavior are unified, it is easier for practitioners to follow the rules than in k luIbid., pp. 107—109. 15 Ibid., p. 120. A7 other occupations where outsiders exert control or even the controlling influence on behavior. The monopoly granted the professions and the form of integrated control exerted by occupational associations results in a sense of community among practitioners. The sense of identity which socialization into the occupation provides also helps bind the members together. There is a strong agreement among members on role definitions and major values. Within the area of communal action there exists a common language only partially understood by the outsider. The community has relatively full power over its members and limits are reasonably clear. Finally, the members themselves produce the next generation in the sense that they select, train, and send recruits through the socialization process.l6 Professionalization Sociologists regard the term profession as an ideal type of occupational organization which does not exist in reality but which provides a model of the form of occupa- tional organization that would result if an occupational 17 group became completely professionalized. A fruitful approach for sociologists, and educators, is to attempt to understand the circumstances in which the —.._._ 16William J. Goode, "Community Within a Community: The Professions," American Sociological Review, XXII (April, 1957), 19A- 17 Vollmer and Mills, pp. vii-viii. A8 people of an occupation attempt to turn it into a profes- sion and themselves into professional people. What are the steps by which they attempt to bring about identifica- tion with the value model? As an activity approaches professional status there are important internal structural changes and changes in the practitioner‘s relation to the larger society. This dynamic process whereby occupations change in certain crucial characteristics in the direction of a profession is professionalization.18 There are two components involves in the movement toward the model of profession. One is attitudinal. This involves a movement among members of an occupation toward the values or ideology associated with professionalism. The second component is structural, and refers to the efforts of occupations to exclude the unqualified, gain a legal right to monopoly, and enforce and define proper rules of professional conduct. In a descriptive sense, movement toward the attri— butes which comprise the professional model are judged to be professionalizing in nature. A question which has been raised by sociologists is whether there is an invariant progression of events along which those occupations which are generally regarded as most professional have traveled. Harold Wilensky, in an extensive study of the structural history of eighteen occupations, concluded that there is l8Ibid. A9 a typical sequence of events in the professionalization process.19 The first step is the creation of a full time occupa— tion. This involves the performance of functions which may have been previously performed as well as new functions which can be viewed as evolving from the wider social needs. While hospitals have always been managed, it was the development of the modern hospital which created hospital administration as an occupation.20 The second step is the establishment of a training school. If the training schools do not begin with univer— sities, they eventually seek contact. There is a steady push for the development of a standardized course of study, academic degrees and research programs to broaden the knowledge base. Higher standards, longer training, and more expense result in earlier commitment from recruits. Of the six established professions studied, Wilensky found that university training schools preceeded the appearance of national professional associations. It was the training schools, through their efforts at linking knowledge to practice, providing the rationale for exclu- sive jurisdiction, that usually promoted effective pro- fessional associations.21 lgWilensky, p. 142. 20Ibid. 21Ibid., p. 1AA. 50 The third step is the foundation of a professional association. The foundation of the association is often accompanied by a change in the occupational title in order to reduce identification with a less professional occupa— tion. Professional associations engage in redefining the occupations functions upward, passing on their less technical and less rewarding tasks to aids or assistants. Attempts at redefining the area of competence also result in gradual restriction of entry to those who are willing to go through the prescribed training.22 Often a conflict develops between the home guard, who have gone through less professional training, and those committed to the new training and a more cosmopolitan ‘View of professional work. Those with the strongest pro- .fessional dedication tend to be the most mobile, willing ‘to go wherever working conditions are best.23 External conflict also develops as competition with rueighboring occupations for exclusive competence grows. Iwus is a particular problem in human—relations fields, like teaching, when only tenuous claims to exclusiveness Eire possible. This is due to the relatively underdeveloped SCiences and also to the fact that since the problems dfialt with are part of everyday living, the general Fnlblic does not recognize the need for special competence. \ 22Ibid. 23Ibid., p. lus, 2u“" Ibid. 51 There is persistant political agitation from the professional association in the form of attempts to secure licensing laws and protection from competing occupations. When the area of competence is not clear, legal protection of the title is sought. Where definition of the area of competence is clear, performance of the act by someone outside the group is made a crime.25 Fifth, and finally, formation of a code of ethics takes place in an attempt to formalize rules regarding the unqualified, the unscrupulous, rules to emphasize the service ideal, and rules to protect clients. This develop- Inent usually occurs at the end of the professionalization 2 process. This formulation of the professionalization process :is similar to Caplow's who alters the sequence to some (extent. He suggests the formation of a professional aissociation occurs first, then a change of occupational t:1tle, the development of a code of ethics, and finally ‘trm development of training facilities.27 Wilensky's iStudy seems to have more evidence to support it. Both Sformulations, however, seem to capture the essentials of tile professionalization process as far as structural Cilaracteristics are concerned. _____ 251b1d. 26Ibid. 27Theodore Caplow, "Sequential Steps in Profession- a-1-21.zation," in Vollmer and Mills, eds., Professionaliza- ILEQQQJ pp. 20—21. 52 The Professional Model and the Teaching,Occupation The Knowledge Issue An important characteristic which is implied by these formulations is the presence of a body of knowledge from which the practitioner can rationalize his work. This body of knowledge is both abstract and theoretical and unavailable to the lay population. In light of the professional model, it is impossible to deny the crucial importance of a complex knowledge base to the professional— ization process. It is beyond the scope of this study to delve into the issues involved in whether there is a body oi'knowledge unique to education. It has been noted that Inuch of the confusion in educational authority is due to ‘the unwillingness of the lay public to recognize teaching £18 a field involving any specialized knowledge. The position taken in this study is that while edu- czators may lack the knowledge base available to the doctor (Dr engineer, the skills and knowledge available do Icepresent a major advance over lay levels of judgment. {Phe present situation places certification of teachers in tflle hands of the state, allowing teachers themselves no cOrporate responsibility for their competence or profes- s21«anal commitment. Not only must teachers follow state (iixctates in occupational matters, they are also closely 8L1pervised by local lay boards of education in their work 53 environment. Often their professional responsibility to students conflicts with lay determination of educational policies. Nowhere is freedom of experiment more necessary or freedom from outside authority more essential than in the teacher's determination of his professional duty.28 Pragmatically speaking, to deny recognition of the teacher's skills and knowledge lowers the quality of education. One result of the present situation is that it has the tendency of frightening the educator into blind acceptance of low levels of technique. Fearing lay evalua- tion and criticism, there is an unwillingness to engage in experimentation even when current practices are recognized as inefficient. Despite disagreements over the nature of the teachers' expert authority, there are certain things ‘that we can definitely say should be decided by educators if‘they are professional, and thus certain structural con— ciitions in the occupation which occupational association should address itself to if it is to be judged a profes- sionalizing organization.29 Social Power It was concluded in the Chapter I discussion of OCcupational status that the major factor in the status 01? occupations revolved around the criterion of social 28A. M. Carr-Sanders and P. A. Wilson, The Profes- $131221 (Oxford: The Clarendon Press, 1933), pp. A78—u80, 29L1eberman, pp. 91-113. 5A power. The length and kind of training as well as on the job freedom were seen as crucial variables in the amount of authority associated with a given occupation. Teachers have been unwilling to exert political pressure in part because of a misconception of the basis of occupational status, in part because teachers cannot themselves agree on what power they ought legitimately be granted by the larger society. This deference to lay decision making has seemed to promote the myth that teach— ing is something about which everyone knows. Teacher and lay confusion over the act of teaching have carried over into teacher preparation. There is little respect for the knowledge with which teaching deals, and little prestige attached to teacher training. Education courses and colleges are attacked while low standards allow more people to qualify for teaching, depressing further the status of the occupation. Qpntrol of Entry Both the model of profession and Wilensky's examina- tion of professionalization reveal the crucial importance of control of entry. For the most part, regulation of the professions has been left to the states. Professional control over entry and exit have been achieved through IDrofessional control over the state boards which license (certify) the various professions. The state boards are Egenerally composed of practitioners of the profession. 55 This allows the profession to adjust standards of training to fit new developments without lay interference. The established professions also control the selection of state board members. Teachers have limited representation on the boards which license teachers. Lieberman found that only two states required members of state boards to be educators and no states where teachers were provided a legal voice in the selection of board members. A number of states expressly forbid teacher membership on such boards.3O From a professional view, the diffusion of authority that exists in teacher certification is undesirable for it allows local conditions and pressures to undermine standards when low salaries make qualified teachers scarce. Across the country the diffusion of authority has resulted in a multiplicity of certification requirements and numerous certificates. This situation undermines the concept of a community of equals as a professional force in education and tends to split segments of the teaching force which Ought to be united.31 The minimum requirements in educational certification are considerably less than in other professions. There is a higher percentage of practitioners in the established pro- fessions with training beyond the minimum requirements, and \ 3OIbid., pp. 92—95. 31Ibid., p. 153. 56 there are fewer practitioners in the established professions who have less than the minimum requirements. It is primar- ily the amount of training relative to other occupations that determines the status of an occupation. Contradictory certification standards, diffused authority, and the exist- ence of temporary certification undermine the efforts of teachers to upgrade their relative professional status. The wide variation in certification requirements, even if the training period is the same length, is a major problem. The implication is that there is no body of common knowledge in education. One solution may be the establish- ment of examinations as a basis for certification. While there are many sincere objections and problems in state wide teacher examinations, such exams conducted by a central authority controlled by the profession, with the power to insist upon definite standards of achievement, could force the improvement of teacher training and the public attitude toward it.32 It is probable that a strong certification system Would eventually render accreditation unnecessary. An examination system which could measure the practical ability of a teacher would render the need for accrediting powers unnecessary as a means of upgrading standards and .keeping incompetents out. Schools which failed to offer cluality training would be forced to revise their programs 32Ibid., pp. 1A6—151. 57 or face the loss of students. The trend, however, is toward the certification of anyone who has been recommended by an educational institution. The absence of examinations for teacher certification seems to call for greater efforts in the direction of evaluation of teacher training institu- tions themselves. The major problem in education accrediting is the question of who should do it. Each type of control has its abuses: lay, practitioner, institutional, or governmental. History seems to warrant the statement that upgrading of requirements is unlikely as long as accreditation is dominated by teacher training institutions. Higher require- ments would mean greater expenditures to weak schools and any long term stabilization of teacher training would probably result in a number of schools being forced out of existence. Accreditation by professional associations tends to be more exacting than any other form. Since practitioners are adversely affected by poorly trained people, they are more willing to demand high standards regardless of the institutional expense involved. It is too much to expect that an accrediting agency controlled by the schools themselves would be willing to put its own members out of business. Major problems in certification and accreditation