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Silver prints of " p h o to g ra p h s " m ay be ordered a t additional charge by writing the O rder D epartm ent, giving the catalog n u m b er, title, au th o r and specific pages y o u wish reproduced. 5. PLEASE NOTE: received. Som e pages m ay have in distinct print. Filmed as Xerox University Microfilms 300 N orth H oeb R ond A nn A rbor, M ichigan 4S106 I I I I 75-14,684 ABBETT, W illiam Smith, 1942AN ANALYSIS OF ACTUAL AND PREFERRED PATTERNS OF FACULTY ACTIVITY IN THE COLLEGE OF ENGINEERING AT MICHIGAN STATE UNIVERSITY. Michigan State U n iv e rs ity , Ph.D ., 1974 Education, adm inistration Xerox University Microfilms, Ann Arbor, Michigan 48106 AN ANALYSIS OF ACTUAL AND PREFERRED PATTERNS OF FACULTY ACTIVITY IN THE COLLEGE OF ENGINEERING AT MICHIGAN STATE UNIVERSITY by William S. Abbett A DISSERTATION Submitted to Michigan State University in p a rtia l fulfillment of the requirem ents for the degree of DOCTOR OF PHILOSOPHY Department of Administration and Higher Education 1974 ABSTRACT AN ANALYSIS OF ACTUAL AND PREFERRED PATTERNS OF FACULTY ACTIVITY IN THE COLLEGE OF ENGINEERING AT MICHIGAN STATE UNIVERSITY by William S. Abbett Increasing demands for educational and fiscal accountability have, in recent y e a r s , emphasized the need to critically evaluate program p r io ritie s in higher education. Fundamental to this evaluative process is the problem of developing effective means to a sse ss the disposition of faculty to various institutional p ro g ram s. Since a p rogram may be generally defined as an organized se t of activities designed to achieve predeterm ined goals, it appears reasonable to approach this problem from the perspective of institutional goals (through goal preference assessm ent) or through careful analyses of attitudes toward organiza­ tional activities. Considering the interpretiv e problems associated with goal p re f­ erence as se ss m e n t, this study was predicated on the need to explore activity analysis as a means to identify faculty perceptions of institu­ tional p rogram s. The central purpose of the study was to compare actual and p r e f e rr e d patterns of faculty effort within an academic o r­ ganization. The population consisted of all faculty m em bers associated with the College of Engineering at Michigan State University. study was based upon four operational assumptions: The William S. Abbett 1. Since institutional program s may be defined as organized sets of activities, it was assumed that perceptions of these program s could be evaluated in te rm s of the specific activities from which they a re comprised. 2. It was suggested that the value or "importance" of a p ro g ra m -re la te d activity could be defined quantitatively as an amount of professional re so u rc e s devoted to that activity. 3. Recognizing that all organizational resources including facility a re finite in nature, it was assumed that an evalu­ ation of the "importance" of a single activity m ust neces­ sa rily be weighed against the "importance" of all other ac tiv itie s. 4. Finally, it was assumed that organizational activities and program s a r e the re s u lt of a complex interaction between individual needs and organizational expectations. Thus, it was deemed essential to consider the evaluation of ac­ tivities from both an individual and organizational perspective. With these assumptions in mind, an instrum ent defining thirty cate­ gories of p ro g ra m -re la te d activity was developed and distributed to the sample. Respondents were asked to provide percentage estimates of (1) actual individual effort, (2) p re fe r re d individual effort, (3) perceived organizational effort, and (4) p re fe rre d organizational effort for each of the activity categ ories. Percentage distributions were employed to achieve an understanding of the "relative value" of each activity in term s of professional re s o u rc e s. Since percentage distributions William S. Abbett assumed finite reso u rce availability, the procedure roughly simulated the p ro ce ss of p rio rity asse ssm e n t which naturally occurs within an organization. An ANOVA of repeated m e a su re s and a Tukey post hoc procedure were used to determine whether differences existed between actual and p r e f e r r e d effort at both individual and organizational levels. As a r e ­ sult of the analysis, the following conclusions were drawn; 1. There was no evidence to suggest that the combined indivi­ dual effort p re fe re n c e s of faculty m em bers differed from the p attern of faculty effort which actually occurs within the college. It appeared then, that if assignments were made solely on the basis of individual faculty needs and i n te r e s ts , the resultant p attern of professional reso u rce allocation over prog ram s could not be significantly dif­ ferent than that which was currently in effect. Z. The analysis also failed to describe significant differences between perceived and p r e f e rr e d patterns of organizational effort. This finding was p articu larly significant in that it evaluated facility attitudes toward the p rio rity stru c tu re which exists within the College of Engineering. Since no significant differences were found, it appeared that the faculty as a whole was content with the p rio rity stru c tu re which they perceived to exist within the College. 3. In comparing individual effort patterns (actual and p r e ­ ferred ) with organizational effort patterns (perceived and p re fe rre d ), the following four observations were made; (a) the comparison of actual individual with perceived William S. Abbett organizational effort suggested that facility perceptions of the actual p a tte rn of professional reso u rce allocation are generally accurate; (b) in comparing actual individual with p r e f e r r e d organizational effort, i t appears that the faculty's perception of an ideal pattern of re so u rc e distribution is not significantly different from that which cu rre n tly exists; (c) the analysis of p r e f e r r e d individual and perceived o r­ ganizational effort suggested that if faculty were assigned according to th e ir personal in te re s ts and needs, the r e ­ sultant pattern of reso u rce allocation would not be signifi­ cantly different from that which they feel curren tly exists; (d) the resu lts of the com parison of p r e f e r r e d individual with p r e f e r r e d organizational effort suggested that the combined individual p re fe re n c e s of the faculty generally agreed with their preferen ces for organizational activity. Exceptions to these observations were noted in ce rta in activities. Substantive in te rpretation of th ese exceptions, however, was not attempted as the response ra te achieved precluded accuracy in estab­ lishing organizational m e a su re s composed of the combined actual and p r e f e r r e d effort of individual faculty. TABLE OF CONTENTS C hapter I. II. III. Page THE P R O B L E M .............................................................................................. 1 In tro d u c tio n .................................................................................................... Background and Need for Study . . . . . . . Theoretical A s s u m p tio n s ................................................................ P urpose of the S t u d y ....................................................................... Objectives of the Study........................................................................ D e f i n i t i o n s .......................................... Scope of the S t u d y ............................................................................... Limitations of the S t u d y ................................................................ Organization of the S tu d y ................................................................ 1 2 5 9 10 11 12 12 13 REVIEW OF RELATED L IT E R A T U R E .................................... 14 In tro d u c tio n .................................................................................................... Organizational P rio r ity A s s e s s m e n t ............................. Goal S t u d i e s ...................................................................................... Problem s of I n t e r p r e t a t i o n Faculty Activity A n a ly s is ................................................................ Summary .................................................. 14 14 14 20 23 28 DESIGN OF THE S T U D Y ........................................................................ 30 In tro d u c tio n .................................................................................................... P o p u l a t i o n ....................................................................... I n s t r u m e n t a t i o n ...................................................................................... Description of the Annual R e p o r t ......... 31 Description of the Faculty Effort F o r m . . . Description of the Revised Effort F o rm P re testin g the Revised Effort F orm . . . . Data Collection P r o c e d u r e s .......................................................... T reatm ent of the D a t a ........................................................................ Objectives and H y p o t h e s e s ........................................... Analysis of the D a t a ................................................................. Summary ............................................................................... IV. 30 30 31 . 33 35 40 41 43 43 45 47 ANALYSIS OF THE DATA........................................................................ 48 I n tro d u c tio n .................................................................................................... Statement of O b j e c t i v e s ................................... Review of Design and General Findings . . . . 48 48 49 ii Chapter V. Page Hypotheses T e s t i n g .............................................................................. Objective I .............................................................................. . Objective I I ...................................................................................... Objective I I I .............................. ................................................. Objective I V ...................................................................................... Obj ective V ...................................................................................... Obj ecti ve V I ...................................................................................... S u m m a r y ........................................................................................................... 53 53 55 55 58 60 62 64 SUMMARY AND CONCLUSIONS........................................................... 67 Need and P u r p o s e .............................................................................. O b j e c t i v e s .................................................................................................... D e s i g n .................................................................................................................. F i n d i n g s .................................................................................... Conclusions ........................................................ Recommendations for F u rth e r R esearch . . . . 67 68 69 70 72 77 APPENDICES Appendix A. Annual Report of Faculty Activities and the Faculty Effort F o r m .......................................... 80 Revised Faculty Effort F o r m .................................................................. 93 SELECTED B IB L IO G R A P H Y ...................................................................................... 95 B. iii LIST OF TABLES Table 3. 1 3. Z Page Examples of P ro g ra m Output Approximations Used in the College of Engineering Annual Report of Individual Faculty Activities . . . . . 34 P ro g ra m Areas and Activity Categories as Defined in the Revised Effort F o r m .................................... 37 3. 3 Summary of Faculty R e s p o n s e ................................................................. 43 4. 1 Sum mary of Analysis of Variance on Subjects, Activity A reas, and Effort M e a s u r e s .................................... 50 Summary of Analysis of Variance of Simple Main Effects of Effort M easures by Activity Area .................................................................................................................. 5Z Tukey P o st Hoc Comparisons of Actual Individual Effort and P r e f e r r e d Individual E f f o r t ............................. 54 Tukey P o st Hoc Comparisons of Perceived Organizational Effort and P r e f e r r e d Organizational E f f o r t ............................................................................... 56 Tukey P o st Hoc Comparisons of Actual Individual Effort and Perceiv ed Organizational Effort . . . 57 Tukey P o st Hoc Comparisons of Actual Individual Effort and P r e f e r r e d Organizational Effort . . . 59 Tukey P o B t Hoc Comparisons of P re f e r r e d Individual Effort and Perceiv ed Organizational E f f o r t .................................................................................................................. 61 Tukey Post Hoc Comparisons of P re f e r r e d Individual Effort and P r e f e r r e d Organizational E f f o r t .................................................................................................................. 63 Summary of Hypotheses T e s t i n g .......................................................... 66 4. Z 4. 3 4 .4 4. 5 4. 6 4.7 4. 8 4. 9 iv LIST OF FIGURES F ig u re 1.1 Page A T heoretical Description of Organizational Activity ............................................................................................................... v 8 CHAPTER I THE PROBLEM Introduction Over the past sev eral y e a rs, colleges and universities have experi­ enced increasing demands for educational and fiscal accountability. Institutional budgets, which once were approved with little question, are now carefully scrutinized and often drastically reduced. Indeed, few adm inistrators would argue that continued support of higher educa­ tion is becoming increasingly conditional. This realization has em­ phasized the need for institutions to define and develop effective means to allocate and manage available resources in support of institutional goals. The p rim a ry reso urce of any college or university is its faculty. Like all professional organizations, institutions of higher education depend largely, if not entirely, upon their professional academic staffs in achieving institutional objectives. In addition to being the key con­ trib utors to the outcomes of higher education, faculties a re also the m ost costly of all institutional resources having salaries which often represent from sixty to eighty percent of operating budgets [4:63]. Considering the unique importance and high cost of faculty, it is appar­ ent that the development of effective tools for resource management will heavily depend upon an understanding of the nature and effects of faculty activity. 2 Background and Need for Study To achieve a b e tte r understanding of the nature of professional activity, a significant number of institutions have initiated o r intensi­ fied efforts d irecte d at investigating faculty workloads. Generally, these efforts have been designed to answer the following questions: 1. What types of activities are perform ed by faculty m em ­ b ers in support of institutional objectives ? 2. How do faculty m em bers divide th e ir time between these activities ? 3. What are the re su lts or effects of these activities in term s of achieving institutional objectives? [24:l] The answ ers to these questions, provided through careful analyses of faculty activ itie s, yield information which may be used in a variety of management functions including long range planning, p ro g ram review and evaluation, budgeting, and re s o u rc e utilization analysis [24:16], A review of the l ite r a tu re concerning faculty activity analysis sug­ gests that m a jo r efforts have been devoted to the identification and m ea su rem e n t of actual activity p attern s. .Little or no concern, how­ e v e r, has been given to the development of techniques designed to a s s e s s the p r e f e r r e d o r valued activity patterns of faculty m em bers. In fact, m o st studies of faculty activity imply the need to design methods of data collection which elicit responses devoid of personal or value judgment. Yet, an understanding of how faculty m em bers value various activities would provide additional information which would be useful, if not c r i t ic a l , to many adm in istrativ e decisions. Consider, for example, the question of faculty assignments within an academic institution. C le a rly , college and university p ro fesso rs 3 a re m u lti-ta s k professionals who may reasonably be expected to p e r ­ form a variety of responsible functions within the un iversity (e. g. , teaching, r e s e a r c h , public s e r v ic e , advising, com m ittee work, etc. ), Yet, it is equally im portant to recognize that m ost faculty display vary­ ing and constantly changing attitudes tow ard given institutionally assigned resp o n sib ilitie s. Staffing p ro ce d u res which fail to consider these atti­ tudes frequently r e s u lt in faculty being asked to p e r f o r m ta sk s which are totally alien to th e ir p erso n al and pro fessio n al i n te r e s ts . Such assig nm ents, if c a r r ie d to an e x tre m e , often form the basis of conflict which may ultim ately effect the perfo rm an c e of an en tire academic unit. A continuous evaluation of faculty p re fe re n c e s toward various activities could se rv e to identify possib le a re a s of conflict between individual and institutional needs before problem s a r is e . In addition to monitoring faculty perceptions of th e ir ro le within the institution, information derived from an analysis of actual and p r e ­ f e r re d activity patterns could significantly aid a d m in is tra to rs in p ro g ram planning and management. System atic planning within organizations is a p ro ce ss which typically consists of four distin ct p h ases: cation of organizational goals, m e a su ra b le objectives, (1) specifi­ (2) tra n sla tio n of goals into sets of (3) identifying and organizing sets of activities (pro gram s) to achieve stated objectives, and (4) evaluating r e s o u r c e s in te rm s of p ro g ra m req u irem e n ts [2 0:28]. Considering th e ir importance to p r o g r a m development, implementation, and m aintenance, it is esse n tia l to carefully consid er faculty perceptions of the organization throughout the planning p ro c e s s . F requently, these perceptions are a s se ss e d through surveys de­ signed to identify faculty opinion regarding the various goals a n d /o r 4 objectives of the institution. Faculty perceptions of institutional out­ com es, as a s s e s s e d through th ese techniques, could be supplemented by an analysis of actual and p r e f e r r e d activity p atte rn s . Using this approach, a faculty m e m b e r 's perception of the im portance of an in sti­ tutional p ro g ra m could be evaluated in te rm s of his or h er willingness to personally p articip ate in the activities associated with the program . This added information would obviously be operationally significant in examining the re s o u rc e s available to m eet " d esire d " institutional objectives. It m ust be recognized, however, that individual faculty m em bers who p erceive a given objective or goal as valuable may not wish to p a rticip ate in the activities associated with its achievement. In other words, a faculty m e m b e r 's perceived professio nal role may signifi­ cantly differ from his or h er perception of the institutional role. Much of the information c u rre n tly available on faculty perceptions of the in­ stitution has been obtained through various goal p re fe re n c e surveys. Examples of these surveys may be found in Gross and Grambsch [10], Uhl [34], Thomas [31], Stead [28], and Hintz [14], Generally they con­ s i s t of statem ents describing various goals an d /o r objectives of the institution. Faculty m e m b e r s , and often o th e rs, a r e then asked to a s c rib e levels of actual (current) and ideal (p referred) im portance to each of the goal sta te m e n ts. Subsequent analysis of the resu lta n t data provides a d m in istra to rs with information which may be used in estab­ lishing p r io ritie s for p ro g ram development and re s o u rc e allocation [34:4]. A careful review of various goal p re fe re n c e studies (presented in detail in Chapter II) rev eals th re e fundamental weaknesses which tend 5 to lim it th e ir usefulness. F irs t, the p rocess of defining institutional goals or objectives is a difficult one often leading to over-generalizatio n and misconception. Secondly, implied in the design of these studies is the assumption that organizational goals can and should be evaluated independently of one another. Unfortunately, this assumption does not recognize the constraint of finite organizational re s o u rc e s and thus is not consistent with the actual p ro ce ss of determining organizational p rio rities. Finally, it is difficult to tra n s la te perceptions of a goal's " im p o rta n c e ," as identified in goal p refe ren c e studies, into quantitative m e a s u re s of the re so u rc e s needed for its achievement. An extension of activity analysis to include m e a su re s of (1) p e r ­ ceived organizational activity, and (2) p re f e r r e d organizational activity could se rv e to supplement goal pre ference studies by responding to many of the concerns cited above. More specifically, such an analysis would add to an understanding of the disposition of faculty toward the organization by evaluating: 1. faculty perceptions of specific goal directed activities (or p ro g ram s) r a th e r than ab stra ct goal statem ents, 2. faculty perceptions of organizational activities defined in te rm s of finite ra th e r than infinite re s o u rc e availability, 3. faculty perceptions of organizational p ro c e sse s defined in te rm s of a quantitative m e a su re of activity r a th e r than a qualitative m e a su re of importance. T heoretical Assumptions As was mentioned above, m ost r e s e a r c h directed at assessing faculty attitudes toward academic organizations has implicitly followed an approach to organizational analysis which focuses upon the prim acy 6 o£ goals within the institution. This "goal model" of organizational analysis, as Etzioni [9:16] describes it, assum es that all structu red activity existing within an organization is directed at achieving ce rtain predeterm ined goals. F ro m this persp ectiv e, then, organizational evaluation o r study becomes little m ore than a pro cess of identifying and determining the degree to which goals were achieved. In discussing the "goal model" for organizational analysis, Etzioni describes its fundamental weakness: . . . it tends, though not invariably, to give organizational studies a tone of social c r itic is m r a th e r than scientific analy­ sis. Since m ost organizations m ost of the time do not attain their goals in any final sense, organizational monographs a re frequently detoured into lengthy discussions about this lack of success to the exclusion of m o re penetrating types of analysis. Low effectiveness is a general c h a ra c te ris tic of organizations. Since goals, as symbolic units, are ideals which are m ore attractiv e than the reality which the organization attains, the organization can almost always be reported to be a failure. While this approach is valid, it is only valid from the p a r ­ tic u la r viewpoint chosen by the r e s e a r c h e r . [9:16] Thus, the value of the goal model for organizational analysis is wholly dependent upon the ability of the analyst to prec isely describ e the goals of the organization. In considering the collegiate organization, this task is confounded by the range of goals attributed to higher educa­ tion and a lack of concensus on the c r i t e r i a for evaluating th eir achievement [32:23], To overcome this weakness, it is n e c e ssa ry to approach the prob­ lem of organizational analysis from the perspectiv e of means (or r e ­ sources) r a th e r than ends (or goals). Etzioni re f e r s to this alternative approach as the "syste m model" for organizational analysis. In de­ scribing the model he states: Rather than comparing existing organizations to ideals of what they might be, (the system model) a s s e s s e s their perform ances relative to one another. . . It constitutes a statem ent about the 7 relationships (or activities) which m u st exist for an organi­ zation to operate. [9tl7] The "sy stem model" is thus concerned with establishing an under­ standing of the nature of the organization through a of its various pro ce sses or activities. careful examination Viewed from this prospective, the problem of identifying faculty perceptions of the institution is one of assessing their perceptions of the organizational activities in which they are engaged. This study is , then, directed at evaluating p rio ritie s within an academic organization through an examination of the activity patterns of faculty. Unlike traditional activity analysis, it is designed to con­ s id e r perceptions of both actual and p r e f e r r e d activity from an individual and organizational perspective. Implied in this approach is a concep­ tual fram ew ork which d escrib es organizational activity as the re s u lt of a complex interaction between individual needs and organizational ex­ pectations. This fram ew ork is described in p art in a theory of organi­ zations advanced by Getzels and Guba [30:167-183], According to these th e o r is ts , all organizations a re essentially composed of two dimensions of phenomena. The f i r s t dimension consists of the "institution" which is made up of the expectations and roles directed at achieving the goals of the organization. The second dimension is that of "the individuals" o r m em bers each having unique personalities and needs. Though con­ ceptually independent, the two dimensions a re functionally interactive. It is this interaction (illustrated in Figure 1. 1), which c re a te s a third or "transactional" dimension which manifests its e lf in the activity or goal behavior. concludes: In describing the "transactional" dimension Sweitzer 8 FIGURE 1. 1 A Theoretical Description of Organizational Activity EXTERNAL. ENVIRONMENT INSTITUTIONAL DIMENSION ORGANIZATIONAL GOALS ------------------------ PERCEIVED ORGANIZATIONAL ROLE OR ACTIVITY EXPECTATION -------------------------------------- ACTUAL ACTIVITY OR GOAL BEHAVIOR zz INDIVIDUAL ACTIVITY EXPECTATION ----------- 7K----------- INDIVIDUAL NEEDS TRANSACTIONAL DIMENSION INDIVIDUAL ACTIVITY EXPECTATION *-------- INDIVIDUAL ACTIVITY EXPECTATION INDIVIDUAL NEEDS INDIVIDUAL NEEDS ------------- j- -------------- * --------- Z EXTERNAL ENVIRONMENT {Adapted from Sweitzer [30:168]) INDIVIDUAL DIMENSION 9 This 'tra n sac tio n a l' dimension is a blend of the other two dimen­ sions and is composed of the elements of group, clim ate and intensions. The t e r m was used to communicate the assumption that the p ro c e ss within a social sy stem (or organization) may be seen as a dynamic tran sa ctio n between roles and p erso nality , and that the phenomenon of behavior includes both the sociali­ zation of personality and the personalizatio n of ro le s . [30;l68] F ro m this p erspective, an evaluation of organizational behavior or activity m u st of n ecessity address questions of the interactio n of in sti­ tutional and individual needs. In doing so, it becomes essential to con­ s id e r m em ber perceptions of organizational expectations for behavior o r activity in light of individual i n te r e s ts and needs. The p re s e n t study re p re s e n ts an attem pt to consider the "transactio nal" dimension of an academic organization through an examination of the perceptions faculty m em bers hold toward various organizational activities. P urp o se of the Study The ce n tral purpose of this study is to identify and com pare actual and p r e f e r r e d p attern s of faculty effort within an academic organization, namely, the College of Engineering at Michigan State University. More specifically, th irty categories of p r o g ra m - r e la te d faculty activity are identified and described. Each faculty m em ber is asked estim ates of the following: 1. Actual Individual Effort: an estim ate of how an individual faculty m em ber divides his or her tim e between the various categories of activity 2. P r e f e r r e d Individual Effort: * an estim ate of how each facul­ ty m em ber would ideally divide his or her time between the various categories 3. P erceived Organizational Effort: an estim ate of each faculty m e m b e r's perc eption of how the college divides 10 total faculty tim e among the various categories 4. P re f e rr e d Organizational Effort: an estimate of each faculty m em b er's perception of how the college should divide total faculty tim e between the various categories of responsibility. Statistical comparisons of the resultant effort patterns will be made to determine whether differences exist between actual and p refe rred ac­ tivity at both individual and organizational levels. Objectives of the Study Since the study rep re se n ts an exploratory attempt to extend the scope of faculty activity analysis, no experimental or directional hypo­ theses a re generated. The study i s , however, designed to meet the following six objectives: 1. to determine whether differences exist between actual in­ dividual effort and p re fe rre d individual effort in the various categories of responsibility, 2. to determine whether differences exist between perceived organizational effort and p re fe rre d organizational effort in the various categories of responsibility, 3. to determine whether differences exist between actual in­ dividual effort and perceived organizational effort in the various categories of responsibility, 4. to determine whether differences exist between actual in­ dividual effort and p re fe rre d organizational effort in the various categories of responsibility, 5. to determine whether differences exist between p refe rred 11 individual effort and perceived organizational effort in the various categories of responsibility, 6. to determ ine whether differences exist between p r e f e r r e d individual effort and p r e f e r r e d organizational effort in each of the various categories of responsibility. Null or non-directional hypotheses constructed to m eet the above objec­ tives a re p resented in Chapter 111. Definitions Operational descrip tio ns for many of the t e r m s associated with the study a r e p resented below: Organization: a social unit delibera tely constructed and recon­ stru cted to seek specific goals. In the p re s e n t study the "organization" shall be defined as the College of E ngineer­ ing at Michigan State University. P ro g ram : an organized se t of activities designed to achieve specified goals or objectives. F acu lty : the academic staff (excluding deans, d ir e c to r s , and chairmen) of the College of Engineering at Michigan State University. Categories of Responsibility: a s e t of specifically defined areas of faculty activity which a re supportive of college p ro g ra m s. E ffo rt: the workload of a faculty m em b er over a designated period of time. P a tte r n of Activity: the amount of effort expended by an indi­ vidual or group of faculty m em b ers over various categories of responsibility. 12 Scope of the Study As was e a r l ie r mentioned;, this study rep re se n ts an attempt to ex­ tend the scope of p ro g r a m - re la te d activity analysis. F ro m an opera­ tional standpoint, then, it was deemed important to identify, aB a unit of study, a rep re se n ta tiv e academic organization which (1) had system ­ atically defined its p ro g ram s in te rm s of th e ir component activities, (2) displayed adm inistrative support for, and experience with, faculty activity analysis, and (3) was in te reste d in exploring the pragm atic application of the proposed analysis. Considering its past experience and acceptance of faculty activity analysis as a viable management tool, the College of Engineering at Michigan State University was selected as the organizational unit of study. Since the study is limited to an examination of the unique program related activities associated with the college, caution m ust be exercised in generalizing the re su lts beyond the unit of study. Limitations of the Study In addition to that describ ed in the previous section, other m ajor limitations of the study a r e p resented as follows: 1. The study does not consid er v ariab le s such as academic rank, departmental affiliation, tenure, age, or sex which may be related to faculty perceptions of activity p attern s. 2. Organizational subgroups namely the adm inistrative, student affairs, an d /o r the profesional-technical staff, a re not included in the study. 13 3, A survey type study, p articu larly one which employs a newly developed instru m e n t, has c e rta in well documented limitations which m u st be considered in the in terpretation of the data. 4. Since less than 100% re tu rn of the questionaire can be anti­ cipated, conclusions cannot be p re c ise ly generalized beyond those who complete the questionaire. Organization of the Study A review of the relevant lite ra tu re is p resented in the following chapter. The third chapter includes a description of the population, data collection p ro c e d u re s, and sta tistic a l design. resultant data is p resented in Chapter IV. An analysis of the Finally, the summary and conclusions of the study, as well as recommendations for furth er r e ­ se arc h , are discussed in Chapter V. CHAPTER II REVIEW OF RELATED LITERATURE Introduction As stated in Chapter I, the central purpose of this study is to a sse ss faculty perceptions of organizational p r io r itie s through an analysis of professional activity p attern s. This chapter is intended to provide additional background for the study by examining various techniques used to identify and m easure: (1) faculty perceptions of organizational p r i o r i t i e s , and (2) the nature and extent of professio nal activity within academic organizations. Organizational P rio rity A ssessm ent The evaluation of faculty attitudes toward institutional p rio ritie s is a problem which has attracted considerable attention in recent y ea rs. In attempting to address this problem , m ost r e s e a r c h has employed an approach to organizational analysis which focuses upon institutional goals as the central variable of study. This "goal model" for organiza­ tional analysis, as Etzioni te r m s it, assum es that all stru ctu re d activity existing within an organization is directed at achieving c e rta in p r e ­ determ ined outcomes or goals [9:16], F ro m this perspectiv e then, the p ro ce ss of establishing p r io ritie s for organizational activity m ust, of necessity, begin with a careful evaluation of institutional goals. Goal Studies P erh ap s the m ost widely acclaimed and comprehensive examination 15 o£ university goals was conducted by Gross and G rambsch [10]. In this study, adm inistrators and faculty fro m sixty-eight universities were asked to respond to a listing of forty -seven goal statem ents developed by the r e s e a r c h e r s . Each statem ent was categorized as either an out­ put or support goal of the organization. Output goals were defined as those ends "which immediately, or in the future, are reflected in some product, se rv ic e , skill, or orientation which will effect so c ie ty ." [10;13] Support goals, on the other hand, were identified as those activities intended to keep the organization functioning effectively [10:9]. Faculty and adm in istrato rs included in the sample were asked to indicate th e ir perceptions of the actual and p r e f e r r e d importance of each goal within their institution. Comparisons of these perceptions were made to determ ine the degree of goal congruence existing within the organization. The significance of goal congruence is sum m arized by Gross and Grambsch in the following: In general, we would assum e that where th e re is a high degree of congruence between perceived and p r e f e r r e d goals, a state of harmony and content will exist. Conversely, where what is differs m arkedly from what the staff feels should be, a state of dissatisfaction, tension, and even conflict will exist. [ 10:36] In comparing rankings of the mean sc o re s obtained from the p e r ­ ceived and p r e f e r r e d m e a su re s of im portance, the authors noted con­ sid erable congruence in response and, "by inference, a high degree of satisfaction among faculty and ad m in istrato rs that goals w ere receiving proper attention. " [10:110] Dissonance between perceived and p r e f e r r e d im portance was, however, found to exist in the output goals relating to student production and in ce rta in support goals concerned with m aintain­ ing the financial base of the institution [10:111], Though not tested sta tistica lly , it is in teresting to note that the mean responses fo r " p re f e r re d im portance" exceeded those of "perceived 16 im portance" in forty of the fo rty -s e v e n goal statem ents [10:28-29]. This could lead one to conclude that faculty and adm in istrato rs generally feel that institutions should place m o re emphasis on n e a rly all goals considered. In addition to providing insight into faculty and adm inistrative p e r ­ ceptions of institutional goals, the work of Gross and Grambsch served to stimulate fu rth e r inquiry into goals a s se ss m e n t in higher education. In 1969, the Danforth Foundation [22] reported the re s u lts of a study which used a shortened and revised form of the Gross and Grambsch inventory. The study was designed to a s s i s t fourteen sm all lib eral arts colleges in identifying th e ir goals. of a d m in istra to rs, tutions. Included in the sam ple w ere groups faculty, and students from each of the subject in sti­ While there w ere significant differences between the th ree groups regarding perceived and p r e f e r r e d im portance of various goals, all tended to agree on the directio n of d esire d change [22:5]. In 1970, Thomas [31] conducted a study at Michigan State University involving a sample of student personnel w orkers and graduate students. Using the Gross and Grambsch study in stru m e n t, he sought to compare the goal perceptions of this group with the resp onses of faculty and ad­ m in is tra to r s obtained by Gross and Grambsch in 1968. Thomas found that the student personnel w orkers placed a higher emphasis on studentoriented goals than did the fa c u lty -a d m in istra to r group of the national survey [31:111-115]. Since Thomas sought to com pare groups which were distant in both size and tim e , the re s u lts of his study m ust be in­ te rp re te d with caution. One y e a r after Thomas' study was published, Stead [28] reported the resu lts of a second goals study conducted at Michigan State University. 17 Like Thomas, Stead used a slightly modified v ersio n of the Cross and Grambsch in stru m e n t. The purpose of his study, however, was to determ ine whether differences existed between the goal perceptions and p re fe re n c e s of various groups associated with the university. Included in the sample w ere undergraduate and graduate students, faculty, m in i s t r a to r s , and t r u s t e e s . ad­ Stead found the g re a te s t goal congruence occurring within the faculty, a d m in istra to r, and graduate student groups. The responses of undergraduates and t r u s te e s reflected the g re a te s t differences between perceived and p r e f e r r e d rankings. In addition. Stead noted that all groups felt that nearly every goal should be given g r e a t e r emphasis than was the ca se in p ra c tic e [28:145-146], Though congruence of opinion regarding the perceived and p r e ­ f e r r e d im portance of various institutional goals was a consistent find­ ing of m ost of the studies outlined above, c e rta in qualifications m ust be made in in terpretin g this resu lt. In each of the studies, goal con­ gruence was s ta tis tic a lly identified through a p ro ce ss of m e a n -s c o r e rankings of goal statem ents. Rankings of perceived importance were c o rre la te d with those of p r e f e r r e d im portance to establish the existence of congruence between the two m e a s u re s . Unfortunately, the rank o rd e r co rrela tio ns employed fail to evaluate actual mean sc o re differences between the two m e a s u r e s for each goal. Though not evaluated sta tistic a lly , an inspection of the mean scores and variances obtained in the studies suggest the existence of divergent opinion both between, and within, groups regarding the im ­ portance of various goals. F u r t h e r , though not em piric al, evidence of differing goal perceptions is m anifest in frequent conflicts between con­ stituent groups. Students, faculty, taxp ay ers, and le g isla to rs demand that higher education respond to th e ir respective concerns. In far too 18 many cases however, the concerns of one group greatly differ from those of another. Since each group is involved in the support of higher education, each has a right to p articipate in determining institutional goals. The problem , then, as Lawrence puts it: Though recognizing the validity of the statem ent, 'he who pays the piper calls the tune, 1 the university is caught on the horns of a dilemma. What do you do when two people who pay the pip er call different tu nes? [17:3] Divergence of opinion regarding the m ission of higher education occurs not only between constituent groups, but within them. study of academic departm ents, D ress el, In th e ir Johnson, and Marcus [8] con­ clude that faculty opinion regarding institutional goals is often d iv erse, obscure, and generally confusing: Not only do departm ents vary in th e ir m issio n s, but individuals within departm ents also have specific objectives which do not n e c e s s a rily coincide with those of the departm ent, or of the university. Faculty objectives may, in fact, be highly personal and even unrelated to the discipline. Confusion is added to this pictu re by the fact that there is little agreem ent as to what the m issions should be for the different units. . . . Some p ro fe s so rs even argue that departm ental or university objectives exist only as vague composites of individual faculty objectives. In the extrem e, this means that in the name of academic freedom, each faculty m em ber m ust be perm itted to do his own thing. [8:71] The problem of identifying organizational goals within academic in­ stitutions is thus confounded by diverse and often conflicting opinion. In attempting to reso lv e this problem , Cyphert and Gant [6] employed the Delphi method of concensus formation in identifying goals for the School of Education at the University of Virginia. The Delphi technique is d escribed by Cyphert and Gant as follows: Traditionally the method for achieving consensus is a round table discussion among individuals who a rriv e at a group po si­ tion. There a re a number of objections to this procedure. The final position, usually a com prom ise, is often derived under the undue influence of ce rta in psychological facto rs, 19 such as specious persu asio n by the group m em ber with the g r e a te s t supposed authority o r even m erely the loudest voice, an unwillingness to abandon, publicly expressed opinion, and the bandwagon effect of m ajority opinion. In contrast, with the Delphi Technique an attempt is made to overcome these facto rs by not bringing particip ants together in one place and by not reporting individual opinions. ThiB eliminates com­ m ittee activity and replaces i t with a carefully designed p r o ­ gram of sequential interrogations (with q u e s tio n a ire s) in te r ­ sp e rse d with information and opinion feedback. [6:272] In th e ir study of the School of Education, the r e s e a r c h e r s employed a Delphi method involving four successive questionaires. The f i r s t in­ volved asking a sample consisting of faculty, ad m in istra to rs, political le a d e rs , and school teachers to suggest "prim e ta rg e ts on which the School of Education should concentrate its re s o u rc e s during the next decade." [6:273] F ro m the suggestions received, ments were formulated. sixty-one goal sta te­ The second questionaire contained a random listing of the sixty-one item s and asked the sample to rate each item on a five point scale. The third questionaire differed from the second in that i t reported both the group concensus and the respondents p r io r rating for each item . The respondent was then asked to r e - r a t e the items in light of additional information concerning the opinion of the total sample. P articipants who wished to rem ain outside of the concen­ sus were asked to state p rim a ry reasons for doing so. The fourth and final questionaire was constructed to re p o rt the concensus achieved on the previous instrum ent, the p articip an t's previous respon ses, lis t of the m a jo r "dissenting opinions" for each item. and a The ratings ob­ tained on the final questionaire were thus based "upon the respondents' own values and a knowledge of m ajority and m inority views. " [6:273] In comparing response patterns of both groups and individuals over the successive questio naires, Cyphert and Gant observed a movement toward g re a te r concensus both between and within groups. They 20 concluded that the Delphi technique could se rv e as an important tool in identifying and formulating consensus on institutional goals [6:273]. A m ore comprehensive examination of the potential of the Delphi technique was undertaken by the National L aboratory for Higher Educa­ tion [34]. In this study, th ree successive questionaires (along with r e ­ sponse feedback) w ere forwarded to samples of students, faculty, m in is tr a to r s , tr u s t e e s , ad­ alumni, p a re n ts, and community leaders associated with five subject institutions. The questionaires were s tr u c ­ tured sim ila r to that used in Gross and Grambsch [10] in that respond­ ents were asked to rate the c u rre n t and p r e f e r r e d importance of each goal appearing on the instrum ent. An analysis of the resu lts revealed that a convergence of opinion occurred between groups at each subject Institution, These findings led the r e s e a r c h e r s to conclude: The instrum entation and technique used in this study to a s se ss the p re s e n t and p r e f e r r e d goals of five c o lle g e s .. . were su c c e s s ­ ful. . . Not only was the importance of goals a s se ss e d , but in m ost goal a re a s where some difference of opinion existed, agreem ent was achieved. This is not to imply that attitudes were changed; they may o r may not have been. Possible changes in opinion occurred because participants were given an oppor­ tunity, through feedback, to consider dimensions of problems which they have not previously considered. F o r whatever reason, the different groups came to a much g re a te r agreement as to what the p re s e n t goals of the institution a re and what they should be. [34:49] Problem s of Interpretation Each of the studies described above sought to identify organizational p rio ritie s through an evaluation of institutional goals. According to Uhl [34], the ability to identify goals is the fundamental p re re q u is ite to the development of efficient methods for re s o u rc e allocation. O n c e ... goals have been established, m easurable objectives can be se t and strate g ie s for obtaining them devised. By evaluating each strategy in te rm s of re s o u rc e s needed and possible out­ com es, a plan of action can be determined. Since a chosen 21 strategy is linked to a m ea su rab le objective, it will be possible to evaluate how well the plan of action attains the objective. [34:3] Unfortunately, m ost of the techniques employed to a s s e s s goals typically display th ree fundamental weaknesses which tend to lim it th e ir useful­ ness in the above p ro c e ss . F i r s t , the task of defining institutional goals is an extrem ely dif­ ficult one, often resulting in over-generalizatio n. The frequently used Gross and Grambsch [10] instrum ent, for example, employs statem ents such as: 1. to p r e p a re students specifically for useful c a r e e r s 2. to a s s i s t students to develop objectivity about them selves and th e ir beliefs and hence examine those beliefs c ritic ally 3. to produce a student who is able to p e rfo rm his citizenship responsibilities effectively [10:141], Though carefully constructed, these and sim ila r state m ents, in and of them selves, a re operationally meaningless. item two in the l is t p resen ted above. Consider for example, What is c r itic a l thinking? How can it be achieved by the institution and how does the institution know when it is achieved? These a re difficult questions which tend to stim u­ late d isag reem en t and controversy p articu larly among faculty. Yet, if a goal is to be meaningful to the organization, an operational under­ standing of the means by which it is achieved and evaluated m ust be attained. A second weakness commonly observed in g o a l-a s s e s s m e n t tech­ niques is the implied assumption that a goal can and should be evaluated independently of all other goals associated with the organization. This assumption is clearly illu stra te d in the design of each of the goal studies 22 e a r l i e r described. Respondents were asked to ascrib e a level of im ­ portance to a num ber of goal statem ents. was rated independently of all other ite m s. Each item , or statement, Using this technique, it was th eoretically possib le to achieve equally high ratings fo r all pos­ sible goal statem ents presen ted. Unfortunately, organizations having finite re so u rc e s a r e lim ited in th e ir ability to effectively engage in all possible goal-directed activities. A dm inistrators and thus faced with the task of determining p r io r itie s for various institutional goals. Nor­ mally, this p ro c e ss re q u ire s a careful evaluation of each goal in term s of all others available. Information which does not consider the r e l a ­ tive im portance of goals, such as that provided through goal p reference stu dies, may be of lim ited value in supporting this p ro c e s s . The th ird m a jo r weakness apparent in each of the goal prefe ren c e studies cited above is the difficulty in translatin g perceptions of "im ­ portance" into adm inistratively significant t e r m s . The p ro c e ss of e s ­ tablishing p ro g ram p rio ritie s re q u ire s a careful examinagion of available re s o u rc e s in t e r m s of d o lla rs, fac ilitie s, tim e, an d /o r other quantitative r m e a su re s . Regretably, th ere is little evidence to suggest the existence of a d ir e c t c o rre la tio n between perceptions of importance and any of these m e a s u re s . Some im portant goals may, in fact, be effectively achieved through relatively low-cost p ro g ra m s. An in strum ent which could define levels of importance as quantitative m e a su re s of p ro fes­ sional re s o u rc e s would be extrem ely useful to the adm inistrative p ro ce ss. An extension of professio nal re s o u rc e or activity analysis to in­ clude m e a su re s of actual and p r e f e r r e d p ro g ra m -r e la te d activity could serv e to supplement goal p re fe re n c e studies by responding to many of 23 the concerns cited above. More specifically, such an analysis would provide the following information: 1. perceptions of specific goal-directed activities o r p r o ­ gram s r a th e r than a b s tra c t goal statem ents 2. perceptions defined as quantitative m e a s u re s of activity r a th e r than quantitative m e a su re s of importance 3. perceptions of organizational p rio ritie s defined in te rm s of finite r a t h e r than infinite re s o u rc e availability. Faculty Activity Analysis Traditionally, activity analysis in higher education has been con­ cerned with the problem of identifying how faculty m em bers spend th e ir time. As early as 1929, Reeves and Russell describ ed the problem as follows: The evaluation of faculty load is an extremely difficult prob­ lem. Teaching* and other professional duties vary tr e m e n ­ dously from institution to institution and from individual to individual within a given institution. In fact, the factors in­ volved in determining total faculty load a r e so numerous and so varied as to alm ost preclude p re c is e determ ination by any mechanical method. No thoroughly scientific method of m e a ­ suring faculty load is now available. Existing m e a s u re s are u n satisfacto ry and incomplete. The answers a re not yet in. Yet, as a p ra c tic a l n ec essity , some method of m easuring and adjusting faculty load even though only approximate m u st be employed. [24] Three decades la te r the American Council on Education, in sum ­ m arizing a national conference on ’’faculty workload, " echoed the con­ cerns of Reeves and Russell by claiming that the development of an effective means to identify and accurately m e a su re faculty activity "is both im possible and im perative. " [2:92] The need to resolve the problem s associated with the evaluation of faculty re s o u rc e s was accentuated during the 1960's. Romney [24]: According to 24 The urgent planning problems facing the leadership of higher education at that tim e involved obtaining an indication of the quality and amount of resources needed to cope with the anti­ cipated expansion and changing mix of enrollments. Inter­ national competition to explore space as well as federal emphasis on basic scientific re s e a rc h . . . further accelerated these concerns. . . Commensurate with increasing public in­ vestments in higher education during this period were in­ creasing demands for accountability. . . Accordingly, adm inistrators developed various devices to capture the information necessary to answer questions of faculty utilization. [24:13] The most predominant technique employed during this period was the faculty time survey. Generally, these surveys consisted of identi­ fying how the tim e of an individual or group of faculty was allocated over specified lists of activities. According to Romney, the justification for such inquiries rested on two basic assumptions: 1. That certain kinds of activities somehow are related to the quality of the learning environment created by the institution 2. That mixes of faculty workloads influence the costs of producing the learning environment. [24:13] Faculty time studies, therefore, have been generally viewed as tools to investigate the impact of faculty activity on both the quality and cost of education. Perceived in this light, the data obtained from such studies may be used, in conjunction with evaluations of other institu­ tional re so u rc e s, to support various administrative decisions. Romney [24], for example, suggests that activity analysis is a necessary ingredient to the management functions of long-range planning, program review and evaluation, budgeting, and resource utilization analysis. Cannell [3], Stecklein [29], and Hauck [ l l ] agree that activi­ ties data may be effectively used to evaluate the appropriateness of faculty assignments. Hill [13], however, perceives activity analysis as a means to identify problems of individual and/or organizational morale. 25 Doi [7] even suggests that data obtained fro m such analyses can se rv e to stimulate the development of m o re efficient instructional techniques. P erhaps the m ost significant r e s u lt of the analysis of activity pat­ te rn s has been the development of a m o re comprehensive understanding of the various components of faculty workload. Traditional m e a s u re s , such as c r e d i t- h o u r s , contact-ho urs, and student cre d it-h o u rs have been proven unreliable as single indicators of instructional load. The evaluation of activities data has suggested the need to consider other variable s which significantly effect the workload of a faculty m em ber. Sheets [27], for example, identifies nine components of instructional load including: (1) type of c la s s . number of c la sse s p e r day. (2) number of students in c la s s . (3) (4) arra ngem ent of hours within the day. (5) experience of the faculty m e m b e r, (6) number of different p r e p a r a ­ tions, (7) amount of c le r ic a l assista n ce available, (8) professional im provem ent req u ired , and (9) number of non-teaching assignments. More comprehensive listin g s, including non-instructional load com­ ponents, may be found in M iller [19] and Isaacs [15]. In addition to identifying the components of load, analyses of ac­ tivities data has also suggested the existence of quantitative relatio n­ ships between th ese various components. F u rth e r analysis of these relationships has resu lte d in the development of m athem atical models describing faculty workload. Examples of these models (or workload formulae) may be found in Hauck [ l l ] . Hill [13], Sheets [27], and Ratzmann [21]. Recent emphasis on developing system s of p ro g ram planning and budgeting in higher education has encouraged r e s e a r c h e r s to explore the relationship of faculty activity to institutional p ro g ram objectives. 26 The University of California at Berkeley [35], for example, surveyed its faculty to determ ine the amount of effort being allocated to support various institutional objectives. In addition to providing information on the amount of tim e being spent in different types of activities, faculty were asked to indicate the degree to which th e ir effort contributed to the general p ro g ram are as of the institution. As a r e s u lt of the survey, the r e s e a r c h e r s concluded that a single activity may contribute to, or simultaneously effect, se v era l institutional objectives. The complex relationship between activity and output has m ore r e ­ cently been addressed by the National C enter for Higher education Management Systems (NCHEMS). According to Romney [24], the cen­ tr a l objectives of the faculty activity project at NCHEMS a re to d escribe "the relationship of faculty to the outcomes of higher education and the faculty role as it rela te s to the mix of re so u rc e s that are combined to produce these outputs, i. e. , the production function of higher educa­ tion. 11 [24:62] To describ e this "production function, 11 NCHEMS has, to date, developed instrum entation and standardized analytical procedures to a s s i s t institutions in defining the effect of faculty reso u rce s upon the achievement of institutional objectives [18]. The scope of activity analysis has thus evolved from a singular examination of the nature of faculty responsibility into a se t of analytical procedures which may be used to describ e the production process of an institution. Increasing adm inistrative acceptance and application of these techniques has, however, generated a considerable amount of controversy among academicians. Veblen [36], for example, sum ­ m arize s the views of many faculty by suggesting that activities analysis and other management techniques are inconsistent with achieving aca­ demic excellence. 27 Men debate on the high necessity of a businesslike organization and control of the university, its equipment, personnel, and routine. . . In this view, the university is conceived as a busi­ ness house dealing with m erchantable knowledge, placed under the governing hand of a captain of erudation, whose office is to tu rn the means in hand to account for the la r g e s t feasible out­ put. . . (Such a university) puts a prem ium on m ediocrity and profunctory work, and brings academic life to revolve about the office of the Keeper of the Tape and Sealing Wax. [36:76-77] Even those who support the use of activity analysis caution against its excessive or unwise use [26]. Lawrence [17] suggests, for example, that important outputs and relate d activities are generally difficult to identify and near impossible to accurately m e a su re . Activity and out­ put analysis, th e re fo re , may tend to denigrate the m ost important ac­ tivities in favor of those which a re easily m easured. Concurring with this observation, Rourke and Brooks conclude that "excessive reliance upon quantitative c r i t e r i a in any institution with purposes as intangible as education is the m ost foolhardy kind of adm inistrative delusion. 11 [25:10] Quantification of activity may also tend to obscure questions r e ­ lating to the quality of endeavor. Within a professional organization, such as a university, where personnel a re the m ost significant re so u rc e effecting output, such questions are c ritic a l to evaluations of produc­ tivity. The importance of qualitative evaluation within a professional or "labor intensive" organization is sum m arized by Toombs [33]: (The university) is not only labor intensive but also 'quality in­ tensive. ' That is to say, the way in which education is c a r r ie d out has qualities that m ust be p re se rv e d . How it is done, what happens between input and output, is at the hea rt of the m atter. E a rl Cheit and others have used the analogy of the symphony o r c h e s tra , also a labor intensive and quality intensive organ­ ization. The o r c h e s tr a is limited in how many engagements it can play p e r week before its re p e rto ire d e te rio ra te s and p e r ­ formance declines. It cannot play fa s te r or louder. The number of m em bers cannot be i n c r e a s e d . . . to yield m ore out­ put. In short the quality of the p ro ce ss itself, not just the outcome, is a p art of 'production. 1 [33:29] 28 Implied in Toombs' analogy is the need to extend p ro fessio n al r e ­ source analy ses to c o n sid e r questions of quality as in trin sic to educa­ tional productivity. When, for exam ple, does the quantity of activity begin to intrude upon the quality of the educational p r o c e s s ? ing only those quantitative aspects of the p r o c e s s , E m phasiz­ activity a n a ly sis, as it is p r e s e n tly con stru ed, leaves such c r i t ic a l questions unanswered, The in te r p re ta tio n of activities data is fu rth e r complicated by ques­ tions re lating to the re la tiv e value of various p ro fe s sio n a l activities [24], A re, for exam ple, teaching activities m o r e ' ’valuable" to the institution than those activ itie s asso c ia ted with r e s e a r c h o r public s e r v i c e ? O r, is a faculty m e m b e r who r e p o r ts fifty hours of pro fessio n al activity each week m o re valuable to the organization than one reporting forty h o u rs? To answ er th e s e and oth er evaluative q uestio ns, it is essen tial to r e la te specific activity m e a s u re s to the valued goalB and objectives of the institution ( i . e . , the p r io rity s t ru c tu re ) [17]. Without this r e ­ lationship, activity m e a s u r e m e n t may become no m o r e than a meaning­ le s s e x e rc is e . Sum m ary As was stated e a r l i e r , the c e n tra l purpose of this study is to ex­ tend the scope of activity analysis as a m eans to identify p r i o r i t i e s within academic organizatio ns. This c h a p ter was intended to provide background for the study by examining: (1) various analytical techniques used to identify and m e a s u r e perceptions of organizational p r i o r i t i e s , and (2) the c u r r e n t " s ta te of the a r t ” of faculty activity analysis higher education. As a r e s u lt of this review , relating to the need fo r this study w ere made: in a num ber of observations Most e m p iric a l attem pts to identify and m e a s u r e p e r c e p ­ tions of organizatio nal p r i o r i t i e s have focused p r i m a r il y on institutional goals. Assuming th at all organizational activity is goal d ire c te d , th e s e studies have approached the p ro b le m of p r i o r i t y a s s e s s m e n t through evaluating various p ercep tion s of in stitutional goals. A ca refu l review of th ese goal studies re v e a ls th r e e sig­ nificant lim itatio ns which tend to lim it t h e i r u se fu ln e ss. F irs t, the p r o c e s s of defining goals often r e s u lts in o v e r ­ gen e raliza tio n and m isconception. Secondly, the designs of m o st goal studies fail to recognize the c o n s tra in t of finite organizatio nal r e s o u r c e s and thus is not con sistent with r e a l i s t i c p r o c e s s e s of determ ining institutional p rio rities. F in ally , it is difficult to t r a n s l a t e perceptions of a g oal's "im p o rtan c e" into a quantitative m e a s u r e of the r e s o u r c e s needed fo r its achievement. Recognizing th ese lim ita tio n s , it was concluded that a r e a l is ti c a s s e s s m e n t of institutional p r i o r i t i e s m u st, of n e c e s s ity , include an evaluation of perceptio ns and a tti­ tudes toward the d istrib u tio n of p ro fessio n al r e s o u r c e s . Evaluations of p ro fessio n al r e s o u r c e s in higher education have, however, been lim ite d to the identification and m e a s u re m e n t of actual activity p a tte r n s . The application of th e s e techniques to p r io r ity a s s e s s m e n t r e q u i r e s that the traditio nal scope of th e i r inquiry be expanded to include a qualitative consideratio n of valued or p r e f e r r e d activity p a tte rn s . CHAPTER III DESIGN OF THE STUDY Introduction The central objective of this study, as p resented in Chapter I, is to com pare actual and p r e f e r r e d pattern s of faculty activity at both an individual and organizational level. This chapter provides m o re de­ tailed descriptions of the population to be studied, the Instrum entation, procedures employed in collecting data, and the s ta tistic a l techniques used in the analysis. Population The sample fo r the study consists of all faculty associated with the College of Engineering at Michigan State University. Members of the adm inistrative staff, including the dean, a s s is ta n t deans, d ire c to r of r e s e a r c h , departm ent chairm en, sented in the sam ple. and academic advisors are not r e p r e ­ In o rd e r to employ the p a ra m e tr ic s ta tis tic a l design, described la te r in this chapter, it is assumed that the sample has been p erfectly drawn from a theo retical population which displays all of the c h a ra c te r is tic s of the sample. The rationale for this assumption is provided by Cornfield and Tukey [5] who suggest that selection techniques, no m a t t e r how p r e c i s e , never produce samples which exactly reflec t the c h a r a c te r is tic s of an actual population. The Cornfield-Tukey argument concludes that a true population may only be defined in te rm s of the unique c h a ra c te ris tic s 31 of the sample. Thus, the u s e r of r e s e a r c h is obligated to determ ine the extent to which re s u lts may be generalized. Instrum entation As was mentioned in Chapter I, the College of Engineering has, for a number of y e a r s , collected data on faculty activity to support various management functions. Much of this information has been ob­ tained through the use of a questionaire (see Appendix A) which is routinely adm in istered to the faculty each y e a r. Though constructed to m ee t the unique needs of the College, the questio naire, or Annual Report, has been widely used as a model for data collection in the a re a of faculty re s o u rc e analysis [8:194-2 06], tives of the study, In o rd e r to m eet the objec­ an addendum to the Annual R e p o rt, namely the Faculty Effort F o rm (see Appendix A), was revised in consultation with the college adm in istratio n and rep re se n ta tiv e s of the faculty. Description of the Annual Report E ssentially, the Annual Report is designed to obtain detailed de­ scriptions of individual activity p erform ed in support of the five m ajo r p ro g ram areas of the College. Each of the p ro g ra m a re a s is defined in te rm s of component activities within the form as follows; In stru ctio n : includes all effort dedicated to the teaching of students, whether the teaching effort is form al o r informal. the following categ o ries: It is distributed into (a) reg u la r on campus c la ssro o m teaching, (b) off-campus p ro g ra m s adm inistered by the university involving in­ struction for c re d it, (c) off-campus pro g ram s adm inistered by the university, but not for c re d it, (d) advising, (f) relate d developmental activities. (e) thesis directio n, and 32 R e se a rc h and Scholarly Activity: consists of all effort dedicated p rim a rily to the discovery and application of new knowledge. Excluded are any activities for which the m a jo r purpose is the training of students o r the improvement of instruction, both of which should be accounted for under "Instruction. " Consulting or other activity for which indivi­ duals receive m o re than token payment from an outside source is also excluded. Public S e rv ic e : is com prised of the following activities: ation of information bulletins; prepar­ contacts with professional organizations (offices held, committee assignm ents, etc, ); editor of a professional publication; d irecto rsh ip or planning chairmanship of conferences; participation in conferences; s e m in a rs , colloquia; radio and TV p r e ­ sentations; talks o r papers before se rv ic e clubs and high schools; community se rv ic e and activities; public relations work with outside agencies o r institutions for courtesy and good will; campus visito r pro g ram s; student society or fra te rn a l organization advising. Committee and Adm inistrative S e r v ic e s : consists of all effort de­ voted to m anagerial and supervisory tasks (except course supervision) perform ed for the departm ent, college, or university as a whole but supported by the department. P rofessio nal Development: includes any p ersonal accomplishments designed to maintain and im prove one's general professional compe­ tence. Such activities include sch olarships, fellowships, grants, leaves, tr a v e l, special su m m er p ro g ram s and activities, added deg re es, honoring awards or m em berships granted. After reviewing the definitions above, faculty m em bers a re asked to respond to a s e r ie s of questions concerning individual activities 33 perform ed in each of the five p ro g ram a re a s . With few exceptions, the questions a re structured to elicit responses which describe p e r ­ formance in te rm s of selected m ea su res which approximate the p ro ­ ductivity or output achieved in a given activity area. In describing an instructional p ro g ra m activity such as teaching, for example, the faculty m em ber is asked to lis t the number of student credit hours r e ­ sulting from his or h e r teaching ra th e r than simply indicating courses or subjects taught. Other examples of output approximations employed in the Annual Report are illu strate d in Table 3. 1. It should be noted that each output approximation is either directly expressed or may be converted to a quantitative representatio n of p r o ­ ductivity. Results obtained from an individual faculty m e m b e r's report may, th ere fo re , be equated and combined with the repo rts of other faculty to obtain an approximation of group or organizational produc­ tivity. Such information, combined with other data may also se rv e as a fundamental component in analyses of productivity within the organization. Description of the Faculty Effort F orm As indicated above, the Annual Report is designed to provide in­ formation regarding the c h a ra c te r and amount of productivity achieved in college p ro g ra m a r e a s . A, Annual Report pp. Attached to the Annual Report (see Appendix 12-13) is a Faculty Effort F o r m . This form is stru ctured to obtain estim ates of the amount of time an individual faculty m em ber devotes to various activities associated with the five p ro g ram areas. E ssentially , the Faculty Effort F orm consists of a listing of eighteen key words or statem ents which r e p re s e n t specific activities 34 TABLE 3. 1 - - Examples of P ro g ra m Output Approximations Used in the College of Engineering Annual Report of Individual Faculty Activities P ro g ra m Output Approximations Instruction Undergraduate Student Credit Hours Graduate Student C redit Hours Off-Campus Undergraduate Student C redit Hours Non-Credit Course Enrollm ent Number of Undergraduate Advisees Number of Graduate Advisees Number of Graduate Committees Number of Theses Completed Number of New Courses Developed Number of Instructional Techniques Employed Research and Scholarship Research P ro je c ts Directed Amount of Outside R esearch Fund­ ing Received Proposals Completed Gifts and Grants Received Publications Completed Public Service Contacts with P ro fessio nal Societies Contacts with Service or Community Organizations Contacts with Governmental Agencies Contacts with Student Organizations Committees and Administrative Service P ro g ra m s Organized or Adminis­ tere d Committee Assignments Professional Development Scholarships an d /o r Fellowships Received Conferences or Workshops Attended Advanced Degrees Completed Travel 35 associated with a faculty appointment in the College of Engineering. Each of the activity statements appears on the form under the p ro g ram category to which it corresponds. After completing and carefully r e ­ viewing responses to the Annual R eport, facility m em bers are instructed to complete the Faculty Effort F o rm by providing estim ates of the p e r ­ centage of tim e devoted to each of the listed activities. The resultant percentage distribution d escrib es a pattern which illu s tra te s the r e l a ­ tive amount of individual activity perform ed in each p ro g ram over a calendar year. Since faculty m em bers may be viewed as organizational re s o u rc e s, the patterns of individual activity obtained from the form may be combined to re p r e s e n t an estim ate of how faculty re so u rc e s are al­ located in support of college p ro g ram s. Description of the Revised Effort F o rm Viewed as a single in strum ent, the Annual Report and the Faculty Effort F o rm provide useful information regarding both the distribution of faculty activity over college p rog ram s and the re su lts or effects of this activity defined in te rm s of quantitative approximations of produc­ tivity. The scope of the information derived from the instrum ent, how­ ever, is limited to descriptions of actual individual activity. In o rd e r to m eet the objectives of this study, it was n e c e s sa ry to either design a new instrum ent or extend the scope of the Annual Report and Faculty Effort F orm to include additional m e a su re s of activity. To maintain consistency with data collection procedures already existing in the college and at the suggestion of the college adm inistration, the la tte r course was chosen. After a thorough examination of the s tru c tu re of both the Annual Report and the Faculty Effort F o r m , it was concluded that the data 36 essential to the study could be obtained through a careful revision of the Faculty Effort F o r m . A copy of the revised Effort F o rm used in the study is p resen ted in Appendix B. The rev ised Effort F o rm is designed to estim ate actual, perceived, and p r e f e r r e d activity p attern s of individual and groups of faculty with­ in the College of Engineering. More specifically, it provides subject faculty m em bers with a listing of th irty statements representin g cate­ gories of faculty activity. Each of the categories is constructed to relate specifically to the various p ro g ram s associated with the central goals of the college ( e . g . , instruction, r e s e a r c h and scholarship, public se rv ic e , development). committee and adm inistrative s e rv ic e , and professional A listing of the activity categories and p rog ram a re a s is presented in Table 3.2. Following the suggestion of Richardson [23:108-114], the instructional p ro g ram a r e a , which norm ally receives the l a r g e s t proportion of faculty r e s o u rc e s within an academic organ­ ization, is divided into six su b -p ro g ra m a re a s to achieve g r e a te r cla rity in re s u lts . In reviewing Table 3 .2 , i t is obvious that other groupings of ac­ tivities with p ro g ram s a re possible. Indeed, other activity and program categories may logically be defined. The functional activity and p r o ­ gram relationships, as defined in the revised Effort F o r m , are those which are commonly used in the College of Engineering. appear in the Annual R eport. They also Since the revised Effort F o rm was de­ signed to be included as an addendum to the Annual R eport, it was de­ cided to specify pro gram and activity relationships as they appear in that document. After reviewing the categories of activity, subjects are asked to provide estim ates of the following: TABLE 3.2 - - Program Areas and Activity Categories as Defined in the Revised Effort Form Program/Sub-Program Instruction On-Campus Teaching Activity Category Item !• Teaching undergraduate courses designed for college majors Teaching undergraduate courses designed for non-college majors 3. Teaching 800-900 level courses designed for college majors 4. Teaching 800-900 level courses designed for non-college majors Off-Campus Teaching 5. Teaching off-campus undergraduate courses Teaching off-campus graduate courses Other Off-Campus or Evening College Programs 7. Teaching non-credit courses 8. 9. Formal and informal undergraduate advising Formal and informal graduate advising (including Ph. D, com­ mittee activity) Academic Advising Thesis Direction Associated Instructional Activities 10. 11. Directing M.S. Theses Directing Ph. D, Theses 12. Developing new courses for majors Developing new courses for non-majors Implementing new teaching-learning techniques Evaluating existing courses within the curriculum Other related activity 14. 15. 16. Table 3,2 (Continued) Program/Sub- Program Research and Scholarship Activity Category Item 17, 18. 19. . 20 21. 22. 23. Conducting research supported by Department Conducting research supported by Division of Engineering Research Conducting research supported by Off-Campus Agency Developing research proposals supported by Department Developing researcE proposals supported by Division of Engin­ eering Research Attraction of other gifts and grants Preparation or editing of manuscripts, papers and/or articles Public Service 24. Professional participation in community and/or professional organizations Committee and Administrative Service 25, 26. Participation in Departmental committees Participation in College committees Participation in University committees Management and/or supervisory activities 27. 28. Professional Development 29. Improvement of general professional competence including scholarships, fellowships, grants, leaves, travel, special summer programs, personal study, etc. 39 1. Actual Individual Activity: how an individual faculty m em ­ b er divides his or h er effort between the various categories of responsibility 2. P r e f e r r e d Individual Activity: how the faculty m em ber would ideally divide his or h er effort between listed categories of activity 3. P erceived Organizational (College) Activity: the faculty m e m b e r's perception of how the college divides total faculty effort among the various activities 4. P r e f e r r e d Organizational (College) Activity: the faculty m e m b e r's opinion as to how the college should divide total faculty effort between the categories Estim ates a re expressed in percentage of effort devoted to each of the thirty categories of activity (with the total effort in a single activity pattern to equal 10,0%). The use of percentage effort as an expression of activity is consistent with the assumption that all organizational r e ­ sources, including faculty r e s o u r c e s , are finite in nature. This assum p­ tion is p a rtic u la rly im portant to any re a lis tic a s se ss m e n t of p rio ritie s as it forces the a s s e s s o r to consider the value of an organizational ac­ tivity in t e r m s of all other activities. The in strum ent, th ere fo re , is designed to sim ulate the process of p rio rity asse ssm e n t by requiring the faculty respondent to consider the trade-offs between the stated categories of activity. As was mentioned e a r l i e r , the revised Effort F o rm is designed to be used with the Annual Report of faculty activities. Before responding to the Effort F o r m , the facility m em ber is asked to review his or her responses to the Annual R eport. Since the re p o rt provides relatively 40 complete descriptions of each college activity category, the review process is suggested to provide m o re p re c ise definitions of the activity statements appearing on the revised Effort F o rm . Pretesting the Revised Effort F o rm Since the Faculty Effort F o rm used in this study represented a significant departu re from previously used activity analysis in strum ents, it was considered n e c e s sa ry to conduct a p r e te s t to strengthen the con­ struct validity of the instrum ent. The pretesting considted of two dis­ tinct phas es. F i r s t , a draft of the in strum ent along with a general description of the purposes of the study were p resented in meetings of both the Ad­ m inistrativ e (Department C hairm en's) Group and Advisory (Elected Faculty) Council of the College. In addition to obtaining approval to conduct the study, suggestions regarding the construction of items on the form were received. Following these meetings, the dean and de­ partm ent chairm en were contacted on an individual basis. As a result of these meetings and la te r interviews, a number of changes were in­ corporated in the d raft instrum ent. The second phase of the p r e te s t involved administering the draft instrum ent to a sample of five faculty m em bers consisting of one full p ro fe sso r, two associate p r o f e s s o r s , one assista n t p ro fe s s o r, specialist. and one The faculty m em bers were asked to complete the Effort Form noting any questions or difficulties they encountered on a separate sheet. After completing the form , four of the five faculty m em bers were interviewed regarding th e ir reactions to the form. The fifth, who was unable to schedule a personal interview, was contacted by phone to discuss his reaction. 41 The interviews were stru ctu re d to concentrate on the construct validity of the instrument. A system of random probing was used to assist in revising the activity statem ents. Each individual was asked to relate his perception of the activity represented in a given item to determine whether the item was conveying the p re c ise definition in­ tended. Individuals were also asked to explain differences in th e ir r e ­ sponses to the four activity patterns (actual, p r e f e r re d , perceived organizational, and p r e fe r re d organizational activity) for selected ac­ tivity categories. This was done to determ ine whether the activity pattern descriptions were initiating intended response patterns. F rom the information obtained, m inor changes were made in several activity pattern descriptions, and the general directions for the form. The size of the p r e - t e s t sample (which was dictated by the sm all size of the population) and the nature of the instrum ent precluded any a p r i o r i test for sta tistical reliability. Data Collection P rocedu res Approval to conduct the study was obtained from the Dean of the College, the Administrative or Department C hairm an's Group, and the College Advisory Council (an advisory group consisting of elected faculty rep resen ta tives from each department). In approving the study, the latter group expressed concern regarding the confidentiality of c e r ­ tain information obtained through the revised Effort F orm (namely data on p re fe rre d activity patterns). Their concerns were magnified by the fact that the revised Effort F o rm was proposed as an addendum to the Annual Report which is used in management and personnel decisions within the College. In light of this concern, the following procedures were used in collecting the data: 42 1. The revised Effort F o rm was attached to the Annual Report F o rm and copies were distributed to the faculty on December 27, 1973. Following standard procedures used in the College, all facility were required to com­ plete an Annual Report F o rm and Column A (see Appendix C) of the Effort F o rm . The remaining columns on the form w ere noted as optional. 2. Faculty m em bers were asked to re tu rn completed Annual Reports and Effort F o rm s to th e ir respective departmental s e c r e ta r ie s on or before January 15, 1974. 3. The departm ental s e c r e ta r ie s were in structed to forward a reproduction of the entire Effort F o r m , without names directly to the author. A reproduction of Column A in the Effort F orm was attached to the Annual Report and f o r ­ warded to the department chairm an and dean for normal processing. Original copies of the Effort F orm were r e ­ turned to the faculty. 4. The follow-up of non-respondents was made through the departm ental s e c r e ta r ie s . The response rates resulting from this procedure are presented in Table 3. 3. As indicated in the table, the total number of Effort Form s received was extremely high (97. 7%). This was expected, how­ ever, since completion of the actual activity p a tte rn (Column A on the Effort F o r m ) was required as p a r t of the Annual R eport. faculty m e m b e rs , representing 17. 7% of the sample, plete the Effort F orm beyond Column A. A total of 16 chose not to com­ It should be noted, however, that 8 of the 16 non-participating respondents did complete Column B 43 (P re fe rre d Individual Activity) but did not wish to respond to the organ­ izational activity s c a le s . to be unusable. Two fo rm s o r 2.2% of the sample were judged A total of 70 r e s p o n s e s , or 77. 7% of the sam ple, were included in the analysis. TABLE 3.3 - - Summ ary of Faculty Response Number P ercentage of Sample Total Sample 90 100. 0 Total Responses Received 88 97. 7 2 2. 2 16 17. 7 2 2. 2 70 77. 7 Total Non-Respondents Non- P articipatin g Respondents Unusable Responses Usable Responses (Total N in the Analysis) T re atm en t of the Data Objectives and Hypotheses As was indicated in Chapter I, the study is designed to m eet the following six ce n tra l objectives: 1. to determ in e whether differences exist between actual in­ dividual and p r e f e r r e d individual effort in each activity category 2. to d eterm ine whether differences exist between perceived organizational and p r e f e r r e d organizational effort in each activity category 3. to determ in e whether differences exist between actual in­ dividual and perceiv ed organizational effort in each activity category 44 4. to determ ine whether differences exist between actual in­ dividual and p r e f e r r e d organizational effort in each activity category 5. to determ ine whether differences exist between p r e f e r r e d individual and perceived organizational effort in each of the activity categories 6. to determ ine whether differences exist between p r e f e r r e d individual and p r e f e r r e d organizational effort in each of the activity categories. In the subsequent analysis of the data, each of the above objectives is redefined as a s e r ie s of hypotheses representin g the various activity categories used in the study. Thus, objective one, which is d irecte d at determining differences between actual individual and p r e f e r r e d indi­ vidual effort, is achieved by testing the following symbolic hypotheses: % : MEx : m Ei N H° 1 ME S H ■ A x * A1 : ll Objective 1 : A2 : • A * 1 : A^ A3 : H° 3 h °n where: : ME 2 : an " m e 2 : an M = mean Ej = actual individual activity - p r e f e r r e d individual activity Aj = f i r s t activity category N = number of activity categories considered in the study. 45 Since the study is exploratory in nature, the hypotheses generated in support of the objectives a re stated in the null form . Analysis of the Data A univ ariate analysis of repeated m e a s u re s design is used to te s t the hypotheses. Originally developed to com pare individual sc o res on a single te s t over tim e, the ANOVA of repeated m e a s u re s or split-plo t design is commonly used in com parisons of individual or group re s u lts on s im ila r , though independent, m e a su re s [16:245], Since this study seeks to compare four related though independent m e a s u re s (actual in­ dividual, p r e f e r r e d individual, perceived organizational, and p re fe r re d organizational effort), the design provides an appropriate means to d escribe significant differences between the variables in question. T h re e m a jo r assum ptions, however, m ust be m et in justifying the use of the analysis: (1) th e re is a norm al distribution of e r r o r s or scores within the population, (2) there is an equal e r r o r variance for all tre a tm e n t groups, and (3) th e re is a sta tistic a l independence between the e r r o r components [12:440], The ANOVA of repeated m e a s u re s technique is generally con­ sidered robust to violations of norm ality and e r r o r variance equality. Recognizing, however, that an activity analysis is likely to generate raw e r r o r components which d ra s tic a lly violate these assum ptions, responses were tra n sfo rm e d to standard s c o re s p rio r to the analysis. Justification for the system atic tran sfo rm atio n of s c o re s in univariate designs is provided by Kirk [16:63-67], The third assumption of the analysis, that of s ta tistic a l indepen­ dence, is also likely to cause inferential e r r o r if d ra stic a lly violated. Obviously, te s ts which employ repeated m e a su re s on the same subject 46 a re immediately suspect with resp ec t to this assumption. The suspi­ cion is compounded if the study re q u ire s dependency in response (i. e. , where responses to one item determ ine responses to all others). Recog­ nizing that this weakness is inherent in all split-plot designs and p a r ­ tic u larly apparent in this study, two counter m e a su re s were employed. F i r s t , the G eisser-G reenh ouse conservative F te s t was used in the analysis. This t e s t in c re a se s the re s is ta n c e of the design to violations of the th ird assumption [16:142-143, 262], Secondly, to reduce response dependence, the following six items appearing on the Effort F o rm were deleted p rio r to the analysis: 5. Teaching off-campus undergraduate courses 7. Teaching non-credit courses 8. F o rm a l and informal undergraduate advising 16. Other relate d activity 22. Attraction of other gifts and grants 30. Other assignments (Computer Laboratory, department outside College). The selection of item s to be deleted was based on a lack of specificity in content an d /o r lack of actual faculty activity in the described area. The l a tte r was determ ined through a review of Annual Reports com­ pleted during the previous y e a r. After meeting the above assum ptions, the analysis was completed in th re e steps. The f i r s t step consisted of generating an o v e r-a ll F te s t to determ ine whether significant interaction existed between the various activity a re a s and the four response patterns (actual individual, p re fe rre d individual, perceived organizational, and p r e f e r r e d organiza­ tional effort). An alpha level of . 05 was established. Given the 47 existence of significant interaction, a second step, consisting of an examination of simple main effects, was planned. This test, described by Kirk [16:263-266], was employed to determ ine whether differences exist between the four response patterns in each of the activity a re a s . Since the experim ental alpha is additive over the twenty-six activity area t e s ts , a level of significance of . 05/26 o r . 002 was established. The third and final step of the analysis involved a post hoc examination to determ ine the source of any differences discovered between the four response p attern s. The Tukey method for post hoc comparisons dis­ cussed by Hayes [12:484] was employed. ResultB of the comparisons are organized in Chapter XV around the six objectives of the study. A b rief description of the sample used in the study was presented in this chapter. Also included were discussions of the development of the instrum ent and the procedures employed in collecting the data. Finally, the sta tistica l design selected for the study was identified and described. CHAPTER IV ANALYSIS OF DATA Introduction This chapter is devoted to the presentation and analysis of the data which were collected to achieve the objectives of the study. of the chapter consists of: study hypotheses, The form at (1) a re -s ta te m e n t of the objectives and (2) a b rief review of the procedural and sta tistica l design, and (3) a re p o rt and analysis of the data. Statement of Objectives Four variables were identified in Chapter I as being central to the purpose of this study. These include: (1) actual individual effort, (2) p r e fe rr e d individual effort, (3) perceived organizational effort, and (4) p re f e r re d organizational effort. An in strum ent was developed and administered to the faculty of the College of Engineering at Michigan State University to obtain estim ates of these variables fo r thirtyp ro g ra m -re la te d activities. The subsequent analysis of this data was directed at achieving the following six objectives: 1. to determ ine whether differences exist between actual in­ dividual and p r e f e r r e d individual effort in each activity category 2. to determ ine whether differences exist between perceived organizational and p r e f e r r e d organizational effort in each activity category 49 3. to determ in e whether differences exist between actual in­ dividual and perceived organizational effort in each activity category 4. to determ ine whether differences exist between actual in­ dividual and p r e f e r r e d organizational effort in each activity category 5. to determ in e whether differences exist between p r e f e r r e d individual and perceived organizational effort in each of the activity categories 6. to determ ine whether differences exist between p re fe r re d individual and p r e f e r r e d organizational effort in each of the activity categories. A s e r ie s of null hypotheses repre sentin g the various activity categories was established fo r each of the objectives stated above. Review of Design and General Findings An analysis of variance of repeated m e a su re s or split-plot design was employed to te s t the hypotheses generated in support of the objec­ tives of the study. In o rd e r to m eet the th eo re tica l assumptions of the design, th re e precautions were taken in prep a ratio n for the analysis. F i r s t , to insure independence of response, six of the thirty activity category item s appearing on the instrum ent were excluded from the analysis. Secondly, since unequal e r r o r variance was expected, indi­ vidual raw scores were transform ed into standard sc o re s . Finally, a conservative decision model (Geisser-G reenhouse F statistic) was chosen to overcom e possible violations of sta tistic a l independence of response. 50 The analysis was accomplished in th re e distinct phases. phase consisted of testing for m ain and interaction effects. sum m arizes the resu lts of this procedure. sta tistic , The f i r s t Table 4. 1 Using a conservative F significant differences at the . 05 level were found between the four effort m e a su re s . TABLE 4. 1 - - Summary of Analysis of Variance on Subjects, Activity A re as, and Effort Measures Source SS df MS F Subjects 150.655 69 2. 183 Effort M easures 226.937 3 75.465 163. 028* Activity Categories 569.359 23 24. 754 10. 3 83* Subjects x Measure 96. 060 2 07 . 464 Subjects x Categories 3783.565 1587 2.384 M easures x Categories 151.677 69 2. 198 2624.345 4761 . 551 Subjects x Measures x C ategories 3. 989 Significant at the . 05 level using the G eisser-G reenh ouse Conservative F sta tistic Significant differences w ere also found to exist between the twenty-four activity c a teg o ries. The third main effect, " s u b je c ts ," could not be tested as no e r r o r te rm s were available to generate an appropriate F statistic. Obviously, the differences existing between levels of a main effect are confounded by any significant interaction which may exist between it and other main effects. Since a significant interaction effect was 51 discovered between effort m e a s u re s within activity c a te g o rie s, no con­ clusions could be drawn from this phase of the analysis. Phase two of the design consisted of examining significant in te r ­ action through an analysis of sim ple interaction effects. As was indi­ cated above, significance at the . 05 level was found fo r the interaction effect of m e a su re s within activity c a teg o ries. In other words, the dif­ ferences between the four effort m e a su re s did not consistently appear in every activity category. The analysis of sim ple interaction effects was employed to com pare the four m e a s u re s within each of the activity categories. Since the simple effects ANOVA examined the sources of significant in teractio n found at the . 05 level, an alpha equivalent to . 05 divided by the num ber of activity categories (24) or . 002 was established for the analysis. The resu lts of the ANOVA of simple in te raction effects are p r e ­ sented in Table 4 .2 . Significant differences between effort m ea su res were found in seventeen of the twenty-four activity categories. No dif­ ferences were discovered between effort m e a s u re s in seven of the cate­ gories including (1) M.S. th e sis advising, ment, (3) departm ental r e s e a r c h , (6) public se rv ic e , (2) se rv ic e cou rse develop­ (4) sponsored r e s e a r c h , (5) publications, and (7) pro fessio nal development. The th ird and final phase of the analysis was direc te d at examining the source of the differences between effort m e a su re s which were found to exist in seventeen of the activity categories. This was accomplished through an a p o s te rio r i com parison of effort m e a su re means appearing in the seventeen categ o ries. A Tukey post hoc procedure was employed in making the p airw ise com parisons. The resu lts of this phase of the analysis are p re s e n te d in the following section. 52 TABLE 4. 2 - - Summary of Analysis of Variance of Simple Main Effects of Effort M easures by Activity Area Source SS df MS Subjects Effort Measures Activity Areas Subjects x M easures Subjects x Area M easures x Area: Undergrad Inst. Major Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst. Grad Advising M.S. Thesis Ph. D. Thesis Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. R e sea rch College R e sea rch Sponsored R esearch Dept. Res. P ro posal Dev. College Res. Propo. Dev. Public ations Public Service Dept. Committees College Committees Univ. Committees Management P rofessio nal Dev, Subjects x Areas x M easures 150. 655 226. 937 569. 359 96. 060 3783.565 69 3 23 207 1587 2. 183 75. 465 24.754 . 464 2. 384 58. 152 3 19.384 3 5. 372** 8. 421 38. 345 2 0. 02 7 3 3 3 2. 806 12. 781 6. 675 5.120** 2 3, 322** 12.180** 37. 160 16.749 4. 981 19.353 19. 645 2. 598 14.017 8. 793 1. 134 25. 532 7. 770 3 3 3 3 3 3 3 3 3 3 3 12.386 5. 583 1. 660 6. 451 6. 548 . 866 4. 672 2. 931 . 337 8. 5 10 2. 590 22.602** 10. 187** 3. 029 1 1. 771** 11.948** 1. 580 8. 525** 5. 348** . 687 15.529** 4. 726 9. 305 3 3. 101 5.658** 12.906 1. 439 . 473 12.232 15.453 25.507 14.025 4. 597 3 3 3 3 3 3 3 3 4. . . 4. 5. 8. 4. 1. 2624. 345 4761 301 479 157 077 151 5 02 674 532 . 551 ^Significant at the . 05 level using conservative F te s t. ^S ig n ific an t at the . 002 level. F 163.028* 10. 383* 7.848** . 874 . 286 7.439** 9. 399** 15. 514** 8. 529** 2. 795 53 The data analysis was perform ed on the CDC 65 00 computer system at Michigan State University. Three pro gram s w ere employed in accomplishing various phases of the design: to obtain raw data s ta tis tic s ; (1) the BASTAT routine (2) a tran sfo rm atio n program , written especially for this study, to convert responses into standard scores; and (3) the Jennrich p ro g ra m to accomplish the ANOVA and the analysis of simple interaction effects. The post hoc calculations were perform ed by hand. Hypotheses Testing As was e a r l i e r stated, twenty-four null hypotheses, representing the activity category item s remaining in the design, were established for each of the six objectives of the study. The re su lts of the testing of these hypotheses a re p resented below. Objective 1 To determ ine whether differences exist between actual individual effort and p r e f e r r e d individual effort in each activity category. Symbolic statem ents of, and te s t resu lts for, the twenty-four hy­ potheses generated in support of Objective I are presented in Table 4, 3. Seven of the twenty-four null hypotheses were not rejected as a resu lt of the ANOVA of simple interaction effects (described in Table 4. 2) where no significant differences were found between effort m ea su res. The Tukey post hoc analysis of the remaining seventeen activity c a te ­ gories also failed to d escrib e significant differences between the com­ bined actual individual and p r e f e r r e d individual effort of the engineering faculty. 54 TABLE 4.3 - - Tukey P ost Hoc Comparisons of Actual Individual Effort and P r e f e r r e d Individual Effort Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst, Grad Advising M.S. Theses Ph. D. Theses Course Dev. Majors Course Dev. Service New Teaching Tech, Course Evaluation Dept. R esearch College R esearch Sponsored R e sea rch Dept. Proposal Dev. College Proposal Dev. Publications Public Service Dept, Committees College Committees Univ. Committees Man ag em ent Prof. Development A Me j Me2 1. 198 1. 207 -. 009 not rejected . 459 . 951 . 220 .238 1. 111 . 356 . 609 . 340 . 529 . 342 .431 . 559 .417 . 585 . 379 . 387 . 765 . 463 1. 101 . 709 .511 . 341 . 859 . 533 1. 172 . 293 . 221 1. 058 . 455 . 840 . 795 . 575 . 329 . 284 . 492 . 468 . 871 . 393 .439 . 848 . 551 . 874 . 745 . 5 04 .219 . 720 -. 074 221 -. 073 . 017 . 053 ------. 231 - . 445 -----. 013 . 147 -----. 051 -----. 014 052 _- -----. 227 -. 036 . 007 . 122 not not not not not not not not not not not not not not not not not not not not not not not Ho:Me j =Me^ rej ected rejected rej ected rejected rejected rejected rejected rejected rejected rejected rejected rejected rej ected rejected rejected rejected rej ected rejected rejected rejected rejected rej ected rejected Significant at . 002 level. Mej = mean standard sc o re s for Actual Individual Effort Me^ = mean standard scores for P r e f e r r e d Individual Effort A i|j = Mej - Me2 Tukey te s t sta tistic for v Jj at . 002 Alpha = ± . 460 55 Objective XI To determ in e whether differences exist between perceived organ­ izational and p r e f e r r e d organizational activity. This objective was established to a s s e s s faculty perceptions of actual and ideal pattern s of professional re s o u rc e allocation within the organization. The te s ts of the hypotheses generated in support of the objective a re sum m arized in Table 4 .4 . The analysis of simple in te r ­ action effects and the post hoc comparisons again failed to produce significant differences between perceived and p r e f e r r e d organizational effort in any of the twenty-four activity categories. Objective III To determ ine whether differences exist between actual individual and perceived organizational effort in each activity category. This third objective was directed at determining the accuracy of facility perceptions of organizational patterns of re s o u rc e allocation. As such, it com pares the combined activities of individual faculty m em ­ bers {as a m e a su re of actual organizational effort) with an estim ate of the faculty's perception of the c u rre n t pattern of professional resource allocation within the college. The resu lts of this comparison a re de­ scribed in Table 4 .5 . Significant differences between actual individual effort and p e r ­ ceived organizational effort were discovered in nine of the twenty-four activity categories. In each of these c a s e s , the faculty perceived that more re s o u rc e s were being allocated than was actually the case. The la rg e st difference occurred in the instructional pro gram a re a where standard sc o re differences of - 1. 018 and - . 880 were found in under­ graduate and graduate instruction for m a jo rs. Other instructional 56 TABLE 4. 4 - - Tukey Poat Hoc Comparisons of P erceived Organizational Effort and P r e f e r r e d Or­ ganizational Effort A Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst. Grad Advising M.S. Theses Ph. D. Thes es Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. R esearch College R esearch Sponsored R esearch Dept. P ro po sal Dev. College Proposal Dev. Public ations Public Service Dept. Committees College Committees Univ. Committees Manag em ent Prof. Development Me3 Me, 4 2. 216 1. 982 . 234 . 806 1. 831 . 687 . 915 . 796 . 639 1. 286 1. 024 . 783 . 831 . 561 . 647 1. 138 1. 021 . 792 . 864 . 934 . 441 I. 441 1. 164 1. 130 . 745 1. 017 . 866 1. 732 . 861 . 997 .495 . 683 1. 142 . 945 . 605 . 72 1 . 767 . 640 . 908 . 955 . 696 . 813 . 940 . 483 - . 060 . 099 174 082 . 301 Ho:Me, =Me, 3 4 1.266 1. 225 1. 091 . 689 1. 035 ------ . 144 .259 - — . 110 - . 2 06 ------ . 230 ------ . 016 . 051 ----------- . -. . . 175 061 039 056 . . . not rejected not not not not not not not not not not not not not not not not not not not not not not not rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected rejected .ij Significant at the . 002 level Me^ = mean standard scores for P erceived Organizational Effort Me^ = mean standard sc o re s for P r e f e r r e d Organizational Effort A iji Tukey te s t sta tistic s for = M e^ - M e^ ip at . 002 Alpha = ± . 460 57 TABLE 4.5 - - Tukey P o st Hoc Comparisons of Actual Individual Effort and P erceived Organizational Effort Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst. Grad Advising M.S. Theses Ph. D. Theses Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. R esearch College R e sea rch Sponsored R e se a rc h Dept. P ro po sal Dev. College P ro posal Dev. Public ations Public Service Dept. Committees College Committees Univ. Committees Management Prof. Development Me j Me3 A * Ho: Me j =Me^ 1. 198 2. 216 -1.018* rejected . 459 . 951 . 220 . 238 1.111 . 356 . 609 . 340 . 529 . 342 .431 . 559 . 417 . 585 . 379 . 387 . 765 . 463 1. 101 . 709 . 51 1 . 341 . 859 . 806 1. 831 . 687 . 915 . 796 . 639 1. 286 1. 024 . 783 . 831 . 561 . 647 1. 138 1. 021 . 792 . 864 . 934 . 441 1. 441 1. 164 1. 130 . 745 1. 017 - . 347 880* -.467* -.667* . 315 ------ -.575* -.684* -.489* -. 130 ------ ~ . 721* ------ -.4 1 3 -.477* — - ------ - . 340 -.4 55 619* -. 404 ~ not rejected rejected not rejected rejected not rejected not rejected rejected rejected not rejected rejected not rejected not rejected rejected not rejected not rejected rejected not rejected not rejected not rejected not rejected rejected not rejected not rejected ^Significant at the . 002 level Mej = mean standard s c o re s for Actual Individual Effort Me^ = mean standard s c o re s for P erceived Organizational Effort A ip s: Me j - Me ^ Tukey te s t sta tistic for ijj at . 002 Alpha = ± . 460 58 p ro g ram activity a re a s displaying significant differences were offcampus graduate instruction. Ph. D. th esis advising, course develop­ ment fo r m a jo r s , techniques. and the development of new teaching-learning In the r e s e a r c h p ro g ra m a r e a , the faculty perceived that m ore re s o u rc e s were being expended in college sponsored r e s e a r c h and proposal development than combined individual activity in these categories indicated. A s im ila r difference also appeared in the ad­ m in istrativ e and committee se rv ic e s p ro g ram a r e a where perceptions of university committee activity were higher than the mean faculty effort reported. It is equally, if not m o re im portant, to note that no significant differences were found in fifteen of the activity categ o ries. Thus, the m ajority of null hypotheses suggesting equality between actual individual and perceived organizational effort w ere not rejected. Objective IV To determ in e whether differences exist between actual individual and p r e f e r r e d organizational effort in each category of activity. Objective IV was established to investigate the differences between the combined individual effort of the faculty (as a m e a su re of actual professional re s o u rc e allocation in the organization) with an estim ate of a perceiv ed ''ideal" p a tte rn for allocating faculty r e s o u r c e s . Table 4. 6 sum m arizes the re s u lts of the com parisons made to achieve this objective. Ten of the twenty-four null hypotheses suggesting equality between actual individual and p r e f e r r e d organizational effort were rejected at the . 002 level. Significant differences occurred m ost frequently in the activity categories associated with the in structional p ro g ram area. 59 TABLE 4.6 - - Tukey Post Hoc Comparisons of Actual Individual Effort and P r e f e r r e d Organizational Effort Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst. Grad Advising M.S. Theses Ph. D. Theses Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. Research College R esearch Sponsored R esearch Dept. Proposal Dev. College Proposal Dev. Public ations Public Service Dept. Committees College Committees Univ. Committees Management Prof. Development Mej Me4 A * HotMe. =Me, 1 4 1. 198 1. 982 -.784* rejected . 459 . 951 . 220 . 238 1.111 . 356 . 609 . 340 . 52 9 . 342 . 431 . 559 . 417 . 585 . 379 . 387 . 765 . 463 1. 101 . 709 . 511 . 341 . 859 . 866 1. 732 . 861 . 997 . 495 . 683 1. 142 . 945 . 605 . 721 . 767 . 640 . 908 . 955 . 696 . 813 . 940 . 483 1. 266 1. 225 1. 091 . 689 1. 03 5 - . 407 -.781* -.641* -.759* - . 616* not rejected rejected rejected rejected rejected not rejected rejected rejected not rejected not rejected not rejected not rejected rejected not rejected not rejected not rejected not rejected not rejected not rejected rejected rejected not rejected not rejected ------ -.533* -.605* ------ - . 379 - . 336 ------ - *491 * ------ - . 317 -.4 2 6 ----------- -.1 65 -.516* -.580* - . 348 ~ —• Significant at the . 002 level Me^ = mean standard scores for Actual Individual Effort Me^ - mean standard scores for P re f e r r e d Organizational Effort A vp = Tukey te s t statistic for M e^ - M e^ at . 002 Alpha = ± .460 60 Differences were also discovered in the categories of college supported r e s e a r c h and committee activities at both the college and university level. In all but one case, the differences of significance suggested that perceptions of p r e f e r r e d organizational effort were g r e a te r than the actual effort being expended. The exception occurred in the ca te­ gory of graduate advising where m o re actual effort was observed. Within the m ajority of c a teg o ries, however, no significant dif­ ferences w ere identified. Thus, a total of fourteen null hypotheses stating equality between the m e a s u re s of actual individual and p re fe r re d organizational effort were not rejected . Objective V To determ ine whether differences exist between p r e f e r r e d indivi­ dual and perceived organizational effort in each of the activity categories. The intent of this objective was to evaluate whether the combined individual activity p refe re n c e s of the faculty differed from th e i r p e r ­ ception of the actual allocation of professio nal re so u rc e s within the college. The hypotheses testing associated with this objective is p r e ­ sented in Table 4. 7. The null hypotheses s tre s s in g equality between p r e f e r r e d individual and perceiv ed organizational effort w ere reje cted in eight of the twentyfour activity categories. The l a r g e s t significant difference found at the . 002 level was in the category of undergraduate instruction for m a jo rs. S im ila r differences, though le s s pronounced, o c c u rre d in the categories of graduate instruction for m a jo rs , off-campus graduate instruction, new teaching-learning development, and college sponsored re s e a rc h . In the p ro g ram a r e a of committee and adm inistrative se rv ic e , 61 TABLE 4 .7 - - Tukey P ost Hoc Comparisons of P r e f e r r e d Individual Effort and Perceiv ed Organizational Effort A Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst. Grad Advising M.S. Theses Ph. D. Theses Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. R esearch College R esearch Sponsored R esearch Dept. Proposal Dev. College Proposal Dev. Public ations Public Service Dept. Committees College Committees Univ. Committees Management Prof, Development Me2 Me3 1. 2 07 2. 216 -1.009* . 533 1. 172 . 293 . 221 1. 058 . 455 . 840 . 795 . 575 . 329 . 284 . 492 . 468 . 871 . 393 .439 . 848 . 551 . 874 .745 . 504 . 219 . 720 . 806 1. 831 . 687 . 915 . 796 . 639 1. 286 1. 024 . 783 . 831 . 561 . 647 1. 138 1. 021 . 792 . 864 . 934 . 441 1. 441 1. 164 1. 130 . 745 1. 017 -.2 73 -.659* 394 -.694* -.2 62 Ho: Me^ =Me^ ------ - . 446 - .2 2 9 -.512* -.2 7 7 -.670* ------ -.3 99 -.4 25 - - - -.567* -.4 19 — .626* -.526* “— “ rejected not rejected rejected not rejected rejected not rejected not rejected not rejected not rejected not rejected rejected not rejected not rejected rejected not rejected not rejected not rejected not rejected not rejected rejected not rejected rejected rej ected not rejected Significant at the . 002 level Me^ = mean standard sc o re s for P r e f e r r e d Individual Effort Me^ = mean standard sc o re s for P erceived Organizational Effort A 4* = Me^ - Me ^ Tukey test sta tistic for • 002 Alpha = ± . 460 62 th re e of the four activity categories listed displayed significance be­ tween the two m e a s u r e s . The data supporting the rejection of the eight null hypotheses fu rth e r suggested that the faculty's perception of the amount of organizational effort expended was g r e a te r than the com­ bined individual p refe ren c es for involvement in each of the eight are as. No significant differences were found in sixteen of the activity a re a s . Thus, m ost of the null hypotheses suggesting equality between m e a su re s were not rejected. Objective VI To determ ine whether differences exist between p r e f e r r e d indi­ vidual and p r e f e r r e d organizational effort in each of the activity c a te g o rie s. The sixth and final objective was established to compare faculty perceptions of an ideal p attern of allocating organizational effort with an organizational effort p attern constructed from the combined individual activity prefe ren c es of the faculty. The hypotheses testing conducted to m eet this objective is describ ed in Table 4. 8. The null hypotheses suggesting equality between p r e fe rr e d indivi­ dual and p r e f e r r e d organizational effort were rejected in nine of the twenty-four activity c a te g o rie s. Differences of significance (at the . 002 level) w ere again observed m o st frequently in the instructional program area. The activity categ o ries, within this a r e a , displaying significant differences included undergraduate instruction for m a jo r s , graduate instruction for m a jo r s , graduate instruction for non-m ajors (service), off-campus graduate instruction, graduate advising, ation. and course evalu­ In each of these c a s e s , organizational p refe ren c e was g re a te r than the combined prefe ren c es of individual faculty m em bers. Similar 63 TABLE 4.8 - - Tukey Post Hoc Comparisons of P r e f e rr e d Individual Effort and P re f e rr e d Organizational Effort Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst. Service Off-Campus Grad Inst. Grad Advising M.S. Theses Ph. D. Theses Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. Research College Research Sponsored R esearch Dept. Proposal Dev. College Proposal Dev. Public ations Public Service Dept. Committees College Committees Univ. Committees Management Prof, Development % A Ho:Me, =Me, 2 4 Me2 Me4 1. 207 1. 982 -.775* rejected . 533 1. 172 . 293 . 221 1. 058 . 455 . 840 . 795 . 575 . 329 . 284 . 492 . 468 . 871 . 393 . 439 . 848 . 551 . 874 . 745 . 504 .219 . 720 . 866 1. 732 . 861 . 997 . 495 . 683 1. 142 . 945 . 605 . 721 . 767 . 640 . 908 . 955 .696 .813 . 940 . 483 1. 266 1. 225 1. 091 . 689 1. 035 - . 333 -.560* -.568* -.776* -.563* ----- . 302 - . 150 not rejected rejected rejected rejected rejected not rejected not rejected not rejected not rejected not rejected rejected not rejected not rejected not rejected not rejected not rejected not rejected not rejected not rejected rejected rejected rejected not rejected ___ -.332 -.483* ------ -.4 40 -.303 -.3 74 ----------- -.392 -.480* -.587* -.470* * “*“ Significant at the . 002 level. Me^ —mean standard scores for P r e fe rr e d Individual Effort Me^ - mean standard scores for P re fe rre d Organizational Effort A ijj = Me^ - Me^ Tukey te s t statistic for i|j at . 002 Alpha = ± . 460 64 differences of significance and directio n were observed in three of the four categories associated with the com m ittee and adm inistrative s e r ­ vice p ro g ra m a r e a . These included the categories of college committee management and university committee activity. Once again, the analysis failed to re je c t the null hypotheses e sta b ­ lished for fifteen of the activity ca teg o ries. Thus, in m ost catego ries, the analysis tended to support the assumption of equality between the two m e a s u r e s . The central purpose of this study was to compare faculty estim ates of actual individual, p r e f e r r e d individual, perceived org anizationa, and p r e f e r r e d organizational effort within twenty-four program related ac­ tivity categ o ries. The estim ates were obtained using an instrum ent which forced respondents to consider the " relativ e importance" of each of the twenty-four activity categ ories. In o r d e r to fulfill the purpose of the study, six central objectives, directed at comparing various combinations of the four effort m e a s u re s , were identified. To facilitate the analy sis, each objective was r e ­ defined as twenty-four null hypotheses representing the activity c a te ­ gories were identified for the study. A th r e e -p h a s e ANOVA of repeated m e a su re s design was employed to test the hypotheses. To m eet the various assumptions of this design, extrem ely conservative procedures and decision models were used throughout the analysis. P h ase one of the analysis, consisting of an overall ANOVA of main and interactio n effects, yielded significant differences (. 05 level) for the main effects of "activity a r e a s " and "effort m e a s u r e s . " More im portant, however, was the discovery of significant interactio n between effort m e a s u re s within activity categories. 65 Given the significant interaction effect, phase two of the analysis, consisting of testing simple interaction of m easures within single ac­ tivity categories was initiated. The results of the ANOVA of simple effects yielded significant differences (Alpha = . 05/24 or . 002) between effort m easures within seventeen activity categories. Phase th ree of the analysis consisted of testing the sources of dif­ ference found within each of the seventeen activity categories. This was accomplished using a se rie s of Tukey post hoc comparisons. The results of these comparisons were organized to te s t the various hy­ potheses associated with the objectives of the study. the hypotheses testing is provided in Table 4. 9. A summary of TABLE 4.9 -- Summary of Hypotheses Testing (X = Reject, 0 = Do Not Reject) Activity Undergrad Inst. Majors Undergrad Inst. Service Grad Inst. Majors Grad Inst, Service Off-Campus Grad Inst. Grad Advising M.S. Theses Ph. D. Theses Course Dev. Majors Course Dev. Service New Teaching Tech. Course Evaluation Dept. Research College Research Sponsored Research Dept. Proposal Dev. College Proposal Dev, Publications Public Service Dept. Committees College Committees Univ. Committees Management Prof. Development Objective I Objective II Objective III Objective IV Objective V Objective VI H :Me. =Me, H :Me.,=Me. H :Me. =Me~ H :Me.=Me, H :Me,=Me_ H :Me-=Me. 1 4 O £ o 1 2 o 3 4 o 1 3 o 3 o 2 4 O 0 X X X X 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 X X X 0 0 X X X X 0 X X 0 0 0 0 X 0 0 0 0 0 0 X X 0 0 0 X 0 X 0 0 0 0 0 X 0 0 X 0 0 0 0 0 X 0 X X 0 0 X X X X 0 0 0 0 0 X 0 o X X 0 X 0 0 X 0 0 X 0 o 0 0 X 0 0 0 0 0 0 0 0 0 X X X 0 CHAPTER V SUMMARY AND CONCLUSIONS Need and Purpose Increasing demands for educational and fiscal accountability have, in recent y e a r s , emphasized the need to critic ally evaluate program p rio ritie s within higher education. Fundamental to this evaluative pro ­ cess is the problem of developing effective means to a sse ss the disposi­ tion of faculty toward various institutional p rog ram s. Since a pro gram may be generally defined as an organized set of activities designed to achieve predeterm ined goals, it appears reasonable to approach this problem from the perspective of institutional goals (through goal p re f­ erence asse ssm e n t) or through careful analyses of attitudes toward organizational activities. Considering the problems associated with the interpretation of goal preferen ce as se ss m e n t, this study was predicated on the need to furth er explore activity analysis as a means to identify faculty perceptions of institutional p ro g ra m s. The central purpose of the study was to com­ pare actual and p r e f e r r e d p attern s of faculty effort within an academic organization. The population consisted of all faculty m em bers associ­ ated with the College of Engineering at Michigan State University. Members of the adm inistrative and student se rv ic es staff were excluded from the study. An instrum ent defining thirty categories of program - related activity was developed and distributed to the sample. were asked to provide estim ates of the following; 67 Respondents 68 1. Actual Individual Effort: a percentage distribution d escrib ­ ing how the faculty m em ber divides his o r her tim e between the thirty categories of activity 2. P r e f e r r e d Individual Effort: a percentage distribution describing how the faculty m em ber would ideally divide his or h er time between the categories of activity 3. Perceived Organizational Effort: a percentage distribu­ tion describing the faculty m e m b e r's perception of how the college divides total faculty time between the various activities 4. P r e f e r r e d Organizational Effort: a percentage d istrib u ­ tion describing the faculty m e m b e r’s perception of how the college should divide faculty tim e between the various activ itie s. P ercentage distributions were employed in each of the four m ea­ sures to achieve an understanding of the "relativ e value" of each activity. Since percentage distribution forces relative response p attern s, by assuming finite reso u rce availability, the procedure roughly simulates the process of p rio rity assessm en t which naturally occurs within an organization. Using the data collected, sta tistic a l comparisons were made to de­ term ine whether differences existed between actual and p r e f e r r e d effort at both individual and organizational levels. Objectives Since the study was exploratory in nature, no experimental or d ire c ­ tional hypotheses were established. The study was, however, organized to achieve the following six objectives: 69 1. to determ ine whether differences exist between actual in­ dividual and p r e f e r r e d individual effort in each of the activity c a teg o ries, 2. to determine whether differences exist between perceived organizational and p r e f e r r e d organizational effort in each activity category, 3. to determine whether differences exist between actual individual and perceived organizational effort in each activity category, 4. to determ ine whether differences exist between actual individual and p r e f e r r e d organizational effort in each activity category, 5. to determ ine whether differences exist between p r e f e r r e d individual and perceived organizational effort in each activity category, 6. to determ ine whether differences exist between p r e f e r r e d individual and p r e f e r r e d organizational effort in each activity category. Twenty-four null hypotheses, representing the activity categories in­ cluded in the study, were generated in support of each of the above objectives. Design An analysis of variance of repeated m e a su re s design was employed to test the hypotheses. To meet the th eoretical assumptions associated with this design, the following precautions were taken. independence of response, deleted from the analysis. F irst, to insure six of the th irty activity category items were Secondly, individual raw sc o re s were 70 transform ed to standard scores to avoid e r r o r associated with unequal population variance. Finally, a conservative decision model, the G eisser- Greenhouse F te s t, was employed to overcome problems of statistical independence among m easures. The analysis was conducted in three distinct phases. F ir s t, an overall ANOVA of repeated m easures was performed to test main and interaction effects. Significant differences at the . 05 level were found to exist between the main effects of activity categories and effort m ea­ sures. The interaction of effort m easures within activity categories was also found to be significant .at the . 05 level. Given significant interaction between effort m easures within activity categories, phase two of the analysis was initiated. This phase consisted of determining whether differences existed between effort m easures within specific activity categories. Tests were performed using an ANOVA of simple interaction effects which generated F statistics for effort m easu res within each of the twenty-four activity categories. As a re s u lt of this procedure, significant differences at the . 05/24 or . 002 level were found in seventeen of the twenty-four activity categories. The third and final phase of the analysis consisted of determining the sources of the differences between effort m easures within the seven­ teen significant activity categories. Paired comparisons were made using the conservative Tukey post hoc procedure. The results of this analysis served to test the hypotheses generated in support of the objectives of the study. Findings The results of the hypothesis testing are summarized as follows: 71 Objective I : None of the twenty-four null hypotheses generated in support of this objective was reje cted . Thus, as a r e s u lt of this study, no differences were found to exist between actual individual and p r e ­ f e r re d individual effort within the p ro g r a m - r e la te d activity categ ories. Objective II: S im ila r re s u lts were found in the com parison of p e r ­ ceived and p r e f e r r e d organizational effort. Again, the analysis failed to r e je c t the twenty-four null hypotheses associated with this objective. Objective III: This objective was established to com pare estim ates of actual individual effort with perceptions of organizational effort in p r o g r a m - r e la te d activity categ o ries. As a re s u lt of the analysis, sig ­ nificant differences w ere found in the following activity categories: (1) undergraduate in struction for m a jo r s , m a jo r s , (2) graduate instruction for (3) graduate instruction for non-m ajors (service), campus graduate in struction, development for m a jo r s , (5) Ph.D. thesis directio n, (4) off(6) course (7) developing new teaching techniques, college supported r e s e a r c h , (8) (9) college supported r e s e a r c h proposal development, and (10) university com m ittee work. In each case the faculty appeared to p erceive the college expending m ore effort than was indicated by the combined statem ents of individual effort. Objective IV: In comparing actual individual with p r e f e r r e d o r ­ ganizational effort, significant differences were found to exist p rim a r ily in the activity catego ries associated with the instructional p ro g ra m a re a . These included: (1) undergraduate instruction for m a jo rs , instruction for m a jo r s , (2) graduate (3) graduate instruction for n o n -m ajo rs, off-campus graduate instruction, (5) graduate student advising, thesis d irection, and (7) course development for m a jo r s . (4) (6) Ph.D . Null hypotheses were also rejected in the categories of college supported r e s e a r c h and committee activity at both the college and university levels. With the 72 exception of the graduate advising category, faculty p refe re n c e s for the allocation of effort were higher than the c u r re n t p a tte rn of allocation as m ea su red by the combined estim ates of individual effort. Objective V: Differences between p r e f e r r e d individual and p e r ­ ceived organizational effort were found to be significant in only eight of the twenty-four activity categories. instru ction for m a jo r s , work, (1) undergraduate (2) graduate instruction for m a jo r s , campus graduate in struction, techniques, These included: (3) off- (4) developing new teaching-learning (5) college supported r e s e a r c h , (6) departm ent committee (7) univ ersity committee work, and (8) management. The data supporting the rejection of these null-hypotheses furth er suggests that perceptions of the amount of organizational effort expended in these categories is g r e a te r than the combined effort p re fe re n c e s of individual faculty. Objective VI: The sixth and final objective was established to com­ p a r e faculty perceptions of an ideal or p r e f e r r e d p attern of allocating organizational re s o u rc e s with the combined individual effort p re fe re n c e s of the faculty. Of the twenty-four null hypotheses generated to achieve this objective, only nine were rejected. Significant differences between p r e f e r r e d individual and p r e f e r r e d organizational effort were found in the categories of: (1) undergraduate instruction for m a jo r s , in struction for m a jo r s , (3) graduate instruction for n o n -m a jo rs, off-campus graduate instruction, (4) (5) graduate student advising, {6) course evaluation, (7) college committee work, work, (2) graduate (8) university committee and (9) management. C onclus ions The evaluation of faculty attitudes toward institutional p ro g ram s is a problem which has attrac te d considerable attention in recen t y e a r s . 73 F o r the m o st p a r t , r e s e a r c h e r s have approached this problem indirectly from the perspective of organizational goals a sse ssm e n t. Predicated on the assumption that organizational program s a r e goal directed, m ost of these studies have sought to establish goal evaluation as fundamental to the p ro ce ss of identifying pro g ram p rio ritie s within academic o r­ ganizations. While the logic of this approach is unquestionable, certain in te rpretiv e problem s (see Chapter II) generally associated with various goal p re fe re n c e techniques tend to lim it th e ir usefulness. Recognizing th ese p roblem s, this study attempted to address the question of p rio rity evaluation from the perspectiv e of organizational activity. 1. The study was predicated on four operational assumptions: Since institutional program s may be defined as organized sets of activ ites, it was assumed that perceptions of these program s could be evaluated in t e r m s of the specific ac­ tivities from which they a re com prised. 2. It was suggested that the value or "im portance1*, whether actual or p r e f e r r e d , of a p ro g ra m - re la te d activity could be defined quantitatively as an amount of professional re s o u rc e s (faculty effort) devoted to the activity. 3. Recognizing that all organizational r e s o u r c e s , including faculty, a r e finite in nature, it was assumed that an evaluation of the "im portance" of a single activity m ust n e c e s sa rily be weighed against the "importance*1 of all other activities. 4. Finally, it was assumed that organizational activities and program s are the re s u lt of a complex interaction between individual needs and organizational expectations. Thus, 74 it was deemed essential to consider the evaluation of activities from both an individual and organizational perspective. With these assumptions in mind, th re e m a jo r conclusions may be drawn from the analysis of faculty effort pattern s within the College of Engineering. 1. There was no evidence to suggest that the combined individual effort p references of faculty m em bers differed from the pattern of faculty effort which actually occurs within the college. It appears, then, that if assignments were made solely on the basis of individual faculty preferdnce, the resultan t p attern of professional resource allocation over program s could not be significantly different than that which is currently in effect. It must be emphasized, however, that the resu lts did not suggest that the assignment of individual faculty m em bers, under " p re ­ f e rre d " conditions, would rem ain the same. To the contrary , it was evident through a review of individual response patterns that actual assignments do not n e c e s s a rily reflect the activity p references of many faculty. 2. The analysis also failed to reject the null hypotheses generated to compare faculty perceptions of actual and p re fe r re d patterns of o r ­ ganizational effort. This finding was p a rtic u la rly significant in that it evaluated faculty attitudes toward the priority s tru c tu re which exists within the College of Engineering. The evaluation consisted of asking faculty to define the "importance" of various p ro g ra m -re la te d activities in te rm s of th e ir perception of the amount of professional reso u rce s being expended by the college in support of these activities. The re s u l­ tant pattern of perceived organizational effort was then compared with 75 a p attern consisting of the faculty p references for professional reso u rce allocation within the organization. Since the analysis failed to describ e significant differences between the two organizational p attern s, it would appear that the faculty, as a whole, is content with the cu rre n t p rio rity stru ctu re which exists within the College of Engineering. Though em pirical com parison is not possible, it is appropriate to briefly con trast the findings described above with those studies which have sought to define institutional p rio ritie s through the a sse ssm e n t of organizational goals. As noted in Chapter II, m ost of the goal studies reviewed tended to support two central conclusions. F irst, facility, and often o th e rs, generally display congruent opinion on the "actual" and p r e f e r r e d "im portance" of various goals (i. e. , the rank o rd e r c o r­ relations between the two m e a su re s were found to be directly related). Secondly, faculty and other groups queried generally felt that nearly all goals should ideally be given g r e a te r amphasis (i. e. , p re fe rre d im por­ tance ratings were almost always higher than ratings of actual importance). To a large extent, the findings of the p resen t study support the con­ clusion of congruence of opinion among faculty regarding organizational p r io ritie s . Viewed from the perspective of p r o g ra m -re la te d activities ra th e r than goals, the faculty sample tended to d escribe statistically equivalent ratings of perceived and p r e f e rr e d importance over the various activities in question. Since the "im portance" of activities was defined as a finite quantity of r e s o u rc e s , the resu lts did not (nor could they) suggest that g r e a te r emphasis should be placed upon all organ­ izational p ro g ra m s. Each p r o g ra m -re la te d activity was, in effect, weighed against all others considered. The re s u lts , th erefore, confirm 76 congruence of opinion regarding pro g ram p rio ritie s by suggesting that each p ro g ram - related activity was receiving an appropriate sh a re of the p rofessio nal re s o u rc e s available to the organization. Thus, though s im ila r to those found in goal studies, the conclusions of the presen t inquiry were uniquely based upon a pragm atic evaluation of organiza­ tional p ro c e ss e s and r e s o u rc e s . As such, they may be m o re easily in te rp reted to support various adm inistrative functions. 3. Four of the six objectives of the study sought to compare indi­ vidual effort patterns (actual and p re f e rr e d ) with organizational effort patterns (perceived and p re fe rre d ). As a re s u lt of the analysis, the following four observations were made: (a) the comparison of actual individual with perceived organizational effort suggested that faculty perceptions of the actual p a tte rn of professio nal re s o u rc e allocation are generally accurate; (b) in comparing actual individual with p r e ­ f e r re d organizational effort, it appears that the faculty's perception of an ideal p attern of re s o u rc e distribution is not significantly different from that which c u rre n tly exists; (c) the analysis of p r e f e r r e d individual and perceived organizational effort suggested that if faculty were assigned according to th e ir personal in te re s ts and needs, the resultant p attern of re so u rc e allocation would not be significantly different from that which they feel cu rre n tly exists; (d) the re s u lts of the comparison of p r e ­ fe rre d individual with p r e f e r r e d organizational effort suggested that the combined individual preferen ces of the faculty generally agreed with th e ir p refe re n c e s for organizational activity. Exceptions to these observations (i.e . , significant differences be­ tween individual and organizational effort) were noted in certain ac­ tivities related to the instructional and adm in istrativ e-com m ittee 77 se rv ic e s p ro g ra m a re a (see Chapter V, pp. 70-71). Substantive in te r ­ pretation of these exceptions must be made with caution since the response ra te achieved precluded accuracy in establishing organiza­ tional m e a su re s composed of the combined actual and p r e f e r r e d effort of individual faculty. Recommendations for F u r th e r R e se a rc h This study re p re se n ts an initial attempt to extend the scope of activity analysis as a means to evaluate p ro g ram p rio ritie s within academic organizations. As such, its r e s u lts and limitations suggest the need for furth er inquiry in the following a re a s : 1. The p re s e n t study did not consider such variables as Bex, tenure, educational and p erso nal background. age, F u rth e r r e s e a r c h should be directe d to d eterm ine whether these and other demo­ graphic c h a ra c te ris tic s r e la te to various perceptions of individual and organizational effort. 2. The study also failed to consider the perceptions of other signi­ ficant organizational groups such as t r u s t e e s , personnel w o rk e rs, and Btudents. a d m in istra to rs, Since each of these groups influences the p rio rity s tru c tu re of the organization, th e ir p e r ­ ceptions of professio nal effort patterns should be carefully evaluated. 3. In addition to including various groups, it is also recommended that future r e s e a r c h be directed to consider other organizational units having sim ila r p ro g ram s (such as other engineering col­ leges an d /o r academic departm ents with a college). C ross­ com parisons of such units may se rv e to determ in e the relatio n­ ship of clim ate, s tru c tu re , an d /o r other organizational c h a ra c te ris tic s to resu lta n t patterns of actual and p r e f e r r e d effort. To support the above recommendation, it is suggested that r e ­ search be undertaken to develop instrumentation capable of measuring actual and p refe rred effort patterns within a variety of academic environments. The p resent study sought to compare actual and prefe rred pat­ terns of professional resource distribution using gross percentage estimates of faculty effort. While no significant differences were found between organizational patterns, there was some slight evidence to suggest the existence of differences between the patterns of individual faculty m embers. A comparative r e ­ examination of these pattern s, considering such variables as cost and hours, could serve to determine whether individual dif­ ferences substantively effect resultant organizational patterns. Questions concerning the relationship of individual effort patterns to other organizational variables, not addressed in the present study, should also be fully explored. For example, is congruence between actual and p refe rred individual effort related to such factors as productivity, conflict, efficiency, and/or the leadership style of the organization? The evaluation of actual and p re fe rre d patterns of resource alloca­ tion should be enlarged to encompass resources other than p ro ­ fessional staff. Consideration, therefore, should be given to the allocation of space, equipment, supportive staff, and other r e ­ sources necessary to the maintenance of academic program s. Faculty reaction to the design of the present study should also be explored. For example, did the evaluation of p rogram -related activities, in term s of finite re so u rc e s, re s u lt in faculty members changing th eir perceptions of the "importance" of various activities? 79 9. The relationship between activities and p ro g ra m s , on which the p re s e n t study is largely based, needs fu rth e r em piric al d e s c rip ­ tion. Is, for example, this relationship singular or can a given activity substantially re la te to m o re than one organizational p r o ­ g ra m ? The answer to this question would significantly effect the in te rpretatio n of future activity analyses. 10. Finally, the p re s e n t study sought to evaluate faculty attitudes toward institutional p ro g ram s through an analysis of professional re so u rc e s and activities. Other studies have approached the same problem through the a s s e s s m e n t of institutional goals and objec­ tives. Since the advantages and limitations of these techniques a re somewhat com plimentary, information obtained from both should be system atically combined to support various management processes. APPENDICES APPENDIX A THE ANNUAL REPORT OF FACULTY ACTIVITIES AND FACULTY EFFORT FORM Michigan State University - College of Engineering Annual Report of Individual Faculty Activities ' l a m e ____________________________________________________________________________________________________________ Department _______________________________________________________________________________________________ *ank _________________________________________________ Period Covered: Basis: 10Mo. January l f 1973 through December 31, 12 Mo. 1973 INSTRUCTION -- This includes all effort dedicated to the teaching of students, whether the teaching effort is form al or informal. It will be distributed into the following categories: (a) regular on-campus classroom teaching, (b) off-campus program s adm inistered by the University involving instruction for credit, (c) off-campus p ro g ra m s, administered by the University, but not for credit, (d) advising, (e) thesis direction and (f) related developmental activities. LectureB to civic groups or laymen not students or practitioners in the subject field a re excluded here and placed under "Public Service. " Reading related to a re s e a rc h project or general reading in one's professional field not specifically related to courses taught is subsumed under "R esearch and Scholarly Activity" or "Professional Development. " A. On-Campus Teaching. To help with data on teaching loads. Institutional R esearch has supplied the attached printout. P lease check this listing for accuracy and enter the appropriate figures below. u .g . Winter, 1973 Spring, 1973 Summer, F all, sch grad, sch 1973 1973 _____ TOTAL 80 81 13. Off-Campus Tcachine. Indicate in parenthesis any of the student credit hours taught on an overload basis. Winter, 1973 Spring, 1973 Summer, F all, u. g. sch grad, sch ____________ _____________ 1973 1973 TOTAL C. Off-Campus (or Evening College) D. Academic Advising. P ro g ra m s . W’73 Number of undergrad, advisees Number of M.S. advisees Number of Ph. D. advisees - 2- Describe. S' 73 SS'73 F 17 3 82 E. Thesis Direction. W'73 S r73 SS'73 Number of M.S. students requiring thesis direction: Number of M.S. d egrees awarded: Number of Ph. D. degrees awarded: Names of Ph. D. recipients; Number of active guidance c om m itte e s : F. Associated Instructional A c tiv itie s. If you check any of the activities listed below, explain briefly. _______ New course development _______ Class notes in t r i a l or p re lim in a ry preparation ______ P re p a ra tio n of laboratory e x e rc ise s or notes; design of laborato ry experim ents _______ New experim ents in teaching, methods _______ T .V . instruction program s - 3- learning, or examination F 173 83 _______ Experiments with programmed learning _______ Audio-visual aids, e le ctro w rite r, or any other teacher learning media _______ Services performed in support of instruction, i. e. , service at registration desk, orientation program _______ Course supervision _______ Other Explain: -4- 84 G. II. Teaching Effectiveness. Supply any information you feel is ap p ro ­ priate which su m m arize s your effectiveness in teaching. S1RR fo rm s, although not n e c e s sa ry , provide one of the better views of effectiveness and student acceptance. Do not include m a te ria l you wish to have retu ri RESEARCH AND SCHOLARLY ACTIVITY - - includes all effort dedicated p rim a rily to the discovery and application of new knowledge. Excluded a re any activities for which the m a jo r purpose is the training of students or the improving of instruction, both of which should be accounted for under "Instruction. " Consulting or other activity for which individuals receive more than token payment from an outside source is also excluded. A. B. Department Supported R e se a rc h an d /o r College Supported R e sea rch through P E R . This information will also be used in the Division of Engineering R e s e a r c h 's short form of the Annual Report. Additional information for the long form may be requested. Title _______________________________________________________________________________________ Support Source (Department, DER, or other) Co-Investigators ________________________________________________________ Graduate Students ______________________________________________________ Provide a b rief sum m ary or a b s tra c t of p ro g re ss for 1973 (approximately 200 words): -5- 85 C. R esearch Supported by Off-Campus Agency. This information will also be used in the Division of Engineering R e se a rc h 's short form of the Annual Report. Additional information for the long form may be requested. Title ________________________________________________________________________ Agency ____________________________________________________________________ Am ount____________________________________________________________________ Start ing and Ending Dates ___________________________________________ Co-Investigators _______________________________________________________ Graduate A ssistants Provide a b rief sum m ary or a b s tra c t of p ro g re s s for 1973 (approximately 200 words): - 6- 86 QW Department Supported P ro p o sal Development and/o r College Supported Fropoaal Development through PER. Date Submitted Title Approved If pending or under active development, briefly explain. F. Gifts and Grants from Outside Sources. gifts and grants, fellowships, etc. ) Item Received Explain if necessary: Amount (Equipment, unspecified Source Denied 87 G. Publications. This information will also be used in the Division of Engineering R e se a rc h 's short form of the Annual Report. Please indicate whether these were American or foreign a rtic le s , papers presented, books, chapters, monographs, reviews, technical re p o rts, etc. Indicate any works in p ro g re s s. For papers presented, give the location and date of the conference. Add additional sheets if neceBsary, Journal reference: G .E . Doe and P. S. Roc, "The development of the b eta tro n ," Am. J. Phys. 20, 298 {1952). Book reference: John G. Doe, The Gammatron (McGraw-Hill Book Company, In c., New York, 1952), 2nd ed. Vol. I, Chap. 2, p. 69. Paper presented: A. C. Doe, "New developments with the betatron, " ASEE Annual Meeting, New York, October 1967. - 8- PUBLIC SERVICE -- includes the following activities: preparation of information bulletins; contacts with professional orgnnizatioi (offices held, committee assignm ents); editor of professional publication; d irecto rsh ip or planning chairm anship of conferences; participation in con­ ferences, se m in a rs, colloquia; radio and T. V. presentations; talks or papers before serv ic e clubs, high schools, community se rv ic e and activitie public relations work with outside agencies or institutions for courtesy and good will; campus v isito r program s; student campus society or fra te rn a l organization advising. Name of Activity Nature of the Service COMMITTEE AND ADMINISTRATIVE SERVICES -- includes a ll effort devoted to m anagerial and supervisory tasks (except course supervision) perform ed for the departm ent, college, or University as a whole but supported by the department. Names of committees o r activities You may want to detail any contributions of the ad m in istrativ e resp o n ­ sibilities listed above. PROFESSIONAL DEVELOPMENT - - includes any personal accomplishmc designed to maintain and improve one's general professional competence ra th e r than one's perform ance of c u rr e n t instructional, re s e a rc h , or s e r responsibilities. Such activities include scholarships, fellowships, granl leaves, travel, special sum m er p ro g ra m s, and activ itie s, added degrees honoring awards o r m em berships granted. Name of accomplishment or activity Explain if you so d e s ire : Dates 90 VI. SELF-ASSESSMENT - - indicate the most significant contribution to your department, the college or the University during the calendar year 1973. VIL. NEED - - i n what a re a could assistance be provided to you that would help you in better achieving your objectives for 1974? - 1 1- 91 FACULTY EFFORT FORM COLLEGE OF ENGINEERING You have recorded your activities during the period from Winter 1972 through Fall 1972. Will you now look through the questionnaire and estim ate the percent of tim e you epent in each of the listed activities for the entire year. Your total effort should be exactly 100%. A sum m ary will be made from this data and provided to you. - 12- 92 Lower U. G. C o jeu u A. T e a c h in g Load B. A c a d e m ic A d vising C. A sso c ia te d Instructional A ctivities D. T h esis D irection Upper U .G . M asters A. R e se a r c h supported B. R e se a r c h supported by D iv isio n of E n g in ee rin g R e se a r c h C. R e s e a r c h su p p o rted by O ff - C a m p u s A g e n c y Doctoral by a c a d e m ic d e p a r t m e n t fcl ti n D Pi a? £ P 41 P* VI D. R e se a rch prop osal d evelopm ent supported byacad em ic departm ent E. R e s e a r c h p r o p o s a l d e v e lo p m e n t su p p o rted by D iv is io n of E ngineering R e se a r c h Public S erv ice “ C o m m i t t e e and A d m i n i s t r a t i v e S e r v i c e u > M d *m 4 I— t T£3 D epartm ent C ollege U niversity nr o * art > a, 2 Q I u c 2 .|2A? -C 8 3 s < £ •C P e r s o n a l a c c o m p l i s h m e n t d e s i g n e d t o m a i n t a i n and i m p r o v e general professional com petence C o m p u t e r L a b o r a t o r y , d e p a r t m e n t o u t s i d e th e C o l l e g e of Engineering T otal: -13- 100% APPENDIX B REVISED FACULTY EFFORT FORM FACULTY EFFORT FORM Directions You have now recorded your activities during the period Winter 1973 through Fall 1973. Will you now look through the questionaire and estimate the percent of time you spent in each of the listed activities. These esti­ mates should total 100% and appear in Column A on the following page. We are also asking your assistance in acquiring additional data for a study which may be helpful to you, your Department and the College. This information is requested in the remaining three columns which appear on the following page: In Column B you are asked to estimate the percentage of time you would prefer spending in each of the listed activities over an academic year. This estimate should reflect personal judgment on how your talents and in te rests might best be used in the College. Your total "p re ­ ferred effort" estimates in Column B should be exactly 100%. In Column C please estimate your perception of the percentage of faculty time which you feel the College currently al­ locates to each of tne listed activities. Your estimates in Column C should again equal 100%, In Column D you are asked to provide an estimate of the percentage of faculty time which, in your opinion, should be de­ voted by the College to each of the listed activities. The total of Column D should be 100%. Suggested P rocedure: You will note that the thirty activity items appearing on the form are listed under eleven general headings ( i . e . , ON CAMPUS TEACHING, OFF-CAMPUS TEACHING, RESEARCH, etc. ). To simplify completing the columns, you may f i rs t wish to estimate percentages for each of the eleven headings according to the directions above. Each gross estimate may then be divided among the items listed under the heading. The information collected in each of the four columns will be made available, without names, to Mr. William Abbett for use in a proposed Ph. D. thesis which will examine patterns of resource allocation within the College. When your department secreta ry prepares the two copies of the form to be made available to your Department and the College, Columns B, C, and D will not be included in order to insure confidentiality of your responses. Your original draft will be returned to you. 93 FA C U LTY E F F O R T FO R M P l e a e e in d ic a t e y o u r d e p a r t m e n t a l a f f ilia t io n : NOTE, Ite m P le a a e r e v i e w d ir e c t i o n ! o n p r e c e d in g p a g e b e f o r e c o m p le t in g the c o lu m n a b e lo w : C o l. 0 C o l. A A c tu a l P eraon al A c t iv it y C o l. C C o l. D P r e fe r r e d P eraonal A c t lv lt y P e r c e iv e d C o lle g e A c t iv ity P r e fe r r e d C o lle g e A c t iv it y % % 7. % % % % % % 7. % % % % IN ST R U C T IO N A. b . C. ON -C A M P U S T E A C H IN G I. T e a c h in g u n d e r g r a d u a te c o u r a e a d e a ig n e d f o r c o l l e g e m a j o r e 2. T e a c h in g u n d e r g r a d u a te c o u r i e r d e c l i n e d f o r n o n - c o l l e g e m a jo r e J. T e a c h in g 8 0 0 - 9 0 0 l e v e l c u u r a e a d e e tg n a d f o r c o l l e g e m a jo r a % 4. T e a c h ln c 0 0 0 - 9 0 0 l e v e l c o u r a e a d e c l i n e d f o r n o n - c o l l e i e m a lo r e % o ff E. F. cam pus T e a c h ln i o f f- c a m p u a u n d e r g r a d u a te c o u r a e a % b. T e a c h in g o f f- c a m p u a g r a d u a te c o u r a e a % % % 7t % 7. % % % 7. - ........... % % % % ............. T e a c h in g n o n - c r e d i t c o u r a e a A C A D E M IC AD V ISIN G a. F o r m a l and In fo r m a l u n d e r g r a d u a te a d v la tn g 9. F o r m a l and In fo r m a l g r a d u a te a d v la tn g (In c lu d in g P h . D . c o m m it t e e a c t iv it y ) % % ... , * T H E SIS D IR E C T IO N 10. D ir e c t in g M .S . T h e e a a % % % % 11. D ir e c t in g P h . D . T h e a c a % % 7. % % % % % A S S O C IA T E D IN S T R U C T IO N A L A C T IV IT IE S 12. D e v e lo p in g n ew c o u r a e a fo r m a jo r a 11. D e v e lo p in g n ew c o u r a e a fo r n o n -m a j o r a % * 7. 7. 14. I m p le m e n tin g n ew t e a c h in g - le a r n in g t e c h n iq u e ! % % 7. 7. 15, E v a lu a tin g e a ia tin g _ c o u r a r i w ith in t h e c u r r ic u lu m % 7* 7. % lb . O th e r r e la t e d a c t iv it y % % % ' "I A C T IV IT Y 17, C o n d u c tin g r e a e a r c h a u p p o r te d bv D e p a r t m e n t m .if n. % IB. C o n d u ctin g r e a e a r c h a u p p o r te d bv D iv ia io n o f E n g in e e r in g R e a e a r c h % % 7„ nr 19. C o n d u c tin g r e a e a r c h a u p p o r te d bv O lf-C a m p u e A g e n c y % % 7. *M I 20. D e v e lo p in g r e a e a r c h o r o p o a a la a u p p o r te d bv D e p a r tm e n t % % % *1' 21. D e v e lo p in g r e a e a r c h o r o p o a a la a u p p o r te d b v D iv ia io n o f E n g in e e r in g R ea e a r e h % % % *F 22. A t tr a c tio n o f o t h e r g lfta and g r a n t ! % % % ■|T( 21. P r e p a r a tio n o r e d it in g o f m a n u a c r lp t e , p a p e r a a n d /o r a r t i c l e ! % % % f. % 7. % --------- 2* % 7. atf T. P U B L IC S E R V IC E 24, IV, % O T H E R O F F -C A M P U S (O R E V E N IN G C O L L E G E ! PR O G R A M S R ESEARCH A N D SC H O LA R LY III. . t e a c h in g 5. 7. D. - . P r o f e a a io n a l p a r t ic ip a t io n In c o m m u n it y a n d /o r p r o le a a lo n a l o r g a n iz a t io n ! C O M M IT T E E A N D A D M IN IS T R A T IV E S E R V IC E S 25. p a r t i c i p a t i o n In D e p a r t m e n t a l c o m m it t e e a % 26, P a r t ic ip a t io n In C o ll e g e c o m m lt t e e a % 7. % 27. P a r t ic ip a t io n In l l n iv e r a l t v c o m m lt t e e a % % 7. 2 8. M a n a g e m e n t a n d /o r a u p e r v t e o r y a c t iv it le a 7. t* rt4 i! 7. % * % % I 00% 10 0 % ......... * P R O F E S S IO N A L D E V E L O P M E N T 29, VI. I m p r o v e m e n t o f g e n e r a l p r o f e a a io n a l c o m p e t e n c e In c lu d in g a c h o la r a h lp a , f a llo w a h lp a , g r a n t a , l e a v e a . t r a v e l , a p e c la l e u m m e r p r o g r a m ! , p e r a a n a l a tu d y , e t c . % O th e r a a a lg n m a n ta (C o m p u te r L a b o r a t o r y , d e p a r t m e n t o u te ld e C o lle g a i % O TH ER 1 0. T O T A I.S 10 0 % . 10 0 % SELECTED BIBLIOGRAPHY SELECTED BIBLIOGRAPHY 1. Blau, P e t e r M. and Scott, W. Richard. "The Nature and Types of F o rm a l Organizations. " Organizations and Human Behavior: Focus on Schools. Edited by F ra n k D. C a rv e r and Thomas J. Sergiovanni. New York: McGraw-Hill, 1969. 2. Bunnell, Kevin, ed. R eport on the Conference on Faculty Work­ load. Washington, D. C. : Am erican Council on Education, I960. 3. Cannell, Lewis D. "Apportioning Straws to C am el's B a c k s ." Junior College Jo u rn a l, XXX (September, 1959), pp. 3-5. 4. 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