l l III/UH“: I I IN“ I I ll I I ! l .1! W H II I l M E I!!! H! I ——l :83 [I CD—SO A §TUDY OF ‘t'HE BORN=OPPENHE£MER APFRQXEMAUGN T519515 f0? the chmo of M. S. MICHEGAN S?ATE UNIVERSI‘E‘Y Alvin R. Hagler 1965 A STUDY OF THE BORN-OPPENHEIMER APPROXIMATION Alvin R. Hagler A Thesis Submitted to the College of Natural Science of Michigan State University in Partial Fulfillment of the Requirements for the Degree of Master of Science Department of Physics 1965 Abstract A STUDY OF THE BORN-OPPENHEIMER‘APPROXIMATION Alvin R. Hagler The Born-Oppenheimer approximation for molecules is presented in detail. Up-to-date terminology and notation are used. Also presented is a survey of work that has been done in molecular physics in which the Born-Oppenheimer approximation is assumed or known to be insufficient. ii ACKNOWLEDCMfiNT The author wishes to thank Dr. P. M. Parker for suggesting this work and for his assistance in carrying out the work. iii Chapter TABLE OF CONTENTS The Born-Oppenheimer Approximation ........ (1.) Notation and Definitions .......... (2.) Electronic Mbtion with Fixed Nuclei . (3.) The Perturbation Equations. . ....... (4.) Solution of the Perturbation Equations of Zero and First Order; Nuclear BqUilibrimn O O O O O O O O 0 O 000000 (5.) Solution of the Perturbation Equations of Second and Third Order; Nuclear Equilibrium ................ (6.) Solution of the Perturbation Equations of the Fourth and Higher Orders; Rotation and Coupling Effects. . . . . . . . . . . . (7.) Special Case of Diatomic Molecules ..... (8.) Independent Treatment of the Diatomic Molecule .......... . ....... Errata ...................... 'Magnetic Interactions Between Molecular Rotation and Electronic Metion .......... The Jahn-Teller Effect ..... . ........ The Renner Effect ................ The Interaction Between Electronic Metion and Nuclear Vibrations .............. Critiques and Refinements of the Approximation. . Bibliography ................... iv Page 13 15 17 23 27 31 34 35 44 SO 52 S8 63 LIST OF FIGURES Figure Page 1 A DUplicate of the First Page of the Original Paper of Born and Oppenheimer ...... 1 2 HUnd's Coupling Case (a). ............ 36 3 Hund's Coupling Case (b) ....... . . . . . . 37 4 Hund's Coupling Case (c) ........ . . . . . 38 S Hund's Coupling Case (d) ....... . ..... 39 1927 M 20 ANNALEN DER PIIYSIK VIEBTB FUNK. BAN]! 81 I. Zur Onanmmheorie dcr Molekeln: uon M. Burn and R. Oppen h dimer Es wird gczeigt. 4.8 due bekanmen Ameulg der Tfl‘me vimr Hold-ml , die def Energie der Eldklmnanbcwq‘up‘. dcr Kernschwin‘un‘ev‘ and dc!- Rom'mncn enu'orechen. spasm-Huh als div Guilder emcr Patch:- ontvhklung Bach der vierlen Wurzel des Verimltnissvs Elektrnmnmuu “(wattle-er) Kemrnmso gewonnen werden kb‘nnen Dat Vérfahnn 50hr? u. a. pine Chic-hung Fur die Routiomen. dic- cine Vemllgemqin. fun, dc: Ahntzu Von Kramer! and Pauli Kniscl mi? ringebautcm Bchwungnd danlcllt. Former ergibt sick cine Recl‘tfcrtigung der wn Franck and Condor: angwtellten Betrachtun‘en fiber die Intenmlt van Bondcnliaicn. Die VerhSltniuc warden an 80'5ka der twai- Remix-"Holden trunk-rt. s Einleitung Die Terme' der MolekelSpektren setzen .s'ich bekarmtlich IUS Anteilen vet-achiedener Gr'dbenordnung 7USamMeh; der 038m Beitrag r'uhrt van der Eleklronenb‘ewcgung um die Kern: her. dann folgt em Beitrag der Kemschwingungcn'. endlic‘h dre ~won den Kernroutionen erzeugten Anuile. Der Grand fir die Mfiglichkeit emer sou-hen Ordnung liegt offen- tiCHIick in der Grade der Masse der Kerne. vet-flicker: mit dcrder Elektronen. Vom Standpunkte def alteren Quanten- theorkfim die sutionlren Zustz’mde mit Hilfe dcr klassisclnen Mechan‘uk bererhnet, is! dies" chanke wm Born und H¢i5¢"bel‘g‘) durchgcluhn worden; es wurde gczugt. daB die aufigeultcn Energieahlelle a]: die Clieder Wachsgndtr Ordnung hi'ntichtlich des Verhfilthiut‘s I/ Hi erscheinen, “'9 W dig thct'm’e‘m‘usfiv M eine mittiere Kernmasse 3st. Dabci '(zweiten)Kernschwingungeu und Rotatiunen ‘m der gle'xchm mm"? 3‘14. Was dcm empi'isdaen Behind (bei'kleirwsc ‘ Rotationulmcnzahlen widerspricht. ' ”n.39rn “I W. Heistn‘firfi, Ann. i P3178. 74. 5.1- 1924. Anna!“ it? PM!“ W.Fc~lgc. 94. 30 Fig. 1 INTRODUCTION The Born-Oppenheimer approximation was formulated in a famous paper published by Bonn and Oppenheimer in 1927 Ann. Physik, Vol. 84, page 457 . It is the most fundamental and.basic work in molecular physics. The first page of that paper, which is the subject of this study, is reproduced as Figure l of this thesis. The prOblem.that Born and Oppenheimer investigated may be quite simply stated. A molecule consists of a semi-rigid nuclear framework which is free to rotate in inertial space. The nuclei are in vibratory motion about their equilibrium positions. About the nuclei, electrons move in considerably more rapid motion. To compute the allowed energies fer the electronic motion along with those of nuclear vibration and rotation from first principles would provide accurate prediction of all molecular parameters as well as the complete emission and absorption spectrum of the molecule. The difficulty, is however, that the Schroedinger wave equation is impossible to solve exactly for all but the most simple molecules. Born and Oppenheimer, in attempting to find an approximate method of solution of the molecular wave equation, assumed that the electronic part of the wave equation could be solved fer various nuclear configurations with the nuclei held fixed. The wave equation for the nuclei could then be solved by successive approximations with the electronic energy making up part of the potential field in which the nuclei move. This procedure is now known as the Born-Oppenheimer approximation. Theoretical work done in molecular physics can be generally classified as falling into one of a few categories. The main divisions can be taken as electronic structure calculations, vibration-rotation calculations, and vibronic calculations. Among these divisions the number of papers involving electronic structure calculatims, (with the nuclear framework fixed in its equilibrium configuration), and those involving vibration-rotation calculations (assuming no direct electronic interaction with the vibration-rotation motion) is vast. These papers are inportant to the understanding of molecular spectro- sc0py and structure. This study, however, is limited to papers in which the Born-Oppenheimer approximation is not considered sufficient, i.e. , cases that deal with interactions between nuclear and electronic motion which is beyond the scope of the Born-Oppenheimer approximation. The original paper by Born and Oppenheimer is not readily available in English. It has been translated and a microfilm copy was obtained from the Oak Ridge National Laboratory. The quantum mechanical language and notation used is characteristic of early quantum mechanics and does differ somewhat from modern works in that respect. This difference makes the original paper more difficult to read. In this study modern terminology and notation has been used in presenting the original theory of Born and Oppenheimer. Some typographical errors were located in the original paper and these will be pointed out at the end of this chapter. As was previously stated, the vast body of work which assumes complete validity of the Born-Oppenheimer approximation will not be considered here. .A survey of work which does not assume the Born-Oppenheimer approximation sufficient was made. It is possible to classify this work in several more or less distinct categories. These were taken to be: rotational Spin uncoupling, the Jahn»Te11er effect, the Renner effect, general vibration- electronic interactions, and miscellaneous improved.methods of calculation. Each of these is discussed in this work in turn. The method used was a library search of physics abstracts from 1926 to 1964. The abstracts were copied on cards and grouped according to category. There is, as might be expected, some over- lapping of categories particularly among the Jahn-Teller and Renner effects, and vibration-electronic interactions since it could be argued that the first two are simply special cases of the third. Definitive or basic papers were identified, separated, and given Special emphasis. The most basic papers were then looked up and read, whereas only the abstract was read for the others except when the abstract was not clear or sufficiently explicit for our purpose. It is hoped that this study will make a contribution toward identifying and clarifying those problems which are connected with the Born-Oppenheimer approximation. CHAPTER 1 THE THEORY OF BORN AND OPPENHEIMER - The theory appearing in the famous paper by Bom and Oppenheimer will be presented in this Chapter. One seeks to solve the Schroedinger equation for the motion of the electrons of a molecule located in ferce free space. Each electron moves in the force field provided by the nuclei and by all the other electrons. The nuclear framework is semi-rigid and thus admits vibratory motion. This in turn provides a non-constant force field for the electronic motion. Also, rotation of the molecule about its center of mass is possible. Occurence of coupling among the various types of motion needs, of course, to be considered as well. The translational motion, as in classical mechanics, separates completely from the other types of motion if one takes the coordinate origin at the instantaneous center of mass. This will be done, and the translational motion will not be considered further. Since exact solution of the SChroedinger equation is out of the question, an expansion method of approximation is used. In this expansion, the zeroth order of approximation relates to the electronic energy. Terms of the second order correspond to the harmonic portion of the vibrational energy (normal modes portion), and the fourth order of approximation is associated principally with the rotational motion. As will be seen later, energy contributions from orders one and three vanish. The vanishing of terms of first order is due to the existence of an equilibrium position fer the nuclei. For this situation the electronic energy of the molecule is a minimum. The vanishing of terms of order three is more difficult to interpret. It is, however, indirectly due to the same fact which is responsible for the vanishing of the first order tenms. The theory also shows that in order to determine the complete eigenfunctions in zeroth order (and with them the transition probabilities in zeroth order) one must calculate energies through tenms of fourth order. Continu- ation of the calculation beyond the feurth order has not been carried out. It is neither simple, nor does it yield results of fundamental significance. The diatomic molecule is treated as an example of the general theory. 1. Notation and Definitions. The mass and rectangular coordinates of the elections will be denoted by m,Xk,ij,zk, k=l,2,3,°°-,YI and that of the nuclei by ML, XL, YL,ZL, 1.= 1,1,3,"‘,N Let P4 be the average of the nuclear masses P45”. Let E (l) K = then -l’l = m (2) ML_NL Ell/71' (3) (4) (5) (6) (7) (8) (9) (10) The “1. are dimensionless and on the order of unity. The potential energy of the system is U(x"|j‘Iz19 79,31,112”. XHYHZHXUYIUZPJH): UOQXL Here X denotes the totality of the election coordinates and X that of the nuclei. The potential energy function depends only on the relative positions of the particles, but here no use is made of the particular fbrm (Coulomb's law). The kinetic energy of the electrons is represented by the operator ”V a: it. at. E -. fm %1( BXR‘F 33:..- 51R)! and the kinetic energy Operator of the nuclei is 9. ‘i 31 5“ + 1 R‘_% 1,:1N1‘(-a—Xi+a;1‘l 657:). The Hamiltonian is given by H = H0+K4 H‘, where W's-Lu = H.(7<, $7“) ‘7; = K} *h ( Rik)- It will be convenient to use the13hr-6 independent relative nuclear coordinates 1% = €300 , i= 1,1,3,'“(3N‘6). which specify the instantaneous distances between the nuclei, plus an additional six coordinates: 9'1 3 9‘; (X) y '1' 1,1,324y‘5267 (11) (12) which are the three Euler angles (9 , CD, 11/) and the three coor- dinates of the center of mass (xu Yo, z.) , these six coordi- nates serve to locate the position and orientation of the molecule in inertial space. The new coordinates g and 9 are obtained from the nuclear coordinates X by a linear transform- ation, a fact that has been recognized in writing (9) and (10) . This transformation does not separate the Hamiltonian into translational, rotational, and relative motion. However, H1 - representing the kinetic energy of vibration and rotation - may be written in three parts as follows: H1: H“ + ng-i- H69: (1) and developments of general vibration-rotation Hamiltonians show that H§§ is linear and homogeneous in 51/6 €16 g} ; Hg 9 involves the as: i ; and H 99 is independent of Q . Some general conclusions may be drawn about these operators. If the Operator H, is applied to any function of the relative coordinates Hg) , the resulting quantity must be independent of the position in space and therefore independent of the 9i . In particular, in Hgg the coefficients of the 3,7553%. cannot depend on 61 . On the other hand g, , 91, and 95—91 must appear in ng in addition to %—§i , H99 will contain 23%, , aghand e, in addition to 6% e. a 9;, - The Schroedinger equation of the molecule is (H.+K‘H, —w>w = o, where the eigenfunctions are denoted by \V and the allowed energies by W . (13) (14) (15) Electron Motion with Fixed Nuclei. If in (12) one sets K: o , then a differential equation in the 1., alone is obtained and the X1. appear only as parameters: [H.cx, 95.7.. ,x>-w1\v=o This equation represents the motion of electrons about fixed nuclei. The relative nuclear distances and Eulerian angles appear as parameters. We assume that this equation is solved. If we let the origin of coordinates move with the center of mass of the molecule, translational motion will separate off completely from all other types of motion, the center-of-mass coordinates X. , Y., Z. will be superfluous if translational motion is not of immediate interest, and 91 will now repre- sent only the three Eulerian anglesCG, 4), W) . Translation will be disregarded for our purposes and will no longer be considered explicitly. Let the nth eigenvalue and its corresponding eigen- function be denoted by w=v.(§) , V = ‘Pnhc, gone-1). Then (13) becomes [H.(x,%7(,§,e)— v,(§)l\0,.(x,§,o)=o All V35 are here assumed to be non-degenerate eigenvalues. This is not usually true for all electronic states of a given molecule, and if it is not so true, then special considerations apply. These degeneracies were not, however, considered by Born and Oppenheimer and will not be considered in this chapter. 10 It will be shown below that the function V..(£_,) plays the part of the potential energy for the vibration of the nuclei. Instead of taking derivatives with respect to 8,; directly, let us replace 5-, by g, + K g, and expand with respect to K . The coefficients of a given power of K will then be a homogeneous polynomial in C1 whose coefficients are the derivatives with respect to Ci . Thus the expansion starts with a given nuclear configuration specified by g and expands about this configura- tion, the deviations being given by c . We have then, (M) w<€+wn=\C+KMY+KM?+W, where (a) v: = V..( §) , (17) (b) VI." = Z Q %%‘, (c) V?) 3’22. Cigj—a—‘L— a; 5,5 , V . . 5V _ 3V 5 +’ = ThlS 15 obtained by taking 572 - m) J—g—KEQ C b §+K§) and evaluating at K = O , etc. Similarly, m) th=FC+KHT+KWfiH- (18) o I) 9.) w)‘fi=%+KR+fiR+ Now we expand the quantities “Pi” and flu in terms of the eigenfunction ‘9: (x, §,e) : (a) ‘22). 'Z kit)“, Up: , 19 ()(b) To” Zu‘flfi‘? where Limo is a homogeneous polynomial of the Y‘tb degree in Ci . (20) (21) (22) (Z3) (Z4) (25) 11 For exainple, multiply (18b) by { 9,: Y and integrate over all electron configuration space: HWY ‘PL"dx= 11‘." HRS") LPf. c1122 11‘" A . u, since the \fi’s are orthogonal functions. Now Op S— =; Sza—é18=|_—-§"”| W.» (ww- Hi" ) W. Solution of the Perturbation Equitions of Zero and First Order; Nuclear Equilibrium. The zeroth order perturbation equation (36a) was presented in paragraph 2 in the discussion of electron motion for fixed nuclei. From the normalized eigenfunctions \Pn°(’x, E , 6) introduced in paragraph 2, and the associated eigenvalues V: = Vn(§), one obtains the general solution of (36a) in the form ‘1? = X3(c,e> \Efm §,e>, where X: is an (as yet) arbitrary function of C5. ,9; These functions are needed to obtain the solutions of the higher perturbation equations. The next perturbation equation (36b) is (HE-WINK") = (wt? —H:;’W.°. It may be solvediif \K‘" is imagined expanded as a series in \K" . Then it may be seen that the left side of the equation is orthogonal to W: . Therefore, for non-trivial solutions (39) (40) (41) 16 to exist the right-hand side must be orthogonal to W; with respect to the x1 , i.e., JW.°>*< wt? - H?) w: dx = o, J another as yet undefined factor Xi“ g ,9) ; thus: () - ° (” <0 (44) W3. - X. “P. + X, W. 5. Solution of the Perturbation Equations to Second and Third Order; Nuclear Vibrations. The second order perturbation equation (36c) reads: '(H: — wxw‘“ = ( w‘” — H‘Z" - H2; W°+(rls%—fi) dhs(yl) le will be odd in Vii for all i = 1,2,3,”‘, 3N-6. Hence, “‘3: = O for 3 z 5’ . Then for (63) to have non-zero SS (64) (65) (66) 22 solutions (0:: (9) (which we must have in order for the total wave functions \V to be non-vanishing) , we must have that w(3) = o . The functions a: remain undefined. Now (61) becomes 1) (I) __ 33) Fm an - PC»! Xnosr mm and its solution has the form m _ w 5 P: , where 50) is the following operator (with respect to e ): “S #33) 1 ’ 0,6 Sm- FER: Gins'u.) . as :2 w:1;_“s, Equation (65) can be obtained by the following steps: '13.,»ng : affix“: I'd?) [3:5 (Twas .9 (H; + vr—w win.) X‘” = -Fj:’”p;s on?“ [wi‘é- -< H£<+v3’>1><‘” Fff’fl‘; cris we now let X2): = (a: 2:; ans" 0:50» and have my; x25; g, awaits» -—< ng+vf)a°,z ansuoam =[ :3: f3; E5; ans" 01‘2" ,_ Ion: 25;: ans” Wm s” n;”]= R3190; us a.” We multiply from the left by (0120* and integrate over 4 Q" to obtain (2.) (2.) (3,3) Wns Owns' " any Wns’ = Fun ,° 55' thus (3,3) F“ a a: 83' O _ us’ " ( (“’Wyf? 3 (JIM-o Since we had X3: : 5:: a: ;- fl‘: gamuqzusubstitution of s (67) (68) (69) (70) (71) 23 (66) into this establishes (65). Now (55) becomes (H: -v:>\l":’ =- g at"? 493.. If W?) is expanded as a series in ‘P: , then (67) may be multiplied from the left by ( ‘P:.)* with nh’t' and integrated over do: to give: , ‘ .5." “PS. “’33": V:-v: no ) which can be written as X( ) (3 m V“ 2; ( ‘3?" " ML+G ’I’MX .‘3+ 6&3 X302). This expression may be treated in a manner rsgflar to (S6) and one finds that G13“? is a number, d:”= (Va—V ’ ,), and is a differential operator with respect to 4‘1 , whereas Gm: is an operator with respect to {1,6, Now using (28b) , .> (P. ’(H‘flnnofi'o w _ ’ 2G 3' (”=25- Vn°"'Vm an ‘éu Um nI‘Pn'X‘nz;= “Ran33 Gnn' thus finally we can write w:”= up? x53; +Z< ii’fi’fx: a: +— of? x:, LP: >. Solution of the Perturbation Equations of the Fourth and Higher Orders: Rotation and Coupling Effects. Equation (36c) , after substitution of the quantities that have already been found, becomes (H: warm? = u) Em' 2 :( He}; + H?) — wY‘la; )vm’ +(H(<:))nn’ 0 This is found by multiplying (71) from the left by ( ‘49:)" and o o ‘ o o o ) 1ntegrat1ng over 0‘1 . "(,4)” 1s 1dent1cal to as)”, (59b), “:7, is of odd order in (’1 and 332:1 , and E21015 of even order in d,“ a and — . ac, Equation (72) has non-trivial solutions only if the right- hand side is orthogonal to “P: . Multiplying (72) from the left by (“PS )7 and integrating over six provides 0 _ (4) _ Wm an Em " 0' Substituting this into (73) gives (4 (1) (4) ( 4) ° - (4 3) (I) 51;”an =(W -R1:>an‘ t ’ an. nu The left side, because of (74), is identical to the vibration equation (48) , and therefore the right-hand side must be orthogonal m to 02°, . If the values of X; and “3 from (50b) and (64) are introduced along with the definition ’(§ FHA?) (6):; = Mania“? 53:: a: =§ ;; _” :3: then it follows that (4‘14) 8,3) (I) (4) o _ [F' +(F'M )5, -W ijs .0. VM SS (78) (79) 25 These equations at last define A: (e) , and therefore the motion of the principal axes of inertia in inertial space. The most interesting term of the operator in (77) is the one that contains the second derivative with respect to 6 1 ; it is formed from H39 X; KP: as may be seen in (71) and therefore corresponds to the term in F5" , (113;). = loan" H; ( tan->47: where in the position of the dots the function on which the operator acts in introduced. Instead of the simple Operator H39 , the more complicated (EL, occurs. Physically, this corresponds to the inclusion of a coupling of the rotational motion of the nuclei with the electron motion. This is the effect which Kramers and Pauli(2) attempted to describe in diatomic molecules by mounting a flywheel on the rotating nuclear framework. Then there is in (77) the term which is derived from the Operator H“ . This corresponds to a coupl- ing of the rotation with the angular momentum which results from the nuclear vibrations. Finally, there is a term that does not affect 61 . It gives an additional contribution on the order of K4 to the vibrational energy and represents anharmonic correct ions . We now consider the rotation. If r represents a suitable set of rotational quantum numbers, then one has for the solution of (77) W“’= “‘2’. ;fi‘; =flé’M9). (80) (81) 26 Now (75) and finally (72) can be solved. It is not instructive, fer our general considerations however, to write out the solu- tions explicitly. The treatment could be carried on, but nothing fundament- ally new would result. The higher perturbations describe the coupling between rotation, vibration, and e1ectron.motion. No new quantum numbers that have not already been introduced would result. we now summarize our principal conclusions. It has been demonstrated that to completely define the eigenfunctions, even to zeroth order, the solution of the perturbation equations is required to fourth order, since W... (at, 4‘, e) = \P:('x, gem-,5, (¢>/€.§r(e)+---, where ‘9: is the eigenfunction of the electronic motion for fixed nuclei, 0'}: is the eigenfunction for harmonic nuclear vibration, and F“; is the eigenfunction for rotation of the nuclear framework. The vibration coordinates 4'; are measured from the equilibriun positions g, , which are defined as the positions for which the energy of the electronic motion V“( 3;) is a minimun. The energy to the fourth order is - — 2 L2.) (4) WWSV-v;+K whs+K4 Wn5r+°", o where V“ is the minimum value of the electronic energy which is characteristic of a situation in which the nuclear . . . . . . (2.) . framework 15 rigid and at rest in inertial space, WM, 15 the . . . (4) . harmonic nuclear Vibrational energy, WM? gives the energy (82) (83) (84) (85) 27 of rotation plus anharmonic corrections to the vibrational energy. Up to and including the fourth order of approximation, the vibration-rotation motion is independent of the motion of the electrons. Special Case of Diatomic Molecules. As an example of the method, a short treatment of diatomic 'molecules will now be given. Since degeneracies will not be considered, this will be for the special case when the axial component of the angular momentum of the molecule is zero. In the case of two nuclei there is only one § coordinate for the nuclear separation, and five 6 coordinates , which are the coordinates of the center of mass X, , Y, )z, and the polar coordinates of the orientation of the nuclear axis, 9 and w . The kinetic energy of the nuclei is given by - .. 4 h). I14: 9.... 2 §___ -‘ ,g 1;, - K i?” [Ag-F g: 3§(§ a§)+ gAe] where vim—fin, , ,uJ/HM)2 WM; and .b‘ ‘ b‘ (a) A. = 57: +373+gzg , 1 " ____1__ . sun‘s 655" + 51116 3‘6 (51"‘9 3‘9): 1 1 .5? (b) (a) Hg; :"2.m N 5%" i {‘1 (C) H99 :- 7%Wt(A°+ M Ag). (86) (87) (88) (89) (90) (91) (92) (93) 28 Replacing g by § +K§ and expanding in terms of K , we find (a) ”Sshgainf" 52-1. (b) H' = o, P=1,2 (a) Hcl =-‘t‘r 2-5 L (b) If: gig: WE n $1110! :9 = 2. (a) H39= - 7’57” (130+ ’5 A9), .(I) _ ’- Q, (b) Hee- 7%“ {i CAe. The equilibrium nuclear separation is determined by \/ ,=——"=O. VQ (J 5 The equations of nuclear vibration (48) are big, 3‘2"” ‘a 4“ V.”<§> - wif’lx: =o. Let a=%,WS’ ., hfiaw, n a :45,- then (90) becomes [fizi-(VQ‘E'WZNX: =o, with eigenvalues V213 = 25H , s = 0,1,2,--- and eigenfunctions on: = 8'“ HM) where H$(Y\) is the 5th hermite polynomial. (94) (95) ' (96) (97) (98) i (99) (100) 29 The vibrational energy is then; 2. W53 :03“: 57:42" :(QS +1) b fly/$5 =(S+VQ)$TTW or K‘ wi‘; = cs+a> m; where #JE4/qé1v: 3‘ HT «M14731. ” =Vo The rotational equation (77) exclusive of the anharmonic correction to the vibrational energy is given in (97) . Since ”:9 does not contain derivatives with respect to 63 , according to (85), all terms in (77) except (H 39)“ will be represented by a constant, Cns , _‘ O “ng». 4' C705 _ Wow-1&5 =0 The translational part of H99 may be omitted. According to (78) and (88), for an arbitrary function {(9): (17°) He) ="1mgzi(‘Pf)A(\P° max, and by (84) A9( ‘93) = “P: A94: + (A810: *2 (si1nze 36:23 53+§§°§él Therefore (T41), Hen-fin [A £+H(~P,:)*A 8:4: 4' 517; e 57’ SOP: ig— Now since + 7' Ba"; 50%)" ¥“o;:]. A9:'§§ +Cot9—B+-—-1-—teaw2 30 it is convenient to let: a. J<¢:)*%‘§dx, 21.. Ref-a—fgtdx, (101) GB: =](\P,,°)* g—gJOK; 31‘“ I083)" 33-5,": .14. The quantities (101) are the diagonal elements of the matrices of the angular momenta L9 , L...) as well as E: , E: (except for a factor of n2 or 4152) , where e and w are Euler angles, and -2. 1.9, LN» are squares of the mean values. Using this notation in (97) provides (102) ((39.» 29.%g3+@:)+cote(5 +éw) + $>i1)'u"65)(8123?.)1 +231)». boo 4‘ .n. )+ 15(WW- Cnsflfoo n: 0. According to (102), the magnitude of 3%?35 ’ is equal to Vil‘ a numerical function of the rotational quantum numbers, 3“;(r) ; for the rotational energy it then follows that K4 2. (4) (103) K Wu“. =§£§E 345(7‘) = 1'3. jmhr) where (104) = fi‘ g2 =M1+Mzz g2, and is the moment of inertia of the nuclei in the equilibrium configuration. Higher approximations will not be considered in this section. It will be shown next that the diatomic molecule may also be dealt with by a different perturbation treatment where the unperturbed motion will consist of the electronic motion plus unifonm nuclear rotation, rather than nuclei at rest. (105) (106) (107) (108) (109) (110) (111) 31 Independent Treatment of the Diatomic MOlecule. Substituting equation (11) into (12) we obtain [H.+ “(Hgg +H§e + H99) -w]\)f= o. In the diatomic molecule ng is independent of G , therefore it is again possible to separate translation and rotation. Making use of (8S) and omitting the terms corresponding to translational motion we have [Hr 4?” <%-g+ gig-g? J§-».A.,)-\/J1HJ=O. Now let V= Y,(G,co)\I/r('x,§), where ‘Yr is a spherical harmonic of"rt5 order, i.e. a fUnction which satisfies A6 Y, +r(r+1)Yr‘-‘ Then it follows that (tn-$.35. (s'g+%5‘§ seen-mine Now we replace § by '5' + K ’3’ to provide an equation for the vibrations with uniform rotation. The energy of these states is given by 2 z 12‘ +3 K NEH) ,__ 2.1 run-1). Now we set vv = E3+-12 and equation (108) becomes (Ho4-KH(”+K2H(2)+"° ’E)\K.:O, (112) (113) (114) (115) (116) 32 where (a) H°= 3, |)_ n o (b) H‘ - H2+.(1=.‘”- H‘“) \1/;+(£"’- WWI/g”, (113a) has the solution 5°: v,,< 1:) , 91:: \an = 011nm) flu, g), where Vn( E), LP,,°(7(,§) have been defined previously and O}: is arbitrary. The condition of integrability (making use of orthogonality relations) for (113b) is (E"’ — H22“) 0”,: c c) = 0, Now according to (28a), section 2, Hi1; =(H2’),m + 512': v,:”+<78’= (ff;- (v.+12); therefore it follows, as in section 4, that 7 E(l):o Ell—g(vn+R):O. This means that for the undisturbed rotation, the centrifugal 33 force must be equal in magnitude but opposite in direction to the restoring force which is due to electronic motion. The centrifugal force is given by __ _ _L_.-_ J. .1. 2 < ) (117) “(M+M,,)§ ' (MI+«M1)JB YE? 2 where L,=V¥‘(r+1)¥\ is the angular Immentun of the system. From (119) the equilibrium displacement 5' r may be computed in terms of the rotation quantum number Y‘ . For small values of the rotational energy, g. may be expanded in powers of {3 , where (118) fl = K4 4Y4“ 5‘2 r(r+1)= flair/14))? Mir-+1) to provide 1 m (119) §.= ‘9' + 37.13“ fed” 5/2 {7 )(8’+---. Since (5 is on the order of K4 , only as many terms of this series may be used as will correspond to the degree of the approximation in the perturbation treatment. Proceeding by the method used to solve (113b) , we have (120) ‘i’fiut' =01?“ “Pm-*- 6"” ‘R 9 and the condition of integrability of (112c) is (z) (I) (I) _ <2) 0 _ (121) [HM +(H >M [-3M 10‘” - O. Now the vibration equation becomes 121 1 1 1. u , (2.) o _ (122) [*gfi %?a+/i C (WNW-En Jove-O. Using the method of section 7, we obtain (123) KZ’E‘QS = (5+ ‘6.) hv. 7 (124) (125) 34 where the frequency 1),. is given by = 417T ((81,381 W + R") and is still dependent on the rotation quantum number 1" that appears in R . Further as in section 7 , a 8-1/1 '1 G-rns = H 5W) where «if is the 5‘5 Hermite polynomial. bl“; (Vn"+R”) .9 and! H5(Yl) If this treatment is continued in the manner previously established it will be found that E‘3’=o,anol Emis of the character predicted by the general treatment. £11223:- We conclude this chapter with a list of errata that we have found in the Born-Oppenheimer paper. Corrections have been made in this thesis. In (54) [(51) of the original paper] a superscript in the first part of the last term was corrected. Equation (59b) [54b of the original paper] hfif’ should appear with a positive sign. On page 16, after equation (59) , it was stated in the original paper that F3“. is of t___hird degree in 3:1, ,5-21 . A correct statement is that F'ci’” is of odd degree in €1,343 In (71) [(63) of the original paper] several errors in both superscripts and signs were corrected. In (90) [(86) of the original paper] a negative sign was omitted in front of Wm. CHAPTER 2 MAGNETIC INTERACTIONS BETWEEN MOLECULAR ROTATION AND ELECTRONIC MOTION As we have discussed, the Born-Oppenheimer approximation assumes no direct interaction between electronic and nuclear motion. However, when the electronic state is not one of zero angular momentum, then —- aside from generally small electrbstatic and gyroscopic interactions of higher than fourth order of approximation -- it is necessary to consider magnetic interactions between the rotating nuclei, orbiting electrons, and electron spins. This will result in vector coupling of various types depending on the relative strength of the predomina- ting interaction. The effect is most pronounced in diatomic molecules. For these, F. Hund in a series of papers from 1926 to 1928 distinguished four ideal cases of coupling. It has been found that molecules usually exhibit predominantly one of these cases. Generally, no actual case corresponds completely to one of the ideal coupling schemes. It is, however, found that most actual cases approximate one of the ideal cases fairly closely. In some molecules one form of coupling may go over into another if the vibration or rotation energy of the molecule is changed. we describe now the four coupling cases as given by Hund. 35 36 Case [a]: Here the spin-orbit angular momentum with quantized pro- jectionn‘h along the molecular axis couples with the rotational angular momentum on of the nuclei to form the total angular momentum J‘h as shown in Fig. 2. Fig. 2 We have that S*fi is the resultant spin angular momentum of all electrons with quantized projection Sh along the molecular axis, L*h is the resultant orbital angular momentum of all electrms with quantized projection All along the molecular axis, and A+Z L(L+1) 5*: Js is the azimuthal coordinate) and .K is the component of the total electronic angular momentum along the molecular axis. (The angle 4) is mearured around the figure axis.) Under the perturbing influence of a distortion vibration, the degeneracy is split such that even (gerade) and odd (ungerade) non-degenerate wave fUnctions result. These may be written: (6” + e Wb) .3 - .L. 2M7!- w= 51,—,(62 m— 6"”) Renner was able to compute the difference in energy in the'Hfi and. 46 vibronic states. There was no further work on this effect until Dressler and Ramsay 55 (1957) suggested that the transition between two states 50 51 with large vibronic splitting in the electronic absorption spectrum of NH2 should be written 2A1 ”u "231 according to Mulliken's defini- tion of B1. They expected spectra of the same type fer HCO, CH2+, BHZ, and H20+. The ideas of Dressler and Ramsay lead to predicted frequencies that are in agreement with experimental observation, according to P0ple and Longuet-Higgins57 (1958). Pople58 (1960) extended the theory of vibronic interaction in linear triatomic molecules in n electronic states to account for coupling between an odd electron spin and orbital angular momentum. He obtained expressions for splittings and shifts in energy. Hougen59 (1962) considered the effect of Fermi resonance on the vibronic energy levels of linear triatomic molecules in n electronic states when the Renner, and spin-orbit interactions are small compared to the distortion vibration frequency. The results agree with experimental data on the Azn vibronic states of 802. Hougen and Jesson5° (1963) give expressions for anharmonic corrections to the energy of vibration of linear triatomic molecules in 1 electronic states with very small Renner effect and spin-orbit interaction. CHAPTER 5 THE GENERAL INTERACTION BETWEEN ELECTRONIC MOTION AND NUCLEAR VIBRATIONS In the Born-Oppenheimer approximation, interactions between nuclear and electronic motion are completely neglected. The wave function e is assumed separable: w = we on, where w is the com- plete wave function, we is the purely electronic wave function, and on is the wave function corresponding to nuclear'motion. Actually the wave function u contains an interaction term neglected by the Born-Oppenheimer approximation, i.e., w - (we ¢n+ wen). This function is termed the "vibronic wave function" if on s uv (vibrational wave function) and wen s wev (an inter- action term that cannot be factored). The function u is termed " . . . n . = = the rOV1bron1c wave functlon 1f on - wv or and wen - w where evr’ or is the rotational wave function and wevr is an interaction term involving vibration, rotation, and electronic terms that cannot be factored. The Jahn-Teller and Renner effects are seen to be special cases of this more general treatment of interaction terms ignored in the Born-Oppenheimer approximation. At times it is difficult to distinguish cases which should be classified Jahn-Teller effect or Renner effect from the more general vibration-electronic inter- actions. The first significant paper published in this area - which 52 53 remains a very active one to this day - was by Condon61 (1927) in which he pr0posed that energy eigenvalues should be the sum of a function depending on electronic quantum numbers and a function depending on vibrational quantum numbers, i.e., w = wne’ where wne is a function of electronic quantum numbers, electronic coordinates, and nuclear coordinates. Little appears in the literature fellow- ing Condon's contribution until 1956. (WOrk on the Jahn-Teller effect and Renner effect is not considered here.) Wu and Bhatia62 (1956) found it necessary to include the coupling between electronic and nuclear motion when considering Vander waal's interactions, since these are of the same order of magnitude. A survey of non-empirical and semiempirical calculations of vibronic interaction was provided by Liehr63 (1957). Liehrs“ (1957) showed that the complete molecular wave equation must be modified, if approximate electronic wave functions are used, in order for the Born-Oppenheimer approximation to be applied prOperly. He provided a reformulation of the Born-Oppenheimer calculation that incorporates the needed modifications. The interaction between nuclear and electronic motion in degenerate electronic states of octahedral molecules was investigated by MOffitt and Thorson65 (1957). Liehr55i57i58 (1958) performed calculations for several rovibronic intensities. He found, however, poor agreement with experiment at 50,000 cm'l. and 39,500 cm'l. This paper was followed by another in which he evaluates a number of integrals that appeared in the first. A third paper was published to provide some numerical 54 corrections to the intensities of vibronic transitions previously calculated. Dressler and Ramsay69 (1959) measured the electronic absorp- tion spectra of NH2 and ND2 and were able to verify vibronic structure in an excited vibronic state. Liehr7° (1960) discussed the variation of electronic energy as the nuclei of the C6H6+ molecule are displaced. Vibronic constants for the determination of energies were computed, and also vibronically allowed intensities were calculated. Only fair agreement with experiment was obtained. Large vibronic interactions in complex molecules should not be expected, but radiationless transitions are highly probable according to El'Yoshevich71 (1960). Fulton and Gouterman72 (1961) presented a general mathematical treatment of the vibronic coupling of two electronic states. They show that spectral distribution in bands differ considerably from the expected if vibronic coupling is present. Liehr73 (1961) derived formulae for non-degenerate electron distributions by using the Born-Oppenheimer approximation and first order perturbation theory. He was able to compute vibronic ab- sorption intensities of benzene, the cyclopentadienide ion, and the tropylium ion. Configurational instability is found for these in agreement with the Jahn-Teller theorem. A.mathematical and- pictorial description of the nuclear dynamics of molecules exhibit- ing the Jahn-Teller effect is given. Suggestions for future work were made. 55 An essay concerned with the classification of vibronic interactions in molecular systems was written by Liehr7“ (1962). He used the pictorial model provided by Jahn and Teller31 and by Sponer and Tellers“. Second order perturbation theory was used by Bader7s (1962) to determine the change in electronic charge density due to nuclear vibration. He found a particular type of electronic distortion is energetically favored over other possible distortions. Merrifield76 (1963) showed that the vibronic Schroedinger equation may be solved numerically if it is assumed that electronic excitation influences the nuclei only in changing their equilibrium distance but not their frequency of vibration. Kolos and WOlniewicz77 were able to compute energies and expectation values for the vibronic ground states and the first vibrational excited states of H2, D and T2 using the complete 2. non-relativistic Hamiltonian and l47-term variational wave functions. Hougen78 (1964) found that in vibronic interactions in molecules with a fOurfold symmetry axis the Jahn-Teller active vibrations are non-degenerate, whereas degenerate vibrations are not Jahn-Teller active. The Renner effect does affect the position of the energy levels, however. In limiting cases of the Jahn-Teller effect and the Renner effect it is possible to write vibronic wave functions as a product of vibrational and electronic wave- functions even though there are degenerate electronic states and vibrations capable of removing the degeneracy. General vibronic equations for the COUpling of two electronic 56 states in terms of previously given adiabatic potentials72, in which the coupling terms depend only on the coordinates, were deve10ped by Gouterman79 (1965). This is the last major theoretical contribution as of this writing. Other work pertinent to the theory of vibronic coupling will now be presented. Herzberg and Teller80 (1933) discussed the selection rules fOr the vibration quantum numbers during an electronic transition. Using the fact that with group theoretical calculations it can be shown that all degenerate electronic states in non-linear polyatomic molecules are unstab1e31, Narumi and Takano81 (1950) computed the vibronic interaction energy, with the assumption that it is on the order of the potential energy of the vibration. McDowell82 (1954) discussed the fbrmation of different vibronic states in methane under impact of electrons with known energy. Sidman and McClure83 (1956) studied the absorption and emission spectra of'azulene in which, they decided, one of the transitions is perturbed by a vibrational-electronic interaction. A theoretical discussion of the weak bands of formaldehyde was presented by Pople and Sidmane“ (1957). They showed that the intensity of the perpendicular bands can be accounted for by vibrationally-induced mixing of excited electronic states. Witowski and Moffitt85 (1960) derived the Hamiltonian that represents the vibronic states of a dimer formed by two identical molecules. Albrecht86 (1960) suggested that the major part of the 57 electric-dipole allowedness in the phosphoresence of benzene is due to vibronic mixing of 3Blu and 3Blu states. A formula was derived for line shape contours of a band due to an electronic-vibrational transition by Rebane87 (1960). DeVOe88 (1962) used first order perturbation theory to explain the electronic absorption spectrum of chromophores by considering the interaction between vibronic lines of the same electronic band or others. In a conference on luminescence the Fourier representation of vibronic bands was discussed by Stepanov89 (1962). Albrecht90 (1963) used second order perturbation theory to bring dipole allowed character into a spin-forbidden transition. He considered spin-vibronic coupling in this treatment. Hougen91 (1963) discussed nearly degenerate vibronic states. He points out a loose analogy to the problem of spin uncoupling in the 2n state of a diatomic molecule in his treatment. Read92 (1964) discussed the effect of vibronic interactions on the differential cross sections for excitation of a molecular state by electron collision. CHAPTER 6 CRITIQUES AND REFINEMENTS OF THE APPROXIMATION Presented in this final chapter is significant work of fairly recent origin pertaining to (a) critical evaluation of the Born-Oppenheimer approximation, (b) consideration of correction terms neglected in the Born—Oppenheimer approximation, and (c) methods of solution that attempt to not introduce the Born- Oppenheimer approximation at all. In 1951 Born93 devised a method which permits the direct inclusion of terms representing interactions between nuclear and electronic motion. It was assumed that w total (x,X) = 2% wn(X)- ¢n(x,X). Here w total is a function of both nuclear and electronic coordinates, X and x, ¢n(X) depends on nuclear coordinates (X), and ¢n(x,X) depends on electronic coordinates (x) with the nuclear coordinates (X) entering as parameters. This treatment, however, still makes use of the adiabatic approximation in that the nuclei are considered clamped for the computation of ¢n(x,X), the electronic wave function. Aroeste9“ (1953) found that expanding the molecular wave function by the Born-Oppenheimer method in terms of the parameter r = (m/M)V“ provides perturbation matrix elements of the first order in K. Some of these contain non-adiabatic terms which may, in principle, be calculated. 58 59 The coupling between electronic and nuclear motions of two helium atoms has been considered by wu95 (1956). He concluded that this interaction is not negligible when compared to the vander Waal's interaction. Dalgarno anndCarroll96 investigated the coupling between electronic and nuclear motion in diatomic molecules, particularly for cases of large nuclear separation. They found that the nuclear-electronic coupling energy is on the order of % times the electronic kinetic energy if the molecule were imagined separated adiabatically to two atoms in S states. Hence,'for this situation the nuclear-electronic coupling may be ignored. If one or both of the separated atoms are in non-zero orbital angular momentum states, then the coupling cannot be ignored since it will not be negligible compared to the vander Waal's interaction. Quantitative results are given for the 150:; and 1P0; configurations of H: and the 12; state of'Hz. An estimate of the error involved in the use of the Born-Oppenheimer approximation is also given. This work was con- tinued and enlarged upon in a later paper97. A variational method was formulated by Kolos and Roothaan98 (1960) fOr calculating the exact electronic wave function by explicitly accounting for the interelectronic distance in the hydrogen molecule. Excellent agreement with experiment was attained for energy calcula- tion. A comparison with various approximate methods of solution‘ was made in order to obtain a better evaluation of those methods that must be used fer more than two-electron systems. Jepson and Hirschfelder99 (1960) present a review of the 60 work that has been done on calculation of the coupling terms neglected in the Born-Oppenheimer approximation. They suggest that more accurate wave functions are attainable if center-of‘mass coordinates are used rather than the usual coordinate system fixed in space. The portion of the binding energy of the hydrogen molecule that may be attributed to interaction between nuclear and electronic motion was calculated by Kolos and Wolniewiczloo (1961). The correction to the computed binding energy which ignores this inter- action cannOt be checked directly, however, as it is smaller than the experimental error of the best available value. Froman101 (1962) devised a method for the calculation of "reduced electronic energy" which is found by assuming finite nuclear mass for molecules similar to the manner in which it is done for atoms. He uses the Born-Oppenheimer approximation in this calculation and claims to have attained results in slightly better agreement with experiment than heretofore available for H2, HD, and D2. The effect, as expected, is largest for H2. Kolos and Wolniewicz102 (1963) discuss the shortcomings and limitations of the Born-Oppenheimer approximation. They assert that greatly improved results will not follow from attempts to improve the approximation. Complete accuracy will come only from exact solution of the complete wave equation for all the particles involved. A variational procedure is formulated which does not at any point introduce separation of nuclear and electronic motion. The wave equation used is the Schroedinger equation. 61 This equation is, however, not completely satisfactory to the accuracy desired, because such matters as spin effects and rela- tivistic corrections are not included. An extended discussion of these effects and their expected contributions to the energy is given. Application of the procedure to the hydrogen.molecule is outlined and gives satisfactory results. The computational work on the hydrogen molecule is extended and further refined by Kolos and Bolnevich103 (1963). The Franck-Condon principle was re-formulated by Tavgerlo“ (1963) so that it would be more consistent with the quantum mechanics of electronic transitions in polyatomic molecules. Further calculations on the hydrogen molecule were performed by Kolos and Wolniewicz105 (1964) by using the methods given in a previous workloz. The interaction between electronic and nuclear'motion was analyzed by'Micha106 (1964) with the aid of time-dependent quantum mechanics in a study of molecular systems. A comparison was made with the results of the Born-Oppenheimer approximation. Fisk and Kirtman1°7 (1964) investigated sources of error involved in the Born-Oppenheimer treatment. An effective potential function for nuclear motion was found in terms of vibrational momentum and the internuclear distance. A method was presented for computing the energy shifts due to nuclear-electronic COUpling‘ which was then applied to H2 by obtaining a numerical solution of the Schroedinger wave equation for the effective potential. 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