ABSTRACT A SURVEY AND EVALUATION OF EXISTING STUDENT CONDUCT CODES AND REGULATIONS IN SELECTED FOUR-YEAR INSTITUTIONS OF HIGHER LEARNING By Val Rigby Christensen Problem The purpose of the study was to survey existing student codes of conduct as contained in university student handbooks for answers to these questions: (1) What are the stated values and purposes of student codes of conduct? (2) What rationale do universities use to Justify their policies regarding student non-academic life? (3) How are the codes developed and revised? (A) What are the apparent trends in student code development? (5) What per cent of the institutions reviewed for this study communicate in their student handbooks policies for the nineteen items listed below? (6) What percentage diff- erences exist among varying university sizes and types in communicating policies in the handbooks for the nineteen variables? (7) What is the content or substantive ele- ments of the nineteen areas of concern? Val Rigby Christensen These are the nineteen variables that were given careful scrutiny: (1) Academic Irregularity (2) Use and Possession of Alcoholic Beverages (3) Drugs (A) Hazing (5) Women's Dormitory Hours (6) Dormitory Room Entrance and Inspection (7) Entertainment of Members of the Opposite Sex in Residence Hall Living Quarters (8) Theft (9) Confidentiality of Student Records (10) Com- pulsory Class Attendance (11) Student Demonstrations (12) Disruptive Activities (13) Invitation of Contro- versial Speakers to Campus (14) Unacceptable Off-Campus Behavior (15) "Student Rights" in Procedural Due Pro- cess (l6) Procedural Due Process (17) Deviant Sexual Behavior (18) Dress and Appearance (l9) Recognition of Student Organizations. Methods and Procedures University student handbooks containing rules and regulations governing student life were received from 100 colleges and universities chosen at random from an educa- tion directory. Twenty schools each were chosen from the following five categories: large and small state institu- tions, large and small private schools, and religious universities. Using a checklist on which the nineteen variables were outlined, each code was read in an attempt to iden- tify explicit policies in each of the nineteen areas of concern. The per cent of institutions outlining policies Val Rigby Christensen in each area was summarized, and detailed examples of each rule were listed. An effort was made also to outline the philosophical rationale used to Justify student codes of conduct, to determine the methods used to establish and revise the codes, to state the values and purposes of codes, and to list any apparent trends. Comparisons were made between the various sizes and types of institutions identified for this study. Conclusions On the basis of the findings of this study, the following conclusions are drawn: (1) Most student codes Justify their existence by setting forth a need to create and maintain a living, social and campus environment which allows the greatest freedom to learn. (2) Despite the stated attempt by students and administrators to elim- inate in loco parentis, especially on the part of larger institutions, there is still considerable control over the student's non-academic life. Colleges and universi- ties are relaxing controls in such areas as women's hours, alcohol, room visitation, class attendance, and required dress standards; but the move to eliminate complete con- trol of these traditional pariental regulations is far. from complete, especially in religious and small private and state institutions. (3) Student handbooks generally do not contain specific procedures used to revise and develop student codes. The handbooks that do describe Val Rigby Christensen the process involve students, faculty, and administration in the majority of institutions. (A) Student handbooks will be more likely to contain regulations governing these behaviors: (a) Use and Possession of Alcoholic Beverages (b) Drugs (c) Procedural Due Process (d) Academic Irregularity (e) Disruptive Activities (f) Recogni- tion of Student Organizations (g) Student "Rights" in ‘ Procedural Due Process (h) Women's Hours (5) Student handbooks will be least likely to contain regulations governing these behaviors: (a) Deviant Sexual Behavior (b) Hazing (0) Confidentiality of Student Records (d) Room Entrance and Inspection (e) Off-Campus Speakers (f) Dress Standards (g) Student Demonstra— tions (6) Religious institutions, schools with less than 10,000 students, and small private colleges will enforce stricter regulations concerning alcohol, women's hours, room visitation, class attendance, and dress standards. (7) Large universities of all types with more than 10,000 students provide students with a more detailed and liberal code of conduct in their handbooks. (8) State institutions with more than 10,000 students and private schools with more than 5,000 students have more detailed codes for the majority of the variables listed for this study. (10) There are at least five trends in the devel- opment of student codes of conduct: (a) Student "rights" as well as responsibilities are more clearly identified Val Rigby Christensen by code developers. (b) There is a concerted effort to move away from pariental rules. (0) Institutions are defining and writing rules more clearly and completely. (d) Better processes are being developed to deal with rule violators and to guarantee fairness. (e) Students are more often invited to participate in the code formu— lation as members of student, faculty, and administrative committees on student life. Analyses of the nineteen variables are included in the study as well as written examples of each rule and regulation. A SURVEY AND EVALUATION OF EXISTING STUDENT CONDUCT CODES AND REGULATIONS IN SELECTED FOUR-YEAR INSTITUTIONS OF HIGHER LEARNING By Val Rigby Christensen A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Administration and Higher Education 1970 / ,. I .’ l ‘4 a ‘ \r v '4 I , r '3 ” .....AI""" O u n - “~d-1n.¢~ . I O . .. I. b,.- u: ‘3, 5’. 'll'v‘. i‘.". v .. .. .- ,,.. P: 3‘. 4.....u un- -‘ DEDICATED to my mother who through the years provided the guidance, encouragement, inspiration and example that helped to make the achievement of this goal a reality. 11 .u- u . V. In! --y. uy-o-r ‘ II) --A {7" I" ’l; .‘ a. 4 ‘0- ‘PFAH 5". ‘ I “-v‘. o Iirfi °"'hcv Vv H‘ (I- ACKNOWLEDGEMENTS The writer expresses his sincere appreciation to the members of his Guidance Committee, Dr. Van C. Johnson, Dr. Walter F. Johnson, and Dr. James B. McKee for their constructive suggestions. A special note of gratitude is extended to Dr. Eldon R. Nonnamaker, Chairman of the Guidance Committee, who continuously extended his interest and support and offered many valuable criticisms and suggestions. Grateful acknowledgment is extended to my chil- dren (Kent, Bruce, Valerie, and Koralie), and especially to my wife, Ruth Ann, who endured the confining comforts of Spartan Village and provided encouraging words that proved valuable in the completion of this work. iii '..pban vunb 1v- 0 s“. h. 0" —- A..u C D ’Y! N" 9 “0“... I1- _ I—hl -- .. v o .. FE - - N, .l , . "I . . . ‘ “a- - u uy‘ v I‘..‘ A ‘uir‘ TABLE OF CONTENTS Chapter I. THE PROBLEM . . . Introduction . Purpose of the Study . Statement of the Problem Definition of Terms . Procedure of the Study Limitations of the Study Organization of the Study II. REVIEW OF THE LITERATURE Introduction . . Historical Development of Student Codes of Conduct . . . Current Concepts in Student Code Development and Discipline Legal Authority for Code Development The Role of the Disciplinary Administrator . . The Student's Role in Development of Policies and Codes of Conduct . Communication of Conduct Policies and Rules . . . Summary . . . . . III. DESIGN AND METHODOLOGY Introduction . Population and Selection of the Sample Analyzing the Data . IV. ANALYSIS OF THE DATA . . . . . Introduction . Value and Purpose of Student Codes of Conduct . . . . . Rationale iv Page |-‘ ”If np‘ ” “-5? ' ‘ ’H t? V ' l n f: I! I'! I. U..n.a~.> I-UNQ--- h-— . . . u - -. ~-.~-o—d Q.-- Chapter Page Code Development and Revision . . . . 91 Trends in Student Code Development . . 95 Per Cent Stating Policies and Substan- tive Elements . . . . . . . . 103 V. SUMMARY, FINDINGS AND CONCLUSIONS . . . . 250 The Problem . . . . . . . . . 250 Design of the Study . . . . . . . 252 Major Findings . . . . . . . . . 255 Conclusions . . . . . 279 Implications for Further Study . . . 288 SELECTED BIBLIOGRAPHY . . . . . . . . . . 290 l\. ’l (1‘ ‘l Iv O 5 'A— v. V a In. a -‘3 u-‘ ‘ v“ a’: V§‘ F‘ fin.l'. 'II (I) 'U {/1 ‘I p v v V. to ‘ '- x Table 10. ll. 12. LIST OF TABLES Response to the Request for Student Handbooks . . . . . . . Policies Regarding Academic Irregularity as Stated in Student Handbooks . . . Policies Regarding the Use and Possession of Alcoholic Beverages, Including Beer and Wine, as Stated in Student Handbooks Policies Regarding Drugs as Stated in Student Handbooks . . . . . . Policies Regarding Hazing as Stated in Student Handbooks . . . Policies Regarding Women's Hours as Stated in Student Handbooks Policies Regarding Room Inspection or Entrance as Stated in Student Handbooks Policies Regarding the Entertainment of Members of the Opposite Sex in Residence Hall Living Quarters as Stated in Student Handbooks . . . . . . . Policies Regarding Theft as Stated in Student Handbooks . . . Policies Regarding the Confidentiality of Student Records as Stated in Student Handbooks . . . . . Policies Regarding Compulsory Class Attendance as Stated in Student Handbooks Policies Regarding Student Demonstrations as Stated in Student Handbooks . . vi Page 74 10“ 112 119 127 132 139 1&6 153 158 166 175 ‘1) (I) .A- i (I) 3 b. J 'v! H (I) :1 u: '1! 'I! O r:) 3 ‘- [n u) 'U! D I l- m (n f . ) ' ID I" Table Page 13. Policies Regarding Disruptive Activities as Stated in Student Handbooks . . . . . 183 14. Policies Regarding the Invitation of Con- troversial Speakers to Campus as Stated in Student Handbooks . . . . . . . . 193 15. Policies Regarding Unacceptable Off-Campus Behavior as Stated in Student Handbooks . . 202 16. Policies Regarding "Student Rights" in Procedural Due Process as Stated in Student Handbooks . . . . . . . . . . . . 210 17. Policies Regarding Procedural Due Process as Stated in Student Handbooks . . . . . 217 18. Policies Regarding Deviant Sexual Behavior as Stated in Student Handbooks . . . . . 228 19. Policies Regarding Dress and Appearance as Stated in Student Handbooks . . . . . . 23A 20. Policies Regarding Recognition of Student Organizations as Stated in Student Handbooks 2A2 vii ,. , 4"“ , . . a .. ."“\ U “‘-‘V. v- .1. 3-;ro- """“"u4 V‘ ,' ‘l I.) '1 L) D" :‘ (Fa (? _——-_— — — ‘F5. ’7‘ tuni::‘ (,5 :- "' v .:u.. Q “ I 1“: A. 'J I -a A“.‘\ w. J..-‘\:__' v-."> ‘;“‘I‘ ”Q .... 1" . ~., g ,u. ‘ TEE-fl“ ‘.'.‘.’. ‘ v 1‘. A‘ \ M; ‘LQC v “~.~ ' I h '- ‘-. D‘ ~_. .F ‘.. , 42-- ~ ~“ I .-_.. P. “. W p {.4 u,‘. --"‘.~ ‘ ‘v‘.: ’ ‘ CHAPTER I THE PROBLEM Introduction In September of 196“, the administration of the University of California at Berkeley issued a series of directives which set in motion a chain of events that eventually led to a mass student protest in December of the same year. The sit-in was in protest over the University's refusal to allow student use of a small square of cement near Sather Gate, the main entrance to the campus. According to the University directive, students would no longer be allowed to use the sidewalk in front of the campus to distribute pamphlets, give speeches in support of off—campus political and social action, raise funds, and recruit members. Before the protest was over, the Free Speech Movement turned the attention of all California to its oldest and largest state university. But, perhaps more important, the protest probably was the first significant event in the present world-wide student unrest. Colleges and universities had asserted for many years that they could not sanction certain student conduct. (I) (I) .. .r w- .\ 4‘ . ..-~ " . Q ’“.3' av “a..- .,,.--v p -\ L---‘: F a ....s. v V. q l ."‘D 4;.an .: a... ‘Voo-h a . . R u-‘u ,. - no- “A, .~_-.-v‘tb a, :Iab:.,‘.: Av -”“-l""dc .E‘Hn‘c" A, 'U.““'“ 8-. ‘I. -u‘ Most of these rules found their way into a regulation booklet which covered everything from drug abuse to the hours of a day that a clothes dryer could be turned on in the dorm. These rules were adequate enough to regu- late student behavior in the calm atmosphere of the past; but since "Berkeley," most universities have been advised to review very carefully their regulations, especially in areas that are currently termed "political" in nature. In a recent national survey conducted by the American Council on Education,1 it was reported that major institutional changes resulting from protest movements occurred on 75 per cent of the campuses experiencing violent protests, and on 59 per cent of the campuses that underwent disruptive protests. Sixty-two per cent of the campuses that experienced no major incidents during the year initiated major changes in campus regulations. Generally regulations pertaining to student behavior are assembled into a comprehensive document known as a student code. Students are introduced to this docu- ment when they are freshmen and are expected to abide by the regulations laid out in it. The most common agency for reappraising or developing a code is a joint committee of faculty, students, and administrators. Examples of this pattern of response are readily available. lThe Chronicle of Higher Education, Vol. III, No. 22, September 15, 1969. “ ‘ --"C "F-":.- ...-u I:- ‘¢-- n5.-- + “A \ 3' '1 uv‘dvaab fivb- I A P‘P"‘= our" bov'-fi-vooh¢ O a e o a 4 \2 an.- un ~v-.v. '\ ‘. ": 5"”:5 tAo.~ u.._.,- .- "."‘OR 3‘ "wun v , . ‘ ~5..‘ 1 2 5£r* L ‘4. h ..."‘o: 6.}, “'\— v. _ ‘- ‘. r ‘ "' "09 I““» u‘v A / \‘ ~ v -,:v-.,., a ‘t"""— ‘.. 5. ~“ v . ‘A v b.5‘3v-fl . ¢ ,. A ‘ O .,. .‘...c- C‘. v- \ 4- U After more than two years of comprehensive work by the Student Affairs Committee and other groups, Arizona State University1 has brought together for the first time materials usually found in a number of other sources. This up-dated student code is designed to regulate all student activities on campus; it went into effect on a provisional basis this last summer. This procedure for code development was used effectively at Berkeley follow— ing the protests in 1964. The Academic Senate appointed a Select Committee to study education at Berkeley. Although this committee focused its attention on curricular short- comings, it did not investigate disciplinary matters. After a student strike in December, 1966, another student-faculty committee2 was established to outline disciplinary pro— cedures that would be both clear and fair. This document on the culture of the university served as a basis for a revision of a student code that is now implemented on all nine campuses of the University of California.3 The code 1Office of Institutional Research, National Association of State Universities and Land-Grant Colleges, Constructive Changes to Ease Campus Tensions, (January, 1970), p. 44. 2Report of the Study Commission on University Governance, Berkeley, "The Culture of the University: Governance and Education," The Dailngalifornia, January 15, 1968 0 3University of California Policies Relating to Students and Student Organizations, Use of University Facilities, and Nondiscrimination, (March 17, 1969). ‘AV‘ ‘.'.o~ ' p - \ \ ‘..‘~.o~ -..1u - 2 A '1‘1;"'“‘:D . -v ‘V an ' A r” -guhv ..4 '- :n’r° \l‘ A _ fluid a ”Jo-t - Q ~;"; ‘V‘ 2 I. ‘ - :,.,::y:‘ 1&— ~u¢un~o~cs$g v — . ‘ 5' 'I'" :v. .u U-L... ‘- U . A b no“ d‘y.. .. ., P b F. d. Ah‘. 1". i.‘-‘--V. ‘. a. C ~"“ o ““ocu: 'v W. . h." ‘ona v” "‘V:» . .. r-.- . ~ A 4“,.-drlr ." 2 .‘ V‘ 5 ‘1‘ ‘.A-_ q I‘- “r.-,e . '- ‘c Ia l."’ N ‘v._‘ C"‘ .- “‘9‘? g n- V L“ lg; “. 5 ‘.‘=.‘ f v . v1_ .. 'c-h ’ ‘ I; "»‘\ s... H‘ d ’ s u lists extensive rights and obligations of students and the procedures involved in disciplinary action. The University of New Hampshire Senate1 recently used a joint student-faculty—administration committee to develop a lengthy "Declaration of Student Rights and Re— sponsibilities," which outlines the University's policies in eight areas: (1) student conduct on and off the . campus, (2) freedom to learn, (3) procedural standards for student discipline, (A) freedom of access to higher education, (5) faculty—student relations, (6) student records, (7) student affairs, (8) enforcement of the' Declaration's provisions. Freedom is provided the students to learn and support causes by orderly means when these protests do not interfere with the orderly functioning of the university. This new Declaration is now included with other university rules to present a complete picture of campus regulations. In compliance with a new requirement of the New York State Education Law, revised student conduct codes are being developed presently on campuses of the State University of New York.2 The law requires that all 1Office of Institutional Research, National Association of State Universities and Land-Grant Colleges, Constructive Changes to Ease Campus Tensions, (January, 1970), p. 4“- 2Office of Institutional Research, National Asso- ciation of State Universities and Land-Grant Colleges, Con- structive Changes to Ease Campus Tensions, (January, 1970), p.AE. _ II .4 .. r“ r“ r. .. L. f .. . .,.q 3 no. a a a. .2 a. a .. a. . . . AG " I: _ c v, . 4‘ fl v ‘ . J .2 5 S . p: a .. a. .1 v .. 2. .. a . .. . ru .3 e a . s a a. u c. c. 2. 4 a 59 To C. 2. p v r” .3 .. a: 4‘ v” n :. 1. “a A u a. a. G. ”a .3 .2 a4 2 «a a; F». «a. H. ‘-u .1 3» a. «a ~ 5. 2; ~ . n . 5. . . 2. .3 .3 . . n . .2 .. 4 I v. . o ’4; .‘ Pu . u “A 1‘ 2. ”a . I. n. . n . :- “n a. u~. o. :- u. .-u ..u l. v». s. n. . colleges "chartered by the regents or incorporated by special act of the legislature shall adopt rules and reg- ulations for the maintenance of public order on college campuses and other college property used for educational purposes and provide and program for the enforcement thereof." In addition to providing for the control of students, faculty, and other staff and visitors, the code must set forth clear penalties for violation of the rules. The University of Wisconsin,l’ 2: 3’ A, 5 which has experienced more than its share of campus disruption, has used a variety of committees to set forth revised rules and regulations. One of its first committees re- ported a two-year study in 1965 on the problem of student misconduct at Wisconsin. Another committee (Crow 1University of Wisconsin, Report of the Non Curr- icular Life of Students Committee, (August 12, 1965). 2Wisconsin Student Association, Recommendations to the Faculty, Student Power Report, (Madison, Wisconsin, October 12, 1967). 3University of Wisconsin, Report of the Ad Hoc Committee on the Role of Students in the Government of the University, (February 6, 1968). ”University of Wisconsin, Report of the Ad Hoc Committee on Mode of Response to Obstruction, Interview Policy, and Related Matters, Part 0ne:~ Placement Inter— view Policy, (March 13, 1968), Part Two: Universigy Discipline as a Mode of Response to Obstruction, (April 25, 1968). 5University of Wisconsin, Rule Book, (Madison, Wisconsin, 1969-70). ' 1 ‘p- #c-q .Iulgvv‘ OI ' I 1-‘5: :r h-- vvd-U 5“ nu.» a““' b-.. ' I U n. F6 2"" ‘ “.- ohscco-»d-‘_ ‘ ‘ ‘ ‘i" 1r-ug 1.. Ova-d “VJ- - - fl 9; 'a-- '\r‘ ‘ "'~ no» "#4 ‘ an H “H an .. Vsoc““ ‘. .1 0 ' . - c M» .: .. G “‘v-‘ ‘\ fl. ’“lr U. L.‘. o ‘ ‘;‘.. 5“ '-l\ A ~“~A. Committee) investigated this same concern in 1967 but did not finish its work before a Dow Chemical Company demon- stration precipitated a third committee, "On the Mode of Response to Obstruction, Interview Policy, and Re- lated Matters," (Mermin Committee). All of this work resulted in one of the most comprehensive student conduct codes in American higher education. Cornell University1 has used a student-faculty- administration committee to review and establish a stu- dent code of conduct that went into effect last fall. The new code answers the concern expressed by Cornell's Sindler Commission: . . . like most universities, Cornell has not op- erated by a deliberate, internally consistent set of principles and policies designed to guide its regulation of student conduct. . . . Hence, . . . Cornell was not well prepared this past aca- demic year to respond to the multiple conflicts that emerged. Two major efforts at code revision were undertaken in the past months by Oregon State University and the University of Washington.2 At Oregon the student and faculty governing bodies prepared a document outlining 1Report of the University Commission on the Independence of University Regulations and Local, State and Federal Law," The Cornell Daily Sun, October A, 1967; Cornell University, Policy Notebook for Students, (August, 1969)- 2Office of Institutional Research, National Association of State Universities and Land—Grant Colleges, Constructive Changes to Ease Campus Tensions, (January, 1970), p. AA. . 5"" ~* . ‘ 4": a “-UV- q 9" I o" A.- .. . ...~n-.:r" 'v.‘,.vao‘h‘ " 2‘: "i Ar EV. ‘g..‘:r‘ 5.1“... u' s . p4. v». policies particularly pertaining to freedom of association and freedom of inquiry and expression, off—campus freedom, and disciplinary measures. The Regents at Washington on recommendation of the University Senate approved a new code--the first revision since 1959. An important feature of the new code is the creation of a Joint Council on Student Conduct and Activities, composed of students and faculty. This committee will oversee student life on campus and review on a regular basis regulations that govern student activities and discipline. The revised code is particularly noted for its clarity and economy of exposition and for its procedural guarantees. One of the most comprehensive and clearly written codes was recently distributed by Ohio University.1 The set of regulations was written in response to a state legislative mandate to the faculty, students and adminis- tration. Other comparable reports include The Student Code at Utah State University,2 which is a collection of revised university policies involving the student commun- ity collected into a single document, the Code of Student Life, published by the University of Iowa3 after a year-long 1Ohio University, Student Handbook, (1969-70). 2Utah State University, The Student Code, (1969-70). 3University of Iowa, Code of Student Life, (1969-70) . ~J--v- 0-1-.” h-..“ L -r~ V toda- opp‘ pnfiznl’ ‘ consul «C :— . u . . ‘ . A v a. a: n. r. . r. . . . . n. a. 2. ... Z s .. :. .... a. i S I. a. .1 .. a. C .. t. n a. 7. :. .5. o. . . E .1 n. s n. .e S .. a. .a r. a. S : c. .2. N v in Q m P.- §.‘ “” a: I‘ I Ar r ,,.. .‘_‘..‘--. w fig fi...§: J'- 'U P udv--_-‘._ - x-ha 5“r:3,_“ ' Vv..~- \n... .- = : .u — A' aAy §~‘~Qv.. . .. . b “F ..,_ CHAPTER II REVIEW OF THE LITERATURE Introduction Chapter II is concerned with the literature re- lating to the historical changes in concepts of disci- pline and student codes of conduct. It will emphasize the changing nature of rules and regulations in addition to outlining some recent studies concerning student codes. Some consideration will be given also to the legal Justif— ication for codes, the student's role in code development, the role of the disciplinary administrator, and the methods used by colleges and universities to communicate the rules and regulations to the students. Historical Development of Student Codes of Conduct From their earliest beginnings, colleges and universities have been involved in the moral supervision of their students, and many of the rules and regulations used to control student life in earlier years would not be tolerated today. Brubacher and Rudy,l in their excellent 1John S. Brubacher and Willis Rudy, Higher Education in Transition (New York: Harper & Brothers, 1958), p. 51. 18 uv v. ul- A. u- . m u y I” II' t n n ‘ n g ‘ - fi' ‘43., “‘3‘" at "~A' H29 '7‘, I 00"“- v u . fl .. H's“ a. L..vo V“" u ,. .D-A“? J .v‘ VU-I“ 5" l “-- . .-‘.U. ‘ a- . Q \ r ‘ ‘~ .1 :HQ “- 9-... V... . ‘A . . I!" V‘ ."-‘-.l "p.. 2 “as. ‘1' P! a ‘2.»- H .“a‘_ . \ FAQ- u" g.).. U.‘ 5-9.1“ J. HV“- gy“\_, \ s' | r q “‘5 .. ~ Q‘v- u a F. ..v a 'U- '. c..f . "sl 1‘: ‘A .‘ U “a”: *. '- _. ._‘ ";;::.h ”-3 2v- ‘.- 4.. _v ‘ws..::b‘ “-K a v) I. v ‘ P ., -.' ‘A § ,5". ’I. ‘u. ’5 J. a. . C .1 s .,\ ’ ._;v,;‘. . _, Q U ‘“\..l~ Q“‘ 19 book, Higher Education in Transition, said that American college "government" in the early beginnings of American higher education meant rigorous control of student con- duct both in and out of the classroom. They indicate that, "The atmosphere resembled that of a low-grade boys' boarding school straight out of the pages of Dickens. It was adapted more to restless and unruly boys than to re- sponsible young college men, and, indeed, most of the students of this time resembled the former far more than 1 they did the latter." Lee lists in his book the Mass- achusetts laws of 1956 which spelled out the legal limits within which Harvard could administer her corporal pun- ishment: It is hereby ordered that the President and Fellows are empowered, according to their best discretion, to punish all misdemeanors of the youth in their society either by fine, or whipping in the Hall openly, as the nature of the offences shall require, not exceeding ten shillings or ten stripes for one offense; and this law to continue in force until this Court or the Overseers of the College provide some other order to punish such offences. The laws at Harvard College in l6u2 outlined reg- ulations that concerned, "promptness, attendance at classes and prayers, dressing, idling, fishing, gaming, "2 dancing, gambling, and swearing. The president and lW. Storrs Lee, God Bless Our Queer old Dean (New York: G. P. Putman's Son, 1959), p. 35. 2John D. Millett, The Academic Community (New York: McGraw-Hill Book Co., 1962), p. 5. ... o . v: . . . . .. . . I I S . . 3 T“ “a c. a. r“ r. .1 E ... .t .... :.. ... a ... a a. 3 .C e 2. e S 2. 3 I ... .3 .3 .7. R E 2. L. n. a: a. r“ “lkuv a. “.44 a. ... _. a. .~ ..I. ‘ a. ... .1 "J a. ...: ... . 3 r“ c. “.... .3 v... S .r“ .3 4. "J .1 . . w“ a. . . .3 3 n. .4 e a. r.” .3 ..a .a. ... r” n. nu .1 «y .r.. 2. r“ r“ ... a . . a .. . nu 3“ n. .3 a.“ 7: . . "... av “A ... .1 J . w». a: .1 “A a». ea .1 2» .3. ..v a: .1 .na :3 S. ... S. a. ..u r. ... n. ... s. ... . u . v . .... p. . v a. . . 9- 20 faculty, as disciplinarians, took upon themselves the responsibility to enforce the rules with the same vigor that characterized their teaching assignments. Brubacher and Rudy express no surprise that the students came to regard faculty members as their natural enemies, and ex- pressed their frustration in periodic riots: the Anyone who studies the history of American under- graduate life from the first colonial colleges to the Civil War will find ample evidence to Justify Hall's generalizations. This was a period when constant warfare raged between faculty and students, when college government at best was nothing but a paternal despotism, when the most outrageous pranks and disturbances were provoked by undisciplined and incredibly bold young men. It was pre-eminently a period of rowdies, riots, and rebellions.l The authors continue their discussion and indicate student response to the disciplinary system: The most dramatic response of the pre-Civil War college student to the disciplinary system which ruled him was violent and open rebellion. Nearly every college experiences student rebellions or riots, some more serious than others. In certain cases, they eventuated in broken windows or cracked furniture; in others, they resulted in death. All involved some kind of collective action, either of a class or of a whole student body. These outbursts could be found in all sections of the country, at state universities and denominational colleges, at "godless" Harvard and Virginia and at pious Yale and Princeton. Everywhere the atmosphere was like that of a revolutionary brawl, or a violent modern strike.2 Lee points out that a favorite method of punishment at Yale was "boxing" or "cuffing" the delinquent student. 1John S. Brubacher and Willis Rudy, Higher Education in Transition (New York: Harper & Brothers, 1958), p. 51. 21bid., p. 53. .I‘r‘ ‘U’ ”‘0. .. IN. 'Pw-pv-0' i-.. t. 1". , 2'. Av- s, ..-- V” 9.33 L a“ A k . ‘4‘-ua¢m-on v A u....' - .l‘..a6: Pp ~ " - JJ‘UOV.‘ "r" I.‘rfi.' a \ ......"vo . o . ar- no I I I s . ... in L1 . . s . .. ... .Jr ....‘ 7.1.... 3.: E: a 7.9 3 . c. .19 )u e... C rte. n. :. Ca. 3 C T. 3n. “...: 3.; .3 n. n. 7.. n. o. a. f. .. . E C ...n 5 a. e. a. ..r “a... “.31.: .13 a; ...»e 2;» A; 7. a. h. I. re .... a . C. a: ..-. r. ..a 1.. 3 .: ... z. .1 h. .1 .1. 3 u... .2 .. . ~ a fin. on. \..« ~Ky.n.. h. &a 0. «s. an‘ O. {s A.» a: T; a: in 21 The students were gathered together to witness the pun- ishment, which on one occasion turned into an embarrassing situation when the president, "swung a right and missed." Punishment was used to bring the boys to more constructive behavior, keep them at the books, mold character, and con- trol carousing. The main purpose of the disciplinarian was to make an example of the student to such an extent that he would shrink from temptation. A main punishment was to reduce him in rank, and, if at all possible, keep him on the college rolls where he could suffer for his sins and be seen to suffer. An example of the type of rules that were listed as temptation for the students to break is mentioned by Goldbold: Students were forbidden to drink, buy, or keep spirituous liquors; they were not to frequent taverns, barroms, or tippling houses. Gambling was prohibited. Lying, cursing, swearing, profane and obscene language, and theft were forbidden. Fighting, striking, and quarreling were not permitted. Students were not to accept a challenge or in any way aid, abet, or pro- mote a duel. Cardplaying, billiards, dice, back- gammon, and other games considered immoral were pro- hibited. Dancing and attendance at theaters, horse races, or other places of "fashionable amusement" were taboo. Late suppers and convivial reunions were frowned upon. Fornication, visiting places of ill fame, and association with persons of known bad char- acter were forbidden. Students were not to combine for riot or disturbance, nor were they to carry or keep in their rooms firearms, gunpowder, dirks, swords, 'canes, or other deadly weapons. At Mercer University smoking but not chewing was prohibited. The young men were not to be guilty of "any grossly immoral conduct whatever. lAlbea Goldbold, The Church College of the Old South, a ... a. .: ... a. 3 .. .. 2. v. .. , If I a. S S “a . . a. .3 I. ... a. p. ...n E e. . C .H .. Z. t. o. . . n. n. I. «D .s.. W a. or. .«a S n. t; r. n. r“ a. ... r. n. 2. a: so ... r. .\u c. a. no . o. . a. he a o a. 2. ... l .r“ .ru P... I». -nu ..-. ab 6. a. . w. . 2. .2 .pH r.. as .3 c u .1. n . a. a v I e. n o C» .Pu No . 2. - a o. . a v on‘ ‘4‘ a. Ca .r u u g u ‘ a: I ‘ o. a: u... 2— 4. G. o . .. ..I. s. 4.. t . o a. a.» he I. ... H. r: 3. ha 2. H. u: ..- ...; A: A a A. o .- a . .r. o . ... .-q 3. o c .p.. n. :- 0 . ... 1 .r.. s . o . o c one .4. ..In . . n.‘ .u a D. g h - ... ..l n a on a u.. . u t‘ . 22 Detailed disciplinary rules and regulations were listed in the college catalogs. Students were required to read these rules, and in some instances in the presence of their faculty and the student body they were required to affirm their obedience to them. In quarterly reports to parents and guardians deportment was usually listed ahead of scholarship and other items. Rudolphl points out that Harvard was so successful at disciplining students that the finest rakes in England were sent to America to the "reformatory on the banks of the Charles." He states that flogging was displaced as a standard means of discipline in 1718. Boxing the stu- dent sharply on the ear took its place and continued until it was omitted from college law in 1767. Rudolph believes that this abandonment of physical punishment clearly re- corded the humanitarian spirit that was loose in the Western world, and led the way to the Americanization of the New World's universities. As the nineteenth century wore on, a strong move developed to move the college into the country where, as Rudolph states it, "life was sounder, more moral, more character—building." This required the building of dorm- itories to house the young men. At the beginning this move was thought to be worthwhile as young men lived like lFrederick Rudolph, The American College and University (New York: Alfred A. Knoph Company, 1962), p. 27. n ‘0~;""a” "7 dvkvtltbo " ' ’IPP..zh. .4 ...: I... V r? 0 , . o 5 . R u: ‘1'; “......a -_'.P:‘a 5.3—“ li‘b. \- Ub...:- ~ S \ 5 "fi‘h n: Ov- Ubaou y- Q"":C,v‘"n ..., "‘dvua fl "‘FA y.”a ": - q "‘4\ ." ‘U .‘v ll) 0. O a” Fwd 23 a large family, sleeping, eating, studying, and worshiping together under one roof. Later, though, the dormitory was thought to be a breeding place for crime, where plots were hatched and where what may have begun in innocence often ended in tragedy and misfortune. The dorm became a place where tempers tightened until they snapped. Rudolph and Lee both cite cases of tragedy in their respective books. There was the boy who died in a duel at Dickinson, the students who were shot at Miami in Ohio, the professor who was killed at the University of Virginia, the presi— dent of Oakland College in Mississippi who was stabbed to death by a student, the president and professor who were stoned at the University of Georgia, the student who was stabbed at Illinois College, the students who were stabbed and killed at the University of Missouri and the University of North Carolina. Credit for these misfortunes was often attributed to dormitory life. The period between 1800 and the Civil War was replete with student rebellions, including severe ones at such colleges as Virginia, Princeton, Harvard, Yale, Dartmouth, and Brown. Andrew D. White,1 recalling his own student days at Hobart and Yale in the 1850's, wrote: "I had, during my college life, known sundry college tutors seriously injured while thus doing police duty: I 1Brubacher and Rudy, Higher Education in Transi- tion, p. 54. u.‘ U .‘ a '- v fl psf ’1 r“ I'd: '9: v ‘ h oo-U 0" “‘ .‘ ina‘en r~° . ‘vvdV. v. J:rl‘;\”n “ anoiv.d’ L O l 0-q 0 f ' A? Q Iv»- .— aud‘vuodu n.. , o "“ A . q.- \ ”flu?” 004‘» ...»...L ' Q "" n--‘.' v... ‘lv‘ A” - . ‘ c “an; -1!" ...--— .VA. I." It. I 2“ have seen a professor driven out of a room, through the panel of a door, with books, boots, and bootjacks hurled at his head; and even the respected president of a college, a doctor of divinity, while patrolling buildings with the Janitors, subjected to outrageous indignity." Dr. White expressed later that these acts of violence arose because students were not treated as responsible citizens and be- cause members of college faculties were forced to perform the duties of policemen. Brubacher and Rudy emphasize that the most ser- ious rebellions took place in the South and in the North where large groups of Southern youths had congregated. College rules were rigorous and threatened punishments that students in the South knew were reserved for slaves. With great effort, strict disciplinarians attempted to protect the college students from all the innocent plea- sures, an effort that was largely doomed to failure. The authors offer this explanation for student discontent:l The phenomenon of student rebelliousness reflected, at least in part, the whole social fabric of America at this time. In this exuberant young nation, there was an inner conflict between an overrepressive, Ca1- vinistic morality and a frontier pattern of heavy drinking and brutal fighting. Violence was general throughout nineteenth-century American society. These conditions found their counterpart on the campus in student revolutions . . . Tact and thought- ful guidance by the administrative authorities, to- gether with more student self—government, would have avoided the worst of the trouble. lIbid. , p. 55. Are 5. D u ‘ n u’: ‘1‘“\ -"-‘-dll~ U . ..-: .5 ...; ,‘L... vU .... .oo35-t4: ;.J-44¢v I \ ‘ an "'3: 2m ,, uovnvvd in. --v--- a ..., '. .5. .. u*.545.~ u.»- . ‘ . 2' "‘.‘3 55¢» "' 4... v4”... I . . o... _ I. . c “‘7‘ L. _-.... a".-- 4.:‘W' --..\_'_ ‘h—CQU "l‘vu. ‘I to,’V:" .- - .- ..og‘ ' l “.3 ...- . O ..... n n; "‘\ A. s "uv V‘ p Hr" ui.‘ ‘ x -- Q J- 1 . V' s "A “‘ “ 2“«-‘ V... ~ .‘ -l ‘- u ._‘-' ‘A l; V-" IV ‘_ "A ‘ o 4.‘ " .3 fl ‘ - -‘ v. “L . e: A u T o- ‘ ‘V.. A 1 25 After the Civil War there were no more student rebellions. Brubacher and Rudy suggest that peace finally came to the campus when curriculum changes created a new attitude. There was also a relaxation of rigorous sys— tems of college discipline and students began to be treated as young adults. The addition of women to many campuses added also a moderating and pacifying influence on the conduct of male students. The rise of intercolle— giate athletic sports and the fraternity system tended to absorb much of the uncontrollable youthful energies, and finally, many institutions had ceased to require police duties of tutors, and began to hire men to police their grounds and buildings. Following the Civil War a new freedom was created in the social life of the campus as the faculties gradually began to develop greater interest in the more impersonal world of research and scholarship and less in the regula- tion and supervision of student life. By 1870 Rochester, Michigan, Columbia, Cornell and Harvard were all leaders in establishing policies which gave students a wide lat- itude of freedom as the means toward developing character and becoming self-controlled individuals. In President Charles Eliot's words, "It is a distinct advantage of the genuine university method that it does not pretend to maintain any parental or monastic discipline over its students, but frankly tells them that they must govern c ' R tr;"\fl Jon's-0b '30 ‘ . ->~" \ ..u-I-‘o £1- g'IAy-A ‘_ ‘ .vnoaoov ' ‘ bp-vo r a snow: o... A u". 1' l (T a V i ) v as v o ‘r- (D m 'l . v D" f- l) (D I): 26 themselves. The moral purpose of a university's policy should be to train young men to self-control and self— reliance through liberty."l This same belief that students cannot learn by being pressured into obedience to a code of conduct that they have not personally embraced is more completely ex- plained by H. C. Hand: Since students can learn to do only by doing, it is obvious that they can learn to behave honorably "on their own" only through wisely guided repeated efforts to do this very thing while in colleges. This means that college students must as to as great a degree as possible be "put on their own" in as many as possible of the situations necessitating the making of choices in which honorable conduct or its opposite is involved. If these situations are wisely and sympathetically guided, students will learn to make habitual the choices which will issue in honor- able conduct. If they are unwisely guided or not guided at all, students are very likely to learn dishonorable conduct. The point, then, is that, although admittedly hazardous, free choice there must be if students are ever to learn to behave honorably "on their own." Squirm and wriggle as they may, administrators and instructors who refuse this freedom to students are not providing them with a curriculum in self-directed and self-motivated honorable behaving, which is pre- cisely what the college purports to be attempting in the name of character education. These attitudes are somewhat different from those expressed by the early American educators. They reflect a changing philosophy that has continued to develop in lEugen Kuehnemann, Charles W. Eliot (New York, 1909), p. 51. 2H. C. Hand, Campus Activities (New York: McGraw- Hill Book Co., 1938), pp. 76-77. ' I I a ‘.| S-g:'r 4- (D t) .muq'crnv w ....uvbav" .. ‘-—4. 1.. 4..) A: O: f «f lh'r1 '(V (.I) «D 'j 5 -‘- f1) ) t Y r\) I tfl-"I" If) ’ 0 .' LA.“ I?” H" on - ‘\ f’) 27 higher education since the turn of the century. This tendency will be developed further in the next section of this chapter. Current Concepts in Student Code Development and Discipline More now than ever before in the history of American higher education, educators view discipline and codes of conduct as integral parts of the educational pro- cess. They stress that discipline is a necessary part of character development and conclude that a university's discipline policies and procedures are essentially teach- ing functions. As Thomas Brady has stated,1 "The only justification for the exercise of student discipline is that this is a part of the educational process and cannot be considered aside from the aims and goals of the insti- tution." He lists the following basic characteristics of student discipline: 1. Student discipline is always exercised with the primary aim of promoting the welfare of the person who is the subject of it. The main aim is not the reform of the person or the redemp- tion of the person but of his welfare--specif- ically his education, his tutelage, his progress in maturity, in rationality, in capacity for in- tellectual and moral achievement. 2. It is a characteristic of discipline that it must always be exercised in person by those who have the welfare of those subject to discipline as their primary aim. 1Thomas A. Brady and Leverne F. Snoxel, Student Discipline in Higher Education, Student Personnel Series No. 5 (Washington D. C. : American College Personnel Association, 1965), p. lA-15. . I .. III 4 . I . . III I . I I .ru .“ G. “A r“ 9.. a; urn ...; a. no. P..ru.ru re s. v“ s. C. C. .. J. a. a. v. ..a .. a... .... ... Z. n ‘ .\ .. ..n .3 S»... 5 Z _. X C. 3 C C o. I .. a r” C .... a: a. ... ex a. a: S 0.. I E f. E ...h l a. a. n. a. a» h. .p.. a. a. u .. .C A . a. vi a . o O O V“ or.- AV 5.. vo§ 1‘ n... ~\& 0 O 0 .23 ..L ... 2. .3 w” ... i. 3 h. .- a «C .3. . . ... a . o. —.. 2. .... mu 2. —~. w“ ... T: a. . a. I. . . 4 A.. o A u ..A. L. 3 . ... 9 . .. u». .. .. a. >.. ..A o. .. 28 3. The exercise of discipline requires that those who administer it never, or in almost no case, despair of the eventual possibility that the subject may conform to what is expected of him. Only very rarely-—almost never--do we discard a student and say that we will never be able to make anything of him. A. The penalties used in disciplinary procedures must be chosen primarily with the aim that the penalty itself will assist in the rehabilitation of the student. The faculty assumes that breaches of discipline, if serious enough, are substantial obstacles to the education of the student. Hence, the penalties are designed to assist in the re- moval of this obstacle. It seems obvious that this concept of student dis- cipline and conduct departs rather clearly from rules and punishments of the early American colleges. The rules of those early years were difficult, if not impossible, to enforce and became outmoded in the first quarter of the twentieth century. Snoxell states that the traditional negative codes of the early colleges have been replaced with more positive formulations that describe in general terms the kinds of conduct expected of students. He offers this example from the University of Minnesota: 1. It is each student's responsibility to be alert to avoid the types of misconduct mentioned here and any other misconduct harmful to the Univer- sity, its staff and students. 2. Courtesy to your instructors and University staff members, to other students, and to the public is expected of each of us and a failure to show this type of responsibility is unacceptable. 3. Each student is expected to be honest in his work. Dishonesty in assignment, examinations, 1Ibid., p. 29. Ci“ +Y| g. Q U p»- U. a: due 29 or other academic work is considered an ex- tremely serious offense by the faculty and students. A. University policy specifies that the property of the University as well as that of individuals should be respected. Theft of any kind, whether of money or other property, is unacceptable. The destruction or mutilation of books, maga- zines, or other library material in University libraries is another type of conduct which is not condoned. Equally so is unauthorized use of, damage to, or destruction of University buildings, equipment, and property. 5. Drinking on campus or in the residences is another type of behavior not approved by the University. Drunkenness or any type of be- havior which is disturbing or disorderly re- flects on the University and therefore is con- trary to the best interests of the University and other students. 6. Misuse of University identification to obtain privileges to which you or to which others are not entitled under existing regulations is a University offense. 7. Indecent and immoral conduct discredits both the offending individuals and the University and is contrary to the best interests of the University community. 8. The University also has certain standards es- tablished concerning entertainment, hours, and room visitation. You should acquaint yourself with the rules of your residence unit upon your arrival. A number of studies have been conducted recently to assess the scope and effectiveness of student conduct codes. One of the most complete research reports was sub- mitted in monograph form by the National Association of Student Personnel Administrators.l 1T. B. Dutton, J. R. Appleton, and F. W. Smith, "Institutional Policies on Controversial Topics," The Journal of the Association of Deans and Administrators of Student Affairs, Monograph No. 1I(January, 1968). r fig. 0 Q'- 0 ‘ “..j 1, c .L‘... an -oov - 9 9“ —r“ a.‘-. 'I' an H "o 8 A n ‘ a; 0d....4-_.‘ :I‘grfi . vv-nd I I. . D-O v “a VJ 30 This 1967 study surveyed approximately A57 NASPA institutions on eighteen areas of student behavior. It attempted to determine the extent to which colleges and universities have formulated institutional policies on the eighteen topics, the purposes and rationale for these policies, the methods by which the policies were formulated, the nature of their implementation, and the extent to which the eighteen issues were considered sig- nificant. These were the eighteen selected topics: con- troversial speakers, deviant sexual behavior, drugs, dress and appearance, entertainment of members of the opposite sex in residence hall bedrooms, excessive use of alcohol, faculty-student drinking, financial irresponsibility, off—campus misconduct, premarital pregnancy, provision of contraceptives, recognition of student organizations, required on-campus living, student demonstrations, stu- dent publications, student records, use of students as research subjects, and women's hours. A large number of conclusions could be drawn from the findings of this study. Among them are these: (1) relatively small numbers of institutions have poli- cies in relation to deviant sexual behavior and premar- ital pregnancy as well as student demonstrations, stu- dent publications and drug usage. (2) Such variables as dress, financial irresponsibility, off-campus miscon- duct, recognition of student organizations, women's hours, entertainment in residence hall bedrooms, and excessive l .v be a. .C .. _. ._ I I II I IJ||II II. I I ..h a. n W a. 2. 4. . . c. C S U... ;. .... ... ._ v. . c. .. .. . . . _ .2 O a. .a .. T. a. 3 S T. a. n. ..e a. n. E c. L. e .. “A 4. S a. a r. a e 3 c. .1 .. S h. a . c e a. .. a 4. .p .. A . t. v. t. “u 3 n. v” n. r” ... n. e v ... S r. .1 S ..a e. ..a s. . Hu 3. l. .2 a. F? .u r“ a. h. ... g. h..../ c. ”a v“ .... 4 . t. ... c. a. a. a. . . a. 4 . e . 3... Q» .fi‘ 7» A .. . 3 \1 ... .2 3 a. n. v. n. a. .. n. n. n. I. ... n. ..a I. n. a. ...... .‘v “A C. J. .uu ... Z G. p" ... ... Q. a. .v 3‘ .: ya .u .. n.. 2‘ p.. C. ... I . .- ... o. u. ”I ... ... .1 .. ..l ..A ...I ..l ... ...n .D a. .... I; .1 \ h. o ‘ . .1»... 3.....3 i 31 use of alcohol are more often controlled with policies. (3) It would appear that there is a relationship be— tween whether an institution had a policy on a certain issue, on the one hand, and how important the institu- tion viewed that issue, on the other. (A) On most of the issues, the content and purposes of the policies were related to the maintenance of control, order, stan- dards and institutional image. (5) On most issues, the personnel dean or his staff played a prominent role in the processing of violations. (6) Generally, when vio- lations of the policies occurred, the penalties imposed were less severe than suspension. (7) The issues that were ranked in the upper one-third in order of importance were excessive use of alcohol, off-campus misconduct, women's hours, student dress and appearance, and finan- cial irresponsibility. (8) Issues with low rankings were student demonstrations, controversial speakers, student records, faculty-student drinking, provision of contraceptives and use of students as research subjects. Betty Levison1 of the State University of New York surveyed eighty institutions to determine the trends in student personnel practices from 1938 to 1968. She used these topics as variables: women's hours, alcohol lBetty M. Levison, "Summary of Findings of Trends in Student Personnel Practices, 1938-1968," (unpublished report, State University of New York at Albany, February 21, 1969)- yu '1 V F“; ‘v .....53- *‘ ’ a ‘2'.” L '3 “:r ... V‘Doo' I s a ... A A“ - I i .v‘ " ~ a. ~ 9 \, “Pb .- fi u-v.. ‘1.“ 3 “—h ’ v. “I..-" -.. ‘r In-“ fic" . . '~.‘v C we" : 5‘. '~ “‘- Q. ‘ ' \_r.: r; hie‘-‘ L - I... ~- - 8". ‘ u“;c “’1‘1" ~ “ V“ o (‘0 Jo n'pg‘"- v u“ J ..C ‘ . IN 32 on campus, dormitory visitation privileges, dress and appearance, class attendance, drugs, deviant sexual be- haviors, and others. There were a number of interesting trends identified by the study. In the 1938-A8 period, ninety-three per cent of the institutions had women's hours stipulated for everyone. The big change occurred during 1958-68 when hours for everyone dropped to thirty- two per cent, and thirty per cent had hours for under- classmen only. Consistently, from 1938-68, the majority of campuses were dry with no liquor allowed. Policies concerning dress showed a decline of interest of sixty per cent in 1938-A8 requiring standards for all occasions to forty-eight per cent requiring them for some occa- sions and thirty-nine per cent not requiring them at all in 1958-68. An interesting comparison is the seventy-one per cent not having drug policies in 1938-A8 to over sixty-nine per cent having them now. Concerning deviant sexual behavior, the practice most dramatically abandoned was that of the student automatically being separated from the institution. From 1938-48 to 1958-68 this prac- tice dropped from fifteen per cent to one per cent. The policies and practices governing the standards of conduct at church-related colleges were reviewed by Henry Nelson.l He attempted to determine if student 1Henry W. Nelson, "A Descriptive Analysis of the Policies and Practices Governing the Standards of Conduct at a Group of Selected Church-Related Colleges" (unpub- lished Ph. D. dissertation, Indiana University, 1960). .: c. a . Q» . . \J \\ v. E s ‘e....\' a- u. v-au .1- ...-P, up: Iodh .. . L... w“ s . . ... n. ... n. a3 Q. ~ a. h .o E a. Z. Z n 3. a .. .. i a. ... a c S C ..i . .. t 2 C . . . 9 T. a ... S 2. .C 2.. ...i S a. 7: 2. C a. . .. 2: ... a. : .p. . .3 a . .1 3 n. 3 .2 .. 3 S :. ... a. ... t l T 4 ... .3 .»u n. s. p. .. w~ u~ 2‘ h. . a: .nu . . av to C. . . . s . . . a: A4 a. .v o L; n. ... q: o. A.“ . 3. 3‘ ‘w ... . . . ... e . . . .r. s. s. 2. I. so ;. .5 ..s ~C 33 regulations were effective in influencing students toward the immediate goals of church colleges. The schools were grouped into "primarily religious" and "permissive" colleges. He found that in the "primarily religious" schools there is too great a dependence upon the legal- istic approach to controlling behavior, and not enough recognition of the developmental aspect of a student's character. On the other hand, in the "permissive" schools the administrative officials, in their desire to be permissive and to allow maximum freedom of inquiry on the part of the students, often fail to help the students recognize and explore the realm of spiritual values. The two major areas of student discipline prob— lems are smoking and drinking. Other areas of student behavior such as dancing, gambling, and attendance at movies, vary in regulatory emphasis depending on the type and religious background of the college. Finally, a problem which exists in many church-related colleges is that the codes of behavior which students are asked to live by often are based on a different set of values than those held by the students themselves. In other words, such church-related colleges often require more in terms of standards of conduct than is required of the students by their own parents and home churches. l Malm conducted a survey of the written policies lIvan C. Malm, "Written Policies and Rules Governing Junior College Student Conduct and Discipline," (unpublished Ph.D. dissertation, University of Southern California, 1963). R fir; W“ a: > V F ‘ . o a“ ~ 9 :2..4n ‘r fit. -5- bav' '. . .. A as." Q v- ...—1:: Au ‘ A .fl"f~a PH 5... D ungav .' U I ’21,. ”..., a wit--... .4... v . n A .. \ \“b': "sflvsub‘4 . ’ Ant-3 A “A‘ Ac‘ o..“'4‘v\.v 0’ ““‘n‘n u..v-. Ow \ ‘rus Vu" ...v 'fi‘conw- . 1‘ . ‘I‘- I I Q “A? “on " at \QV'- v ‘. Pg: '-.: 1" Qt, .‘ v..: \— nit ...“v 2“ . Q ‘- 3H and rules governing Junior college student conduct and discipline. He found that existing rules regarding campus parking, dress and grooming, drinking, hazing, campus clubs, posters and advertising, and student lounge behavior were commonly found at the colleges. Most colleges supplement the publication and distribu- tion of conduct rules with other communication media for maximum effectiveness and understanding. Expulsion and suspension for misconduct are rarely used disciplinary practices, since less severe measures are considered equally effective in most cases. Few colleges require notification of parents in misconduct cases, but almost all agree it should be done. Additional conclusions drawn from the study were that most colleges are in need of additional, and more carefully phrased, policies and rules than they now have, and conduct codes are more likely to be appropriate, Just, and acceptable when student, faculty, and administrative representatives have had a share in their development. Enforcement is aided when all faculty and staff assume their share of responsibility, and student court enforce- ment of conduct rules remains of questionable value and effectiveness. Students are more likely to willingly accept and comply with conduct rules when they understand the reasons for the rules and when, where feasible, the rules are stated in positive rather than negative terms. fi , 5.2" Igwl “I ..I. nuns—4 a v . v .. , . . . un— ~V\ a . fi. s v c. — < ‘1 nxw .r“ ... y rt $ .I a: A: .5 m w. ‘ N\~ a n. 3 z . . . ‘5 a. .. ‘ x a. C S . a . I 1. s H¢ . A ‘ F a ‘ ¢ q. H‘ x. Q Q. 3 a. .... a. S a r . a 4 J . a .. . a .2 3 r. ‘ ... S ..p“ ..n a. a. A o S a. ... . C 2 h a. 2. h . a. 2. a u . . ... ..u C. v.. . .. 2‘ to a. , . .m H :1 ... 3 A. r. e . .1 ... 2. w». a .. 1. rm r.“ D. W. a... «I. l. a. A.» G. u». Q. n? .. A . 2 S. ... .. ... ... .... .. ... ... ... ... .... 2. .. .. vs. 35 The National Association of Student Personnel Administratorsl conducted a recent study to identify the procedures used to adjudicate student misconduct. The research found that there is strong support for pro- cedures designed to protect the rights of the accused and to assure his fair treatment in the resolution of a case. Most institutions incorporate these features in their procedures: (1) attempt to inform the student of the charges against him, his rights, and the Judicial process that will be followed; (2) permit some type of hearing; (3) allow the student to be represented by some type of counsel, to call witnesses, to ask ques- tions; (A) base decisions only on the evidence pre- sented at the hearing; (5) give the student written notification of the decision and an explanation of the reasons for any action; and (6) grant the right of appeal. The only items related to investigatory and hearing procedures on which substantial differences appeared among institutions were granting of the option of administrative or committee review, permitting legal counsel, allowing the student not to appear, informing parents of the action when the student is over twenty-one, 1T. B. Dutton, F. w. Smith, and T. Zarle, "Institu- tional Approaches to the Adjudication of Student Misconduct," The Journal of the Association of Deans and Administrators 5? Student Affairs, Monograph No. 2 (January, 1969). bvoov 3.5 d -4, anvd y a re‘ A Q -..“ Ufi-l'r‘ ’H ...v ..l...h a ,q’nn”"'0" ‘ .-. v ...a ...-.- V. - as . .. 2. iv .3 S a. s . n. A. ”a a . ... . r. a .. a... at a. ... a. S a. r“ a. A: ... ... .ru 5 a a. n. a. p” L: ..J 4. 3. ..v. ... .... a v d . . ~ . H . ... .: ... .. w“ u.. ... ..a .4. t... :u I. o . . ..o . I ... 36 circumventing established procedures when circumstances merit it, permitting case investigators to serve as voting members of the conduct committee, and processing academic and nonacademic violations in the same way. Additional findings indicate that institutions are not as committed to the protection of student records as they are the investigatory and hearing procedures. About two-thirds of the institutions do not act against a student disciplined by the civil courts unless the interests of the academic community are clearly involved. Only a few institutions rely solely on community law en- forcement agencies to adjudicate infractions of the law. Administrative initiative is the factor most frequently mentioned as instrumental in development of conduct pro- cedures. The two most important elements in making con— duct decisions were the facts of the case and the welfare of the student involved. Protection of the institution, the student's previous record, and the impact of the con— duct action on the student body were also cited, but much less frequently. A major effort to provide broad guidelines for the development of student codes is the "Joint Statement on the Rights and Freedoms of Students."1 This statement, 1Joint Statement on Rights and Freedoms of Students, under the auspices of the American Association of Univer- sity Professors (Washington, D. C. : American College Personnel Association, 1961). .. . “Maw“ bv‘luVAnv \, I .I 4 .3 a. T. .4 .. C C .. m. C ... .C N. n. .4 w“ .M 3 C a. ) a. a 3 a. a. a C .m ... S S e. T. .... ... r. a. a. .2 S C t n. T. o. C .. a. a. T. T. 1. a: 4‘ 2. ) l . o. A. .... a. 4‘ 4‘ no a. at c. ...u a. «. ~m 2. n. r. s. .c ... 4‘ .«a ..‘ . .. .3 m: .... a. a... . n. a. .1 4. a“ ..a ..a 3: w 1 . sfl Au . ..A . . . v w. . . ... .. :. ... .... ... A“... . 4. .F.‘ a: .n... NC “5 ‘5‘. ‘37 drafted and approved by representatives of ten national educational associations such as the American Association of University Professors, the National Association of Student Personnel Administrators, The National Student Association, the American Council on Education, et_al. , has had an unusual impact on current university student rules and regulations. The statement attempts to estab- lish some concensus in very general terms for student freedoms and rights in such areas as access to higher education, student records, student rights in the class- room, student publication, off-campus behavior, student affairs, and procedures for disciplinary proceedings. It is well to close this discussion of the current concepts in student code development with a ref- erence to the "Joint Statement" for it provides the ed- ucational as well as the legal basis for code development and enforcement. In addition, the "Statement" serves as a model of the "best existing practices" for universities to identify and establish their own concepts of acceptable student behavior. Legal Authority for Code Development The legal authority for universities to develop student conduct codes is generally authorized by state 1 legislatures. Bakken points out that this authority may lClarence J. Bakken, The Legal Basis for College Student Personnel Work, Student Personnel Series No. 2 (Washington, D. C. : American College Personnel Association, 1961), p. uu. ‘ VL. . :. pr- A“ V L ‘9 5"- 9-08 fi-*~ +vv . o-vd-v as o‘ I ..II II | u . . . L. r.. .... . a «u Q. ~ ». . . . Q» a: ‘ k- 1. ‘Nu en fly q F. vlv N\M \ \ o . S .. X 5 u. C a. n. . u. M: .1 C .A :. .... a. i z. o. S C .... ...... mu. .... h . C a . C E ... ~ a CV . . . . a . u.“ a a r“ o. C ... .1 a . a . . “ .... - s . ... a. a. .o ..- .... ... :— 7; a. . . 2...: -.. nu .nu ru ... ... r“ a. .1 . . O. .\ ... .~ ; «1... ...a ... .. .. .. 3: ... .. .n.. ..a ... ... u. a. «C 38 be delegated by legislative bodies to universities in at least four different ways: direct power to faculty, direct power to the board with authority to delegate it to the faculty, authority to the board with no mention of faculty, and general authority to manage the school given to the board with disciplinary authority implied. He in- dicates that in every type of legislation, the faculty, the administration, or both, may exercise discipline over the students under by-laws passed by governing boards. In a few cases, legislatures have passed special legisla- tion such as that forbidding hazing. Bakken states also that court decisions apparently give colleges and universities a great deal of latitude in code development and enforcement. Administrative officers apparently may notify parents about student be- havior. Students are expected to obey the rules and reg- ulations of the school, and may be suspended or expelled if they do not. A hearing of some type is required in all cases of expulsion or suspension. The hearing need not follow court procedures, but it is recommended that it follow procedures outlined in the case of Dixon v. Alabama State Board of Education:1 1. The accused shall be given a notice giving the specific charges made against him. lDixon v. Alabama State Board of Education, 294 F. 2d. 150 (5th cu. 1961) cert. denied, 368 U.S. 930, 82 Sup. Ct. 358 (1961). _| I I l .n.. .5 a .5 Th . .. ... .... v. .. ... 3: ... .. 4,. ... . i ... S ... C ..J a. o ,0 o o I w». u 4 1‘ a: a a 5.: 7a 11L, :2 r». 1 . .1 Lu ".3 I. a. ... ... h 4 5. h.- .u g .2 ..a .... w. .3 a t. . A . 1. . 2. a. .. A w ..a .... «u _~ ... .3 .. .. ‘0 A .“fi ‘v F,- -.— 4.. :x 39 2. A hearing should be held where both sides of the case are heard. 3. The hearing should elicit information for both sides and if possible the accused should be able to face his accusers. A. If the accused does not face his accusers, he should be furnished a list of the names of witnesses and a statement of the facts they testified to. 5. The student should be allowed to present oral or written testimony in his behalf. 6. The student should be advised of the results of the hearing. Snoxell makes clear in his discussion of student discipline that the relationship between students and educational institutions is a contractual one, and because of this relationship the university does have authority to make and enforce any rule necessary to maintain order and carry out its objectives. He lists three court cases to justify his opinion. An Illinois court held that a college governing board had the power "to adopt and en- force such rules as may be deemed expedient for the govern- ment of the institution" and added that the board would have possessed such power "without an expressed grant, be- cause it is incident to the very object of the incorpora- tion, and indispensable to the successful management of the college."2 An Ohio court stated that "under the custom 1Brady and Snoxel, Student Discipline in Higher Education, p. 31. 2Pratt v. Wheaton College, no I11. 186, 187 (1866). on.-.¢ ...v - fi ' '_ t‘ ‘3‘» "“‘-n¢u g. s).a 0"“ nu... .- ‘v--\. 1...”; V“; N"" a..- 3n 'r" FIA‘ -O“ 0“” i--. ‘. ‘ i" v. a. l I) V» 'FP‘ ‘hg‘ “K ‘ ¢."u ‘y-_ ‘N ~— "" .‘ . x ., ~_‘N:‘h‘ ‘VA‘J 5“ "7 !~ 1.5, :~,. "J MD of the land, (colleges are) justified in disciplining students . . . and the student who enters such an insti- tution agrees to conform to that rule of law and to be tried for his misdemeanors by the rule that has been applied by such institutions for so long a time that it "1 A court in Michigan held has become the rule of law. that the university could establish regulations governing student behavior. The decision of that court includes the following statement: "Inherently the managing offices have the power to maintain such discipline as will effec- tuate the purposes of the institution . . . That in the absence of an abuse of discretion, the school authorities and not the courts shall prescribe proper disciplinary measures."2 Under the concept of a relationship by con- tract, these three decisions indicate that broad authority is granted to colleges and universities to enact necessary rules and regulations for the maintenance of student dis- cipline. This broad authority to establish rules and main- tain discipline is set forth clearly in a case stemming from the refusal of a public college to re-register a student who had been expelled because of an objectionable lKOblitz‘v. Western Reserve University, 21 Ohio, CCR (INN) l90l. 2Lanton v. McKenney, 226 Mich. 2u5, 197 N. w. 510 (192M)? I Q ‘ Ha “ oovod ' aun- p w -..v o ”SAD: OI- U Vt. 5 ‘ f" C U- U . - why- Q ~ ,. - IAD‘O.“\ “°v 41 letter she had sent to a newspaper. The Maryland court held: The maintenance of discipline, the upkeep of the necessary tone on standard of behavior in a body of students in a college is . . . a task that de- mands special experience, and is often one of much delicacy . . . and the officers must . . . be un- trammeled in handling the problems which arise, as their judgement and discretion may dictate, looking to the ends to be accomplished . . . Any other rule would be subversive of all discipline in the schools, and of the educational interests of the state. To hold that dissatisfied students in college and schools of this state can review the discretion of the facul- ties, in cases where the facts justify the exercise of discretion, would be most unwise.l Bakken2 summarized the authority of the state- supported college or university in code development. He states that the public college is an instrument of the state set up to furnish education to the state's citizens. The internal administration of the institutions is given to a governing board, administrators and faculty whose responsibility it is to operate the university in an efficient manner. These boards, administrators, and faculties have wide discretionary power in accomplishing their mission. Whatever they feel is best for the insti- tution and students can be enacted into regulations, so long as the rules do not violate civil law. In Bakken's words: "It appears that the boards, administrative lWoods v. Simpson, 1&6 Md. 547, 126 Atl. 882 (192U) 2Bakken, The Legal Basis for College Student Personnel Work, p. 56f ’ fl ~~“‘i:e.s, gm. it, that - 2.. 22 .; wing v.— ...,l . ......5“1_ 5 . :‘dn-‘J- .- vv- :- :“"“A . “'V¢ v (7‘ . "A‘ nth-4": -*‘.V. . .J'A: ' . mars: . \— ~ ‘ {fill-h.“ “ “ ““2 ..v‘ . "an ...._ ~A K,’ V4 . .‘Q‘ ‘ ‘”ve“::.\.. ..~‘ ‘ ~ .C‘A ‘ -3". ...~ 3“ c \n ‘ Pao" - fil“_ “"4-n ‘. v. ,. 9‘15“ .. v x u M 42 officers, and faculty will be protected by the courts in what they do as long as they act without malice or prejudice and within the framework of their respective authorities. They have wide discretion in matters affecting their institutions and students." The Role of the Disciplinary Administrator Anyone picking up a college catalog today will be introduced to the academic offerings by a long and confusing list of deans and administrators. There are the deans of the faculty, deans of divisions and depart- ments, deans of guidance, deans of freshmen studies, deans of students, deans of men and deans of women, deans of graduate studies, deans of instruction, and, as Lee points out in his informative book, God Bless Our Queer Old Dean,l in one dean-minded college even a dean of deans. Lee goes on to say that the jockeying for a con- vincing and discriptive title only confuses the under- graduate. The disciplinary administrator is the man they go to when they are in trouble, when they need a listener, advocate, or when they need to clear the air. Regardless of the title in the college catalog, he is the official from whom the derelict with a bad conscience ex- pects a summons, and with whom the "goof" knows he will 1Lee, God Bless Our Queer Old Dean, p. 35. .‘A O» E. 'v ‘- S D _) (f ) (h n- o D (II “‘F .' it) ‘)A (II ..." a} u v.‘ ..fl h. Q "~. v M3 eventually have to reckon. Sometimes he is labeled "Director of Student Activities," or "Student Welfare," "Director of Student Personnel," or "Dean of Students." To students, says Lee, the title does not matter. They have an instinct for sniffing their way to the proper office, whether the title on the door be Dean of Students, Dean of Men, Dean of Women, or some other title. To students, the official to whom students customarily go for their reckonings is known simply as "the dean." Cowleyl points out that the office of the dean of students has developed slowly over the past seventy years. It had its beginning at the end of the 1800's when deans of men and deans of women were appointed at Harvard, Swarthmore, Oberlin, and Chicago. After the deans of women first began meeting annually in 1903 and the deans of men formed a national organization in 1917, the movement picked up momentum. According to Cowley, by 1927 three types of student personnel people had be- come established in colleges and universities: service officers such as chaplains and deans of men and women, guidance people, and psychologists primarily concerned with testing. In early years the dean's job carried with it the responsibility of enforcing rules and regulations devised 1W. H. Cowley, "Reflections of a Troublesome but Hopeful Rip Van Winkle, "The Journal of College Student Personnel, Vol. 6, No. 2 (December, 1963), pp. 66-73. :‘~ A --..mo :- . Fn‘.—"" . . ~f" “"5" 3.2:. =..l\ral V t ‘ ‘ nerahfi , vvotnA‘v- ' ' o. A- q~~.‘~\ ‘ “"V~ ' . . :"‘ "“2. f-... ...- . ~- Aa- .... W '-\ A.— ..4--- _ . “ an fl’~~’ _ v..--.. u... ‘ I ‘~~.-.. h ‘ \ V1 ‘ I‘~'.‘ . o. .. ‘ _"‘_« v-».,“ i. .O ”‘2." ‘1":— E'“ ~..__ ... . ' “c~ ..- ..‘.‘d t- .‘I ‘ ""v-§‘ U h \ .‘ _..-~ f‘ . A~~‘$‘.-‘ u».-. ' ;._ F, u._ .‘-.'\'~ ... .- ‘— ~V|~A ~"3 ”r; . ....u“ an,“ ' ' ‘F’5 ‘J r. .“ ..- ‘: .- W -.. Cc. ,. ~ .'» ~_ “\ nu primarily by the president or trustees. He was given general supervision and responsibility for student conduct and discipline. Beyond that he had multiple duties that varied somewhat from college to college. With the influx of women to the campuses, a number of rules were written to maintain order and discipline. Women deans were hired as disciplinarians as well as advisors. Mullerl indicated that this greatly handi- capped their effectiveness as counselors. The deans of men entered on the scene some years later, and were hired more as counselors than controllers. A major direction in the role of the dean of students came in 19382 and again in 191193 when the Committee on College Personnel of the American Council on Education published pamphlets describing student personnel work at the college level. Muller“ points out that this "personnel point of View" was based on three assumptions: lKate H. Muller, Student Personnel Work in Higher Education (Boston, New York: Houghton Mifflin Company, 1961), p. 54. 2 The Student Personnel Point of View: A Report of a Conference, Series 1, Vol. 1, No. 3 (Washington: American Council on Education, 1937). 3The Student Personnel Point of View, (revised ed.; Washington: American Council on Education, 19U9). “Muller, Work in Higher Education, p. 56. . a q . fl . :. .... . . . . u 3.. o a. «d — .n o ....n t . C. “5 1. Individual differences are anticipated, and every student is recognized as unique. 2. Each individual is to be treated as a functioning whole. 3. The individual's drives, interests, and needs are to be accepted as the most significant factor in developing a personnel program appropriate for any particular campus. Using this "personnel point of view" as a guide, Williamsonl indicates that it is the responsibility of the dean of students to: 1. Inform and counsel prior to, and at the time of admission to college. 2. Provide vocational and educational counseling; maintain records and diagnostic data useful in helping the college and the student understand his capabilities and his progress. 3. Maintain a friendly and personal relationship with students. 4. Assist students in the development and redevel— opment of constructive and meaningful group ac- tivities--social, recreational, political, pro- fessional, etc.; development of effective and satisfying group leadership and membership roles. 5. Provide a healthful and congenial living quarters. 6. Provide a mental and physical health service which helps maintain sound personal conditions in the community. 7. Organize a coordinated interfaith religious activity and encourage strong denominational programs by churches. 8. Provide student judicial organizations within all organized groups and in the college as a whole. 1E. G. Williamson, Student Personnel Services in Colleges and Universities (New York: McGraw-Hill Book Company, 1961), p. 20. . r. I I . J g . . r.. . . .. u w. n. .... a. 2. S ..u n. . x A . 3 a L. .2 ... . .. . 9.. o . ... . . nu n... ....n n. u .r. flu... . v a u . o .3 h . n. . ... no a u. a a. a. a: g e a a r“ . . —.. ~.. “a. .a. ... a: ..a ru ... ... .. ..a v. to" ... ... . a. . c u o u :u -\h n‘m 5 - ... A6 9. Supply financial counseling and resources necessary for the student's personal and professional growth. 10. Assist in finding initial postgraduation employment in which the student's training and aspirations will be advantageous. Woodburnel had the following to say regarding the functions of the dean of students. "This office carries in a large measure the responsibility of the whole insti- tution in all out—of-the—classroom activities. He some- times becomes a temporary parent of the student, and in some measure accepts the responsibility of this kind of supervision. The extent varies from school to school, and in urban and suburban areas." Wrenn2 points out that the dean must be much more than a "watcher." He must help students gain a sense of personal identity by developing good counseling relationships. The dean must encourage student organizations as a means of developing proper social relationships and provide the housekeeping aspects of the campus life--dormitories, eating, finan- cial aids, etc. He further states that work of the personnel dean must be totally educational in its aim as 1Lloyd 3. Woodburne, Principles of College and University Administration. (California: Stanford Uni- versity Press, 1958). 2C. Gilbert Wrenn, "The Development of Student Personnel Work in the United States and Some Guidelines for the Future," in The Student and the System, ed. by M. John Menter (Boulder, Colorado: Viche, 1968), pp. 101- 118. ~ .\...,.:~ ,. hdfithfi 3 «3 ‘ a “‘ g .- ‘.., in“! L. “7 well as helpful and should affect all phases of the college program. 1 in discussing the role of the dean Joseph Katz, of students, refers to recent research that indicated that only nineteen per cent of entering freshmen at twenty- three selected universities labeled their concern in college to be primarily academic. Other research studies at Stanford found only a very few students oriented toward academic concerns. The primary concerns of students-- love and affection, personal identity, and self-respect-- are almost entirely ignored by the academic scholars. Katz feels that the dean can provide this development by offering opportunities to develop closer and warmer inter- personal relationships and help in solving personal prob- lems. The dean should work to make faculty aware of these student needs and encourage revision of the curricular to facilitate this growth. In discussing the role and functions of the dean of students, Wrenn2 feels that in the future he must em- phasize improving the quality of human relationships rather than increasing administrative efficiency. Services should be disbursed to different parts of the campus. lJoseph Katz, "The Role of the Student Dean in Educational Innovation" (paper read at College Personnel Institute, Claremont, November, 1965). 2Wrenn, "The Development of Student Personnel Work," p. 52. Igfl—nf net-v0. bln" " ‘9 ""::. ‘I-.¢~V“ Foo ‘rja . \ "' .c-.. .. . \:§,‘.~ r— I- ..A “ ‘ \ P... -‘~‘ . WA ‘ 'v "A 48 Changing age levels of students must be taken into account; women must be given equal opportunity; transfer students must receive additional help and guidance; and nonconform- ing students must be encouraged to develop their creative potentialities. Because the student is better prepared, more knowledgable, more questioning, more concerned about himself and his world and because more is expected of him by his teachers, parents, and peers, the process of edu- cating him must fall to both the academic faculty and also the personnel dean who can help the student apply his learning in a true—life situation. Most recently, Philip Trippl projected the dean's role into the 1970's. He refers to the 1970 dean as a leader, teacher, and learner. The dean will provide four main functions for the university: (1) Welfare functions to include counseling and financial aids. (2) Control functions to include discipline, admissions, and operation of the resident halls. (3) Co-curricular and extra-curr- icular activities, to include traditional activities and new implications for educational development in the community. (A) Teaching functions to include orientation, especially for foreign and remedial students. Tripp emphasizes also the need to work with leader- ship and citizenship training as an aid for students to 1Philip A. Tripp, "The Dean-—Leader, Teacher and Learner" (paper prepared for the NASPA 52nd Annual Con- ference, April, 1970). l ... "b I I .v L. .4 . 1 . .. 4 . n9. 6 H .1 J n. a. e .2 a. . m: L. .... 3 to u... .3 t. a C S a. ”a e .. r“ .3 r“ C ... .1 T. n. n. Z. . . . e ,. no .2 3: .. . . . v .. . .1 a. c. L ...4 a. a. in.“ on. S l . z . i . .... .l .. . a. . . Z a . . L... 4. 2 wt t. n. .... r“ .2 G. 2* s. uh .... 2. a. u. .nq . A» A u G. r“ ... . ... .2 n. n . 2. . . .... . . a: ... a. a. a a 2.. a F» r... at a e 9.. 2. n». a... A; 7. 3 L ..g 3. .: .... n. L .. .. . #1 ‘c ‘K. M9 develop self-identity. The dean will continue to be both servant and leader, but he will become also an ex- pert in student development and will become a student on student life. As an extension of the president's office, he will coordinate and cooperate with other ad- ministrative officers in areas that are specifically assigned to him. He will be in close touch with the president and be thoroughly devoted to him and his pro- gram. The dean of students has a charge to make recommen- dations regarding plans, policies and procedures in his zone of control which are consonant with the cardinal ob- Jectives of the institution. But despite all the responsibilities he carries, Elizabeth Greenleafl feels that the dean is too often seen as a member of the establishment, as a pretended baby- sitter, and as an obstacle to student power. Faculty members also often see the dean's office as a bank of red tape. This poor definition of the dean's role leads 2 too feels that the dean to disharmony and confusion. Lee is still the most misunderstood character in the academic procession. The public and too many students think of him as the campus spoilsport, the man who "orders the vital tackle out of action Just before the big home game," lElizabeth A..Greenleaf, "How Others See Us," The Journal of College Student Personnel, 9 (July, 1968), pp. 225—231. 2Lee, God Bless Our Queer Old Dean, p. 33. II TLo- rim .flu , ».~ 5 . _ ~ 0. . *Ilull n.‘ V. wk. v. C a. Z ”a S a . a a c ..J .1 p c. e .... a 2 .4 . a . .. a. 5.. ~ . c. 2. t S 4 . c: C A a .. . S 3 t .. 3 a u h. A e n . n . r . o. b .no. a. . 1 an : . s u c e rd ab .1 3: “v” m. ‘54 a. — . 3“. ..C . e w. . .. . ¢ « ...: a. n g ',I v. ul 4 n 0- .. A o v Ada -u A, a .\~h w“ a.’ m t -. nnd. A.“ U. “15‘. 5A .o‘ A. a. ~A. -‘ .sr a. ‘8 .v ~\~ .. . ts .hw \. p: ‘K. a.» 50 the temperance agitator who seems to have an overwhelming aversion to bourbon or beer, the stuffy upholder of standards who ranks history ahead of hockey, geology ahead of Jazz, philosophy ahead of fraternity initiations, the symbol of authority against whom university riots are waged. For the best interests of the dean and of the institution, said Lee, there must be some basic assump- tions: (1) that the educational institution has solved or is solving its real problem, that of the aim and destiny of the institution; (2) that the dean is an integral part of the administration of the school where there ob- tains an equilibrium of forces similar to what the econ- omist calls "perfect competition"; (3) that there are clearly established services for students, grouped under the dean and his staff, who are given adequate authority to grapple with them. Too many presidents, says Lee, accept these basic assumptions in "principle," but then they make decisions and change policy in such a way as to negate the very basis on which the dean is working. The smart dean, says Lee, "is one who can make a polite 'no' sound like 'hell no,‘ so that it does not occur to the student, parent, or patron to go to the president anyway." Alternately the dean is a sort of policeman, pastor, teacher and tyrant, sympathetic counselor and condemning Judge. Occasionally he is forced into the unclear position 0 «no A. “'3‘, :— vb . “' are ‘A .. vub'v in] f I .- Q' c. U. “PA ' ;- . "— 51 of representing the whole range of law enforcement, and, in succession, serves as detective, prosecutor, defendant, Jury, and Judge for a single infraction. Lee offers the following definition of a dean as one to which no one can obJect: A student-minded or student-oriented faculty member who has administrative responsibilities that put him squarely in the middle of students, teaching faculty members, and administrative faculty members. Our role in the center is to serve as interpreters or catalysts in relation to the fundamental functions of the college;.a center position where we must be, in effect, custodians of the best interests of all; maybe, in a way, the cohesive element in the insti— tution.l The Student's Role in Development of Policies and Codes of Conduct In the recent past, students who entered the university were denied the chance to participate in university governance, except in areas of student govern- ment. In earlier years the college president set the standards of conduct. Later the faculty led the way for control of student behavior, and most recently the dean of students was expected to enforce the numerous rules established by colleges in an attempt to keep everything calm and orderly. The idea of student participation in rule making, though not a new thought, is now emerging as an additional force on the college campus. As Ralph Keyes2 lLee, God Bless Our Queer Old Dean, p. 89. 2Ralph Keyes, "Student Involvement: The Why and How," NASPA, 6 (October, 1968), pp. 77-82. 52 writes in an article for NASPA, students should be involved in decision making purely on practical grounds. It is easier to implement decisions if those affected by them have had a voice in making them. He says that allowing students to participate is in vogue now and results in prestige to the university that is willing to make this innovation. Faculty members will be more honest in their recommendations and comments if students are present. Keyes hopes that eventually the mistrust between faculty and students will disappear and college groups will meet as people, not as power blocks, to work and solve educational problems. Much of the literature sanctions the move to give students a part of the action--some control of the vote. Educators are recommending that students be allowed to participate in drafting the rules and regulations that govern their lives. A recent issue of College Managementl devoted itself entirely to the question of student par- ticipation in university governance. The survey indicates the trend in attitudes of various university groups on this vital question. A large number of deans were surveyed to determine the extent of student participation. Seventy-five per cent of the deans in four-year colleges felt that students 1"How Much Should Students Have to Say?" College Management (May, 1969) , pp. 30-39. ”-fi 'Qv‘. (I) (I) i'c‘o w - ,-.. ..- "A, F.‘ -_n ,._ "‘I“ ‘— ' 5 . I :a'V'Jp- ‘u...-‘.- \- < A 44v Ca.‘ t' 'A '4‘: “V: c“ M" ' U “‘ 1:“- § 1 b. x “v- { 53 should have a voice in university decisions. At the present time, only fifty-six per cent used students as voting members of key committees. Seventy-three per cent felt that students were equally responsible as faculty and administrator, and nearly ninety per cent of the four-year schools had received requests from students to participate on committees. Sixty-three per cent of the deans said that the administration, faculty, and trustees were more receptive to student participation now than a year ago. Nearly half of the deans indicated that the administration had taken the lead in encouraging student participation, while forty-eight per cent indicated that the faculty was the most resistent to the participation. A group of distinguished educators, writing recently for the Editorial ProJects for Education,1 traced the recent move on the part of students for a larger voice in the governance of the university to organized student groups, both national and local. Among the most prominent is Students for a Democratic Society. Founded in 1962, with a membership of 35,000 members on 350 campuses, SDS has had an unchallenged influence on the university. The organization maintains that the university is corruptive and exploitative. An honest university is not possible within a dishonest society. lEditorial ProJects for Education, Inc., "Who's in Charge?" (paper, 1969). c“: ~-~- ...-v V‘- O‘rafi ‘5 l .. .’A.van U‘- *nc‘oc‘: hcvd'vv .e O p..- ”A" .s‘a-Av. J‘s ~ 5" “..‘ ou.‘ .U .4. ..2‘. ‘- 0 .‘Ar 1.. .-.” ‘2 “I '."‘- I‘- ..A I) ,'u t, \ H": t‘-‘_3 (ll 1 J I (I) 1‘ f K ll) 5 'J’ ("D 5” SDS would destroy society, including the university and then build something new after the revolution. Their protests concerning the Vietnam war caused disruption on numerous campuses in the past few years, and has required administrators to look inward at student involvement in campus and national issues. Educators feel that far more influential in the long run on student involvement in university governance will be the National Student Association. This organiza- tion is more moderate and indicates that, "We'll go on strike, rather than burn the buildings down." This group works with student government leaders and is represented on “00 campuses. It talks about "student power" and helps organize student government to participate in university governance. Recently it received a $315,000 grant from the Ford Foundation to establish a center for educational reform. The money will be used to "generate quiet revo- lutions instead of ugly ones." Also in the picture are organizations that repre- sent Black student interests. The most recent one is the Congress for the Unity of Black Students. Claiming repre— sentation on at least thirty-seven campuses, it is moving toward greater participation in university governance. It encourages its students to work within the structure so as to not disrupt university operations and Jeopardize their own academic standing. 55 A more recent organization, representing a more conservative approach to student participation, is the Associated Student Governments of the USA. It claims representatives on 150 campuses. Although it has some of the same goals as the other organizations, it is likely to pursue them in a more orderly way. These principal national groups, along with many local organizations, are making campus administrators aware of student needs, and an increasing number of institutions are making the students a part of the de— cision-making process. A number of leading educators have voiced their support for this current movement. Morris B. Abram,l president of Brandeis University, recently supported the movement by saying that students today are more mature. They have a real desire for reform and show good Judgment in their decisions. Dr. Otis A. Singletary,2 President of the University of Kentucky, stated recently that he felt, "students are going to have a real impact on the improvement of undergraduate teaching." One of the most exhaustive studies of this entire area of concern was undertaken recently at the University of California at Berkeley3 under the chairmanship of Caleb Foote. Dr. Foote lIbid. 21bid. 3C.-Foote and H. Mayer, The Culture of the Uni- versity: Governance and Education (San Francisco: Jossey- Bass, Inc., 1968). v . 3-n.‘ ,Ar F “F "Vc IAO‘II" v... 1... ..Fa "fiA 4"" K. v U n""'“ar ‘ v..l‘-. v.. I .—":V|:A -...uv. ~ “ . I 56 and his associates recommended a rather elaborate orga- nization of student participation, beginning with a re- organization of student government. They based their rationale for student participation more upon the hope that participation would enrich the relationships of the various university groups and would help promote the growth of human communities and thus transform an environment that has become confining, fragmented, and impersonal into one that is liberating. Ray Heffner,l President of Brown University, calls for the students to be Junior partners, while preserving the authority of the president and governing board. He feels that if students are not satisfied short of radical revolution and if they shun the partnership being offered them, then education will be lost. In his book, Gilbert Wrenn advocates strong participation in policy making. He feels that colleges cannot develop their most effective programs without the administration, and students, and by administrative pro- vision for the most effective execution and coordination of the various programs on campus.2 lRay S. Heffner, "The Student Voice in Institu- tional Policy," AGB Reports, Vol. 10, No. 5 (February, 1968), pp. 3-10. 2Gilbert C. Wrenn, Student Personnel Work in College (New York: The Ronald Press Company, 19513, p. lU6. .. c .. v~ u“ A: “‘dd-‘i- - a V ...-1“}, 5 ’- e ,F“ 1.... - o" A“ L ed. LE'. 0 - .n. 57 Morphet, Johns, and Reller, in their book on Education Administration, make a case for student par- ticipation in policy making, stressing that everyone affected by a university policy should share in the devel- opment of that program or policy. Students grow and develop in an atmosphere in which they share responsibility for decision making. They will understand the policies better if they help formulate them. When members of a group share in the formulation of policies, regulations, and goals, that group is more apt to accept them than if they are handed down by the status leader.l Gordon Kloph used his book to criticize universities for teaching democratic processes to students, but then denying them the actual experience. Klopf feels that there is Just as much mistake in placing a student in areas where he is unprepared or disinterested as in not giving him any voice at all. He would carefully chose areas of participation, with intelligent ground rules by which students operate, and with intelligent guidance of his progress. In the foreword to Klopf's book, lElgar Morphet, R. L. Johns, and Theodore Reller, Educational Administration (New Jersey: Prentice-Hall, Incorporated, 19597, p. 65. 58 Samuel B. Gould said, "One cannot champion one of the most important ingredients of democracy, such as creative lead- ership, without offering students practical opportunities to develop such an attribute."1 A problem facing educators is deciding in which areas of the universities students should be given a voice and a vote. A study by M. F. Golden2 at Cornell requested that students list the areas of participation they desired. Seventy-five per cent listed areas that affect them personally and directly, such as freshmen or- ientation, seeking visiting speakers, dorm policies and developing campus safety programs. Fewer than twenty- five per cent had interest in selecting sites for new buildings, regulating college placement programs, estab- lishing tuition policies, and regulating scholarships and loan policies. J. T. Horner, writing for NASPA, reviewed his survey of seventy universities. Over one-half of the student governments were concerned with some areas of administrative policy, although less than ten per cent were involved with scholarships, admissions, or trustees, lGordon Klopf, College Student Government (New York: Harper and Brothers, 1960), p. 8. 2M. P. Golden and N. A. Rosen, "Student Attitudes Toward Participation in University Administration: An Emperical Study Related to Managerial Prerogatives," The Journal of College Student Personnel, 7 (November, 19667, PP- 323-330- yo&“=: 6‘. iv. w. J" V”: A,“ “-J‘Joo; . 0 ”A“:- r ~ ‘Od‘~-“;r I'd—e. , U"’OU ‘I F‘W‘PFI‘ .“- -.c‘ 59 and most of the reported student participation had be— gun only recently.1 Ludwig Spolyar, a personnel worker at the Uni- versity of Minnesota, reviewed the resolutions of the National Student Association urging student governments to take control of registration, chartering student groups, student government finances, cultural programming and housing regulations. Students were urged to work for Joint control over curriculum matters, calendar planning, hiring and firing faculty, financial aids, grading sys- tems, admission policies, course requirements and other areas. Mr. Spolyar urged student personnel workers to seek new ways to communicate effectively with the students so that distrust would not move students and personnel people into enemy camps.2 Data from the Faculty Characteristics Study con- ducted by Robert C. Wilson and Jerry G. Gaff show a varied faculty attitude toward student voting privileges in non- academic and academic areas. Only nine per cent of the 1069 faculty members in the research sample thought that students should have an equal vote with faculty in 1J. T. Horner and R. L. Horner, "Student Involve- ment in Governance and Administration of Higher Education," NASPA, 4 (October, 1966), p. 59-6u. 2Ludwig J. Spolyar, "Student Power: Threat or Challenge of Student Personnel?" NASPA, 6 (October, 1968), pp. 7A-77. ..VHd-d. P443~£ - Sau-.-g I]... .v .s \ ~-~-‘- ‘f" ,— a“ 9*. a- L.’ V v- ‘1... V‘-. ~v- 5‘ $‘,_ v._ "cflfi‘. ‘Q‘vd" ‘ \ "n« 7.- -‘»‘ .‘ '[AJV‘ c' ‘.J' :“A..‘ .3 ~.." ‘wA ‘: n ‘1;— ‘--r:ne. ‘v Jr- *. 1", N _ “ VDNL; ‘ c ‘Q Q \ 60 developing academic policies. Both young and older faculty were agreed in their attitudes. When asked about student participation in social affairs, a more liberal response appeared: forty—five per cent would accord students equal voting rights on committees, and an additional twenty per cent would leave the students totally responsible for their own social regulations.l Henderson, as do other writers, cautions that there should be an understanding of the scope of respon- sibility assigned to students. He said, Educational progress is a professional under- taking and it is essential that faculty and adminis- tration have full authority over it and student.rela- tionships to it. Students should participate, but not control. It does not promote the welfare of the group as a whole to become democratic to the extent that everybody decides everything.2 Not everyone agrees with the recommendation to involve students in all areas of university governance. Fred Kerlinger at New York University makes a negative point for student participation. He feels that students should indeed participate in decisions that affect them directly, but should not participate in decisions regard- ing course content, curriculum, admission requirements 1University of California, Berkeley, "The Campus Confrontations," The Research Reporter, Vol. IV, No. l (1969), p. 3. 2Algo D. Henderson, Policies and Practices in Higher Education (New York: Harper and Brothers, 1960), p. 235- 61 and educational programs. They are too transient and cannot take responsibility for their actions. He feels that the respect and influence of the faculty will di- minish if students are given equal debating and voting privileges.1 J. E. Hodgetts, principal of Victoria University, feels that student influence exists better outside of the governing organizations. Students have a better chance on the outside exerting pressures than they would have if they were given official participation.2 President Kingman Brester, Jr. of Yale University shares some of these same feelings about student partic- ipation. I do not think that the great maJority of students want to spend very much of their time or energy in the guidance and governance of their university. They want to live and learn up to the hilt, and make the most of what they know to be a very unusual and remarkably short opportunity to develop their capacities by trial and error in the pursuit of personnal enthusiasms. Over and over again this has been demonstrated even in times of crises which shook and threatened the existence of the institution So assumption number one which led me to the conviction that broader sharing of responsibility for ultimate academic decisions is not the primary thrust of useful university reform is: The maJority is not sufficiently interested in devoting their time 1Fred N. Kerlinger, "Student Participation in University Educational Decision Making," The Record, 70 (October, 1968), pp. U5-51. 2J. E. Hodgetts, "Some Hints on De-coding 'Student Power,'" University Affairs, 9 (December, 1967), pp. 10-11. 62 and attention to the running of the university to make it likely that "participatory democracy" will be truly democratic. Assumption number two is that most students would rather have the policies of the university directed by the faculty and administration than by their classmates. Brewster recommends that the answer to "unre- sponsive administration" is not formal representation in all matters, but rather "administrative accounta- bility." He recommends full disclosure and public access to the records on which decisions are made. There would also be a "right of petition" for those affected by de- cisions. Additionally, periodic reappraisal of the com- petence of administration, to include all top administra— tive officials including the president, should be con- ducted. Warren Martin, a research educator at Berkeley, maintains that the two arguments against student partic- ipation-—students are immature, and they have only a limited stake in the university--are not valid. Most college students today are mature and much more sophis- ticated than Just ten years ago. The lack of continuity in the university is not confined Just to students. Faculty are highly mobile, and the tenure of a president averages five years. He feels that the university should reorganize to allow student participation at the departmental 1Kingman Brewster, Jr., "The Politics of Academia," Boston Sunday Globe, October 5, 1969. . avqow --Iy-’ 4'}; .‘ol v-Ab ‘3‘ '3 ~. g.,. \b ‘ v - 2v; \‘U _ ‘n n ‘ 63 level, where important decisions are made, especially in the large institutions.1 Other literature reviewed concurred with the maJority of authors cited above that if students are allowed to participate in the decision-making process, they naturally will feel more obligation to cooperate in moving the university forward. This theory may allow students to develop self-reliance, a sense of responsi- bility and potential leadership. Communication of Conduct Policies and Rules A maJor concern of college administrators is the drafting, writing, and publication of the rules and reg- ulations that govern student conduct. These rules, however, are of little value if they are not communicated in a systematic manner to the students. Colleges have attempted a variety of ways to do this. Some produce a comprehensive student handbook that lists the policies; others use a college catalogue or bulletin; and some take advantage of the student newspaper. Other media used to communicate regulations includes campus bulletin boards, letters to students and parents, broadcasts over campus television and radio stations, and student orientation and class meetings. lWarren B. Martin, "Should Students Rule?" Motive Magazine (1967), pp. 12-17. , . ng‘r» -‘ LAB catwa- ‘V’An v «Au-tn. :. W’s-I .- VOob.“ .. 0 Q 1 . k-..‘ HA-v ‘1“ ~ - \:V\§‘~ b. In- H.“ ‘1'. ,. 9- Vs 1“. ‘ '4 V I ‘0‘ ‘ “-: ‘ I ~ \‘kn * ~‘v. 9 ._ V5. v- “'6 AV b- ... . ‘cv‘h . Lg’ .‘ 1v- ‘ 6A A review of the literature indicates the favored method to communicate policies is an organized orienta- tion program that is designed to reach the maJority of students. Esther Kronovetl found in a survey of 1,378 colleges and universities that ninety-two per cent of them had some type of orientation program. While varying in length and type, most were provided during all or part of the week prior to the beginning of classes. About fifteen per cent consisted of a semester or longer course. Goals of the orientation programs included an introduction to college life, facilities, facts, remedial work, or discussion courses. Among the information pre- sented at the orientation meetings was a discussion of the rules and regulations governing student behavior. Lowell Gifford2 feels that since orientation to life is the goal of education, orientation to the univer- sity is only the initial step in a much broader goal. The orientation program is designed to aid students with their problems on a basis other than a one-to-one rela- tionship. The aims of the program should include (1) pro- viding new students with knowledge of the physical lEsther Kronovet, "Current Practices in Freshman Orientation Throughout the United States (paper read at American Personnel and Guidance Association, Washington, April, 1966) 2Lowell D. Gifford, "Orientation for What?" Proceedings of the Canadian Association of University Student Personnel Services (Vancouver, October, 1966), pp. 67-71. O A vv‘“’ ..r. bu. .. , F1'.G &%‘v Q .‘fl 6;. ...- S r “P- v_ ,— §‘._‘ 7‘“ .- ‘ V. .‘fi: . v.‘ »‘~ . ‘ II 5" ‘ UV ._ g ‘ n a \ .- 4 N A ~ -h" \ .. g . ‘\ ., ‘ - 65 environment of the university, campus personnel, campus rules and regulations, educational offerings and require- ments, and various student activities; (2) helping stu- dents understand themselves better through test data and personal information; and (3) encouraging freshmen to accept personal responsibility and leadership. Johnsonl gave credit to Reed College of Oregon for starting the first orientation course for credit in the 1911-12 academic year. These programs gained in importance following World War I and again after World War II as many servicemen increased the college enroll- ments. He lists the University of Southern California, Oklahoma, Maine, Akron, and Michigan as having good programs. According to Johnson, these are objectives of a college orientation program: 1. To familiarize the student with regulations, customs, and traditions of the campus. 2. To give the student information and advice relative to college life and problems in general. 3. To complete the routine of registration. A. To make freshmen and new students feel welcome. 5. To establish a basis of contact with students upon which personnel and guidance services may be built. lDudley Johnson, Jr., "College Orientation Pro- cedures," (unpublished Master's thesis, University of Southern California, Los Angeles, 1961). I . X . ... . l. ... .. . ... Ta 3 . .3 at S a. w M .. . a: w“ ... G. 4 . .. .n.. e a o o . 5 n. .. . 5. n . .. e a. my. .9,» n . A. . e e ... e 2. ”4 ... a e ..C .... 4 . .1 r .. 2. ... I ‘ . ‘\~ ~ g ~.. .1 Z. ..4 h. a: ‘1» ..u. S: . J. a: ...n .u‘ e . . . e. ... 2‘ a. r. ._ e e . .... n. ... To .. e. N»\.\ n ‘e ... na‘ 66 In a study at the University of Washington, Dr. L. J. Spolyarl visited thirteen universities to obtain current information concerning orientation pro- grams. He divided the programs into four basic cate- gories: academic, intellectual, mechanics, and activ- ities. The academic area includes all events related to academic departments, introduction to faculty and de- partmental requirements. Intellectual activities include such functions as lecture series, faculty open houses, meetings for superior or scholarship students, chats with the faculty, summer reading, and how-to-study pro- grams. The mechanics area includes events that are usually administrative in nature such as testing, phy— sical examinations, advising, registration, and campus tours. Activity functions include open houses, concerts, parents days, social programs, carnivals, dances, picnics, religious meetings and other traditional events. A most interesting finding in the study is that in all thirteen institutions, the activities events far outweigh and sometimes outnumber those in any of the other three categories, thus leading to a conclusion that colleges are more concerned with life adjustment than academic adJustment. lLudwig J. Spolyar, "Summary of Orientation Pro- grams as Reported by Thirteen Selected Universities" (un- published report to Ad-hoc Committee to Study Orientation and Registration at the University of Washington, May, 1963). II III I I: r». C L“ .1“ n .C F. Le ...». ... a. 4‘ .L . . ... 3 v“ .n.. 67 Discussiong the goals of orientation, Black said: Orientation is a process designed to overcome reluc- tance to give one's all, designed to break down the barriers that stand between the opportunity that college offers and the ability of the student to make the most of this opportunity. Orientation comprises those services which assist students to become better acquainted with a new education environment--the curricular offerings, student organizations and activities, school policies, rules and regulations and their fellow students and faculty. One writer, Lee, expressed some doubt as to the value of the typical college orientation program: A student who arrives ready and willing to be plunged immediately into the rigors of a tough class schedule is let down by the discovery that his mentors consider him incapable of facing it until he has been properly conditioned. Mass "orientation" programs are planned to help freshmen settle comfortably and congenially into their college environment, yet the impression inadvertently left by the agenda is that the college is more concerned with introducing its recreational facilities than its cultural opportunities.2 Eddy3 has indicated that colleges fail to recog- nize the importance of the freshman year in gaining and holding student interest in academic work. He notes that colleges must take great effort to make known the underlying 1Bernard R. Black, "Student Needs and Orientation Directors' Aspirations," The Journal of College Student Personnel, Vol. 6, No. 2 (December, l96u), pp. 102—108. 2 Lee, God Bless Our Queer Old Dean. 3Edward D. Eddy, The College Influence on Student Character (Washington, D. 0.: American Council on Educa- tion, 1959), p. 100. 68 postulates of both its academic and student conduct programs. Misunderstandings can develop very quickly. If there are not sound reasons behind the rules and regulations, and if these reasons, as well as the rules, are not made known to the students, then cooperation will be withheld. Summary Governing boards of universities are granted authority under state charter to admit students to the institution, develop rules and regulations to govern their behavior, and authorize officials to regulate student conduct and provide programs and services many of which involve regulation of student behavior. The president and the faculty traditionally hold the respon- sibility for maintenance of student discipline. Often this authority is delegated to a dean of students who administers a university's disciplinary program. In the early history of American higher educa- tion, the rules and punishments were strict and severe. Currently, however, student discipline programs emphasize rehabilitation and re-education rather than punishment as desirable obJectives. Rule-making and rule-enforcing functions are often shared with students, faculty and administrators. The rules and their enforcement emphasize fair play in the treatment of students by institutions of higher education. Williamson comments on the leadership .... s .. l ... e i e. «C :e a. .T ... .e .r.. 3 1 E 2 . . 9 i . . C. u 1. e .2 C .r... .. _ .J .. . 3 Au .1 .t C. T. T. +. C A. .l C .-. w .. ...H E .. l n n u» .u .. . r; .. . ri. w... e o 3 re .1 I C .... g c .. o e a .3 4n. n. .C S n :3 w” r” .... «3 .... ..e mi .. . pd «(V «D .C ‘3 a. A: G» e . u. . .h.. vs. . . .2 .-. .«4 . e .A . . e u 2. r.. v. . n. a... v. . —._ a: r». 69 role colleges must take to assure fair play and reasonable rules: Clearly, an institution of higher learning would be in the vanguard of society in shielding the individual against unjust, arbitrary, capricious, and unilateral action by administrators or by committees of faculty and student members.l Emphasis is placed on the importance of making rules both clear and just. Such considerations are stated in the Preamble to the "Joint Statement" or as it is sometimes called, the "Student Bill of Rights." Each institution should work to develop campus regulations and codes of conduct which aid in the development of a proper atmosphere for learning. The last paragraph speaks to the development of this desired purpose: The responsibility to secure and to respect general conditions conducive to the freedom to learn is shared by all members of the academic community. Each college and university has a duty to develop policies and procedures which provide and safeguard this freedom. Such policies and procedures should be developed at each institution within the frame— work of general standards and with the broadest possible participation of the members of the academic community. The purpose of this statement is to enum— erate the essential provisions for student freedom to learn.2 The present study describes the efforts of a selected number of institutions to meet this challenge. 1E. G. Williamsen, Student Personnel Services in Colleges and Universities (New York: McGraw—Hill Book Company, 1961). 2Joint Statement, under the auspices of American Association of University Professors. It is an attemp :0 meeting the 5.. ‘ smcent codes 0 70 It is an attempt to determine how close universities come to meeting the requirement of providing fair and just student codes of conduct. Q~ CO . 4 Q . 2"” "G‘FA ..u. ...v atav“ nu n! 'zth 4- " n I CHAPTER III DESIGN AND METHODOLOGY Introduction Chapter III is devoted to a description of the methods and procedures used to conduct the research. These two areas will be reviewed: (1) Population and method of sampling. (2) Procedures used to obtain and analyze the data. Population and Selection of the Sample The main objective of this study, in addition to its historical importance, was to present information that could serve as background material to update and recon— sider current policies that attempt to regulate student behavior. An effort was made to secure a variety of descriptive data on a wide range of issues as quickly as possible. A primary objective was to obtain data that would be useful to practicing student personnel administra- tors in coping with various problems and the rapid changes in student behavior. It was not the intent of the study to provide comprehensive and normative data but rather to gain a degree of understanding of institutional approaches 71 : tothe issues A‘ \— uctive a ‘ 5.1" N" UUAO neto school FR \ uni “ nab A, ..v taile" a de 72 to the issues in sufficient depth to form a basis for constructive action. Nineteen items that are current and often trouble- some to school administrators were identified. It was surmised that a general knowledge of institutional practices concerning these items was somewhat limited and that a detailed description might be helpful, both in terms of the per cent of universities formally communi- cating the policies to the students and a review of the substantive elements of the policies. The nineteen items are listed below. 1. Academic Irregularity 2. Use and Possession of Alcoholic Beverages 3 Drugs A Hazing 5. Women's Dormitory Hours 6 Dormitory Room Entrance and Inspection 7 Entertainment of Members of the Opposite Sex in Residence Hall Living Quarters 8. Theft 9. Confidentiality of Student Records 10. Compulsory Class Attendance 11. Student Demonstrations l2. Disruptive Activities 13. Invitation of Controversial Speakers to Campus 14. Unacceptable Off-Campus Behavior e r o e xni. m A :1 no‘ «.1. .icns wou . k -v ucxe "7" cf the a I an). uvui ‘7‘ ‘eo‘ “A c A .. a v . ”‘th to... .. ,3. M y‘,‘ 73 15. "Student Rights" in Procedural Due Process 16. Procedural Due Process 17. Deviant Sexual Behavior 18. Dress and Appearance l9. Recognition of Student Organizations The researcher was aware that a number of institu- tions would not have formally adopted regulations in some of the above variables. Additionally, it was understood that some institutions that might have formally adopted regulations in all these areas might not have systemati- cally communicated the policies to students in handbooks. Using the Education Directory1 as a source, forty colleges and universities were chosen randomly by use of a random number table for each of the following catagor- ies: (1) Large state colleges and universities with more than 10,000 students. (2) Small state colleges and universities with less than 10,000 students. (3) Large private colleges and universities with more than 5,000 students. (A) Small private colleges and universities with less than 5,000 students. (5) Religious colleges and universities. A letter was mailed to each of the 200 colleges or universities requesting a copy of their student hand- book containing the policies and regulations used to 1Education Directory, l968-69--Part 3, Higher Education, (Washington, D. C. : U. S. Government Office, 1968). e E C .1 L... C». L... U .- % , 2+ de te 1.. .AQ Sta 7‘. Priv cl st “vs- V .. ’\_"'l! .. ~m--l ," -—'C .454. v Mr‘r my ~ . do . S O S 2.. o . e . t .5. ..h t T. my A» o 5 v Q» S a: n a: O n Q» .. d «Q 1 4+ “1 k e cal a» e n . «... 4 u «G .fia S ~b Pb. L w n... 3Q -. e i .. a: 2. fig “4 A» Q.» u. 2: no. 3 1 . a... 4 u a. r. ... e h. a. u e A... a u 4. A h; .. e «C 2‘ h .. l . J ‘ 2,. ... . ..a A e e e e a ‘11.. FL. 74 control student life. Table 1 indicates the number of institutions responding to the request. TABLE 1.--Response to the Request for Student Handbooks No. in No. Per Cent Sample Responded Responded Large State Schools 40 A0 100 Small State Schools NO 37 90 Large Private Schools A0 36 90 Small Private Schools 40 35 87 Religious Schools 3g 33 80 TOTAL 200 181 90 Each of the institutions responding to the request for handbooks was listed. A table of random numbers was used again to choose 20 schools from each of the five categories. These 100 handbooks were then included in the present study. The geographical distribution of the 100 institu- tions is as follows: 28 per cent in the New England/ Middle Atlantic region; 25 per cent in the South; 27 per cent in the North Central States; and 20 per cent in the West. hand: their in ‘ V :nrAfl s Ugo-UV- . ‘i‘ w ..n tint-v- -... ‘no‘ 9 “:‘. a en. .1 r‘ ‘C-U‘ ~ ‘$n N's 15‘s hv-wl . ...‘Ije re : '% ‘V av] b *3 T31:- is 75 Analyzing the Date One of the main objectives of the study was to determine the per cent of institutions that communicate in their handbooks policies concerning the nineteen variables listed above. It was intended that compari- sons be drawn between the five categories, in addition to comparisons between state, private, and religious schools. A final comparison between large institutions with more than 10,000 students and smaller colleges and universities was intended also. In addition to the per cent comparisons, a main emphasis of the study was to detail examples of the sub- stantive elements so that student personnel administra- tors could have access to current written policies from a wide variety of institutions. An effort was made also to outline the philosophical rationale used to justify student codes of conduct as stated in the handbooks, to determine methods used to establish and revise the codes, and to list any apparent trends. Using a checklist on which the nineteen variables were outlined, the researcher read carefully each hand- book in an attempt to identify explicit policies in each of the nineteen areas of concern. If a school outlined its policy in the handbook, it was noted on the summary sheets. Following a review of the handbooks to determine the per cent listing policies, another reading produced n~“.’ .‘UUV W S. I aflu a». 76 written examples of each policy to be used as an aid to personnel workers in developing their own codes. Final readings of the handbooks identified stated purposes and values of the codes, the rationale on which they are justified, the means of development and revision, and any apparent trends. fiAy- "5 A . .— 'U ‘1‘.’ v . T a _ ‘ \ 1..., ~ A ’1“; t -.- 2 “:v "r~.. K 3’: ,. ."~. \ A'A~v~. bv“u. -\ tine -..g CHAPTER IV ANALYSIS OF THE DATA Introduction This chapter contains an analysis of the data concerning the issues under scrutiny: (1) What are the stated values or purposes of student codes of conduct? (2) What rationale do universities use to Justify their policies regarding student non-academic life? (3) How are the codes developed and revised? (A) What are the apparent trends in student code development? (5) What per cent of the institutions reviewed for this study communicate in their student handbooks policies for the nineteen variables identified in Chapter I? (6) What percentage differences exist among varying university sizes and types in communicating policies in the hand- books? (7) What is the content or substantive elements of these policies? Value and Purpose of Student Codes of Conduct University student handbooks were reviewed to identify statements that outlined the purposes of student codes of conduct. A maJority of the handbooks precede 77 5"": “my-'- u' -. ‘1‘..- [U cr \ In 78 specific regulations and policies with an introduction outlining the goals of the university and setting forth a need to create and maintain a living, social and campus environment which allows the greatest possible freedom to learn. In order to preserve this educational pur- pose, to protect the individual's freedom to learn and develop, to maintain an order to its operation, and to continue a necessary degree of harmony with its surround- ing environment, the university develops certain regula- tions and limitations on behavior. 1 The University of Iowa indicates guidelines to be used when members of the university community consider matters that may require regulation by written code: 1. All the University's resources must be fully employed in the intellectual and personal development of its students. 2. Institutional regulations should be adopted only when necessary to the achievement of the University's academic goals, the safety and freedom of indi- viduals, or the orderly operation of the University. 3. Students should be encouraged to participate, through orderly procedures, in the establishment and revision of regulations governing their conduct. A. Regulations should be clearly stated, and made conveniently available to every student. 5. Disciplinary action for violation of regulations should be corrective, rather than punitive. 6. Disciplinary procedures should be consistent with the principle of due process, channels of appeal 1University of Iowa, Iowa City, Iowa, Student Guide, 1969-70. p. l. 79 should be clearly defined, and information re- lating to appeals should be readily accessible to all students. 7. Institutional regulations cannot provide specif- ically for every question of conduct under every set of circumstances which might arise; they are intended to define the practice ordinarily necess- ary to maintain working order in a complex system, and to protect the essential freedoms of everyone in the community. 1 introduces its set of regu— Cornell University lations by saying that no policy or regulation can be of influence in the community without representative student participation in formulating the rules. The policies at Cornell are based on the guiding principle that each stu— dent should take major responsibility for the governance of his own affairs. Each student has an obligation to conduct his life so as to show consideration for the rights and integrity of the community and its members. The student handbook is presented to make clear to all students and student organizations the nature of their obligations as members of an educational community and to establish the consequences of any failure to meet those obligations for which they are held accountable. The handbook at Indiana State University sets forth in its introduction an informal moral agreement between the student and the institution. Students agree to obey the rules and regulations both of an academic and 1Cornell University, Ithaca, New York, Policy Notebook for Students, and Desk Book, 1969-70, p. l. a Li rflY‘- A‘VI‘ afar": VOUM I. 1.. .1. . u ‘q 11 u .‘\ 1 .1 .IL Frh _\N fi - h - V. k u S H er.- aC 3 a. a. .5 .... u. 3 n. ... 3: e a... .1 E .1 e . c o 5 av 4“ .. ”a 2.. G» .au h. 5. o‘. h... 4‘ ..u .. . we. a. Le a. 2. 2. . . H. av r“ .3 e 7. a h . a: a. .n u . . L .. ... e A e v. . C .4. a: e . a: we. 3 . nu e - ... .4 5... a . ..., . 8O non-academic nature and observe the standards of student conduct expected of all students. The University agrees to furnish the student an environment conducive to growth and development. A major purpose and value of regulations is to guarantee that the educational opportunity for each student to develop his individual abilities is not our- tailed. Indiana indicates that, "If a student violates a public law or university regulation, refuses to take prescribed courses, or does inferior academic work, this is evidence that his relationship with the university needs attention." University officials are charged with the responsibility of taking the necessary action to clarify the student—university relationship and to assure that both the student and the university fulfill their obligations. Southern Methodist University1 uses as its basis for establishing student conduct regulations a paragraph from the "Joint Statement":2 Standards of Conduct Expected of Students--The institution has an obligation to clarify those standards of behavior which it considers essential to its educational mission and its community life. These general behavioral expectations and the resul- tant specific regulations should represent a reason- able regulation of student conduct but the student 1Southern Methodist University, Dallas, Texas, The SMU Encheridion, 1969-70, p. 13. 2American Association of University Professors, et. al, "Joint Statement." 81 should be as free as possible from imposed limitations that have no direct relevance to his education. Offenses should be as clearly defined as possible and interpreted in a manner consistent with the afore- mentioned principles of relevancy and reasonableness. Disciplinary proceedings should be instituted only for violations of standards of conduct formulated with significant student participation and published in advance through available body of institutional regulations. At St. Anselm's College1 the purpose of the social regulations is to serve as a practical guide to a profit- able participation in the life of the student community. The code indicates that regulations are not ends in them- selves. They are formulated to assist the college student to achieve those goals of Catholic higher education-— namely: intellectual formation, spiritual development and social graces. Framingham State College2 in a handout to students provides some helpful hints on understanding rules. The College indicates that rules of conduct are not and should not be oppressive. They should be utilized as natural controls on student life. A student's life will be made easier and less complicated by knowing and obeying formal and informal rules of conduct. The value and need for these rules are outlined in this statement: Many people still believe that the written word alone is law, and they will not be civil unless their conduct lSt. Anselm's College, Manchester, New Hampshire, Student Handbook, 1969-70, p. 13. 2Framingham State College, Framingham, Massachusetts, Student Handbook, 1969-70, and "Helpful Hints on Under- standing Rules,‘r 1969. 82 is controlled by written rules no matter how unpleasant their conduct appears to their neighbors. For them, we still bother to write out rules of conduct with the hope that one day they will learn to live in a more positive, self-initiated way. We may pride our- selves on the fact that our written rules are few, for this indicates how natural good manners have be- come on our Campus. But written rules are here to stay as we consider them as a necessary means of ex- plaining those rules we consider to be the minimum level of conduct we desire, and we need them as evi- dence that the violator must know our rules. Framingham State lists the following reasons why individuals obey rules: 1. Because their socialization has taught them to respect the rules of conduct of their society as a sign of social maturity. 2. Because of the fear of punishment or sanctions society may place against them. 3. Because since they made the rules themselves, they see the immediate need for such rules. u. Because they understand the need for certain rules of conduct. 5. Because the rules of conduct are of direct advantage to their needs. A reading of the codes emphasizes the variety of ways that universities state the purposes and values of student regulations. Generally they stress that the primary responsibility for preserving the system of order rests upon the individuals making up the community. Each individual must accept responsibility for his own actions and values and for recognizing that his actions and values reflect upon the whole community. Implicit in the community's recognition of the rights of the individual is an obligation on the part of the student to accept his responsibilities toward the community. 83 Rationale From their early beginning, universities have traditionally acted in loco parentis. They have worked under the assumption that students are not capable of approaching and utilizing the facilities of an institu- tion of higher learning as adults, in a mature manner. In 1913 Berea College in Kentucky1 passed a rule which prohibited any of its students from patronizing any off- campus restaurant. The court upheld this regulation stating that: . . . college authorities stand in loco_parentis concerning the physical and moral welfare and mental training of pupils. For the purposes of this case, the school, its officers and students are a legal entity, as any family and, like a father may direct his children, those in charge of boarding schools are well within their rights and powers when they direct their students what to eat and where they may get it; where they may go and what forms of amusement are forbidden. This attitude on the part of universities has prevailed since the beginning of higher education in America. In a society where parents did indeed govern their children's lives almost completely, this concept has some meaning. However, this is not the case today, and many universities are attempting to move away from this type of parental control. The student handbooks chosen for this study were lGolt v. Berea College, 150 Ky. 376 (1913). .. ”,1: h. .... 2. ‘ru n c . . a G v... A 5 r- 8H reviewed to identify statements or policies that either support the concept of in loco parentis or attempt to reduce its influence. An attempt to reject the concept of in loco parentis is outlined by the University of Bridgeport.1 The student code states that "by recognizing the respon- sibilities, dignity and worth of all individuals and groups on campus, the University can effectively elim- inate the out-dated concept of in loco parentis." This same belief is expressed in part by the code at Cornell 2 University which rejects the "service facility" and in loco parentis views of a university as unsuitable for Cornell's needs. 3 Brown University also expresses its concern in the area of paternalism: In our view, the concept of in loco parentis--if indeed it can be dignified by calling it a concept-- is essentially irrelevant to the problems confront- ing Brown University. For reasons that we have already noted, a university community such as Brown, which includes young people in various states of developing maturity, must have a certain number of basic student conduct regulations. It must also ex- press its legitimate concern through counselling and education. 1University of Bridgeport, Bridgeport, Connecticut, Key to U B, 1969-70, p. 3. 2 Cornell University, Ithaca, New York, Policy Note- book for Students, and Desk Book, 1969-70, p. 3. 3Brown University, Providence Rhode Island, Community and Partnership: Student Conduct at Brown, 1967, p. 2. 12:11 5.4. A“ V. V»: 9...; A: 5' e S l i nu. e C. 3 no {.1 v». 85 Brown University, along with many others, finds it very desirable to discard peternalism, but they have diff- iculty in doing so completely. As indicated in the previous section of this chapter, most of the codes include a basic statement of principle or purpose under which a code is defended. It usually develops an outline of the goals of the college or university, which includes the acquisition and dis- pensing of knowledge. Included also in the statement of purpose will be a reference to the "development of students" and the need to maintain a proper atmosphere for learning. Everyone has the responsibility to maintain this academic atmosphere. Using this purpose as a guide, universities develop a variety of parental rules, and failure to obey these rules may subject the student to university discipline. The University of Washington1 makes this clear: The University is maintained by society for the accomplishment of certain special purposes, namely, the provision of programs of instruction in higher education, the advancement of knowledge through scholarship and research, and the provision of re- lated community services. Like any other social institution having its own special purposes, the University must maintain conditions conducive to effective performance of its functions. Conse- quently, it has special expectations regarding the conduct of the various participants in the academic community. Student conduct which distracts from or interferes with the accomplishments of University purposes is not acceptable. 1University of Washington, Regulations on Student Conduct and Discipline, 1967, p. 2. n+1- av; lt-UOO V“ 5"", .a i 9 n1 .5“ a o .1 . -..-u n. n y. € a n t v 2‘ «\h fi\b .3 «\y a. 1 86 Many schools now desire only to regulate those activities that affect their functions and purposes. Michigan State University1 makes a real effort to outline quite clearly which functions will be supervised. The Academic Freedom for Students Report indicates that, "There shall be no regulation unless there is a demon- strable need for it which is reasonably related to the basic purposes and necessities of the University as stipulated herein." The University of California at San Diego2 points out that, "a student enrolling in the University assumes an obligation to conduct himself in a manner compatible with the University's function as an educational institution." From the "Joint Statea ment" comes the recommendation that, "Only where the in- stitution's interests as an academic community are dis- tinct and clearly involved would the special authority of the institution be asserted." Universities generally agree that any behavior that will impair the intellectual atmosphere and normal functions of the school cannot be condoned and must be regulated. Some of these concerns still leave the uni- versity in the position of providing rules that border 1Michigan State University, East Lansing, Michigan, A Handbook for Students, 1968, and Academic Freedom for Students, 1969, p. 2. 2University of California, San Diego, California, Student Handbook, 1969-70, p. 8. I ”VI VA \ 6"; v..- 5!!va -. 9",:zv VI ‘ ‘ I “’P~.>. A” ‘r‘ V“-‘v 9-».- -. ::.h- ’- N“ ' *3 .0 ~ -. . "' v v: an,» ‘. '5 .. w ., I. 7“: y C“' “ 7‘ r: « ais‘1 ‘ "‘v“ v... a .1 ‘4‘ . ‘ 87 on paternalism. The University of Oregon1 provides an example: The University may apply sanctions or take other appropriate action only when student conduct directly and significantly interfers with the University's (a) primary educational responsibility of ensuring the opportunity of all members of the University community to attain their educational objectives, or (b) subsidiary responsibilities of protecting the health and safety of persons in the University community, maintaining and protecting property, keeping records, providing living accommodations and other services, and sponsoring non—classroom activities such as lectures, concerts, athletic events, and social functions. At Cornell University2 the school may apply sanctions or take other appropriate action only when the student's actions severely affect the University's interests, namely: (1) The opportunity of all members of the University community to attain their educational objectives. (2) The generation and maintenance of an intellectual and educational atmosphere throughout the University community. (3) The protection of health, safety, welfare, property and human rights of all members of the University community, and the safety and property of the University itself. Even though the trend is to move away from par- ental rules, especially in the larger colleges and _¥ 1University of Oregon, Eugene, Oregon, Student Handbook, 1969-70, p. 56. 2Cornell University, Ithaca, New York, Polio Notebook for Students, and Desk Book, 1969-70, p 6 vr.VI ‘s. V f'” ‘ ‘1. ’Lr‘t oublt J I ~ on " u 'l Q -~ fi'wn». Vauu,‘ . v at. y- -fl v . A ‘. . 88 universities, a large percentage of the codes reviewed for this study still maintain considerable control over non-academic life. Southeastern Louisiana Collegel indi- cates that women students may not visit off—campus apart- ments, or other off-campus housing for men, unless prop- erly chaperoned. Approved chaperons must be registered in the Office of the Division of Student Life. Students who violate this regulation may be suspended from the rolls of the College. At Kentucky State College2 off- campus students who are not living in their own homes or the homes of their parents must reside in homes approved by the College. Students under twenty-one years of age who desire to reside off—campus must have written par- ental consent to do so.4 Senior men and those men students over twenty-one years of age at Niagra University3 may request permission to live off—campus provided their parents submit permission on a written form. Central A State University will not allow a student to change an 1Southeastern Louisiana College, Hammond, Louis- iana, The Student Handbook, 1969, and Living Standards for Women Students, 1969, p. 30. 2Kentucky State College, Frankfort, Kentucky, The K-Book, 1968, and Supplement, 1969, p. 26. 3Niagra University, Niagra, New York, Information fiandbook for Undergraduate Students, 1969-70, p. 2H. “Central State University, Wilberforce, Ohio, §§udent Handbook, 1969, p. 35. ' v 1“ 3 . a a PA CL .r 5 89 off-campus residence without approval of the Dean of Men and the parent or guardian. Another interesting example of in locoAparentis is in the requirement for chaperones. Eastern Montana Collegel serves as an example, which is prevalent in a number of colleges: All social events sponsored by student organiza- tions require the presences of the group's approved adviser and one or more faculty persons, or their equivalent, as guests. The presence of these persons acts as a leveling influence, presents opportunity for growth and social interaction by the students, and leads dignity to an event. Adviser and guests must be present from the time the activity opens until it ends. They must be familiar with college regulations concerning conduct and are required to report any violations. Chartered student organizations may secure per- mission from the Director of Student Activities and the Dean of Students to hold events off-campus. At Northern Arizona University2 no one can solicit on-campus. A student may invite a sales person to visit him, but the salesman must have the approval of the Dean of Students to do so. It may be necessary on occasions to do a credit review on the salesman, and a charge will be made for this action. The West Texas State University3 may take action against a student who has bad debts lEastern Montana College, Billings, Montana, Student Handbook, 1969-70, p. 19. 2Northern Arizona University, Flagstaff, Arizona, Student Handbook, 1969-70, p. 14. 3West Texas State University, Cayon, Texas, General Policy Statements of Student Life, 1969-70, p. 8. 9O off-campus. The University will not collect bad checks or bad debts for off-campus businesses; businessmen will be provided with the names and addresses of students and their parents upon their request. Some schools may take on a parental concern re- garding marriage. At Wheaton College1 students planning to marry during the academic year must file written not- ification to the Student Personnel Office thirty days in advance of the wedding. A statement from the student's parents, advising the College that the parents are aware of the planned marriage, must be filed with the notifica- tion of marriage. At Oklahoma Baptist University2 a stu— dent who marries during the college year without the per- mission of parents and the knowledge of the Dean of Stu- dents may be asked to withdraw from the University. No academic credit will be given for work in progress at the time of withdrawal. Antioch College3 requires a student planning to be married to have the written consent of parents otherwise and have a clearance with the Dean of Students Office. 1Wheaton College, Wheaton, Illinois, Student Handbook, 1969—70, p. 31. 2 Oklahoma Baptist University, Shawnee, Oklahoma, The Green Book, l969-70, p. 41. 3Antioch College, Yellow Springs, Ohio, Antioch Community Handbook, 1969-70, p. 22. : r-w u .o-Autlv :na 2‘- ‘OV “V \- Uhl‘v V“ W:.;A~~fi -doxg“ O 9‘ , Q ‘M ...~l u‘ s}: . a 1: INF u‘" v“ 53.. . v..e C -. v +rac. . \‘ n w: ‘5 v“ 91 A review of the codes, in relation to their con- trol of students on the basis of the traditional phil- osophy of in loco parentis, leads to a conclusion that a number of universities, especially the larger ones, are attempting to move away from this close control. They are writing their codes with the idea that students must be responsible for their own acts. This assumes also that they are mature enough to make proper decisions without the constant supervision of university officials. This trend will be made more clear in a later section of this chapter dealing with a description of the substan- tive elements in the codes. It should be noted, however, that even though there is an effort toward fewer rules governing non-academic activities, with rare exceptions, universities still exert considerable control over the student's life. Code Development and Revision A review of the student handbooks reveals that less than 25 per cent of them contain specific procedures used to revise and develop student codes. Of those list- ing procedures, however, the majority allowed for student participation in recommending policies that affect non- academic life. Generally the university will establish a committee on student affairs that will be responsible for recommending rfi" q" A l ...D we . "V‘Wgh: ‘bD‘V-C M. 91 1 vi: a-.. C “cue: u .4 .H‘U- H . u:'§ . 92 changes to the regulations. The University of Massachusetts1 has such a committee composed of eight faculty members, nine undergraduate students, and the Dean of Students ex officio. Its responsibility is to review and make recommendations on all non-academic rules and regulations, including non- academic discipline, student rights, dormitory life, and all other matters of common concern to the faculty and students which are not within the scope of responsibility of some other regular or special committee of the faculty senate. The Committee also advises the Dean of Students on recommended policies for the operation of student personnel services. It does not have supervisory powers over the Student Senate or over recognized student orga- nizations. The rules governing student life at Southern Methodist University2 are determined by the Faculty Rules and Regulations Committee and can be changed only by the following means: 1. Requests for rule change must be submitted by student organizations through their policy- committee chairman, their president, or a desig- nated student member. 2. Proposals, when they are properly submitted, will be put on the committee calendar and will be heard 1University of Massachusetts, Amherst, Massachusetts, §§udent Handbook, 1969-70, p. 6. 2Southern Methodist University, Dallas, Texas, Ehe SMU Encheridion, 1969-70, p. 19. 93 by the committee chronologically, according to their date of submission. 3. The proposed change will not be considered by the committee less than seven days after twenty-five copies of the proposal have been submitted in writing to the committee chairman. A. The chairman of the Faculty Committee on Rules and Regulations will make all press releases of committee decisions. 5. Committee meetings will be scheduled regularly, once a month, with called meetings at any other necessary time. 6. All procedural rules can be waived by a unanimous vote of the committee. A few schools make the process of change less formal. Niagara Universityl allows its code to be changed by a majority vote of the students, provided the majority is representative of more than one-third of the student body and provided the amendment is ratified by the University Senate, and the Administrative Council and has received ultimate approval of the Board of Trustees. Students at Southeast Missouri State College2 may recommend the adoption of new regulations. These rules, however, will be reviewed by the president of the college who may designate a committee to review the proposed change. The president has the final authority to adopt new or amended lNiagara University, Niagara, New York, Information Handbook for Undergraduate Students, 1969-70, p._65. 2Southeast Missouri State College, Cape Gerardeau, Missouri, Student Handbook, 1969, p. 1b. ‘- wu‘ A 'bili respCflSl "e 1 4..‘ Q oca 7'. allows any Q OACUCtS a RAF 9 -4..- ‘ 0“,» Cu ORS St v I" a 9“ rules, regulations and procedures concerning student responsibilities and discipline. The University of California at San Diego1 allows any member of the University community to initiate change and amendment of the policies, rules and regula- tions simply by making his specific concern known to an appropriate administrative officer of the campus. A student affairs committee at the State College of Arkansas2 conducts a continuing study of College policies and regu— lations stated in the student handbook and makes recommen— dations to the president for possible needed changes and revisions. Some institutions do not list specific procedures used to change rules but do make reference to the role that students play in the operation. Xavier University3 states in its handbook that during the year students will continue to participate in establishing guidelines for the following year. Texas Christian University“ indicates 1 University of California, San Diego, California, Student Handbook, 1969-70, p. 2. 2State College of Arkansas, Conway, Arkansas, Handbook, 1969-70, p. 10. 3Xavier University of Louisiana, New Orleans, Louisiana, Student Handbook, l968-69, p. 3. “Texas Christian University, Fort Worth, Texas, Frog Horn, 1969-70, p. 19. é. 1 ’9 t in so 1 Va.“ ate n‘n V‘rr‘ ngnifi not] »‘ a men, govern t .fld leU a”! a: a: n; ~7'Q":v 'Vnw-‘, 1‘ v '9» C... C... n v .V. x 1FL rL. $ . r; y t v Q ~\ . . w NW a.“ n. .1 nm. .. on v. .1 e n.. n . . .2 1. ..r T a 1n . yr: .1 .n .. r. I; a. 0 e P . n. A u l x .C a a n n. “W . .Hu 0. . av "...! “V +4 colt t I M Lb 4k a: :1. win «D 3C at S r u ... w a: L.” » ... g 1 a nu r1. .0. Q.» s . A «u CC rm ‘flu .AM 3; A: i h. n A .1 Q; .N « o- ‘ P M $ H Flu ‘9! «Ha n.‘ t are Q» 2‘ ~- I AN» AN» .. 4 O . h MA 3 a. n: -.. .... A, h. a. .... ... a. nu. .... ha .5 LL. A: Tu. # . .94 A.» a: w: a: L . 95 that in so far as possible, students will be asked to participate in making and enforcing the regulations that govern them, although it must be understood that day-to— day decisions must be in accord with basic policies and philosophies of the University. Occasionally the university will assume the perogative to change rules as it feels the need. The handbook at Yale Universityl indicates that, "the Uni- versity reserves the right to amend or supplement these regulations at any time upon such notice to students as it deems suitable and within its discretion." Trends in Student Code Development Faced with student unrest and protest, universi- ties have rethought their position on control of the non- academic lives of students, and have consequently been moving towards a relaxation of rules and controls. This trend will be verified more completely in the next section of this chapter. Administrators are moving also toward opening the universities to fuller and more meaningful student participation in those university and community affairs which shape student life and development. One trend in student code development that becomes apparent in reading the student handbooks is the emphasis that students now have "rights" as well as responsibilities. 1Yale University, New Haven, Connecticut, Under- graduate Regulations, 1969, p. U2. 4 Va — ~ ~ «L ...— OL Av . FM 0 .o I A V L y o I o o O a h. o 3 o 6 ”4. ”HR PM HQ» WA... h— I n. E C (x S A. E C D C P A. E C D E T. w. t 6. anJ l D. V N“ Du» { x ’ O O I t O O in .1 .1 ¢ . $ '1' V I T‘ a ‘1‘ NW N y i w 1 Pl ....v a . t t V & “...! 4.! «\v Qy o a.» bi L-v 96 Many codes in the past placed a great deal of emphasis on the responsibilities of students but said very little about their rights. A major attempt to correct this concept came in the form of a "Joint Statement of Rights "1 written in 1966 by some and Freedoms of Students, national educational organizations. Some idea of the enlarged scope of student freedom may be gained from the "Rights and Freedom" as outlined by the "Joint Statement": I. Freedom of Access to Higher Education II. In the Classroom A. Protection of Freedom of Expression B. Protection Against Improper Academic Evaluation C. Protection Against Improper Disclosure III. (Confidentiality of) Student Records IV. Student Affairs A. Freedom of Association B. Freedom of Inquiry and Expression C. Student Participation in Institutional Government D. Student Publications V. Off-Campus Freedom of Students VI. Procedural Standards in Disciplinary Proceedings A. Standards of Conduct Expected of Student B. Investigation of Student Conduct C. Status of Student Pending Final Action D. Hearing Committee Procedures VII. Enforcement This statement of student rights and freedoms has led a number of institutions to preface their codes with a student "bill of rights." Michigan State University, the University of Iowa, and Northwestern University 1American Association of University Professors, et. a1, "Joint Statement." 97 provide examples of this approach. These statements of student "rights" vary both in detail and scope. The statement at Northwestern University,1 however, includes most of the freedoms expressed by other codes. It is presented here as an example: Policy Statement on Student Rights and Responsibilities 1. An applicant will be considered for admission to the University and for financial aid without regard for race, color, national origin, relig- ious creed, or political belief. The student has freedom of research, of legiti- mate classroom discussion and of the advocacy of alternative opinions to those presented in the classroom. The student will be evaluated on knowledge and academic performance for purposes of granting academic credit. He will not be evaluated on personal or political beliefs. The teacher-student relationship within the classroom is confidential and disclosures of a student's personal or political beliefs ex- pressed in connection with course work will not be made public without explicit permission of the student. It is understood that the teacher may undertake the usual evaluation of knowledge and academic performance. Students' records may be released to persons outside the university only through legal proceedings or on request of the student. Students will be informed of all rules, rates, and regulations deriving from contractual agree- ments with the university before signing any such contracts. Students residing in university-owned housing will be secure in their possessions, and will 1Northwestern University, Evanston, Illinois, Student Handbook, 1969-70, p. 16. 4m. HO. rev... 5“ .... M. C. T .3 a C t ‘7. .... S .... .3 a. T. E .2 .1. i .3 a. . :l .... S III r. .1 t o C. ...a C St to. 9.1 4837. 4319 1.3.3.1. .J . . .....l ...... t l . . 1 t . .. Md . C ..u C o. rt 3.1 n... C. t r C ... C ar. C T. t e .1 .1 .C k... .1 L.. to .1 T. R a“. at 0 Maul...“ Q L .1 Q» _. l 0 Cu ad +9 fly n6 Q; i e a“ ”W ad .v AM Mu Cu w“. «L «L Cu my “W «a Cy «C ..G u h... Qu ary but 0” «MR» n+9... hv‘ «MN \ n 0: Oz 3 a . Ad 33 ,4 :4. t... l 1. l l . l l 1.. 10. ll. l2. 13. 14. 15. 16. 98 be secure against invasion of privacy and un- reasonable search and seizure. The university shall be responsible for the safety of residence halls. Students will be free from censorship in the publication and dissemination of their views so long as these are not represented as the views of Northwestern University. Student publications are free from any official action controlling editorial policy. Publica- tions shall not bear the name of the university or purport to issue from it without university approval. Students are free to form, join, and participate in any group for intellectual, religious, social, economic, political, or cultural purposes. A student is free, individually or in association with other individuals, to engage in off-campus activities, exercising his right as a citizen of the community, state, and nation, provided he does not in any way purport to represent the university. Students are free to use campus facilities for meetings of student chartered campus organiza- tions, subject to uniform regulations as to time and manner of governing the facility. Students may invite and hear speakers of their choice on subjects of their choice and approval will not be withheld by university offices for the purpose of censorship. Students will have their views and welfare con- sidered in the formation of university policy, and will be consulted by or represented on university committees which affect students as members of the university community. Students are free to assemble, to demonstrate, to communicate, and to protest, recognizing that freedom requires order, discipline, and responsi- bility and further recognizing the right of all faculty and students to pursue their legitimate goals without interference. Students will be exempt from disciplinary action or dismissal from the university except for academic failure, failure to pay a university t I1 CL.“ S t a. E... .D 1 pt P a S t n... S EPUUUEt $.11 dOfsaVS AaCh 7!. .1. 1‘ w» 2» r5}. r... .r\ ... .. u. I .II I w. 7. e S e o e h. C. .r.. .1 C 7.. 0.. S ab C ... .r.. e a; n a. 4‘ O D. 1 x... C 0 e e 1 Ti C .5 t P W Ti 8 e a. a .C C d hu 1 ‘1‘ 1 ¢ 3 e 1 hi. 0 t A: wu no . and h; 1‘ O 1 S y 01 . 3: .1 t a a 4 a n a e 1 Q; A.» #L .h u are ‘3 h {L P l a a he r.” 3 VJ n» i A.» .1 w s a» Q» a» s a 4n Q» 4.. i a» J « AV .nu ~ a hu 2‘ 4m in ..u. hm ‘ s Cy «... 4 a ed M . M» 2m hi. DH .1 fie «\v 99 debt, or violation of a student or university rule or regulation. Rules and regulations shall be fully and clearly promulgated in advance of the supposed violation. The university has no legal authority over a student when he is outside uni— versity property. A student is subject to local, state, and federal statutes. 1?. A student is free to be present on campus and to attend classes pending action on criminal or civil charges, except for reasons relating to his physical or emotional safety and well-being or for reasons relating to the safety and well- being of students, faculty, staff, or university property. 18. It is recognized that every member of the community has the responsibility to conduct himself in a manner which does not violate the rights and freedoms of others and has the responsibility to recognize the principles within this statement of policy. In addition to demanding the freedom and right to regulate their own non-academic life, the trend as identified by reading the codes is for students to ask also that rules be written as explicitly as possible. They are opposed to vague rules which seem to serve as catchall phrases. The "Joint Statement" provides additional endorsement of this trend: "The institution has an obligation to clarify those standards of behavior which it considers essential to its educational mission and its community life . . . Offenses should be as clearly defined as possible." Despite this recommendation, a number of codes still fail to clarify regulations. The code at Amherst College1 states that, "Conduct befitting a gentleman is l Amherst College, Amherst, Massachusetts, Student Handbook, 1969-70, p. l“. eY“G .th ‘ «arfl' vv’.-u .: .... Jav‘uo‘ 1“? Au‘? , fl ‘ “A”, . O v.” ‘vdv.. “ ~‘r- a‘:‘ f',‘ ('1 W: ) . ,"V /,. lOO expected at all times of students at Amherst College. It is assumed that undergraduates will understand what constitutes gentlemanly conduct without specific regula- tions forbidding particular actions." At Butler Univers- ity,l "Students are expected to maintain high standards of conduct to be eligible to remain in, and to graduate from, Butler University. It is not necessary to define such standards in detail." Michigan State University's academic freedom report2 states that, "Every regulation shall be brief, clear and specific as possible." In an attempt to meet and to bring their rules into accord with the "Joint Statement," the University of California at Berkeley3 recently defined more precisely their rules of conduct: Misconduct for which students are subject to dis- cipline falls into the following categories: 1. Dishonesty, such as cheating, plagiarism, or knowingly furnishing false information to the University; 2. Forgery, alteration, or misuse of University documents, records, or identification; 1Butler University, Indianapolis, Indiana, Student Handbook, 1969-70, p. 5. 2Michigan State University, East Lansing, Michigan, Academic Freedom for Students, 1969, p. 2. 3University of California, Berkeley, California, University of California Policies Relating to Students & Student Organizations,_Use of University Facilities, and Nondiscrimination, 1969, p. 5. 10. 11. 12. 101 Obstruction or disruption of teaching, research, administration, disciplinary procedures, or other University activities, including its public service functions, or of other authorized activities on University premises; Physical abuse of any person on University-owned or -controlled property or at University-sponsored or -supervised functions, or conduct which threatens or endangers the health or safety of any such person; Theft of or damage to property of the University or of a member of the University community or campus visitor; Unauthorized entry to or use of University facilities; Violation of University policies or of campus regulations, including campus regulations concerning the registration of student organi- zations, the use of University facilities, or the time, place, and manner of public expression; Use, possession, or distribution of narcotic or dangerous drugs, such as marijuana and lysergic acid diethylamide (LSD), except as expressly permitted by law; Violation of rules governing residence in University-owned or -controlled property; Disorderly conduct or lewd, indecent, or obscene conduct or expression on University-owned or -controlled property or at University—sponsored or -supervised functions; Failure to comply with directions of University officials acting in the performance of their duties; or Conduct which adversely affects the student's suitability as a member of the academic community. It appears that a demand to be more explicit in stating rules has led to a proliferation of them. In the past, these rules may have been written down only when it was convenient to enforce them. Students now have a more clear impression of the entire range of control. A review ‘tst wk J I‘L‘es ’ (see me no. mn‘ a! J “A? . ‘ V l‘ V! I" a. "95" 50 ~$..4 v; a“! 102 review of the various codes could lead one to conclude that while there is a trend to reduce the quantity of rules, such as relaxing the hours for women in the dorms (see next section of this chapter), the schools are attempting also to make the remaining rules more clear. These trends to identify and clarify student rights and to present in more detail student non-academic rules and regulations could be added to another one pre- viously outlined in this chapter. Student codes are making a concerted effort to move away from parental rules and are providing students with more responsibility to regulate their own lives. A forth trend is the demand of students that better processes be established to deal with rule violators. Many schools in the past have failed to provide a "court" system that would guarantee fair treatment to all students. This trend is discussed in more detail later in this chapter. A final trend that has been mentioned earlier but should be noted again is the tendency to allow students to participate in the code formulation as members of student-faculty and ad- ministrative committees on student life. Other trends could be noted, but the researcher has limited himself to identify these as the most important. A9 V. k H §\§ ‘ 3.. ..\ 103 Per Cent Stating Policy and Substantive Elements Academic Irregularity Policy.--For the purposes of this study, academic irregularity was defined as academic cheating and pla- giarism. An overall survey of the student handbooks revealed that 79 per cent contained specific statements prohibiting this behavior (Table 2). When a comparison was made between state, private, and religious schools, 87 per cent of the state colleges listed statements, while 72 per cent of the private ones and 75 per cent of the religious schools had written policies. Uni- versities with over 10,000 students listed policies 81 per cent of the time while smaller schools stated policies 75 per cent of the time. An interesting ob- servation is that every state institution with more than 10,000 students had written policies regulating academic irregularity in their student handbooks. Substantive Elements.--A careful reading of the student handbooks emphasizes the great differences among colleges in the amount of detail used to prohibit aca- demic irregularity. Some schools, such as the State College of Arkansas,1 simply state that "academic 1State College of Arkansas, Conway, Arkansas, Handbook, 1969-70, p. 16. ..x \ .xL —.. 9.. —~. ~ .; AC 10“ TABLE 2 POLICIES REGARDING ACADEMIC IRREGULARITY AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent not Category Stating Stating N Policy Policy State over 10,000 100 O 20 State under 10,000 75 25 20 Private over 5,000 70 3O 20 Private under 5,000 75 25 20 Religious 75 25 20 Total 79 21 100 State 87 13 A0 Private 72 28 40 Religious 75 25 20 Total 79 21 100 Schools over 10,000 81 19 60 Schools under 10,000 75 25 40 Total 79 21 100 105 cheating and plagiarism" will bring appropriate dis— ciplinary action. Other schools begin with a rationale for honesty and then develop procedures to handle vio- lations. Indiana State University1 follows this trend: The benchmarks of any great university are directly related to high standards of academic endeavor on the part of both teacher and student. It is in this relationship that truth and honesty are recognized as fundamental to a university community. The Uni- versity expects both students and faculty to adhere to these principles and in so doing to foster the ideals for which the University was founded. Put simply, this means that the student will do his academic work without unauthorized aid or recourse to unauthorized means of any kind. Such breaches of academic honesty as may occur will be handled in the following way: In instances of cheating that appear to warrant a failing grade in a course, the professor will notify the department chairman and the academic dean, in writing, of the circumstances. The student shall have the.right of appeal of the professor's decision to both the chair- man and the dean. After such an appeal, the student's grade will be determined by the instructor upon the advice of the department chairman and the academic dean. A number of schools define in very clear terms what they consider academic dishonesty to be. The regulation stated by Northern Michigan University2 is fairly representative of this procedure: 1. No student shall, during the course of a quiz or examination, offer information of any kind to another student, receive information of any kind from another student or from the quiz or 1 Indiana State University, Terre Haute, Indiana, Student Handbook, 1969—70, p. A2. 2Northern Michigan University, Marquette, Michigan, Student Code of Conduct, 1969, p. 3. 106 examination responses made by another student, or have in his possession any tool, written material, or other device which may be of assis- tance to him in taking the quiz or examination and which has not been authorized by the person proctoring the quiz or examination. 2. No student shall submit as his own to an instructor any work which contains ideas or materials taken from another without full acknowledgement of the author and the source. 3. No student shall take, steal, or otherwise procure in an unauthorized manner any piece or pieces of writing which contain the questions or answers to an examination scheduled to be given to any individual or group enrolled in any course of study offered by the University. A. No student shall sell, give away, lend or otherwise furnish to any unauthorized individ- ual any piece or pieces of writing which con- tain the questions or answers to an examination to be given to any individual or group enrolled in any course of study offered by the University. In addition to defining dishonest acts, some schools describe also rules of conduct during the ex- amination period. Northeastern University1 admonishes students to concentrate on their own work and not bother other students. The handbook specifies that all books, notebooks, paper, etc. must be left at the front or rear of the room. All written materials must be kept on the right arm of the tablet armchair. No student may leave the examination room during the first 30 minutes of the examination, and no student will be allowed in the examination room permanently after 30 minutes have 1Northeastern University, Boston and Burlington, Massachusetts, Student Handbook, 1969-70, p. 32. 107 elapsed, but no one is allowed to leave the room during the last ten minutes of the examination. Students re— maining until the end of the examination are required to cease work immediately when the head proctor announces the close of the examination and must remain seated quietly until all the examination materials have been collected. Students who may become ill during the test must report directly to the health center. A few universities govern this type of behavior by adopting an Honor Code. The code is usually developed with the aid of students, and students take a type of oath to adhere to the code's specifications. The Uni- versity of Miami1 provides a good example of this tech- nique: The University asks your allegiance to the University Honor Code, which is a cornerstone of University life. The code was drafted by students in the belief that the maintenance of personal honesty and integrity is the most important respon- sibility of any UM student. All students are ex— pected to abide by this code, which reads: Since a University of Miami student's academic conduct must be at all times beyond reproach, at no time during his academic career shall he conduct himself in any way that would compromise his honest or personal integrity. Examples of violations of this code are as follows: 1. Possessing any unauthorized aids during an examination. 2. Obtaining unauthorized information prior to or during an examination. 1University of Miami, Coral Gables, Florida, Student Handbook, 1969—70, p. A8. 108 Providing false information either orally or writing to any agency of the University. Plagiarizing material in any theme, paper, or assignment. Withholding any knowledge of violations of this code from the proper authority. Violations of this Honor Code are brought by the students, faculty, or administration to Honor Council which is composed of representatives from each of those three groups. The procedure and development of a typical case is 1. are the 1. listed in the following steps: Knowledge of a violation of the Honor Code is presented to the instructor who is involved. If this is not possible, the knowledge is presented to the appropriate Personnel Dean. The instructor then presents the evidence to the dean of the school or college who evaluates and decides upon referral to the Honor Council. The Honor Council, in strict confidence, hears and examines the evidence presented by the parties involved in the case. Individuals involved may present witnesses on their behalf. The council passes judgment and imposes penalties if warranted. The student has the right of appeal to the Vice President for Student Affairs. The penalties which the Honor Council may impose following: Failure to receive course credit by means of failing grade. Disciplinary probation for a period of time with statement of the date of eligibility for reinstatement. Expulsion from the University. P' ,- ...... a... n a r» 4“. 2'4- in“. « ~ ~\\ I: s 109 In addition to specifying student requirements in this area, some schools make clear a faculty role in maintaining academic honesty. Cornell University1 details quite completely the faculty responsibility. It is the teacher's duty to, "develop and maintain an academic atmosphere conducive to the spirit of free in- quiry and academic integrity." He should make clear to the student the types of collaboration and use of aid or information that is acceptable. When a faculty member feels that a student lacks awareness of the meaning of academic integrity, he "shall try to improve the student's understanding of his intellectual responsibility." Cornell also details the course of action a faculty member is to take when he detects a violation of honesty. Texas Christian University2 places almost all the responsibility of enforcing its academic regulations on the faculty. Its handbook states that "since the University has no automatic penalty for cheating, each professor is free to handle infractions as he sees fit." This procedure is quite common among a number of the universities. The penalties for violating academic regulations are very similar among the various universities reviewed 1Cornell University, Ithaca, New York, Policy Notebook for Students, and Desk Book, 1969-70, p. 21. 2Texas Christian University, Fort Worth, Texas, Frog Horn, 1969-70, p. 12. is . 110 for this study. The University of Tampa1 provides an example: 1. Grade of "F" for the work submitted. 2. Removal from the class with a final grade of "F". 3. Disciplinary probation for a period extending through one academic year. A. Suspension for a minimum of one semester. 5. Dismissal from the University. If a student is suspended or expelled, he is not entitled to any refunds. The student involved in academic dis- honesty is not eligible for membership or office in any University organization during the period of pro- bation or suspension. He may have also any scholarship revoked, including a scholarship awarded by outside agen- cies. Any student who fails to bring dishonest acts to the attention of university officials shall be considered remiss in his moral obligations. Use and Possession of Alcoholic Beverages Policy.——For this study, use and possession of alcoholic beverages refers to the consumption, sale, manu- facture, or furnishing of alcoholic beverages, including beer and wine, on university property, or in university housing at any activity sponsored by or for any university related organization. Student handbooks were reviewed to 1University of Tampa, Tampa, Florida, Student Handbook, 1969-70, p. 88. 111 determine if universities state in written terms policies prohibiting on all occasions the use of alcohol on campuses (Table 3). An attempt was made also to determine the number of schools that allow a limited amount of use and consumption at university functions or in the living units. Ninety-four per cent of the institutions included in this review listed a policy on the use and consumption of alcohol. Sixty—four per cent of these schools pro- hibited any use, while 30 per cent allowed some use either at university functions or in the living units. The larger state and private universities were more in- clined to allow drinking, with 55 per cent of the state colleges with over 10,000 students and private schools with over 5,000 students allowing some use on campus. It is interesting to note that only 5 per cent of the state colleges under 10,000 permitted drinking. However, 15 per cent of this group listed no policy in their hand- books. The private schools under 5,000 and religious schools indicated very little freedom in this area with 20 per cent and 15 per cent respectively allowing use and consumption of alcohol. When the state, private and religious schools are grouped together for comparison, the state and pri- vate institutions come fairly close in prohibiting alcohol on campus. Sixty-two per cent of the state schools and ~:\ n-l chi fitu lav n.-\ .I‘ :v s u . .. .... u: u. g a . . . ... ... : . s. . . . ... s . e . v . Y. ... s . . . \ v . ~ gr. y-. ‘u. a \ 5 ~ » n \ 112 TABLE 3 POLICIES REGARDING THE USE AND POSSESSION OF ALCOHOLIC BEVERAGES, INCLUDING BEER AND WINE, AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent Per Cent Category Allowing Allowing Stating N No Use Some Use No Policy State over 10,000 US 55 20 State under 10,000 80 5 15 20 Private over 5,000 A5 55 20 Private under 5,000 65 2O 15 20 Religious 85 15 20 Total 6“ 30 6 100 State 62 31 7 “0 Private 55 38 7 ”0 Religious 85 15 20 Total 6“ 3O 6 100 Schools over 10,000 57 Al 2 60 Schools under 10,000 75 l2 13 A0 Total 6“ 3O 6 100 5V flu. 113 55 per cent of the private ones prohibit use, while the religious colleges are the most restrictive at 85 per cent. An interesting comparison is made between the schools with more than 10,000 students and those with fewer. Forty-one per cent of the large universities allow use and consumption of alcohol on campus, while only 12 per cent of the smaller schools make such allow- ances. Thirteen per cent of the smaller colleges made no statement in their handbooks concerning this behavior. Of those schools that allow alcohol, most of them use a state law to regulate its use. Some of the schools that prohibit use do so without reference to disciplinary action, while others stipulate that particular penalties will be imposed. Substantive Elements.--Universities use a wide variety of written rules to prohibit or allow the use of alcohol on campus. These policies may include rationale, quotes from state laws, penalties for violations, specific guidelines for campus use, complete restriction, or lim- ited use in married housing units. Schools that allow limited use of alcohol on campus do so using the rationale that students are responsible citizens and must learn to live within the law. Stanford University1 develops this rationale in 1Stanford University, Stanford, California, Stanford University Bulletin, Series 21 No. 10, January 2, l970, p. 52. W? (\F u. §~ L ‘n« H. F0 11A its handbook: The University believes that the development of self-discipline, individual responsibility and re- spect for law will be enhanced by entrusting to the students a greater responsibility for compliance with State law and by the removal of complete pro— hibitions which are not enforceable in practice. Therefore, the University draws to the attention of all its members that it is unlawful for any per- son to sell, furnish, give or cause to be sold, furnished or given away any alcoholic beverages to any person under the age of 21 years. The University expects each individual student and each student living group to assume responsibility for his or its compliance with this provision of the California Alcoholic Beverage Control Act on the Stanford campus. The University has particular concern for the assumption of this responsibility by students who are not yet 21 years of age and are therefore more exposed to violations of the law; this concern applies especially to freshmen students, not merely because they are exposed to violation of the law but also and importantly because they are new to University life with its attendant problems of ad- justment and achievement. These regulations rest on the assumption that Stanford students, relying on the Fundamental Standard, residence regulations, and their own judicial procedures, are capable of indi- vidual and group self-discipline. A number of schools that allow alcohol use on campus do so in the married living units only. Usually a very simple statement such as the one at Central Michigan University1 outlines the policy: "Possession, consumption, or furnishing of alcoholic beverages on University property except as permitted by law in University residences assigned to families and married students is prohibited." Institutions that expand consumption beyond married housing do so with a number of restrictions attached to 1Central Michigan University, Mt. Pleasant, Michigan, Student Handbook, 1969, p. A9. ihi (D xx , ‘ 115 the policy. Syracuse University1 serves as a good example: 1. Alcoholic beverages may be served at registered social functions during week-ends only. Under unusual circumstances permission to serve alco- holic beverages at weekday events may be granted by Standing Committee #1 of the Council on Student Life. During registered social events alcoholic beverages may be served only in gen- eral public areas. The registering organization assumes the respon- sibility for the compliance of all those in attendance and of all those serving alcoholic beverages with the New York State Laws governing alcoholic beverages. Non-alcoholic beverages must be available at all registered social functions at which alcoholic beverages are served. Alcoholic beverages may be permitted in student rooms in University living centers, including sororities and fraternities, so long as local rules governing their use have been approved and filed with the Council on Student Life. Requests for use of areas in buildings other than student residence halls must be presented to Standing Committee #1 of the Council on Student Life and the appropriate University administrative office. However, alcoholic beverages may not be available, served, or consumed in Hendricks Chapel, Archbold Stadium, Manley Field House and/or the penthouses of Lawrinson and Haven Halls. For on—campus (University property and all sor- orities and fraternities) registered social functions, a qualified non-participating third party must be responsible for delivering, serving, and removing all alcoholic beverages at the conclusion of the event. The third party requirement is waived if only beer or wine is served. Syracuse University, Syracuse, New York, Dates and Data, 1969-70, p. 23. LII-,- \ n" . w. ”r ‘5 116 7. All private bars at off-campus registered social functions must be located in the area rented for the function and available to all in attendance at the function. 8. In addition to all current requirements for registration of social functions, the registering organization shall furnish the following addition— al information concerning social functions at which alcoholic beverages are being served: a. The type (s) of beverages (3) being served. b. The cost of alcoholic beverages and the method of payment. 0. Such other information as may be requested by the Director of Social Activities. 9. Alcoholic beverages may not be available, served, or consumed at concerts, athletic events, or rushing sessions. 10. Changes in these regulations require the concurrence of the Personnel Deans and of the Council on Student Life. A review of the handbooks indicates a large variety of ways used to prohibit alcohol use. Some colleges simply state that the possession or the drinking of alcoholic beverages of any kind on the University campus or on the premises of any recognized living unit is strictly prohibited (University of Southern Californial). Another method of prohibiting use is to quote state laws and then add a few University regulations (Butler Univers- ity2). Other schools extend this regulation to off-campus 1University of Southern California, S Campus, 1969—70, p. A9. 2 Butler University, Indianapolis, Indiana, Student Handbook, 1969-70, p. 6. 117 housing also (Southeast Missouri State Collegel). Some require wise consumption in any off-campus function as indicated by this statement at Indiana State University;2 "While away from the campus and campus activities, stu- dents over 21 years of age must make their own decisions concerning the use of alcoholic beverages, but the University expects that all students will obey the Civil Laws and uphold the policies of Indiana State University. Any violation of this policy will be cause for disci- plinary action which may be taken in addition to civil action." Many of the regulations prohibiting alcoholic beverage use are accompanied by the penalties for serious violations. The penalties may include a minor reprimand or suspension from the university. The College of Wooster3 provides an example: 1. The Standard--The College of Wooster believes that it will have the most desirable college commun- ity if its students do not use alcoholic beverages while in attendance at the College. In this the College expects the cooperation of the students. It specifically prohibits every student from possessing or using any alcoholic beverages on 1 Southeast Missouri State College, Cape Gerardeau, Missouri, Student Handbook, 1969, p. 20. 2Indiana State University, Terre Haute, Indiana, Student Handbook, 1969-70, p. 56. 3College of Wooster, Wooster, Ohio, The Scot's Key, 1969-70, p. 29. 118 campus, in any off-campus student room, and at any meeting, event or activity of any organized stu- dent group. The College also will take its own disciplinary action in cases of violation of applicable Ohio or local laws. 2. The penalty for a first offense shall be from a minimum of a $100 fine to a maximum of one quarter's suspension. The penalty for a second offense shall be from one quarter's suspension to indefinite suspension. The seriousness of the violation shall determine the degree of the penalty in both instances. 3. Use or possession of alcoholic beverages on campus, and drinking and driving, are considered to be very serious offenses; therefore, they may be subject to the maximum penalty. A. Misconduct by students while under the influence of alcoholic beverages will lead to disciplinary action. A general conclusion with respect to sanctions would be that penalties administered for violations of the policies would depend on the nature of the case. Generally these penalties include fines, limitation of privileges, work, or counseling. The threat of suspen- sion from the university, although always a possibility, was not used often as a penalty. Dru s Policy.--University student handbooks were re— viewed to identify policies prohibiting the possession, manufacture, or selling of illegal hallucinogens or other types of drugs (Table A). Ninety per cent of the schools listed specific regulations concerning the use of drugs. All of the state colleges with over 10,000 119 TABLE A POLICIES REGARDING DRUGS AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent Category Stating Stating N Policy No Policy State over 10,000 100 0 20 State under 10,000 75 25 20 Private over 5,000 95 5 20 Private under 5,000 85 15 20 Religious 95 5 20 Total 90 10 100 State 87 13 A0 Private 90 10 A0 Religious 95 5 20 Total 90 10 100 Schools over 10,000 91 9 60 Schools under 10,000 88 12 40 Total 90 10 100 120 students listed policies, while only 75 per cent of state schools under 10,000 outlined regulations. Ninety- five per cent of the larger private schools and religious universities had written policies, while 85 per cent of the smaller private colleges listed rules. When state, private, and religious schools were compared, they closely align themselves with respect to a drug policy. Eighty-seven per cent of the state insti- tutions listed policies, while 90 per cent and 95 per cent of the private and religious universities outlined their rules. If a comparison is drawn between the large schools with more than 10,000 students and the smaller ones, only a small difference exists. Ninety-one per cent of the large schools have stated policies in their handbooks and 88 per cent of the smaller ones list rules. Substantive Elements.—-Of all the variables re— viewed for this study, policies concerning the illegal use of drugs generate more restrictive behavior and more severe penalties than any other. There is also a tendency for student handbooks to not only list policies prohibiting drug use but also to provide educational information concerning the adverse psychological and physical effects from illegal drug use. There appears to be a sincere effort on the part of universities to protect students from the many problems generated by becoming involved in this behavior. 121 As has been the case with other variables, some schools attempt to develop a rationale for controlling illegal drug use. Stanford University1 serves as an example: Drug abuse has become an acute and much-debated problem throughout society. There is widespread concern over possible damage to health of individ- uals, and also over the damage done to the careers and the individual happiness of those who incur the penalties imposed by the laws regulating drugs Stanford recognizes its duty to treat problems of drug use responsibly and in such a manner as to safeguard to the greatest possible extent its capac- ity to carry out its educational mission. Conse- quently, while discipline is certainly the appro- priate response under some circumstances, the Uni— versity's interest must go beyond a disciplinary re- sponse to the problem. Thus, the University will continue to provide educational and informational programs about drugs, and will encourage use of counseling services provided on a confidential basis by Health Service and other appropriate agencies. In an attempt to analyze the drug problem for students, Brandeis University2 points out that this topic is extremely complex. It touches upon crucial questions of university and individual relationships, the role of the university in society, the obligation of the university to advance knowledge and to preserve the best of tradition, and the necessity to maintain the university as a functioning academic community. The 1Stanford University, Stanford, California, Stanford University Bulletin, Series 21, No. 10, January 2, 1970. p- A3. Brandeis University, Waltham, Massachusetts, Student Handbook, 1969-70, p. 96. 122 handbook points out that "the physiological and behavioral effects of an individual's ingestion of drugs, furthermore, are not fully researched nor understood. Current evi- dence, however, indicates that the physical, and psy- chological and social consequences of drug taking are always dysfunctional and debilitating in the case of drugs and are sometimes dysfunctional and debilitating in the case of all drugs." Brandeis encourages stu— dents, faculty, and administration to engage in educa- tional research, forums, and discussions with regard to the legal, medical, philosophical, and behavioral dimensions involved in the use of drugs. Although a large number of schools outline the drug problem in some detail, some institutions chose to state the policy in simple terms. Texas Christian Uni- versity1 outlines its policy in these few words: "The illegal preparation, possession, or use of any hallucin- ogenic drugs or narcotics is forbidden. Besides their legal implication, these drugs are a health hazard and are incompatible with the philosophy and objectives of the University." Using about the same language, Southern 2 Methodist University regulates drug use by saying that, 1Texas Christian University, Fort Worth, Texas, Frog Horn, 1969-70, p. 22. 2Southern Methodist University, Dallas, Texas, The SMU Encheridion, 1969-70, p. 22. 123 "the University prohibits its students from possessing, using, or transmitting nonprescribed drugs having nar- cotic, addictive, hallucinogenic, and similar strong psychological or physiological effects." Other colleges describe in great detail university policies concerning drugs. Probably the best example of this is found in the handbook of the University of Wisconsin, Madison Campus.1 1. It is unlawful for any person to manufacture, possess, have control of, buy, sell, give away, prescribe, administer, dispense or compound any narcotic drug, except as authorized in this chapter. Any person violating this subsection shall be punished. 2. No person shall take or use narcotic drugs habitually or excessively or except in pursuance to a prescription for permitted use as prescribed in this chapter. The unlawful possession of narcotic drugs by a person or of a hypodermic syringe or needle, except when possessed by a diabetic, shall be prima facie evidence of the unlawful use of such drugs. Any person violating this subsection shall be imprisoned not more than 5 years. The judge of the court wherein said person was convicted may, if said person requires treatment, commit him to some appro— priate institution under the control of the state department of public welfare for treatment not exceeding 5 years. 3. It is unlawful for any person to grow, cultivate, mix, compound, have control of, prepare, possess, prescribe, sell, give away, administer or dispense marijuana or help or the leaves or seeds thereof, or any infusion of marijuana or hemp, or of its leaves or seeds, for beverage or smoking purposes. A. No person shall use marijuana or hemp or the leaves or seeds thereof, or any infusion of marijuana or 1 University of Wisconsin, Madison, Wisconsin, Rule Book, 1969-70, p. 10. 12A hemp or of its leaves or seeds, for smoking or beverage purposes. The possession of marijuana or hemp or of its leaves or seeds, for smoking or beverage purposes. The possession of mari- juana or hemp or the leaves or seeds thereof in a form suitable for smoking shall be prima facie evidence that it is intended for smoking purposes. Any person violating this subsection shall upon conviction be imprisoned not more than 5 years. A variety of penalties are outlined for drug violators. Some schools choose to handle each case on an individual basis, while others clearly state the pen- alties without individual evaluation. The West Texas State University1 states that, "any student finally con- victed of illegal use, possession, or sale of a drug or narcotic shall be automatically expelled from school, regardless of whether or not the illegal act that gave rise to the conviction was committed on the campus of West Texas State University." Other colleges are less harsh in their discipline. Eastern Montana College2 will review drug cases whether on campus or off campus. The student offender may be expelled, suspended, placed on probation, or the college may take other actions deemed justified under the circumstances of the case. Cornell University3 lists the following points that are 1West Texas State University, Cayon, Texas, General Policy Statements of Student Life, 1969-70, p. 5. 2Eastern Montana College, Billings, Montana, Student Handbook, 1969-70, p. 30. 3Cornell University, Ithaca, New York, Polio Notebook for Students, and Desk Book, 1969- 70, p. 125 considered in any instance related to drug abuse: 1. The University will endeavor to handle student use of any drug on an individual counseling and medical-care basis. 2. Any information that comes to the attention of the University concerning the sale, exchange or transfer of drugs from one individual to another is communicated to public officials. 3. The University may initiate action against any student who, through the use of drugs, becomes destructive, disorderly, or disruptive. A. The University cannot prevent Federal, State or local officials of law enforcement agencies from their investigation and prosecution of drug law violators. 5. Persistent drug use by a student in University owned, operated or affiliated living units which adversely affects the living conditions of his roommates or nearby neighbors or which gen- erates anxieties among students in that living unit constitutes cause for University disciplinary action. Northwestern University1 points out in its hand- book that it is not an instrument or extension of en- forcement agencies and will not automatically and uncon- ditionally respond to student drug involvement with punitive sanctions. The university recognizes two dis- tinct instances of student drug usage and will react re- sponsibly to each: (1) Individuals who, through drug abuse, disrupt and endanger the health, safety, and academ- ic welfare of others will be subject to University disci- plinary procedure. (2) Individuals who, through drug 1 Northwestern University, Evanston, Illinois, Student Handbook, 1969-70, p. 20. 126 abuse, disrupt and endanger their own personal health, safety, and academic welfare will be directed to seek counseling. A general comment concerning drug policies as contained in student handbooks is that colleges and universities generally advise against the use of drugs for non-medicinal purposes. When use of drugs impedes the effective functioning of a student, or when his involvement with drugs is exploiting others or detri- mental to the university, then his continuance in college is questioned and resolved as in other violations of school standards. Most schools urge all students to consider very seriously the personal and institutional risks surrounding drug use, and encourage an educational program to make students aware of problems associated with this behavior. Hazing Policy.——Policies contained in student handbooks were reviewed to determine regulations governing hazing (Table 5). Hazing was defined as participation in activ- ities that tend to injure, frighten, degrade, or endanger the life or health of another individual. Only 30 per cent of the universities included in this study listed specific statements prohibiting this behavior. Forty per cent of the state schools under 10,000 students and A0 per cent of the religious ones listed hazing policies, while 127 TABLE 5 POLICIES REGARDING HAZING AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent N Category Stating Stating Policy No Policy State over 10,000 35 65 20 State under 10,000 A0 60 20 Private over 5,000 25 75 20 Private under 5,000 10 90 20 Religious A0 60 20 Total 30 70 100 State 37 63 A0 Private 17 83 A0 Religious A0 60 20 Total 30 70 100 Schools over 10,000 32 68 60 Schools under 10,000 27 73 A0 Total 30 70 100 128 35 per cent of the large state schools outlined hazing rules. Only 10 per cent of the small private colleges stated specific regulations which might be attributed to closer supervision on the part of the university or less worry about this type of behavior. Many of the hand— books in these schools contained a broad statement such as, "a student is held responsible for his behavior at all times," which could easily be used to control hazing violations. When state, private, and religious institutions are compared, the religious schools list specific reg- ulations A0 per cent of the time, while 37 per cent of the state colleges outline rules. Again, it is the pri- vate institutions that show less interest in making specific statements on this behavior, listing it in their handbooks only 17 per cent of the time. A comparison of the large universities, with more than 10,000 students, and smaller schools indicates a close agreement. Large schools list this policy 32 per cent of the time, while the smaller ones show a 27 per cent interest in writing a policy. Substantive Elements.--The schools reviewed for this study include policies on hazing in their handbooks that attempt to make very clear its meaning. Even when the statement was short, students were acquainted with the disapproval of this behavior. Northern Michigan 129 University1 comes right to the point with its statement: "No student shall participate in any activity that tends to injure, frighten, degrade, or which endangers the life or health of another individual." St. Anselm's College2 attempts to avert injury to persons and property by prohibiting hazing, snowball fights and all forms of horseplay. The University of Wisconsin at Madison3 attaches a penalty to its short statement: "Whoever engages in or incites hazing which results in or is likely to result in bodily harm to another in any school may be fined not more than $200 or imprisoned not more than 60 days or both." Other institutions develop their policies in much more detail. Texas Christian University“ provides this example: Any kind of hazing is forbidden. The University defines hazing as any action taken or situation created, intentionally, whether on or off University premises, to produce mental or physical discomfort, embarrassment, harassment or ridicule. Such activities include paddling, creation of excessive 1 Northern Michigan University, Marquette, Michigan, Student Code of Conduct, 1969, p. 2St. Anselm's College, Manchester, New Hampshire, Student Handbook, 1969-70, p. 21. 3University of Wisconsin, Madison, Wisconsin, Rule Book, 1969-70, p. 16. Texas Christian University, Fort Worth, Texas, Frog Horn, 1969-70, p. 22. 130 fatigue, physical and psychological shocks, quests, scavenger hunts, road trips, or other such activities. Hazing also includes compelling a person to wear, in public, apparel that is conspicuous and not in normally good taste, to engage in public stunts or buffoonery, to participate in morally degrading or humiliating games or activities, to participate in late night sessions that might interfere with his ability to achieve scholastically. This regulation applied to organizations as well as individuals. Central State University1 makes clear its policy by stating that "physical abuse is unconscionable. It is forbidden. Organizations which permit it will for— feit their right to exist at Central State University." West Texas State University2 prohibits hazing and defines it as any willful act by one student alone or acting with others: (1) directed against any other student for the purpose of intimidating him, or subjecting him to shame or disgrace among his fellow students, or humbling his pride, or causing him to want to leave the educational institution; and (2) in striking, or attempting to strike or do physical violence to any other student. The handbook points out that faculty and staff are equally responsible in the eyes of the law for acquiescing in or failing to report violations of this policy. Penalties for violating hazing regulations vary according to campus. Most of them follow state laws. 1 Central State University, Wilberforce, Ohio, Student Handbook, 1969-70, p. 30. 2West Texas State University, Cayon, Texas, General Polipy Statements of Student Life, 1969—70, p. 5. 131 Violation of the hazing policy at California State College at Long Beach1 is considered a misdemeanor and is punish- able by a fine of not less than $50, or more than $500, or imprisonment in the county jail for not more than six months, or both. Any person or organization that knowingly participates in hazing may also forfeit any entitlement to public funds, scholarships, or awards and be deprived of any sanction or approval granted by any public educational institutions or agencies. In addition to a $500 fine, the College of Wooster2 imposes social probation for a quarter and possible disciplinary suspension from the College for not less than one quarter for individuals guilty of infractions. Women's Hours Policy.--Student handbooks were reviewed to de— termine the per cent of schools that have adopted and systematically communicated their policies regarding women's hours (Table 6). For this study women's hours was defined as a curfew used by universities to require women students to return to their campus residences by specified hours each night. 1 California State College, Long Beach, California, Regulations and Information, 1969, p. A. 2College of Wooster, Wooster, Ohio, The Scot's Key, 1969-70, p. 3A. 132 TABLE 6 POLICIES REGARDING WOMEN'S HOURS AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent Category Allowing Some or Requiring All N All Unrestricted Women to Have Hours Hours State over 10,000 100 O . 20 State under 10,000 65 35 20 Private over 5,000 95 5 20 Private under 5,000 A0 60 19 Religious 75 25 19 Total 75 25 98 State 82 18 A0 Private 67 33 39 Religious 75 25 19 Total 75 25 98 Schools over 10,000 88 12 60 Schools under 10,000 55 A5 38 Total 75 25 98 133 An attempt was made to place this regulation into two categories: (1) Schools allowing some or all un- restricted hours for undergraduate women. (2) Colleges requiring all women to meet curfew regulations. Most of the institutions reviewed for this study required some undergraduate students to live on campus. Every college with women students had regulations govern- ing or eliminating women's hours. Seventy—five per cent provided some unrestricted hours or no curfew at all for the women students, while 25 per cent required all stu- dents to adhere to curfews. The most unrestrictive in- stitutions are state colleges with more than 10,000 students. All of these allowed at least some of their women students the freedom of unrestricted hours. The large private schools were a close second with 95 per cent requiring no curfew for at least a portion of the women. The most restrictive schools fall into the small private university catagory. Only A0 per cent of them allowed some alternatives to required women's hours. The religious schools and small state ones were next in line with 75 per cent and 65 per cent respectively allow- ing some unrestrictive hours. When state, private, and religious institutions are compared, the private universities are the most restrictive. Thirty-three per cent of them require hours for all women, while only 18 per cent of the state 13A schools have this same standard. Twenty-five per cent of the religious universities require all their women stu— dents to meet curfew regulations. Another interesting comparison between the large universities with more than 10,000 students and smaller schools indicates that only 12 per cent of the large ones still require all their women to meet curfew regulations. Forty—five of the smaller schools require all women students to return to their campus residence before specified hours. The usual pattern for schools that allow some unrestricted hours is to permit students beyond the freshman year to establish self—determined hours. In a large number of these cases, freshmen students, at least for the first quarter in school, are required to return to the dorms by certain hours. 1t should be noted, however, that the larger institutions are moving away from this requirement, even for freshmen, and allowing all women students to set their own standards. Substantive Elements.-—The most obvious observa— tion concerning programs for women's hours is that a great deal of variety exists. There is a unique program for each school, which makes it difficult to draw conclusions and present examples of typical programs. Programs that outline specific hours for women most generally require students to be in their rooms on 135 weekdays by 10:00 p.m. to 12 midnight; weekend hours range from 12:00 a.m. to 2:00 a.m. Niagara Universityl provides an example of a school that requires hours for most students: The check-in times to be observed by students in good academic and disciplinary standing are as follows: Week Nights--School Friday, Saturday and on following day, Eve of Holidays Women Men Women Men Freshmen 11:00 p.m. 11:00 p.m. 1:30 a.m. 2:00 a.m. Sophomores 12:00 p.m. 12:00 p.m. 2:30 a.m. 2:30 a.m. Juniors 1:00 a.m. No Curfew 3:00 a.m. No Curfew Seniors 2:00 a.m. No Curfew 3:30 a.m. No Curfew Generally specified hours for Women are accompanied with special late hour passes that allow the student to return after curfew hours. These special passes are limited to two or three a quarter and are given only if the student has not been in disciplinary trouble. The "Girls' Handbook" at Northeastern University2 extends their "late permissions" hours to 3:00 a.m. for freshmen and sophomores, but allows upperclass women to set self-imposed curfews, which permits them to remain away from the dorms until 6:59 a.m. Some schools, particularly the larger ones, are 1 Niagara University, Niagara, New York, Information Handbook for Undergraduate Students, 1969-70, p. 37. 2Northeastern University, Boston and Burlington, Massachusetts, Student Handbook, 1969-70, p. 20. 136 allowing students to set self-regulated hours. Illinois State University1 provides this option. It states reg- ulations this way: "Consistent with the philosophy of self-direction, students determine for themselves the hours which they will keep. Men and women in both on- and off-campus approved housing decide when they will return to their residences. Students may enter or leave approved housing at their discretion provided they follow established procedures for doing so." A few institutions, such as the University of Oregon,2 provide alternative plans for the students. In this case, the University provides dormitory units for which no closing hours are established, and another set of dorms where closing hours are required. Any student has the opportunity of choosing to live in either type of dormitory. A variety of penalties are outlined for students who violate dorm regulations. Generally these penalties are not too severe, in comparison to drug and alcohol violations. Usually the offenses are handled by dorm disciplinary councils or head residents. In general, infractions such as failure to observe quiet hours, abuse J— 1 Illinois State University, Normal, Illinois, Student Life 5,.A, ISU, 1969, p. 13. 2University of Oregon, Eugene, Oregon, Student Handbook, 1969-70, p. 67. 137 of telephones, and otherwise disrupting the good order of a floor are handled by dormitory counselors. Repeated cases may be referred to dormitory judiciary bodies. Failure to observe the sign-out system correctly, failure to observe the fire and safety regulations, such as using illegal electric equipment, calling out of the windows and other offenses considered to be more serious may be referred directly to the Dean of Students. The dean may refer more serious infractions to an all-univer— sity judiciary. An example of the type of penalty used to discipline students is provided by the State College of Arkansas:1 The SCA Association of Women Students established a schedule of major and minor penalties for infraction of most residence hall regulations . . . An accumula- tion of five minor penalties or three major penalties shall result in a campusment. Campusment as used above means: 1. The resident is to remain in her room from 6:30 p.m. until the hall closing time on the evening she is campused. 2. The campused resident shall receive no phone calls (except long—distance) and may not receive guests in the lobby. 3. No one is allowed in the resident's room except her roommate during the campusment. A. If a campusment is violated, the resident must serve her campusment again, in full, the following night. It is suggested that the campused resident put a 1State College of Arkansas, Conway, Arkansas, Handbook, 1969—70, p. 37. 138 sign on her door telling other residents that she is campused. Late penalties are as follows: 0—3 minutes late . . . . . . Major penalty 3-5 minutes late . . . . . . One night campusment 5-10 minutes late . . . . . . Two nights campusment 10-15 minutes late . . . . . . Three nights campusment 15-20 minutes late . . . . . . Four nights campusment 20-25 minutes late . . . . . . Five nights campusment 25-30 minutes late . . . . . . Six nights campusment After 30 minutes, parents will be notified. If an unavoidable delay in the return to a residence hall occurs, a phone call to a Head Resident should be made. Students will find the Head Residents understanding and appreciative of the call. The Head Residents are concerned with the welfare of the students at all times. The type of regulations and penalties listed above are not atypical, especially of smaller universities. However, the large number of schools now allowing some unrestricted hours for women appears to indicate a trend toward greater freedom in women's housing rules. There is certainly a strong move to allow more women to be self-directed in the living units. Room Inspection and Entrance Policy.--University student handbooks were re- viewed to determine the extent of policy development with regard to entering and searching student occupied rooms (Table 7). An attempt was made to identify schools that made specific comments on this variable. Although this privilege is maintained by most universities, only explicit statements were categorized for this study. 139 TABLE 7 POLICIES REGARDING ROOM INSPECTION OR ENTRANCE AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent Category Stating Stating N Policy No Policy State over 10,000 30 7o 20 State under 10,000 30 7O 20 Private over 5,000 A0 60 20 Private under 5,000 25 75 20 Religious 65 35 20 Total 38 62 100 State 30 70 A0 Private 32 68 A0 Religious 65 35 20 Total 38 62 100 Schools over 10,000 37 63 60 Schools under 10,000 A0 60 A0 Total 38 62 100 1A0 A careful review of the handbooks revealed that only 38 per cent of the universities included in this study made specific policy statements regarding entering and searching student rooms. The religious schools made statements 65 per cent of the time, but less than A0 per Cent of the private and state ones recorded policies. The colleges least likely to record policies were the small private ones with a 25 per cent interest. By comparing state, private, and religious schools, it is again noted that the religious institutions out— lined policies more often. Sixty-five per cent of these schools included rules in their handbooks, while the state and private colleges showed interest only 30 and 32 per cent of the time. A comparison of large universities with more than 10,000 students and smaller schools indicates a Close alignment. Thirty-seven per cent of the large ones listed policies, while A0 per cent of the small schools commun- icated rules in student handbooks. Substantive Elements.--Allowing a student the privacy of his dormitory room without the threat of in- vasion or intrusion has been a request and demand of many students in recent years. Since these students occupy areas owned and operated by the university, schools have generally felt they had the right to inspect or search student quarters as they desired to lAl do so. An attempt was made in this study to determine how clearly and specifically universities communicate this assumed right to enter living areas. Most of the 38 per cent of the schools that list policies in this area do so in some detail, outlining the procedures followed in such cases. Some, however, simply list the right of the university to invade pri- vate quarters by saying that, "room inspections will be made in instances involving university property or en- 1 vironmental health and safety matters." The Northern 2 restricts its policy to maintenance Michigan University inspections: "In its role as proprietor of student res— idence hall rooms and as the party responsible for main- taining such rooms in compliance with applicable law re- lating to multiple dwelling units, the University re— serves the right to make occasional entry into student rooms for the limited purposes of cleaning, painting or making other improvements or repairs. Prior notice shall be given to the occupants at least 2A hours in advance unless the occupant has requested service or unless immediate entry is necessary due to maintenance problems." Probably the most complete inspection and search 1 University of Massachusetts, Amherst, Massachusetts, Student Handbook, 1969-70, p. 21. 2Northern Michigan University, Marquette, Michigan, Student Code of Conduct, 1969, p. 9. 1A2 policy is detailed by the University of Tennessee.1 It divides entry into occupied rooms in residence halls into three categories: inspection, search, and emergency. Inspection is defined as the entry into an occu— pied room by University authorities in order to ascertain the health and safety conditions in the room, or to check the physical conditions of the room, or to make repairs on facilities, or to per- form cleaning and janitorial operations. Search is defined as the entry into an occupied room by on-campus authorities for the purpose of investi- gating suspected violations of campus regulations and/or city, state, or federal law. An emergency situation exists when the delay necessary to obtain search authorization constitutes a danger to persons, property, or the building itself. In the case of inspection, a twenty-four hour notice is required. When a search is conducted, written permission is required of the resident, or Dean of Stu- dents, the Vice Chancellor for Student Affairs or in compliance with state law. An interesting point in this policy is that a student who may be arrested will be informed in writing prior to interrogation that: 1. He may remain silent. 2. Any statement he makes may be used against him in further discipline or legal proceedings. 3. He may have the assistance of counsel during questioning. A. Counsel will be provided before questioning in case the student cannot afford to hire counsel. 5. In case he waives his right to have counsel, the student may still stop answering questions or request an attorney at any time. lUniversityof Tennessee, Knoxville, Tennessee, Hill Topics, 1969-70, p. 53. 1A3 Before interrogating a student, the authorities must obtain a written waiver from the student stating that he understands his rights but wishes to answer questions without the assistance of counsel. In every case the student will not be deprived of his liberty without arrest. ' l The University of Miami provides a great deal of detail in its policy for search and seizure. An inter— esting point is its Application for Authorized Search and Seizure. This application must be completed in duplicate by the person requesting the search. It will include the reasons for the search, the date of the search, the name of the person who initiated the action, the specific items or information sought, the names of the persons whose possessions are to be searched, and the name of the person who will conduct the search. The procedures for the search are given in detail: 1. All room or apartment searches should be cleared with the Head Resident of the residence hall area concerned unless an emergency precludes such a delay. 2. A diligent effort shall be made to have the search conducted in the presence and with the consent of the students involved. If this is not practicable, the house president or another house officer should be asked to be present during the search. Except in the case of an emergency, at least one student shall be present during the search. 1University of Miami, Coral Gables, Florida, Student Handbook, 1969-70, p. AA. 1AA 3. No room or apartment should be entered without knocking. Pass keys are used only when admittance is denied or when it is necessary to enter the student's room or apartment when the student is absent. A. The student whose possessions are being scruti- nized should be allowed to open drawers, closets, luggage, etc., if it is deemed necessary that these be opened. If this student does not want to assist in the room search, the searchers should nevertheless proceed keeping in mind that the items being scrutinized are personal and that the searchers are responsible for the items they handle. 5. If it appears to be necessary, in an emergency situation, to search a room or an apartment when the occupant is not present, the student will be notified of the entry and the reason for the entry upon his return to the room by the Head Resident. 6. The privacy of the occupants with respect to other students should be considered during room searches. Students other than those directly involved should be excluded from the room during the search. 7. Only illegal, stolen or specifically prohibited items, or those which pose immediate danger to the health or safety of the residents may be removed from the student's room or apartment without consent from the owner. If this must be done in terms of the above conditions, the student will be promptly notified of the removal and a receipt will be left for the item removed. A rather complete policy is outlined by Duke University.1 An interesting feature of this policy con- cerns the records generated by a search. The request for a search, if approved by the desig— nated authorities, shall be kept in records with the authorization until the time of the student's 1Duke University,.Durham, North Carolina, Infor- mation and Regulations, 1969, p. 72. 1A5 graduation and shall be available to the student for examination. These records will be kept completely separate from the student's permanent record. Should the search figure in any trial proceeding within the University, the authorization shall be attached to the trial record; if no action is taken following the authorized search, notation of this fact shall be filed with the authorization. As students continue to demand more protection of their privacy, universities will be required to make more complete statements about entrance and inspection of living areas. It cannot be assumed that the 62 per cent of the universities that do not make any statement in their handbooks concerning this policy do not have such regulations. It seems advisable, however, that univer- sities communicate this policy in writing, thus removing from the student a fear of invasion without proper pro- cedures and protection. Room Visitation Policy.--Student handbooks were reviewed to determine the extent that university policies allow the entertainment of members of the opposite sex in residence hall living quarters (Table 8). The variable was defined to include only visitations occuring on a regular and continuing basis. The definition did not include pol- icies allowing for visitation only on special days such as open house events that were held only occasionally. Forty-six per cent of the universities included in this study allowed some type of visitation in resident 1A6 TABLE 8 POLICIES REGARDING THE ENTERTAINMENT OF MEMBERS OF THE OPPOSITE SEX IN RESIDENCE HALL LIVING QUARTERS AS STATED IN STUDENT HANDBOOKS Per Cent Not Allowing Per Cent 0r Making Category Allowing Statement About N Visitation Visitation State over 10,000 60 A0 20 State under 10,000 A0 60 20 Private over 5,000 65 35 20 Private under 5,000 35 65 20 Religious 30 70 20 Total A6 5A 100 State 50 50 A0 Private 50 50 A0 Religious 30 70 20 Total A6 5A 100 Schools over 10,000 57 A3 60 Schools under 10,000 30 70 A0 Total A6 5A 100 1A7 hall living quarters on a regular basis. Fifty-four per cent either prohibited this type of visitation or did not make any statement of policy. The large private and state institutions had the most liberal policies. Sixty-five per cent of the large private schools allowed some visitation, while 60 per cent of the large state ones permitted this behavior. The religious colleges were the most restrictive with only 30 per cent providing for this type of student association. The small state and private schools Were also less liberal than larger ones, with only A0 per cent and 35 per cent respectively allowing this type of visitation. When the state, private, and religious schools are compared, the state and private universities are equal in allowing visitation, with 50 per cent of them providing for this activity. The religious institutions remain the most restrictive with 70 per cent of them pro- hibiting visitation. A comparison of the large universities with more than 10,000 students with those that are smaller again indicates more liberal policies in the larger schools. Fifty-seven per cent of the large schools allow visita- tion while only 30 per cent of the small ones permit members of the opposite sex to visit living areas. Substantive Elements.--A number of institutions, especially the smaller and religious ones, state policies 1A8 prohibiting entertaining in living quarters. Some schools allow visitation only on special occasions such as supervised open houses. When visitation is allowed on a regular basis, guests are usually required to sign in and out and students are expected to leave their doors open. Students who violate these regulations are usually subject to strict discipline, including dismissal. The schools that prohibit any visitation in living quarters do so in very simple terms. Lafayette College1 allows guests in public lounges and studio- lounge and entertaining areas, but never in bedrooms. They make clear that "female guests may not visit private bedrooms at any time." The College of Wooster2 requires special permission from the Personnel Deans for any type of visitation. They extend this control to off—campus homes in saying that, "members of the opposite sex may visit in the homes where students live if they have been invited by the landlady or landlord, and only if the land- lady or landlord is at home. None of the visiting may be done in the bedrooms. Members of the opposite sex may visit in the apartments of students if there is l Lafayette College, Easton, Pennsylvania, Student Handbook, 1969, p. 38. 2College of Wooster, Wooster, Ohio, The Scot's Key, 1969-70. p. 33. nwmfl‘! 1A9 an approved chaperone present." Penalties range from a fine of $100 to suspension from college. In providing open halls for its students, Antioch College1 justifies it for two reasons: (I) to provide coeducational study and social space, in addition to the space which exists in common rooms, the Union, the library, and classroom buildings; and (2) to allow students, on campus, opportunities to learn to handle responsibilities they will face now, as a part of a co-operative plan of education, and later throughout their lives. Antioch's program allows each hall to set its open hall hours within these limits: After all members of a hall group have agreed upon the procedures to be followed, each hall unit selects any set of hall hours it wishes, provided that it makes the decision in a hall meeting or series of hall meetings at which each member of the hall is encouraged to express his feelings, opinions, and desires about the quality of the hall living situation. The University of Massachusetts2 spells out its procedures in some detail: 1. Each residence hall, fraternity, and sorority will formulate its own visitation program and determine by ballot whether it is acceptable to the residents. l Antioch College, Yellow Springs, Ohio, Antioch Community Handbook, 1969-70, p. 23. University of Massachusetts, Amherst, Massachusetts, Student Handbook, 1969-70, p. 22. 150 2. All votes relating to the visitation policy will be conducted by secret ballot. An affirmative vote requires the approval of a majority of all residents of the unit. 3. A residence unit is not permitted to conduct its first visiting period until its proposed visita— tion program has been reviewed by the Student Life Committee. A. Each residence unit must review and either reaffirm or revise its visitation program, including the scheduling of open houses, at least once every thirty days from the date of the last vote on its program. 5. The following conditions apply to the scheduling and conduct of visitation: a. Each open hours during the thirty-day period must be voted on separately. b. Visiting hours may be conducted Mondays through Thursdays from 3:00 p.m. to 10:00 p.m.; Fridays, Saturdays and nights before holidays from 12:00 noon to 1:00 a.m.; Sundays from 12:00 noon to 12:00 midnight. c. A resident must meet a guest of the opposite sex in the lobby, record in a guest book the time of the guest's arrival and later record the time of the guest's departure, and also indicate the host's room number. d. Entertainment of guests is limited to those activities which would be acceptable in the lounge area of a residence unit. 6. All students under 21, wishing to participate in open houses, must secure parental permission by means of a card which will be filed with the Dean of Students and the house government of each residence hall, fraternity or sorority. Compli- ance with such permission is on an honor system with dialogue to be between student and family. 1 Iowa University allows each living unit consider- able freedom in establishing policies for open houses and visitations. Each hall develops its own regulations 1University of Iowa, Iowa City, Iowa, Student Guide, 1969-70, p. 2. 151 which must include these features: (1) the schedule of hours and days for visitation and open house; (2) rules for the conduct of residents and guest at various types of open houses and visitations; (3) procedures for reg- istering guests; (A) procedures for amending and providing exceptions; (5) means of enforcement. Living quarter visitations policies at Northern Michigan University1 allow hall councils the responsibility of determining the desire and need for open visitation and open houses. The hall council is responsible for pro- viding adequate supervision during visitation hours. Doors must be open during the visitations, and regulations must be posted in key areas of the living areas. A feature of this program is that each hall must conduct complete evaluations of the open houses. This evaluation shall include: (1) recommendations from the hall con— stituents; (2) problems as they arose during the pro- gram; (3) review of the supervision system; (A) recom- mendations for continuance of open house programs by ref- erendum of the constituents, taking into consideration all mutually shared concerns of the residents, the resi- dence hall staff, and the members of the hall council. Even though there is a trend toward open visita- tions, the universities reviewed for this study still 1Northern Michigan University, Marquette, Michigan, Student Code of Conduct, 1969, p. 10. LII '.ebf:‘:c__H 11“" s . 4 152 placed considerable control on this type of activity. Visitation policies are considered as significant matters, and although students are given considerable voice in establishing guidelines, the university maintains a strong influence. There is always the final word to remind students to behave: "Whoever is found guilty of violating or misusing visitation privileges will be excluded from further participation in visitation. His apartment will be considered off—limits to women; thus his roommates will be affected by his actions. He will be subject to further disciplinary actions by the All Men's Judi- Ciary."l Theft Policy.-—A review of university students handbooks was conducted to determine if colleges are communicating in written form their policies concerning the theft of personal or public property (Table 9). Even though it seems quite certain that universities would prohibit theft of any type, only 57 per cent of the schools commun- icated this regulation to their students in the student handbook. The large state schools were the most explicit in stating this rule, with 80 per cent listing it in their codes. The small private colleges were the least 1Southern Methodist University, Dallas, Texas, The SMU Encheridion, 1969-70, p. 28. 153 TABLE 9 POLICIES REGARDED THEFT AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent Category Stating Stating N Policy No Policy State over 10,000 80 20 20 State under 10,000 65 35 20 Private over 5,000 A5 55 20 Private under 5,000 30 7O 20 Religious 60 A0 20 Total 56 AA 100 State 72 18 A0 Private 37 63 A0 Religious 60 A0 20 Total 56 AA 100 Schools over 10,000 60 A0 60 Schools under 10,000 50 50 A0 Total 56 AA 100 15A likely to list the regulation, as more than 70 per cent failed to prohibit it in writing. State institutions under 10,000 students prohibited this behavior 65 per cent of the time, while the large private schools and relig- ious ones had a written code A5 per cent and 60 per cent of the time. A real difference exists when state, private, and religious schools are compared. Seventy-two per cent of the state universities prohibited theft in their codes, but only 37 per cent of the private schools chose to do so. The religious ones fell in the middle with 60 per cent. Not a large difference exists when comparing large and small institutions. Sixty per cent of the large schools prohibited theft in their student handbooks, while 50 per cent of the smaller ones outlined policies. Substantive Elements.—-Most generally policies pro- hibiting theft are simple and directly to the point. Xavier University1 states in its code that, "theft of University property or property belonging to another member of the community, or the selling of stolen prop- erty, or the use of property belonging to another individ- ual without his permission, is prohibited." The 1 Xavier University of Louisiana, New Orleans, Louisiana, Student Handbook, l968-69, p. 30. a I tau fifi'iififl' 155 University of Georgia1 is more specific in the items that should not be stolen: (1) No student shall sell a text— book not his own without the permission of the owner. Violations of this regulation will be regarded as prima facie evidence of theft. (2) No student shall take, attempt to take, or keep in his possession, items of University property, or items belonging to students, faculty, staff, or students groups without proper author- ization. The University of North Carolina2 expands stealing into other categories: 1. Misuse of funds--use of organizational or institu- tional funds without authorization to do so. 2. Bad checks--writing checks when it is known that no funds or insufficient funds exist to cover the payment of said checks. 3. Books--taking books belonging to other students and selling them. A. Telephone calls--charging long-distance calls to numbers without authorization to do so, or defrauding the phone company in any way. 5. Forging--forging another person's name to a check. Penalties for theft seem to vary according to 3 each school and situation. Miami University indicates 1 University of Georgia, Athens, Georgia, Student Handbook, 1969-70, p. 3A. 2 University of North Carolina, Chapel Hill, North Carolina, The Honor Code, 1969, and Statement of Policy, 1969, p. 2. 3University of Miami, Coral Gables, Florida, Student Handbook, 1969-70, p. A2. 156 that students involved in theft are subject to disciplinary action by the University. In addition, students are also subject to arrest and prosecution by civil authorities. Wisconsin University at Madison1 lists state laws as penalties for violating theft regulations. 1. If the value of the property does not exceed $100, a fine of not more than $200 or imprison- ment for not more than six months or both. 2. If the value of the property exceeds $100 but not $2,500, a fine of not more than $5,000 or imprisonment for not more than five years or both. 3. If the value of the property exceeds $2,500, a fine of not more than $10,000 or imprisonment for not more than 15 years or both. A. If the value of the property is less than $2,500 and any of the following circumstances exist, a fine of not more than $5,000 or imprisonment for not more than five years or both: a. The property is a domestic animal; or b. The property is taken from the person of another or from a corpse; or c. The property is taken from a building which has been destroyed or left unoccupied because of physical disaster, riot, bombing, or the proximity of battle; or d. The property is taken after physical disaster, riot, bombing, or the proximity of battle has necessitated its removal from a building. A general observation is that universities are inclined to handle mirror theft problems on campus by using established university judiciaries. Major theft problems would likely be referred to civil authorities, depending on the situation. A number of the large 1University of Wisconsin, Madison, Wisconsin, Rule Book, 1969-70, p. 19. 157 universities refer all acts of theft directly to civil authorities and then maintain the option of reviewing the case in campus judiciaries, if the situation merits it. In a number of cases there appears to be a desire to rehabilitate the thief through counseling. Severe punitive actions, such as suspension, is usually reserved only for the most serious problems. Confidentiality of Student Records Policy.-—A review of university student handbooks was made to determine what per cent of the institutions express policies related to the confidential nature of student records, and to their release only to authorized persons and with student consent. The data clearly in- dicates that most universities have not found it necessary to adopt and systematically communicate these policies to students (Table 10). Only 29 per cent of the schools in this study made specific statements on this variable in their handbooks. It would be assumed that the majority of the institutions exercise considerable caution in releasing information, but most of them have not stated this policy in specific terms. Again it is the large state universities that show the most concern. Forty-five per cent of these schools have written policies, while only 20 per cent of the small state schools show interest. The small private colleges indicate the least concern with only 15 per cent of the 158 TABLE 10 POLICIES REGARDING THE CONFIDENTIALITY OF STUDENT RECORDS AS STATED IN STUDENT HANDBOOKS Per Cent Per Cent Category Stating Stating N Policy No Policy State over 10,000 A5 55 20 State under 10,000 20 80 20 Private over 5,000 30 70 20 Private under 5,000 15 85 20 Religious 35 65 20 Total 29 71 100 State 33 67 A0 Private 22 88 A0 Religious 35 65 20 Total 29 71 100 Schools over 10,000 31 69 60 Schools under 10,000 25 75 A0 Total 29 71 100 159 small private institutions stating policies. Thirty per cent of the larger private schools include policies in the handbooks. The religious schools show an interest nearly equal with the large state institutions; 35 per cent have written policies. Not much difference exists when the state, private and religious schools are compared. The religious ! institutions indicate the most interest in communicat- ing policies with 35 per cent writing regulations. The state colleges are next with 33 per cent and the private schools indicate the least interest at 22 per cent. When large universities with more than 10,000 students are compared with smaller ones, 33 per cent of the larger schools include policies on student records in their handbooks, and 25 per cent of the smaller colleges communicate written statements. Substantive Elements.--Even though the percentage of schools stating written policies on student records is small, it is apparent from reading the codes that most schools develop their policies in some detail. The University of Oregon1 outlines a basic rationale for justification of its procedures: Higher education today is concerned with the full development of the student and his potentialities. 1 University of Oregon, Eugene, Oregon, Student Handbook, 1969-70, p. 96. 160 It is realized that individuals differ in ability, background, interests, social maturity, emotional maturity, and goals. To plan educational opportun- ities, to meet the needs of individual students, and to counsel effectively with them, the University must accumulate data and keep records. The personnel records enable the faculty and administrators of the University to understand the individual student better, so that he may have more effective education and counseling assistance. The University of Oregon then divides its records into ten categories: (1) permanent academic records, (2) disciplinary records, (3) personnel records, (A) consultations with Office of Student Services, (5) rela- tionship with parents, (6) information regarding aca- demic achievement, (7) organization membership records, (8) rplacement service registration file, (9) University Counseling Center records, (10) University Health Service records. In each area guidelines for the use and distri— bution of the records are indicated, and safeguards are established to protect student and university privacy. A number of the institutions use as a basic guide for the use of student records the "Joint Statement on Rights and Freedoms of Students." Southern Methodist University1 begins its policy with this statement: Institutions should have a carefully considered policy as to the information which should be part of a student's permanent educational record and as to the conditions of its disclosure. To minimize the risk of improper disclosure, academic and disci- plinary records should be separate, and the conditions of access to each should be set forth in an explicit lSouthernMethodist University, Dallas, Texas, The SMU Encheridion, 1969-70, p. 9. 161 policy statement. .Transcripts of academic records should contain only information about academic status. Information from disciplinary or coun- seling files should not be available to unauthorized persons on campus, or to any person off campus without the express consent of the student involved except under legal compulsion or in cases where the safety of persons or property is involved. No records should be kept which reflect the political activities or beliefs of students. Provision also should be made for periodic routine distruction of noncurrent disciplinary records. Administrative staff and faculty members should respect confiden- tial information about students which they acquire in the course of their work. This "Joint Statement" on student records has had a substantial influence in the way that institutions have developed their policies. In some cases the schools have used the exact wording to state their regulations, while other institutions have adapted the Statement to local conditions. The policies on student records at Ohio University1 probably serves as the best example. The major purposes of its policies are to make current and reliable information available to those persons or agencies who need it to better serve students, and to protect students from detri— mental and disadvantageous circumstances resulting from misinterpretation or misuse of information maintained for them. Because Ohio's rules seem to include most of what is stated in other codes, they are quoted here in detail: thio University, Athens, Ohio, Student Handbook, 1969-70, p. 26. "i. Int—e .- I 162 Information about students shall not be assembled and made part of any of the various record sys- tems throughout the University unless it is reasonably germane to the basic purposes and necessities of the University. All policies and practices employed by any ad- ministrative.office acquiring, maintaining or processing information about students shall be formulated with due regard for the student's right of privacy. Information contributed to student record systems at Ohio University shall be prepared only by qualified persons or agencies. It is recommended that, whenever practical, those persons preparing evaluations and other informational materials for a student should discuss the evaluation with the student before the materials become a part of the student's record. Correspondence from a student to a member of the faculty or administration, which is not relevant to his academic performance or personal conduct, shall not become part of the student's record. All persons responsible for maintaining, processing or releasing information about Ohio University students shall be appraised of the confidential nature of such information and shall utilize it only in accordance with acceptable professional standards. A student shall have the prerogative to view the contents of his personal records in the presence of one qualified to interpret its content, except when they contain: professional medical, psy- chiatric and psychological information; informa- tion in the form of recommendations or evaluations solicited from members of the faculty and admin- istration by the student, and information sub- mitted to the University in confidence (for ex- ample, high school counselors' evaluations and confidential correspondence from parents or employers). When information which is a part of a student's personal record is withheld from his visual inspection as prescribed in Item 7 above, the student shall be apprized of the existence of 10. ll. 12. 163 the information withheld and its origin. It shall be the student's prerogative to petition the standing committee described in Item 12 below to request an evaluation of the credibility of the information withheld and to determine whether or not it should be retained as a part of the student's personal record. Release of information about students to sources external to the University shall be based on the requisite that the request is presented formally by an identified representative of a recognized and established agency, institution or employer expressing a legitimate interest in, and need for, the information available for students. Any student may place a hold on his personal and disciplinary files directing the Office of Student Personnel Records not to release infor— mation, or interpretations, based on information contained therein to persons or agencies external to the University without expressed written per- mission from the student. All policies, practices and guidelines governing the collection, maintenance and processing of student information shall be subject to periodic review for the purpose of modification in accordance with institutional and technological changes. A standing committee consisting of a representative from Faculty Senate, student government and the Office of Student Personnel Records shall be established to review issues related to the collection, maintenance and processing of student information to Ohio University. Oakland University's policiesl include many of the features described above. It allows also for social mis— conduct discipline, that results in suspension or dismissal, to be noted on the transcript. A student may petition to have such a notation removed after two years or just prior 1Oakland University, Rochester, Michigan, Hand- book for Students, l969-70,.p. U3. 16N to graduation. Oakland also notes that some data are public in nature and may be released with the authoriza- tion of the student: name, home address, local address, local telephone, class, academic major, sex, United States citizenship, and marital status. This policy allows also for all student non-academic conduct records to be destroyed within five years after the student has grad- uated. The conduct record of a student who has with- drawn prior to graduation shall be maintained for five years. If such a student has been dismissed, the con- duct file shall be retained. Occasionally a school will develop policies that allow for withholding student records. The University of Georgia1 will withhold academic records for non-pay- ment of University bills. Records can be released only by written request from the office that has flagged them. It should be noted that no penalty is usually attached for violation of student record policies. This is to be expected in View of the fact that most vio— lations relating to student records would probably involve administration and staff rather than students. A number of schools, however, establish committees to review any complaints. None of the policies reviewed contain specific punitive measures to be enforced in the event that policies were not followed. 1University of Georgia, Athens, Georgia, Student Handbook, 1969-70, p. 60. 165 Compulsory Class Attendance Policv.—-For purposes of review, this variable was divided into four categories: (1) policies re- quiring students to attend all classes unless officially excused; (2) policies allowing for a specified number of "cuts"; (3) policies allowing class attendance to be determined by the class instructor; (4) policies not requiring class attendance and/or handbooks not making any statement on class attendance (Table 11). Sixty-eight per cent of the handbooks reviewed for this study include policies concerning class atten- dance. Mandatory class attendance was required by 3M per cent of the schools. Only three per cent had pol- icies allowing for class "cuts", while 25 per cent allowed the professor to set class attendance standards. Thirty-eight per cent of the handbooks did not require mandatory class attendance or did not make any statement at all. The large state universities indicated the least concern with compulsory class attendance. Sixty-five per cent of them had no policy requiring attendance. Thirty per cent allowed the decision to be made by the professor. The religious schools were the most restric- tive with 70 per cent requiring class attendance. 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