THE COMMUNITY CONSEQUENCES OF SCHOOL CLOSURE AND REUSE
By
Tanner
S
antiago
Delpier
A DISSERTATION
Submitted to
Michigan State University
i
n partial fulfillment of the requirements
fo
r the degree of
Educational Policy
Doctor of Philosophy
2021
ABSTRACT
THE COMMUNITY CONSEQUENCES OF SCHOOL CLOSURE AND REUSE
By
Tanner Santiago Delpier
This study examines the community consequences of school closure and reuse.
Specifically, this dissertation uses parallel mixed methods to contribute to the extant literature on
school closure by addressing two gaps in the research: (1) how does school clo
sure impact
property values of proximal homes? And (2) how do neighborhood residents experience school
closure and reuse over the long run?
I examine the first research questions by deploying a two
-
way fixed effect identification
strategy in a hedonic cap
italization model to estimate how school closure impacts neighborhood
housing prices. I studied the second question using a qualitative retroactive multiple case study
method to understand how neighborhood residents experience school closure over time. Use
d in
tandem, quantitative and qualitative methods allow for a deeper understanding of how closure
impacts communities.
Results of the quantitative inquiry show that school closure resulted in a
statistically
significant
decline in residential property valu
es of about 13%. Additionally, when the school
closure effect was allowed to vary for each individual school closure, estimates ranged from a
penalty of 3% to 25%
heterogeneity that suggests that some unobserved phenomenon may be
moderating the relationshi
p between school closure and housing value.
Qualitatively, residents reported experiencing school closure as a deeply emotional issue.
Residents were clear that their neighborhood schools played an important role in the community,
beyond their formal educ
ational responsibility
; the s
chools acted as social infrastructure where
neighbors could meet and build community. When the school
s
were closed, their
roles in their
communi
ties
were diminished. After closure, the schools were purchased by private companie
s
that made substantial changes to the school properties without consulting neighborhood
residents. Residents resisted these changes
an never fully internalized that the once public
schools were now private property
. These qualitative findings suggest that
school property reuse
is difficult and
may be the variable that moderates the heterogeneous relationship between school
closure and housing value found in the quantitative study.
This dissertation contributes new evidence that schools provide important n
on
-
educational benefits to communities and that their removal has meaningful and measurable
consequences.
Copyright by
TANNER SANTIAGO DELPIER
2021
v
For Ellyn
by my side and Myles on the way.
vi
ACKNOWLEDGMENTS
I entered the education policy PhD program straight out of undergraduate. I was
reasonably smart and curious, but also brash and naïve. For me, graduate school has been as
much about building a
set of expertise as it has been about figuring out who I want to be in the
world. On this journey, I have been raised by a village of scholars that are intelligent, humble,
and kind. They have pushed me
to competent analyst
to scholar
;
th
ough, I am still working on seeing the forest for the trees. The completion of this dissertation is
a testament to the unending support I have received from these mentors, friends, and family. It is
exceedingly difficult to express my appreci
ation for these people. The following words are but a
shadow of the gratitude I feel.
One of the great privileges of my life has been to work with David Arsen. He has shaped
the way I think about policy, public education, and my role in it. But more impor
tantly, he has
been a mentor and a friend. His confidence in me made me believe in myself. Our partnership
has been as productive as it has been meaningful and I am eager to continue working on our
shared project, to advance public education in Michigan.
I have had the great fortune to be trained by an experienced, intelligent, and wise
committee. Without Louise Jezierski, this dissertation would likely not study the city of Lansing.
Louise imparted on me and interdisciplinary and community
-
based framework
, that research can
and should be used to make communities better for people. BetsAnn Smith
always gave
thoughtful and substantive feedback. She has been exceedingly generous with her time and
insightful in her comments. And to Scott Imberman who pushed me
to think about econometrics
vii
in a more nuanced and disinterested way. This dissertation and my training have benefited
immensely from your guidance. This group of mentors have made me a better scholar and a
better person.
Thank you.
The community in my gr
aduate school program was warm, welcoming, and affirming.
There are too many good colleagues to thank here. Still, I want to specifically call out a few.
Thank you Chris Thelen, you have never been afraid to tell me when I was wrong and push me
in the righ
t direction; Jesse Nagel for being a thought partner who is thoughtful, thorough, and
kind; Sandy Frost Waldron for being the example of how to set priorities
and
approach problems
pragmatically; and to Kelly Stec for keeping my thoughts on policy
grounded
to the people those
policies impact. These people, fueled me with righteous anger, pushed back when I was wrong,
and let me know that I belonged here.
I also want to thank a few students who proceeded me in the education policy program.
Without, John La
and inspiration
I doubt I would have had the confidence
or
interest
to take up qualitative work. I also have to thank
Laura Holden. She all but forced me to
apply to the education policy program, which I believed I was woefully underqualified
for.
Without her push, I would not be here today.
Finally, I have few words that can describe how grateful I am to my wife, Ellyn. She has
been a partner in everything as we have built a life together. She has supported me through long
weeks, tough setba
cks, and the occasional emotional rollercoaster.
On top of the emotional labor,
Ellyn has also been the first read of most of my work.
At this point, she has likely read more of
my writing than anyone else
, which is even more impressive when you consider t
hat the early
drafts
tend to be quite bad.
I could not have asked for a better partner. Although a PhD is an
viii
individual accolade, it has been the work of a village that has brought me here. I am deeply
indebted to you all. Thank you.
ix
TABLE OF CONTENTS
LIST OF TABLES
................................
................................
................................
........................
xii
L
IST OF FIGURE
S
................................
................................
................................
....................
xiii
Chapter 1: Introduction
................................
................................
................................
...................
1
School Closure and Reform Movements
................................
................................
............
3
Research Context
................................
................................
................................
................
4
Chapter Organization
................................
................................
................................
..........
5
Chapter 2: Li
terature Review
................................
................................
................................
..........
7
Dimensions of Closure
................................
................................
................................
........
7
Community Co
ntext
................................
................................
................................
....
8
Closure Rationale
................................
................................
................................
........
9
School Closure and Education Reform Movements
................................
...........................
9
District Consolidation
................................
................................
................................
.
9
Accountability
................................
................................
................................
...........
12
School Choice
................................
................................
................................
...........
14
Which Schools Close?
................................
................................
................................
......
16
Does Closing
Schools Save Money?
................................
................................
................
18
Does Closing Schools Improve Student Achievement?
................................
...................
21
Displaced Students
................................
................................
................................
....
24
Receiving Stud
ents
................................
................................
................................
....
28
Future students
................................
................................
................................
..........
29
Non
-
academic Outcomes
................................
................................
..........................
29
Moderators
................................
................................
................................
................
30
Mediators
................................
................................
................................
..................
32
What Happens to Communities when Schools Close?
................................
.....................
34
Reaction to Closure
................................
................................
................................
...
35
Social Outcomes
................................
................................
................................
.......
41
Economic Outcomes
................................
................................
................................
.
44
Summary of Liter
ature Review
................................
................................
.........................
48
Chapter 3: Methods
................................
................................
................................
.......................
49
Conceptual Fra
mework
................................
................................
................................
.....
49
School Closure
................................
................................
................................
..........
50
Neighborhood Vitality
................................
................................
..............................
51
Educational
Service
................................
................................
................................
..
52
Social Infrastructure
................................
................................
................................
..
52
Economic Activity
................................
................................
................................
....
53
Building Reuse
................................
................................
................................
..........
54
x
Study Context
................................
................................
................................
....................
55
Methods
................................
................................
................................
.............................
58
Quantitative Methods
................................
................................
................................
59
Qualitative Methods
................................
................................
................................
..
63
Chapter 4: Quantitative Results
................................
................................
................................
....
77
Data and Summary Statistics
................................
................................
............................
77
Independent Policy Variable (School Closure)
................................
.........................
84
Geography of Closure
................................
................................
...............................
86
Dependent Va
riable (Sale Price)
................................
................................
...............
89
Regression Results
................................
................................
................................
............
91
Impact of Closure
................................
................................
................................
......
94
Distance to Scho
ol
................................
................................
................................
....
95
Closure Years
................................
................................
................................
............
96
Property Characteristics
................................
................................
............................
97
Seller location
................................
................................
................................
...........
98
School Districts
................................
................................
................................
.........
99
Heterogeneous Closure Impacts
................................
................................
................
99
Limitations of Two
-
Way Fixed Effect Identification
................................
.....................
102
Discussion
................................
................................
................................
.......................
103
Chapter 5: Qualitative Results
................................
................................
................................
....
105
Neighborhood Portraits
................................
................................
................................
...
108
Elm
................................
................................
................................
..........................
108
Brook
................................
................................
................................
.......................
110
Before Closure
................................
................................
................................
................
113
School Quality
................................
................................
................................
........
113
Social Infrastructure
................................
................................
................................
115
Pre
-
Closur
e Change
................................
................................
................................
119
After Closure
................................
................................
................................
...................
120
Sense of Loss
................................
................................
................................
..........
121
Demographics Change
................................
................................
............................
123
Social Chang
e
................................
................................
................................
.........
124
Education Decisions
................................
................................
................................
125
Vacancy
................................
................................
................................
...................
127
Reuse
................................
................................
................................
...............................
128
Property Possibilities
................................
................................
..............................
128
Fear of Long
-
Term Vacancy
................................
................................
...................
129
Sale
................................
................................
................................
..........................
131
Change
................................
................................
................................
....................
133
Resistance
................................
................................
................................
...............
135
Resentment
................................
................................
................................
..............
139
Discussion
................................
................................
................................
.......................
141
Chapter 6: Summary, Analysis, and Conclusions
................................
................................
.......
145
Quantitative
................................
................................
................................
.....................
145
xi
Limitations
................................
................................
................................
..............
146
Qualitative
................................
................................
................................
.......................
147
Parallels Between Closure and Reuse
................................
................................
.....
148
Analysis
................................
................................
................................
...........................
151
Closure Heterogeneity
................................
................................
............................
151
Responsibility
................................
................................
................................
.........
151
Framing these Findings
................................
................................
...........................
152
Implicatio
ns for Practice
................................
................................
................................
.
153
School District Leaders
................................
................................
...........................
153
City Leaders
................................
................................
................................
............
155
Future Research
................................
................................
................................
..............
156
School Closure Description
................................
................................
....................
156
Capitalization
................................
................................
................................
..........
157
Other Outcomes of
School Closure
................................
................................
........
158
School Reuse
................................
................................
................................
...........
15
9
Conclusion
................................
................................
................................
......................
160
A
PPENDIX
................................
................................
................................
................................
.
161
R
EFERENCES
................................
................................
................................
...........................
165
xii
LIST OF TABLES
Table 3.1: Lansing and Ingham County Demographic Trends
................................
.....................
56
Table 3.2: Neighborhood Demographic Data
................................
................................
...............
65
Table 3.3: Interview Participants
................................
................................
................................
..
67
Table 3.4: Interview Participant Summary Statistics
................................
................................
....
68
Table 3.5: Qualitative Data Sources
................................
................................
.............................
71
Table 3.6: First Stage Codes
................................
................................
................................
.........
72
Table 3.7: Second Stage Codes
................................
................................
................................
.....
73
Table 4.1: Data Descriptions and Sources
................................
................................
....................
78
Table 4.2: Descriptive Statistics
................................
................................
................................
...
81
Table 4.3: Lansing School Closures
................................
................................
.............................
85
Table 4.4: Model Specification
................................
................................
................................
.....
92
Table 4.5: Model 1, 2, 3, and 4 Regression Results
................................
................................
......
93
Table 4.6: Model 5 and 6 Regression Results
................................
................................
.............
100
Table 5.1: Pre
-
closure School Uses
................................
................................
............................
117
xiii
LIST OF FIGURES
Figure 3.1: Conceptual Model
................................
................................
................................
......
50
Figure 4.1: Lansing Closure and School
-
Neighborhood Map
................................
......................
88
Figure 4.2: Average Sale Price by Closure (2018 dollars)
................................
...........................
90
Figure 4.3: Average Sale Price Before and After School Closure (2018 dollars)
........................
91
Figure 4.4: School Closure Effect by Distance
................................
................................
.............
96
Figure 4.5: Model 6 Effect and Standard Deviation by Closed School
................................
......
102
Figure 5.1: School Closure and Reuse
Timeline
................................
................................
........
107
Figure 5.
2
: Brook School Property Change
................................
................................
................
135
1
Chapter 1:
Introduction
B
etween 200
4
and 201
7
more than
23
,000 schools were closed across the United States
(U.S. Department of Education, 2019)
.
1
On average, these closures displaced more than a
quarter
-
million students every year.
Moreover,
research has shown that school closure
disproportiona
tely impact
s
non
-
white and poor students
bringing up significant equity issues
(Brummet, 2014; Han et al., 2017; Lee & Lubienski, 2017)
.
School closure is ubiquitous; it
intersects with issues of equity as well as the public good, and it deserves atte
ntion.
Schools are
distinctive
institutions in American society which play a pivotal role in the
social and economic life of the country. Even those skeptical of public subsidy recognize the
(Friedman, 1955)
. That is,
schools generate positive externalities that impact not just those who receive schooling, but all of
society
.
Because the individual incentive to acquire educatio
n is lower than the socially efficient
amount, it is necessary to subsidize education. In modern political discourse, the benefits of
education have largely collapsed around academic achievement in service of the
social efficiency
or
social mobility
goals
of education
(Labaree, 1997)
. The benefits of education
and of
educational institutions
are greater than the social mobility advantaged gained when a student
improves their academic ac
hievement. Where the metric of student achievement captures the
private benefit gained through education, this dissertation looks to examine the literal
neighborhood effect of schools as places of both education and community development.
The American edu
cational enterprise is not just about students, but also about the
communities in which they live. Arguably no other institution is more significant for community
1
Table available at this link:
https://nces.ed.gov/fastfacts/display.asp?id=619
2
life. Indeed, research shows strong and consistent support for public schools and opposition
to
perceived threats to those institutions
(Henig, 1995; Howell & West, 2009; Jacobsen & Saultz,
2012)
For community
members, schools may be a place to meet, interact with, and
build trust in neighbors.
These
social interactions might not occur if a school is located outside of the neighborhood.
Additionally, schools provide meeting spaces promoting the formation of neighborhood
organizations that would be difficult without acces
s to the physical infrastructure schools
provide.
In this way, schools may act as
anchor institutions
or what Klinenberg
(2018)
calls
social infrastructure
. These physical and social anchors are
necessary for the sustained health of
communities
(Clopton & Finch 2015; Kearns et.al. 2009).
Research
suggest that the community consequences of school closure may be both broad
and deep
(Deeds & Pattillo, 2015; Jaquelyn Oncescu & Giles, 2014; Witten et al., 2007)
.
Increasingly, however, the discourse around school closure has focused on
a
narrow
set of
m
etrics
,
with student
academic achievement
foremost among them
.
In many ways,
the narrowing
of metrics has played into the
narrowing of educational goals
contrary to the desires of citizens
which has been
observed by scholars
(e.g., Jaco
bsen & Rothstein, 2008)
.
The narrowing of
educational goals has deemphasized the role public schools play in
advancing
democratic
equality
(Labaree, 1997)
. Schools contribute to the
public good in many ways beyond their
formal role in educating students. By narrowing educational goals, we stymie the possibilities of
school to create a more perfect union.
If we only look at a handful of limited metrics,
we will
never understand the tr
ue impact of
school closure
.
T
his dissertation aims to reframe
school
closure
by measuring its impacts using
a different set of metrics. By
expanding
the ways we
3
measure the impact
s
of closure, we can gain a more
holistic
view of how
school closure impacts
communities and
what neighborhood schools
mean to communities
.
School Closure and Reform Movements
For much of the 20
th
century, school closure focused on closures as the result of district
consolidation
(Reynolds, 2002)
. At the time, district consolidation was purported to improve the
quality and ef
ficiency of schools through economies of scale
(Berry & West, 2008; G. P. Green,
2013)
.
Larger
-
enrollment
districts could offer
a wider range of
c
ourses and extracurricular
opportunities
to better meet
needs and
they
could do
so at lower
per
-
pupil
cost
beca
use
fixed costs were spread over more students thereby increasing efficiency. Between 1920 and
1960, the United States went from 110,000 districts to 20,000 districts
an 80% decline
(Howley
et al., 2011)
. District consolidation did not always mean school closure, but consolidation
entailed
school
closure
in many
rural communities
(England & Hamann, 2013; Hyndman et
al.,
2010; J. Johnson, 2006; Post & Stambach, 1999)
.
Thus, the district consolidation reform
movement provided a policy rationale for imposing
the removal of institutions in
rural
communities where few alternative existed.
In the last quarter century,
school closure has been recast by reformers as a constructive
intervention to improve academic achievement
(e.g. Carlson & Lavertu, 2015; Kemple, 2015)
.
From this perspective, closure is a
n ultimate and
prudent consequence
for
schools that fail to
improve under test
-
based
accountability
or
fail to successfully compete in
a local
educa
tion
market
.
Lavertu (2015) assert that:
authorizers should not shy from closing bad schools. Though fraught with
4
controversy and political peril, shuttering bad schools might just be a saving
grace for students who need the be
st education they can get.
M
uch of the discourse around school closure tacitly accept
s
the premise that the only valid
policy outcome in education is student achievement.
This view largely ignores the role schools
play in public life.
Instead, s
chool clos
ure is a policy lever to attain marginal benefits to student
achievement.
When open, schools can act as social anchors in communities (Kanters et al. 2014). When
a school closes, the relationship between schools and the community changes and may affect th
e
vitality of the neighborhood. The implications of school closure go beyond the classroom into
Accountability and school choice policies
redirect the goals of education away from these important functio
ns.
For policymakers to make
informed decisions about school closure, more research, which looks at a broader set of policy
outcomes, is needed to understand
if closing a school serves the public good.
Research Context
There are two well
developed, but disparate, sets of literature on the topic of school
closure. The first uses quantitative methods to evaluate the relationship between school closure
and academic achievement
(e.g., Brummet, 2014; Carlson & Lavertu, 2015; Han et al., 2017;
Kemple, 2015)
. The second employs qualitative methods to understand how closure impacts
communities
(e.g., Aggarwal et al., 2012; Deeds & Pattillo, 2015; Witten et al., 2001)
. While
resea
rch studying other questions around school closure exists, they are less well developed. This
gulf between quantitative work examining achievement and qualitative work looking at
communities is problematic. Although these literatures ostensibly
examine the
same issue
, they
largely
speak past one another. I attempt to bridge this gap in the
extant
research by examining
5
the community consequences of school closure using a mixed methods approach. Specifically, I
use hedonic capitalization methods to estimate t
he relationship between school closure and
neighborhood housing values as a proxy for neighborhood vitality. In parallel, I conducted a
qualitative retroactive case study to understand how neighborhood residents experience school
closure over the long
-
term
. Both studies are set in Lansing, Michigan. Together, the combination
of these methods studying one area allows for a deeper understanding of the community
consequences of school closure.
In this paper, reforms such as school turnaround, reconstitution,
restart, transformation,
and takeover are not considered school closures because they are primarily reorganizations of
staff and organizational structure.
when a building transitions from a plac
e of direct instruction to another use or non
-
use. This
narrower conception of school closure is taken to focus attention on schools as social institutions
as well as educational ones.
Chapter
Organization
This dissertation is organized as follows.
Chapter
two reviews the
existing
literature on
school closure.
Special attention is paid to five topics in the literature: (1) dimensions of school
closure, (2) how closure has intersected with the district consolidation, accountability, and school
choice reform
movements, (3) does school closure save districts money, (4) does school closure
improve academic achievement, and (5) what are the community consequences of school
closure.
Chapter
three provides a description of my
conceptual framework, the study context
(
i.e.,
Lansing, Michigan),
and
the
m
ethods
for
quantitative and qualitative
empirical
work.
Chapter
four presents the
quantitative
findings of the school closure
capitalization study.
Chapter
five
describes my
qualitative
results
. This chapter explores the
6
impact of school closure and reuse on residents of two neighborhoods over an extended period of
time. Finally, c
hapter
six contains a discussion of the research findings
contained in
chapters fou
r
and five as well as how
this research
expand
s
the current literature on school closure.
7
Chapter 2:
Literature Review
The
research
literature on school closure is diverse.
It
ranges from positivists estimat
ing
causal effects to critical scholars
elevating
the vo
ices of
the
marginalized.
This
literature review
attempts to
bridge this scholarly divide and
develop a
holistic
understanding of the topic.
First, I evaluate the literature around the dimensions of school closure
how
characteristics and context of
school closures intersect with research design and our
understanding of the phenomenon. Then, I address policy logics of school closure. This section
looks to understand the differing rationales for closing schools as manifest in education reform
movements
namely district consolidation, accountability, and school choice. Next, I review the
li
mited
evidence
on
wh
ich
school
s
close
and who those closures impact
.
I then
review research
on the
outcomes of closure. I start by unpacking the scant evidence on an im
portant question:
does closing a school building save money? Although the
rationale
for closure is often financial,
there is little systemic evidence that closure produces financial savings in the long
-
term.
Next, I
review the
substantial body of
research
on the
impact of school closure on student academic
achievement. Finally, I review the diverse base of research exploring the community
consequences of school closure.
Dimensions of Closure
Closure is a multidimensional phenomenon. Like many education poli
cies, the
consequences of school closure depend on context and policy design. This variation in closure
generates
an inherent trade
-
off in research design
between internal and external
validity. Studies focusing on one or a small set of places may
have higher internal validity than
those that look at many settings, but weaker external validity. That is, studying smaller scales
8
contexts permit researchers
the opportunity to identify the features of context and policy design
that condition the relationship between school closure and its consequences that cannot be done
at larger scales. At smaller scales, however, external validity decreases permitting resea
rchers
less confidence in the generalizability of their findings. Conversely, studies that examine whole
or multiple states such as those conducted by Han and colleagues (2017) and Brummet (2014)
will inevitably be less able to identify the reason for, and
context around, closures.
Community Context
Theory indicates that schools as social institutions function differently depending on the
community context in which they reside. Where
as
many
rural communities may have
few
alternative social institutions, urban or suburban areas
typically
have
greater
access to
replacement institutions, potentially lessening the importance of the school as a social institution.
Yet, this kind of variation is not well understood because r
esearch on school closure is bifurcated
between rural and urban settings
(Tieken & Auldridge
-
Reveles, 2019)
. Little work has examined
suburban contexts, where man
y closures occur
(Gallagher & Gold, 2017)
or conducted studies
across different community types. Moreover, it is unclear whether the work examining rur
al
communities applies to urban settings, or if work on either rural or urban settings applies to
suburban contexts where there is a dearth of research.
Within urban contexts, research has often centered on the most aggressive forms of
school closure as t
he direct result of accountability policy, most notably in New York and
Chicago
(Kemple, 2015; Marisa Torr
e & Gwynne, 2009)
. While these policy interventions draw
researchers because they are dramatic and offer a convenient identification strategy, they are not
necessarily generalizable to m
ost
school closures
that do
not occur because of accountability
pol
icy.
9
Closure Rationale
Closures
o
ccur for many different reasons. While some districts might choose to close a
school through a strict accountability framework, others clos
e
due to underutilization of space or
the construction of a new facility. These di
scale but are
theoretically
important dimensions of closure. For example, while accountability
-
based closures may have a positive effect on student outcomes, closure as the result of declining
enroll
ment may not. If studied individually, researchers may be able to understand how one
information about policy design, the true relationship might be misidentified
(Bifulco &
Schwegman, 2019)
. Perhaps
this is why most studies o
f
school closure are conducted at small
scales. In fact, only three of the fourteen studies attempting to estimate the achievement effects
of school closure address contexts other than large urban districts alone
(Brummet, 2014; Han et
al., 2017)
. Similarly, the literature focusing on the community consequence
s of school closure is
composed
almost entirely
of qualitative case
-
studies, often focusing on a single school
(e.g.
Deeds & Pattillo, 2015; Kearns, Lewis, McCreanor, & Witten, 2009)
.
School Closure and Education Reform Movements
Tieken and Auldridge
-
Reveles (2019)
identify three basic rationales for school closure:
cost efficiency
,
academic performance
, and
equality
. These underlying rationales for closure can
be observed in several major education reform movements, namely district consolidation, test
-
based accountability, and school choice.
District Consolidation
District consolidation has a long history i
n the US starting as early as 1800
(Reynolds,
2002)
. Up until the 193
10
institutions typically with only a single teacher
(Berry & West, 2008)
. In 1920, there were over
110,0
00 school districts.
By 1960, just forty years later, that number had fallen by more than
80% to just over 20,000
(Howley et al., 2011)
. While district consolidation did
not
necessitate
school closure per se, closure was a common consequence of district mergers
(England &
Hamann, 2013; Hyndman et al., 2010; J. Johnson, 2006; Post & Stambach, 1999)
This dramatic change in the provision of American education was the result of a shift in
thinking and power away fro
m democratic governance by lay people and towards scientific
management by experts
(Surface, 2011)
. At the time, reformers made three main arguments for
rural district consolidation
(Cubberley, 1922)
:
district consolidation would improve (1)
efficiency by reducing the administrator teacher ratio, (2) instruction by allowing teachers to
specialize in grade and subjects, and (3) facilities
(Berry & West, 2008)
. Larger districts could
bring more economies of scale because fixed costs would be spread across more students. These
economies of scale would improve educational
opportunities because districts would be able to
offer increased breadth and depth of curriculum and funnel additional resources into more
productive activities
(G. P. Green, 2013)
. To reformers, district consolidation directly served the
goals of cost efficiency and equality while implying improvements to academic performance.
Although the progressive movement star
ted in urban areas, with the installment of
professional superintendents over lay leadership, reformers soon took district consolidation to
rural areas. Interestingly, early reformers saw the root of the problem as the existence of the
democratic governanc
e itself, an issue that would remerge decades later in the school choice
movement
(Cubberley, 1922
)
. District consolidation was also one of the first reform efforts
double entendre for the merging of smaller districts into larger ones and also the accum
ulation of
11
education power in the hands of the state
(Berry & West, 2008)
. To accomplish consolidation,
state governments took multiple approaches. In some instances, sta
tes used direct power, such as
mandating district size or course offerings to supplant local governance directly enforcing
consolidation. In others, states leveraged their financial support of districts to induce
consolidation
(Hooker & Muell
er, 1970; Strang, 1987)
. Researchers would eventually show
district consolidation to be a limited tool to improve efficiency and student
achievement
.
expectation that consol
many of the arguments made by consolidation proponents. One set of findings showed that larger
sch
ools districts did not necessarily increase the course offerings that students took as was
assumed during the district consolidation movement. In fact, in terms of courses offered, schools
as small as 400 students compared quite well with much larger ones
(Monk, 1987). Cotton
(1996) showed that a 17% increase in high school courses offered was associated with a 100%
enrollment increase. The assumed negative relationship between per
-
pupil cost and district size
has also been challenged. A review of the liter
-
shaped
relationship between district size and per
-
pupil cost (Fox, 1981). Both economies and
diseconomies of scale posed efficiency concerns for districts. More modern research has
supported this u
-
shaped relations
hip with the most efficient districts being about 1,000 to 2,500
students in size (Duncombe & Yinger, 2001). The implications of those findings suggest that
while consolidation in the early years produced efficiency gains those opportunities are limited
an
d of less policy concern than diseconomies of scale of very large districts (T. Zimmer, DeBoer,
& Hirth, 2009).
12
Today, district consolidation is largely a thing of the past, with states maintaining roughly
(Berry & West, 2008)
. School closure, however,
has reemerged as a 21
st
century reform strategy in
conjunction with
accountability and school
choice
policies
. The dual
lever
s
of direct control and financial incentives,
evident
in the district
consolidation movement,
are
mirrored today
in
the accountability and school choice reform
movements, respectively.
Accountability
Since the beginning of the 21
st
century, the policy logi
c of accountability has been
enshrined in state and federal law
s
. The 2001 reauthorization of the Elementary and Secondary
Education Act, No Child Left Behind (NCLB) was a ground shift in federal policy prescribing
school closure as the ultimate consequenc
es for continued low performance. NCLB also marked
a shift in power both from local district to states and from states to the federal government. This
mirrors the shift in power from the local to the state level during the district consolidation
movement.
that is when a
building transfers from educational to non
-
educational use
it pushed states in that direction
by
linking school outcomes with th
is
ultimate sanction.
2
The Obama administration al
so pushed for the use of closure as a reform strategy. Race
to the Top (RTTT) and school improvement grants (SIG) leveraged a relatively small sum of
$4.3 and $3 billion respectively incentivizing states to implement reforms, including outright
2
Under NCLB, schools that failed to meet adequate yearly progress (AYP) for five consecutive years would be
forced to implement one of five restructuring plans. The options provided under NCLB included: (1)
t
urnover to the
state, (2)
p
rivate management, (3
)
r
eopening as a charter school, (4)
r
econstitution (replacing some or all of the
a
schools
(Sunderman & Payne, 2009)
.
13
closure, on
-
performing schools
(Sunderman & Payne, 2009)
.
3
Where NCLB
did not explicitly advance complete closure as a policy solution for under
-
performance, RTTT
did.
4
The logic of accountability
policy
supports school closure in three
-
ways. First,
the t
h
reat
of
school closure, l
ike other accountability polic
y sanctions
acts as an inducement for school and
district staff to improve. Even if a school never closed, this could increase achievement at the
threatened school by
encouraging
staff to adopt better practices.
(Sunderman et al., 2017)
.
5
Second, school closure could improve student achievement by sending displaced students to
better schools
(Han et al., 2017; Steiner, 2009; Stuit,
2012; Sunderman et al., 2017; Marisa Torre
& Gwynne, 2009)
.
6
Third, future students who would have attended a low
-
achieving school had
it not closed would be automatically diverted into a different higher
-
performing school.
Proponents of accountabilit
y have argued that these school closures are necessary to save the
most racially and/or economically marginalized students from low
-
performing schools
(Dowdall,
2011; England & Hamann, 2013; Jack & Sludden
, 2013; Strange, 2013; Williams, 2013)
. In
3
t
urnaround: replace t
he principal and rehire at least half of the staff
(which
was
effectively a rebranding of reconstitution under NCLB); (2)
r
estart: transfers control of a school to a
different, likely charter, operator; (3)
t
ransformation: replace the principal and impleme
nt a series of institutional
reforms; and, (4)
s
chool closure: closure of the school and transfer of the student enrollment to a higher
-
achieving
school
(Kutash et al., 2010)
.
4
For some reformers, the incentives and turnaround strategies implemented by the Bush and Obama administrations
did not go far enough. Indeed, some argued that school turnaround was impossible or unscalable advocating instead
for increased school closure of
the lowest
-
performing schools alone
(Smarick, 2010)
. This claim has some empirical
support with one study fining that less than 1.5% of low
-
p
erforming schools were able to turnaround over a six year
time period
(Stuit, 2012)
.
5
While some research does suggest that accountability pressure, though not specific to closure, can induce staff to
work harder, other research suggests that these changes may improve academic achievement at the expense of other
student outcomes such as soc
ial or emotional wellbeing
(Hawkes, 2011; Rice & Malen, 2010; Rouse et al., 2013)
.
6
High
-
quality receiving schools will have higher
-
quality teachers and peers (as measured in value
-
a
dded). Much
research has shown the important role peers
(Borman & Dowling, 2010; Hanushek et al., 2004; Zimmer & Toma,
2000)
as well as teachers play in academic achievement
(Chetty et al., 2014)
.
14
these ways, accountability policy espoused the academic performance and equality rationales of
school closure.
School Choice
The policy logic of school choice closely mirrors that of accountability
,
but in thi
s
case,
closure
is seen
as the ultimate consequence of
compete in an educational
market
. Like accountability policy, the logic of school choice
predicts
that threat of closure
will
force low
-
performing schools to improve. If they fail,
the school will close, and students will
benefit by attending a higher
-
quality school. Importantly, school closure also provides space in
the market for new educational providers to enter, innovate, and ultimately improve the
educational sector. In this vi
(Smarick,
2010)
.
Choice policy implicitly
changes
the people involved in governing
school
operations and
shift
s the role of parents and students
from citizen to consumer. By allowing parents to choose
where to send their child to school re
gardless of zip code, underserved families would be
Thus, school choice represents all three rationales for closure
cost efficiency, academic
performance, and e
q
uity
.
Unlike accountability policy, it is difficult to link closure directly to school choice.
Instead, the impacts of competition are incorporated into the myriad of factors local decision
makers use to determine if a school should be closed. Competition may ch
ange enrollment
patterns, finances, or utilization rates resulting in school closure, but choice itself is not typically
a singular cause. For these reasons, it is difficult to attribute closure directly to school choice.
15
Interestingly, school choice seem
s to be both reversing and completing the vision
advanced by the district consolidation movement. On the one hand, school choice, has led to the
unlikely increase in the number of districts across the country. In Michigan, the number rose
from about 550 tr
aditional public
-
school districts in the mid
-
charter districts by 2020
more than a 50% increase in the number of districts over a quarter
century. This is a clear reversal of the pattern of district consolidation experie
nced through much
of the 20
th
century. Still, school choice shares a goal of district consolidation in
constraining the
power
of local
democratic decisionmakers. For district consolidation, replacing lay leaders with
uality and efficiency. Similarly, school choice aims to
shift
authority from elected boards to
appointed boards and
private owners.
While closure
researcher
s
frequently frame
their
work in light of national policy reforms
such as accountability or choice,
it is unclear what role these
reforms
have played. Some scholars
have attributed the uptick in school closures from the mid
-
accountability and choice, but that relationship is untested
(e.g. Sunderman, Coghlan, & Mintrop,
2017)
. One major problem with interpreting changes in the aggregate trend of closures over time
is that the accountability an
d choice reform agendas coincide with the national economic decline
as well as population shifts. A mix of accountability
and
school choice
have resulted in massive
school closures in a handful of major cities, namely New York, Chicago, Philadelphia, and
D
etroit. These closures have received disproportionate attention in the literature, with scholars
framing their work explicitly around these national reform movements. Despite its common use
in the literature, research has not provided convincing empirical
evidence that accountability or
choice policies themselves have substantially changed the practice of school closure across the
country.
16
The district consolidation, accountability, and school choice
reform movements share
underlying rationales for closure
including
cost efficiency, academic performance, and equality.
They contend that students will be better served by different schools
(Sunderman & Payne,
2009)
. Absent from this conversation is what will happen to the local communities.
A
consequence of these movements has been the
stigmatizati
on
of
some
schools deemed
from some of the most vulnerable populations in the country.
The common denominator is the
realignment of community institutions away from public and social ends and towards private
educational ones.
Wh
ich
Schools Close?
The extant literature suggests that school closure is not occurring evenly across the
country.
Scholars have identified important district
-
level predictors of closure including
declining enrollment and reduced financial resources
(e.g. Billger & Beck, 2012; Brumm
et,
2014; DeYoung, 1995; Lipman & Haines, 2007; M Torre et al., 2015; Williams, 2013)
. School
-
enrolled or low
-
performing schools
(Deeds & Pattillo, 2015; Jack & Sludden, 2013; Lee &
Lubienski, 2017; Lipman & Haines, 2007; Marisa Torre & Gwynne, 2009)
. Interestingly, closure
typically cannot be explained by low
-
performance alone
(Tieken & Auldridge
-
Reveles, 2019)
.
While these predictors suggest that increased pressure through accountability or choice policies
may play a
role in school closure, that theoretical link is still without strong empirical backing in
the literature.
Some studies have found that these patterns disproportionately impact non
-
white and
poor students
(Brummet, 2014; Engberg, Gill, Zamarro, & Zimmer, 2012; Han et al., 2017; Lee
17
& Lubienski, 2017; Lipman & Haines, 2007; Paino, Boylan, & Renzulli, 2017; M Torre et al.,
2015)
. Han
and colleagues (2017), studying closure in 26 states, found that schools serving poor
students were much more likely to be closed than those serving wealthy students even when
controlling for student achievement. These findings, however, are not necessaril
y representative
of all school closures across the United States. They reflect the populations from which their
samples were drawn
typically a single urban district. For example, research on Chicago
consistently
finds that closures disproportionately impac
t non
-
white students
(e.g. Torre et al.,
2015)
, but a study examining all non
-
Chicago school closures in Illinois found that s
tudent
demographics were unrelated to school closures
(Billger & Beck, 2012)
.
Much is still unknown about the basic facts of school closure. While the research is
almost exclusively focused on rural and urban areas
(Tieken & Auldridge
-
Reveles,
2019)
, the
limited exploration of national trends suggests that most schools close in suburban places
(Gallagher & Gold, 2017)
. In fact, researcher
s from the Urban Institute found that between 2003
and 2013, nearly twice as many suburban schools closed as did rural ones and almost three times
more than urban
(Gallagher & Gold, 2017)
.
7
The attention the research has paid to urban places
has caused some scholars to make erroneous claims. In fact, Green (2017) asserts that school
closures disproportionately impact urban communities
8
and that closures h
7
(Gallagher & Gold, 2017)
. The Urban Ins
titute scholars use enrollment numbers from the national Common Core of
Data to infer school closure. Essentially, they count a school closure when there is no longer enrollment at a given
entity. The problem, however, is that a given school may be assigne
d a new entity code if it is renamed, its grades
reconfigured, or even if it undergoes sizeable infrastructure changes. The extent to which these data ambiguities
8
non
-
empirical pieces for this claim. The first is an introductory article to a special issue of a journal on school
closure by Fine
(2012)
. The other is an op
-
ed in the Wash
ington Post by
(Layton, 2014)
. Neither of these sources
provide an empirical basis to claim that school closure disproportionately impacts urban places. What evidence does
exist on the distribution of school closures across community types
(i.e. rural, suburban, and urban) shows that
closures occur most often in suburban places
(Gallagher & Gold, 2017)
.
18
9
both of which are unsupported by
the
available data. Yet, both statements are
understandable given the state of the literature, which often examines closure as if it were a
phenomenon that only impacted major cities or the
smallest rural villages. It is still unclear
whether school closure is occurring disproportionately in rural, urban, or suburban contexts
(Tieken & Auldridge
-
Reveles
, 2019)
. Where schools close and who they impact is an important
unresolved question in the field.
Does Closing Schools Save Money?
Despite district leaders commonly citing financial pressures as the reasons for school
closure, research seems to show l
imited financial savings. In
Tieken and Auldridge
-
Reveles's
(2019)
review of the school closure literature they found no comprehensive
evaluation of the
financial effects of school closure.
Available
research
finds
minimal savings
(Dowdall, 2011;
Finnigan & Lavner, 2012; Killeen & Sipple, 2000; Valencia, 1984)
.
Early evidence from 60 internal district evaluations showe
d that districts estimated costs
savings between $30 and $140 thousand per building (197
4
dollars) but when they conducted
actual costs savings analysis, districts typically found lower savings with two
-
thirds finding no
savings or even cost increases
(Andrews, 1974)
. Valencia
(1984)
reaffirmed these findings
showing that closure had little ability to significantly reduce costs and that district that
consolidated were unable to document any savings at all. One of the
few
modern studies
9
the percentage changes he reports seem cherrypicked. this claim of historically high school closures is only plausible
consolidation movement saw declines in the number of districts by an order of magnitude? with correspondingly
-
million school
s in the United States. By
1960, that number had fallen below 100,000 implying an average school closure rate of about 3,750 schools per year
for forty consecutive
years
(Howley
et al., 2011)
. In comparison, the average school closure rate between 1920 and
1960 was approximately 70% higher than the highest year between 1996 and 2017 making the claim of historic
school closure fall flat.
19
examining the relationship between school closure and district savings was conducted in
Philadelphia
(Dowdall, 2011)
. Dowdall
found that closures in the district saved less than $1
million per b
uilding, often considerably less than the district estimated
.
While school buildings represent a substantial economic investment when built
(Filardo,
2016)
resale seems to present little if any economic benefit to local districts. Examining 12 urban
places, Dowdall and colleagues found that many closed buildings do not sell quickly re
maining
vacant for years or decades and that those that do sell are often sold far below valuation of the
property
(Dowdall & Warner, 2013)
.
School facilities represent
significant
economic investments in neighborhoods. By one
estimate, about a quarter of all state and local infrastructure investments are made in K
-
12
schools
(Filardo, 2016)
.
Neighborhood schools, especially elementary schools were often buil
t in
the heart of the neighborhood
(Chung, 2002)
. Additionally, schools are typically large buildings
with specific forms uncommon in
oth
er buildings
(e.g., large public spaces, lockers, layout).
These features of location and design creates serious problems for reuse
(Simons et al., 2016)
.
Consequently, when schools are closed, they are typically difficult to sell and often
become
dilapidated vacant eyesores
(Dowdall & Warner, 2013)
. Resales tend
to be low in part because
school design differs from the organization of other types of buildings which limits reuse
possibilities
(Dowdall & Warner, 2013)
. Problems with school resale value include large
unusable public spaces such as gyms and excessively large hallways, and age of the facilities.
Retired, Rehabbed, Reborn,
a book by Simons, Ledebur, and DeWine (2016)
, studies the
adaptive reuse of derelict religious and school building. Using a dataset of 126 religious
buildings and 83 schools, Simons and Choi analyze which post closure uses are most common
(e.g., retail, office, residential, or cultural use) based on
building characteristics (e.g., building
20
age, size, or distance to other points of interests such as parks, highways, and airports). One
interesting finding is that religious buildings were more likely to be reused across all categories
suggesting that re
purposed schools were less marketable than religious buildings. Results also
suggest that newer and smaller buildings were more easily repurposed.
While cost savings remains a persistent rationale for school closure among districts, little
research docume
nts substantial savings over time. In part, this may be the result of the cost
burden of education being primarily in personnel
(Valencia, 1984)
. So, when school closures are
accompanied by layoffs there may be substantial financial savings. When layoffs do not occur,
however, financial
savings will likely be quite limited. Staff are typically reassigned to other
buildings and districts sometimes do not account for increased transportation cost.
Despite financial savings being a primary driver of school closure, there is little evidence
to suggest that it leads to substantial savings in the long run. While this finding undermines the
rationale districts often give for closing school buildings, closure may still be a positive policy
intervention if it improves student performance. The next
section summarizes the literature on
the academic impacts of school closure.
There are numerous important subtopics on this question that have virtually no attention
in the literature.
Whether
school closure saves a district money likely depends on the
system of education finance, school choice, how much the district can resell the building for, the
transition costs of closing a school, and how much the fixed costs of keeping the building open.
For example, if a state has a local system for reven
ue generation such as a guaranteed tax base,
closing a school would likely decrease costs and would not impact revenues even if students
opted to use school of choice to leave the district. Conversely, if a state employed a foundation
formula or weighted f
ormula scheme, as in Michigan, loss of students as the result of school
21
10
These questions are
important and form a distinct and major gap in the literature.
Does Closing Schools Im
prove Student Achievement?
The research on the academic impacts of school closure is much more developed than
that on financial consequences. Research has shown that the impact school closure on students is
complicated and conditional on policy design and
context
(Sunderman et al., 2017)
. Back in the
-
performing schools ramped up, there was little evi
dence on the effects of school closure on
student outcomes. Fortunately, scholars have made great strides. Since then, several studies have
attempted to understand and subsequently measure the impact of school closure on student
outcomes.
Before research
on school closure began to develop, scholars and policymakers relied on
competing theories of how school closure would impact students derived from research on
teacher and peer effects along with the mobility literature.
Research has consistently shown tha
t
teachers are the most important school factor in student learning
(Aaronson et al., 2007;
Goldhaber, 2016; Rivkin et al., 2005; Rockoff, 2004; Sanders
& Rivers, 1996)
. Additionally, the
impact of teachers on students has important long
-
Chetty and colleagues estimate that replacing a poor teacher (lowest 5% of value
-
added) with an
average teacher could increas
e classroom lifetime income by $250,000
(Chetty et al., 2014)
.
10
A foundation formula system allocates
state dollars to districts based on the number of students in the district.
Foundation system often have a weight system which assigns a per pupil weight for students with added needs.
Michigan does not have a weight
-
based system. Instead, the state alloc
ates funds for added needs students through a
series of sperate categoricals.
22
The peer effect is also well understood. Since the Coleman report,
11
scholars have known
impact achievement
(Coleman et al., 1966; Diamond, 2006; Diamond et al., 2007; Gamoran,
1996; Jencks & Mayer, 1990)
. Modern research has refined our understanding of peer effects by
showing that higher average levels of peer achievement is related to increased achievement
growth especially for low
-
achieving students
(Borman & Dowling, 2010; Hanushek et al., 2004;
Zimmer & Toma, 2000)
.
These powerful and consistent find
ings on the effects of teachers and
of education policy aimed at boosting student achievement.
While the literature on teachers and peers might suggest a positiv
e effect of school
closure, work on student mobility offers a contrasting hypothesis. Indeed, school closure can be
understood as a form of forced student mobility. While the research on the impact of school
closure on students is still growing, the litera
ture on student mobility is quite well developed. In
short, the literature examining student mobility consistently shows negative outcomes for
students with declining student achievement and a pronounced decline in graduation rates
(Hanushek et al., 2004; Rumberger & Lars
on, 1998; Welsh, 2017; Xu et al., 2009)
.
Student mobility, however, does not just impact mobile students. Rather, mobility may
also have a spillover effect negatively impacting non
-
mobile students as well
(Kerbow, 1996;
Rumberger et al., 1999)
. The mobility literature also shows how
the
effects
mobility on academic
achievement are
moderated
by
frequency, timing (i.e. middle or end of school year), nature (i.e.
11
The Coleman report was a foundational study in education policy mandated by the Civil Rights Act of 1964. The
23
within same school district or not), grade, reason, and background
(Welsh, 2017)
. One worry in
the mobility literature is that the research may overstates the negative
consequences of changing
schools since school mobility is often concurrent with residential mobility and changing family
circumstances
(Welsh, 2017)
.
The research on the teacher and peer effect along with the student mobility literatu
re, are
not perfect for predicting outcomes of closure. For one, it is unclear whether a student will enroll
in a school with higher
-
quality students and staff after closure. Additionally, the transfer of many
students may change the nature of those receiv
ing schools. For instance, school closure might
impact how resources are distributed, where staff are assigned, and how the system operates
(Sunderman & Payne, 2009)
. The general equilibrium effect of school closure then may be
dependent on how the receiving schools adjust to the changing stud
ent population. If they simply
take on the same teachers from the closed school, it undermines the theory of action of school
closure
(Bross et al., 2016)
. Still, the student mobility literature provides a useful research basis
for understanding the potential impacts of school closure on students.
Following the hypotheses coming out of the teacher quality, peer
-
effec
ts, and mobility
literatures respectively, research estimating the impact of school closure on student achievement
has focused on three groups of students: (1)
displaced students
: students that are displaced
because of school closure
(Marisa Torre & Gwynne, 2009)
, (2)
future students
: students that
wou
ld have gone to a school had it not closed, and (3)
receiving students
: students in schools
receiving displaced students due to school closure. Most of the work studying school closure on
student achievement has focused on the displaced students experienci
ng closure itself
(Bross et
al., 2016)
. The following sections outline the methods and results of research studyin
g school
closure on student outcomes. International studies are largely excluded from this portion of the
24
paper because large differences in contexts make these inter
-
country comparison fraught
(Beuchert et al., 2018; Grau et al., 2018; Thorsen, 2017)
.
12
Displaced Students
Kirshner and colleagues (2010)
the announcement and transition effect. The announcement effect consists of chang
es in student
achievement in the year that closure is announced
(Brummet, 2014; Gordon et al., 2018; B.
Kirshner et al., 2010; Sherrod & Dawkins
-
Law, 2013; Marisa Torre & Gwynne, 2009)
. Brummet
(2014) provides three possible explanations for this dip prior to closure: (1) possible drop in
student or teacher morale,
(2) students and/or staff selectively transfer out of the threatened
school prior to closing, or (3) schools are chosen for closure because of the dip in achievement.
This follows the logic of the Ashenfelter dip
(Ashenfelter & Card, 1985)
. Qualitative work by
Kirsner et al. (2010) suggest th
at the announcement year effect may be fueled by student or
teacher anger from the announcement.
The transition effect might be thought of as the primary impact of school closure on
displaced students. It refers to the actual outcomes for displaced students transferring to another
school. Research on this subject is somewhat mixed with a majority of s
tudies showing negative
effects of closure
(Engberg et al., 2012; Gordon et al., 2018; Han et al., 2017; B. Kirshner et al.,
2010; Larsen, 201
4; Ozek et al., 2012; Stroub & Richards, 2016)
, some mixed or null results
(Bifulco & Schwegman, 2019; Bross et al., 2016; Sherrod & Dawkins
-
Law, 2013; Marisa Torre
12
For example, Grau and colleagues study school closure and subsequent takeover in Chile. There, nearly 10% of
the TPS in the country were closed being replaced by charter and private schools, a contextual feature that has little
parallel in the US
(Grau et al., 2018)
. While the empirical work there is solid and important the contexts are just too
different for meaningful comparisons. A similar argument by Bifulco
is we
ll taken
(Bifulco & Schwegman,
2019)
. Not all closures are alike. Scholars should be careful when comparing
studies with different contexts, policy designs, and implementations.
25
& Gwynne, 2009
)
, and a few positive student achievement outcomes due to school closure
(Brummet, 2014; Carlson & Lavertu, 2015, 2016; Kemple, 2015)
.
While at first these findings may appear to be contradictory, a closer inspection of the
context and policy design helps reconcile these differences. Theory pred
icts that when displaced
students are enrolled in higher achieving schools where closure may have a positive impact on
the student. A complicating factor in synthesizing these results, however, is that the policy being
studied corresponds to the methods us
ed. Where districts made intentional decisions about
closing schools based on a rubric with cutoffs, researchers were able to use quasi
-
experimental
designs with higher levels of internal validity such as RD and IV
(e.g. Bifulco & Schwegman,
2019; Carlson & Lavertu, 2015)
. In contrast, large
r scale studies examining schools closed for a
variety of reasons or those in districts that did not have an explicitly criteria for closure were
forced to rely on
difference
-
in
-
differences (DID)
or matching to identify the closure effect
(e.g.
Brummet, 2014; Han et al., 2017)
. For these reasons, it is di
fficult or impossible to disentangle
some of the methodological choice made by scholars from the policy context itself.
Studies finding a positive transition effect on displaced students have largely examined
places where the policy design of school closur
e is focused on the lowest achieving school and
students are directed into substantially higher performing alternatives. Carlson and Lavertu
(2015) highlight the potential for school closure to improve student achievement in an analysis of
eight Ohio urban
areas where students in low
-
performing closing schools were directed to
higher
-
performing receiving schools. The authors do not highlight their findings that are
arguably more generalizable, which they conducted at the state level. These state level findi
ngs,
which were buried in an appendix, showed that school closure has a net negative impact on
26
student achievement across the state. So, while under ideal circumstances closure can positively
impact student performance, the overall impact on the state was
negative.
Carlson and Lavertu
(2016)
also study closures of charter schools mandated by the state
of Ohio (using a RD approach). Again, these closures targeted the lowest
-
performing schools
and re
sulted in displaced students attending higher
-
quality programs. They found large and
positive impacts of 0.2
-
0.3 standard deviation increases in reading and math achievement
growth, which they attribute largely to the receiving school of displaced student
s?
(Carlson &
Lavertu, 2016)
.
outcomes due to school closure under perhaps the best possible circumstances. Closures in New
York City
were done carefully to minimize disruptions to displaced students and were targeted at
the lowest
-
performing schools.
Despite finding positive effects of school closure, Brummet (2014) did not study school
he studied more than 200 school closures in
Michigan which closed for unknown and variable reasons across many contexts. Still, he found
gains for transferring students after an initial setback. He also found an offsetting peer effect
among students in rec
eiving schools whose achievement growth suffered because of lower
-
performing students transferring to their school.
-
performing schools may generate some achievement gains for displaced students, it is unlikely
that thes
e policies can improve average student achievement district
-
suggest an important nuance in the school closure debate. While school closure may function to
improve student achievement at the district level, in the right context, with c
areful policy design,
and committed implementation, it may fail to improve student achievement at scale.
27
CREDO
)
studied
the impact of more than 1,500 school closures on student achieveme
nt across 26 states
(Han et
al., 2017)
. Although their identification strategy was somewhat lackluster (a virtual t
win
matching design), the size of their sample provides some of the most generalizable findings.
They show that on average school closure negatively affected student achievement. Moreover,
they also show that these results are driven by the quality of the
receiving school where displaced
students enroll. While those displaced students enrolling in superior schools increased academic
growth, those that went to inferior schools saw large declines in growth.
Fading
.
A number of studies showed that the initial
shock of school closure and
transition may fade out over time
(Larsen, 2014; Ozek et al., 2012; Marisa Torre & Gwynne,
2009)
. While the shock of the announcement and transition may negatively impact student
achievement in the short run, some studies show that the long
-
term impacts become null
(Ozek et
al., 2012; Marisa Torre & Gwynne, 2009)
. Engberg et al. (2012) find no
fading of the transition
effect propagating the negative closure effect over time. Still another study by Stroub and
permanently lowered.
Students in lower grade
s benefit more, or were harmed less, by school closure because
-
12
academic car
eer, some students never fully recovered from the initial school closure.
Consequently, school closure negatively impacted the graduation and college attendance rates of
the students in his sample by 10 and 3
-
4% respectively. Research on the long
-
term cons
equences
-
lasting adverse student
28
impacts. Other studies showed that the learning trajectories of displaced students were flatter
than those of students in the receiving schools sugges
ting that students may never recover from
school closure shock
(Stroub & Richards, 2016; Marisa Torre & Gwynne, 2009)
.
Receiving Students
While the primary emphasis of research on the student outcomes of school closures is
estim
ating the effect on displaced students, receiving students may also be impacted. Peer effects
work both ways. While low
-
achieving students may benefit from school closure by being in
classrooms with relatively higher
-
achieving peers, the reverse is also tr
ue: receiving students
may be academically harmed by the peer effects of lower
-
performing displaced students.
Alternatively, spillover effects of school closure may manifest as a result of how the receiving
schools adjust to new students
(Bross et al., 2016)
.
The literature examining the impact of school closure on receiving students is smaller
than that on displac
ed students
(e.g. Bifulco & Schwegman, 2019; Brummet, 2014; Engberg,
Gill, Zamarro, & Zimmer, 2012; Gordon et al., 2018)
. Most studies seem to suggest a negative
spillover effect due to school closure
(Brummet, 2014; Gordon et al
., 2018; Larsen, 2014)
with
others finding null results
(Bifulco & Schwegman, 2019; Eng
berg et al., 2012)
.
Research has also displayed the heterogenous impact of school closure by student
characteristics as well as the conditions under which these relationships exist. In many instances,
differences between research context, policy design,
and implementation help explain the
substantive gaps between research findings. In short, while under the right conditions closure can
improve student achievement, in practice, it often hurts the most vulnerable students and
communities. This is largely b
ecause displaced students typically do not transfer to significantly
better schools
(Han et al., 2017)
.
29
Future studen
ts
The number of displaced students is limited; the number of future students, however, is
likely much larger. Even if there are small gains for future students because they attend a
r decades after the
closure. At the same, when a school is closed, the enrollment composition of other schools also
changes. While scholarship on displaced students is well developed other groups of receiving
and future students need more study to understa
nd the
holistic
impact of school closure on the
educational environment for those that see the downstream consequences of closure.
Two studies have examined the academic effects for future students who never attend a
school because it closed
(Bifulco & Schwegman, 2019; Kemple, 2015)
. Both studies are within
the context of New York City, whic
h specifically targeted the lowest
-
performing schools for
closure and funneled displaced students into better schools. Kemple (2015) found that future
students improved performance due to closure while Bifulco and Schwegman (2019) found
mixed evidence. Whi
le high
-
performing students benefited from the closures, low
-
performing
students were academically hurt. Despite the high methodological rigor of these studies their
external validity is limited by their context. New York City is a system of education quit
e unlike
most in the United States. Even when policy is designed to direct students into higher
-
quality
schools, research provides mixed evidence.
Non
-
academic Outcomes
Far less research has studied the non
-
academic outcomes of school closure than the
ac
ademic ones. What research does exist is largely associative
(e.g. Engberg, Gill, Zamarro, &
Zimmer, 2012; Kirshner, Gaertner, & Pozzoboni, 2010; Larsen, 2014)
. Studies have researched
absenteeism, student relationships, school travel, and extracurricular activities.
30
One study found that absenteeism for displaced students increased by 13% in the first
year of the transition,
(Engberg et al., 2012)
. Like some findings of academic outcomes,
however, the absenteeism effect faded out over time. Similarly, Larsen (2014) found that closure
decreased attendance by 3.2 percentage points. He hypothesi
zes that increased school travel time
may be one potential reason for increased absenteeism. In fact, school closures do typically
increase the amount of time it takes students to get to school
(Killeen & Sipple, 2000; Lee &
Lubienski, 2017; M Torre
et al., 2015)
. Moreover, travel time, by definition, reduces the amount
of time students can spend on other more productive activities. Consequently, increased travel
time may reduce uptake in extracurricular activities. Some research has shown that aft
er closure,
students participate less often in these activities
(Graham et al., 2014; Lipman et al., 2014)
.
Finally, qualitative work has show
n that school closure can fracture student/teacher
relationships
(Deeds & Pattillo, 2015; Gordon et al., 2018; B. Kirshner et al., 2010; Lipman et
al., 2014)
and that school closure can negatively influence sense
of belonging and increase stress
in students
(Lipman & Person, 2007)
. Many of the findings here among absenteeism, travel time,
extracurricular participation, and student relationships appear linked. Yet, it is unclear how this
fuller environment of student
outcomes functions, whether there are identifiable causal
pathways, or whether closure results in an endogenous system of disruption.
Moderators
A moderating variable
z
effects the strength of the relationship between a dependent
variable
y
and an indepen
dent variable
x
. The extant literature suggests that several features of
context moderate the relationship between school closure and student outcomes. Potential
moderators include student characteristics, grade level, and community type.
31
Some studies hav
e highlighted that school closure may have differential effects by
student sub
-
groups
(Bifulco & Schwegman, 2019; Han et al., 2017; Ozek et al., 2012; Marisa
Torre & Gwynne, 2009)
.
level may moderate the effects of school closure. While Bifulco and Schwegman (2019) find no
net school closure effect for displaced student, they do find impacts when disaggregated by
bas
eline achievement levels. While high
-
performing students transferred into superior receiving
schools thereby experiencing larger achievement gains, lower
-
achieving students typically
transferred to similar or lower
-
performing schools resulting in lower ach
ievement gains than
expected. The CREDO study (2017) also found differential impacts based on student
characteristics. Black students, low
-
socioeconomic status black students, and white students all
performed lower than their virtual twin in non
-
closed low
-
performing schools (though the effect
sizes are rather small, all under 0.02 standard deviations). Other groups performed about the
same as their virtual twin.
Together, these findings suggest a troubling reality that seemingly small effects sizes
produc
ed by many school closure studies may obscure negative impacts on the most vulnerable
student populations. There are two possible explanations for these findings. First, more
privileged students may be better able to cope with the transition from their clo
sed school to their
new school due to social and economic support systems outside the school system. Second, in
systems which provide families with a great deal of choice and which do not direct low
-
performing students that experience closure to higher ach
ieving schools, students may self
-
sort
by achievement level and thus aggravate the achievement gap. Regardless of the underlying
cause, these findings pose a potentially serious policy trade
-
off where school closure may boost
achievement for already high
-
s
coring students and suppress it for lower performing students.
32
As noted earlier, one repeated finding in the literature is that school closure results in a
negative shock to displaced students, but that effect often fades out over time
(Larsen, 2014;
Ozek et al., 2012; Marisa Torre & Gwynne, 2009)
. As Larsen
(2014) showed, however, if a high
school is closed, students may not have enough time to catch up. Thus, the grade level of the
closed school may moderate the relationship between closure and student outcomes based on the
number of years students have to r
ecover.
Community type might also moderate the effects of school closure (i.e., urban, suburban,
or rural). Most of the research on this topic studies closure in an urban context
(e.g. Kemple,
2015; Torre & Gwynne, 2009)
. It
i
s worth noting that the two studies that looked across multiple
contexts found net negative effects of closure
(Brummet, 2014; Han et al., 2017)
. The evidence,
however, is unclear. It is possible that
community type may moderate the closure effect, but this
should be understood as a hypothesized moderator, not an established finding.
Mediators
Mediating variables are the mechanisms by which a policy effects an outcome of interest.
The most important mediator of school closure on academic achievement is the quality of the
receiving school displaced students attend. The research consistently shows
that positive student
outcomes are likely to occur if a student attends a higher
-
performing receiving school
(e.g. Bross
et al., 2016; Engberg et al., 2012; Han et al., 2017; Stroub & Richards, 2016; Marisa Torre &
Gwynne, 2009)
.
Bross et al. (2016) who study school closure and charter takeover in New
Orleans and Baton Rouge find different results in each city greatly dependent on the quality of
receiving school. While students transferred to better schools in New Orleans resultin
g in
positive closure effects, Baton Rouge students did not, leading to negative academic outcomes.
33
Unfortunately,
even when the policy design of school closures is aimed at increasing
student performance, often displaced students do not end up going to better schools
(Ewing,
2018; Han et al., 2017; Sherrod & Dawkins
-
Law, 2013; Marisa Torre & Gwynne, 2009)
. The
CRE
DO study, which is most generalizable because of its large sample covering over half the
country, found that less than half of displaced student ended up attending an academically
superior school.
Additionally, they found that students who attended a super
ior receiving school
saw a boost of 0.03 to 0.09 standard deviations in academic achievement gains. Conversely,
students that went to inferior receiving schools saw larger declines between 0.07 to 0.19 standard
deviations
(Han et al., 2017)
. On the whole, researchers agree that when students attended a
worse performing school than the one they were displaced from, their
academic growth was
often poorer than had the school not closed
(Engberg et al., 2012a; Han et al., 2017)
. Only one
study questioned the finding that superior receiving schools improved perfor
mance, producing
mixed to null effects
(Larsen, 2014)
.
Student dislocation also mediates the effects of school closure on student outcomes.
Research suggests that closure is better (or perhaps less bad) when it minimizes disruptions to
students
(Bross et al., 2016)
. These findings mirror the consensus in the student mobility
literature that dislocation negatively impacts s
tudents outcomes
(e.g. Hanushek et al., 200
4)
.
Using survey data, interviews, and a focus group, Kirshner and colleagues (2010) studied
how students experienced school closure. Their findings show that students had strong teacher
and peer relationships in their former school and experienced sev
ere disruption to these networks
once it was closed. At the receiving school, students found it hard to fit in and felt that they were
34
being stereotyped because they had attended the school that had closed. Similarly,
Lipman &
Person (2007)
climate and culture negatively affecting classroom instruction, safety, and
discipline.
Studies of phase
-
out closures have tended to show more positive student outcomes than
immed
iate closure
(Bifulco & Schwegman, 2019; Kemple, 2015)
. By slowing down the process
of
closure, phase
-
out policies can soften the impact by promoting a smooth transition from the
rather effects, are important to understand because they highlight th
e ways differences in policy
can impact students. While school closure in practice tends to be somewhat harmful to student,
better policy can mitigate, or in some contexts, reverse those impacts generating achievement
gains. While school closure can improv
e student performance under the right context and policy
conditions it is limited in its capacity to positively boost student achievement at scale.
What Happens to Communities when Schools Close?
The research investigating the relationship between schoo
l closure and student
achievement is well defined and sophisticated methodologically, resulting in nuanced yet clear
findings. The extant research on the community consequences of closure, however, is much more
diverse in perspective, method, and context.
In some cases, the positivist paradigm is rejected for
interpretive and/or critical perspectives. This diversity provides both benefits and drawbacks.
Whereas this literature broadens the conceptual understandings of the phenomenon of school
closure it can
also be difficult to synthesize the findings since the outcome of interest, focus of
research, and methods often vary considerably from study to study. Still, this literature provides
a necessary base of knowledge on the reactions to school closure as wel
l as social and economic
outcomes.
35
Reaction to Closure
Survey research has consistently shown robust support for public schools as well as
antipathy to perceived threats
(Henig, 1995; Howell & West, 2009; Jacobsen & Saultz, 2012)
.
In
practice, communit
ies have often opposed and resisted school closure
(DeYoung, 1995; Jack &
Sludden, 2013; Lipman et al., 2014; Lipman & Haines, 2007; Sell & Leistritz, 1997
; M Torre et
al., 2015)
. While surveys clearly show broad public support for public schools, the criteria by
which communities value schools, and their closure is less clear. In contrast to the quantitative
focus on achievement measures, one of the
main themes of this literature is the recognition of
schools as social institutions with a broad range of outcomes.
Communities may oppose closure because of inconvenient travel time
(M Torre et al.,
2015)
, loss of staff relationships
(B. Kirshner et al., 2010; Post & Stambach, 1999)
, lack of
democratic participation
(Lipman & Haines, 2007)
,
or
percei
ved racism
(Briscoe & Khalifa,
2015; Ewing, 2018)
. Moreover, the process by which a scho
ol gets closed is inherently linked to
how stakeholders understand closure, what their reaction to the decision is, and the ultimate
consequences of the policy.
Perspectives on
C
losure
.
Research has shown that closure is a subjective and an
interpretive e
nterprise, shaped by race, class, and politics
(Deeds & Pattillo, 2015; Good, 2017;
Valencia, 1984)
is a also
a subjective process that varies based on perspective
(Agga
rwal et al., 2012)
. So, while district
administrators may see low test scores, underutilization, or finances as the basis for school
closure, families may see the school as a successful resource in their community
(Deeds &
Pattillo, 2015)
. Deeds and Pattillo
(2015)
phrase it this way:
36
Although schools are certainly places of learning for st
udents, they are also places
of employment for teachers and noninstructional personnel; physical plants that
districts must manage and maintain; public organizations supported by local,
state, and federal funds; and places that parents use for child care.
Given this
context, it should come as no surprise that schools are subjected to more than one
evaluative criterion to determine value and success.
Schools are not just places of education but also physical assets, emotional support, and
informational reso
urces to parents and community members alike
(Witten et al., 2001)
. Given
this difference in perspective on the value of public schools, it is understandable why community
members wo
institution.
Studying an elementary school closure in Newark, Deeds and Pattillo (2015) follow 13
teachers and 18 families as they experience closure. The school served the com
munity for over
100 years enrolling a student population that was almost 100% black and eligible for free or
reduced
-
price lunch. Using an institutional pluralism framework, they uncovered the different
criteria by which stakeholders valued schools. While
administration valued test scores, building
utilization, and costs, teachers thought the school had been showing steady improvement and
worried about losing their jobs along with their community and social support. Students were
worried about losing their
relationships with peers and teachers. Parents saw the school as stable,
familiar, safe, and convenient, which if gone, would disrupt their daily lives
(Deeds & Pattillo,
2015)
. These different frames were antagonized by miscommunication between administration,
y succinctly
convey many of the reoccurring themes that emerge from the literature on this subject.
37
One of the most compelling findings from this literature is the contrasting ways in which
school district leaders and community members conceptualize schoo
ls. While teachers, parents,
and students tended to understand schools as community institution with a broad range of goals,
administrators were narrowly focused on achievement along with secondary goals such as
student behavior, building utilization, and
cost
(Briscoe & Khalifa, 2015; Deeds & Pattillo, 2015;
Vaughan
& Gutierrez, 2017)
dismissed community members frames for understanding and valuing their schools
(Briscoe &
Khalifa, 2015; Vaughan & Gutierrez, 2017)
.
Differences in co
nceptual frames around the purposes of schools as institutions create the
foundation for conflict between district leaders and community members. Research shows that
miscommunication further fueled tension between those responsible for closure and those
ex
periencing it
(Ayala & Galletta, 2012; Briscoe & Khalifa, 2015; Deeds & Pattillo, 2015; Irwin
& Seasons, 2012; Vaughan & Gutierrez, 2017)
. In some cases, it was
not
clear whether district
leaders were miscommunicating with the public or engaging in a strategy of i
ntentional
deception or obfuscation
(e.g. Kretchmar, 2014)
. In fact, research shows that attempts by dis
tricts
to avoid an authentic democratic decision making process enraged community members
(B.
Kirshner et al., 2010; Ben Kirshner & Pozzoboni, 2011; Pappas, 2012; Valencia, 1984; Witten et
al., 2003)
. In some cases, district leaders attempted to
circumvent the democratic process by
(Briscoe & Khalifa, 2015; Finnigan & Lavner, 2012; Vaughan
& Gutierrez, 2017)
re
lying on overly formalistic bureaucratic processes for communication
(Briscoe & Khalifa, 2015; Finnigan & Lavner, 2012)
, exclusive committee membership
(Finnigan & Lavner, 2012)
, and creating symbolic processes with no real power
(Kretchmar,
2014)
. Regardless of intention, many studies report that stakeholders feel excluded from the
38
school closure decision making process
(Bard et al., 2006; DeYoung, 1995; Ewing, 2018;
Gaertner & Kirshner, 2017; Ben Kirshner & Gaertner, 2015; Lipman et al., 2014; Siegel
-
Hawley
et al., 2017; Vaughan & Gutierrez, 2017)
Finnigan and Lavner (2012)
worked to understand community participation in the school
closure process in one anonymous urban district. They note that:
While School Board members recognized that cert
ain community members were
disenfranchised, little was done to enlist their involvement. To move beyond
nt.
Distrust and detachment from schools will persist until all community members
perceive that their voices will be heard.
(Finnigan & Lavner, 2012)
This was especially apparent when
the closure process excluded poor and non
-
white community
members
(Ayala & Galletta, 2012; Briscoe & Khalifa, 2015; Finnigan & Lavner, 2012;
Kretchmar, 2014; Lipman & Haines, 2007)
ts of color, often in low
-
income
neighborhoods is the greatest.
supported by a survey of attitudes in Chicago
(Nuamah, 2017)
. Nuamah found that whites
expressed high levels of support for closure despite not experiencing it as often as other groups.
At the same time black and Latino people, who experience school closure more often purported
low levels of support. Interestingly,
race was a stronger predictor of closure attitudes than
actually experiencing a closure. In the full model, being a parent and living in a neighborhood
threatened by closure was not significantly related to attitudes towards school closure. Rather,
39
race a
nd low
-
income status (under $50,000) were most strongly associated with opposition to
closure
(Nuamah, 2017)
. The findings on sta
keholder frames, from both survey data and
characteristics: their position to the school (i.e., administrator, teacher, parent, student, or
community resident), and their
position within society (i.e., race and socioeconomic status).
Another potential reason for deep reactions against school closures is that community
members often see closure in a longer historical frame
(Ayala & Galletta, 2012; Briscoe &
Khalifa, 2015; Vaughan & Gutierrez, 2017)
. Viewing failure of schools through a
n ahistorical
lens ignores the conditions under which school were allowed, or perhaps designed, to fail
(Green, 2017). From the perspective of non
-
white community members, the closure of a school
often is not considered a single act, but one act in a histo
ry of disinvestment and oppression. In
fact, the race of individuals helped shape their conceptual frames in understanding school closure
with black and Latino families often seeing closure as a consequence of racism
(Briscoe &
Khalifa, 2015;
Vaughan & Gutierrez, 2017)
.
Thus, the literature here suggests that an
student, parent, teacher, administrator, or community member) and by their macro
-
so
ciopolitical
power (i.e., race, gender, and socioeconomic status).
Resistance to
C
losure
.
The qualitative literature documents a diverse array of methods
community members use to resist school closure
. Perhaps the most common mode of resistance
was to sho
w up at school board meetings
(e.g. Briscoe & Khalifa, 2015; Green, 2017;
Kretchmar, 2014)
. Mass demonstrations were also common in urban areas
(Ewing, 2018; T.
Green, 2017; Jack & Sludden, 2013; Lipman et al., 2014; Siegel
-
Hawley et al., 2017; M Torre et
al., 2015)
. Some forms of protest were more severe with parents, grandparents, teachers, and
40
other community
members resisting 50 school closures in Chicago by conducting a 34
-
day
hunger strike
(Vaughan & Gutierrez, 2017)
. Other research finds community members attempt to
influence the closure process in more nuanced ways. High
-
income individuals were more
ef
fective at influencing school closure decision making through formal and informal, but
relatively congenial methods, whereas lower
-
income people partnered with external groups to
put pressure on school leaders
(Finnigan & Lavner, 2012)
.
Despite the variety of methods, resistance against school closure rarely results in non
-
closure. Work examining district consolidation shows that historically resistance rarely
succeeded
(Monk & Haller, 1986; Peshkin, 1982; Tyack, 197
4)
. Still, there are some examples in
the literature where a school closure decision was reversed because of resistance. For example,
Green (2017) found that strong social networks and social capital within a broad
-
based
community coalition enabled stak
eholders to effectively advocate for the reopening of a high
school. While they were ultimately successful, the process took more than five years and was
extremely difficult.
Not all community members threatened by school closure opposed it. Parents
exper
iencing school consolidation in rural Nebraska were supportive of consolidation because
they perceived it benefitting their children academically and athletically. Despite perceived
educational benefits, residents were still concerned with the prospect of
losing an important
community institution
(Surface, 20
11)
. When community members opposed closure, not all
district leaders reverted to exclusionary practices. Indeed, some districts have organized
substantial community input by putting closure to a public vote, holding meetings, or forming
local councils
(DeYoung, 1995; Ewing, 20
18; Good, 2017; Hyndman et al., 2010; B. Kirshner et
al., 2010; Kretchmar, 2014; Pappas, 2016)
41
When schools close, students, parents, teachers, and community members may attempt to
resist closure. While this resistance almost invariably fails, the
way it fails matters. If community
members are allowed a voice and feel heard, the trauma associated with the loss of a community
institution can be mitigated. The impact of school closure on neighborhoods during the closure
decision
-
making process is only
the beginning. Social and economic consequences of school
closure play out in the years after the building is shuttered.
Social Outcomes
While qualitative work has explained the process of and responses to school closure from
the perspectives of differen
t stakeholders, less work has addressed the community consequences
after closure occurs
(Tieken & Auldridge
-
Reveles, 2019)
. Research documenting the social and
polit
ical drama that often unfurls during the school closure decision making process provides
necessary context for future study. In comparison, the long
-
term community consequences of
closure have proven more difficult to capture. Much of the research studying
the broader social
outcomes of school closure employ a case studies approach on a relatively narrow time between
the announcement of a closure and the transition to a new school. Typically, these studies
examine no more than three years and often focus on
perspectives of students, parents, and
teachers
(e.g. Deeds & Pattillo, 2015; Lipman & Haines, 2007; Witten et al., 2001)
. Still, this
developing line of rese
arch provides some initial evidence on the social outcomes of closure.
The research that does exist shows that schools are important community institutions,
often acting as hubs in community networks, serving as venues for social interaction and thereby
h
elping cement place
-
based community groups
(e.g. Deeds & Pattillo, 2015; Jaquelyn Oncescu
& Giles, 2014; Witten et al., 2007)
. When open, schools can
provide a diverse set of assets
i
ncluding emotional support, informational resources, and economic stability to students, parents,
42
and community members alike
(Witten et al., 2001)
.
Closure can fracture communities th
rough a
(Aggarwal et al., 2012)
. These c
onsequences are emotional but also
tangible. After closure, research has shown that
families can feel socially excluded and
experience economic difficulties having to do with transportation and paying for school supplies
Witten et al., 2001, 2003,
2007)
.
Negative feelings towards school closure often manifest as declines in community
participation In rural communities, scholars have shown that school closures can destroy
relationships vital for community life
(Blauwkamp et al., 2011)
an
d is associated with lower
levels of participation in community organization
(Post & Stambach, 1999)
, decreased sense of
community
(Jacquelyn Oncescu & Giles, 2012)
, and declining social cohesion
(Egelund &
Laustsen, 2006; Witten et
al., 2001)
.
In a series of studies, Oncescu and Giles capture the impact of closure on non
-
parent
adult residents in one rural Canadian town outlining how resilience may help rebuild
communities after their school is closed
(Jacquelyn
Oncescu, 2014; Jacquelyn Oncescu & Giles,
2012; Jaquelyn Oncescu & Giles, 2014)
. They find that closure impacted adults without school
-
fear for the communiti
infrastructure through other channels
(Jacquelyn Oncescu & Giles, 2012)
. The school closure
was difficult, but because the community was resilient they found ways to mitigate the loss
through recreational activities and repurposing the closed school bu
ilding
(Jacquelyn Oncescu,
2014)
. So, while school closure represented a community threat and removal of an important
institution, aspects of resilience and response to
closure may partially counteract the negative
social consequences of school closure. While this case study produced theoretically intuitive
43
findings this research, and most others in this vein, only investigated the social impacts of
closure over a short p
eriod of time after the building is shuttered providing little evidence on the
long
-
term consequences.
While the short
-
term impacts of school closure are well documented in the empirical
literature only a handful of scholars have studied neighborhoods ove
r the long
-
term
(e.g. Ayala
& Galletta, 2012; Surface, 2011)
. In one of the only studies of the long
-
term community
consequences of school closure, Surface (2011) showed that multiple rural Nebraskan
communities experienced social decline post closure. After the school closed due to district
consolidation, social capital declined sharply due to lost community events and
traditions.
(Surface, 2011)
. A study revisiting the n
eighborhood where a school closed ten years prior
(Ayala & Galletta,
2012; Doka, 2011)
dormant but which can arise when triggered through conflict or community trauma
(Ayala &
Galletta, 2012)
.
The preliminary findings of research studying the short
-
term social outcomes of school
closure seem to negatively impact communities in a variety of ways. While the long
-
term study
of school closure is even less well develop
ed than short
-
term studies, this research seems to
suggest that the initial impacts of closure on communities may develop and change over time.
Unfortunately, these studies are of varying quality with different measures of outcome, context,
and policy bein
g studied making it difficult to surmise any solid conclusions from this literature
other than closure likely has some negative social impact on communities. Future research might
measures of community health using quantitative data to augment this qualitative literature.
44
Economic Outcomes
While qualitative research excels at generating new theories and conceptualizations about
how a phenomenon might work, qua
ntitative analyses on financial data provide a tangible hold
on intuitive outcome measures. While the research on the economic impact of school closure is
quite thin, it provides a set of useful methods that might be employed in future work.
Schools may pl
ay an important role in local economies and may damage the local
community when closed.
Unfortunately, the research on the economic consequences of school
closure is limited. What does exist can be split into two categories. First, a small set of studies
l
ook to investigate the relationship between school closure and/or district consolidation on broad
measures of economic development such as retail sales, income inequality, and payroll. This set
of work is correlational without convincing causal relationshi
ps. The second set of studies uses
capitalization methods to understand the role of public goods on private home values. While the
research in this literature provides promising examples of what may be done in the future, there
has been no research that ha
s explicitly estimated the capitalization of school closure into
housing values with modern identification strategies.
Research suggests that school closure is broadly associated with community economic
decline. A number of studies have showed that rural
school closures can have a negative impact
on economic stability because when the school is closed, events and activities that used to bring
people into the community and generate economic activity no longer do
(Bushrod, 1999; Kearns
et al., 20
09; Martz & Sanderson, 2006; Witten et al., 2001)
. Studying six rural counties in
Minnesota, Sederberg
(1987)
discovered that schools made up between 4 and 9% of payroll and
between 1 and 3% of retail sales could be traced to district expenditures. Similarly
,
Petkovich
and Ching (1977)
used a survey of rur
al communities to show that high school closure reduced
45
retail sales by 8%. Lyson, studying rural communities in New York, found that the presence of a
school was associated economic benefits including, housing values, infrastructure, occupations,
income i
nequality, and welfare uptake (Lyson, 2002). While the research studying school closure
and district consolidation on economic activity in the local community is thin, what extant
literature does exist suggests some potentially broad and serious threats to
economic wellbeing.
The second set of studies uses capitalization methods to understand the relationship
between public goods and private home prices. The study of capitalization of public goods or
services into housing value has a long his
tory in both education policy
(Nguyen
-
Hoang &
Yinger, 2011)
and social science more broadly
(Rosen, 1974)
. House prices can be understood as
the sum of the quality of the physical aspects of the home itself and the neighborhood, including
public services within that neighborhood. In this way, home prices can be used as a proxy
measure f
or neighborhood vitality. Essentially, capitalization methods are used to estimate the
social value of a public good as reflected in the prices of the housing stock.
Capitalization has been used widely in social science to evaluate the social cost/benefit
of
public services. Most research in the field of education policy employing capitalization methods
examine the impact of school quality (i.e. test scores or test score growth) on residential property
value
(e.g. Nguyen
-
Hoang & Yinger, 2011; Wen, Xiao, & Zhang, 2017)
. This literature is well
established and has produced consistent outcomes: school quality impacts housing value with
higher achieving schools increasing demand, and therefore price
s, in the accompanying housing
46
stock.
13
While this literature does not explicitly acknowledge school closure, it provides useful
methods to assess the valuation of public assets.
Significantly less attention has been paid to the impact school closure may h
ave on
residential property values.
Johnson (1978)
made one of the
first attempts to study the property
value effects of school closure when Seattle closed several elementary buildings. To do so he
compared four closed schools with similar schools that remained open. He found no evidence of
community deterioration associ
ated with closure or property value decline but did little more
than a tabulation on a particularly small data set by modern standards.
Colwell and Guntermann (1984)
attempted to estimate the capitaliz
ation of a
neighborhood public school closure on residential properties. Despite this intriguing premise,
these scholars did not actually examine school closure. Rather, they evaluated how housing
prices vary by the distance from schools (conditional on co
variates). They then extrapolated
these findings to produce an estimate of the total neighborhood decline in home values for a
theoretical school closure. They found a decline in total property value for the 2,003 houses in
the neighborhood to be about $2.
6 million or about a 4.5% decline in property value for the
neighborhood in total. While Colwell and Guntermann asked an interesting question, their
methods and data, which only covers some 1,044 property sales surrounding eight schools is
underwhelming, p
roviding unclear evidence on the capitalization of school closure.
Other scholars have used more advanced methods to study topics with similarities to
school closure capitalization.
Bogart and Cromwell (2000)
attempted to estimate the
13
Nguyen
-
Hoang and Yinger
(2011)
provide a comprehensive review of the methods and results of this literature
between 1999 and 2011. There have also been a number of school quality capitali
zation studies since 2011
(e.g.
Dhar & Ross, 2012; Gibbons, Machin, & Silva, 2013; Imberma
n & Lovenheim, 2016; Jacobson & Szczesek, 2013;
La, 2015; Schwartz, Voicu, & Horn, 2014; Wen, Xiao, & Zhang, 2017)
.
47
capitalization of redistricting in the Cleveland area. The authors operationalized redistricting as a
resident students and would undergo s
ubstantial change in racial composition due to bussing.
Using a difference
-
in
-
differences approach they showed that the redistricting of a neighborhood
school was associated with a 9.9% reduction in house price.
Hu and Yinger (2008)
studied the capitalization of district consolidation in New York
State on housing prices using first differencing and 2SLS between 1990 and 2000. They found
that consolidation increased home values by about 25% in very small distric
ts, but that the effect
declines with enrollment and becomes indistinguishable from zero at about 1,700 pupils. At the
same time, district consolidation had a negative impact for the highest value properties. Like
Bogart and Cromwell (2000), Hu and Yinger
provide interesting evidence on consolidation but it
is not clear if their findings apply in the case of school closure.
Scholars have hypothesized that closure negatively impacts housing value but there has
been little attempt to estimate the effect
(Lyson, 2002; Lytton, 2011)
. What re
search does
attempt to estimate the capitalization of closure into housing values is old and uses unconvincing
methods
(Andrews, 1974; H. Johnson, 1978)
.
For example, Johnson simply compared the
property va
lues in a single neighborhood with a closed school to a single neighborhood with an
open school. While his design was reminiscent of a difference
-
in
-
difference strategy, regression
was not employed, and no controls were used.
The capitalization of school c
losure into housing
value is a major gap in the literature that may provide community stakeholders with a
quantitative way to show how communities are impacted by closure.
Modern data and methods
can update this literature and deliver potentially meaningfu
l quantification of a ubiquitous
concern of residents threatened by school closure.
48
The relationship between school closure and residential housing values is an interesting
question because housing sales provide a tangible and reliable measure of one aspe
ct of
community vitality. Despite this potential, the research on this topic is severely underdeveloped
with a few older studied examining the topic with poor methods and more modern studies
looking at different, though related, policy contexts.
Summary o
f Literature Review
The literature on school closure is as diverse in method as it is in topic.
Several
conclusions from this literature are important to note.
First, the benefits of school closure are
limited. What little research exists examining the question of whether school closure saves
financial resources is mixed showing little savings due to building closure and low resale values.
The research on the ach
ievement effects of school closure
is
much more developed. The
conclusions, however, are quite similar. While school closure can improve academic
achievement when closures are carefully designed to do so, routine closure generally do not
produce
meaningful
achievement benefits
across students in a district
.
Second, research examining the community consequences of closure
show that shuttering
a school can have both broad and deep effects
.
Almost
all
the research on this topic is qualitative.
Additionally, m
ost of this research focuses on a relatively short time period around the closure
and on the experiences of students, parents, and staff
but not the broader community
.
Very
little research exists using quantitative methods to measure the impact of school c
losure on
communities or qualitative methods to examine the long
-
term impact of school closure.
This
dissertation works to fill that gap in the literature.
49
Chapter 3:
Methods
The literature review in Chapter 2
reveals two
gaps in the literature
on school closure,
which this dissertation aims to fill
. Specifically,
this dissertation studies two
research questions:
1.
H
ow does school closure impact property values of proximal homes?
2.
H
ow do neighborhood residents experience school closure and reuse ov
er the long run?
I answer these research questions using mixed methods. Before describing the quantitative and
qualitative methods respectively, I develop a conceptual framework to guide the inquiry
theoretically
and provide a description of the study cont
ext (Lansing, Michigan)
.
Conceptual Framework
The literature in chapter
2
informs a conceptual framework that, in turn, informs both the
quantitative and qualitative methods of this dissertation. The conceptual model in Figure 3.1
hypothesizes that school
infrastructure, and economic activity and that these consequently shape the vitality of the
neighborhood.
In other words, these concepts of the change in educational services, social
infrastruc
ture, and economic activity moderate the relationship between school closure and
neighborhood vitality.
The model also hypothesizes that the quality of the school building and
the reuse of the that building after it is shuttered
also plays a moderating role
.
T
his dissertation
does not investigate every aspect of this conceptual model;
rather
, it uses the
theoretical
framework
to guide the empirical
inquiry.
The remainder of this section describes each
components of the conceptual
model in Figure 3.1.
T
his work uses mixed methods. The conceptual framework below is designed to
accommodate both inductive qualitative and deductive quantitative methods. The quantitative
portion aims to estimate a causal relationship between school clos
ure and housing values
.
The
50
qualitative research looks to understand the long
-
term process of school closure and reuse from
the perspective of neighborhood residents.
In this way, both modes of inquiry are designed to
generate complimentary findings and le
ad to a deeper understanding of how school closure
impacts communities.
Figure
3
.
1
:
Conceptual Model
Note
. Reuse matrix reproduced from
Simons et al., 2016
School Closure
Despite its intuitive meaning, school closure has been operationalized in the academic
literature in conflicting ways. In this work, reforms that change the organization or governance
of a s
chool site but do not close the physical site as a place of education such as, school
turnaround, reconstitution, restart, transformation, and takeover, are not considered school
closures. While these reforms are important and worthy of study, they are pri
marily
reorganizations of
school staffing
not the removal of the school as an institutional asset in the
neighborhood.
51
Most
district
s
at one time
or another
decide to permanently shutter a school building.
little study. For these reasons,
I define
or non
-
use. This narrower conception of school closure is taken to focus attention on schools as
physical
social institutions with potentially broad social outcomes.
Neighborhood Vitality
Neighborhood vitality is easily intuited yet difficult to define. The
concept
has been
operationalized in different ways
by researchers
. Measures for neighborhood vitality
have
included composite census metrics, economic data, demographic trends, and housing value
(University of Pennsylvania Social Impact of the A
rts Project and Reinvestment Fund, 2016)
.
While these various measure
s
each
capture some aspects of neighborhood vitality they
are
lacking as measures. Alternatively, neighborhood vitality might be better thought of as an
emergent or latent construct born from an ecology of factors that bring about vibrant places of
residence.
In this
dissertation
, neighborhood vitality will be measu
red using capitalization of public
goods (i.e., the school) into housing value. This measure of neighborhood vitality, like others, is
imperfect. Still, home values are a reasonable measure. As noted earlier, capitalization methods
have a wide use in the s
ocial science
research
. Neighborhood property sales reflect or proxy
neighborhood vitality because the
price of residential propert
ies
captures
both the quality of the
home and other
amenities
in the area. By controlling for the quality of the home, proper
ty value
can be used to measure the
externality generated by the school closure.
52
Educational Service
Access to education is perhaps the most overt benefit a school provides to a
neighborhood. As addressed in the literature review, school closure can have
negative
consequences for student learning
.
T
he quality of
the
receiving school and level of dislocation
experienced by students
play
important mediating roles in this relationship. Closure, however,
may influence education in neighborhoods in other ways
as well.
While no student loses access to education altogether when a particular building is
closed, access location may have important consequences to students and communities. Research
suggests that parents and students often oppose closure because of i
nconvenient travel time
(M
Torre et al., 2015)
, and loss of staff relationships
(B. Kirshner et al., 2010; Post & Stambach,
1999)
.
Increased
transportation
times
induced
by school closure may negatively impacts parents
and students. Longer travel times may impact the ability of students to participate in before
and/or after
-
school activities. Additionally, changes in student catchment zones due to school
closure, may shif
t parental perceptions
of
the academic quality or
safety of the
new
school their
child attends. This in turn could result in parental dissatisfaction and neighborhood exit.
Alternatively, changes in catchment zone could direct students into safer and more rigorous
schools generating increased parental satisfaction.
Social
Infrastructure
Social capital is a powerful concept in the social science literature. Unfortunately, the
idea is often conceptualized aspatially. Social capital
arises from
interactions between people in
specific places.
In this way, schools may act as
a
nchor institutions
or what Klinenberg
(2018)
calls
social infrastructure
. That is, schools
are
venues for social capital formation, which anchors
communities and promote neighborhood vitality
(Clopton & Finch 2015; Kearns et.al. 2009).
53
When open, schools are inherently social institutions acting a
s important venues for social
interaction. These interactions can take place during athletic events, casual parent conversations,
community meetings, in green spaces/parks that often accompany public schools, or a host of
others. When closed, schools may r
etain some or all these venues depending on the reuse of the
property.
These social interactions might not occur if a school is located outside of the
neighborhood. Schools provide meeting spaces promoting the formation of neighborhood
organizations that w
ould be difficult without access to the physical infrastructure schools
provide, especially in the most disadvantaged places where few alternatives exist.
Economic Activity
Economics and
education
policy
research
has
established
education
in
produc
ing
human capital
that benefits indiv
iduals
in the labor market and
fosters economywide
growth
(Schultz, 1971)
. Schools, however, also play other, more
immediate, roles in the economies of
local communities. School districts are
typically among the
largest employer
s
in
any
local
community. As a result, districts have large payrolls supporting many stable middle
-
class and
working
-
class families. Depending
on how many staff are retained after a school is closed there
economic activity in the local area. Even if district
-
wide payroll is not substantially reduced,
bu
sinesses
nearby
a
closed school may experience declines in sales
as
school
employees
, parents
and students
shift to another school location
.
Still, d
ecline of traffic in one neighborhood, likely
led to increased traffic in the receiving school neighborhood
.
Schools might also be conceptualized as amenities drawing people into the community
(Cucchiara, 2013)
. This notion of a school is not unlike a park, museum, or other public
infrastructure.
School closure
then
may also be a signal of disinvestment. When a school is
54
closed, residents and business owners may understand the decision as a sign of neighborhood
decline and governmental disinvestment. Disinvestment through school closure may make
businesses less likely
to invest in the neighborhood.
Conversely, if a school property is
repurposed in a way that is beneficial to a neighborhood, residents may gain value from the reuse
and/or see it as a positive signal of investment and growth in the neighborhood.
Building
Reuse
What happens to schools once they are no longer schools likely
plays a role in
the
relationship
s
between school closure
and how that school property impacts social infrastructure
and the economic activity of a neighborhood
.
Simons and colleagues (20
16) provide a
helpful
conceptual framework to understand the relationship between communities and reuse of schools
(or other community institutions). There model is reproduced and contextualized within the
F
igure 3.1. Simons et al. hypot
hesize that the reuse of a school facility can be
understood through congruence with the original purposes of the building and congruence with
the needs of the local community. In this framework, original purpose congruence is when the
reuse replicates som
e of the former function of the building.
For example,
a community center or
day care might be congruent with the original use of a school building by providing a public
service
. Alternatively
,
office space or condominiums may be incongruent because they s
erve a
private, non
-
educative, purpose. Community congruence has to do with the needs of the local
community. In other words, how much do residents value the reuse of the school property,
regardless of whether it replicates some function of the former inst
itution. Where community
members may value the school being reused as a boutique, housing, or a restaurant, they might
not approve of it reopening as a liquor store or homeless shelter. These two dimensions can be
55
understood in tandem as a two
-
by
-
two matri
x
that
predict
s
how community members understand
and respond to the reuse of school properties.
Study Context
Over the past half century, the city of Lansing largely fits the narrative of the rust belt
city with a declining manufacturing sector and loss
of population and employment to its suburbs.
The Lansing School District once served as a pipeline to well
-
paying jobs in manufacturing
(L.
Fin
e, 2008)
. While General Motors still operates a factor in the city, this pipeline is a shadow of
what it was throughout much of the 20th century
(McClelland & McClelland, 2013)
. A declining
and aging population, and the exodus of many of the middle
-
class auto plant
jobs that were the
and 2018, the population of Lansing declined by 10%, even as Ingham County (
the county
in
which Lansing is located) grew by 12%. Over this time, t
he county and the City of Lansing grew
older and less white. Table 3.1 provides more demographic information.
56
Table
3
.
1
:
Lansing and Ingham County Demographic Trends
Lansing
Ingham County
Year
Total
Population
%
white
% under
18
Total
Population
%
white
% under
18
1970
130,211
91%
36%
261,039
94%
33%
1980
130,414
78%
28%
275,520
86%
26%
1990
127,321
74%
27%
281,912
84%
22%
2000
119,128
65%
27%
288,298
79%
27%
2010
114,017
60%
24%
280,812
77%
21%
2018
117,388
62%
24%
292,735
74%
20%
Source
. U.S. Census Bureau Decennial Census 1970, 1980, 1990, 2000, 2010; U.S. Census
Bureau American Community Survey 5
-
year Estimates 2018
Enrollment Loss.
In 1970, the Lansing School District (LSD) was the 5th largest in the
state with over 33,000 students
(Michigan State Board of Education, 1970)
. At that time, Lansing
schools were state of the art and served a thriving auto town
(McClelland & McClelland, 2013)
.
By 2018, h
owever, the district had fallen to the 14
th
largest in the state with less than 11,000
students.
th population
(aged 18 and under) of 41%. In that same time the Lansing School District lost 68% of its
enrollment.
introduction of school choice in the mid
-
he expansion of interdistrict choice
and creation of charter schools.
Lansing School District with a number of students through both interdistrict choice and to charter
sc
hools. While there was some movement of students out of the LSD, this activity did not
(Arsen et al., 2002)
. In 2002, the Lansing
57
School District lost 1,206 resident students to neighboring districts through interdistrict choice
while attracting only 287 fro
m other districts (Strum, October 15, 2003). This net enrollment loss
(about 6.6% of resident students) generated an annual financial loss of about $6.3 million.
This relatively modest enrollment loss through school choice ballooned throughout the
next tw
o decades (including both interdistrict and charter school enrollment). By the 2018
-
19
school year the Lansing School District lost 6,428 FTE students while only taking in 254
Educational Performance and Information, 2019)
. This net loss of 6,173
students amounts to a loss of over $50 million that year.
By 2018
-
19 only 10,600 of the 16,800
students living in the city of Lansing (37%) attended LSD
(CEPI, n.d.)
.
Over the last two decades, declining enrollment and substantial revenue loss led the
Lansing School District to close many schools. Between 2000 and 2015, the LSD closed about a
third
of its schools
serving PK
-
12. While almost all these buildings were vacant at some time in
their history, many have been redeveloped into businesses, community centers, and other
services. How closure and reuse of these schools has impacted neighborhoods
in Lansing is
unknown.
Site of Study.
Lansing provides an excellent site of study because it is an understudied
community type (small city) and because the types of closure that occurred in the city. While the
extant research is almost exclusively focused on rural and large urban areas little
work assesses
the impact on small cities or suburban places
(Tieken & Auldridge
-
Reveles, 2019)
. Additionally,
much of the literature examines school closure as the
result of district consolidation (in rural
contexts) or the enforcement of accountability policies (in large urban contexts). While closures
due to direct policy intervention through strict accountability systems, mayoral control, or some
combination are i
mportant, they likely do not make up most school closings. In this way, the
58
many rural studies, schools in Lansing are not the only community institution avail
able to
citizens, and, unlike many studies of large urban cities, school closures in Lansing
have
largely
been a reaction to wider state policy context rather than the direct result of policy looking to
proactively improve conditions in the district. That
is, school closure in Lansing
has
not
been
the
direct result of reform, but rather the downstream consequences of state policy and demographic
change in the city. These features make the closures in Lansing arguably more typical than that
of many studies e
xamining closure in more dramatic contexts. For these reasons, both
quantitative and qualitative studies will be focused on the city of Lansing.
The choice to study Lansing also stems from both my academic orientation and practical
concerns. It is my belie
f as a scholar and member of a land grant institution that I have a
investment in me that I have the opportunity to go to graduate school at all. The choice
of
Lansing as a subject of study is part of that mission to give back to a state and a city where I live.
More practically, studying Lansing also made frequent observations less costly.
Methods
This
dissertation
use
s
a parallel mixed methods design.
The quantitative work uses q
uasi
-
experimental design
to
estimate
the impact of school closure on housing value.
T
he qualitative
work investigate
s
the factors
that potentially mediate or moderate the relationship
between
sc
hool closure and neighborhood vitality. Although both studies fit within one conceptual
framework, the methods used are distinct and necessitate separate treatment.
T
he following two
sections describe quantitative and qualitative methods in turn.
59
Quantita
tive Methods
This section presents methods to conduct a capitalization study of school closure to
answer the research question: how does school closure impact property values of proximal
homes? I use a two
-
way fixed effect difference
-
in
-
differences identif
ication strategy within a
traditional hedonic capitalization model to estimate the capitalization of school closure into
neighborhood housing value.
Research studying the impact
public goods or services into housing values
, known as
capitalization,
in bot
h the education policy literature
(Nguyen
-
Hoang & Yinger, 2011)
and social
science more broadly
(Rosen, 1974)
. While this literature does not explicitly acknowledge school
closure, it provides useful methods to assess the valuation of public assets into
housing
prices.
The
literature shows that a difference
-
in
-
differences
(DID) within
a hedonic capitalization
framework
can help identify the effect of a policy
on housing prices.
In a traditional difference
-
in
-
difference model, researchers use the timing of a policy to
examine pre
-
and post
-
outcomes for a group that experienced and did
not experience the
treatment. This method would work with a single school closure. The conventional DID
framework, however, does not accommodate applications where the treatment occurs in multiple
time periods and across multiple groups. In the case of mul
tiple school closures, it would be
-
closed control group. The econometric
solution is to simulate a difference
-
in
-
differences design with a two
-
way fixed effect
(TWFE). A
TWFE model is one which includes a
fixed effect for
both
the group and time
. Like DID, the
TWFE approach retains the parallel trends assumption, but allows for more variation in research
design, which is necessary in the case of multiple school closures.
60
The school capitalization literatu
re provides a useful framework for conducting a school
closure capitalization study. Capitalization studies suggest exploiting school and property
location to identify residential properties, using property quality covariates when available in a
hedonic pr
ice model rather than the repeated sales model, and employing a TWFE identification
strategy when the treatment varies over time.
Data
.
Data for the quantitative portion of this project come from several sources. The
main secondary data set employed in thi
s work contains the full record of every residential
property sales for the
C
ity of Lansing, Michigan between 200
2
and September 2017. This
includes more than 50,000 property sales.
T
his data set contains information about sale date
and
sale price (which w
ill be deflated using the Detroit based CPI), address, grantor, grantee, and
parcel number.
These data also include information about the property quality or housing
characteristics
.
These data include information on total acres, property class, floor area
, garage
area, basement area, foundation size, year built, occupancy, and number of bathrooms. These
variables serve as controls in the hedonic model.
The
ducational
E
ntity
M
aster data (EEM) include information on
the
location, type, and status of school buildings. Importantly, this data
base
tracks when a school
is closed. This source provides a comprehensive list of schools in the Lansing School District as
well as the date of closure, which is necessary for the
TWFE
s
trategy. It is important to note that
configuration, name, or has
an instructional programmatic change. This study conceptualizes
closure as a building going from an active educational facility to an inactive or non
-
educational
61
to
ensure it met my definition of closure
.
Finally,
geographic
shape files for all parcels in Lansing enable the identification of the
school closure variable based on the distance of each property to the nearest school. This
geographic data on the location o
f each parcel of land in the city of Lansing can be used in
conjunction with school building addresses to create variables denoting the distance from each
school building in the city to each parcel.
During the data cleaning process,
a few
analytic decisio
ns were made. First, house sales
that occurred within 1 year of each other were removed from the sample. This short period of
bought and sold in a short amount of time
, investors often improve the quality of the property
between buying and selling the house, changes which cannot be observed in the data. Removing
these observations from the data may help mitigate omitted variable bias. Second, properties that
were sold f
or under $5,000 were removed from the sample. I considered sales below this $5,000
threshold to be non
-
market, or non
-
of the property.
Data Analysis
.
Data analysis relied on the spatial relat
ionship between schools and
residential properties to identify the capitalization of school closure into housing values using a
TWFE design. The following sections review the models employed in the analysis.
Identification
.
The treatment group was identif
ied by the distance between property
i
and
school
k.
These distances were generated by geocoding the school addresses in the EEM data to
spatially locate each school. Then, using geographic information systems (GIS), a distance
matrix was generated between
all residential properties and all schools in the city of Lansing.
62
This process enabled the identification of properties based on their spatial proximity to a school
to generate school
-
neighborhoods. Thus, these school
-
neighborhoods are defined spatially
and
resemble a voronoi diagram. Each parcel
i
is linked to the nearest school property
k
. School
closure were defined dichotomously for school
-
neighborhood groups
k
in time
t
.
Model
.
The equation below shows a hedonic price model using a TWFE
strategy to
identify
the impact of
school closure
on housing value
:
(1)
In this model,
rep
resents the sale price of residential property
i
proximal to school
k
at time
t.
Close
is the identification of the treatment and control groups as described in the identification
section above and displays the average school
-
neighborhood impact of school
closure on housing
value.
SchDist
is the distance in meters from property
i
to school
k
regardless of whether school
k
is open or closed in time
t.
The interaction between
Close
and
SchDist
controls for the fact that
the distribution of distance between properties and schools in
always open and ever close
school
-
neighborhoods is different.
CloseYears
controls for the number of years since the closure of
school
k
.
PropChar
is a vector of hedo
nic covariates, including measures of age, floor area,
garage area, basement area, total acres, number of fireplaces, number of full bathrooms, number
of half bathrooms, whether the property has an apartment number, the building class of the
property, the
number of stories of the property, measures of the heating system, location of the
seller, and the school district of the property (these variables are described in greater detail in
chapter 4).
and
are the school
-
neighborhood group and time fixe
d effects, respectively.
Finally,
is the error term.
63
Limitations
.
Given the data available, the methods presented above pose some
challenges to causal inference. First, the limited geographic scope of the data presents both an
empirical and conc
eptual problem. The data can be thought about at three levels: property,
school, and city. At the property level, there is plenty of variation and large numbers of
observations. At the school level, variation declines with only 3
7
unique school
-
neighborhoo
d
observations. Because the treatment occurs at the school
-
neighborhood level not the property
level, clustering standard errors should be considered. Typically, if standard errors are not
clustered at the level of the treatment in a DID framework, results
could return misleadingly
small standard errors overstating the precision of the estimator. Robust clustered standard errors,
however, are usually employed in cases where there are more than 50 unique groups. To avoid
overestimating the precision of my es
timator, I will employ robust clustered standard errors.
Qualitative Methods
This section presents the qualitative case study methods used to investigate the
community consequences of school closure and reuse to answer the research question: how do
neighbo
rhood residents experience school closure and reuse over the long run?
Whereas much of the qualitative research on school closure looks to understand closure
over a relatively short time
-
period, this work aims to build a chronological framework
connecting
the use
and reuse
of the former school property to the lived experiences of
neighborhood residents. To structure this task, I develop stages of school closure and reuse from
the perspective of community members. This involved tracking the chronology of eve
nts over
time and linking those events to the ways neighborhood residents interpreted their meaning.
Data Collection
.
Because neighborhoods are a complex unit of analysis, this research
used multiple sources of data to triangulate and validate findings. D
ata includes semi
-
structured
64
interviews of neighborhood residents and leaders, neighborhood observations, as well as
tabulations of quantitative data from school administrative and census sources.
S
ite
S
election.
About a dozen neighborhoods in
Lansing have experienced school closure
in the past two decades. Investigating each neighborhood experiencing closure in the city would
have been prohibitively time intensive. Instead, two neighborhoods were chosen for the study:
Elm and Brook.
14
Elm and B
rook were purposefully chosen based on knowledge of context of
each closure, presence of neighborhood organizations (as points of entry), as well as
demographic data. Elm has a higher proportion of low
-
income and minority households as well
as a lower home
ownership rate. The demographics in the Brook neighborhood more closely
reflect the state with higher income, proportion of white residents, and owner
-
occupied housing
(see
Table
3.2). Both neighborhoods are mixed demographically in terms of income and ra
ce and
both experienced a school closure of an elementary school between 2005 and 2010.
14
65
Table
3
.
2
:
Neighborhood Demographic Data
Elm
Brook
Lansing
Total population
2000
2,800
6,000
119,128
2017
2,100
5,300
114,773
Change
-
25%
-
10%
-
4%
Population
under 18
2000
750
1500
31894
2017
550
905
27419
Change
-
25%
-
40%
-
14%
White
2000
1,700
4,900
77,766
2017
1,200
4,000
70,236
Change
-
30%
-
15%
-
10%
Percent white
2000
60%
80%
65%
2017
55%
75%
61%
Median income
2000
$27,500
$99,500
$34,833
2017
$24,000
$41,000
$36,851
Change
-
10%
-
60%
6%
Source
.
U.S. Census Bureau Decennial Census 2000; U.S. Census Bureau American Community
Survey 5
-
year Estimates 2017.
S
election of
I
nterview
S
ubjects.
students, research examining communities is almost completely qualitative
(Tieken &
Auldridge
-
Reveles, 2019)
. One of
the primary tasks of qualitative work is to study culture.
Spradley
(1979)
defines culture as:
T
he acquired knowledge that people use t
o interpret
experiences and generate social behavior
existence of alternative realities and to describe these realities in their own terms
.
Moreover,
these cultural systems exist in both macro and micro sett
ings. So, where national or racial
in a specific industry, enrollment in a specific school, or residence on a particular block. These
micro
cultural scenes
are u
seful when exploring the relationship between schools and
neighborhood communities. Both micro and macro social explanations can be useful in
understanding the ways stakeholders experience school closure. Individuals interpret reality
66
through the social po
sition they occupy. A major task of qualitative work is to investigate how
perspectives vary by that position.
In the quantitative tradition, sampling is designed with the goal of generalizing to the
population. Thus, quantitative research typically seeks
a representative sample. While diverse in
methods the qualitative tradition is generally more interested in conducting research on a highly
informative sample; not all participants are created equal. Some participants are more able to
illuminate the pheno
menon of study
(Spradley, 1979)
. For this reason, participants were not
selected at random but intentionally sought out for their lay expertise and their tac
it knowledge
of the social scene that evolved
after
closure. Thus, participants for interviews were selected
predetermined criteria and the later leveraging entre dev
eloped during initial interviews to find
other participants meeting the criteria
(Glesne, 2016)
.
To find informative participants, I read the non
-
tec
hnical literature (i.e.
,
local
newspapers) to build general knowledge of the community and identify key players in the
neighborhood. I also attend
ed
community meetings to build relationships with neighborhood
residents and gain entre. This process resulted in a list of over fifty
contacts for potential
interviews. I contacted over thirty
-
five people for interviews. Two types of interviews comprised
the main source of data for the qualitative portion of this dissertation
interviews with city
leaders
(i.e.
,
school district administ
ration, city government, or business owner) and interviews
with neighborhood residents.
In total, I conducted 17 interviews with 15 different participants
producing more than 15 and ½ hours of recordings.
Table 3
.3
displays information on each
interview su
bject and
T
able 3.
4
produces interview participant summary statistics.
67
Table
3
.
3
:
Interview Participants
Participant
Neighborhood
Social Position
Formal
relationship
to closed
school
Relationship to
School
Gender
Person
of
Color
A
Brook
Neighborhood
resident
No
Resident
Man
No
B
Brook
Neighborhood
resident
No
Resident
Woman
No
C
Brook
Neighborhood
resident
Yes
Former student,
Resident
Man
Yes
D
Brook
Neighborhood
resident
Yes
Former parent,
Resident
Man
No
E
Brook
Neighborhood
resident
Yes
Former parent,
Resident
Woman
No
F
Elm
Neighborhood
resident
No
Resident
Man
No
G
Elm
Neighborhood
resident
No
Resident
Man
No
H
Elm
Neighborhood
resident
No
Resident
Woman
No
I
Elm
Neighborhood
resident
Yes
Former parent,
Resident
Woman
Yes
J
Elm
City leader
Owner of former
school
Woman
No
K
Neither
City leader
City government
Woman
No
L
Neither
City leader
City government
Woman
No
M
Neither
City leader
Non
-
profit
Man
No
N
Neither
City leader
School district
Man
No
O
Neither
City leader
School district
Man
Yes
68
Table
3
.
4
:
Interview Participant Summary Statistics
Number
Percent
Demographic
Women
7
46%
Persons of
color
2
13%
Neighborhood residents
9
60%
Elm neighborhood
4
27%
Brook neighborhood
5
33%
Formal relationship to school
4
27%
City leaders
6
40%
City government
2
13%
School district
2
13%
Business owner
1
7%
Non
-
profit
organization
1
7%
I
nterviews
with city leaders
were conducted with those in positions of authority around
the issue of school closure and reuse. Interviews were
conducted
with school board members,
school district administrators, city bureaucrats, and owners of the former school buildings.
These
interv
iews helped illuminate how different understandings of the value of the school.
Additionally, these interviews aided the analytic process by presenting different perspectives by
which to understand the events surrounding school closure and reuse.
For
the
resident
interview
s I looked for long
-
term resident of the Elm or Brook
neighbor
hoods. I aimed to interview participants with both formal and informal relationships to
the closed school as well as different races,
and
genders.
Residents with a formal connection to
the closed school such as
students, parents, and teachers
likely
have s
tronger
relationship
to the
facility than those that did not. Because the aim of this work is to understand schools as social
institutions, not just educational one, sampling of participants included both people with formal
and non
-
formal relationships wit
h the former school.
69
I
nterview
Q
uestions.
The
interviews protocols used with both city leaders
and
neighborhood resident are provided in
A
ppendix A. Interviews were conducted in a place of the
interviewees choosing where they felt comfortable. The semi
-
st
ructure interview protocols were
designed to take about 45 to 60 minutes.
I
nterviews
with city leaders
focused on the reuse of the school building, the challenges
and advantage that
came
therein, as well as the political consequences of school closure and
reuse policies made by the district and city, respectively. Additionally, I looked to understand
how the goals of those in positions of power differed from neighborhood residents
who
experience
d
the closure
in their daily lives. Each interview was tailored to the position and
experience of the interviewee.
Interviews with residents focused on their experiences living in the neighborhood, with
the school before it closed, after closure, and its reuse. Descri
ptive questions such as the grand
tour
15
were used to bring out stories around the process of closure and reuse. Structural questions
helped to confirm the way the informant conceptualizes this process with contrasting question
helping to hone and specify
those concepts
(Spradley, 1979)
.
In conjunction with more traditional structured
-
interview questions, I used graphical
elicitation techniques to establis
h higher internal consistency and validity
(Barton, 2015;
Copeland & Agosto, 2012)
. Graphical elicitation techniques can help expand the conceptual
scope of an inquiry beyond the theoretical framework imposed by the researcher allowing for
interviewees to help guide the data generation process
. Witten et al. (2001), who studied school
15
The grand tour is an ethnographic interview question that
aims to elicit response that describe places, people,
and/or time periods
(Spradley, 1979)
I'm interested
in knowing all the steps between when the school was open and now. Could you start with some date in the past
when the school was ope
n, and then list all the steps that occurred until you get to the present?
70
closure in New Zealand, used a street map to allow participants to reference significant locations
as they conducted their interviews. In interviews with neighborhood residents, I asked residents
to comment on a m
ap of their neighborhood. Open
-
ended questions with the map helped prompt
responses that might not have occurred without the physical aid. Additionally, the map
s
allowed
me to address the state of the neighborhood more systematically by asking questions re
lated to
their spatial relationship to the school and other focal points in the neighborhood.
D
ocuments and
O
bservation.
While interviews comprise
d
most of the data in
qualitative portion of this dissertation, other sources of data help build a base understanding of
the neighborhoods under study as well to help validate and triangulate data produced during
interviews. Essentially, background research
connect to interviewees with specific details about the school and neighborhood sites. While
gathering the data, I documented my experiences through memos and recordings. Table 3.
5
outlines the data source oth
er than interviews that were investigated for this work.
71
Table
3
.
5
:
Qualitative Data Sources
Data Source
Reason for Data Source
Newspaper articles
Identify potential resident interview
participants
Outline a chronology of events to triangulate
with interviewees
Sales records
Confirm school sale price and sale date
Census demographic
data
U
nderstand how the neighborhood has changed
demographically since school closure
C
ompare cases to broader state and national
trends to understand similarities and
differences
School district
administrative data
T
ack enrollment and achievement trends of
district and schools that closed
C
ompare closed schools to schools that remain
open
Neighborhood
documents
Provide contemporaneous documentation of
events during school closure process
Show
neighborhood perspective on school
property changes
Physical and virtual
observation
Observe the physical landscape of the school
and neighborhood over time
Observe how the reuse has or has not altered
the physical presence of the school property in
the n
eighborhood
School District
administrative data
Understand how school district leaders
understood the reason for school closure
Examine the demographic makeup of the
school prior to closure as compared to other
schools
City documents
and reuse of the school property
Document potential political conflicts around
the school building
Data Analysis
.
Analysis
of the qualitative data was iterative and drew on
analytic
procedures developed by
Marshall and Rossman (1999)
,
Spradley (1979)
,
Corbin and Strauss
(2014)
,
Glesne (2016)
as well
Saldaña (2015)
to guide the inquiry, develop themes, and insights
about the stages of school closure and reuse.
72
Coding t
he
interview
and other
data occurred in two cycles as described by
Saldaña
(2015)
. These cycles of coding while conceptual
ly distinct were, in practice, often interrelated
and overlapping. Additionally, the coding scheme used a constant comparative method where
codes were continually evaluated compared to existing codes and the data itself. During data
collection and analysis
, I reflected on data by writing memos and diagraming as described in
Saldaña (2015)
. These notes comprise an internal record of the research process and helped in
the analytic process.
In the first cycle of coding, I used elemental methods consisting of s
tructural, descriptive,
and in vivo codes
(Saldaña, 2015)
. Table 3.
6
below outlines the use of each coding type
employed in the first stage
of coding.
Table
3
.
6
:
First Stage Codes
Code
Type
Description
Example
Structural
Categorizes the passage
based on content or
emergent concepts
economic
Descriptive
Links similar content in
word or phrase
In vivo
Uses quotation of
participant as a
description of passage
This fluid initial cycle of coding permitted creativity allowing for a flexible
understanding of the data. Special attention was paid to how interviewees categorize the stages
of school closure and reuse as well as th
e impacts of this process on educational access, social
infrastructure, and economic development. While these concepts provided a framework, codes
73
were not determined a priori but derived from the data generated during interviews and
document analysis.
The second cycle of coding looked to reorganize the data and existing codes along
thematic or conceptual similarities. In this stage, first stage codes were split, merged, grouped
into hierarchies, or dropped all together. This coding cycle relied on patte
rn, focused, and
process codes described in
T
able 3.
7
(Corbin & Strauss, 2014; Saldaña, 2015)
.
Table
3
.
7
:
Second Stag
e Codes
Code
Type
Description
Example
Pattern
Categorizes first stage codes
into a smaller number of
concepts.
op
-
might get categorized as
Focused
Reuses most
frequent or
significant codes from first
stage based on which makes
most analytic sense.
[merging and/or deleting
existing codes]
Process
Describes stages or phases in
the context of a site under
study
While pattern and focused codes helped build out the conceptual categories of the data, process
codes helped generate the stages of school closure and reuse as experienced by neighborhood
residents.
Positionality
.
I
t is important to reflect on my position
ality to understand potential
sources of bias
in both data collection and analysis
. School closure is often framed as an injustice
to those who experience it. This draws scholars to the study, but also often impacts their
relationship with the topic. In fa
ct, many scholars using qualitative methods to examine school
74
closure admit that they are not trying to take a neutral look at the subject. Work in the field is
often participatory (e.g.
,
Lipman & Haines, 2007; Lipman & Person, 2007) or critical in nature
(e.g. Ayala & Galletta, 2012; Kretchmar, 2014). Researchers in this tradition may have
orientations towards their work that diverging from the quantitative and positivist paradigm.
-
(Vaughan &
Gutierrez, 2017)
whose purpose is to provide a platform for local knowledge that, without
legitimization by researchers, may be discredited as invalid.
t
is a difference between bias and accuracy
(Stoecker, 2012)
. While these concepts are often
conflated, they represent quite different ideas. A scholar need not be a neutral party to produce
accurate research. Indeed, neutrality itself may prevent some researchers from accessin
g
differing viewpoints. Scholars should, when provided sufficient evidence, take stances on public
issues. Many qualitative scholars studying closure do just that.
My position in this research is not unbiased or neutral. Rather, my social position and
exp
erience color both the data collection and analysis. By recognizing how my social position
and life experiences impact my conceptualization of this work I can act to produce more accurate
results that reflect the reality of school closure as experienced by
the neighborhood residents I
study. While this dissertation is neither fully participatory nor critical in design, I take local
knowledge seriously and understand my role as a researcher in legitimizing the perspectives of
my research subjects
especially
marginalized groups who may feel the full impact of policy
decisions.
75
From a macro perspective, my social position as a young, white, upper
-
middle
-
class,
heterosexual, cis
-
gendered, male may have both advantages and disadvantages for my research.
These i
dentities impact both how I think and interact with participants and subject material but
also how participants perceive me and thus what data we are able to produce together. On the
one hand, my privileged social position may allow me to be an advocate fo
r less privileged
groups. At the same time, this position may make me less able to meet, built trust with, and
therefore document the perspective of the least privileged groups in US society.
My position in relation to the communities I am studying is als
o important to the work I
produce. Although I have lived in the city of Lansing, and in one of the two neighborhoods under
study, I did not grow up in Lansing. Additionally, I am a student at Michigan State University,
which carries with it some negative a
nd some positive connotations in the community. For these
reasons, I am neither a complete insider nor a complete outsider. Rather, like many qualitative
scholars, I straddle the line between and insider and outsider perspective and attempt to translate
in
sider knowledge to an external audience.
My experience with school closure has also impacted how I conduct my work. The
neighborhood elementary school where I attended kindergarten through second grade closed
while I was attending it. Had it not closed I
would have attended Whitman Elementary school
from Kindergarten till 5
th
grade. While it may seem that this experience negatively
influences
my
views of closure, in fact, the closure of my first elementary school was a positive development in
my early life
. At Whitman, I had developed a negative reputation due to constant in
-
class
outbursts as well several physical altercations with fellow students resulting in regular
disciplinary actions. So, when my first elementary school closed it was less a tragic los
s for me
than a fresh start.
76
impact on my neighborhood. The sledding hill, which had attracted neighborhood kids was
truncated as the university, which bought the sc
hool property, decided to put a parking lot at the
bottom. Similarly, the university tore down the playground, which had effectively served as the
neighborhood park. Still, kids continued using the sledding hill despite the concrete ending and
even without
a playground, the rather expansive school grounds continued to remain open, at
least in practice, to public use. Finally, the building was bought by Northern Michigan
University (NMU) a trusted public institution in Marquette. So, while the physical space
of the
property was changed it remained under the control of a public institution.
The conceptual framework and methods presented in this chapter are the foundation of
the empirical work conducted in this dissertation. The next two chapters present the
empirical
results quantitative and qualitative studies, respectively.
77
Chapter 4:
Quantitative Results
The extant research literature has examined the relationship between school quality and
housing value in depth
(e.g.
Black, 1999; Downes & Zabel, 2002; Figlio & Lucas, 2004;
Gibbons et al., 2013; Imberman & Lovenheim, 2016; Kane, 2006; Machin, 2011; Nguyen
-
Hoang
& Yinger, 2011; Wen et al., 2017)
. In contrast, very few studies have examined the impact of
school closure
on housing values. What research does exist on the topic of school closure
capitalization uses outdated methods
(e.g. Johnson, 1978)
or does not study school closure itself
(e.g. Boga
rt & Cromwell, 2000; Colwell & Guntermann, 1984)
.
This chapter
estimates
the
relationship between school closure and property value
. I employ a
two
-
way fixed effect model
within a hedonic capitalization framework
to produce
results that have plausibly causal
interpretations.
T
his chapter starts with an introduction to the data and summary statistics. Then,
I present and interpret regression results
.
Finally, I briefly summarize the
findings.
Data and Summary Statistics
The p
rimary data for this study cover all residential property sales in the city of Lansing
between 2002 and 2017
15 years of longitudinal data covering nearly 50,000 observations
across 3
7
school
-
neighborhoods. The traditional hedonic capitalization model empl
oys as many
measures of property quality as are available
(Nguyen
-
Hoang & Yinger, 2011)
. The data
avail
able provide many traditional measures of property quality (e.g., floor area, number of
bathrooms, etc.) as well as a few novel covariates (e.g., seller location and distance to central
business district). Table 4.1 provides a description as well as the da
ta source for each variable
used in the regression models.
78
Table
4
.
1
:
Data Descriptions and Sources
Variable
Description
Units
Data Source
SalePrice
The sale price of property
i
adjusted for
inflation
.
Dependent variable in all regression models.
Dollars
Lansing Residential Property Values
Close
Indicator variable for if the property is in a school
-
neighborhood
k
that is closed. Primary policy
variable of interest.
Indicator
Educational Enti
ty Master
SchDist
Distance of property
i
to the closest school property
k
.
Meters
Calculation based on geography
CloseXSchDist
Interaction term: Close * Distance_to_School
Meters
Calculation
CloseYears
Number of years since school closure
Years
Educational Entity Master
CBDDist
Meters
Calculation based on geography
Property Characteristics
EffAge
Effective age of building
Years
Lansing Residential Property Values
FloorArea
Floor area of building
Square feet
Lansing Residential Property Values
TotalAcres
Total acres of property
Square feet
Lansing Residential Property Values
GarageArea
Garage area of building
Square feet
Lansing Residential Property Values
BasementArea
Basement area of building
Square feet
Lansing Residential Property Values
Fireplace
Number of fireplaces in building
Number
Lansing Residential Property Values
Fullbath
Number of full bathrooms in building
Number
Lansing
Residential Property Values
Halfbath
Number of half bathrooms in building
Number
Lansing Residential Property Values
Apartment
Indicator for if property address has an apartment
number
Indicator
Lansing Residential Property Values
Distance to CBD
Distance to Lansing's Central Business District
Meters
Calculation based on geography
Building Class
A
Class A properties,
low density single family
Indicator
Lansing Residential Property Values
B
Class B properties
, low density single family
Indicator
Lansing Residential Property Values
BC
Class BC properties
, moderate density two
-
family
Indicator
Lansing Residential Property Values
C
Class C properties
, moderate density two
-
family
Indicator
Lansing Residential Property Values
CD
Class CD properties
,
moderate to high density two
-
family
Indicator
Lansing Residential Property Values
D
Class D properties,
high density. From 11.4 to 19.8
dwellings per acre.
Indicator
Lansing Residential Property Values
Building Style
1 Stry
Indicator variable for if property is 1 story
Indicator
Lansing Residential Property Values
1 1/2 Stry
Indicator variable for if property is 1 and 1/2 stories
Indicator
Lansing Residential Property Values
2 Stry
Indicator variable for if property is 2
stories
Indicator
Lansing Residential Property Values
Bi/Tri Level
Indicator variable for if Bi or Tri level
Indicator
Lansing Residential Property Values
Other
Indicator variable for if property a different
configuration
Indicator
Lansing
Residential Property Values
Heat
Forced Air
Indicator variable for if property has forced air
heating
Indicator
Lansing Residential Property Values
Forced Heat &
Cool
Indicator variable for if property has forced air
heating and cooling
Indicator
Lansing Residential Property Values
Wall/Floor
Furnace
Indicator variable for if property has a wall or floor
furnace
Indicator
Lansing Residential Property Values
Forced Hot
Water
Indicator variable for if property has forced hot
water heating
Indicator
Lansing Residential Property Values
Forced Air w/o
Ducts
Indicator variable for if property has forced air
without ducts
Indicator
Lansing Residential Property Values
Other
Indicator variable for if property has other heating
system
Indicator
Lansing Residential Property Values
79
Table
4
.
1
:
(
)
Variable
Description
Units
Data Source
Seller Location
Owner Occupied
Indicator variable for if the property seller
lives in the property
Indicator
Lansing
Residential Property Values
In Lansing
Indicator variable for if the property seller
does not live in the property but does live
in Lansing
Indicator
Lansing Residential Property Values
In Area
Indicator variable for if the property seller
does not
live in Lansing but does live in
Ingham County
Indicator
Lansing Residential Property Values
In State
Indicator variable for if the property seller
does not live in Ingham County but does
live in Michigan
Indicator
Lansing Residential Property
Values
Out State
Indicator variable for if the property seller
does not live in Michigan
Indicator
Lansing Residential Property Values
School Districts
Lansing
Indicator variable for if parcel is in the
Lansing School District
Indicator
Lansing
Residential Property Values
Waverly
Indicator variable for if parcel is in the
Waverly School District
Indicator
Lansing Residential Property Values
Holt
Indicator variable for if parcel is in the Holt
School District
Indicator
Lansing
Residential Property Values
E. Lansing
Indicator variable for if parcel is in the East
Lansing School District
Indicator
Lansing Residential Property Values
Okemos
Indicator variable for if parcel is in the
Okemos School District
Indicator
Lansing
Residential Property Values
Many hedonic capitalization studies rely on a suboptimal data. For instance, dependent
variables for capitalization studies have employed measures of housing value including
aggregated values by area, mean or median averages,
house price indexes, owner
-
reported
houses values, advertised house price, and actual sales. Data on the actual sales of each property
is preferred
(Nguyen
-
Hoang & Yinger, 2011)
. Similarly
,
aggregated data on property
characteristics have also been used. Fortunately, my data are at the parcel level avoiding many of
the methodological issues that come with l
ess detailed data.
Table 4.2 presents descriptive statistics for each variable used in the regression models
,
for the full sample as well as in neighborhoods in always
-
open school
-
neighborhoods and those
in ever
-
close
d
school
-
neighborhoods.
I defined
a
lwa
ys
-
open school
-
neighborhoods as all the
sold parcels
i
most proximal to school
k
in which the school remains open during the entire time
frame of the study. Conversely, an ever
-
close
d
school
-
neighborhoods is one in which the sold
80
parcels
i
most proximal to
school
k
that experiences a school closure during the time period of
the study. While most of the variables in
T
able 4.2 are self
-
explanatory, a few benefit from
additional context.
81
Table
4
.
2
:
Descriptive Statistics
All
Always Open
Ever Close
Variables
N
Mean
Std. Dev.
Min
Max
N
Mean
Std. Dev.
Min
Max
N
Mean
Std. Dev.
Min
Max
SalePrice
44,133
80,256
51,917
5,047
382,888
36,072
85,441
52,234
5,047
382,888
7,921
56,052
42,367
5,047
334,643
Close
44,133
0.18
0.3842
-
1
36,072
0
0
0
0
7,921
1
-
1
1
SchDist
44,133
592
398
50
5,433
36,072
611
421
50
5,433
7,921
505
249
52
2,109
CloseXSchDist
44,133
93
223
-
2,109
36,072
2
40.2312
0
1045
7,921
505
249
52
2,109
CloseYears
44,133
0.83
2.21
-
12
36,072
0
0.452351
0
12
7,921
4.49
3.16
0
12
Property Characteristics
CBDDist
44,133
4,696
2,626.77
5
10,363
36,072
4,846
2,531
28
10,330
7,921
4,014
2,931
5
10,363
EffAge
44,133
62
27
0
131
36,072
59
26
0
131
7,921
75
28
0
131
FloorArea
44,133
1,102
515
0
16,864
36,072
1,090
466
0
8,432
7,921
1,163
678
0
16,864
TotalAcres
44,133
0.1913
0.3207
0
33
36,072
0
0.3488
0
33
7,921
0.1539
0.1094
0
3
GarageArea
44,133
263
228
0
2,203
36,072
272
229
0
2,203
7,921
228
222
0
1,828
BasementArea
44,133
652
382
0
3,984
36,072
650
391
0
3,984
7,921
667
327
0
3,960
Fireplace
44,133
0.2145
0.4761
0
15
36,072
0.2218
0.4851
0
15
7,921
0.1846
0.4346
0
4
Fullbath
44,133
1.1134
0.4084
0
8
36,072
1.0998
0.3979
0
8
7,921
1.1491
0.4379
0
8
Halfbath
44,133
0.2729
0.4982
0
5
36,072
0.2829
0.5074
0
5
7,921
0.2283
0.4530
0
3
Apartment
44,133
0.0178
0.1323
0
1
36,072
0.0172
0.1301
0
1
7,921
0.0187
0.1354
0
1
Building Class
A
44,133
0.0001
0
1
36,072
0.0002
0
1
7,921
0
0
-
B
44,133
0.0049
0
1
36,072
0.0053
0
1
7,921
0
0
-
BC
44,133
0.0046
0
1
36,072
0.0054
0
1
7,921
0.0010
0
1
C
44,133
0.3577
0
1
36,072
0.3530
0
1
7,921
0.3799
0
1
CD
44,133
0.1950
0
1
36,072
0.1946
0
1
7,921
0.1985
0
1
D
44,133
0.4377
0
1
36,072
0.4415
0
1
7,921
0.4189
0
1
Stories
1 Stry
44,133
0.5413
0
1
36,072
0.5605
0
1
7,921
0.3784
0
1
1 1/2 Stry
44,133
0.2211
0
1
36,072
0.2182
0
1
7,921
0.2370
0
1
2 Stry
44,133
0.1892
0
1
36,072
0.1721
0
1
7,921
0.2654
0
1
Bi/Tri Level
44,133
0.0339
0
1
36,072
0.0348
0
1
7,921
0.0304
0
1
Other
44,133
0.0144
0
1
36,072
0.0143
0
1
7,921
0.0888
1
Heat
Forced Air
44,133
0.7736
0
1
36,072
0.7628
0
1
7,921
0.8325
0
1
Forced Heat & Cool
44,133
0.1505
0
1
36,072
0.1605
0
1
7,921
0.1014
0
1
Wall/Floor Furnace
44,133
0.0261
0
1
36,072
0.0274
0
1
7,921
0.0203
0
1
Forced Hot Water
44,133
0.0215
0
1
36,072
0.0195
0
1
7,921
0.0304
0
1
Forced Air w/o Ducts
44,133
0.0154
0
1
36,072
0.0164
0
1
7,921
0.0042
0
1
Other
44,133
0.0131
0
1
36,072
0.0134
0
1
7,921
0
0
1
82
Table 4.2
:
(
)
All
Always Open
Ever Close
Variables
N
Mean
Std. Dev.
Min
Max
N
Mean
Std. Dev.
Min
Max
N
Mean
Std. Dev.
Min
Max
Seller Location
Owner Occupied
44,133
0.5160
0
1
36,072
0.5437
0
1
7,921
0.3936
0
1
In Lansing
44,133
0.1640
0
1
36,072
0.1534
0
1
7,921
0.2099
0
1
In Area
44,133
0.1077
0
1
36,072
0.1024
0
1
7,921
0.1295
0
1
In State
44,133
0.0736
0
1
36,072
0.0692
0
1
7,921
0.0941
0
1
Out State
44,133
0.1388
0
1
36,072
0.1312
0
1
7,921
0.1728
0
1
District
Lansing
44,133
0.9838
0
1
36,072
0.9815
0
1
7,921
1
1
1
Waverly
44,133
0.0007
0
1
36,072
0.0008
0
1
7,921
0
0
0
Holt
44,133
0.0093
0
1
36,072
0.0114
0
1
7,921
0
0
0
E. Lansing
44,133
0.0025
0
1
36,072
0.0030
0
1
7,921
0
0
0
Okemos
44,133
0.0038
0
1
36,072
0.0032
0
1
7,921
0
0
0
83
The descriptive statistics in
T
able 4.2 show
noteworthy
differences between properties
sold in always
-
open school
-
neighborhoods and those sold in ever
-
closed school
-
neighborhoods.
First, the housing stock in ever
-
close school
-
neighborhoods appears to be of
lower quality than
that in always
-
open school
-
neighborhoods. The average sale price of homes in an ever
-
close
d
school
-
neighborhoods is about $30,000 lower than in school
-
neighborhoods that have an always
-
open school. It appears as if schools in the Lansin
g School District were more likely to be closed
in school
-
neighborhoods with lower property value
s
.
Also,
ever
-
closed school
-
neighborhoods
have fewer owner
-
occupied sales by about 15 percentage points compared to sales in always
-
open school
-
neighborhoods.
Additionally, properties in ever
-
closed school
-
neighborhoods are on
average 15 years older than those in always
-
open school
-
neighborhoods. The lower sale price,
fewer owner
-
occupied sales, and higher property age seems to add to the picture of schools in t
he
Lansing School District being closed in less affluent parts of the community. Although the
evidence here is far from conclusive or causal these observations show a pattern of differences
between always
-
open and ever
-
close
d
school
-
neighborhoods. Which wa
y causality flows, or if
the apparent relationship is simply idiosyncratic, is unclear from this simple analysis.
Second, the distance to school is higher in always
-
open school
-
neighborhoods but has a
much higher standard deviation. This shows that the di
stance between parcel
i
to school property
k
have a different distribution in always
-
open and ever
-
closed school
-
neighborhoods
respectively. This observation justifies the inclusion of school
-
property distance measures in the
regression analysis presented
later in this chapter.
Third, none of the parcels in the ever
-
close
d
school
-
neighborhoods are in districts other
than the Lansing School District. While this may simply be a geographic coincidence, it is also
84
possible that the Lansing School District has intentionally avoided closing schools near their
border to better com
pete in the local education market.
Independent Policy Variable (School Closure)
Now, I turn to a more detailed examination of the independent policy variable of interest,
school closure. My sample includes 37 school
-
neighborhoods, 12 of which have a clos
ed school
and 25 of which remain open throughout the sample period. Table 4.3 displays when each school
in my sample was closed and describes what happened to the building after it was closed.
85
Table
4
.
3
:
Lansing School Closures
Name
Year Closed
Use after closure Notes
Allen
2005
Reused as a tech company. Maintains
positive relationship with
neighborhood.
Maple Grove
2005
Vacant and in particularly bad
condition. Purchased in 2012 by a
Church, sold bad to the bank, then
resold to a different church in 2018.
Verlinden
2005
Repurposed as a day care in 2007.
Walnut
2005
Reused as a tech company in 2006.
Hill
Center
2005
Leased to Lansing Police
Department.
Grand River
2009
Sold to CACS Headstart in 2017
Moores Park
2009
Purchased by tech company in 2014.
Woodcreek
2011
Remains in use by the LSD as a
blended online program center.
Bingham
2012
Sold to Sparrow Health Systems in
2012. Demolished and replaced with
the Herbert Herman Cancer Center
and a parking garage.
C.W. Otto
2012
Still owned by the LSD but remains
vacant.
Elmhurst
2012
Repurposed by LSD as a community
learning
center.
Wainwright
2012
Converted by the LSD into special
education offices.
Five closures occurred in 2005, two in 2009, one in 2011, and four in 2012. After the
schools were closed, they had varying levels of reuse. While some were immediately purchased,
and reused others were left vacant for the entire duration. Even within the
been vacant since its closure in 2012, but the building has been maintained meticulously by the
Lansing School District. Although the pr
operty is
not used
, it is not blighted (e.g., no broken
windows, the roof and boiler are still functional). At the other end of the spectrum, although
86
Maple Grove School has changed hands several times since its closure, it has been completely
vacant since
2005 and is in very bad condition: windows are broken and boarded up; the grounds
are full of weeds unkept and unmown; the roof and ceiling have serious structural damage.
Virtually every aspect of the school has been vandalized or is in a state of disrep
air. Still the
While there have been several community efforts, led by churches, to renovate and revitalize the
property, the financial resources necessary to carr
y it out has never materialized.
Repurposed properties also differ significantly in their use. For example, Verlinden was
closed in 2005, left vacant for two years, and then repurposed as a day care. Despite being
repurposed, the building still maintained
its basic social purpose: caring for children. While the
building changed owners, and was no longer public, the change in it use likely caused little
disruption to the neighborhood. By contrast, Bingham School once provided neighbors with a
baseball diamo
nd, playground, and community garden. However, after the building was closed
and sold to Sparrow Health System in 2012, it was demolished and replaced by a towering
parking garage.
While the data do not provide enough power to disentangle the relationship
between school reuse and property values, the qualitative work presented in chapter five provides
a description of how vacancy and reuse is experienced by neighborhood residents.
Geography of Closure
Figure
4.1 shows the geography of always
-
open schools,
ever
-
closed schools, school
-
-
-
close
d
schools. Colored area represents distinct school
-
neighborhoods. Gray area represents
87
parcels in the city of Lansing that either did not sell during
the
sample
period
or are not
residential properties.
88
Figure
4
.
1
:
Lansing Closure and School
-
Neighborhood Map
89
A few points in
F
igure
4.1 are worthy of note. First,
school closures are
clustered around the central business district. In comparison, relatively few schools were closed
in
south Lansing. It also appears that schools were often closed in areas where another school is
somewhat close. In fact, only three closed schools are closer to another closed school than they
are to an open school.
Dependent Variable (Sale Price)
Figure
4.
2
shows the average price of housing sales in Lansing between 2002 and 2017
for properties in always
-
open and ever
-
close
d
school
-
neighborhoods as well as for the full
sample. The Great Recession had an outsized impact on the Lansing housing market. Both
always
-
open and ever
-
close
d
school
-
neighborhoods experienced a serious decline in average
housing sale during the Great Recession. Although housing values have increase since the end of
the Great Recession, gains have been very limited and remain about 35% lower than they were in
20
04 (the peak of home value in the sample).
90
Figure
4
.
2
:
Average Sale Price by Closure
(2018 dollars)
Schools closed in four different years, 2001, 2005, 2009, and 2012 making it difficult to
see if there
i
s
any relationship between school closure and average housing value in
F
igure 4.
2
.
To examine the relationship between school closure and housing value, I recenter the data for
ever
-
close
d
school
-
neighborhoods based on time
t
where
t
is the number of years t
ill the school
-
neighborhood experiences a school closure and then how many years have elapsed since a school
closure has taken place. The year of school closure is zero. Figure 4.
3
shows average price over
t
.
$45,000
$55,000
$65,000
$75,000
$85,000
$95,000
$105,000
$115,000
$125,000
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
Never Closed School-Neighborhoods
Ever Closed School-Neighborhoods
Full Sample
91
Figure
4
.
3
:
Average Sale Price Before and After School Closure
(2018 dollars)
In the four years proceeding school closure and the closure year itself average housing
value was
roughly
stable. In the five years after school closure,
average housing value declined
by 24%.
F
igure 4.
3
suggests
a decline in housing values following
a neighborhood
school
closure
,
but c
orrelation is not causation
.
Importantly, five of the school closures in the sample
were shuttered in 2005. The Great Reces
sion, which dramatically reduced housing values for
ever
-
close
d
and always
-
open school
-
neighborhoods alike likely obscures the true relationship
between closure and housing value. More rigorous methods are needed to investigate this
relationship.
Regression Results
I present
multiple
regression
models
.
M
odel
s
1
through
4
estimate the average treatment
effect (ATE) of
school closure
on
housing value. These
four
models display how the inclusion
and exclusion of school
-
neighborhood and year fixed eff
ects
as well as the specification of the
dependent variable as a log transformation
influence the interpretation of the variable of
$55,000
$60,000
$65,000
$70,000
$75,000
$80,000
-4
-3
-2
-1
0
1
2
3
4
5
Years Since School Closure
92
interest
school closure.
16
Model 1, 3, and 5 are additive models. Models 2, 4, and 6 are log
models. The log transformation
of the dependent variable is appropriate when the good being
capitalized cannot be easily restocked producing non
-
linear distribution of prices
such as the case
of housing markets
(Sopranzetti, 2015)
.
M
odel
5 and 6
replicate
s
M
odel
s 3 and 4 re
spectively
but
breaks out the closure variable by school allowing it to vary for each individual closure.
Table 4.4 displays the covariates included in each of the three regression results displayed in
T
able 4.5
and Table 4.6
.
All models, 1 through 6, use cluster
-
robust standard errors at the level
of treatment
the school
-
neighborhood group.
Table
4
.
4
:
Model Specification
Neighborhood and Year
Fixed Effects
Log
Model
Heterogeneous Treatment
Effect
Model 1
Model 2
ˇ/
Model 3
ˇ/
Model 4
ˇ/
ˇ/
Model 5
ˇ/
ˇ/
Model 6
ˇ/
ˇ/
ˇ/
Table 4.5 displays
M
o
dels 1
,
2
, 3 and 4
. The dependent variable in each model is the
price of residential parcel
i
in time
t
in school
-
neighborhood
k
. The policy variable of interest is
Close
indicating if parcel
i
was sold in a school neighborhood
k
at a time
t
when the school
property was clo
sed. The following sections interpret the coefficients of important variables as
they change over the three models.
16
Model parsimony was a factor when considering the inclusion or exclusion of individual variables For example,
the inclusion of a month fixed effect to combat potential seasonali
ty in housing sales was considered, but ultimately
removed from the final models because its inclusion failed to meaningfully change other point estimates or change
the adjusted R squared value.
93
Table
4
.
5
:
Model
1, 2, 3, and 4 Regression Results
Model 1
Model 2
Model 3
Model 4
y = sale price
y = log(sale
price)
y = sale price
y = log(sale price)
Coef.
SE
Coef.
SE
Coef.
SE
Coef.
SE
Close
-
21022.9
***
(4910.4)
-
0.310
**
(0.100)
-
5991.5
(3473.8)
-
0.138
**
(0.0466)
SchDist
-
5.971
*
(2.478)
-
0.000134
**
(0.0000418)
-
8.028
**
(2.901)
-
0.000170
***
(0.0000467)
CloseXSchDist
13.42
*
(5.337)
0.000156
*
(0.0000639)
13.40
*
(4.967)
0.000174
*
(0.0000648)
CloseYears
-
825.8
(434.6)
-
0.0220
*
(0.00998)
713.8
(458.1)
-
0.00440
(0.00384)
CBDDist
-
1.165
(0.716)
0.000000775
(0.00000946)
2.393
(1.925)
0.0000678
*
(0.0000319)
Property Characteristics
EffAge
-
511.4
***
(69.37)
-
0.00653
***
(0.000897)
-
357.8
***
(42.81)
-
0.00450
***
(0.000550)
FloorArea
12.39
**
(3.963)
0.000180
***
(0.0000456)
13.73
**
(3.900)
0.000205
***
(0.0000486)
TotalAcres
9555.0
***
(1758.3)
0.0627
**
(0.0181)
10057.2
***
(1867.7)
0.0759
***
(0.0205)
GarageArea
17.52
***
(2.502)
0.000283
***
(0.0000329)
18.96
***
(2.065)
0.000310
***
(0.0000241)
BasementArea
15.28
***
(1.606)
0.000241
***
(0.0000232)
15.28
***
(1.291)
0.000243
***
(0.0000185)
Fireplace
10508.7
***
(1405.9)
0.119
***
(0.0178)
8195.9
***
(1256.7)
0.0873
***
(0.0163)
Fullbath
6153.3
**
(2126.5)
0.0371
(0.0283)
4756.1
*
(1992.8)
0.0214
(0.0258)
Halfbath
4270.9
**
(1445.2)
0.0144
(0.0172)
3658.6
***
(981.7)
0.0158
(0.0125)
Apartment
-
15776.2
(9812.2)
-
0.150
(0.133)
-
13303.8
(9522.6)
-
0.102
(0.112)
Building Class
A
0
(.)
0
(.)
0
(.)
0
(.)
B
-
34138.4
(55601.4)
0.305
(0.422)
-
35935.0
(50639.7)
0.235
(0.367)
BC
-
62402.7
(50141.8)
0.150
(0.439)
-
71387.5
(44967.7)
0.00235
(0.384)
C
-
94232.2
(56780.5)
0.0328
(0.464)
-
101269.7
(52431.1)
-
0.128
(0.413)
CD
-
106216.3
(56322.3)
-
0.124
(0.461)
-
107809.5
*
(52253.5)
-
0.209
(0.413)
D
-
108205.8
(56374.7)
-
0.177
(0.461)
-
113623.7
*
(52155.6)
-
0.310
(0.414)
Stories
1 Stry
0
(.)
0
(.)
0
(.)
0
(.)
1 1/2 Stry
3916.6
**
(1101.9)
0.0437
*
(0.0170)
2577.0
**
(887.3)
0.0230
(0.0139)
2 Stry
2404.5
(2643.2)
0.0292
(0.0407)
1222.3
(2008.5)
0.0180
(0.0291)
Bi/Tri Level
9173.0
*
(4056.1)
0.148
**
(0.0520)
10642.7
**
(3158.6)
0.174
***
(0.0385)
Other
9482.0
(26896.8)
-
0.193
(0.268)
7927.2
(24264.3)
-
0.209
(0.248)
Heat
Forced Air
0
(.)
0
(.)
0
(.)
0
(.)
Forced Heat &
Cool
3695.7
(2629.7)
0.0409
(0.0327)
4758.0
*
(2158.4)
0.0671
*
(0.0283)
Wall/Floor
Furnace
27.00
(1592.9)
-
0.0469
(0.0309)
-
2317.1
*
(1127.7)
-
0.0804
**
(0.0232)
Forced Hot
Water
3678.0
(1983.0)
0.0471
(0.0326)
1632.3
(1955.9)
0.0165
(0.0263)
Forced Air w/o
Ducts
51908.7
*
(25225.3)
0.784
*
(0.312)
56643.6
**
(20357.1)
0.870
**
(0.268)
Other
-
2016.3
(2233.6)
-
0.0412
(0.0376)
-
3933.0
*
(1836.1)
-
0.0746
*
(0.0295)
Owner Occupied
0
(.)
0
(.)
0
(.)
0
(.)
Owner Location
In Lansing
-
13651.8
***
(1274.2)
-
0.244
***
(0.0176)
-
7834.7
***
(941.9)
-
0.157
***
(0.0133)
In Area
-
14451.4
***
(1212.2)
-
0.261
***
(0.0187)
-
8732.5
***
(831.9)
-
0.175
***
(0.0139)
In State
-
20844.5
***
(2005.0)
-
0.365
***
(0.0249)
-
11305.7
***
(1446.5)
-
0.218
***
(0.0169)
Out State
-
35273.5
***
(1043.5)
-
0.617
***
(0.0193)
-
24668.1
***
(649.4)
-
0.450
***
(0.0150)
School District
Lansing
0
(.)
0
(.)
0
(.)
0
(.)
Waverly
20633.3
***
(4399.7)
0.150
**
(0.0450)
26156.3
***
(2968.8)
0.183
***
(0.0352)
Holt
28227.5
***
(5305.4)
0.327
**
(0.0988)
28980.1
***
(4452.0)
0.333
***
(0.0838)
East Lansing
35832.8
***
(5369.5)
0.324
***
(0.0641)
24387.2
***
(5620.6)
0.125
(0.0639)
Okemos
90472.1
***
(12536.8)
1.339
***
(0.202)
93333.9
***
(13708.4)
1.392
***
(0.173)
Constant
192730.2
**
(55403.6)
11.28
***
(0.464)
184995.7
***
(49686.6)
11.17
***
(0.412)
Observations
43993
43993
43993
43993
Adjusted
R
2
0.402
0.334
0.468
0.412
94
Impact
of Closure
The interpretation of the
focus
variable,
Close
, changes over the
four
models
presented in
Table 4.5
. In
M
odel
1
, houses in neighborhoods
with
closed
schools
sold for nearly
$21,000 less
than those in
neighborhoods with an open school and was statistically significant at the 99.9%
confidence level.
Model 2, which replicates Model 1 but with a logarithmic dependent variable
indicates a 31% decline in housing value associated wi
th school closure.
These two models
are
traditional hedonic capitalization model
but do
not include the school
-
neighborhood fixed effect
nor the year fixed effect. Consequently,
Model 1 and 2 do
not employ the
TWFE
strategy and
thus should not be interpret
ed
to reflect causation
.
Model
3 and 4
in
T
able 4.5
include TWFE, which
permits plausibly causal interpretation
of the
estimate of closure on residential property values.
Model 3 shows that school closure
results in a
reduc
tion in
residential property sales by $5,99
1, but that this estimate is statistically
insignificant at the 95% confidence level. Model 4 replicates Model 3 but with a logarithmic
dependent variable. The transformation of this variable results in a estimate
s
that
can be read as
approximate percentage changes
for every unit change in the independent variable
.
17
Model 4
shows that housing value declines by about
14.8
% in neighborhoods with a school closure and is
significant at the 99% confidence interval.
The change in the significance between Model 3 and 4 can be accounted for
by the
characteristics
of a log structural hedonic pricing model. Unlike the linear addit
ive models
(Models 1, 3, and 5)
, a log price model allows the value of a variable to
change
proportionally
with other variables.
For example, in the additive models, one extra bathroom in a home with
17
To be read exactly as percentage changes the coefficients
in the log models need to be adjusted
where
b
is
the coefficient of interest
.
95
7,00 square feet of space is worth the same as one extra
bathroom in a house with 2,000 square
feet of space. Because of the logarithmic transformation of the dependent variable in Model 4,
each estimated coefficient is allowed to vary proportionally with the value of other variables.
Consequently, the use of a
log model as opposed to an additive model is not simply
a change in
units from the levels to percent change
(Sopranzetti, 2015)
. Rather, it changes the structure of the
estimated coefficients, in this case, resulting in a statistically signif
icant estimate of
Close
on
housing value.
Distance to School
The variable
SchDist
and its interaction with closure,
CloseXSchDist
, also have
interesting interpretations.
SchDist
is
distance in meters from school property
k
where
k
could be e
ither an open or closed school
building
. Across all
four
models
,
d
istance to
school
(
SchDist
)
is negative and statistically significant (at the 9
5
% significance level)
. Model 3
shows that
housing values decline
by
about $8 for every additional meter a house is away from a
school property.
Similarly, Model 4 housing value declines by 0.017% for every additional meter
further from a school property.
The implication here is that school properties have a positive
assoc
iation with property values that are physically close relative to those that are far away.
When
SchoDist
is interacted with closure,
CloseXSchDist
,
the coefficient is positive
implying that houses sold f
a
rther away from a closed school building sell
by
ab
out $13
less per
meter
in Model 3 and 0.017% per meter in Model 4
. Unlike the
Close
variable, the distance
closure interaction remains statistically significant across all three. This stability is reassuring.
While
Close
is a blunt
measure that treats the
impact of school closure on the values of homes
50
meters away
the same as
2
kilometers
away, the distance
-
closure interaction measures dosage of
the treatment.
96
Taken together, the interpretation of the closure variable along with the distance and
distanc
e closure interaction provide
a consistent and
intuitive
ly plausible
finding: the impact of
closure on housing value fades out the f
a
rther a house is away from the closed school. Figure 4.
4
shows the relationship between school closure and distance using t
he
Close
variable as the y
-
intercept
for
Model 3
.
Figure
4
.
4
:
School Closure Effect by Distance
Although the
ATE
of school closure
is not
precisely estimated
in Model 3
, the results suggest
that any
impact of closure might fall to zero for houses that are about 1.1 km away from the
closed school.
Closure Years
In Model 3, the
CloseYears
variable has a positive but statistically insignificant
coefficient. This implies that whatever ATE that might exis
t, however imprecisely measured,
may fadeout over time. If the
Close
and
CloseYears
estimates in Model 3
approximates
the true
effect of closure on property value, it implies that the closure effect fades out after about eight
and a half years. In contrast
, Model 4
, which uses a logarithmic dependent variable,
displays a
-$7,000
-$6,000
-$5,000
-$4,000
-$3,000
-$2,000
-$1,000
$0
$1,000
$2,000
$3,000
-
100
200
300
400
500
600
700
800
900
1,000
1,100
1,200
1,300
1,400
1,500
Meters
97
negative and statistically insignificant coefficient for the
CloseYears
variable indicating that the
closure effect may persist over time.
Regardless, the estimate of
CloseYears
in both
Model 3 and
4 are statistically insignificant and thus should not be taken as evidence that the closure effect
fades out over time. Rather, this hypothesis should be tested in future research.
Property Characteristics
In general, coefficients on the meas
ures of property quality go in expected directions. For
example, the coefficient on the effective age (
EffAge
) of the primary building on the property is
negative; for each additional year of a properties age, the sale price was reduced by about $357
in
M
o
del
3
and about 0.45% in Model 4
. Similarly, as the number of full bathrooms (
FullBaths
),
half bathrooms (Half
Baths
), fireplaces increase (
Fireplace
), so too does
sale price
(though not all of these estimates were statistically significant)
. Likew
ise, total floor area
(
FloorArea
), garage area (
GarageArea
), basement area (
BasementArea
), and acres (TotalAcres)
are
all positively
associated with housing values. Although the measurement of the
Apartment
variable is suboptimal,
18
the coefficient shows t
hat these properties are associated with lower
property values
.
The building class dummy variables also have a straightforward interpretation,
though with very limited statistical significance (likely due to the low amount of variation in the
sample).
Buil
ding class is a measure of the zoned density allowed by the city.
The lower the
18
One
distinctive characteristics of the Lansing housing market that sets it apart from many communities is the high
proportion of renters. Across Michigan, US
Census data show that about 71% of households live in an owner
-
occupied dwelling. In Lansing, only about 50% households live in an owner
-
occupied dwelling (American
Community Survey, 2017). Considering this context, the mean of Apartment appears too low. T
his is because there
is not a consistent measure of whether a building is a rental property or is owner occupied. Instead, I used the only
available option, which was a variable denoting whether the sold parcel had an apartment number in its address.
This
is why the less than 2% of the home
sales were apartments, but a full half of Lansing residents rent rather than
own.
Despite its flaws,
Apartment
was left in because it is the only measure available for whether the property is
primarily a rental property.
98
building class
, and consequently the higher the allowed residential density,
the lower the sale
price.
Unlike, the property quality covariates described above, there is no cle
ar interpretation of
the
Story
dummy variables. Compared to a single
-
story house, houses with an additional half
story get a $2,577 premium
in Model 3
, but two
-
story houses do not get a statistically significant
increase. Additionally, Bi
-
and Tri
-
level ho
uses get a large boost of about $10,642.
Interpretation of the
Heat
dummy variables is also somewhat perplexing. Compared to a
traditional forced air heating system, adding air conditioning is associated with more than $4,758
increase to housing value. Th
is makes sense since the addition of air condition to a home can be
quite expensive.
The only other
Heat
dummy variable to have statistical significance was the
Forced Air w/o Ducts
. That magnitude on this variable is suspiciously high at $56,643. Why this
type of heating is associated with a near doubling of property values is unknown. Interestingly,
this type of heating system is present in less than 1.5% of properties in the sample. In general,
heating and cooling systems without ducts offers some import
ant benefits as they are usually
quieter than a traditional duct
-
based furnace, allow for individual room heating and cooling, and
are less expensive to run. One, perhaps more probable interpretation, is that this variable is
correlated with unobserved var
iation in property quality.
Seller location
the
Lansing
area, in state, or out of state) are statistically significant across all
four
models and
follow a hierarchy: the furthe
r away the owner lives from the property, the lower the sale price.
I
offer
two
plausible
and nonexclusive explanations
for this interesting finding
. First, owners who
live f
a
rther away from the
ir
property may be willing to accept a lower sale price than those
who
99
live closer. Second, the owners
who
live f
a
rther away from the property may take worse care of
the property they are selling decreasing the quality of the property in ways that are unobse
rved.
In this case, the
Seller Location
variables would capture unobserved variation in property
quality. Regardless, the data and identification in this study
do not permit us to clearly
distinguish between these or other possible interpretations.
School
Districts
Less than 2% of sales in my sample were sold in a district other than the Lansing School
District. The districts of Waverly, Holt, and East Lansing border the Lansing School District.
S
everal
small areas within the municipal boundaries of
the
C
i
ty of Lansing
are not within the
catchment area of the LSD but rather suburban districts.
The
C
that are not geographically connected to the main city.
Only one of these islands, an island in
Okemos, contain residential prop
erties that have recorded sales between 2002 and 2017.
Properties sold outside of the Lansing School District experienced a statistically
significant premium over the properties in the Lansing School District. Additionally, the range of
estimates across the three models is relatively consistent: the greater th
e socioeconomic status of
the suburb the higher the premium. Neither the magnitude nor statistical significance of
coefficients changes enough to invalidate the inference of closure if properties outside the
Lansing School District are removed from the sam
ple. For this reason, these observations were
left in the sample along with the district dummy variables.
Heterogeneous Closure Impacts
Model 1, 2, 3, and 4 estimate the ATE of school closure on property values.
One distinct
possibility is that some unkno
wn and unobserved phenomen
on
moderates the relationship
between school closure and housing values. If this were the case, school closure might have a
100
large impact in one
some neighborhoods
but little to none in
others
. In other words, school
closure
may
ha
ve a heterogenous impact on neighborhood housing value. To explore this
possibility, I replicate
Model
3 and 4
in Model 5 and 6 respectively allowing the treatment to
vary for each school closure
. Instead of grouping all closures together to
estimate
the
A
TE,
I
allow the effect to vary across schools by interacting closure with the school
-
neighborhood.
Model
5 and 6
, in
T
able 4.6
allows
each school closure
to have its own separately estimated
impact on property values.
Table
4
.
6
:
Model
5 and 6
R
egression Results
Model 5
Model 6
y = sale price
y = log(sale price)
Coef.
SE
Coef.
SE
School Closures
Allen
1780.8
(3389.1)
-
0.0975
*
(0.0403)
Grand River
-
262.2
(2906.4)
-
0.250
***
(0.0391)
Bingham
-
342.6
(2567.0)
-
0.111
**
(0.0381)
Otto
-
4741.3
(3046.2)
-
0.201
***
(0.0452)
Elmhurst
-
11478.9
**
(3424.1)
-
0.0511
(0.0489)
Maple Grove
-
11131.0
**
(3557.8)
-
0.0968
*
(0.0441)
Moores Park
-
5740.1
(3546.6)
-
0.126
*
(0.0480)
Verlinden
-
15407.1
***
(3398.3)
-
0.139
**
(0.0396)
Wainwright
-
10325.0
**
(2914.7)
-
0.174
***
(0.0424)
Walnut
-
5051.6
(2967.3)
-
0.0993
**
(0.0353)
Hill
-
11235.7
**
(3399.3)
-
0.0321
(0.0496)
Woodcreek
-
12548.8
***
(2964.7)
-
0.0868
(0.0473)
SchDist
-
8.233
**
(2.888)
-
0.000167
**
(0.0000473)
CloseXSchDist
14.91
**
(5.130)
0.000154
*
(0.0000677)
CloseYears
596.6
(367.0)
-
0.00411
(0.00449)
Property Characteristics
CBDDist
2.444
(1.921)
0.0000675
*
(0.0000318)
EffAge
-
356.5
***
(42.81)
-
0.00451
***
(0.000550)
FloorArea
13.73
**
(3.901)
0.000205
***
(0.0000485)
TotalAcres
10043.8
***
(1853.8)
0.0761
***
(0.0207)
GarageArea
18.95
***
(2.055)
0.000311
***
(0.0000241)
BasementArea
15.26
***
(1.291)
0.000243
***
(0.0000185)
Fireplace
8184.4
***
(1253.4)
0.0873
***
(0.0163)
Fullbath
4808.8
*
(1984.6)
0.0207
(0.0259)
Halfbath
3678.9
***
(979.8)
0.0156
(0.0124)
Apartment
-
13399.2
(9553.4)
-
0.101
(0.112)
101
Table
4
.
6
:
(
)
Model 5
Model 6
y = sale price
y = log(sale price)
Coef.
SE
Coef.
SE
Building Class
A
0
(.)
0
(.)
B
-
36159.8
(50584.1)
0.237
(0.367)
BC
-
71674.1
(44894.0)
0.00538
(0.385)
C
-
101542.7
(52361.1)
-
0.125
(0.414)
CD
-
108061.6
*
(52186.8)
-
0.206
(0.414)
D
-
113895.5
*
(52087.9)
-
0.307
(0.414)
Stories
1 Stry
0
(.)
0
(.)
1 1/2 Stry
2519.2
**
(891.3)
0.0230
(0.0139)
2 Stry
1220.5
(2006.7)
0.0177
(0.0291)
Bi/Tri Level
10616.4
**
(3159.7)
0.175
***
(0.0385)
Other
8117.7
(24279.9)
-
0.211
(0.247)
Heat
Forced Air
0
(.)
0
(.)
Forced Heat & Cool
4801.2
*
(2153.3)
0.0671
*
(0.0283)
Wall/Floor Furnace
-
2433.1
*
(1130.2)
-
0.0805
**
(0.0233)
Forced Hot Water
1559.2
(1942.4)
0.0155
(0.0265)
Forced Air w/o Ducts
56737.8
**
(20359.7)
0.869
**
(0.268)
Other
-
4015.7
*
(1819.9)
-
0.0758
*
(0.0291)
Owner Location
Owner
Occupied
0
(.)
0
(.)
In Lansing
-
7788.3
***
(939.1)
-
0.158
***
(0.0133)
In Area
-
8619.3
***
(832.5)
-
0.175
***
(0.0139)
In State
-
11292.2
***
(1439.7)
-
0.218
***
(0.0168)
Out State
-
24595.3
***
(651.9)
-
0.450
***
(0.0151)
School District
Lansing
0
(.)
0
(.)
Waverly
26161.3
***
(2959.2)
0.182
***
(0.0353)
Holt
29118.3
***
(4457.4)
0.331
***
(0.0838)
East Lansing
24478.9
***
(5591.0)
0.124
(0.0644)
Okemos
93834.2
***
(13649.3)
1.385
***
(0.174)
Constant
185073.9
***
(49630.3)
11.17
***
(0.412)
Observations
43993
43993
Adjusted
R
2
0.469
0.413
Of the twelve school closures in the sample,
Model 5 shows that
six were statistically
significant and negative, five were statistical insignificant and negative, and only one was
statistically insignificant and positive.
Additionally, the statistically significant coefficients show
large penalties to school closures
of more than $10,000 per property.
Model 6 shows all are
negative with nine statistically significant.
These results provide additional evidence of a
negative relationship between school closure and housing values. They also suggest that this
relationship
is heterogeneous in nature and that some other unobserved phenomenon may be
moderating the relationship between closure and housing value. Figure 4.
5
shows the
estimated
102
coefficient
and
the standard errors
from Model 6
for each individual school closure ef
fect
. G
reen
squares represent statistically significant results with red squares representing statistically
insignificant results.
Figure
4
.
5
:
Model
6
Effect and Standard Deviation by Closed School
Limitat
ions of Two
-
Way Fixed Effect Identification
The TWFE strategy is a common method to
remove
both group and time invariant
confounders.
This strategy, however, is subject to assumptions that, if not met, can lead to bias in
the estimate
and
invalidate casual inference.
To understand the inherent limitations of TWFE, it
with the estimator.
TWFE
model are a common alternative to the classic difference
-
in
-
differences estimation strategy when
the timing of the treatment varies.
E
ssentially
, a TWFE is
estimating all possible DID and then
using a weighting average based on gro
up size and treatment variance to estimate an ATE. In the
simplest case where there are two periods, the DID and TWFE estimators are equivalent. If the
TWFE includes more than two time
-
periods,
however,
the TWFE estimator is
not equivalent to
DID
(Kropko & Kubinec, 2020)
. The key assumption in the DID framework is that the treated
-35%
-30%
-25%
-20%
-15%
-10%
-5%
0%
5%
Hill
Elmhurst
Woodcreek
Maple Grove
Allen
Walnut
Bingham
Moores Park
Verlinden
Wainwright
Otto
Grand River
103
and control groups have common pre
-
treatment trends. The T
WFE relies on a similar but slightly
less restrictive variance weighted common trends assumption
(Cunningham, 2021)
.
The TWFE also relies on a
n assumption that the treatment effect does not vary over time.
If there is a heterogeneous treatment effect over time, the TWFE will likely be biased. Moreover,
accounting for a heterogeneous treatment effect is not possible within the standard TWFE
desig
n.
This
poses a
serious problem in the school closure context.
For example, if a school was
closed and then became vacant it may drag down home prices more over time. The change in the
treatment effect overtime could vary with the upkeep of the property. A
lternatively, if a school
closed, but was then reused in a way that
benefited the community the positive impact of closure
could increase over time as residents become more familiar with the new neighborhood asset.
Theoretically, there are many avenue
s
by
which the school closure effect could vary over time
and thus many reasons to be skeptical that the TWFE
strategy estimates an unbiased ATE of
closure on housing value.
Discussion
Descriptive statistics show
that the value of homes in
neighborhoods where schools
closed are substantially below those where the neighborhood school remained open.
To
disentangle the
causal impact of school closure on housing values
, I employed a
TWFE
strategy
within a hedonic capitalization framework. Model
3 shows that housing value is about $6,000
lower in school
-
neighborhoods with a closure than in those where the school is still open but is
statistically insignificant at the 95% confidence level (though
it is
significant at the 90%
confidence
level
).
Mode
l 4 shows that residential housing value is about 14.8% lower in
neighborhoods where a school has closed than in neighborhoods where no closure took place.
While
these results suggest a negative relationship between school closure and housing value
,
the
104
re
lationship
may be heterogeneous and/or moderated by some unobserved phenomenon.
This
interpretation is reinforced by the results
of
Model
s 5 and 6
, which estimates the effect of each
school closure individually
. While half of the school closures have stati
stically insignificant
coefficients
in Model 5
,
all but one of these is negative. Additionally, half of the school closings
estimated in
M
odel
5
show a strong and statistically significant penalty on housing values after a
school is closed.
T
he results presented in this chapter
are broadly
consistent with the hypothesis that
school closure negatively impacts housing value. Considering these findings in light of the
conceptual model presented in
F
igure 3.1, we now have evidence of some relation
ship between
closure and neighborhood vitality, but do not yet understand how this relationship is propagated.
Qualitative inquiry, presented in chapter 5, helps explore the mechanisms behind school
105
Chapter 5:
Qualitative
Results
Understanding what school closure means to local residents is the puzzle at the heart of
this chapter. While the education policy issues surrounding school closure have been examined
at length in the extant literature (and discussed in chapter two
), less work has studied how school
closure intersects with the public good
(e.g. Green, 2013; Jaquelyn Oncescu & Giles, 2014)
.
This
dissertation looks to reframe school
s as social infrastructure that have community consequences
beyond education.
To neighborhoods, school closure represents two major changes. First, closure is often
the loss of a place
-
based anchor institution in
a neighborhood making the development of social
capital more difficult as the venue and connective tissue necessary for those interactions is
removed
(Clopton & Finch, 2011; Klinenberg, 2018)
. Second, closure is followed by the whether
and how the school property is reuse
d or redeveloped. The practical policy problem of school
reuse is perhaps best summarized by one of the study participants:
S
and what are the options? Because they were built to b
How do we do this? How do we not make things
worse in neighborhoods?
Neighborhood schools, especially elementary schools, were often built in the heart of the
neighborhood. Unlike other social instit
utions, which are often separated from residential spaces
(e.g., courthouses, libraries, businesses), local schools are more intimate because of their
physical proximity. Their location also creates serious problems for reuse. What is the right use
of an i
ndustrial
-
sized building in a residential neighborhood? Moreover, this public policy
problem continues long after the school board has seceded control of the property.
106
To disentangle the community consequences of school closure, I explore
how
the
closure
and reuse
of two elementary schools
unfolded
Elm and Brook
neighborhoods
.
While both neighborhoods have unique contexts, each experienced and reacted to school closure
in somewhat similar ways. The remainder of this chapter outlines the experi
ence of residents
before school closure, after school closure, and after the school
-
property has been reused
covering about 15 years of local history. While these experiences of school closure and reuse are
by no means universal, they frame a conceptual pa
th by which residents may experience school
closure over the long
-
term given the conditions of their neighborhood.
By considering the
perspective of neighborhood residents, with a deep connection to place and a long
-
time horizon,
different policy implicati
ons of school closure begin to emerge. Hopefully, the inclusion of these
perspectives and a better understanding of how closure functions will help school districts, city
governments, and businesses become better neighbors.
Figure 5.
1
displays a chronolog
y of uses of the two school
-
properties under study. While
they do share some similarities, the length of time for each use/non
-
use as well as the ways each
property were reused differ. For instance, where the Elm school transitioned directly from a
neighbo
rhood school to vacancy, the Brook school transitioned from a neighborhood school to a
school serving primarily non
-
neighborhood residents, and then transitioned to vacancy.
Additionally, the Brook school
-
property was also retained by the Lansing School Di
strict for a
longer period of time being used as an ancillary facility (i.e.
,
primarily used for storage and
briefly as a warming station
for Lansing City police
). Though the Brook school was used as an
ancillary facility, residents described this as vacan
cy.
107
Figure
5
.
1
:
School Closure and Reuse Timeline
This research adds to the limited body of work on the impacts of school closure on local
communities (e.g.
Irwin &
Seasons, 2012; Kearns et al., 2009)
.
The consequences of school
closure are broader, deeper, and more long
-
term than is typically acknowledged. For
policymakers to make informed school closure decisions, it is important to understand
holistically how th
ese decisions impact both students and communities. The first step in
improving conditions for communities with closed schools is studying how residents experience
school closure and reuse.
This chapter is organized roughly chronologically. Before describ
ing school closure, I
present a portrait of Elm and Brook to provide readers with context. Next, I describe how
residents viewed the school and neighborhood before the school closure occurred. Then I show
how perceptions of the neighborhood changed after t
he school closed and how reuse of the
property further complicates the way school closure impacts neighborhoods. I end with brief
summary and discussion of the findings.
108
Neighborhood Portraits
The next two sections provide a portrait of the Elm and Broo
k neighborhoods. I describe
the borders of the neighborhood, the streetscape, the quality of the housing stock, the points of
interest (i.e., landmarks), as well as the school property itself. While I spent considerable time in
both neighborhoods, my knowl
edge of the Elm neighborhood is more complete because I lived
there for four years.
Elm
Elm is a rectangular neighborhood of about 90 acres of land spread across 24 blocks. The
borders of the neighborhood are defined on each side. A river defines both th
e northern and
eastern borders. Each has a bridge to connect the neighborhood with the rest of the city. The
southern border is defined by a large road with high traffic flow that splits two distinct residential
corridors. The western border is less tangib
le and has more to do with social geography than
socioeconomically advantaged residents outside the neighborhood, from somewhat higher
socioeconomic residents in the ne
ighborhood. Socioeconomic status here is relative. In fact, the
Elm neighborhood has quite low measures of socioeconomic status relative to the nation or
Michigan (e.g., race, income, educational attainment, and rental).
In the summer, the streets and sid
ewalks of Elm are shaded by large, mostly deciduous
trees that line the streets. Many of the sidewalks have cracks with expanding roots of the mature
trees. Some lawns are mowed like clockwork others grow long with weeds throughout the
summer. In front of
trash carts are to be removed from the curb after collection. Similarly, cars often are parked on
109
the street, regardless of season, often out of an apparent lack of parking desp
parking ban.
The housing stock in the Elm neighborhood is decidedly mixed. Architecture in the
neighborhood varies between large beautiful early 20
th
century single family homes, many of
which have been retroactively converted into d
uplexes or triplexes, to smaller uninspiring homes
constructed in the latter half of the century. Most of the houses are two stories, but several one
-
and three
-
story houses are sprinkled in as well. In Elm, it is not uncommon to see a house that
has recen
tly been renovated across the street from a house that is visibly neglected. Most
property parcels in the neighborhood are long, thin, and small (almost universally under a quarter
acre). Very few houses have a garage, but many share a driveway to parking
in the backyard
with their neighbor. Some of these driveways have disintegrated to dirt but other are well kept
and a few look to have recently poured asphalt. Shared driveways are mostly a product of the
density of the neighborhood with houses that are of
ten quite close together, many
spread
no
wider than the shared driveway itself. Yet, this density is artificially punctuated by suspiciously
vacant plots of land where a blighted house had been demolished. While some of these vacant
plots are used by adjac
ent residents, others appear unkept and overgrown.
Points of interest primarily fall around the border of the Elm neighborhood with just a
few non
-
residential buildings falling inside the neighborhood. A dilapidated shopping plaza
including coin laundry, an auto shop, and a small grocery store, sits on Elm
(though the grocery store was closed and has remained vacant for about the last five years).
Across the street from the shopping plaza is an independent fast
-
food restaurant, that despite its
somewhat rough appearance almost always has a
line of cars coming out of the drive through and
-
in
-
the
-
wall
110
bodega, a rundown liquor store plastered with advertisements for cheap alcohol, and a now
-
vacant pot shop. The e
astern border has several formerly residential properties that have been
converted into offices for law firm
s
, political consultant and an interest group
s
. A prominent
music shop sits on the north
-
eastern edge of the neighborhood with visitors from the
nei
ghborhood and around the city. Across the east river, there is a commercial center that has
seen significant development in the last twenty years with independent restaurants, boutiques,
and breweries. The commercial center is a five
-
or ten
-
minute walk fr
om middle of the Elm
neighborhood. The Elm
elementary
school lies in the middle of the neighborhood across the
street from a large church whose parishioners typically come from outside the neighborhood.
The central location of the Elm school provided its
neighbors with
the only real public
land
in the neighborhood. The two
-
story brick school
has
impressive architectural structures, and
evoke a sense of history, which is fitting since the Elm school was first constructed in
the
and expanded in the 19
(MacLean & Whitford, 2003)
.
Brook
The Brook
neighborhood covers about 230 acres over 60 blocks. The neighborhood is
rectangular except for its northern border which follows an irregular curve with the river. The
remaining eastern, southern, and western borders are comprised of high traffic streets t
hat
separate the Brook neighborhood from other residential and commercial areas. Centrally located
in the neighborhood, the Brook park spans about a third the length of the neighborhood and is
centered along the northern border.
Tall trees hang over the s
treets and sidewalks throughout the neighborhood. Speed bumps
mark the entrance on the eastern, southern, and western sides along with accompanying signs.
The neighborhood association has also erected several signs of their own throughout the
111
neighborhood.
One central sign welcomes people to the Brook neighborhood. Another sign
points the direction of points of interest from the community garden. The frontage of most
houses is well kept, and flower gardens are common.
The housing stock in the Brook neighbo
rhood is newer, less dense, and in better
condition than the Elm neighborhood. There are a mix of single and two storied houses almost
entirely constructed in the second half of the 20
th
century. Houses have larger parcels than in the
Elm neighborhood and
thus have more space between the structures. Shared driveways are
uncommon, and houses have considerable space between them. That space is often filled with
trees or other greenery. Although several houses are multiple
-
family dwellings, the vast majority
a
re single
-
family occupied. Houses along the periphery of the neighborhood tend to be smaller
and in worse condition. In contrast, houses that are proximal to the Brook park are generally
better kept than those towards the south of the neighborhood. Only a
handful of properties are in
noticeable disrepair and none are visibly vacant or derelict. Single car garages are common, most
of which are tucked away behind the house of in an alley. Though the neighborhood has several
alleys, they are not used for garba
ge collection.
Brook has many community institutions spread throughout the neighborhood as well as
access to a nearby commercial district. Perhaps the most important social space is the central
Brook park, which anchors the neighborhood and is surrounded
by other public assets. The park
has many trees, a sledding hill for the winter, access to fishing, a playground, basketball courts,
and a small soccer field. Bordering the Brook park and sandwiched between the river to the north
and the Brook school
-
build
ing to the south is a public swimming pool with a long history in the
which includes an attached parochial school. The western border of the neighborhood had a
112
co
mmunity
-
oriented charter school. Unlike many charter schools, the charter school in Brook
was regularly engaged with the community, especially with Black residents (though this charter
school has closed recently). The Brook neighborhood also boasts a commu
nity run youth art
studio, which provides students with afterschool enrichment activities. In fact, the art studio
exists as an outgrowth of a program that the Brook school had helped incubate. The Brook
neighborhood is also close to a new commercial distr
ict that has developed in the last ten years.
This district has trendy, casual eateries, second
-
hand boutiques, and commercial space.
The single
-
story Brook School sits atop a picturesque bluff overlooking the central park.
Brook
elementary
school was ori
ginally constructed around 1905 with a second story added in
the next decade. The original building was replaced by the current structure in the mid
-
(MacLean & Whitford, 2003)
updated
2
architecture is unremarkable, its
setting is appealing. The school is nestled amongst trees with a view of the river, the park
, and
the public pool.
The Brook school has a small parking lot directly adjacent. This is important because the
next closest public parking lot is at the other end of the park, a quarter of a mile away. The pool,
which sits next to the school has no indep
endent parking lot since it was built before it was
common for residents to have cars (circa 1920). Until the school closed, the parking lot was used
by residents to access the pool and the park. Additionally, the parking lot was accessible from
both the n
orth and the south. This was important because it acted as a small road between two
streets in the Brook neighborhood. Without this parking lot road, residents would need to drive
all the way to the eastern border of the neighborhood to access the north
-
ea
stern most corner of
the neighborhood.
113
Before Closure
Schools are both place of formal education and places of informal social interaction that
bind communities together. The Elm and Brook
elementary
schools played an important role in
fostering social coh
esion in their respective neighborhoods before they closed. Understanding
what functions they played before closure is important in understanding how closure might have
changed that relationship. This section outlines how residents perceived their neighbor
hood
schools as sites of student learning and non
-
educational community amenities.
School Quality
Both parent and non
-
parent interview participants had opinions about the quality
of the
former Elm and Brook
neighborhood schools before they closed. One me
mory shared by a
loved it [the school]; the neighborhood loved it
this way, participants often talked about the quality of the school under the condition that it
served disadvantaged students or focused on the non
-
academic positive aspects of the institution.
In many wa
contrast to outlying suburban communities with whiter, wealthier, and more academically
accomplished schools.
One resident described Lansing in contrast to other suburban distr
icts:
is just mixed neighborhoods
One of the way
this comparative understanding of school quality manifests was
through discussions about
interdistrict school choice.
One resident described the personal pressure they experience to use
school choice:
114
just have a very strong deep
conviction to be a part of the public
-
school system.
And I think the Lansing school district faces a lot of challenges, in part, because
an urban school district without s
being rough or academically not on top of things.
For this resident, they experienced both external pressures to exit
due to perceived inferiority of
LSD schools as compared to neighboring districts as well
as
internal
desire
to stay
to support the
community
staying in the Lansing School District
was not that it was that it was academically superior. Rather, they made an argument about the
impact of collective disinvestment on the district.
Her assessment of the academic quality of the
school district was les
s important than
its
role in the community.
Other participants talked about the reason for sending their child(ren) out of the districts.
Occasionally, when residents talked about school choice, the topic of race was just beneath the
surface. For instance
, one elderly white resident focused on the disciplinary aspects of the Brook
] schools
[
In other
parts of the interview, the respondent brought up issues of discipline and safety that made the
school the wrong fit for her children. In this exampl
e, the white parent had a rationale for exiting
115
-
parents
alike did not se
em particularly concerned with the academic quality of their neighborhood
school. Instead, school quality was largely discussed in terms of the social and behavioral
characteristics of students. In fact, residents rarely brought up test scores or other
the Elm and
Brook
s
chool
s
and suburban alternatives in terms of the socioeconomic characteristics of their students
and perceptions of where their own children best fit in.
Social Infrastr
ucture
While residents had mixed feelings about the educational quality of their neighborhood
schools, residents in both Elm and Brook valued those schools as neighborhood assets, or as one
is positive orientation towards
the former school was present even when participants chose to send their children to schools
outside of the neighborhood or district. Residents talked about how the school helped to foster
social capital and community identi
ty. This physical infrastructure created a space for residents
to interact and added value to the community as a venue for social interaction. While
relationships developed in and around the school did not necessarily lead to close friendships,
many reside
nts noted how the school enhanced neighborhood relationships:
own
The school helped build a loose connection of parents as well. Another resident
reinforced this notion when
he
see adults I can remember, you see them at Meijer or somewhere. So
, it was kind of seemed like
Despite the looseness of the relationships, both Elm and Brook were able to
116
create a common familiarity among residents. Resident parents also talked about how the formal
educational institution connected them
to other families in the neighborhood:
At the elementary level, generally parents aren't moving their kids all around.
Kids are learning 1, 2, 3's.... When they're this age people are involved. you know
. There were just all kinds of
different programs.
Parents whose children once attended the neighborhood schools mentioned that it gave them
greater connection to other children in the neighborhood. One resident from the Elm
neighborhood said:
When you g
o to a PTA meeting in your neighborhood the people that are going to
that school live in your neighborhood and their kids are doing things like kicking
over porta
-
potties, but you know their mother and you can go knock on their door.
If you go to a school
[other than your neighborhood school]
you don't know who
that mother is or where she lives.
By having a loose connection with other parents in the neighborhood, adults could play a more
when the school closed. While
residents typically understood the relatively poor educational outcomes of each elementary
relative to those in the surrounding suburbs
, they were consistent in reporting that the school
stood as an anchor institution in their
neighborhood.
Other residents, especially those without children or whose children did not attend the
neighborhood school, emphasized the non
-
educational assets that the school property provided to
residents before closing. Prior to closure, the propertie
s had many non
-
academic uses. These uses
117
fall into four categories in the interview data: organized school activities, organized
neighborhood activities, organized school
-
neighborhood activities, and unorganized
neighborhood activities. These uses can be m
apped onto the conceptual framework outlined in
chapter three. Table 5.
1
lists uses of the schools, aside from formal instruction, identified by
study participants.
All of the uses described in Table 5.1 would eventually be eliminated from
the Elm and Broo
k schools after closure and reuse.
Table
5
.
1
:
Pre
-
closure School Uses
Educational
Service
Social
Infrastructure
Economic
Activity
Organized
school
activities
(PTO)
Yes
Yes
students
Yes
Yes
Yes
Yes
Yes
Yes
Organized
neighborhood
activities
Yes
Yes
Organized
school
-
neighborhood
activities
park
Yes
Yes
Yes
Unorganized
neighborhood
activities
field
Yes
Yes
neighborhood assets
Yes
Yes
Yes
property and architecture
Yes
Yes
118
One resident without children emphasized the physical assets of the school property.
It was a baseball diamond... We used to walk our dogs there [and] throw the
-
year
-
old oak
little spot that you could meet your neighborhoods and walk your dog and things
like that.
While the formal educational role connected neighborhood parents together, the physical public
space provided a venue that c
ould be enjoyed by all. Schools play an often underappreciated in
providing a venue for both organized and unorganized social interaction in neighborhoods.
The neighborhood school gave volunteering opportunities to parents, grandparents, and
residents wit
h and without children alike. In fact, volunteering came up in most resident
interviews. Before the schools closed, neighborhood groups volunteered to plant flowers, help
with field trips, put on school plays, teach after school art lessons, run food servi
ces, and more.
Because the topic of volunteering came up consistently, without it being a part of the interview
protocol, it is difficult to attribute these volunteering activities to virtue signaling of the
participants alone. Still, volunteering may have
come up so often because a large portion of the
resident participants were currently or formerly active members in their respective neighborhood
associations. In this way, volunteering was an activity by which the school acted as a social
bridge between p
arent and non
-
parent residents in the neighborhood.
The Brook school also activated and connect other pieces of the neighborhood together.
As noted earlier, the school in the Brook neighborhood occupied and important location in the
neighborhood because t
he property physically separates part of the neighborhood from the rest.
Without the school parking lot, one of the streets in the Brook neighborhood is inaccessible from
the rest of the neighborhood. For years, residents had used the Brook school parking
lot, which
119
that would otherwise be cut off.
The school parking lot functioned as a road connecting two
otherwise separate parts of the neighborhood.
The school
is also located directly adjacent to a
people would park at the school when going to the pool since no dedicated pool parking exists.
In these ways, the school in
the Brooks neighborhood was both an asset in of itself and a way of
accessing other community assets.
Pre
-
Closure Change
The Brook school, unlike Elm, experienced significant change before its closure in the
ok school drew its enrollment from the local
neighborhood. As district enrollment declined, fewer than 200 students were left in the
neighborhood school. Meanwhile, Lansing School District was looking for ways to respond to
competitive pressures and enroll
ment loss due to school choice. These factors resulted in the
decision to turn the Brook school into a magnet school specializing in early reading
interventions. This flipped the enrollment pattern of the school resulting in only a small minority
of studen
ts from the neighborhood attending the school in the last few years of it being open.
This reconfiguration changed the way residents viewed the school. One concrete issue
was that the school infrastructure was not designed to accommodate the number of bus
ses
needed to get students to the school.
feel safe. For one bus would
be okay, but with multiple buses and cars wanting to pick up their children.
120
These sorts of logistical problems masked another issue. The Brook school transformed from a
neighborhood asset to a district asset that happened to
be located in the neighborhood. The
replacement of neighborhood kids with students from around the city resulted in dissociation of
the school from the neighborhood.
I think people missed, people I knew had children that went there, and people felt
like
st not as much knowing people.
I
n this way, the change in the enrollment composition gave the Brook neighborhood a taste of
what was to come when the building would be shuttered for good. It also gave the neighborhood
time to accept the loss of their neigh
borhood institution. This change to a magnate school also
suggests a conditioning factor on schools as a social anchor. The neighborhood
-
school
connection is stronger when the school serves children in the surrounding neighborhood.
Residents value schools
that serve
their kids
even when they do not have children in school.
After Closure
Despite signs that the schools in the Brook and Elm neighborhoods might close, the final
decision to close the schools was difficult for neighborhood residents. Local news
reports at the
time of closure indicate that the closure of both schools was due to the same pressures facing the
decision to close Brook elementary was due t
o low enrollment and that the district could save
$300,000 a year by closing the building.
Residents typically had a solid understanding of the
121
rationale in thi
s way:
B
ecause of the decrease in the students that were going and being students there
district] get a stipend I guess. The money that runs the schools comes from taxes
based
on how many children or how many students. Because the student
19
.
In this one quote, the participant demons
trated a relatively clear understanding of the underlying
policy leading to school closure in the LSD. Declining enrollment, partially due to interdistrict
choice, resulted in less funding from the state, which forced the district to close schools. While
t
his depth of understanding was certainly not universal amongst the participants the basics were:
declining enrollment necessitated school closure. Regardless of their understanding of the policy
precursors, participants lamented the loss to their children
specifically and the community more
broadly.
reason for school closure
in Lansing.
Sense of Loss
Interview participants invariably talked about school closure as a loss. Even though these
schools offered unexceptional education (in terms of standardized test scores), communities
valued these public institutions. A typical p
19
Exact name of proximate school was removed to improve confidentiality.
122
about living in [Elm]
neighborhood is that we don't really have a public school. That's one of the
-
aged children.
Many of the respondents had difficulty putting their finger on exactly why the closure
made
them feel the way it did, instead leaning on generalities. Still, some participants explained their
sense of loss poignantly. One said:
I was very sad. It's a part of my neighborhood. There's something about history
that really that I love, but I did
understand with school choice people were not
coming into our district. I voted yes on every bond issue for our district. I truly
believe that education is so important. Education is so important.
This kind of response suggest two sources of negative feel
ings around school closure. First, the
loss of a shared history embodied by the physical structure of the school. Second, despite
continually supporting the Lansing school district in the ways they knew how, they felt that
closure was a defeat.
represents the actual loss of a neighborhood institution, but also a signal
of loss and decline that
went beyond the closure of that particular school. Closure was more than just the loss of a
neighborhood asset; it was a symbol.
The response also suggests that this participant did not
123
understand that school operating revenue is
determined by the state, with virtually no local
control. All bonds they voted for were district capital millages
most of which did not pass.
20
Demographics Change
After the closure of the Elm and Brook schools, residents noticed demographic changes
in th
eir neighborhoods. One resident said that when the school was open:
school like that, a neighborhood school, the kids have to go to school somewhere.
Another participant remarked on the way s
chool closure changed the demographic landscape of
their neighborhood.
be a lot of kids around here.
They used to be blocking the streets playing football
in the streets, skateboarding in the streets, doing all kinds of things. Trying to play
These
perception
were
accurate. Indeed, there was a decline in the
school
-
age population in both
-
aged
population declined by 14% between 2000 and 2017, declines in Elm and Brook were 25% and
20
A large capital millage, marketed as the Lansing Pathway Promise, did pass in the Lansing School district in May
of 2016. The bond will generate over $120 million.
124
40%, respectively
(U.S. Census Bureau, 2000, 2017)
. While it is unclear what direction if any
this relationship goes
whether school population led to fewer children or whether fewer
children led to school closure
the relationship observed by residents is born out in the
demographic data.
Social Change
Residents also expressed how school closure changed the social makeup of their
neighborhood. One participant described how the school used to draw families looking to live in
a vibrant neighborhood:
People moved here bec
of the times when you create relation
ships in communities, they start with the
d having that which is
Another resident made a similar statement:
you have kids, because your kids meet other kids and you meet their parents and
125
These res
idents emphasized how the school acted as a social anchor in their community and how
its removal diminished social capital in the neighborhood. The schools not only served children
that happened to live in the neighborhood but was an active draw for perspe
ctive families
looking for a place to live as well as venue for building bridging social capital. Because of fewer
services for children and families, fewer children and families wanted to live in the
neighborhood. From the perspective of residents, the pr
esence of the school brought families in
and its absence repelled.
When the school closed, avenues for social interaction and community building were shut
off. One resident noted how other community organizations tried to fill the community building
hole
When the school closed: children were split to schools and that
certainly made for less connections between people. The neighborhood organization became
more important when the school closed to hold the neighborhood together.
This local point of
interpersonal relationships among elderly people helped mitigate the negative social
consequences of school closure
(Jacquely
n Oncescu, 2014; Jacquelyn Oncescu & Giles, 2012;
Jaquelyn Oncescu & Giles, 2014)
. When one social institution is removed others become more
important and maintaining and building social capital.
Education Decisions
School closure generated sad emotio
nal reactions from residents, coincided with
demographic change in the neighborhood, and removed an important local venue for social
interactions. Closure also had another important impact; it pushed some parents to use school
choice to enroll their child
outside of the Lansing School District. The following series of
questions highlight how the thought process played out for one resident:
126
Interviewer: So
,
if the [Elm] school had been open but you had known about [the
charter school] which school would you
have had your child attend?
Participant: I probably would have just gone to [Elm].
Interviewer: Why is that?
Participant: Because it's the school in my neighborhood. But if I don't have an
option I would have preferred to just walk to school saw my lit
tle apples on the
window and just picked up my children from school close to home. Because this
is what I know. If it was there, it would have been there.... are you looking for a
new car when you have a car that works? I mean you don't have to look around
for anything if it's there for you.
From this exchange, two things become apparent. First, the parent seems to value proximity very
highly. The context of this conversation is that after the Elm school had closed, the parent sent
their child to a charter
school (referenced in the dialogue) with a specialty curriculum, which she
valued very highly. Given this context, it is surprising that geographic proximity was more
highly valued by this parent. Second, it is evident that the forced mobility caused by c
losure
pushed this parent to consider sending her child(ren) outside of the LSD. The great irony here is
school choice.
The important question of whether school cl
osure in the Lansing School District
increased exit is beyond the scope of this dissertation. Still, the possibility is concerning. The
LSD closed Elm and Brook schools (and several others) for financial reasons. If closure of these
127
schools increased stude
nt exit from the district, the district may have inadvertently worsened
their situation.
Vacancy
Neither Elm nor Brook schools were purchased immediately after they closed.
Consequently, both became vacant
Elm for one year and Brook for five
years
before they
were reused. The problems and perceptions that emerged from both neighborhood residents and
city leaders around vacancy are informative.
Despite losing the building as a school, both the Elm and Brook school properties
remained largely p
ublic. In both neighborhoods, the former schools were still used for many of
the non
-
educational uses described in
T
able 5.
1
. In the Brook neighborhood, the school
-
property
still was able to connect the two physically separate parts of the neighborhood as
well as
continuing to provide needed public parking for the pool and passthrough to the other part of the
neighborhood. The park and ball field that accompanied the Elm school also remained open to
the public similar to when the property was a school. Alth
ough neither property was used as a
place of formal education, they both still provided public value to the neighborhoods.
Although some aspects of the vacant school buildings remained unchanged everyone
interviewed wanted the property to be reused in som
e way. These perceptions largely fell into
two non
-
exclusive categories: positive possibilities of the property and fear of long
-
term
vacancy.
128
Reuse
Property Possibilities
Some people imagined how the closed school could become a neighborhood asset if it
were reused appropriately. One resident was able to list the possible ways the school property
might be used that would benefit the neighborhood.
I would like to see diverse food options in my neighborhood. A grocery store
would be key for all of the new
tenants with limited incomes and no vehicles. I
would like to see a neighborhood center where parents could enjoy time with their
children or engage in healthy activities.
This list of possible uses that would most benefit community members similar to the
notion of community congruences as described in
Simons et al. (2016)
. An important piece of
context is that a local grocery store, a couple blocks away from the former school, had closed
about a year before this interview lea
ving little access to fresh food close to the neighborhood.
Even though the closure of the school represented a defeat it held the potential to fill some of the
gaps made by decades of underinvestment.
In the Elm neighborhood, residents worked together to
mitigate negative effects of the
lawn, and plant flowers. They did so because they felt the school district was not keeping up the
property enough and they wan
ted to maintain it so it could continue to be a community asset.
This understanding of the vacant school property as an asset, however, was a minority opinion
amongst both residents and city leaders.
129
Fear of Long
-
Term Vacancy
Most participants were worrie
d about the school remaining vacant for too long. Despite
-
The school closed and it had been sitting there f
or a while, and we wanted to have
it repurposed for sure because we know that like any place that if its run down and
to yeah.
From this point of view, a vacant proper
neighborhood.
R
esidents also understood that reuse options were limited, and that the property
was not particularly valuable given other properties in the city. In this vein one participant
enumerated reuses tha
t were not available in the Elm neighborhood:
houses and luxury condos and mixed use and some senior apartments. Nobody
some single family four
squares.
Rather the consensus around filling the space was driven by fear of what could happen to a
vacant building, not by a hope of what it could become. This fear of long
-
term vacancy left
residents eager for anyone willing to ma
intain the property.
This point of view showed a kind of
desperation amongst neighborhood residents to reuse the school property.
130
anybody.
The worry about long
-
term vacancy was shared by city and district leaders
. One city leader said
"we don't want vacant buildings, big build
ings in the middle of neighborhoods. We know what
that does to neighborhoods
(Tagharobi, 2012)
-
(Morgan, 2005)
.
A district leader emphasized the desire
to get
26 2005). Finally, this desire to reuse former school properties
was frequently linked to the larger
economic prosperity of the city on both the employment and housing markets.
In the long
-
term, the solution to everyone interviewed was to fill the school properties.
When the properties were vacant little emphasis was
put on who or what might become of the
participants were more careful about how they talked about the reuse of the property.
We [neighborhood organization] were going to
be supportive of somebody that
was going to be coming in, taking care of the property, being a good neighbor, we
thought it would be awesome and also so that we would have somebody in there.
Looking back on vacancy, respondents put more emphasis on their
owners.
131
Sale
What little literature exi
sts on the sale of school buildings suggests that doing so is
difficult and that the sale price is typically low
(Dowdall, 2011; Dowdall & Warner, 2013;
Simons et al., 2016)
. Despite the Elm and Brook school properties containing tens of thousands
of square feet on large plots in the middle of each neighborhoo
d, both schools sold for the price
of a typical single
-
-
$300,000).
In an
this [Elm school property]. So, real
ly it was a win
-
win. The school district was happy to sell
it is unclear how beneficial the sale was for the school district and local community. To put this
in p
erspective, the Elm and Brook schools were sold for approximately $5 and $13 per square
foot to their private owners. Once privately owned, the Brook school would be sold again
just
four years later
to another private company for about twice as much as the
district received from
the original sale (this later sale took place after most of the data collection for this study was
finished).
Another feature of the Brook sale is that a community group tried to acquire the building
before the district sold it to
the eventual private owner. The district was unwilling to essentially
hand the school building for free to a community group that had a standing relationship with both
the school district and local neighborhood. Instead, they sold the building to a for
-
pro
fit company
with no connection to the district or neighborhood for a price that was a mere fraction of the
original cost
.
132
Honeymoon period
.
Regardless of the sale price, residents were initially excited that the
previously vacant schools were t
o be occupied again. Both neighborhoods welcomed the new
owners of the school property into their respective neighborhoods.
[The school had been] vacant for some period of time and then I mean I felt like
the consensus was "oh this company is buying it
and that's probably a good thing
broken out windows and being used and put to a new use is the only way it
survives.
organizations. In the Elm neighborhood, the business owners took pictures with neighborhood
leaders outside the former school. In
the Brook neighborhood, business owners went to several
neighborhood meetings to introduce themselves to the residents. In short, residents saw the new
interaction betw
een the neighborhood and business declined. While in the beginning businesses
were engaged, it became clear to residents that the businesses saw their facilities as private, not
public assets.
This relationship suited many residents. One resident said tha
t
businesses took care of the property but did not interfere with other positive aspects of the school
property. For instance, in the Elm ne
ighborhood, the business occupied the school building, but
allowed residents to continue to use the back field, which had a ballpark as a place to meet as
they had done while the school was open. In the Brook neighborhood, residents continued to use
133
the sc
the parking lot to access the community pool on the weekends. So, while private businesses
occupied these formerly public spaces, some of their non
-
educational neighb
orhood assets
remained somewhat intact. This eroded over time, however, as both private companies asserted
their property rights more aggressively in the near future.
Change
After some time, the businesses that moved into the Elm and Brook schools decided
to
make sizable changes to the properties. This triggered significant backlashes from neighborhood
groups.
In the Elm neighborhood, the business constructed a large (approximately three stories
and 15,000 square ft) pole barn in place of the baseball fiel
d and park. The facility eliminated
these assets and created an eye sore. One resident described the change:
Then at some point you're walking by and you see that there's marks painted on
the lawn. Because that was the ball field and the playground and tha
t whole side
and they cut these big maples down. And you're like "what is going on"? and the
answer was "well we're building a little shed." And that's what people were told.
an enormous building." And how is this possible in that the circular sort of out of
addition?
Many
-
neighborhood or the school and as taking away a formerly public asset. They also took issue with
the process. Where residents were used to having some modicum of co
ntrol over the public
134
school, the private business was not subject to their oversight. The residents expected a
democratic process but effectively had no say in whether the pole barn would be permitted to be
constructed; residents wanted communication, neg
otiation, and partnership. Instead, the
construction was rushed through to meet external deadlines with little concern for the
neighborhood.
The Brook neighborhood experienced a similar but less severe change. The private
owners of the Brook school starte
d experiencing minor acts of vandalism on their property (e.g.
,
small amounts of graffiti). To protect their investment, the business erected a large black fence
parking lot and blocked it completely from one side. This change made a space that was once
public and inviting, private and exclusive (shown in
F
igure
5.2
). Furthermore, because the
-
f the neighborhood,
this change acted as wall separating neighbors. One resident described the situation:
they went ahead
with the neighborhood organization.
Like in the Elm neighborhood, residents in Brook were upset by the process as well as the result.
Residents expect these busin
esses to be more involved and engaged with the neighborhood
because of their central location in a residential area and, importantly, because the of their
occupation of a public building
a school. Explaining how they would like the business to
interact wit
h the neighborhood, one resident said:
135
To the businesses, the p
roperty was private and could be changed in whatever manner
they saw fit. To the residents, it was still a public school that just happened to be occupied by a
private business. While residents understood that the former school was privately owned, their
f
eelings and later actions, indicate that they expected to have a voice in a public process over the
use of space they still considered part of their domain.
Figure
5
.
2
:
Brook School Property Change
Resistance
Changes made by the businesses to the physical property seemed to catalyze a local
backlash and resistance by community members. In this way, the changes to the physical
property acted as a focusing event on each neighborhood bringing neighbors
together in
opposition to the owners of the former schools. While resistance seemed to focus on the recent
physical changes to the school property, residents expressed many perceived problems with the
136
new building use and private ownership. Resident concer
ns included fear of declining
neighborhood property values, changes in traffic patterns (e.g., large trucks dropping off
supplies), mismatching aesthetic, and the creation of an unwelcoming atmosphere in the
neighborhood. The honeymoon phase that marked th
e beginning of the relationship between the
private owners and residents faded. Residents in both neighborhoods began to see the business
Brook neighborhood resis
ted changes made by the private owners, they did so in different ways
and with different intensities. For this reason, the following two subsections describe the
Resistance in Elm
.
In the Elm neighbo
rhood, the pole barn construction was done
quickly and without consultation of neighborhood residents. As the pole barn went up, long
-
term
neighborhood assets were removed (e.g., public field and large trees). In response, the
neighborhood association held
public meetings inviting the school property owners. While
around the need to change the aesthetic of the recent addition of a large 3
-
story pole barn. For
resident
s, this was a step too far.
One of the main arguments Elm residents made was that the construction of the pole barn
use, the function and size of the pole bar
n seemed outside the scope of the variance granted by
the city. To many residents, the explanation from both the private owner and the city seemed to
defy logic leading to further outrage:
isn't because it
137
cut the red tape and make it so.
Residents felt that they deserved to h
ave some level of input or at least a rational explanation for
why a giant pole barn was permitted to be constructed in the middle of a residential
neighborhood. To that end, the neighborhood association began to engage with local policy
makers on city cou
ncil. For the most part, city council members took the side of local residents.
Despite this support from city council members, there was little they could do. The variance had
already been granted; the pole barn was already built. Many of the residents in
terviewed focused
on what they saw as a corrupt and broken process that valued economic development over local
residents.
On resident said:
insulting things that the previous mayor and hi
s administration about this being a shitty
Elm residents often blamed the mayor for the problems with the private
owner. While the mayor is on record praising the private owners for bringing jobs to the city, it is
unclear from the re
cord what role if any the Mayor had in bringing in and keeping the business in
the Elm neighborhood. In this instance, school closure, an education policy made by a single
-
purpose governing organization resulted in long
-
term political liability, not for th
e school
district, but for the city council and mayor.
Without successful intervention by local government, residents mounted a public
pressure campaign. Elm residents protested at city hall, wrote opinion pieces in the newspaper,
garnered support from oth
er neighborhood associations, made yard signs, and even built a
miniature version of the pole barn on a movable trailer. They parked the miniature pole barn in
138
ho
-
of their house without notice or the power to stop it.
After multiple years of resistance by residents and mediation by a local economic
development group, the pr
ivate owner and residents finally reached an agreement. The company
promised to make changes to the exterior of the pole barn to fit in with the aesthetic of the school
building and the rest of the neighborhood in exchange for local tax breaks. With plans
drawn up
to completely change the exterior of the building, residents were finally able breathe a sigh of
relief. Their effort had paid off. They still had a say in their neighborhood school. Although the
private owner received the tax breaks, they never c
ompleted the changes to the exterior of the
building saying they ran out of money and could not complete the project. Neighborhood
residents tried to mount a renewed public pressure campaign, but by that time, most residents
were burnt out.
Resilience in
Brook
.
The reaction by neighborhood residents to school closure and reuse
was markedly different in the Brook neighborhood. Residents in Brook took a less activist stance
and attempted to work with the business to remove the fence. One resident explained t
heir
and forth between the neighborhood and business it became clear tha
t the business would not
make changes willingly. To put additional pressure, residents in the Brook neighborhood began
to seek the help of city council as well as writing a public letter in protest.
While residents did make an effort to remove the fence,
they realized that neither the city
nor the school district had control of the property. The formerly public space was now private
and out of their hands. Additionally, while residents disliked the physical changes to the
139
property, the changes were not as
nonconforming as in Elm. Rather than removing a community
asset, changes to Brook School simply made access to community assets less convenient. There
was also less concern about safety or adverse impacts on property values than in the Elm
neighborhood. A
final explanation of the different scope of resistance between Elm and Brook
could be the makeup of the community itself. While many residents in the Brook neighborhood
are involved in city politics in one way or another, the Elm neighborhood had few polit
ical
connections leading to a more adversarial stance.
While Elm residents rallied to mount a sizeable resistance effort over several years, the
Brook neighborhood was less engaged. Brook residents did try to mitigate the property change,
but
their efforts
did
not
rise
to the same level as
in
the Elm neighborh
ood. This raises a
significant question: why do some school reuses elicit strong public resistance and others do not?
Perhaps a key difference lies in how the former school properties are reused. Where Elm lost a
s was less severe because it maintained access to a
Resentment
After unsuccessfully resisting changes to their respective neighborhood schools, the
feelings of r
esidents of Elm and Brook hardened into resentment.
In the Elm neighborhood the
conflict over the pole barn created a lasting rift in the neighborhood:
The [pole barn] thing
it. It was very
discouraging. The neighborhood group kind of folded in after that.
Even years after the pole
barn conflict, one resident said he had to stop talking about the issue for a while because it made
lutely nothing about our neighborhood and
-
barn
140
continues to taint the mood of the community organization. As residents walk past the pole
-
barn
they are reminded of t
he fight they lost and feel that their neighborhood might be in decline. One
resident said:
love and if I was looking today, I probably wouldn't buy a house two doors down from
this
defense installation [the pole
-
Indeed, when asked residents of Elm reported that
uncertainty about the direction of the neighborhood was one of the worst things about living
there.
In contrast, the Brook neighborhood was able to rebound from
their conflict with the
business. While residents there were certainly upset about the process and result, their
neighborhood organization avoided the downward spiral that occurred in Elm. Residents in
Brook were able to transition away from the narrow foc
us on the fence. There are two potential
reasons for this difference. First, in contrast to Elm, the fence was not as obtrusive to the
community. While the installation emphasized the privateness of the formerly beloved public
school, it did not remove any
neighborhood assets outright. Rather, the fence only made using
other neighborhood assets less convenient. That is, one would have to walk around the property,
rather than through, to get to several points of interest on the other side.
Second, Brook was
more integrated into city politics. In Elm, residents took the pole
-
barn
defeat as a signal that the city did not care about the neighborhood. Alternatively, Brook had
more relationships with city officials and regularly received small grants for neighbor
hood
projects. Instead of understanding this defeat as a signal of a downward trajectory, residents in
Brook were able to understand the school closure and reuse in a broader perspective and see it as
one of many issues in the neighborhood.
141
In both Elm an
d Brook, r
esistance and resentment grew out of substantial changes to the
physical property and the indifference of businesses towards neighboring residents. Ultimately,
this tension posed problems for local political leaders who were unable to persuade re
sidents
how limited their power and resources were. Neighborhood residents found it difficult to reorient
their perceptions of the former school as a private rather than public space. A response from the
owner of the Elm school helps illustrate the tension
in the private ownership of a community
owner was somewhat empathetic but ultimately unwilling to change:
about the facility we put up.
ding. I think they
hurt their quality of life or disrupt them at all.
While neighborhood residents saw the former school as a quasi
-
public space, the private owner
did not. Th
e former school was just that
a
former
school. Now, private ownership gave them
the rights to utilize the property as they wished.
Discussion
How residents talk about their neighborhood school is strikingly different than the way
schools are often discuss
ed in education policy circles. In the academic literature, school quality
often becomes synonymous with some measure of academic achievement. While residents in this
study occasionally mentioned academic rigor, they were far more focused on the racial and
142
Lansing, Waverly, and Holt.
school choice.
Perceptions of school quali
ty are constructed in comparison to other districts in
the area. Additionally, residents seemed to suggest that school choice was both a cause of and
consequence of closure. The impact was twofold and cyclical. School choice syphoned students
away from the
financial resources. Falling enrollment and mounting financial pressures forced the district to
ess attached to the
Lansing School District and willing to enroll their child in a charter or nearby district through
interdistrict choice policies. In this way, the school closures in the Elm and Brook neighborhoods
can be viewed as a downstream consequen
ce of state school choice policy.
What is apparent in my data is that the consequences of school closure are far reaching.
The
neighborhood effect of public schools does not end
when the school is closed
; it changes.
The impacts of school closure on resid
ents unfold over a much longer timeframe than has
previously been studied. While the moment of closure itself is important, how the building is
revolutionary to
claim that schools play a role in their community beyond their formal
educational function, the surprising result of this research suggest that the social anchoring role
does not end when the school is closed. Instead, the school could still act as a cent
ral hub through
its outdoor assets and the memories of community residents.
The way a school is closed as well as the socioeconomic status of the neighborhood
appears to mediate the relationship between school closure and neighborhood vitality. In the
143
Bro
ok neighborhood, the school went through a transition first from a neighborhood school, then
to a school serving primarily non
-
resident students. Residents from Brook made it clear that
there is a difference between a school in a neighborhood and a neighbo
rhood school. The Brook
school then had another gentle transition as the building was closed, used by the Lansing School
District as an ancillary facility, and then finally became vacant. These steps
preceded
the reuse of
the school building by a private c
ompany.
In contrast, the Elm school was closed, vacant for a
year, and then immediately reused by a private company. These transitionary steps seem to have
mitigated some negative reactions by residents. In effect, the additional time and steps in the
Broo
k neighborhood seem to have given residents the space to adjust to change. Similarly, the
socioeconomic status of the neighborhoods seems to have mattered. In the Elm neighborhood,
changes to the school property were taken as an offense and the residents r
eacted defensively. In
Brook, where residents were on average more privileged, resistance to change occurred through
more formal genial channels. Although neither group was successful, the Elm neighborhood
association collapsed on itself whereas their coun
terparts in Brook were able to maintain their
community group despite the loss.
Regardless of the time span, neither the Elm nor Brook communities ever truly felt that
their
neighborhood schools stopped being public. Even when the public school was closed
and
sold to a private interest, community members still expected that their voices would matter. They
expected their democratic input to be heeded because they still felt that even though the public
school was no longer a school, it was still public. Furt
hermore, this friction between the actual
ownership of the building and how residents perceived it eventually resulted in community
resistance to change in the property.
144
While the findings of this inquiry provide some insight into how school closure impac
ts a
community over the long run, it is important to view this work with some skepticism. This
inductive work should be understood, not as a complete or concrete description of a phenomena,
but as a set of hypotheses in need of testing. These results come
out of two specific contexts that
may be drastically different in other places. Future work should look to expand on the concepts
developed here and test if and in what conditions they hold up.
145
Chapter 6:
Summary,
Analysis
,
and Conclusions
There is a gulf in the research literature between how quantitative and qualitative studies
treat the topic of school closure. Quantitative studies of school closure have focused on its effect
on student achievement
(e.g., Bifulco & Schwegman, 2019; Brummet, 2014; Carlson & Lavertu,
2015; Han et al., 2017)
. In contrast,
a
diverse set of scholars have used qua
litative methods to
examine the community consequences of closure
(e.g., Deeds & Pattillo, 2015; Witten et al.,
2001)
. This dissertation has sought to bridge the gulf between these two literatures by studying
the community consequences of
closure, employing both quantitative and qualitative methods.
This dissertation contributes to the extant literature in two separate but intertwined
inquiries. First, I employ quantitative methods to investigate the relationship between school
closure a
nd neighborhood vitality. To do this, I use a
TWFE
strategy in a hedonic capitalization
model to estimate how school closure impacts neighborhood housing values. Second, I document
how closure and reuse is experienced by community residents. In so doing, I
broaden the
conception of the relevant stakeholders
and lengthen the period of time over which school
Used in tandem, quantitative and qualitative methods provide a
fuller understanding of how closure impacts communities.
This research aims to recenter schools
as social infrastructure that generates social goods beyond the learning that happens within their
walls
.
Quantitative
In the quantitative portion of my dissertation, I set out to estimate the capitalization of
school closure into housing value
a question that little research has investigated. While
Scholars have hypothesized that closure negatively impacts housing values,
very little work has
146
attempted to estimate the effect empirically
.
This dissertation
is the first to employ modern
econometric techniques to
this question
.
Unlike school closure capitalization, a
significant body of work has studied how student
achievement impacts housing
values
(e.g. Black, 1999; Figlio & Lucas, 2004; Gibbons et al.,
2013; Imberman & Lovenheim, 2016; Wen et al., 2017)
as well as how school closure effects
student achievement
(e.g., Bifulco & Schwegman, 2019; Brummet, 2014; Engberg et al., 2012a;
Han et al., 20
17)
.
My research combines elements of both these literature
s
to study the
capitalization of school closure into housing value. This dissertation expands on both these sets
of literature by investigating both a new outcome of school closure but also by s
uggesting that
other aspects of education policy, other than student achievement and tax rates, impact
residential
housing values.
Similarly,
this dissertation adds to this literature by expanding the
studied
outcomes of closure. School closure does not ju
st impact achievement but other relevant
outcomes as well, including housing value.
This dissertation shows that school closure led to a decline of residential housing value of
about 13%. Additionally, a
fter allowing the coefficient for each school closure to vary
independently, I found that
the closure effect was heterogeneous across school
-
neighborhoods.
Limitations
In studies of school closure, like other empirical inquiries, there is a trade
-
off bet
ween
prioritizing internal or external validity. For instance, I could have conducted a much larger
study using average housing value and property characteristics as measured in the census. This
ity
; t
he findings would be more
generalizable. Doing so, however, would have generated several important sacrifices to internal
validity.
I
n the context of capitalization studies, the detail of parcel level data is superior to
147
aggregated data
(Nguyen
-
Hoang & Yinger, 2011)
. One important feature of parcel level data in
my research was the ability to quantify the d
istance of the parcel from the school property as
well as its interaction with closure. These variables would have been significantly less precise
without individual property data. Second, the school closure data in Michigan is imperfect and
thus requires
manual adjustment. For example, school buildings that are renamed, change grade
where in fact the school property has remained open and active. These are closur
es in a technical
sense but not in a theoretical sense. With under fifty schools, I could manually account for the
differences between these
false
closures compared to actual closures over the fifteen
-
year time
frame of my study. Doing so across a state or
the country, however, would require more
so could lead to the mismeasurement of
closure in the average treatment effect decreasing the
internal validity of
the inference.
The limitations of this work largely represent trade
-
offs between external and internal
validity as well as practical considerations. I am confident in the inferences drawn from this
research that there is a negative relationship between cl
osure and housing value. I am more
cautious, however in generalizability of these findings. More research is needed to understand
how the relationship between school closures and housing values works in different contexts and
what moderates the relationshi
p.
Qualitative
Unlike the quantitative literature, many qualitative studies have examined the community
consequences of school closure. Research studying the community effects of closure, however,
typically examine less than three years after the even
t
an
d often focused exclusively on
148
perspectives of students, parents, and staff
. Only a handful of studies examine closure over a
longer time period or with groups
outside those with formal connections to the school
(e.g.,
Ayala & Galletta, 2012; Doka, 2011; Jaquelyn Oncescu & Giles, 2014)
. This dissertation
contributes to the existing qualitative literature by expanding both the s
cope of who is included
closure across a fifteen
-
year time frame and include the voices of neighborhood residents with
less formal connection to the school in
my research.
Parallels Between Closure and Reuse
Because my study was retrospective, much of the animus and tension around the school
closure described in the literature had faded. Instead, residents repeatedly brought up how the
school
-
mpacted their lives. The fact that residents had strong reactions to the
reuse of a school
-
property, long after it
had
stopped serving its primary educational purpose is
itself evidence that schools play a broad role in communities. In many ways, the react
ions of
community residents to school closure and reuse in this study are compatible with the extant
qualitative literature on school closure, including issues of resistance, miscommunication, and
differ
ent ways of
valuing the school.
Forms of resistance
described in previous school closure studies were employed by
residents of the Elm neighborhood as they resisted large changes to their former neighborhood
school. For instance, they would routinely show up to board meetings (city rather than school
boards
in this case), and conduct demonstrations
(Ewing, 2018; T. Green, 2017; Jack & Sludden,
2013; Lipman et al., 2014;
Siegel
-
Hawley et al., 2017; M Torre et al., 2015)
. Another similarity
between the school closure and school reuse conflicts was around differing modes of resistance
amongst higher and lower socioeconomic groups.
In the literature,
higher socioeconomic
-
status
149
communities were less likely to engage in aggressive protest and more likely to attempt to
influence the decision
-
making process through more congenial methods
during the closure
process
.
A similar
pattern played out between the Elm and Brook neighb
orhood
during the
conflict over school property reuse
. Where Elm took a defensive and hostile stance towards
the
school
-
property reuse, the higher socioeconomic status Brook neighborhood, attempted to
influence closure and reuse through connections with ci
ty government
(
similar to
Finnigan &
Lavner, 2012)
.
My research also parallels the existing literature on closure through communication and
decision
-
making process. I
n both Elm and Brook, miscommunications between the building
owners and the neighborhood heightened tension (similar to Deeds & Pattillo 2015).
r
tactic
al
(similar to Kretchmar, 2014)
. While community members expected their voices to be heard,
attempts to avoid democratic decision making en
raged community members.
(similar to Kirshner
et al., 2010; Kirshner & Pozzoboni, 2011; Pappas, 2012; Valencia, 1984; Witten et al., 2003)
.
Through the negotiations over school property reuse, it was clear that the school distri
ct,
city leaders, the new owners, and residents valued the school property differently. While school
district leaders appeared to care deeply about the community, they understood their first priority
hool closure was ultimately viewed as a
schools and
selling the properties. The city shared this goal but emphasized the need to leverage the property
for economic growth. Unfortunately, the commercial reuse options for school buildings located
in residential neighborhoods are limited
(Simons et a
l., 2016)
. Consequently, private companies
have
had
leverage over both the school district and the city to extract low price
s
for
school
150
building
s
as well as tax incentives, both of which occurred in Elm and Brook
as well as other
former school properti
es in Lansing
.
In contrast to the district, city, and new private owners, residents viewed the school
building reuse from a much longer and personal perspective
(similar to Ayala & Galletta, 2012;
Briscoe & Khalifa, 2015; Vaughan & Gutierrez, 2017)
. In the Elm neighborhood, residents
s reuse as part of long
-
term pattern of disinvestment. To neighborhood
residents, the school never stopped being
theirs
; it never stopped being a community institution
that provided public benefits. So, when private property owners began to change the prop
erty
without their input or consent, it prompted resistance and struggle.
One difference between the reactions to school closure and reuse documented here in
Lansing and the school closure literature more broadly is the impact on other community
organizat
ions. Post and Stambach (1999) found that school closure was associated with lower
levels of participation in community organization. My findings run counter to this conclusion. In
Elm there was increase in neighborhood association participation to fight r
euse of the school
property. When the group failed to attain its objectives, however, it splintered. In Brook, the
community group
grew
continued and even grew in participation despite the school closure.
The qualitative work in this dissertation contribu
tes to the literature on school closure by
expanding the timeline to include the reuse of the school building and including the voice
s
of
neighborhood residents.
The social conflict that accompanied school reuse paralleled that
described in the school clos
ure literature closely. The impacts of school closure are not finished
deep feelings that the school property is
theirs,
with the reality that what was onc
e public is now
private.
151
Analysis
Most of the results
in the quantitative and qualitative portions of th
is
dissertation were
discussed separately. This is because t
he study diverged in unexpected ways making
their
synthesis difficult.
While the quantitative portion of the dissertation remained focused on school
closure, resident participants pulled the qualitative study towards the topic of school building
reuse.
Still, several
issues relating to both studies
deserve treatment, namely
the potential reason
for the heterogeneous closure effect, where responsibility for school closure lies, and framing the
findings of this dissertation.
Closure Heterogeneity
The quantitative portion of this dissertation showed that there is a large and st
atistically
significant penalty on residential home prices in neighborhoods where a school closes
about
13%
. It also showed high levels of variation of this school closure effect between different
neighborhoods.
Individual school
-
neighborhood e
stimates
ran
ged from a decline of 3% to a
decline of 25%. This finding suggests that some unobserved phenomenon may be moderating the
relationship between school closure and housing value. The qualitative portion of this
dissertation sheds light on what this unobserve
d phenomenon may be. In the two neighborhoods
I studied, the reuse of the school building played an outsized role in how residents
experienced
school closure over the
long run
.
Reuse might be the unobserved phenomenon that explains the
heterogeneity in the
school closure effect discovered in the quantitative portion of this
dissertation.
Responsibility
Viewed in isolation, it m
ight be easy to blame the
negative consequences of school
closure in Lansing on the body that made the decision to close these sch
ools: the
Lansing School
152
District.
The district chose to close many schools and those closures led to significant declines.
Assigning blame solely to the local school district
, however, would misallocate the source of this
decline. In fact, the decisionmak
ers in the Lansing School District were severely constrained in
the decisions they were permitted to make.
The school closures in the Lansing School District were not the direct result of school
choice. Rather, closure was the downstream effect of choice
finance system. School choice made it possible for students to continue to be residents of the
Lansing School District but to enroll in other districts or charter schools. Some participants in the
qualitative study acknow
ledged that school closure pushed them to enroll their child in a school
outside of the Lansing School District. The same set of state policies tied resources to district
enrollment. As enrollment in the Lansing School District declined due to school choic
e so too
did the resources of the district. Both these factors pushed the district to close school buildings.
This poses a worrying possibility
of a
positive feedback loop in which school closure exacerbate
student exodus from a district
leads to
additiona
l closures.
The underlying reason for school closure in Lansing was declining enrollment and
very
limited power to influence either enrollment or their finances
and ha
ve been forced to manage
decline in a system in which they are structurally disadvantaged.
In this way, school closure is
tightly interconnected with other education policy, namely school choice and education finance.
Framing these Findings
The
results of this dissertation provide evidence to a truth that virtually every educator
already knows: schools support their communities and school closure hurts those communities.
In contrast to this view
,
the trend in research on education has been to elevate achievement as the
153
objective measure which can be used to evaluate the efficacy of schools. If one assumes that the
only relevant outcome of education is student achievement, the results of this resea
rch are
startling. The neighborhood effect
the positive externality generated by schools
is not limited
the education they provide to
students
. Rather, schools serve as social infrastructure that act as a
venue for social capital formation
; the positive ex
ternality extends to communities.
The removal
of these institutions leaves lasting scars in both the housing market and in the memories of
neighborhood residents. I assert that these consequences of education policy
housing market
capitalization and reside
nt experience
are not secondary to achievement. The study of school
closure benefits from evaluating a wider range of costs and benefits.
Additionally, this lesson
applies to education work beyond that on school closure. More research should work to
unders
tand how education policy impacts communities
by using a broad set of metrics
.
Implications for Practice
This dissertation has been written for an academic audience paying close attention to the
existing scholarly literature and technical aspects of rese
arch methods that may be esoteric or
removed from the concerns of nonacademic readers. The following sub
-
sections synthesize the
planners.
School District Leaders
The current policy discourse around school closure suggests that measures of student
academic achievement should figure prominently in these decisions. This dissertation, however,
shows that school closure has significant community impacts that are not ca
ptured in student test
scores. Certainly, many school leaders understand this, even if their decisions are strongly
perhaps decisively
shaped by state accountability
systems
, school choice
,
and funding policies.
154
The insight here is that schools affect comm
unities in ways that these state policies overlook.
Consequently, school closure and resale decisions should account for a fuller range of the
associated public cos
ts and benefits. In short, school closure and reuse generate
negative
externalities that district leaders should consider when making these decisions.
On average,
school closure in the Lansing School District led to a 13% decline in housing value compared
to
neighborhoods that had an open school.
Whether for declining enrollment, lack of funds, or both, sometimes a district needs to
close a school. This dissertation does not contest that point. Rather, it aims to provide guidance
to districts on what to do
once they have made their decision. What choices a district makes
about the upkeep and/or resale of school building matters to neighborhoods. Evidence from the
research literature as well as this dissertation suggests that the resale of school buildings t
ends to
be for a mere fraction of the original cost of the building and that repurposing can often be
challenging
(Dowdall & Warner, 2013; Simons et al., 2016)
.
District leaders are responsible for being faithful financial stewards of the resources
esponsibilities, however, do not end with
their short
-
run financial balance sheet. They are also stewards of school buildings, which are also
public assets. Unlike a traditional market sale of private property, school districts should be
concerned with how
closed schools are reused
not only to appease nearby residents, but also to
chart promising longer
-
term visions for local community development. Districts should not
simply accept the highest offer on the sale of a school building. Rather, they should wei
gh the
financial benefits of selling a school against a full range of financial and nonfinancial costs and
benefits associated with the change. If the potential sale price of a school is low, conditional on
155
pensate for substantial costs experienced by
nearby property owners and community members.
District leaders should consider selling or
leasing their school properties under market value to organizations that will provide public
benefits to the local commun
ity. Because school building sale price is typically low, the
opportunity cost is low, and the potential public benefits are high.
City Leaders
vitality of the
city itself. Still, it is important to reiterate that schools play an important role in
communities both in providing an educational service but also by shaping the physical and social
landscape of neighborhoods. School closures can have large negative im
pacts on property values.
The reuse of school buildings can also spillover into city politics. In Elm and Brook, the conflict
around school building reuse was directed at city leaders. Resistance and resentment grew out of
substantial changes to the physic
al property and the mounting indifference of businesses towards
the communities. Ultimately, this tension posed significant problems to local political leaders
who were unable to show residents how limited their power and resources were. Additionally,
neig
hborhood residents found it difficult to reorient the former school as a private rather than
public space. To the residents, the property never became a business, it was always their school.
This dissertation highlights the need for increased coordination
between school districts
and the municipalities in which the reside. School districts may face circumstances in which
schools must be closed. However, decisions about which buildings are closed and how they are
reused are extremely important. Municipal go
vernments and school districts should collaborate
closely on school closure planning, because good decisions require a holistic assessment of
impacts on both students and communities.
156
Future Research
The topic of school closure is ripe for additional res
earch. Despite the large potential
impacts of school closure, relatively little research has systematically investigated how school
closure effects communities.
Future quantitative work on school closure could benefit by
focusing on
three
areas that are un
derdeveloped in the extant literature: (1) descript
ion of school
closure, (2) school closure capitalization,
and
(3) other social outcomes of school closur
e
.
The
literature could also benefit from additional qualitative research. Future qualitative work co
uld
benefit by
studying
on
the reuse of schools
over a longer time period
.
School Closure Description
O
ur basic understanding of how many schools close, where they close, and who those
closures impact
is quite limited
.
The first obstacle to this is the data. The Common Core of Data
can be used to track school closures by
observing
when enrollment in a school falls to zero
(e.g.
Gallagher & Gold, 2017)
. The problem with this method is that if a school is renamed, or goes
through a grade
-
reconfiguration, it might appear in the data as a school closure. That is, one
knowledge, no study has
adjusted for these false closures in research at the state or national level.
Consequently, most studies that examine school closure beyond a single district use a measure of
closure
that is quite likely inaccurate.
One potential method to mitigate the problem of false
closures would be to cross
-
reference school closure with
their
geography. The Common Core of
Data includes information on the enrollment of each school but also the sch
information can be used to geocode each school building. Future research could then define rules
that
classify
false closures as school
s
where enrollment falls to
zero,
created within a small distance of the false
closure.
While
this method
is
still imperfect, it could
157
be a significant contribution to our understanding of where school closure happens and who it
impacts
a
nswering a
set of basic question
s
that are still largely unanswered.
Capitalization
F
uture work should replicate and expand on the school closure capitalization study
conducted in this dissertation.
More evidence is needed about the relationship between school
closure and residential ho
using values. B
igger data set
s with
more closures
in different contexts
could enhance our ability to generalize about the school closure effect
.
Future work could also
benefit from longitudinal data on s
chool zoning boundaries.
Future closure capitalizati
on studies might try using a boundary fixed effect identification
strategy.
Doing so might help unpack the mechanisms behind the school closure effect.
I was
unable
to
differentiate between the impact of closure on educational service from its role as
soci
decipher whether the school closure effect is driven by the change in school access or by the
change in social infrastructure. Researchers could do this by examining pro
perties
near
the
school zone boundary.
Theoretically, properties within the school boundary would be effected by
both the social infrastructure of the school as well as the educational service where as properties
just outside of the school zone boundary wo
uld only be impacted by the social infrastructure.
This design creates a neat counterfactual that may be able to probe the mechanisms of how
closure impacts communities.
Still, future researchers should be cautious about the BFE
identification strategy. My
work shows that the school closure effect is highly sensitive to
distance away from the school. By definition, studies relying on a BFE identification strategy
examine a sample of properties that are relatively far away from the school itself. While the B
FE
strategy might be helpful for uncovering the mechanisms within the school closure effect
158
identified in this dissertation, it might alternatively be unable to pick up the closure effect if
properties near the boundary do not benefit from the social infra
structure of the school.
Future capitalization studies might consider using identification alternative identification
strategies in addition to the TWFE
. Although the TWFE have been a standard way for
researchers to conduct DID
-
like estimator with multipl
e treatment periods,
future
methods may
improve on the limitations of TWFE, principally the assumption of a time
-
invariant treatment
effect that likely does not hold in the school closure context. It seems increasingly likely that the
traditional TWFE mode
l used today, will be replaced by a better estimator
in the future
.
Today,
however,
no clear
replacement exists. Future work may consider alternatives to the traditional
TWFE design.
Other Outcomes of School Closure
F
uture quantitative work should look to
study
outcomes of school closure that are not
typical
ly
considered.
For example, research could examine how closure impacts the demographic
and economic makeup of a neighborhood overtime. Does the closing of a school
building
disincentivize families living in a
neighborhood
?
Does it change the racial or income
composition of a neighborhood? Future research could also look to evaluate whether closure
ce many districts that close
schools do so with the exception that closure will have a positive impact on their budget. What
research on this topic exists shows that financial savings are limited if they exist at all
(Dowdall,
2011; Valencia, 1984)
.
Another
potential area of
research
is the
i
ntersection of school closure and
school
choice.
Findings in the qualitative portion of this dissertation generated a number of hypotheses about
how school closure and school choice intersect.
Does school closure increase student up
take
of
159
school choice op
tions? Conversely, does increased school choice lead districts to close schools.
These hypotheses
should
be tested empirically.
Importantly, t
h
e
hypotheses
listed above
were
generated in the Michigan context. School choice is not a homogenous policy across
states
.
H
ow
other words, the rules matter
(Arsen et al., 1999)
.
Consequently, t
hese hypotheses may not make
sense in other contexts.
School Reuse
Most qualitative work studying school closure examines a relatively small amount of
time around the closure itself. This was one of the main reasons I decided to conduct a
retroactive case study for this dissertation. It offers a method to look back at wha
t happened over
time.
When I started my research in the Elm and Brook neighborhood, I was not intending to
focus on the reuse of each school. The reason this dissertation shifted towards the study of school
closure
and reuse
was because residents repeatedl
y brought up the continuing problems posed by
reuse
in their neighborhoods
. The social unrest document in the qualitative literature around
school closure does not end when
the school is finally shuttered.
Rather,
vacancy and
reuse adds
another dimension t
o school closure that
continue to impact neighborhoods over the long run.
Unfortunately, the research on school property reuse is
very
thin.
Only a handful of
studies exist on the topic
(e.g., Dowdall & Warner, 2013; Simons et al., 2016)
Potential
questions for research include: how
much are districts able to sell a school building for relative to
the original price of construction
? Are private organizations able to sell former school properties
for a higher price than school districts? How have school properties been reuse
d? On aver
age,
how long are closed school properties left vacant? How do neighborhood residents want closed
160
school properties to be reused? These are just a handful of unanswered question
s
on a topic of
research that has received very little attention despite potent
ially large social impacts.
Conclusion
This dissertation contributes to the extant literature on school closure in two ways. First,
it conducts the first capitalization study of school closure. Second, it adds to the body of
qualitative scholarship on the
impacts of school closure on local communities. The consequences
of school closure and reuse are broader, deeper, and more long
-
term than is typically
acknowledged.
More research is needed on school closures from quantitative, qualitative, and mixed
meth
ods researchers.
Additional capitalization studies will help establish the average impacts of
closure on housing values and how those impacts are conditioned by contextual factors. Housing
values offer one highly attractive metric of neighborhood vitality
and health.
Additional
qualitative work is also needed to investigate the broad and lasting community consequences of
school closure and reuse. This dissertation aimed to bridge the gap between quantitative and
qualitative research on school closure to bring a fuller, more integ
rated, understanding of these
important policy decisions.
161
A
PPENDIX
162
Resident Interview Protocol
Lansing School Neighborhood Project (LSNP)
Tanner Delpier
9
-
7
-
2018
Michigan State University
Neighborhood
1.
[
neighborhood
]
. How long
have you lived here and what brought you to
[
neighborhood
]
?
a.
Have you lived in the same place the whole time?
2.
a.
The best thing about living in
[
neighborhood
]
is _______.
b.
The worst thing about living in
[
neighborhood
]
is _______.
c.
The
[
neighborhood
]
is different from other neighborhoods in Lansing because
_____________.
3.
I
have a map of
[
neighborhood
]
here. Could you show me the different areas in your
neighborhood?
[
give map and pen]
a.
of interest to you.
b.
ve lived here?
4.
If a person knocked on your door and said they were thinking about moving into the
neighborhood and wanted to know what the neighborhood was like, what would you say?
a.
Would your answer change if they were thinking about moving to a
differen
t part
of the neighborhood
?
Stages
5.
I'm interested in knowing all the steps between when the school was open and now.
Could you start with some date in the past when the school was open, and then list all the
steps that occurred until you get to the presen
t?
Pre
6.
Now, I want to ask you about the
[
neighborhood school
]
,
and what it was like when it
was open.
a.
What did you think about the school when it was open?
i.
Do you think students received a good education at the school?
b.
Did you have children that went to t
he
[
neighborhood school
]
?
7.
of schooling. Could you list all the ways you and your neighbors used the school?
a.
Of those uses, which can you no longer do because the sch
ool was closed?
163
Interview Protocol
Lansing School Neighborhood Project (LSNP)
Tanner Delpier
9
-
7
-
2018
Michigan State University
reading old stories from LSJ and city pulse as well as talking to residents about the old [school]
of your thoughts on that process and
confidential.
Background
1.
Do you live in Lansing?
a.
If so for how long?
2.
Could you talk about your career in Lansing cit
y government?
a.
How long have you been in city government?
b.
Could you describe your role and responsibilities in city government?
3.
From [your position in city government], how do you think of the [neighborhood]
compared to other neighborhoods in Lansing?
4.
I h
neighborhood and what things are of interest to you from the planning office.
a.
government]?
5.
How
do you think about [the business in the school]?
a.
Does it contribute to Lansing?
b.
Does it contribute to the [neighborhood]?
Positions
1.
Now, I have several positions that residents of the [neighborhood] have described to me.
a.
There was a feeling that zoning [the business] as [non
-
residential] was wrong.
Residents say tha
their neighborhood.
b.
Residents say that [the business] was zoned as a [non
-
residential] and allowed to
locate in the [neighborhood] because of pressure from the Mayor.
c.
Residents characterize the
mayor as trying to generate economic growth
regardless of the consequences.
d.
Residents of the [neighborhood] describe their actions as resistance to [the
business]. What was this like from your point of view? Did people here know
about or care about what
residents in the [neighborhood] were doing?
2.
164
Business Leader Interview Protocol
Lansing School Neighborhood Project (LSNP)
Tanner Delpier
10
-
10
-
2018
Michigan State University
Personal
1.
When did you start working at
[
business
]
?
a.
How long have you been working in this facility?
Location
2.
Fill in the blanks
a.
The best thing about
[
business
]
locating in this building is _______?
b.
The most challenging thing about
[
business
]
locating in this building is _______?
3.
How did business decide to locate here (former school)?
a.
Did you or
[
business
]
look at other locations?
b.
Could you walk me through the steps of deciding to locate in a former s
chool?
4.
[
business
]
has faced by
locating in a former school.
a.
Could you list all the advantages you see to this location?
b.
loc
ation in a former school?
Physical Plant
5.
How has
[
business
]
changed the physical plant to suit its needs?
a.
Has there been major issues in converting the former school to meet your needs as
a business?
Neighborhood
6.
action you or
[
business
]
has had with the
surrounding community.
a.
Have you had any interaction with the neighborhood?
b.
Could you list all the times you are
[
business
]
has interacted with the
neighborhood?
i.
What have those interactions been about?
End
7.
Is th
ere anything else about
[
business
]
a.
Finally, is there anyone else that might be willing to talk with me?
165
R
EFERENCES
166
REFERENCES
Aaronson, D., Barrow, L., & Sander, W. (2007). Teachers and student achievement in the
Chicago public high schools.
Journal of Labor Economics
,
25
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