MEWMWWMLM[New I, mwmav zI Micmgar flute I ‘aniverei'fiy j dissertation entitled PRACTICAL REASONING AND OBSERVATION: A SECOND-GRADE TEACHER REFERS CHILDREN FOR SPECIAL EDUCATION SERVICES presented by Brenda Belson Lazarus has been accepted towards fulfillment of the requirements for Ph.D. Counseling, Educational Psychology, and Special Education Ema-r91 “7774 {A} wad Major professor degree in Date April 30, I985 MS U i: an Affirmative Action/Equal Opportunity Institution 0- 12771 MSU LIBRARIES \- ' RETURNING‘NATERIAng Place in book drou to remeve this checkout from your record. ELNES will be charged if book is returned after the date Stamped below. .Illikyfi! 1 4 K 1 9 7 ! SEP 1 O '87 53 ‘55 K218 [411520132355 :3. KW Big“; II .l L; PRACTICAL REASONING AND OBSERVATION: A SECOND-GRADE TEACHER REFERS CHILDREN FOR SPECIAL EDUCATION SERVICES By Brenda Belson Lazarus A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Counseling. Educational Psychology. and Special Education 1985 Copyright by BRENDA BELSON LAZARUS 1985 ABSTRACT PRACTICAL REASONING AND OBSERVATION: A SECOND-GRADE TEACHER REFERS CHILDREN FOR SPECIAL EDUCATION SERVICES By Brenda Belson Lazarus The purpose of this study was to examine the way an experienced second-grade teacher made decisions about children in her class with regard to special education referral. My goal was to discern the fine details of a teacher's ways of looking at children who are not meeting with success. Why are some children referred for special education while others with seemingly similar problems are not? Data were gathered over the course of a school year using inter- pretive participant observational techniques: participant observation. fieldnotes. videotaping of classroom interaction. interviews and view- ing sessions with the teacher. and document collection. Careful analy- sis of all data sources provided the key linkages of the study. Having an understanding of behavioral characteristics indicating a handicapping condition did not provide enough specific. contextually embedded information for the teacher to refer a child for special education. The teacher used a phenomenological approach to guide her decision making. Her general expectations for the class provided a framework from which she referred children. The identification of Brenda Belson Lazarus mildly handicapped children began with practical. teacher-created cate- gories for the children. Case studies of two children who were referred are presented. as well as a contrast case of a nonreferral child. Three major factors influenced the teacher when she referred children. These three factors were: (a) the child's classroom inter- actional performance. (b) the teacher's observations and practical reasoning about them. and (c) the institutional procedures and prac- tices involved in referral. The study has implications for preservice and inservice education and for educational policy. Using interpretive participant observa- tional research is explored. The findings of the study point to (a) the importance of teacher education in giving preservice and inservice educators preparation programs that emphasize individual differences among children and suggest what to do about them. (b) a need to examine the pervasiveness and ramifications of the practice of making referrals based on the classroom teacher's perception of avail- able district services. and (c) the need to find a better way of looking at children in classrooms. one that takes into account ways in which getting a special education identity is socially constructed. The capacity to reflect critically on one's own practice. and to articulate that reflection to one's self and to others. can be thought of as an essential mastery that should be possessed by a master teacher. Erickson. 1985. p. 175 ACKNOWLEDGMENTS The completion of this thesis would not have been possible without the guidance. care. and concern of many individuals. My considerable debt to my committee and to my family can only be hinted at here. Fred Erickson. my thesis director. kept pushing me to look closer. to think clearer. and to write better every time I thought I had a final draft. His contribution to this study will be obvious to all those who have had the good fortune to work with him. I thank him for the conceptual work on the Teachers' Practical Ways of Seeing Project that gave impetus to my guiding questions and for the unselfish giving of his valuable time and intellect over the past four years. The other members of my guidance committee were responsible for helping fill out the ideas in the thesis when I was too close to them to keep my perspective. Ron Molthuis. my advisor. has been a friend and colleague in special education for many years. I thank him for not discouraging me when I chose to do a nontraditional dissertation. Halt Hapkiewicz. who initially encouraged me'to pursue doctoral study at Michigan State and introduced me to the work of the Institute for Research on Teaching. asked questions that forced me to fully develop my key points and to remove superfluous material. lJim Buschman initially guided me into the role of fieldworker and has continued to give detailed editorial assistance as well as theoretical guidance. My parents. Gordon and Jo Belson. have helped with financial support and babysitting throughout the thesis writing and have always encouraged me to pursue an education. My son. Nicholas. added the word "dissertation" to his vocabulary at two years of age and made do with- out me on many occasions. My husband. Donald. has been understanding. has encouraged me. and has ungrudgingly helped with household responsi- bilities and with Nicholas. Finally. I thank "Mrs. Meijer" for allowing the study to happen and for being so honest about her feelings and her teaching. She allowed an outsider to enter her classroom and be a part of her life with the children for ten months. She has continued to cooperate and give assistance whenever I have called upon her. even after four years. I will never be able to repay her generosity; She is truly a master teacher. TABLE OF CONTENTS Page LISTOFFIGURESoooooooooooooooooooooooo Vii LISTOFAPPENDICES.oooooooooooooooooooooo IX A NOTE ON STYLISTIC CONVENTIONS USED IN THE TEXT . . . . . . . . x Chapter I. INWODUCTION O I I O O O O O O O O O O 0 I O O O O O O O 1 Introduction to the Study . . . . . . . . . . . . . . 1 An Introduction to Participant Observation . . . . . . 8 "Focus" and "Jelling" . . . . . . . . . . . . . . . 8 Thes‘s overVIW O O I I O O O O O O O O O O O O O O O 12 II. (BSERVING. REASONING. AND INTERACTING AS A BASIS FOR IDENTIFICATION OF MILDLY HANDICAPPED CHILDREN . . 13 Identification of Children With Mild Handicapping Cond1t‘ons O O O I O O O O O O O O O O O O I O O O O 13 Teacher Observation and Practical Reasoning . . . . . 22 The Classroom as an Interactional Context . . . . . . 27 III. THE STUDY: AN OUTSIDER'S GUIDE TO THE SECOND-GRADE “ASSROW . O I O O O I O O C O O O O O O C O O O O O 30 Research Questions . . . . . . . . . . . . . . . . . . 30 Research Plan . . . . . . . . . . . . . . . . . . . . 33 Analysis . . . . . . . . . . . . . . . . . . . . . . . 40 Setting . . . . . . . . . . . . . . . . . . . . . . . 43 District. School. and Classroom . . . . . . . . . . 44 Backdrop. A School Year . . . . . . . . . . . . . . SD The Teacher of Room 125 . . . . . . . . . . . . . . 55 A "Typical" Day . . . . . . . . . . . . . . . . . . 56 The Children of Room 125 . . . . . . . . . . . . . . 59 Special Education Referral Process . . . . . . . . . 63 sumary O O O O O O O O O O O O O O O O O O 0 O O O O 65 IV. GETTING A SPECIAL EDUCATION IDENTITY IN A SECOND- GRME CLASS 0 O I O O O O O O O O O O A Teacher Views Her Class . . . . . . Setting Children Apart . . . . . . . . Setting Children Apart for Special Education Referral . . . . . . . . . . . . . . Getting a Special Education Identity: Large Group Behavior . . . . . . . Small Group Behavior . . . . . . Seatwork Behavior . . . . . . . Interactions With the Teacher . Interactions With Peers . . . . Interactions Outside the Classroom Craig: A Summary . . . . . . . . Pam: Left to Her Own Devices . . . Pam: A Summary . . . . . . . . . Neil: Not Referred. No Discrepancy Ndl:TASmmmy. ... ... .. Case Studies: Overall Summary . . . The Special Education Referral Proces : and Pam's Paths . . . . . . . . . Craig's Path . . . . . . . . . . . Pam's Path . . . . . . . . . . . . My Reactions to the Referral Process Chapter IV Summary . . . . . . . . . o o o o o m o o o o o o o o o o o 0 V. CONCLUSIONS AND IMPLICATIONS . . . . . OVBNIW O O O O O O O O 0 0 O O O O O Interactional Performance in Classroom Craig 0 o o o I a o o o o o o o o o o o o o o o o (D. o o o o o o a o o o o o o o o o o o (no 0 o o o o o o o o o o o o 0.000000000000000 fl Contexts . Teacher Observation and Practical Reasoning . . Identification of Mildly Handicapped Learners . . Implications for Educational Research and Practice Preservice and Inservice Education and School District Policy . . . . . . . . . . Preservice Education . . . . . . . . Inservice Education . . . . . . . . School District Policy . . . . . . . Concluding Remarks on the Implications Analysis of the Wider Societal Context . Ep1109ue O O C C O O O O O C O O O I O ”ENDIQS O O O O O O O O O O O I O O O O O O O REFERmCES O O O O O O O O O O O O O O O O O O 0 vi 0 ‘ O O O O Page 68 7O 74 95 100 101 106 109 113 118 120 121 122 131 132 lhh lh7 150 151 155 16l 162 166 166 170 175 178 186 186 189 197 202 205 210 212 2AA Figure 1.1 3.1 3.2 3.3 3.4 3.5 3.6 4.1 4.2 4.3 4.4 4.5 4.6 4.7 4.8 4.9 LIST OF FIGURES Gates and Gatekeepers Into Special Education . . . . . Room Arrangementv-September l98l . . . . . . . . . . . Recording Vest With Radio Microphone . . . . . . . . . Room Arrangement--May 1982 . . . . . . . . . . . . . . Overview Tempo of the l981-82 School Year . . . . . . Daily Schedule. Room 125. Mrs. MeiJer . . . . . . . . Special Education Referral Process at Pawnee School. 1981-82 0 O O O O O O O O O O O O I O O C O O O O O Benchmark and Target Children . . . . . . . . . . . . Mrs. Meijer's Informal Groupings . . . . . . . . . . . Informal Ability Groupings of Room 125 Children . . . Interview and Report Card Comments . . . . . . . . . . Careers of Children Troubling to Mrs. MeiJer . . . . . Stanford Achievement Test Stanines for Informal Abi‘ 1ty Groups 0 O I I O O O O O O O O O O O O O O 0 Classroom Standouts at Two Critical Points in the Year Children Most Troubling to Mrs. Meijer in the 1981-82 SCh001 Yea r O O O O O O O O O O O O O 0 O O O O O 0 A Look at Craig's Seatwork Assignments for 2-3-82 . . 4.10 Summary of Craig's Strengths and Weaknesses . . . . . 4.11 Special Education Referral Process Events for Craig . Page 37 39 49 52 60 66 76 85 87 88 9O 91 95 99 111 123 152 5.3 5.4 5.5 Special Education Referral Process Events for Pammy Mrs. Meijer's Special Education Referrals in the 1981-82 School Year . . . Mutually Constituted Patterns of Action and Meaning Patterns of Action and Meaning in Setting Children Apart for Special Education Referral . . . . . . . Getting a Special Education Identity in Room 125 . . A Social Construction Model Gain Score Grade Equivalent Growth From 10-81 to 10-82 on the Stanford Achievement Test . . . . . . . . . . viii Page 157 163 169 174 179 204 208 LIST OF APPENDICES Appendix A. DEFINITIONS OF LEARNING DISABILITY. EMOTIONAL IMPAIRMENT. AND EDUCABLE MENTALLY IMPAIRED . . . BEHAVIOR RATING SCALE--TEACHER'S CHECKLIST . . . . PROJECT PERMISSION LETTER . . . . . . . . . . . . FIELDNOTES FOR FRIDAY. SEPTEMBER 15. 1981 . . . . STANFORD ACHIEVEMENT TEST. CLASS PROFILE . . . . . CLASS LIST . . . . . . . . . . . . . . . . . . . . STANFORD ACHIEVEMENT TEST. COMPLETE BATTERY TOTALS CRAIG'S REFERRAL FORM . . . . . . . . . . . . . . THE CANDY PAGE . . . . . . . . . . . . . . . . . . END-OF-THE-YEAR READING TEST RESULTS FOR INFORMAL GRwPSOOOOOOOIOOOOOOOOIOOO. Page 213 216 221 223 229 231 233 235 2&0 2h2 A NOTE ON STYLISTIC CONVENTIONS USED IN THE TEXT In this thesis. interpretive participant observational research was used to study one teacher and her class in a close and personal way. Because of this. care has been taken to protect the anonymity of those involved. Accordingly. I would like to preface the study with some remarks about subject and setting confidentiality and some expla- nation of the conventions used in reporting my results. The names of the teacher. the children. and the school district have been changed to protect their privacy. I have used pseudonyms throughout the paper to enhance the readability. In the body of the paper I have used quotation marks 0' "l to indicate the exact words of the speakers and have followed the quote with a notation such as FN's 9-9-81. p. 3. This means that the source of the quote was the fieldnotes OOPS) of September 9. 1981. page 3. Long quotations and vignettes are indented and single-spaced. They are followed by the data source. date. and page references. In addition to the use of FN for fieldnotes. I have occasionally used VT for videotape notes. AT for audiotape notes. and TN for theoretical notes. Theoreti- cal notes are notes written to oneself while in the field setting as a point of interest arises. There are a few instances in the study where I used paraphrases of what someone said. In these cases I was not sure that I had the exact words. or I could not hear something in its entirety on the videotapes or audiotapes. In these cases I have used single quotes (' ') as a notation system. This means that the words are very close to being an actual quote. but they are not exact. Throughout the study there are two different ways I have dealt with the issue of gender. In the chapters that are predominantly data reporting and discussion (Chapters IV and V). I have used the feminine forms of personal pronouns for the teacher because the teacher I studied was female. I have used masculine pronouns for thetchild who was placed in special education because a boy was placed in the class- room I studied. In the other chapters (Chapters I. II. III. and the implications section of Chapter V). I have used both masculine and feminine pronouns for teachers and children. xi CHAPTER I INTRODUCTION Wm Elementary teachers routinely engage in setting children apart within their classrooms. 'There are programs for gifted children. for remedial readers. for children who are artistically or musically inclined. for student leaders. for student helpers. and for children in need of special education. Throughout the course of a normal school year. a teacher may be called upon to make decisions about all or most of the above. This places the teacher in the position of being the one who decides who gets in to programs and who does not. In this sense a teacher is a "gatekeeper" (Erickson 8. Shultz. 1982). as well as an instructor. . The purpose of this study was to examine the way an experienced second-grade teacher made decisions about children in her class with regard to any special needs that they might have in the areas of learning or behavior. These special needs were of a persistent. long- term nature that extended beyond the transient. temporary problems that bother many children during a school year but do not continue to hamper their academic or social growth. These special needs may result in a teacher making the decision to refer a particular child for special education services. The teacher sees these special needs as requiring intervention above and beyond the assistance she can provide within the regular classroom. What is there about a child that sets him or her apart in such a way that the chilcfls teacher considers a special education referral as an alternative (or an additional) setting to her class? The teacher in this study had daily contact with 24 children. At the beginning of the year. none of the children were in special education programs. exclud- ing speech therapy. By the end of the year. the teacher had made two referrals for special education services and had considered doing so for two other children. How does a teacher decide whom to refer and whom not to refer? Did the two children who were referred have charac- teristics that were not present in the other children in the room? What did the teacher learn about the other two targeted children that led to her not pursuing possible special education placement for them? What about other children who were troubling to the teacher but were never even mentioned for referral? These are some of the questions upon which this study was predicated. In cases of mild to moderate learning or behavioral problems. early identification is critical (Reynolds & Birch. 1977: Cantrell & Cantrell. l976L. Early identification of children with learning dis- orders is problematic. Children with severe physical. mental. or emotional problems are usually detected before school entry by parents and physicians. but mild to moderate problems due to learning disabili- ties or emotional impairment.(see Appendix A for definitions of these terms) may not be obvious until a child is placed in a constrained environment such as a school. The validity of identification tech- niques. the implications for educational intervention derived from early identification. and the phenomenon of the "eel f-ful filling proph- ecy" are areas of concern among professionals who must make these decisions (Keogh & Becker. 1973). In the public schools in the United States it may take one or two years before these mild problems start to interfere with a child's expected progress in school. Therefore. the first and second grades are crucial years for early detection of such problems. This detection is not an easy task. The primary burden for identification falls on the regular classroom teacher. Teachers must make decisions about children in the early grades that may pro- foundly affect the children's lives. both in and out of school. Some of the difficult questions needing teacher reflection follow: Is the child a slow learner. or does he or she have a specific learning disability? Is the child immature for her or his age. or does she or he have emotional problems that interfere with her or his school prog- ress? Teugh decisions must be made that are not always easy to sub- stantiate with "hard" data. 'The term "iearning disabilities" has been controversial since its inception as a categorical definition of special education in 1963. Strephosymbolia. congenital word blindness. dyslexia. minimal brain dysfunction. and perceptual handicap were but a few of the many labels given to children who were not succeeding in school. primarily in the decoding of the written symbols of language. The confusion over what constitutes a learning disability among special educators and the medical professionals still abides (Kavale a Nye. 1981: Thurlow. Ysseldyke. & Casey. 1984). Is it any wonder that there is confusion for regular educators trying to determine if a child might have a mild or moderate learning problem? It might be argued that it is not the responsibility of regular educators to make this determination. 'Their role should be to identify children who are not succeeding in the regular class and to make referrals to the appropriate professionals. As was found in the study to be reported. however. it is not unusual for a regular classroom teacher. as he or she discovers children with learning or behavior problems. to look ahead to see if the specific child will fit within his or her perception of the school districtks options for service. av. The way children are set apart for special education by a teacher has not been looked at before at such a microscopic level. The process of how students get into special education has been investigated by Mehan (1984) but not at the same level or with the same set of guiding questions. He studied the issue of special education placement begin- ning at the special education placement committee meetings. The placement committee meeting is an important step. but only one in a series of gates that lead to special education placement within most school districts. Before a placement committee can enact a routine (Mehan. 1984). a student first has to be brought to the attention of such a committee. The child's regular classroom teacher is often the first to bring a child to the attention of such a group. It is at this point that the teacher's skill in practical reasoning and observation takes on great significance. The regular class teacher thus opens the first gate into special education (see Figure 1.1). Once a child's case is brought to the building team's attention. new gatekeepers take over. The principal. school psychologist. teacher consultant. and possibly a reading consultant join the regular class teacher in determining if a child is mildly handicapped to such an extent that testing is warranted. The particular special education placement system used in the school that was studied is discussed in detail in Chapter III. When a regular education teacher makes a decision to refer a child to special education. there is a great deal more involved than meets the eye. The significance of the interactions that occur within the classroom context cannot be overlooked. This year-long participant observational study of one second-grade classroom made it clear that each and every school year has its own uniqueness. This is true even if the teacher has taught the same grade for a number of years. 'The interactions that occur between the teacher. the children. the curricu- lum. and the materials are intricately woven together each school year in a pattern that makes sense to those involved. The experienced teacher looks for signs of reoccurring patterns familiar from previous years. Children of interest are more or less important as objects of the teacher's observations as she looks for telltale signs of problems. but it seems that each class has its own special and unique qualities. 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