MODELLING OF BISPHENOL A MIGRATION FROM LDPE INTO FOOD SIMULANTS By Yining Xia A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Packaging 2012 ABSTRACT MODELLING OF BISPHENOL A MIGRATION FROM LDPE INTO FOOD SIMULANTS By Yining Xia Migration testing of bisphenol A (BPA) from low-density polyethylene (LDPE) into food simulants was performed with three factors taken into account: temperature, initial BPA concentration and food simulant type. BPA analysis was carried out by a HPLC-UV method. Fick’s diffusion equations were applied to the migration modeling. Diffusion coefficients ( ) and partition coefficients ( ) were determined by fitting the migration curve with the diffusion equation. values obtained under different conditions ranged from 10-10 to 10-8 cm2 s-1. Statistical analysis showed significant effects of all factors on the diffusion coefficient. No interaction effect was shown significant, except for the interaction between temperature and food simulant type. The dependence of diffusion coefficients on temperature followed an Arrhenius type of relationship with the activation energy ( ) ranging from 118 to 134 kJ mol-1 for different food simulants. An exponential relationship was found between the diffusion coefficient and initial BPA concentration for each food simulant. Based on the statistical analysis, an empirical model was developed to express the diffusion coefficient as a function of temperature and initial BPA concentration. Acknowledgements This thesis is based on nearly two years’ research. During the time, I have received precious support from my friends and colleagues. With their contribution either directly or indirectly to my work, I was able to overcome many difficulties and push the research forward. Here, it is my pleasure to express my heartfelt thanks. First, I would like to say thank you very much to Dr. Maria Rubino. As my advisor, she gave me many valuable suggestions both on my experiment and thesis writing. I appreciate the freedom and trust she gave me that I had an opportunity to design and arrange my research. I appreciate her praise and encouragement, making me brave and confident to finish my research successfully. I appreciate her tolerant heart on mistakes in my research. I also appreciate her warm heard for many books and articles she offered me, to greatly broaden the knowledge on my research. Overall, I’m so happy to work with Dr. Rubino and this experience will become a good memory in all my life. I would like to thank Suheewan from School of Packaging for her great help on HPLC training. Another person I wish to say thank you is Michelle Sanderland, a technician from Waters Company, for her hard work on the maintenance of HPLC, which is very essential to my research. I also learned a lot about the instrument through our conversation. I would like to convert my gratitude to my Friend Jun Lai from Mathematical Department who taught me MATLAB. I would also like to thank Katya and Wenzhao Yang from CANR statistical consulting center with their great help on the statistical analysis. iii During my thesis writing, I receive many help from my writing course (NSC 840). Dr Snider, professor from writing center, has made a lot effort on the correction of grammar and modification of sentences. My classmates also gave me many valuable suggestions. Finally, I wish to send my great appreciation to my dear parents. My academic performance at MSU is their most concern. My success toward graduation is their greatest wish. They are always my spirit pillar. Thank you all Yining Xia iv TABLE OF CONTENTS LIST OF TABLES...……………………………….……………....…………….…. vii LIST OF FIGURES..………………………………………………….……..…..…. viii ABBREVIATIONS AND SYMBOLS....…………………………………….…….. x CHAPTER 1: Introduction…...……………………………………...………….…. 1.1 Background…………………………………………….…….………..……..…. 1.2 Motivation…………………….……………………………………..………….. 1.3 Goals and objectives………………..…..………..………..……………….…… 1 1 3 4 CHAPTER 2: Literature Review…………………...………………….…...……… 2.1 A brief description of BPA………………………………………………..……. 2.1.1 Characteristics and properties of BPA………………..…….……..……… 2.1.2 Potential risks of BPA………………………………....……………..…… 2.1.3 Public concerns and regulatory issues of BPA……………………..…….. 2.2 Mass transfer………………………………………………………...…..……… 2.2.1 Mass transfer in packaging system……………….……………...…..…… 2.2.2 Fick’s laws of diffusion……………………………………………..…..… 2.2.3 Effect of temperature on diffusion………….………………………..…… 2.2.4 Diffusion models for migration process………….…………….…....……. 2.3 Methodology of migration testing……………………………...………..……… 2.4 Instrumental analysis for the quantification of BPA………………….………… 2.4.1 Chromatographic techniques: liquid chromatography……………..…...… 2.4.2 Chromatographic techniques: gas chromatography…………...……..…… 2.4.3 Immunochemical techniques……………………………………...…….… 5 6 6 7 8 9 9 11 13 14 17 19 20 23 24 CHAPTER 3: Materials and Methods………..…………………………………… 3.1 Materials………………………..………………………………………..……… 3.2 Instrumental method for the quantification of BPA……………………..……… 3.3 Sample preparation for migration testing………………………………..……… 3.3.1 Preparation of LDPE + BPA masterbatch…………………………..…..… 3.3.2 Film sample formation for migration testing………………………..……. 3.4 Characterization of LDPE film…………………...………………………..…… 3.4.1 Determination of initial BPA content in LDPE film……………..…..…… 3.4.2 Determination of BPA distribution in LDPE film………………….…….. 3.4.3 Thermal analysis……………………………………..…..…………..…… 3.5 Migration experiment………………..……………………………………..…… 3.6 Estimation of DP and KP,F……………….………………………………...……. 3.7 Statistical analysis…………………………………………..………...………… 25 26 26 27 27 28 29 29 30 31 31 33 33 v 3.8 Modelling of BPA concentration profiles in LDPE film……………..………… 34 CHAPTER 4: Results and Discussion…...………………………………………… 4.1 Performance of HPLC-UV method………………………………………...…… 4.2 Properties of LDPE film.………………………………………………...……… 4.3 DP and KP,F determination…………………………………………………..…... 4.4 Effects of various factors on the diffusion coefficient……………………..…… 4.5 Empirical model for BPA migration from LDPE film………...……………..…. 4.6 BPA concentration profiles in LDPE film………………………..………..…… 37 37 38 39 45 50 51 CHAPTER 5: Conclusions......................................................................................... 5.1 Outcomes from the study……………………………………………..………… 5.2 Prospects for the future work……………………………………………....…… 53 53 54 APPENDICES..........………………………………………………………………... Appendix A Graphs for IR and thermal analysis of LDPE+BPA...……………..…. Appendix B Migration graphs obtained under different conditions………………... 55 56 60 REFERENCES………………………………………………………………...……. 69 vi LIST OF TABLES Table 2.1 Chemical and physical properties of BPA……………………………… 7 Table 4.1 Absorbance of BPA (0.5 wt% in nominal) in LDPE film obtained by HATR spectroscopy and transmission spectroscopy…………...……… 39 Mean (± SD, N=3) diffusion coefficients ( ) (generated from equation 2.6) of BPA migration from LDPE under different conditions………… 40 Mean (± SD, N=3) diffusion coefficients ( ) (generated from equation 2.8) of BPA migration from LDPE under different conditions………… 41 Table 4.2 Table 4.3 Table 4.4 Mean (N=3) partition coefficients ( ) (generated from equation 2.6) of BPA between LDPE and food simulants under different conditions... Table 4.5 Mean (N=3) RMSE values as a measure of fit between the experimental data and the applied diffusion equation………………….. 43 Effect of temperature, initial BPA concentration, food simulant type and their interactions on the migration rate at α=0.05………………….. 45 Dispersion ( ), polar ( ) and hydrogen bonding ( ) solubility parameters for LDPE and different food simulants…………………….. 49 Parameter estimation of the empirical equation 4.3 for BPA migration from LDPE into different food simulants………………………………. 51 Table 4.6 Table 4.7 Table 4.8 vii 42 LIST OF FIGURES Figure 1.1 Molecular Structure of BPA……………………………………………. 3 Figure 2.1 Synthesis of BPA……………………………………………………….. 6 Figure 2.2 Diffusion process of a small molecule in the polymer matrix………….. 12 Figure 2.3 Two-sided contact migration between the polymer (P) and food simulant (F)……………………………………………………….. 16 Schematic diagram of the study on BPA migration from LDPE into food simulants……………………………………………………….….. 25 Electrically heated three-piece mixer with two roller style mixing Blades…………………………………………………………………… 28 Figure 3.3 Carver Laboratory Press used for compression molding……………….. 29 Figure 3.4 Apparatus for two-sided contact migration testing……………………... 32 Figure 4.1 HPLC-UV chromatogram of a standard solution containing 10 μg L-1 BPA………………………………………………………….. 37 Amount of BPA migrated from LDPE into 95% ethanol at (a) 40º C, (b) 60º and (c) 80º relative to the initial amount in the polymer C C (1.42 mg g-1)…………………………………………………………… 44 Mean (± SD, N=3) experimental and predicted diffusion coefficients of BPA in LDPE contacting with three different food simulants………..... 47 Diffusion coefficient of BPA in LDPE in contact with water as a function of initial BPA concentration at different temperatures………... 48 Concentration profiles (2D and 3D) of BPA in LDPE contact with water at 60℃with an initial BPA concentration of 1.42 mg g-1……….. 52 Figure 3.1 Figure 3.2 Figure 4.2 Figure 4.3 Figure 4.4 Figure 4.5 Figure A1 FTIR graph of (a) BPA, (b) LDPE + BPA (0.5 wt%) and (c) LDPE....... Figure A2 DSC graph for (a) LDPE and (b) LDPE + BPA (0.5 wt%)…………….. viii Figure A3 TGA graph of BPA……………………………………………………... Figure B1 Amount of BPA migrated from LDPE into water at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (1.42 mg g ). C Figure B2 Amount of BPA migrated from LDPE into 3% acetic acid at (a) 40º C, (b) 60º and (c) 80º relative to the initial amount in the polymer (1.42 C C -1 mg g )………………………………………………………………….. Figure B3 Amount of BPA migrated from LDPE into water at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (0.41 mg g ). C Figure B4 Amount of BPA migrated from LDPE into 3% acetic acid at (a) 40º C, (b) 60º and (c) 80º relative to the initial amount in the polymer (0.41 C C -1 mg g )………………………………………………………………….. Figure B5 Amount of BPA migrated from LDPE into 95% ethanol at (a) 40º (b) C, 60º and (c) 80º relative to the initial amount in the polymer (0.41 C C -1 mg g )………………………………………………………………….. Figure B6 Amount of BPA migrated from LDPE into water at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (2.66 mg g ). C Figure B7 Amount of BPA migrated from LDPE into 3% acetic acid at (a) 40º C, (b) 60º and (c) 80º relative to the initial amount in the polymer (2.66 C C -1 mg g )………………………………………………………………….. Figure B8 Amount of BPA migrated from LDPE into 95% ethanol at (a) 40º (b) C, 60º and (c) 80º relative to the initial amount in the polymer (2.66 C C -1 mg g )………………………………………………………………….. ix ABBREVIATIONS AND SYMBOLS Diffusion coefficient Chemical potential Diffusion distance in the polymer Permeant concentration Diffusion time Glass transition temperature Activation energy Gas constant Absolute temperature Pre-exponential factor Diffusion coefficient in the polymer Migrant concentration in the food or food simulant Migration level at time t Initial migrant concentration Density of the polymer Density of the food or food simulant Polymer film thickness Volume of the polymer Volume of the food or food simulant x Partition coefficient of the migrant Migration level at equilibrium Area of the polymer in contact with the food simulant Excitation wave length Emission wave length Root mean-square error Solubility parameter distance Dispersion parameter Polar parameter Hydrogen bonding parameter xi CHAPTER 1 Introduction 1.1 Background In the food industry, packaging plays a very important role to the food product. The main functions of food packaging [1] are: (a) to provide containment of the food product; (b) to afford protection of the food product from the outer environment; and (c) to give the consumer detailed information of the food product it contains. Various kinds of materials are used for food packaging such as metal, glass, paper, wood and plastic. Compare to other materials, plastic is a relatively new material and is used extensively in food packaging due to its ability to adapt to specific requirements. The synthetic plastic industry first started in 1909, with the development of a phenol formaldehyde plastic by Baekeland [2]. After that, different types of plastic materials were developed and used for packaging purposes. The demand for plastics as packaging materials has grown year by year and they have been a good alternative to other types of materials such as glass and metal. Plastics have some advantages that have made them very useful as packaging materials, especially for food product applications [3], such as easy to shape, low in cost, almost chemically inert, lightweight, superior sealing ability, and relatively good barrier properties. One important feature of plastic packaging materials is their semi-crystalline or even non-crystalline morphology. The crystalline region helps to improve the mechanical and barrier properties of the packaging materials. The amorphous region makes the packaging 1 materials more flexible and easier for processing. However, the existence of amorphous region is one of the factors that enable the transfer of small molecules (such as gases, liquids and solids) through the boundary layers of plastic materials [4]. One phenomenon of the transfer of small molecules in the packaging system is migration, which corresponds to the release of compounds from the packaging materials [5]. The released components can be residual monomers, oligomers, processing aids and additives. Additives, such as plasticizers, stabilizers, UV absorbers and anti-oxidants, make the packaging materials more processable and durable. When those components go into the food product, they may affect the quality and safety of the food product. Bisphenol A (BPA) (Figure 1), or 2, 2-bis (4-hydroxyphenyl) propane, is a chemical primarily used as a precursor in the synthesis of polycarbonate (PC) and epoxy resins, to be used as rigid containers and metal can linings. It can also be used as an additive in various plastic materials such as PVC and rubber to improve the durability (UV resistance, heat stability, etc.) of the materials [6-8]. Migration of BPA happens when those packaging materials are in direct contact with the food system [9-14]. Another source of BPA migration could take place when the packaging materials are either recycled or discarded in the landfill. In this situation, BPA migrates into the surrounding environment such as river water [15, 16] and soil [17]. However, the migration of BPA due to the direct contact of the packaging materials with the food system is the primary concern since the food constitutes the main route of human exposure to BPA [18]. 2 CH3 HO C OH CH3 Figure 1.1 Molecular Structure of BPA. BPA is also known as one of the endocrine disrupting compounds (EDCs), a group of chemicals that interact with steroid hormone receptors of human and animals and disrupt normal endocrine functions [19]. Since BPA is widely used in food packaging, in recent years, there is an increasing concern regarding the level of BPA in the food system which could impact the human health [20, 21]. Thus, there is a need to determine the level of BPA that migrate into the food system and how BPA is released into the food system from the packaging materials in order to ensure food safety. 1.2 Motivation It is important to assess the level of BPA in the food system promoted by the packaging materials being in direct contact with the food product. It is also important to understand how the migration takes place and how fast or slow that BPA is released from the packaging materials into the specific food or food simulant under specific conditions. The conventional migration testing proposed by the US Food and Drug Administration (FDA) usually measures the level of additives that migrate into a specific food simulant [22]. But this method does not provide the profile of migration process. Mathematic models have been developed in recent years aiming to predict the migration of additives 3 and other low molecular weight components from plastic packaging materials into the food or food simulants [23]. For example, diffusion equations derived from Fick’s second law are applied to describe the migration process as a function of time, by solving parameters such as diffusion coefficient ( 𝐷 𝑃 ) and partition coefficient ( 𝐾 𝑃,𝐹 ). The prediction of migration using mathematical models may overcome some disadvantages associated with conventional migration testing [22], such as (a) time consuming, (b) difficult for the analysis of migrants at ultra-low concentrations, (c) expensive in analyses used in migration testing, and (d) generating hazardous laboratory waste. Therefore, model prediction is considered a promising alternative to the conventional migration testing. 1.3 Goal and objectives The overall goal is to describe the migration profile of BPA from plastic packaging materials into the food system at different conditions. To reach the goal, the following objectives are addressed, with special focuses on the development of methodologies to describe BPA migration. (1) Set up an analytical method for the quantification of BPA; (2) Implement mathematical models in order to describe the migration process; (3) Evaluate the effect of temperature, initial BPA concentration and food simulant type on the migration process. 4 CHAPTER 2 Literature Review This chapter starts with an introduction on bisphenol A (BPA), including the characteristics and properties, potential health risks, public concerns and some regulatory issues. Then, a brief description of mass transfer in packaging system will be given. Fick’s diffusion theory is addressed to express the migration process involved in mass transfer. Some diffusion models derived from Fick’s laws of diffusion are outlined. These models can be used to describe the migration process within the packaging system. In order to ensure food safety, migration testing of BPA is quite necessary. Methods of migration testing recommended by the US Food and Drug Administration (FDA) are introduced. The inspection of migration level is an important aspect of migration testing. Instrumental techniques regarding the determination of BPA are listed, including the conventional methods such as liquid chromatography and gas chromatography, as well as a new method called immunochemical technique. 5 2.1 A brief description of BPA 2.1.1 Characteristics and properties of BPA The synthesis of BPA was first reported by Zincke [24] using acid catalyzed condensation of acetone and phenol (Figure 2.1). Chemical and physical properties [25] of BPA are listed in Table 2.1. Commercial production of BPA began in 1950’s when it was widely used in the manufacture of polycarbonate (PC) plastics and epoxy resins. The demand of BPA has been grown worldwide with the continuous growth of the uses for these plastic materials. Today, BPA is one of the world’s most widely produced chemicals, with an annual production of over 2.2 million tones [26]. In the US, BPA ranks in the top two percent of high production volume chemicals, with annual production exceeding a billion pounds (0.5 million tons) [27]. Over 70% BPA are made into PC plastics and about 21% BPA go into epoxy resins [28]. For food contact applications, less than 5% BPA are used [29]. OH CH3 + CH3 + OH O H+ CH3 OH H2O Figure 2.1 Synthesis of BPA. 6 OH CH3 Table 2.1 Chemical and physical properties of BPA. Formula C15H16O2 Mw 228 Mp (º C) 153 Bp/Fp (º C) a 250/79 b Td (º C) 180 Density (g/cm3) Solubility 1.195 not soluble in water; soluble in acetic acid; very soluble in ethanol, diethyl ether, benzene Note: a. Fp = flash point; b. Td = thermal decomposition point. 2.1.2 Potential risks of BPA BPA was identified as a weak estrogenic chemical; approximately 1000-2000 fold less potent than the natural estrogenic chemical 17-β estradiol [30]. A potential risk of BPA is its estrogenic activity [30, 31], firstly proved by experiments on rats in the 1930s [32]. Due to the accumulation of BPA in the body, adverse health effects are caused by BPA at doses much lower than that would normally be expected, which is also known as low dose effects [33]. Some examples of low dose effects in laboratory animals such as rats and mice are: (a) early onset of sexual maturation in females [34], (b) increased postnatal growth in both males and females [35, 36]; (c) altered immune function [37]; and (d) behavioral effects such as hyperactivity [38] and increase in aggressiveness [39]. The most serious problem of BPA is its carcinogenic activity [40] which can be correlated to cancer such as breast cancer [41]. The potential risks of BPA on breast cancer are attributed to two aspects: (a) BPA can alter the growth of mammary tissue that increase the risk of breast cancer as well as increase the sensitivity of breast tissue to cancer 7 causing agents [42]; and (b) BPA can significantly promote the growth of cancer cells. An example is the proliferation in MCF-7 human breast cancer cell line induced by BPA at low doses [43]. 2.1.3 Public concerns and regulatory issues of BPA The public doubt whether present regulations on BPA are adequate to protect human health according to the study on low dose effects of BPA. Adverse effects of lowdose exposure to BPA on laboratory animals were first reported in 1997 [44]. By December 2004, there were 115 published in vivo studies that dealt with low dose effects of BPA [45]. Among those studies, 94 out of 104 government-funded studies have reported significant adverse health effects, and 31 of them have reported effects caused -1 by doses at or below the current reference dose (RfD) which was set to be 50 μg kg day1 by the US Environmental Protection Agency (EPA). However, none of the remaining 11 industry-funded studies reported any significant biological impact of BPA [30]. Thus, there comes a debate regarding the safety of BPA [46]. One group suggests a higher restriction on BPA and eventually a ban on its use in any food contact application. The other group claims that the current use of BPA is safe. The FDA has shown its concern regarding the safety of BPA for many years. A draft assessment of BPA for its use in food contact applications was published in 2008 with particular focuses on its developmental toxicity [47]. By far, the FDA considers that the current level of exposure of BPA to adults and infants is safe based on the current RfD. 8 However, the FDA will keep on reviewing the safety of BPA as new data of BPA become available, and the current regulations on BPA might be changed in the future. Some actions have already been taken out to protect the human health by minimizing the exposure of BPA to the human body. In 2008, Canada became the first country to designate BPA as a toxic substance. As a consequence, Canada banned the import, sale and advertisement of polycarbonate baby bottles containing BPA and carried out efforts to reduce BPA contamination of infant formula in metal cans [48, 49]. In 2009, Connecticut became the first state in the US to ban the use of BPA in any infant formula and baby food containers, as well as in any reusable food or beverage container [50]. The European Union will ban the use of BPA in plastic baby bottles from 2011 with the support from the majority of its members [51]. 2.2 Mass transfer 2.2.1 Mass transfer in packaging system Interactions between plastic packaging materials and the food product are always connected with mass transfer occurring within the packaging system including sorption, permeation and migration. The driving force for the transport of a substance in the packaging system is the gradient of chemical potential of that substance. Here, the chemical potential can be interpreted as concentration or partial pressure of the substance. The transport of the substance from higher chemical potential side to lower side is a spontaneous process, in order to equilibrate the chemical potential between the two sides. 9 Sorption Sorption refers to the uptake of food components such as flavor, lipids and moisture by the plastic packaging materials. The extent of sorption depends on the initial concentration of the sorbent in the food as well as the polymer properties [52]. The sorption process causes the loss/change of flavor or quality of the food product which will be unacceptable to the consumer [53]. Permeation Permeation is the exchange of small molecules (gases, vapors and liquids) across the packaging materials and can be expressed in three steps: (a) absorption of the substance by the polymer surface at the higher concentration side; (b) diffusion of the substance through the polymer toward the lower concentration side; and (c) desorption of the substance at the lower concentration side. Migration Migration can be considered the opposite process of sorption which is the release of components from the plastic packaging materials into the product. The components released are also called migrants. Monomers and additives are two common types of migrants existed in most of the plastic materials. Those components are usually under intense legal control by the regulatory agencies to minimize their potential risk to human health due to their migration into the food. 10 The migration process in the packaging system is controlled by both thermodynamics and kinetics, or partition and diffusion, respectively [54-56]. The partition (thermodynamics process) of the migrant between the polymer phase and the liquid (food simulant) phase at equilibrium of migration is affected by the solubility and affinity of the migrant in the two phases. The diffusion (kinetics process) provides information on the migration velocity and is influenced by [57]: (a) molecular structure and molecular weight of the migrant, (b) affinity of the migrant to the food simulant, and (c) affinity between the polymer and the food simulant. The affinity can be described by solubility parameter δ [58]. The principle for the use of solubility parameter is “like dissolve like”, which means two liquids with similar δ values are miscible with each other. This principle may also extend to the miscibility between solid and liquid and solid and solid. The solubility parameter can be divided into three components in order to precisely define the degree of likeness in a given system. The three components are also known as Hansen solubility parameters [59] which are given as 𝛿 𝐷 , 𝛿 𝑃 and 𝛿 𝐻 , for dispersion, polar and hydrogen bonding contribution, respectively. Therefore, the affinity can be calculated and compared based on the Hansen solubility parameters. 2.2.2 Fick’s laws of diffusion Mass transfer of the substance within the packaging system is usually associated with the diffusion process in the polymer (Figure 2.2). Fick’s laws of diffusion [60] are useful 11 to quantitatively describe this process. For steady state, one dimension diffusion of a substance in the polymer, Fick’s first law is used [57]: 𝐹 = −𝐷 where 𝜕𝐶 𝜕𝑥 (2.1) is the transfer rate of the substance per unit area; in the polymer; 𝑥 is the diffusion distance; and is the substance concentration is the diffusion coefficient of the substance in the polymer. The negative sign indicates that the substance travels from the higher concentration region to the lower one. For unsteady state, one dimensional diffusion of the substance in the polymer, Fick’s second law is used [57]: 𝜕𝐶 𝜕2 𝐶 = 𝐷 2 𝜕𝑡 𝜕𝑥 where t is the diffusion time. Figure 2.2 Diffusion process of a small molecule in the polymer matrix. 12 (2.2) Note: The graph was modified from the original graph on the website of Dr. Mauritz’s research group: http://www.psrc.usm.edu/mauritz/diffuse.html. The existence of free volume and mobility of polymer chains enable the diffusion of small molecules [4, 61]. Regarding equations 2.1 and 2.2, some assumptions [57] are made here: (1) The value of D is assumed to be independent of both, the substance concentration and the polymer chain relaxation; (2) Diffusion processes through packaging materials are generally unidirectional and perpendicular to the surface of the package; (3) Solutions of diffusion equations are obtained for particular cases derived from the corresponding boundary and initial conditions. 2.2.3 Effect of temperature on diffusion When dealing with the problem of diffusion of the substance in the polymer, one important feature that should be addressed is temperature as it significantly affects the mobility of polymer chains. Diffusion mechanisms are different at temperatures above and below the glass transition temperature, Tg, of the polymer. At temperature T>Tg, polymers are at a “rubbery” state and respond rapidly to changes in their physical condition. The time required for the substance-polymer system to reach a new equilibrium state is much shorter than that required for the diffusion of the substance through the polymer matrix, due to the fast relaxation of polymer chains [62-64]. 13 When T90% was mostly found in the experiment, which has an agreement with the small 𝐾 𝑃,𝐹 values presented in Table 4.4. Table 4.4 Mean (N=3) partition coefficients (𝐾 𝑃,𝐹 ) (generated from equation 2.6) of BPA between LDPE and food simulants under different conditions. Food simulant Water 3% Acetic acid 95% Ethanol Initial concentration -1 (mg g ) 0.41 1.42 2.66 0.41 1.42 2.66 0.41 1.42 2.66 𝐾 𝑃,𝐹 40º C 1 3 8 1 2 8 1 2 3 60º C 1 1 3 0.3 1 3 1 1 2 80º C 0.3 1 1 0.3 0.8 1 0.2 1 0.5 The fit of equation 2.6 to the experimental data was evaluated by RMSE in equation 3.2 (Table 4.5). The small RMSE values indicate a good fit of the applied equation to the experimental data. An example of the experimental data with the fitted 42 graph (generated from equation 2.6) is shown in Figure 4.2. The migration curve fits the experimental data well within a wide range. A larger deviation is usually observed at a higher migration level (>50%). As mentioned in section 4.2, there was a slightly uneven distribution of BPA in LDPE film, which should be responsible to the deviation of experimental data from the migration curve. Another source of the deviation could be the experimental error. Table 4.5 Mean (N=3) RMSE values as a measure of fit between the experimental data and the applied diffusion equation. Food simulant Water 3% Acetic acid 95% Ethanol Initial concentration -1 (mg g ) 0.41 1.42 2.66 0.41 1.42 2.66 0.41 1.42 2.66 43 RMSE 40º C 0.046 0.068 0.055 0.037 0.038 0.034 0.047 0.055 0.033 60º C 0.052 0.053 0.043 0.068 0.077 0.049 0.024 0.018 0.045 80º C 0.055 0.054 0.056 0.050 0.025 0.039 0.042 0.050 0.024 Figure 4.2 Amount of BPA migrated from LDPE into 95% ethanol at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (1.42 mg g ). C 44 4.4 Effects of various factors on the diffusion coefficient Diffusion coefficient can be taken as an indicator for the migration rate, or how fast the migrant moves through the polymer. It is also important to evaluate the effects of various factors and their interactions on the diffusion coefficient in order to predict how the diffusion coefficient behaves under different conditions. The evaluation was conducted by SAS software using equation 3.3 and the results are listed in Table 4.6. The effects of all the factors (temperature, initial BPA concentration and food simulant type) are significant on the diffusion coefficient. The interaction between temperature and food simulant type was also significant on the diffusion coefficient, but not for the other twoway and three-way interaction of the factors. Table 4.6 Effect of temperature, initial BPA concentration, food simulant type and their interactions on the migration rate at 𝛼 = 0.05. Effect Temperature Concentration Simulant Temp*Conc Temp*Simulant Conc*Simulant Temp*Conc*Simulant Df 1 1 2 1 2 2 2 F value 2767.81 63.85 8.54 0.24 4.85 0.19 0.11 a Pr > F <.0001 <.0001 0.0005 0.6285 0.0107 0.8300 0.8934 Power 0.999 0.999 0.961 0.077 0.784 0.078 0.067 Note: a. Pr value ≤0.05 indicates a significant effect on the diffusion coefficient. 45 Effect of temperature In rubbery polymers, the relationship between the diffusion coefficient and temperature (above the polymer glass transition temperature, Tg) can be described using an Arrhenius type of equation [129]: 𝐷 = 𝐷0 exp (− 𝐸𝑎 ) 𝑅𝑇 (4.1) where 𝐸 𝑎 represents the activation energy of diffusion; 𝑅 is the gas constant; and 𝑇 is the absolute temperature. A linear relationship was obtained by plotting ln(𝐷 𝑝 ) as a function of inverse temperature ( 𝑅 2 > 0.99 ). Activation energies of BPA migration were calculated to be 118± kJ mol 2.6 -1 in water, 118± kJ mol 1.9 -1 in 3% acetic acid and -1 134± kJ mol in 95% ethanol. Similar 𝐸 𝑎 values were obtained for each food simulant 1.4 regardless of the initial BPA concentrations. The reason could be the very small amount of BPA (< 0.5 wt% in nominal) added to LDPE, which has nearly no effect on the polymer morphology according to the DSC results. This behavior coincides with the nonsignificant interaction effect between temperature and initial BPA concentration from the statistical analysis. 𝐷 𝑃 values obtained at 22º were compared with the ones predicted by the Arrhenius C equation (Figure 4.3). The difference between the experimental and predicted values were within the range of 6 , indicating a reliable application of the Arrhenius equation. 46 Figure 4.3 Mean (± SD, N=3) experimental and predicted diffusion coefficients of BPA in LDPE contacting with three different food simulants. Note: The experiment was conducted at room temperature with an initial BPA -1 concentration of 1.42 mg g . Effect of initial BPA concentration As initial BPA concentration increased, the diffusion coefficient decreased. The transport of BPA in the polymer was restricted by the mobility of polymer chains and the free volume in the polymer [4, 61]. Since the addition of BPA was too little in amount to cause an effect the polymer matrix, there should be nearly no modification on the mobility of polymer chains by BPA. A longer time for the equilibrium of migration was required at a higher initial BPA concentration. The initial concentration dependence of diffusion coefficients can be expressed in an exponential form, as an approximately linear relationship (𝑅 2 > 0.95) was obtained after natural log transformation on 𝐷 𝑝 values. An 47 example is shown in Figure 4.4. -25 Ln(DP) -23 -21 -19 -17 -15 0 0.5 1 1.5 2 -1) CP,0 (mg g 2.5 3 Figure 4.4 Diffusion coefficient of BPA in LDPE in contact with water as a function of initial BPA concentration at different temperatures. Note: Each data point represents the mean values of triplicate analysis. The parallel lines indicate that the interaction between temperature and initial BPA concentration is not significant. Effect of food simulant type and its interaction with temperature The transport property of the polymer phase varies with different types of food simulants [130]. Table 4.2 shows that the diffusion coefficients were higher in water and 3% acetic acid than in 95% ethanol at 40 and 60º This phenomenon may be attributed C. to the affinity between LDPE and the solvent (food simulant). According to regular solution theory (RST), the affinity between the polymer and the solvent can be quantified 48 by solubility parameter distance, Ra, expressed as [59]: 𝑅 𝑎 = √4(𝛿 𝐷𝑝 − 𝛿 𝐷𝑠 )2 + (𝛿 𝑃𝑝 − 𝛿 𝑃𝑠 )2 + (𝛿 𝐻𝑝 − 𝛿 𝐻𝑠 )2 (4.2) where 𝛿 𝐷 , 𝛿 𝑃 and 𝛿 𝐻 are dispersion, polar and hydrogen bonding parameters, respectively. The second subscript 𝑝 and 𝑠 represent the polymer and the solvent, respectively. The smaller 𝑅 𝑎 , the higher the affinity between the polymer and the solvent. The solubility parameters for LDPE and each food simulant at room temperature, and the calculated 𝑅 𝑎 values are listed in Table 4.7. Water was used to represent 3% acetic acid since similar diffusion coefficients were obtained for the two simulants. Table 4.7 Dispersion (𝛿 𝐷 ), polar (𝛿 𝑃 ) and hydrogen bonding (𝛿 𝐻 ) solubility parameters for LDPE and different food simulants. Material LDPE Water Ethanol 𝛿𝐷 MPa1/2 17.9 15.5 7.7 𝛿𝑃 MPa1/2 0 16 4.3 𝛿𝐻 MPa1/2 0 42.3 9.5 𝑅 𝑎 from LDPE MPa1/2 0 45.5 22.9 Ref. [131] [132] [132] The affinity between LDPE and ethanol was higher than that between LDPE and water. During the migration, the solvent penetrated the polymer matrix and a higher affinity between polymer and the solvent would slow the movement of BPA. Therefore, there was a delay in the diffusion of BPA in LDPE when exposed to ethanol and BPA migrated faster into water and 3% acetic acid. At 80º the diffusion coefficients of BPA C, for all food simulants were higher than the other temperatures, but there was no much 49 difference among different food simulants. It was expected that the whole system got very high mobility at high temperatures; therefore affinity did not play an important role on the migration. The effect of food simulant type on the diffusion coefficient at lower temperature tended to disappear at higher temperatures. The influence of food simulant type on the diffusion coefficient with the change of temperature showed an interaction effect indicated by the statistical analysis. 4.5 Empirical model for BPA migration from LDPE film A relationship can be established to express the diffusion coefficient as a function of temperature and initial BPA concentration for each food simulant. Again, a general linear model was introduced: ln(𝐷 𝑃 ) = a0 + a1 ∗ T + a2 ∗ C + a3 ∗ T ∗ C (4.3) Parameters estimation was carried out by running “glm” function of SAS software, and the significance of each parameter was evaluated by comparing with 0 (non-significant). The results are shown in Table 4.8. 𝑅 2 values showed a good fit of the model to the experimental data. The positive a1 values indicated that diffusion coefficient increased with the increase of temperature and the effect of temperature on the diffusion coefficient is stronger in 95% ethanol than in the other simulants. The negative a2 values showed an inverse relationship between the diffusion coefficient and the initial BPA concentration, and the effect of initial BPA concentration on the diffusion coefficient was stronger in 3% acetic acid. It also can be seen that the interaction between temperature and initial BPA 50 concentration did not have a significant effect on the diffusion coefficient since a3 values were very close to 0 with 𝑃𝑟 > 0.05. Table 4.8 Parameter estimation of the empirical equation 4.3 for BPA migration from LDPE into different food simulants. Food simulant Water 3% Acetic acid 95% Ethanol a0 -27.1006 -26.8664 -28.3486 a1 0.1285 0.1266 0.1442 a2 -0.6446 -0.7779 -0.7246 a a3 0.0002 0.0015 0.0008 𝑅2 0.9914 0.9950 0.9947 Note: a. Parameter for a3 was not significant (𝑃𝑟 > 0.05). 4.6 BPA concentration profiles in LDPE film With the diffusion coefficients obtained from the kinetic study, one can model the concentration profiles of BPA in LDPE film during the migration. Concentration profiles were generated by solving Fick’s second law with initial and boundary conditions. An example of BPA concentration profiles in LDPE film are shown in Figure 4.5. Both 2-D and 3-D concentration profiles are generated by MATLAB. The migrant concentration in the solvent can be considered to be 0 due to the large volume of the solvent compared to that of the polymer, as well as the extremely low initial migrant concentration in the polymer. Therefore, a concentration of 0 can be applied to the boundary condition that made the modeling of concentration profile easier. 51 Figure 4.5 Concentration profiles (2D and 3D) of BPA in LDPE contact with water at -1 60º with an initial BPA concentration of 1.42 mg g . C 52 CHAPTER 5 Conclusion 5.1 Outcomes from the study Due to the potential adverse heath effect of additives such as BPA in food packaging materials, migration testing on these low molecular weight components is required. Migration level is determined from the experiment and used for estimating the daily intake, in order to protect human health. In this study, A HPLC-UV method was -1 successfully built for BPA analysis. The detection limit was found to be 1μg L which is quite capable to determine the trace amount of BPA in the food simulant. The small variance and excellent repeatability of the instrumental method enables the requisition of accurate data, which is essential when dealing with the migration modelling. Migration of BPA from LDPE was diffusion controlled and followed the Fickian diffusion behavior. The migration process was affected by chemical properties of the migrant, the food simulant and the polymer. Parameters related to migration process such as diffusion coefficients and partition coefficients can be determined by Fick’s diffusion equations through a kinetic study under finely controlled laboratory conditions. 𝐷 𝑃 values -10 obtained under different conditions ranged from 10 -8 to 10 2 -1 cm s . These equations could also be applied to other migrant-polymer systems with weak interaction between the migrant and the polymer. The statistical analysis showed that temperature, initial BPA concentration, and food 53 simulant type, all significantly affected the diffusion coefficient. However, the interaction effects of the factors on the diffusion coefficient were not significant, except for the interaction of temperature and food simulant type. Among these factors, temperature dependence of diffusion coefficients can be described using an Arrhenius type of equation. Activation energies obtained were independent from the initial BPA concentration, indicating that there was no obvious effect on polymer morphology caused by the addition of BPA at very low concentration levels. The relationship between diffusion coefficients and initial BPA concentration followed an exponential form. Based on the statistical analysis, a general linear model can be applied to correlate the diffusion coefficient to temperature and initial BPA concentration. This model may also be applied to other polymer-migrant systems. 5.2 Prospects for the future work The future work may concentrate on the following areas: (1) Apply other instrumental methods for BPA analysis such as UV-Fl and GC-MS, and make comparison between different methods; (2) Perform one-sided migration testing using either film samples or containers, and compare with the results of two-sided migration testing; (3) Perform migration testing of BPA and its derivatives from other polymers such as PP and PC, apply mathematical models to the migration process and validate these models, and investigate the effect of various factors on the migration rate. 54 APPENDICES 55 APPENDIX A Graphs for IR and thermal analysis of LDPE+BPA 56 Figure A1 FTIR graph of (a) BPA, (b) LDPE + BPA (0.5 wt%) and (c) LDPE. -1 Note: The absorbance at 827 cm was used as an indicator for BPA distribution in LDPE. 57 Figure A2 DSC graph for (a) LDPE and (b) LDPE + BPA (0.5 wt%). 58 Figure A3 TGA graph of BPA. 59 APPENDIX B Migration graphs obtained under different conditions 60 Figure B1 Amount of BPA migrated from LDPE into water at (a) 40º (b) 60º and (c) C, C -1 80º relative to the initial amount in the polymer (1.42 mg g ). C 61 Figure B2 Amount of BPA migrated from LDPE into 3% acetic acid at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (1.42 mg g ). C 62 Figure B3 Amount of BPA migrated from LDPE into water at (a) 40º (b) 60º and (c) C, C -1 80º relative to the initial amount in the polymer (0.41 mg g ). C 63 Figure B4 Amount of BPA migrated from LDPE into 3% acetic acid at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (0.41 mg g ). C 64 Figure B5 Amount of BPA migrated from LDPE into 95% ethanol at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (0.41 mg g ). C 65 Figure B6 Amount of BPA migrated from LDPE into water at (a) 40º (b) 60º and (c) C, C -1 80º relative to the initial amount in the polymer (2.66 mg g ). C 66 Figure B7 Amount of BPA migrated from LDPE into 3% acetic acid at (a) 40º (b) 60º C, C -1 and (c) 80º relative to the initial amount in the polymer (2.66 mg g ). 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