I Illiliflll IFJIIIHIJIIIHI _ MiG-”H. STATE UNIV. PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. DATE DUE | DATE DUE DATE DUE MICH. STATE UN“? 1/98 chlRC/DateDmpGS—p.“ MICH. STATE umrv. M ABSTRACT SMALL FARM MANAGEMENT: RESEARCH AND EDUCATION BY Victoria Claire Shade As background work for the preparation of a small farm management text, the author explores the small farm situations and problems related to small farm re- search and education. The author identifies the lack of available and accessible references as one significant problem and includes major listings of information sources and references. Current materials are identified as in- adequate to the needs of small farm families and sugges- tions for future materials are made. A small farm management text is proposed. SMALL FARM MANAGEMENT: RESEARCH AND EDUCATION BY Victoria Claire Shade A PLAN B PAPER Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Agricultural Economics 1982 ?+ "b”. _'_ V! n'I V ‘H‘n .5 ...e-e ....: F" I a og¢n¢ area: a I. =. -Vne ."‘ 'v’ :Vihl . ‘. d ‘i ‘ ~ ~ EA‘N ,, - ‘H‘av . . A»... . .. . U 2‘ ‘b 5..‘\’ 2“; ..~ Cr 5 . ....J 53 :anA. byyl ‘\ ““3. 3 _‘_ 2"~ ‘ '5‘ u .A. ‘.~ .' .e‘.“. ~rs. 'v Preface It would be tempting to begin with the gag line "I started out as a child..." because in many ways that is where this paper did start. My parents' love for rural areas and farms was instilled in me at an early stage -- even as I was growing up in Chicago. I have them to thank for the many trips through the countryside and vacation trips that included stOps at the small family farm in southern Ohio. Today I marvel at how long it took me to figure out that one doesn't have to be born a farmer (or marry one) to become one. Once that revelation occurred, my education progressed with the goal of becoming a farmer in mind. However, I became increasingly aware of the myriad problems facing the small farmer and agriculture as a whole, and my goals shifted to include sharing my new found information. Five years ago there was very little information available for either the small farmer or the small farm researchers. My first meeting with Dr. Ralph Hepp (my major advisor for my masters program) included a discussion of my interest in writing a small farm management text.' Three years later, after what seemed to be a phenomenal number of research hours, this paper represents the ii I. . A can-~93 : A~~.A vaufllquab Una-v» a . . - . A .Hfliin oh; a...” W U»‘.nu-..d‘ J C s;u:~=-p\‘. -A‘ .1 ~ hasn‘t wt-m'.‘ . I up»: C. v‘ ‘ A “9-5 ~53 :32“: v2.5 1 Q‘- ‘ .u-ovg“. .“e ‘ . ‘ . ’ (‘I‘I I, H- FR; ' :— ug‘nu.‘f .‘.‘VH ' $ A. .'A ' -..: 5‘32: .‘fi-b r 'I '3‘. Q ~ . -:~:V:. ‘5‘».‘- . . 'a - “-" ‘gnq .‘.:..'- Ia.- "\ n3 “'3‘ .h 'n t‘ b . ‘I In. C - V. \ 6 ~-~“~Q :: .2- ~ ‘~ - a ‘g r i I :': “ ‘§ V, .3 21;: :‘1 . H- . y -a“fl (I ’ i [ll tangible outcome of that meeting. However, it is just the beginning, for this paper represents the background research, completed to date, to write that small farm management text. I will continue my writing efforts while I work to earn the money for the small farm I always wanted. The Missouri Co-operative Extension Service has kindly hired me to work as a farm management specialist of the state that initiated its small farm program back in 1971. Federal interest has stimulated small farm research and many new materials have become available just within the past two years. I hope to combine the new research results as they arise from across the country, and my own practical work experience garnered during the next few years, to put together a functional management tool for small farmers. By then I may be a small farmer myself! .g'. dgb'b we a. C. ... a. a. a. a. n» a. c. a. u» .3 4 . a. a. I. .2 v. a-» Co A. D. 3“ n. .‘h l I U “s 1.- QU RV '. Hug - ‘ .A‘-A“ o.-, ‘ h OV.\§\' ‘ H .hl u a «3 q: 3; \ 4“ 1‘ .u. FIL. Nd ‘.. ~.. s.. m . a» 1.. : .L .C to .C :. Av I O Q ‘\ I D I .12 «4.. \f TA «‘3 C TABLE OF CONTENTS List of Tables . . . . . . . . . . . . List of Figures . . . . . . . . . . . . I. II. INTRODUCTION . . . . . . . . . . A. B. C. Statement of Problems . . . . . Objectives . . . . . . . . . . Procedures Used . . . . . . HISTORICAL PERSPECTIVES . . . . . . A. B. Past Changes in Agriculture: The Statistics . . . . . . . Past Changes in Agriculture and Rural Society: Forces and Issues . . . . . . . . . 1. 2. 3. Technology and Its Delivery Cheap Energy . . . . . . Agricultural Policy and the Family Farm . . . . . . Profile of Small Farms Today . 1. 2. 3. Small Farm Definitions . . Small Farms in the U.S. . . Small Farms by Region . . . Footnotes and Miscellaneous References . . . . . . . . . . iv 21 23 33 . 45 . 55 H 4 —¢ - n J.. "In est-‘03!“ AR. 1. V‘s—v.- o..\, A \r ‘Anvvvq “A- OQVQ‘ l a DP.“ .ivua n 0’. 0.0! ca- 1“ Ni '. 4%. ‘ L A 1 I I II. I ‘ lifi I“ ‘. .‘ ‘ -.I C“ ”I! Q T. u: «L a: C. n: \f nu u. :. a: u... k. s... A: '1‘ 1‘ ax» :. 9C a. a... as Q . find —‘~ 5—. ~\\ 0 u n o A.» I I AV 3.— Q- o o c o o . I 7.. .J A». 3. 1. n... P. 3.. . u .3. .3. 2 3 17 I; s ‘a“ U l 'I~ I H.~ ‘P. «xx» ‘nu Table of Contents (continued) III. ACTIVE FORCES OF CHANGE AND THE ROLE OF THE SMALL FARM . . . . . . . . . . . 65 A. The "Welfare" vs. "Function" Debate . . 65 B. Social Aspects: The Value of Small Farms in Rural Communities . . . . . . . 72 C. Energy . . . . . . . . . . . . . . . . . 79 1. Transportation, Decentralization, and Diversification . . . . . . . . 79 2. Labor intensive Operations and Family Farm Units . . . . . . . . . 81 D. Organic Agriculture . . . . . . . . . . 82 1. Energy . . . . . . . . . . . . . . . 82 2. Health . . . . . . . . . . . . . . . 82 3. Environment . . . . . . . . . . . . 83 4. Poverty . . . . . . . . . . . . . . 84 E. Roles of Small Farms . . . . . . . . . . 84 1. Full-time . . . . . . . . . . . . . 85 2. Part-time . . . . . . . . . . . . . 86 F. Footnotes and Miscellaneous References . . . . . . . . . . . . . . . 88 IV. SMALL FARM RESEARCH AND ACTIVITIES . . . . . 92 A. Research . . . . . . . . . . . . . . . . 92 1. Historical Perspectives and the Past Emphasis on Large Farm Problems . . . . . . . . . . . 92 Small Farm Problems . . . . . . . . 96 1978 CRIS Search . . . . . . . . . . 100 1980 CRIS Search . . . . . . . . . . 104 Small Farm Research Needs . . . . . 110 U'IJBUN o o 0 U Table of Contents (continued) C. D. Small Farm Activities and Management Education Programs . . . . l. Coop Extension Programs in the South; Missouri . . . . . . . 2. Frank Porter Graham Center . . . 3. Agricultural Marketing Project 4. New England Small Farm Project . 5. Coolidge Center for the Advance- ment of Agriculture . . . . . . . 6. Organic Agriculture Organizations; MOFGA . . . . . . . . . . . . . . 7. The Mother Earth News . . . . . . 8. Center for Rural Affairs . . . 9. Washington Small Farm Resources Network . . . . . . . . . . . . 10. Washington Cooperative Extension 11. Tilth . . . . . . . . . . . . . . 12. Rural Venture and Control Data Corporation . . . . . . . . . . . 13. National Rural Center . . . . . . Mini Small Farm Reference Library . . Footnotes . . . . . . . . . . . . . SMALL FARM MANAGEMENT EDUCATION . . . . . A. B. Information Needs of Small Farmers . Types of Small Farm Management Education Programs . . . . . . . . . 1. Traditional Extension . . . . . . 2. Paraprofessionals . . . . . . . . 3. Intensive Training . . . . . . . Small Farm Education Materials . . . 1. 2. Current Materials . . . . . . . . Recommendations for New Publications . . . . . . . . . . vi 116 117 118 118 119 119 120 121 121 122 122 123 124 125 127 131 131 134 134 135 137 138 138 140 . . . .3 .H a: e. .U .c 2. 1.1.23 R \ Oar-g - A"‘." ~D UVV‘L» a . .2 _ A. ...n p. a. .3 :u n J and :‘ Du- .\ ou. in. qc . ~ V. —~. us .2 .... I U ‘5 :q 6 A.» 5k C F. 1.. E 3 2.. 0 v.. t. 1“ ‘4 ‘(v Table of Contents (continued) VI. D. Small Farm Management Text - Some Thoughts . . . . . . . . . . . 1. Why? . . . . . . . . . . . . 2. The Content . . . . . . . . . 3. An Outline . . . . . . E. Footnotes and Miscellaneous References . . . . . . . . . . BIBLIOGRAPHIES AND OTHER INFORMATION SOURCES O O O O O O O O O O O O O O O O A. Small Farm Research Bibliography 1. Bibliography . . . . . . . . 2. Bibliography Source List . . B. How-To Books for Small Farmers, Gardeners and Homesteaders . 1. Farm Buildings and Equipment 2. Gardening, Crops, Trees, Soils, Fertilizers, Pest Control and ,House Plants . . . . . . . . . 3. Greenhouses . . . . . . . . 4. Homesteading: How-To, History and Philosophy . . . . 5. Livestock, Bees and Aquaculture 6. Miscellaneous Farm Management References . . . . . . . . C. Other Information Sources . . . 1. Organizations . . . . . . . . 2. Magazines and Newsletters . . 3. Appropriate Technology and Biological Agricultural Organizations . . . . . . . . . 4. Agencies of the U.S. Department of Agriculture . . . . . . . . 5. Miscellaneous Government Publication Sources . . . . vii Page 141 141 142 144 148 153 153 155 231 235 236 237 242 243 246 249 250 250 271 276 281 288 z N 2 “A 9. \'-... ”CA . a U Q A...“ c ’H‘ol D ‘Hnu 5:- 5‘. CV Al'anfi Voluvaou \ H‘v-‘g ‘RR no to. S < \- :hv~ n‘ "'UUVL-.. _ 'F'fi-‘d“ _- .uaK/VU . Q . :-o O: ” unto. ul- n9. ”A‘OAQ 00A l "00 \erygv n." .‘PO'Av-Av '0... \ ,F:§ 122W“- ... r . r. ~m -: w... «J at a.» u-‘ A: 44 Av A: w .s Av Vi um .\‘ e A» Us.‘«~n.‘ss.~§ C. r ‘ . n. r a. I. 3 Am 3. T. a C e 3 .1 .J e u. o.» 7‘ an. P WU W: r. L» -.L n- \H. 4. S. 6. ‘do. \.HN \NH Table of Contents (continued) VII. CONCLUSIONS . . . . . . . . . . . . . . . . 289 VIII. THOUGHTS FOR THE FUTURE . . . . . . . . . . 292 Postscript . . . . . . . . . . . . . . . . . . . 294 APPENDIX A1. States by Regions . . . . . . . . . . . 295 A2. Percent of Farmers Having Gross Annual Sales Under $20,000, by State, 1974 . . . . . . . . . . . . . . 297 A3. Number of Small Farms by Region, by New USDA Estimate, 1980 . . . . . . 299 A4. Implementing the USDA Small Farm Policy . . . . . . . . . . . . . . 300 A5. Policy of Committee for Economic Development (CED) for Farm Labor Force . . . . . . . . . . . . . . . . . 301 A6. Field Staff, Funding and Insti- tutional Affiliations of State Leaders of Cooperative Extension Small-Farm Programs, Southern Region, 1977 . . . . . . . . . . . . . 302 viii .4; 11. l 1 9‘ ”.9, v Aw‘age nu: 1:53 - l "='\- ‘ a n V. .‘ nda nu ‘IA “- Av . H... .3. arm n... vs «.5 3‘ c.‘ an. I... II], . 1~ - :1 C 2: C r I. E T. 3;: .3 3. A. 51 . {a e «I. .4 3 k» . C.» 1 D... .3 C. 71 :1 3 C 3 I an I it .3. I . D. . a. 3 S T. f. V. ‘1 C r C C o. C .6. 1-. .1 um 43 .9. S o .3 4. a» 41 e n.... «3 Au 5.. Am a: n5 .5 .3 ... .. :1. nu 3 3 ~. 3 2 o nu; an r. q: a» “44‘ Av .vs we. r. ..\ n v . . . . H4. s5. a: A a .9. u: D. ~\~ D. n\.. 1 r s: Q; Rut h? fly 4‘ o. . U. h. e h\ .. s a a thn \-§ \Cs 10. 11. 12. 13. 14. LI ST OF TABLES Number of Farms and Land in Farms, 1935 - 1974 . . . . . . . . . . . . . Regional Decrease in Farm Numbers, 1935 — 1974 . . . . . . . . . . . . . . Average Number of Acres Per Farm, 1935 - 1974 O O O O O O O O O O O O 0 Average Farm Size (Acres) by Region, 1935 - 1974 . . . . . . . . . . . . . Farm Population, 1935 - 1975 . . . . U.S. Population and Persons Per Farm, 1935 - 1974 O O O O O O O I O O I 0 O 0 Indices of Prices Paid by Farmers, Prices Received by Farmers, and Parity Ratios, 1910 - 1970 . . . . . . . . . Some Indices of Crop Production, Farm Output per Hour of Labor, and Produc- tivity, 1950 - 1975 . . . . . . . . . . Fossil Fuel Input for Different Beef Production Systems . . . . . . . Summary by Value of Agricultural Products Sold, 1974, into Three Farm Sizes . . . . . . . . . . . . . . . . . Small Farms by Size in Acres, 1974 . Race and Tenure of Small Farm Operators Hired Farm Labor on Small Farms, 1974 . Farm Operator Debt, 1974, by Size of Farm . . . . . . . . . . . . . . . . 13 16 24 List of Tables 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. (continued) Payments from Government Farm Programs, by Size of Farm, 1974 % of Agricultural Products Sold By Commodity Group and Size of Farm, Small Farms by Regions Average Net Farm Income Change in Number of Farms by Size, 1950 - 1974 . . . . . Market Value of Agricultural Products 1950 and 1974 Sold, by Size of Farm, I 1974 with 1974 Market Value of Products Sold Per Farm, by Size, 1950 and 1974 Total Publicly Funded Agricultural Research Compared with Small Farm Related Research Activity: Small Farm Research Projects and Land 1977 Grant Institutions: Land Grant Small Farm Research Projects: 1975 - 1980 . . . . . Regional Location of Land Grant Small Farm Research Projects 1977 - 1978 .101 .103 .105 .109 l” 3. n; .... E a. :1 I. u“ z. :1 . . .... ya u .3 A: e .4. r :1. C... .1... a. :v~ S v. c. c. . - 7. S a I r . . u. .u 6.. Q. C .u ... u. C a. a. o b ‘4 ..~ any 1 . ~.¥ .ul. K.» F.» ‘5. Rd. Av A." or" I.” 0‘“ phvl LIST OF FIGURES Page U.S. Agricultural Productivity Growth During the Past 200 Years . . . . . . . . . . 25 Energy Use in the United States, 1974 . . . . 26 Energy Use in Production Agriculture, 1974 . . . . . . . . . . . . . . . . . . . . 28 Complete Cycle of Natural Gas Production in the United States . . . . . . . . . . . . 31 Distribution of 1978 Wheat and Feed Grain Payments by Size of Normal Crop Acreage . . . . . . . . . . . . . . . . . . . 38 Percentage of Farms with Annual Sales of Less than $20,000 by State, 1974 . . . . . 56 3‘ q . VIRVGF“ ‘ a-"" Evan Q R h‘vve‘ -~ H I‘C‘ c “:1: -b‘ Chapter I INTRODUCTION A. Statement of Problems B. Objectives C. Procedures Used --~'\.Q 'h‘ 0 ' . ,u 5- v": cat‘s ‘-‘~ . v g-lnafl“v: ‘. H¥‘I-' up! I .L . a - . t s a: 4‘ a.» M. .Q‘ AV v.- fin .\. ufi‘ v». Q s 2‘ c E 3 «as Amy sn‘ s b I t s «a . . a.» v. Q» . s ...e . . a. A C a. as. 1 .... .. . :C t . u . .... . 1 s “\‘u Ah“ “I Q ~ .\ H n a .n .s .0 -. ugh. an N .. s. . u ...r... a y . Chapter I INTROD UC'I‘ ION This first chapter of the paper will present a statement of the problems to be dealt with, a discussion of the author's objectives, and an elaboration on the procedures used for gathering the materials for the paper. A. Statement of Problems 1. There is a dispute over the role of small farms in agriculture and society. For many years there was little interest in the well being and continued existence of small farms. The topic is currently popular, but for a variety of reasons. On the one hand, those interested in poverty and welfare issues have raised the cry of "aid the small farmer...it's the only humane thing to do." The small farm is preserved as a fossil, by this philosophy, and not for any active function. On the other hand, small farm advocates and grassroots or- ganizations of small farmers are discussing the small farm as an important and viable section of agriculture. These groups investigate the structure of agriculture and how it should relate to the goals of society. 2. "A“ i .0.-- b . . g :on:.‘:.‘ a ”AFRO“ ul¢c.-AUA\' VVa-v‘w—a. u . . :Ao-quh‘c yfi.-— 1“! a n a.-. A- . ‘ . :.u..,..,:.. "-3. cu no¢vuuniiuoa 5...; I HM ‘:.;‘:HV!‘ 'e. ’ “A“ . .§h-.‘l ‘iVV03-E q . Q -:~ the to -. ‘ LA) ‘\ :h ‘s 2. There is a lack of information effectively available concerning current small farm research and activities around the country. For example, the small farm listings in the card catalog of the main library at Michigan State University could be counted on the fingers of both hands. While the majority of small farm research and activities has developed during the last five to ten years -- the materials are not as pitifully non-existent as most reference facilities would lead one to believe. 3. There is a lack of small farm management materials. In the past, the major agricultural research and education emphasis has been directed at the larger farm operator. While much of the traditional materials can be adapted for use by the small farmer, they are rarely available in an appropriate form. On the other hand, there is a definite need for new size-specific research to deal with the specific problems and circum- stances relevant to the small farm. 4. Small farm bibliographies are almost non-existent, or are not sufficiently comprehensive. It is difficult for research to proceed apace when the results of comple— nmntary efforts are unavailable. This situation leads to “reinventing the wheel". " fl I‘fi‘.;n. ~ ..;I . ‘ ~.-._ .n 4"- ' u ' A "1° : I." on.» u'boav n .A “Vacs“; ‘ ‘1 IV qu'.‘-" ... . l I -:-= P. ‘“ fir.- wav U- .“§v-h V A... . 2. .a‘ . r-flAI.nA ‘ n ’ a. DC.._: ‘3 I ‘ i - K‘Qfi.e .. «u " “....' a “u .u ‘ v. ‘V=I aha". ‘U‘\“ Vvv u : ‘:~a , bub 5‘3.“- a“~ . -._ I‘ V 9 I ”a. such 5:18 a. ‘a A‘ . I .H‘An‘. .1" ~ v- -‘ . 4“ 8" . .m ‘~cn:“fi 5“‘~~ ‘ I e§».‘ :fi‘fi A I ‘~.‘.= A“ v2‘2fi" N ‘.- "' ‘8. w..:“:..:“ . .N~‘t. ‘ q . "\ e . \“ a 3 § “ ‘ A‘ ' “.\ "U 29‘ ‘v ‘- ~“ I v. _I . o‘h‘vt I, a“; .‘H "A‘. “b:. B. Objectives The author's primary objective for this paper is to present, in an organized and meaningful form, the mass of information gathered to date as background for writing a small farm management text. The information presented is organized around four secondary objectives. Objective 1. Support the functional role of the small farm, as a viable and active member of the agri— cultural economy and community. The paper will discuss the past and current small farm situations to demonstrate that the small farm has functional value. Objective 2. Analyze and categorize current small farm research and activities to determine any potential limitations for meeting small farm needs. Objective 3. Address the problems of small farm management education to determine the needs for new ma- terials. Objective 4. Provide a small farm reference bibli- ography and as much other source information as is prac- tical under constraints of time. . bn“ ._. '0" Q . .Anh" 4 ...v-““ Q - va-hg R -. y‘avv . n s I: .3 u§~ n a.» I ha ~.. In '_¥-:s - "tau v s N: a» .8. \(U C. Procedures used for the Paper Though the author has been casually collecting materials relevant to small farms for the past ten years, serious efforts did not begin until mid-1980. After exhausting traditional reference techniques with little result, a multi-direction plan was adapted. 1. With the aid of Agricultural Economics Reference Room personnel and Bibliographic Retrieval Services, Inc. (BRS) a computerized search was run. Keywords accessed 370 English language references re- lated to agricultural economics and small farms or alternative agriculture, and, of those, less than 100 were potentially useful. However, it was evidence of much better progress than before. 2. As many publications as were immediately available were acquired. The reference lists for each represented the beginning of a large many—branched tree. Each publication led to other publications and the beginning of a bibliography was assembled. As it was not possible to divide the main body of the bibli- ography into topic areas, most references include a notation to one other publication that cited that reference. 3. A correspondence effort was also begun, each letter requesting (a) information concerning any small ,__ v--— «c :r. R "".I“l.3n .3“; abt-tL-‘-3 1 g ' q'RF. '(IA “N “4.4“. 1 03V I no“ . :m- urn-g inc—nu»; «vb .Jv‘.» cogdsuw‘ ' ‘ + . . . 3" A“ N - c . “5.9 5:..- LG u o - on." ‘ ' . F ‘ A“ A o "'8 eX~EJS¢VAA x... I any... q «o- ‘ :nv:.1.us exfib'be:' IAQpAF. . .-~ ': - v vet-v“ e Q‘s HOC‘ b .I' | “' A R F. 1 v»... tv VCV‘;-ar 2 ~ - on.“ II‘ (‘In . . u... . VA 5,! .V.I=es ‘fi'UITK -.‘ :“ ::“ . , . 3 r! v ‘ k .“‘e- ‘ltn V Q. :-~‘ .. . . he ~‘ - w “4‘92 :93) (3" HA farm activities or programs of which the recipient might know, and (b) organizations or people to contact for more information. Some of the initial letters were sent to different universities and state coopera- tive extension offices where the author knew small farm programs existed. With a few notable exceptions, response was poor to nonexistent. Other letters were sent to popular alternative agriculture periodicals and responses from these were generally warm, encouraging and filled with referrals to small farm organizations and magazines, and to specific programs and people at universities and in Extension. Armed with referrals, names, and addresses, letters to these groups drew good response. Each response to a letter the author sent meant sending a reply, as well as several other letters to new prospects. Profiles of a sampling of those organi- zations corresponded with are included in the paper. 4. Advertising, book catalogs, and articles in alternative agriculture publications provided addi- tional references. Many of the "how-to" materials came from these sources. “502‘, 5. The CurrentAInformation.Service (CRIS) was accessed in September 1980. This provided a stack of 285 research project descriptions. The projects were l.- ulhfl - n ‘ g ’ "’ -" O? *- arca-ELEI ‘VL :e. . IA!“O.‘A Mkaqe """'—‘ ' ‘ntyu ”I.” ”R,” ”A v "‘3 5 «Q sci. :'nA-‘,“ ‘ ”"9’33‘ ‘J-vrn. "".vu , 'h boofi g‘g.. V . . ' n-q‘p 'H:L A“ pm...“ V q . “S ‘18: ‘A l Anfiava‘ u 'I‘ w ‘ a ' uvv:\-~ b.1e ~X.: - -"‘vq' . l h I n...’1.. "~.er‘ :‘ifi v-savn: ‘fi‘ere C: Q ‘ a; . ‘Ne “Qua: . H ‘ u H I - Isuta‘ ash . fi‘ § ..‘v “H“ ‘ I 4‘ A‘s“ ch....s' “'R‘ “‘4 o'- . ““5 HQ ' Hybar‘ :h.‘ A “" “I'~l I ~ “ ‘."‘c, I Q -. ‘\ ~R§‘. sii“; 113a,: 4 ‘ . y“ 4 2. . '~ ‘He 5-. \.‘ t 3 Or ‘. on. &..;t. a, ‘ '! ‘ «-1 - 0: 1‘ = ‘1 ""3. C. ~Q‘ul 1 uh. "in 4.; ‘\ ”a, 5‘“ Jan, V \\ o ‘ “u ," analyzed for general topic category and for regional location. These results are compared with an earlier (1978) CRIS search by Dr. Jerry West, University of Missouri. 6. Other references and source people were dis— covered through the agricultural economics departmental publications lists of other universities. State COOperative Extension Publication bulletins and govern- mental publication catalogs provided references to more material. Where possible, all of these relevant publi- cations were ordered. The remaining parts of the paper, besides those specifically mentioned above, were assembled in an ordinary fashion using as source the over one hundred bulletins, publications, articles and other materials that became physically available. Because of the un- wieldy size of the bibliographies themselves, materials directly used in the paper are referenced in footnotes at the end of each chapter. Initially, the author felt discouraged by the lack of small farm materials available, and exalted at each new discovery. Now the feeling is more one of frustra- tion, because so much has been written, but is not effectively available for research purposes. Some avg... 1:; AV": “ new-airs A“ V-t“. ' o ‘ 0V I ' ns-I '“V:" '3‘. A. 1L.&.~.‘-"D "‘ . ‘ 0“ . ~::"‘" " 3' .y‘. Vac. “,- in -:~a:5:" 3"" ubvvu H-‘ O "‘ onpfiuq ‘ ‘Q . ~v....ka»e-:,, :19 A. ‘ . ' " fi-ASHS O: ‘u-oe :‘fncn.:p. . 'tb‘ififivns *‘era ~ . Hay-A ' ILO.C":‘ “’ '“Ucvv ‘ \ ‘f‘ u to“ .l V.“ ~l“V:. R A's ‘ \A‘ y ‘ ‘1‘ - "Q . u.‘ ‘ fi‘.‘ he n..,‘ ‘~ 5 'I|‘:' V un‘tafl u' VI B‘.e a‘.‘.. It... :l'. V a I .‘.‘ A. H u.Xea aha I ..‘ ‘ I ~:‘\ ‘I..L ‘ cg. 'fl “‘5‘ ‘a .S f '- ." RA ' sv.; .fi‘ . I I § -. Q :A _ v...,‘tah~' 5‘ «g: '~ I ‘- “w?" ‘vb Kw, a ayaa‘fia 5 “‘° V w" ‘ “539" H. ~ . ’ .‘ e ‘1- A §.‘C ‘ P‘s ‘~~‘.e- A . A ‘V\S A“; t. V C \ .54.- "w'an ' \“ ‘ A t. “‘ '-.Q_ “‘ :‘QCQV \ ‘g ‘ e .l " ~~ 31-1.: ‘- .~‘ V 5 ~33 a .‘ . n I" ‘ 33“ e ‘ \ C \‘ ‘ \ ‘ \Ius. l A“ h v C- a‘. “\ u‘A‘. “\SAA, groups and organizations have started assembling their own libraries of small farm materials for in-house re- search. The author was generously invited to visit those libraries, and spend all the researching time necessary. However, as these groups are all located at some distance, travel costs proved prohibitive. Un- fortunately, the groups had not compiled bibliographies or lists of the publications they had collected. The exceptions were Dr. Patrick Madden of Pennsylvania State University and his collaborator, Heather Tischbein Baker of the National Rural Center's Small Farm Project. The National Rural Center is researching a bibliography that will be published in the future and Mrs. Baker invited the author to visit her collection of "four file boxes and four file drawers" of uncataloged small farm materials ( a veritable treasurel). Dr. Madden, in conjunction with other research projects, is working on a computerized bibliography that is expected to access upwards of 4000 references, when completed. However, the sheer quantity of materials that have been written does not bear evidence to their usefulness. Deficiencies in past research are discussed later in this paper. New materials are becoming available at a rapid rate, during the current Federal interest in small farms; one hopes that small farms will not be “dediscovered” by future administrations. n p.33 fie A: Ru. o ‘1“ NJ. ‘4‘ u AF! Q §§~ €37 - Q R A . vvool A' 5-. VA - ~b'. \ d . . a.“ 2M . . .. a: a: CI d 5‘ Chapter II HISTORICAL PERSPECTIVES Past Changes in Agriculture: The Statistics Past Changes in Agriculture and Rural Society: Forces and Issues 1. Technology and Its Delivery 2. Cheap Energy 3. Agricultural Policy and the Family Farm Profile of Small Farms Today 1. Small Farm Definitions 2. Small Farms in the U.S. 3. Small Farms by Region Chapter Footnotes and Miscellaneous References . ~-AV‘ A- .:.H_-‘ c :1« 1 ha ' a. . :‘~“‘.‘n:“. 0v icingyg'vuna 5‘; 4 . . ‘ "--. "‘a . “a 5......ba‘ C-u ~"‘ ‘5' ‘ ”of C ‘ ~ : - ugv‘: a“ § 'n.‘ ”a“. h“ a. u “V§VH..', Q H ::h _ .- . :A‘n~ :‘ ~‘-.‘ d ‘. ‘ \ I.‘ " n “a. I‘U‘.e‘a b: v‘ . 5.“ . . ".l “N I. “‘ 0.2. ~ ‘ . .‘. ‘ ':~ av...‘ .. . " V. w J .‘. .‘g‘ ‘A \- “Q ' \ ~~ ‘ :‘A‘. . ' ‘s “.‘ ‘3’ L ‘ N ‘ " In, ‘ V “.ks‘~Qv ‘ \ “~:~ ‘ ,. u“-:‘ ' C “ 5‘. ‘VK \.\ “‘:“\- 'A Q . ‘M ~. — «K. . hfi“ ‘ ‘ Vv‘.‘A‘. .“§’o I ‘1 . ‘ Chapter II HISTORICAL PERSPECTIVES Historically policies concerning farm size are significantly the philosophies of rebels ending an old political and social order, and starting a new. The cry for land reform (a breakdown of the large estates and distribution of the land to the people) was heard during the French Revolution and many a Latin American one. The large collective and state farms in the Soviet Union were formed after 19281, offering another example of the connection between farm size and political/societal philosophy. Farm size was also of importance as the United States was being formed. To Thomas Jefferson and other early Fathers of American History, farm size and the right to own land were important for political and social reasons.2 Jefferson felt that small property-owning farmers had the qualities of freedom, independence, self-reliance and the ability to resist oppressors.3 Also, agriculture was considered to be a source of most of the human virtues vital for popular self government.4 In later years agri- culture was lauded as being the bastion of a competitive economy: entry and exit were open, markets were competi- tive, and there were a large number of small firms (or in this case, farms). Continuous debate sad the issuance of “5:73.!“ I} a'ip'd quail: C sn- ‘3...“ " n .h$e~-a:~ ‘ no- my... a.vuu "V ‘ ‘ :flrg. H. 2‘” nhgv u. an“ ‘ . inf! uqfirfiyvg .1” "U ‘.-.~.V' ‘..\‘ . 'v ‘Avo .' V “Vwe v e- AI'IA ‘L ‘ ‘ . 3.....9 Chi- .‘l . .I . H “‘e 3 O‘R"‘ no ‘...V‘-.. V. . ‘. ECVunu "‘V‘-\ I. '-."“"-s= ' .‘Tfla ‘ a. nu\a§e £23.: :1 0 ' (:1 ll) 0 4 a new land act every few years finally culminated in the Homestead Act of 1862, which gave a settler up to 160 acres of land in return for settling on it for five years and improving it.5 However, agriculture has undergone dramatic changes since that time. The number of farms, the size of farms, the amount of land in farms, and the very structure of agriculture have changed. This chapter will cover some of those changes, first with a look at some of the sta- tistics (II.A), then with a look at some of the forces of change (II.B), such as technology, cheap energy, and agricultural policy. Finally the chapter will define "small farm", and profile the small farm as it is today, both on a national and regional level. A. Past Changes in Agriculture and Rural Society: The Statistics Perhaps the most dramatic change in agriculture has been in terms of the number of farms (Table 1). In 1935 the U.S. saw its maximum number of farms - over 6.8 million. The years thereafter have witnessed a continual decrease until only 2.3 million remained in 1974.6 This loss of 4.5 million is a 66% decrease in that period. Three million of those farms have been lost since 1950 (57%). Changes have occurred in the acres of land in farms ‘ '~n .;A‘.~a “.r .. 3.3V] _..Vu\:.o - "urn V a I ’1 "are were '3 ‘ -:7‘"‘“"‘) . n.“ . i . .....~ .uu‘i"" . .':~V‘Q‘. 1", o q. A; ~‘ It. yua. ‘: I , ‘ All! A. V I'V‘ " o‘u. Uri a -e‘-‘ a ‘ ‘ ‘Vfi— :pa‘nfiumflu oodm my ..u\Js.-»-»a § ‘R'! o ‘ a... C 1.: ~ cm §H|nu Viv. - u n .5' ‘ I ... 3X3 ." a 4 “AU 5. I: ~ )- s .‘ p. H“ I. .:‘~‘ Vine: a‘: H . ‘~ ‘- ‘\I a a“bs a“; “1 § v. a,” \ "A ' h.‘=::'\‘: ' . “M. “‘-w b “ ' I ‘ «5: ‘e \ 8 "a QQ I. “" LG : 5|;5 ' it .. Q 3;.”6 ‘ \ .voh ‘Sla‘A c ‘ . O- \I ~: : ‘ '9', . ¥ ‘\: as v Q n ‘ ‘ ‘M 3 J N$\'\~ nu “fix a Vv."‘l £ ". . \. 7“. ‘ a.“.“ ‘\ s “H ‘TH ~VI.‘ ‘ H ‘ -‘~§‘ov- \‘ Q- C ‘J .- I.- ‘a.‘ 'V '4 WQH ‘ ‘C Q‘- ‘\\n :- *C 10 also, though not so drastically (see Table 1). In 1950 there were 1161.4 million acres of farm land (the acreage maximum). This had dropped 12.4% by 1974. As new acreage was coming under production during this time, frequently from irrigation gains, the total acres lost from agricultural production is probably much larger. The change in farm numbers has a slightly different look on a regional basis (Table 2). The decreases come from abandonment of poorer land, particularly in the more mountainous areas, of farms too small to support a family, and of land going for other uses in the Eastern States, for example.7 The combination of smaller farms into larger ones also affected the number of farms. This means that the average size of farms also changed. In 1935 the average farm size was 155 acres. By 1974 the average had increased to 440 (Table 3). These average farm size figures are somewhat deceptive, though. There is con- siderable variation between region and even more between states. The average in Arizona is 6,539 acres, while in Rhode Island farms average 102 acres.8 The regional figures show a spread of 1360 acres for Western farms in 1974 to 183 acres for Northeastern farms (Table 4). In making comments on average farm size, one must bear in mind that Western farms have increased in size to a much greater extent than elsewhere in the country. In 1935 Western farms were an average of 1.4 times larger 11 Table l — Number of Farms and Land in Farms 1935:1974 Number of % Decrease from Land in Farms Year Farms Previous Census (acres) % Change 1940 6,102,417 -10.5 1,065,114,774 1.0 1945c 5,859,169 - 3.9 1,141,615,364 2.0 1950 5,388,437 - 8.1 1,161,419,720 1.7 1954c 4,782,416 -11.1 1,158,191,511 - .3 1959 3,710,503 -22.6 1,123,507,574 -3.0 1964 3,157,857 -14.9 1,110,187,000 -1.2 1969 2,730,250 -13.5 1,062,892,501 -4.3 1974 2,314,013 -15.2 1,017,030,357 -4.3 Change from -4,498,337 -66.0 -37,484,700 -3.6 1935 Change from -3,074,424 -57.0 -144,389,300 -12.4 1950 Source: U.S. Bureau of the Census. Census of Agriculture, 1974. Government Printing Office, Washington, D.C., 1978. 1Except for 1964 and 1969, data represent differences for coterminous United States. cConterminous United States. I) J D N I L) I D D I ..J ‘L’ (.1 [II I " ' . 3511.16.15: . I have. ~E"'=‘ ".‘. "' Hug... . ‘ Au.- :V‘bu 12 Table 2 - Regional Decrease in Farm Numbers 1935-1974 Year Region 1935 1974 % Decrease Northeast 555,925 127,531 -77 North Central 2,263,543 1,017,367 -55 South 3,421,923 930,099 -73 West 570,959 239,016 -58 United States 6,812,350 2,3l4,013 -66 Source: U.S. Bureau of the Census, Census of Agriculture, 1974. Government Printing Office, Washington, D.C. 1978. I I. ‘ an 3- .. 0141.8 m. —. I a A ‘4 —_ lg. t.‘ A by’ Table 3 — Average Number of Acres Per Farm 1935-1974 Year 1935c 1940 1945c 1950 1954c 1959 1964 1969 1974 13 AveragerAcres Per Farm 154.8 174.5 194.8 215.5 242.2 302.8 351.6 389.3 439.5 % Change From Previous Year 113. 112. 111. 112. 125. 116. 111. 113. Source: U.S. Bureau of the Census, Census of Agriculture, Government Printing Office, Washington, D.C. 1978. cConterminous United States 1974. sun mum. v" V5 n mess: 1‘» ' v... - I 51.“. we“..' : v o b.‘ A u ‘5“.- WI h. 14 Table 4 - Average Farm Size by Region 1935-1974 Region 1935 1974 % Increase Northeast 93.4 183.2 96 North Central ‘ 172.3 356.7 107 South 109.9 328.6 199 West 414.0 1360.0 229 United States 154.8 439.5 184 Source: U.S. Bureau of the Census, Census of Agriculture, 1974. Government Printing Office, Washington, D.C. 1978. We? . V. ~*:n 5‘1‘.‘ 1 “a RA“" 4 s Vv~i fibtb m! .0 Use“ 5508 H‘ WC.“ 5 b A-- ‘ .~‘ «6 ‘-d v- may 0:.9 I‘ 1e ) .I ny- ~v- ADA in 4: s: Cs t.. 15 than Northeastern farms, for example, while being 7.4 times as large by 1974. The population declined during this period from 32.2 million in 1935 to 8.9 million in 1975, a total change of 72.3%. This off-farm migration changed the relation between the farm and nonfarm pOpulation. In 1935 farmers were 25% of the total population, but were only 4% by 1974 (Table 5). This means that the number of people in the U.S. per farm changed considerably. In 1935 there was one farm for 19 people but by 1974, the ratio was only one farm for every 92 people (Table 6). Prices have changed considerably as well. Table 7 shows the development of the prices farmers received for agricultural products sold compared with the prices they paid for all their inputs purchased. One decision tool has been the parity ratio (prices received divided by prices paid), which takes the price figures for 1910-14 as its base level. In general, parity has fallen, leaving farmers in a cost squeeze. This in turn affects other aspects of agricultural structure. The figures in the previous tables show the bare bones of what has happened to farm numbers, size and farm population. Another aspect, control of agriculture, is also of interest. With the increase in size of farm has come an increase in corporate farming.* Large ’*Fanny'fimm10qunatnxm;ananotinchxhd.hithflsdiaxms£XI 9., 4A.. “~. dd 0-.- x..g 16 Table 5 - Farm Population, 1935-1975 Year 1935 1940 1945 1950 1954 1959 1964 1969 1975 40 year decrease Farm Population #(OOOS) % Change % of Total Population 32,161 - 25 30,547 - 5.0 23 24,420 -20.0 18 23,058 - 5.6 15 19,019 -17.5 12 16,592 -12.8 9 12,954 —21.9 7 10,307 —20.4 5 8,900 -13.7 4 -23,261 -72.3 Source: David Orden and Dennis K. Smith, Small Farm Programs. .4 c . I. a a. .1 . I 2 Av ‘J. 6 o" a V. .n. n 2‘ 4.: an An. ad. u o "I. I o A‘ .. . . 2,. uh. n (v -¢ en. .04 Au: . . I .. au- 4.-'1 — . In- 41. wJ s . «Q 3 . .. i L . a . t A. ‘5 A: . .' N U fin» \h\ P. a. my 5 . m... H... z. I m ‘ ‘ «2W ~n ‘3‘ \v a J 2‘ 17 Table 6 - U.S. Population and Persons Per Farm 1935-1974 # Persons Total U.S. Farms % Increase From Year Population (000$) (0003) Per Farm Previous Year 1935a 127,057 6812 18.65 - 1940 132,165 6102 21.66 116.1 1945a 139,583 5859 23.82 110.0 1950 151,326 5388 28.08 117.9 1954a 161,763 4782 33.82 120.4 1960 179,323 3710 48.33 142.9 1964 191,463 3158 60.63 125.5 1969 202,711 2730 74.25 122.5 1974 211,909 2314 91.58 123.3 Source: U.S. Bureau of the Census, Census of Agriculture, 1974. Government Printing Office, Washington, D.C. 1978. aEstimated; Alaska and Hawaii not included bUnrounded farm numbers used in calculating this column 'l) *4 a( J 0' L11 'U H) '1 I Table 7 - Indices of Prices Paid by Farmers, Prices Received by Farmers, and Parity Ratios Prices Received for Year all Agricultural Products 1910-1970 1910 1920 1930 1940 1950 1960 1970 104 211 125 100 258 238 280 Prices Paid for all Inputs Purchased (1910-14 = 100) 97 214 151 124 256 300 390 Parity E22: 107 99 83 81 101 80 72 Source: USDA, Agricultural Statistics, 1972. Printing Office, Washington, D.C. a"Parity Ratio": 1972. Prices received divided by prices paid. U . S . Government " I :Py- p... a. . ‘1 “~o~u~-. a .153 an 1;: (I) C) 19 agribusiness corporations are obstructions of the Jeffersonian ideal for agriculture in that they threaten a reversal of the abolition of entail.9 A corporation has an unlimited lifetime, theoretically, and a corporate- owned farm could continue on and on for generations. One benefit of privately owned land is that management and land use are likely to change with the death of the owner, in the changing of ownership. Corporations do not normally die and, while corporation ownership may change, the management of these large firms may well remain the same - cementing any inherent management errors. So far agribusiness corporations have not concentrated on land-extensive commodities, such as grains, cotton, and beef. There is no great advantage in producing the undifferentiated, widely produced commodities. The corporations are mostly found in feed-cattle, laying hens, fruits and nuts, vegetables and melons, and, to some ex- 10 tent, in cotton. There is a concentration of larger corporations (10 or more shareholders) in California, Florida, Texas, Hawaii, and Louisiana.11 These changes in agriculture have happened against a back drop of rural society as a whole. Though net farm population out migration was in the 5-6% range for several decades, it dropped considerably in the early 12 19705 to just under 3%. This is related to what has ".Jr "Ilia-F .f: h.» ‘33 t.. I . ”7“! m. n . H FF“ “‘4‘"; $.‘ 4 - .hJu..-\. 2:95. The was: . Azerican cens- cf their into? “N: 900‘: we: 7‘ Q ‘ ‘ V HV‘ 5".‘§: 0. sad :E~‘A‘1“;AH k. IL‘vg. “: .9. 1 a“ ‘n c ‘ VVS~D \o" c. E ‘A. cg: s“ A'- ‘ I »~.‘..:: ‘ :fi . “‘= l \ (a! . int) ‘._ ‘ “‘a~ . ‘5 n s ' ‘u ~ ‘eJSI":- ~“‘ L. “‘9 Ci 1 \ .h. ':~ g \b‘a [gag ‘\‘\ s t“\ "H oc N a . n.‘:'.\ 1““ A ‘ \~‘n ‘9 '1 "RE; 20 been called the "new migration," the "rural renais- sance," or the "demographic revival of nonmetropolitan 13 In effect there has been a renewal of territory." growth in nonmetropolitan areas, especially the rural ones. The vast changes in agriculture have enabled American consumers to spend a relatively small percentage of their income on food. However, these changes meant rural poor were displaced from the farm, leading to an enormous migration of people. Many of these people were not able to adjust to the changes because of a lack of skills or education.14 For these the technological revolution has not been a success. As the unskilled migrate to urban areas, the indirect costs of cheap food appear in the form of social services for support and training. "The President's Commission on Rural Poverty concluded that many people merely ex- change life in a rural slum for life in an urban slum... (and) that the violence in northern streets is a product of frustrations born in southern fields."15 The original, major migrations from rural to urban areas left rural areas at a considerable disadvantage in terms of services and, generally, quality of living. The new urban to rural migration has meant progress, but nonmetro areas are still depressed in terms of wage an. . . ' . ‘. QOV --:o: '3‘. v-.-- ""5 u“ . "““xfi i4¢-.u. 2 m,“ ”1.: .. 5:3- Mau— Qb‘v—a ‘ ‘v :2“: :‘ ‘.“~- \Al Q ‘ _ ‘~ ~“ As ‘ . ““ : h'e it. n §;A ~I Q. , ~~IN~.‘ h“ A .n‘ "VH5 V . . ‘. - h ‘A ‘ 55“: ‘ys C a ' I / ‘-fl ‘ '-~=r - c “\ . v::'.'u'§ " "~ ”"3 “a. a ‘ A _ . n D U.‘.| Q ‘ V.“‘~ s.‘ :~.,: .“ *Q .-‘4 C...e:‘: \ “ , \- .._‘ ,.. n ‘:“.=’ *s z s «‘ .9 I “ ‘ I “‘t 2.. H “5“‘ e q: 1. fis‘". , ‘5‘ Co...¥c ~ I A‘ ‘V ‘\ i “ KWEC‘ A‘ ‘ 1 \ V‘. ‘. ‘C ‘ 1 '53“. I“ v :~~, :‘r 1 ’\ \ 0“ , a 0 .“ ‘ .‘ ‘: 21 levels, family income, employment opportunities, ade- quate nutrition, adequate housing, and access to health care and other essential services and facilities.16 Poverty is prevalent in many rural areas of the country. What has brought about these changes in agriculture? Part B will discuss some of the forces and issues in- volved. B. Past Change in Agriculture and Rural Society: Forces and Issues There are many dimensions to farm structure: number and size of farms, degree of specialization in produc- tion, ownership and control of productive resources, conditions of entry and exit, and socioeconomic charac- teristics of farm operators and resource owners, among others.17 These aspects are affected by many factors in varying ways, over different periods of time. Technology, economies in size, taxes, goals of the farmer, capital requirements, variation in input prices, price cost margins, risk and expectations, managerial ability and alternative opportunities all can affect some dimension of structure.18 This section will concentrate on aspects of three issues or forces that have made a significant impact on the shape of agriculture and rural society: technology and its delivery (II.B.1), cheap energy (II.B.2), and agricultural policy on the family farm (II.B.3). one 5!] “I a mu. ‘3“)!- L. ‘ vv-au ‘x. a :-.,‘_ ‘ “N. ‘ ‘Hho .Hs‘ "A ~ A 3“» ‘»::. l~~k-j u:_.~::‘ ; V u.3 Q‘_‘ A.- NAb “ “w :7QO L“ ‘3‘ § 5 LU Au“ ~. 'h R Q 'Q‘yqa Q... ~ ~ 22 1. Technology and its Delivery In the early days of U.S. history, hand power was the basis for most technology.19 Improvements included the cotton gin, cast iron plows, and mechanical reapers. Between the Civil War and WWI, horse drawn implements predominated. The U.S. Department of Agriculture was established in 1862; the land grant colleges (1862 and 1890), agricultural experiment stations (1887), and the Cooperative Extension Service (1914) followed. Across the nation farmers were receiving information about new practices. Between World Wars I and II mechanical power came into its own. The high farm prices and high wages rela- tive to machinery costs started the rapid conversion. The Depression delayed a real explosion until 1935, when increasing demand for food related to the economic re- covery and war in Europe helped complete the transition from horse to mechanical power. Other new technologies (like improved livestock breeds, hybrid corn varieties, and chemical fertilizers and insecticides) insured con- tinually increasing agricultural productivity. After World War II technological advances increased production dramatically. Crop yields increased through the use of irrigation, chemical inputs, and improved Varieties. In livestock enterprises, improved breeds, Oh .. .. v . C C a r. I (an n n. “v. 0 “4 «AM -a ‘ «nu e L s at; at 7- a flv .3 .. . . . a n“ a. 3 a. a v1 o. v . .nl. an. RM .15 e 3‘ .1. a: .5" L . .I o t m t b s “ I 1 . V. ., . . c a. .\ . v* 9.1! o. :2 S t s «3 Ab u u ~\~ ~nu .‘q ad a: V. 4: .11. 1H“ 0 ~‘ Ia" fin 83‘ An. N... x c a.“ C e .. . e H 3 T. C .4 ~ » a an.» x... 23 artificial insemination, and efficient feeding also increased production. Researchers developed new mechanized harvesters for many crops. Figure 1 shows the relation of increases in productivity in different stages of our history during the past 200 years. Table 8 shows the indicies of crOp production, farm output per hour of labor, and productivity, 1950-1975. Productivity has risen on a per hour and per acre basis as well as for total production. 2. Cheap Energy The availability of cheap energy has, over the years, "fueled" the technological explosion. Today the food system consumes 16.5% of the total energy in the U.S. (Figure 2). Home Preparation takes 5%, the Whole- sale and Retail Trade 2.6%, Transportation 0.5%, Food Processing 5.4%, and Production Agriculture 3%. In many ways cheap energy has meant cheap food for American consumers by substituting fossil fuel for animal and human labor.20 But not only has energy enabled in- creased mechanization, it has made possible the augmen- tation of crop and livestock systems for greater productivity. This is especially apparent in.crop systems where yields are boosted by the use of energy intensive aids: fertilizers, pesticides and irrigation. ‘ea- So.” ‘ Q a 4.4115 ‘2 . . a .2 v. mu. 3 a. .2 r n. .u .V. V. v. 5. .3 3. .\¢ use an Au. an. "in a. Q. ‘ -\.v v -\v PP. Q ~ I do an: Ad- a 4 . 4 u 4 24 Table 8 - Some Indices of Crop Production, Farm Output per Hour of Labor, and Productivity 1950-1975 (1950 = 100) Index of Cr0p Index of Farm Index of Total Production Output per Output per Production Year per Acre Hour of Labor Input (Productivity) 1950 100 100 100 1955 107 134 111 1960 128 191 128 1965 145 260 137 1970 148 323 139 1975 162 424 162 Source: National Academy of Sciences. Agricultural Production Efficiency. Washington, D.C. 1975. and Committee on Agricul- ture, Nutrition, and Forestry, U.S. Senate. Status of the Family Farm. 96th Congress, lst Session, U.S. Government Printing Office, Washington, D.C. 1979. “‘R ‘ if Hy “'E“e to FII ‘ A gicu‘tural Prods: ! PA . .- " ca I 1 l .J. 25 Figure 1. U.S. Agricultural Productivity Growth- During the Past 200 Years 0:) Of 1967 120 ' [—- Mecnamcal eczence Hand power Horse power power ' power ° 100 ~— 2 I Civil War WW I WW II ' ; l I l I I l ’ - illtli 'lilll;ll;‘ LillL‘lLlL 1775 800 1825 1850 1875 1900 1925 1950 1975 ~— m Source: Lu and Quance, Agricultural Productivity: Expanding the Limits. USDA, ESCS, Agricultural Information Bulletin 431. 1979. ., ‘ . '0. .‘GFU: .. A“ vh‘ue -.'uh. 5"‘. . . ’1'... I: j 5 .‘.,. V!.£.:V\’~' " .e 4 ‘ ‘ ""~‘vC-“-3:;cn hint”: 4M~cm .kfiu :2: 26 Figure 2. Energy use in the United States Pbme3%':a t' ..d10% w .0 e; ra ion \ A. ‘.\ Wholesale G Retail Trade ....2.5% *1 Trumpet-tation .. .0.3% >- Food Processing ...5.4% r- 16'5‘ anhmzrmxAgtflaflzune :n- n” Toufl.enen9rusai ...3.0% 5:‘ in U. 5. food :nstan 83.5% Odun'auugyise Source: CAST Energy Report, p. 32. I Q 1"”‘1': Amp cum... d ‘ .uv .u_u.~' b 4 £393 a ““n'n Amy“ Cid". Cheat; 9“ a \-n-‘_ 9 Q Q' ‘ 3 " "0"9 puma- I.‘ “"‘-U~.n\.c ‘Q '5.” .1. fawn" tue .da': ' I . .‘~n‘~ w *\ 1 “.‘:=“ 13.9 o 27 Figure 3 outlines energy use in production agriculture. The largest category is for the manufacture of ferti- lizers and pesticides (36%). The actual application takes a much smaller amount. It is important to note that cheap energy has been a guiding force in research and development of the new agricultural technologies. Along the way, in the development of a plant variety, for instance, many gene stocks will be discarded as being undesirable. A field of corn plants must ripen at the same time, be the same height, and above all have a good yield response to the energy-intensive inputs (pesti- cides, fertilizers, and water). If any one of these should become limiting, the bred-in genetic homegeneity becomes a liability and crop yields plummet. Back along the researcher's path are the undesirable plants. Some of these have moderately high yields, but do not respond well to added fertilizer, pest protection or water. As energy costs increase these discards look more appealing, for a reasonable yield is achieved with low input costs.21 Most research decisions embody some assumption concerning future energy availability and price. Since 1972-3, Americans have started to question the directions of the past, looking more creatively to the future in terms of design of new agricultural systems. In the meantime, cheap energy has made the huge farms possible. Commodities are being produced in much 28 Figure 3. Energy Use in Production Agriculture, 1974. aungy uaaanufiunmwc fertilizers 5 pesticides Field machinery operations Tnuuporuudon Irrnyudan Lhnetadn.dainr5‘pmumzy Crapdrying tfisceUMnaas ll!!! lillllii III" in!!! lilllliIlliiillilillliiiliiliiiiii llllillillillllll [illillli illlllillflliil mum um I ummmmumnmuuumummmummmummmiua 4 Source: CAST Energy Report, p. 33. 1 L wu- .J..€ gackag :RVfiQA I‘IV.U=D imib -ui- ., ‘Ifin .DIH’ 4 5'. e ..l 1 ’5 Arc, V'f" .V L‘. .“ I ‘8 ’H fiv-s' 86.59: :1“ :ices and O'gv...’ 5555‘. ' . 4 “ha. 315.9".5. h. v ‘ , “ 3.511 “ ya; CQfi. -." A “ we ~ SM“‘ai Q .' . "“uy 0.. no yokerc" A ‘-e '5 C ‘ l qt . e5. (n 'H £1. 29 more limited areas since cheap energy allows additional packaging, specialized handling, and transportation across the country. Cheap energy has enabled farmers to dry crops and then store them, holding products for a better price. Management decisions could be made on the basis of energy cost as well. Different cultural prac- tices and production systems use different amounts of energy. Table 9 points this out for beef production systems. The ratio of input BTU's to food value BTU's of retail beef produced can range from 13.4 for beef born in confinement, grown on irrigated pasture and finished on feedlot corn, to 1.9 for beef that are kept on the range for the entire time from birth to finish. In the past corn finished beef with its high level of marbling (intramuscular fat) was more desirable. Today, between high energy costs and dietary recommendations for decreased fat intake in our diet, the noncorn-finished beef may seem advantageous. Since energy availability will gradually decrease, as world supplies run out, prices should be expected to continue to rise. Figure 4 shows, for example, the estimated natural gas production over the next 100 years. One factor frequently neglected is that, in coming years, there will be a greatly increased energy demand from Third World developing nations. In the next five years, Africa, Latin America, the Near East and the Far East are “-1'-'la— ——.§ 0‘ .JV’ - - :V’: .~‘ ‘— 3'5."- ~A -‘ P‘- .. _ “Hung .. n ... ‘Q V '4'~ 'chE/ I ‘V‘ .3 I ' the... “t . u 30 Table 9 - Fossil Fuel Input for Different Beef Production Systems Input BTU per Practice at a Given Period food value BTU Birth Growth Finish of retail beef Confinement Irrigated Feedlot 13.4 pasture corn Range/ Irrigated Feedlot 8.1 Supplement pasture corn Range/ Range Feedlot 4.4 Supplement silage Range Range Range 1.9 Source: Doering, Otto et al., "Current Energy Use in the Food and Fiber System." USDA, ERS, 1977 in Energy - A Vital Resource for the U.S. Food System. Am. Soc. Ag. Engineers, Chicago, Illinois. 1978. .cnuy I.‘I-e 4 I vn.P\o . s (\n ~\..— . .-.~..~..s PRODUCTION RATE (Io‘7FT’/vn) 31 Figure 4. Complete Cycle of Natural Gas Production in the United States 4L“... --.__._.__ i i i i >. i I l ’ i SJ QESE:VE (n I" U) ULFIMATE Recovaa: L m, 1290 x 1012??? U' (BEEBE,1967) ac _._..—._— [-—--—.— .. o «7 0 Hi 0 v0 0 J \283 x 1012 \ tax ‘ P \‘§\ I - ./ 2 \\ Qxi‘ i3 _ ---- ___...... f. - -_._.,-__i ///// 10 / '4 I / , / r //J . \ ”4 /fl ‘Fé N \ \ “/ / r--‘—*~7-->-—-——-— Source: Energy, Ecology, and Economics. Elements of a Thermodynamically Based Economy, by Herman E. Koenig and Thomas C. Edens. 1977. 32 expected to increase their energy demands 6% for farm machinery, 9% for irrigation equipment, and 17% for pesticides manufacture.22 Finally, there is the question of the impact of the energy problem on society as a whole. Different re- searchers speak for both the highly optimistic end (advances in technology will prevail over all), and highly pessimistic end (culture as we know it is doomed). .Amory Lovins, who developed the concept of net energy 23 is remarkably gain from adopting new technologies <3ptimistic. Lovins specializes in energy-related tech- :nologies. After considerable travel around the world to see what technologies are being developed, he stated ‘that there is sufficient new technology currently available and "on-line" to conserve enough energy to maintain our style of living.24 Herman Koenig, Director of the Center for Environ- mental Quality at Michigan State University, agrees with Lovin's estimates of energy availability, though dis- agreeing on the potential effects of current technology. He is much more pessimistic for the future, as he be- lieves it will be necessary to the survival of society as we know it to decentralize into self-sufficient conmnrnities in the coming twenty years. Dr. Koenig is currently working on a plan to decentralize southeast MiChigan (the Detroit area) an has included in the ‘Iavu e...,, .."V 5‘. :~v§ “ .‘s ’1. ‘.£‘ :wv-v {use 1 1‘ \ a» S s S \ Q . s a» «w ‘ « Wk a; A: a» «We a. w. #5 ‘fw .. s he. ~: .~.. 1.. e. v s .n. \ AKNHb -hfih.‘ ~\~ Awuv he . fiat. :u «5 UN m.. s. I! §-‘ \ _.. 33 plan the concept of many small (10 acre) farm plots surrounding each community to provide some of its basic food supplies (grain and other field crops not included).26 There are as many differentscenarios of the future related to the energy problem as there are experts, but inevitably the future will bring a change in the structure of agriculture. 3. Agricultural Policy and the Family Farm Originally, farm policy was based on the idea of agriculture as the paradigm of free economic competition. The theory envisioned many equally small and homogenous firms, a market based solely on the supply and demand for their goods, perfect information for the participants as to market conditions, easy entrance and exit in the market of firms, and a continual seeking of greater efficiency by adopting lower cost production processes. The less efficient firms go out of business, shifting their resources to other uses.27 In practice the model becomes unrealistic. One aspect - the search for cost reducing production proc- esses - may lead to the development of large sized firms (those which do achieve lower production costs and force others out of that business). These would then restrict competition in that area to the few remaining firms 34 that are most successful. Other problems center around mobility and homo- geneity. Land, some capital items, and many people are not instantly mobile, either with respect to geographic location, or sectors of the economy. Thus, resource adjustments in response to cost saving technology can run into bottlenecks, or create unacceptable hardship. Nor are people or land homogeneous. Factors such as age, lack of education, or lack of appropriate skills, may limit opportunities for some to move out of agricultural production or may make the cost of doing so exceed the benefits.28 Land may or may not have other uses and is not equally affected by changes in technology. Poorer land suffers a relative loss in income producing capacity as technology changes.29 Resource adjustments may be delayed by lags in the dissemination of information. In today's computer economy, information itself becomes a resource, and its distribu- tion (how and.to whom) is an issue of its own. Resource adjustments can also be delayed or prevented by price changes related to the inelastic demand for agricultural commodities. When new production technology has been developed and adopted, farm prices have fallen, relative to prices for other goods (see Parity column in Table 7). Vfldle some resources can move out of agriculture, others 35 are 'trapped in', and subsequently returns to agricul- tural production resources become lower than in other sectors of the economy. Both the low price and low income situations call for public action outside the scope of the competitive model. The low price situation has been the historic basis of farm policy. The low income-poverty situation has received less attention. A solution to this problem is beyond the capability of the model of perfect compe- 30 Having examined the competitive model related tition. to agriculture, it is of interest to look at some of the general agricultural policies and their effects. The agricultural situation in the 19305 had a great deal to do with agricultural policy. International markets were limited, there were continual problems of excess capacity and a pervading welfare situation, due to low returns to all resources.31 The Depression had affected the entire economy so that there were few alternative opportunities for those forced out of agriculture. Large numbers of farm residents (who totaled over 32 million in 1935) were living in near poverty, uncertain of the sur- vival of their farms.32 Efforts by policy makers to remedy these problems included price supports based on quantity of output, supply management (set-aside plans) to improve prices, development of cooperatives and marketing orders to 36 enhance bargaining power, making credit available to Preserve operator ownership and continued research and. (SievelOpment support to improve the productivity of land and labor so that farm costs might be reduced.33 The 19405 and after saw continued excess farm production as jennprovement in technology accumulated faster than resources (people) could leave agriculture. A major 9&331tLiof rural development, extension, and credit programs became speeding the exit of resources out of agriculture ax1¢1_ aiding the technical advancement of those farms 34 reIlI-aining. The gap widened between large and small fa~321tiers. The Agricultural Research Act (Title 7, Chapter 17, Section 427) reads, "It is declared to be the policy of the Congress to promote.. .a sound and prosperous agri- culture and rural life as indispensable to the main- tenance of maximum employment and national prosperity."35 EVer since the days of Thomas Jefferson, the expressed Purpose of the agriculture policy of the U.S. has been to support family farms, especially small, land-owning farms. 36’ However virtually all the competent research shows that the commodity programs are regres- sive, that is, they give more help to those who are already well-to-do than they do to the poor. They widen the distribution of income withinragriculture. 37 Figure 5 shows the 1978 distribution of wheat and feed grain payments, by size of a farm's normal crOp 38 By far the largest percentage of pay- acreage (NCA) . tments went to the upper 10% size class (50% for wheat iand 40% for feed grain). Payments in the upper 10% size class were over 53% for cotton and were 40% for rice. (Dn an average for the U.S., the smallest 50% of farms Ireceived less than 10% of the payments.39 The commodity program subsidies are on the basis of Knolume, or on a dollar-per-bushel basis. Those with Ilarge farms and large volumes get a large payment while the program provides little help to the small operator. Zycre reduction, for example, may considerably benefit 1:he larger operator; he just sets aside his most marginal, ZLeast.productive land. The small operator may be crip- E>led by any acreage reduction at all.40 There are questions regarding agricultural policy ‘tuaday, possibly vital to the whole nation, that are be- coming of great importance in California. They center around such issues as: 1) Is the replacement of family farms by much larger farms leading to the social and economic impoverishment of rural communities? 2) Are small farmers and farm workers being displaced from employment at least in part through the investment of tax-payer dollars in research benefitting primarily large producers, despite the national policy goals of maximizing employment and of enhancing the quality of rural life? 38 iiqure 5 . Distribution of 1978 Wheat and Feed Grain Payments by Size ot Normal Crop Acreage Wheat Percentage ol Program Payments :2" F : Z 30 / / . M :flmmm%%fl /A 6 6 LOW" 10-20‘7. 203095 304096 405096 U006! 404.10% 30-20% 20-1 10% 504070 Acreage Size Class O 9610 a2 30— Z 2... % V 7% .o_ ‘ y / // owmm% A Ad / A LOW“ 10-20% 2080% 304096 40-50% Upper 40.30% 10% 504096 Acreage Size Class 8 3 39 g 0 a? 8 3' ‘ Source: D. Paulberg, Can the Family Farm Survive, 1978. 39 3) Are lower costs claimed for large farm units reflected in fact at the retail level in lower prices, better quality food or other benefits to the consumer?41 California's Small Farm Viability Project reached a number of conclusions on the above concerns: There is little evidence that cost savings to the farmer are passed on to the consumer in the form of lower prices. This is not surprising since the farmer is a price taker, not a price maker, and hence has no control over what the consumer will pay.42 'This is also not unexpected because the price of the farm product makes up just a small percentage of the “total retail price for most items, especially those that ‘undergo any amount of processing. Each "value added" :step contributes its share of the costs (with labor being the largest portion of the whole). Another conclusion of the California study was that \vhile well-structured and properly managed family farms czould compete successfully with far larger units in Gafficiency of on-farm production, they tend to be at a Clisadvantage in competing for resources and markets.43 A tight labor market statewide continued industrial- iAzation of agriculture that displaces farmworkers from 'enmployment, serious economic decline in some regions, a~1'1f farm program payments go to these farmers, on the aaverage small farms receive much smaller payments (Table 15). Only 21% of all agricultural products sold come from small farms (Table 16). However, this varies con- siderably by specific commodity. Small farms produce 54% of the tobacco, 47% of the forest products, and 36% of the forage crops. On the other hand, large farms dominate the markets in sales of certain other commodi- ties. Small farms thus produce only 4% of the poultry and poultry products, 6% of field crops other than grains, forages and cotton, 9% of the vegetables, and 10% of the nursery and greenhouse products. Other commodities sold are produced by small farms at the following levels: cotton (15%), fruits, nuts and berries (17%), cattle and calves (19%), grains (25%), dairy products (25%), hogs and pigs (26%), sheep, lambs and wool (27%), and other livestock(27%). Averages related to small farms across the whole U.S. can take on quite a different flavor when viewed from a regional standpoint. The next section will briefly look at some regional aspects of small farms. 53 15 - Payments from Govergment Farm Programs by Size of Farm, 1974 Size of Farm1 Large Medium Small of Farms 19,493 40,691 155,485 5 (51,0008) 75,827 68,245 136,735 vi payment per Farm 3889.96 1677.15 879.41 ' ($) of Total Payments Farm Size 27.0 24.3 48.7 “I- '1’] A.:- ti" Li 1.- -h '4 1!. { T l ole 10 for size definitions Tables 49 and 56, Census of Agriculture, 1974- :eau of the Census. 54 Table 16 - % of Agricultural Products Sold -- By Commodity Grogp and Size of Farru 1974 Size of Farm @odity 532% Medium 1.3.593 ALL PRODUCTS (9%) 20.9 24.9 54.2 TOBACCO 53.9 25.9 20.2 GRAINS 25.0 33.0 42.0 FIELD SEEDS, HAY, FORAGE 8 SILAGE 35.5 24.6 39.9 COTTON s. COTTONSEED 14.6 18.1 67.3 0mm: FIELD CROPS 5.9 12.2 81.9 VEGETABLES, SWEET CORN s. MEIDNS 8.7 9.3 82.0 FRUITS, NUTS, 8 BERRIES 17.2 17.8 65.0 POULTRY s. POULTRY PRODUCTS 3.8 16.9 79.2 DAIRY PRODUCTS 25.5 38.4 36.1 CATTLE s. carves 19.1 15.8 65.1 SHEEP. LAMBS & WOOL 27.0 20.0 53.0 Boss 8. PIGS 26.5 35.5 38.0 OTHER LIVESTOCK 27.1 18.6 54.3 WERE! a GREENHOUSE PRODUCTS 9.8 12.0 78.2 FORESTRY PRODUCTS 46.7 23.1 30.2 _\ Source: 1974 Census of Agriculture, 131:7: Table 61- :ls 55 3. Small Farms by Region Small farms are found in every state. As mentioned earlier 79% of all farms gross less than $40,000 in sales. These farms are more prevalent in some areas than others, however. The map in Figure 6 gives some idea of the distribution of small farms across the country, based on a $20,000 gross sales divider. By this method of counting small farm concentration is highest in states such as West Virginia (93%) , Tennessee (90%), Kentucky (86%), Virginia (83%), and Alabama (81%). Another fourteen states have over 70% concentration of small farms: Texas (79%), South Carolina (78%), Alaska i ._'i 7 ’1 X ._ a _\ 4 ' ‘V I» h .9 . 3' :‘ J.~ k ‘ - 'E‘ 1“ ,. 31*".- . u 7 _‘ 3 e . x . I”: . , I 1 i .' ‘ . . (78%), Oklahoma (76%), Missouri (75%), Florida (74%), North Carolina (74%), Louisiana (73%), Hawaii (73%), Michigan (73%), Utah (73%), New Mexico (71%), Oregon (71%) and Arkansas (70%) . (See Appendix 2 for a com- PIEte listing). By the new USDA small farm definition (see section II.C2.1.) 6.6% of North Eastern farms are small farms, with 43.9% in the North Central Region, 39% in the South and 10.5% in the West. For the U.S. small farms repre- sént only 53% of all farms (see Appendix 3 for more details). However, based on the definition preferred by this author (less than $40,000 gross sales - see II.C.1.), s82 .mocmxuoz Such AHOEm mom. .mhmu A on» no mmcwcooooum "mozmma swam Madam .momm edema "euusom $02 .823 «we aooouaooe will mdwalllilllllllu . . .U<3 nHHHnnvIIllllnl . Scam-Sooa in . ll (lllllflliMlLluHfl'lllllllll. muamflndnwmmmwrlufilllWlJ _ Mu $59-8o6e ”muse- H, -lllll...“ T- a... z .55. .Hujxo ltl (ii “(((lilrllllll l. 02W .23. .433 m: y .50 ill.) ”Gunman“. . <.. uxx+mxs as. .111 r p .. >uz. may. .IJ maxoxmox «so. ”waxwxmmw 5:3 .lxxeamwmw mi :3 m 9.3. 22:4 3.0 5.3 2 ~st [/01 zis 30.3 :2: one. — — mo emmueooeem .o euzmqm .vhmu .uueum an coceomwlccze mama mo mu~cm unacc< new: ninth 57 Table 17 - Small Farms by Regions, 1974, with Average Net Farm Income (% of Market value of Net farm Regions Farm # total) ag products sold (%) income (%) U.S. 1,834,866 100% 17,524,252 100% 4,731,633 100% ($2,578.73 North /U.S. farm) East 97,085 5.3 996-769 5.7 193,998 4.1 ($1'998'82/farm) North Central 754,706 41.1 9,532,981 54.4 3,127,769 66.1 . ($4,144.35/farm) South 810,037 44.2 5,328,410 30.4 1,188,078 25.1 ($1,466.70/farm) West 173,038 9.4 1,668,091 9.5 221,786 4.7 ($1,281.72/farm) Source: Census of Agriculture, 1974. 58 There is a significant concentration of small farms in the North Central and Southern regions. The North Central farms have a much higher level of goods sold (54% of total small farms in U.S.) and the highest average income ($4144/farm). Having looked at the past and current situation of the small farm in the U.S., we will consider some of the active forces of change and the role of the small farm. 59 D. Chapter Footnotes and Miscellaneous References Footnotes 1Philip M. Raup. "Societal Goals in Farm Size" ed. by A. Gorden Ball and Earl O. Heady. Iowa State University Press, Ames, Iowa. 50011. 1972. 2Embodied in these early philosophies were aspects of an effort to break the British system of primogeniture and entail, and to emphasize the right to occupy and own vacant land without reference to any prior claims Britain might think it had. (see #1). 3Ibid., p. 4. 4Ibid., p. 5. 5 North Central Regional Center for Rural Develop- ment. Small Farm Research Priorities in the North Central Region. Iowa State University, Ames, Iowa. 50011. February 1979, p. 1. 6U.S. Bureau of the Census, U.S. Census of Agricul- ture, 1974. U.S. Government Printing Office, Washington, D.C. 1978. 7Ibid. 81bid. 9Op. cit. Raup, p. 7 (see #1). 10Status of the Family Farm. USDA, ESCS, AER #434, Washington, D.C. 20250. September 1979. llIbid., p. 8. 12Alex P. Mercure. Rural America in the 19705. Statement before the Subcommittee on Rural Development of the Committee on Agriculture, Nutrition, and Forestry. U.S. Senate. April 25, 1978. 60 13Andrew J. Sofranko, and James P. Williams, eds. rth of Rural America: Rural Migration in the Mid- . North Central Regional Center for Rural Develop- . Iowa State University, Ames, Iowa. 50011. June . 215 pp. 14David Orden and Dennis K. Smith. Small Farm rams: Implications From a Study in Virginia. Research etin 135. Virginia Polytechnic Institute and State ersity, Blacksburg, Virginia. 24061. October 1978, 9. 1511618., p. 21. 16 Mercure, p. 90 (see #9). 17E. M. Babb. "Some Causes of Structural Change in Agriculture" in Structure Issues of American Agri- Jre. USDA, ESCS, AER #438, November 1979. 181618., p. 52. 19Following section on technology from: :hi Lu, and Leroy Quance. Agricultural Productivity: 1ding the Limits. USDA, ESCS, Agricultural Informa- Bulletin #431. August 1979. 20Energy- A Vital Resource for the U.S. Food gm: Cost and Policy_Impacts on Agriculture and the Jmer. Am. Soc. Ag. Eng. Chicago, IL December 19, . p. 25. 21George Ayers. Class Notes from "Biological Pest :01” Michigan State University, Spring Term 1980. 22B. A. Stout and C. A. Myers, A. Hurand, L. W. Ley. Energy for World Wide Agriculture. Michigan 9 University, East Lansing, MI 48824. September 1977. 23Amory Lovins. Talk at Michigan State University, Lansing, MI 1979. 24Ibid. 61 25Herman Koenig, Personal Communication, Michigan .e University, East Lansing, MI 1978. 26Ibid. 27Op. cit. David Orden (#14), p. 9. 281bid., p. 10. 29Ibid., p. 12. 30Ibid., p. 12. 31David H. Harrington. "Perspectives on the Eco- cs and Structural Change in U.S. Agriculture" in pture Issues of American Agriculture. USDA, ESCS, cultural Economic Report 438. November 1979. 32Ibid., p. 48. 331bid. 34Ibid. 3SSmall Farm Viability Project. The Family Farm alifornia. November 1977. 36J. Patrick Madden and Heather Tischbein. "Toward genda for Small Farm Research." Am. J. of Ag. Econ., 61:5, December 1979. 37Authors referred to were H. 0. Carter, Willard W. rane, Paul Findley, Varden Fuller, Charles Harden, Nelson and Luther Tweeten. 38Don Paulberg. "Farm Price and Income Support rams and the Future of the Family Farm" in Can the 1y Farm Survive. Special Report 219, University of ouri, Columbia, Missouri. 1978. 39Op. cit. Status of Family Farm (#10) p. 37. 40Op. Cit. Don Paulberg (#38), p. 57. 62 41Small Farm Viability Project (#35), p. 6. 42Ibid., p. 11. 4311818. 44Ibid., p. 10. 45Ralph E. Hepp, "Small Farms in U.S. Agriculture", Agricultural Economics Staff Paper 79-45, Michigan State University, East Lansing, MI 48824. 1979. 18 pp. 46Op. cit. Madden and Tischbein (#36). 47Thomas A. Carlin, "Small-Farm Component of U.S. Farm Structure" in Structure Issues of American Agricul- ture. USDA, ESCS, Agricultural Economic Report 438, November 1979. pp. 274-277. and Ovid Bay. "USDA Small-Farm Policy: Emphasis on the Family" Issue Briefing Paper #28, USDA. Office of Governmental and Public Affairs, Washington, D.C. 20250. September 19, 1980. 481bid. (Carlin), p. 274. 49Ibid. (Carlin and Bay). SOIbid. (Carlin). 51Status of the Family Farm. Committee on Agricul- ture, Nutrition, and Forestry, U.S. Congress, Senate. 96th Congress, lst Session. U.S. Government Printing Office, Washington, D.C. 1979. 52James E. Horne. Small Farms: A Review of Characteristics, Constraints, and Policy Implications. SRDC Series #33, Southern Rural Development Center. Mississippi State, MS 39762. September 1979. 35 pp. and Census of Agriculture, 1974. Bureau of the Census, Washington, D.C. 1978 . “-5..”- . 63 53J. Patrick Madden and Heather Tischbein. Joint Statement in Hearings before the Subcommittee on Agri- cultural Research and General Legislation of the Committee of Agriculture, Nutrition, and Forestry. U.S. Congress, Senate. 96th Congress, lst Session. U.S. Government Printing Office. Washington, D.C. 1979. 54Other, more appropriate, measures might be possible for research projects including in-the-field surveys of the population to be evaluated. This, however, is a costly technique . 550p. cit., Hepp (#46), pp. 2-3. 64 Miscellaneous References Herman E. Koenig and Thomas C. Edens. Eccfilogy and Economics: Elements of a Thermodynamically Based Economy." in Problem Analysis in Science and Engineering ed. by F. H. Branin, Jr., and K. Husegin. Academic Press 1977. "Energy Curtis Stadtfeld, From the Land and Back. Charles Scribner' 5 Sons , 1972 . USDA, ERS. The Economic and Social Conditions of Norumetrgpolitan America in the 19705. 1975. North Central Regional Center for Rural Development. SmaJJ.Farm Research Priorities in the North_Central Region. Iowa State University, Ames, Iowa 50011. February 1979. World Energy Outlook. Exxon Background Series. December 1979. ". Chapter III ACTIVE FORCES OF CHANGE AND THE ROLE OF THE SMALL FARM The "Welfare" v5. "Function” Debate Social Aspects: The Value of Small Farms in Rural Communities. Energy 1. Transportation, Decentralization, and Diversification 2. Labor Intensive Operations and Family Farm Units Organic Agriculture 1. Energy 2. Health 3. Environment 4. Poverty Roles of Small Farms 1. Full-time 2. Part-time Footnotes and Miscellaneous References Chapter III ACTIVE FORCES OF CHANGE AND THE ROLE OF THE SMALL FARM A. The "Welfare" vs. "Function" Dispute In the past there has been a general agreement that small farms are an anachronism out of place in large-scale, capital intensive modern agriculture. There has been a consensus that they are inherently economically inefficient. Past agricultural policies were based on the premises that: a) small farmers are not economically viable; b) the best opportunities for those operating small farms are in the non-farm sector; and c) the world's food and fiber needs can best (most efficiently) be met by large-scale, energy-and-capital- intensive agriculture. These policies have had the message of "get big or get out," and, indeed, that is what happened to many small farms. Between 1950 and 1974 alone there was a loss of over three million farms (see Table 18). Of those, 76.2% were small farms. Medium sized farms de- creased by 25.4% and large farms increased by 1.6%. Change also occurred in the share of the market sales by size (Table 19). In 1950 the respective share of 65 a.“ 66 Table 18 - Change in Number of Farms, by Size! 1950-1974. Sizes Number of Farms1 31: Farms 1950 1974 Change Percent Change Small 4,169,441 1,834,866 -2,334,575 -56.0 Mediumn 1,102,362 324,310 - 778,052 -70.6 large 103,231 152,599 + 49,368 +47.8 Total 5,375,034 2,311,775 -3,063,259 -57.0 1 . Abnormal farms not included Source: U.S. Bureau of the Census, Census of Agriculture, 1950 and 1974. 67 Table 19 - Market Value of Agricultural Products Sold, by Size of Farm, 1950 and 1974. FARM SIZES Small Medium Large 1974 Market Value ($10005) 17,524,252 20,071,570 43,699,427 Percentage of Market Share 21.6 24.7 53.7 1950 Market Value ($10005) 5,824,598 10,577,563 5,786,964 Percentage of Market Share 26.2 47.7 26.1 ****** Percent change within Farm Sizes, 1950—1974 — 4.6 -23.0 +27.6 Source: U.S. Bureau of the Census, Census of Agriculture, 1950 and 1974. “in 1: "My .1. “A“ Vie. (‘) (D We“. ‘0‘; VV .v.‘ (K) h‘. 1,, in“: \ d'l‘ uh. 68 the market for small, medium and large farms was 26.2%, 47.7% and 26.1%. By 1974 that had adjusted to 21.6%, 24.7% and 53.7%, showing that large farms were benefiting from the market policy advantages they were receiving. However, the 19705 saw evidence of an increasing concern for the "small farm problem." The Rural Develop- ment Act of 1972 and the 1977 Food and Agriculture Act both included sections advising development of extension and research programs for small farmers. Jim Hightower (Hard Tomatoes, Hard Times) was not impressed with the efforts. Concerning the Rural Development Act, he wrote, "Having failed millions of small-scale operators during the past thirty years, USDA washes its hands of them... (the Act) is USDA's answer to their small-farmer 'problem.‘ But the effort here is not to help the little guy in farming, it's to help him out of farming...it could do as much for the small farmer as it does for the biggest farmer and for corporate agribusiness. But it does not." In 1978, USDA, ACTION, and the Community Services .Administration sponsored five regional conferences on Small Farming.3 Following those conferences, in January 1979, Secretary of AgricUlture, Bob Bergland, declared that.USDA policy would seek to preserve a place for the sma11.farm operation in American agriculture.4 (See Appendix 4 for USDA's actions in implementing this policy.) 69 Following are the suggestions of the USDA Ad Hoc Com- mittee on Small Farms of the Joint Council on Food and Agricultural Sciences: 1. The rationale for assisting small-scale farmers is based on the following four principles: —- All farmers, regardless of farm size, should be in a position to benefit from the agricultural science and education system; because of varying needs and types of farming, no single method of assistance will suffice. Programs must meet the unique needs of small-scale as well as larger-scale farmers. -- Simple humanity requires attention be given to those whose needs are greatest, and human dignity dictates that effort be expended to assist low income small-scale farmers to raise their income, from either farm or nonfarm earned income. -- An agricultural system that accommodates small farms provides the opportunity for persons to choose small-scale farming, or to combine farming with off-farm employment as a life style. -- Assistance to small-scale farmers will promote better management and more effective use of a significant body of the nation's natural resources. 2. Small farm research, extension and teaching should not be undertaken: -- To significantly affect the food supply, or -- For purposes of altering the number of farms producing most of this nation’s food and fiber. 70 3. Success of a small-farm effort should be measured by: -- The number of small-scale farm families whose real earned farm and nonfarm income increases, with greater emphasis given to raising all farm families above the poverty level. -- Number of small-farm families who per- ceive that their quality of life has improved. -- Reduction in underemployed rural human resources.5 While much is praise-worthy in the above proposals, point 2 specifically limits government small farm efforts to the "welfare" realm. This is not only likely to affect the direction of policy decisions in the future in terms of taxes, and credit availability, etc., but may limit efforts in research and education that could help the small farmer become a more viable participant in the food and fiber system. Why should treating small farms as a welfare issue be significant? In general, it seems that in the past an almost deliberate policy stand was taken to push small farms out of agriculture. This was related to the chronic surplus production that threatened prices and therefore the livelihoods of all farmers. As Kenneth Boulding, an agricultural economist at the University of Michigan, once wrote: 71 The only way I know to get toothpaste out of a tube is to squeeze, and the only way to get people out of agriculture is to squeeze agriculture... If you can't get people out of agriculture easily, you are going to have to do farmers severe in- justice in order to solve the problem of allocation.6 (See Appendix 5 for the policy of the Committee for Economic Development [CED] for the farm labor force.) The remaining small farmers indeed mainly exist in poverty. (See Table 17, Chapter 2.) Average net LAMA 4‘5 » m i -1 farm income for small farms in the U.S. is $2579. Small farms in the North Central region fare the best with an average net farm income of $4144. Critics l _, 11‘ have suggested, however, there is no reason to limit small farm policies to the "welfare" realm. Dr. Allen Thompson, from the Whittemore School of Business and Economics at the University of New Hamp- shire, has several conclusions concerning small farms: 1) Past research and policy has failed to consider the "externalities" of farm policy effects on the rest of the economic system - leading to a systematic under- standing of the true costs of farm policies that have helped reduce the number of small farmers. Social costs and benefits should be considered for any policy. 2) Small and large farms seem to operate in different economic systems and past economic models are more appropriate for researching large farms. 72 3) A separation.of potential from actual efficiency is necessary. Significant gains can be made over current small farm produc- tivity by employing more modern technology and better management. Past data on small farm efficiency reflect the results of the institutions that favor larger farms. In many cases inefficiency is not due to inr herent diseconomies of scale in production. One interesting point can be noted by returning to look at changes in market share of sales (Table 19). Small farms, in.Spite of a 76% decrease in numbers over a 25-year period, only lost 4.6% of their share of the market. While large farms have captured over half of x; the market, smaller farms progressed more (relative to ”Hue?" their size) by increasing their sales per farm more than did large farms (Table 20). The rest of this chapter explored areas in which there are special considerations relevant to small farms that indicate their potentially vital roles in agricul- ture and society. B. Social Agpects: The Value of Small Farms in Rural Communities Policies affecting small farms have wider implica- ‘tions for rural and urban society. The urban implica- -tions of the mass migration from rural areas are familiar- high unemployment, ghetto poverty, unadjusted people, etc. Rural areas suffered from the withdrawal of the 73 Table 20 - Market Value of Products Sold Per Farm, r“ BygSize, 1950 and 1974. Size of Farm 1950 1974 ($ Sold by Farm) Small 1,400 9,551 Medium 9,595 61,890 Large 56,058 286,368 Percent Increase 682 645 511 Source: U.S. Bureau of the Census, Census of Agriculture, 1950 and 1974. 74 population as well. While there has been a movement back into rural areas that has improved job oppor- tunities, ...it is important to note that not all rural areas or rural people have shared in this growth. Approximately 500 counties in parts of the Great Plains, the Cornbelt, and the Mississippi Delta continue to lose population as many have been doing for 20 or 30 years. Most of these counties are agricultural and have experienced an exodus of workers from agriculture that has ex- ceeded non-farm job creation. For almost 30 years there was only one study of the relationship between agricultural structure and rural communities. Walter Goldschmidt conducted a study of two Californian communities that were similar in many economic and social aspects.9 The main difference was that one was surrounded principally by large commercial farms, while the other was in the middle of small family farms. The determination he made was that the community serving small farms had a more active economic and social life than did the community surrounded by large farms.10 The town surrounded by family operated units was superior in all measures reflecting quality-of-life: "income, level of living, social and physical amenities, social and religious institutions, and the degree of local con- trol of the political process."11 After Goldschmidt's study there have been several <5ther studies conducted. Two relatively unknown projects 75 were studies of Maine's contract-broiler growers, comparing the social and family characteristics of in- dependent egg producers and broiler growers with those who had formal contracts with large vertically inte- 12 The studies were in the late 19505 and 13 grated firms. again in the early 19605. There seemed to be few social or economic disadvantages for the contract broilers. However, the study did not focus significantly on measuring the community life of the producers. A fourth study, this one by William D. Heffernan, at the University of Missouri-Columbia, compared the community life of family farmers and of farmers involved in contract broiler productions with that of workers and managers of larger than family farms.14 This Louisiana-based study provided four main conclusions: First, workers in corporate-farmhand structures are less involved in the formal and political activities of the community than are those in family farm structures. Secondly, owner—managers in the corporate farmhand structures are more involved in those aspects of the community than are family farmers. Thirdly, the first two con- clusions suggest rather clearly that the corpor- ate farm structure, relative to the family farm structure, begins to emphasize the two extremes with community and political involvement. This type of agricultural structure suggests the de- velopment of two rather distinct social classes of rural America which undermines the traditional American ideal of equality. The fourth conclu— sion is that little difference exists between workers in the corporate integrated structure and workers in the family farm structure with regard to community involvement. 76 A fifth study was done by the Community Service Task Force of the Small Farm Viability Project in California in 1977. It restudied Goldschmidt's two 16 communities. Changes had occurred in the two areas over time, and the study documents the historical growth patterns of the large-farm and the small-farm communities over 30 years. Following are the findings of the original study compared with the current update information: As in 1945, the small-farm community continues to support more businesses than the large-farm community by a ratio of 2:1. The volume of retail trade in 1976 was greater by nearly 70% in the small-farm community, an improvement over the 61% advantage in 1945. Expenditures for household supplies and building equipment were not available. It was also impossible to determine the number of persons supported per dollar volume of agri- cultural production. The small farm community has improved its ma- terial advantage since 1945, as measured by median family income. In 1976 Dinuba had 2% times the number of inde- pendent business outlets in Arvin, a ratio equivalent to that found in 1945. Farm laborers constituted 37.6% of the large- farm community's labor force in 1970 and only 13.7% of the small-farm community's, compared with 66% and 33% respectively in 1945. The number of physical facilities and public services is still far greater in the small-farm town. -r an :"THV‘WT' _. 1 vet‘s-—..q»-a w- - p- - . ‘ . ”:13 w. . ...- 77 As in 1945, there are more schools in Dinuba than Arvin; four elementary schools to two, one junior high school to none, and one high school in each town. The small-farm town still provides its citizens with many more park facilities; five parks to two, and eight playgrounds to ( none . e The small-farm town has more than four times the number of social and civic organizations. Public recreation centers were not touched upon. Today as in 1945, Dinuba supports two news- papers, while Arvin has one. Consistent with 1945, churches bear the ratio of 2:1 in favor of the small-farm community. -. 5-, ~— -., ._._..—.a,..,..'.’ r' a . .4 -. 3' . -. . .3. Local decision-making is more accountable and , unified in the small-farm community, whereas 8 in the large-farm town, decisions are made in. 5 a confusing and fragmented fashion because of the proliferation of special districts. This reaffirms the 1945 findings.17 Finally, a sixth study was done by University of California-Davis, also in California.18 This covered 130 towns in the San Joachim Valley, with the objective of comparing size of operation, ownership of land and ‘water resources, and the quality of community life. The findings point out that there is a pattern of ad- xnantage going to those communities with small farming area or democratic. water usage or both. "Large scale (agriculture offers the local communities no substantial advantage . " 1 9 78 The Community Service Task Force outlines the process of structural change it found: When small farms are replaced by larger farms a process of economic and social decay begins in rural communities. As farm families move away, local businesses k begin to dry up. Social organizations also ' begin to stagnate as opportunities and local revenues shrink. Public services are constricted by the reduction of the local tax base. As control of the land base is concentrated the probability of absentee ownership is increased. This erodes the . local control of community residents and bi takes more money from the local economy. The population of the community becomes less stable as hired labor, often seasonal, replaces local labor, and average incomes tend to drop. This situation also prevails in areas of California that ware developed originally into large farms.2 The Task Force pointed out however, that all is not necessarily rosy for small farm communities. They may be isolated, and may have a limited tax base, as the main employment base (agricultural land) is outside the taxing jurisdiction of small cities. If unincor- ‘porated, funds will be received from the county, but at low levels. Small communities are frequently less lcnowledgeable concerning applying for state and federal assistance. There may well be a housing shortage, in- adequate sewer and water systems; costs for utilities, 21 transportation and retail food are high. Again, there is room for creative public planning and policy making. 79 C. Energy, As energy in agriculture has been discussed elsewhere, at this point the paper will be confined to a short discussion of the more important points. 1. Transportation, Decentralizationj and Diversification Energy costs in agriculture go beyond the simple aspects of production. After production, commodities can and are shipped across the state, country and world. Where competition is strong, it's possible to see an East Coast enterprise ship exactly same product to the West Coast that a West Coast concern is shipping east. Economists have been at pains to defend, or at least ex- plain, this massive criss-crossing transportation net- work. At the beginning of an era of resource rising costs and shortages, it becomes less acceptable and feasible. One area, the San Joaquin Valley, produces 42% of California's agriculture products, or close to one-twentieth of the total U.S. output.22 Though it has been calculated that by the year 2000, California ‘will have so many people it won't be able to export any 23 currently the rest of the country is fairly food, dependent on Californian food and fiber. This is quite evidence by the “shock waves“ felt through the nation 'when.California has bad weather that damages or wipes out.a.crop. The situation is hardly a stable one. 80 Residents of the North East feel themselves particularly vulnerable and are starting a push for regional 'food self-reliance.‘24 In a written report, two small farm advocates from Vermont maintained: "We will never produce F more than half our food needs, but we can begin to cut the margin and in so doing we can keep the food dollar in Vermont, keep people off the public dole, rely less on social serv- ices, help rebuild our rural communities, and finally create a sense of interdependence among the rural people."25 y So regionalism, also praiseworthy from the perspective of s.mx\”* energy conservation as from stable food supply, is be- ' ginning to generate support. Energy limitations can affect the structure of community organization as well as the structure of agri- ,yfi;§ei culture. Dr. Herman Koenig, Director of the Center for Environmental Quality at Michigan State University, he- lieves the energy problems will be severe for the future. 1T0 improve the possible situation, Dr. Koenig recommends a: decentralized form of society: small service self- snifficient communities surrounded by small (say ten acre) pJJJtS of land for growing a part of the local food sup- 26 ply. In close conjunction with a regional and decentralized form of agriculture and corrununity is the idea of diversi- fszation. This implies a move away from the emphasis on the: vast monocultural systems of agriculture, to produce 81 a mixture of commodities. Even more energy efficient can be small integrated crop and livestock farms. The products and wastes from the integrated systems comple- ment each other, even moving toward an ideal difficult to achieve - closed-system agriculture (wherein an agri- cultural unit would be input self-sufficient and the output generally stay on the farm). Diversification can vastly improve the biological system itself, aiding when properly designed, in effective pest control. 2. Labor-intensive Operations and Family Farm m One theoretical major difficulty of limited re- source farms is a lack of capital for many energy- intensive inputs. In reality, the small farmer's ability to substitute labor-intensive technology for capital and energy-intensive operations is a major ad- vantage. As energy and capital become more expensive and less accessible, the small farmer maintains a degree of flexibility unavailable to his larger counterparts. While industry may expect a 13-15% return on in- ‘vested capital, farmers may receive only 6% (even before any'return to management). In many ways this is related 'to a.lack of choice on the part of the farmers. For rmany farmers, however, objectives may extend beyond Imaximum profit and include consideration of farming as a ‘WBY’Of life, not just a way to make a living. 82 D. Organic Agriculture Organic Agriculture is just emerging as a respectable farming technology.29 Much research remains to be done, but what exists so far is encouraging. It seems that though organic technologies can be used on large—scale farms, they are best adaptable to small operations. With low input requirements, organic agriculture meets many of the needs of limited-resource farmers. 1. Energy The Center for the Biology of Natural Systems, of Washington University in St. Louis, conducted a study comparing matched conventional and organic farms, mainly 30 The organic farms were much analyzing field crops. less energy intensive. The high energy inputs used by conventional farms were inorganic fertilizers and pesti- cides (see the Chapter II discussion on Energy in Agri- culture). The Organic farms averaged 6.9 thousand BTU's per dollar of market value produced, while the average for the conventional farms was 16.2.31 Just as "small farmer" refers to a wide spectrum, so’does "organic farmer": the definitions are many. But it can be said that organic farmers tend to use less energy intensive inputs. 2. Health There has been increasing consumer concern over 83 widespread chemical additives in processed foods and over the chemicals sprayed for pest control on food. Diets are changing, with a shift in evidence toward more 32 This can ”natural," unsprayed and unprocessed foods. be of benefit not only to the organic farmer, but also to the small, local farmers, as both may be able to market their products direct to consumers. Additionally, health considerations are important to those farmers switching into organic agriculture. They cite interest in the health of their family, the soil, and the animals they raise, when organic practices are used.33 3. Environment Farmers have been called "stewards of the soils," but in many parts of the country the stewardship is not working very well. Iowa, for example, is praised for its cost sharing conservation efforts, paying close to $6 million last year. Despite this, the efforts cover only 20% of what needs to be done. Forty years from now an additional 40% (10% now) of Iowa's farmland will be 34 severely eroded. One young farmer, after pointing out that a "cheap food policy" is in reality a cheap raw materials policy, continued to say, But in the end, we will have sold America's agricultural treasure at discount. We will have strained the family farm system to the point of rupture... We will take the respon- sibility, because we're not just stewards of . ~ . ' " 'S.‘ " E (Whig .3 84 our soil, we are stewards of our energy and water resources as well. We hold them in trust for future generations... And we‘re managing that trust about as well as some of our forebearers looked after the buffalo herd. And as a young farmer I'm beginning35 to know what it felt like to be a buffalo. Organic agriculture techniques are not only less energy intensive, but emphasize soil building and con- servation. ...greater effort to conserve soil and water and protect the environment is an.inescapable mandate for the future. Organic agriculture may not only be in a better position to con- form, but may have pointed lessons for all to learn. It may have played a demonstration role. If this be true, it could be the single most positive contribution organic agriculture makes...36 4. Poverty Organic agriculture as mentioned above is an.appro- priate technology for limited resource farmers. The National Sharecroppers Fund recognized this in the late 19605, adopting organic methods for training its agricul- tural paraprofessionals, who help NSF coops.37 Today the Frank Porter Graham Center (see Chapter IV) carries on the ‘tradition. E. Roles of Small Farms Small farms function, or try to, over a wide range (of life situations. Some small farm.operators may be more interes: c: not that 1 bY' An many Paper 8 p‘ZODo 85 more interested in 'just living in the country,‘ whether or not that limits their agricultural efficiency. Others are definitely in farming to feed their families, whether they can provide a good living or barely scrape by. In many respects there is little difference in this paper's proposal for the roles of small farmers and those they fulfill today. The objective is to help these roles and the people in them to function more effectively, in ways they may not today. 1. Full-time The full-time small farmer should be viable, parti- cipating actively in the food or fiber system to the limit of his objectives. A combination of good enterprise selection and integration into his system, with good man- agement, in a climate of favorable institutional policy, will make the small farmer's success much more likely. The full-time farmer can be helped to find advantageous conditions and strength in numbers by aiding him to join or form a c00p for input purchasing, or more importantly, for marketing. Also valuable in the long term is the .active encouragement to everyone, including the farmer, 'to'take seriously his role as steward of the soil to en- hance its productivity long into the future. Also of great benefit to the farmer would be direction in using newer, less energy intensive methods and systems. .l gm ~- 7‘. 4'": 7;: f 7 " 15:. 2. Part Tue par " 86 2. Part-time The part-time farmer sometimes has more staying power in adversity, from his significant off-farm income. He has no less responsibility for the effective use of the resources at hand than the full-time farmer, though his relation to agriculture could be much more varied according to conditions, such as: --Entry into agriculture - With land and capital equipment as expensive as it is today and interest as high as it is, it is necessary for the begin- ning farmer to have a large off-farm income or other help. The disappearance of relatively in- expensive entry into agriculture is forcing a de- cline in the numbers of farmers as old ones retire and are not replaced. --Exit from agriculture - Part—time farming may be a useful step in beginning the retirement process or in divestment to leave agriculture. --Supplemental income, or "two-timers" - Off-farm income may be instrumental in raising the farmer's quality of life. This can be properly approached as a beneficial and intelligent option. --Hobby farming - The farming activity (enjoyment of the product) is the main objective here. Good practices and different methods can still be in- troduced, even as a way to gain their trial by more reticent types of farmers. 87 --Country lifers or rural residents - The objectives here are likely related to an appreciation of country life. Agricultural activity is probably on a small scale for supplemental food. --Self-sufficient - Though a share of rural residents may practice a large degree of self-sufficiency because of the exigencies of rural poverty, this category is likely to more describe those with goals of becoming food and/or energy self-reliant as a virtue. Possible other desires in this direction would be to practice voluntary simplicity in living and a barter economy for one's needs. 89 11Agricultural Structure and the Community. William D. Heffernan in Can the Family Farm Survive? Special Report 219, Ag. Experiment Station, University of Missouri, Columbia, Mo. 1978. 12Ibid. 13Lewis A. Flock. Social and Family Characteristics of Maine Contract Broiler Growers, Maine Agricultural Ex- periment Station Bulletin 569, Orono, Maine, August 1960. 14Op. cit., Heffernan (#11). 15Ibid. 16Op. cit. Small Farm Viability Project (#10), p. 218. 17Ibid., p. 220. 18Ibid., p. 230. 19Ibid., p. 242. 201bid., p. 243. 211bid., pp. 244-245. 221bid., p. 230. 23USDA. A Dialogue on the Structure of American .Agriculture: Summary of Regional Meetings. November 27— December 18, 1979. p. 6. 24Massachusetts Cooperative Extension, New England Small Farm Project, Personal Communication, July 1980. 250p. cit. (#23), p. 7. 26Dr. Herman Koenig. Personal Communication, Michigan State University. Fall 1980. 27Op. cit., Heffernan (#11), P. 35. 1r ‘ '. M ‘ 51.51332... .-. ._,; ._ . 8 . Irw1n he. Englewc Report 353;. Study 1 D.C. 20250. 300rgani Salt: A Com; for Selected Biology Of N; ’10- 63130. 90 28Irwin T. Saunders. Rural Society. Prentice-Hall, Inc. Englewood Cliffs, NJ 07632. 1977. 29 Report and Recommendations on Organic Farming. USDA Study Team on Organic Farming, USDA. Washington, D.C. 20250. 1980. 30Organic and Conventional Crop Production in the Corn Belt: A Comparison of Economic Performance and Energy Use for Selected Farms. W. Lokerety, et a1. Center for the Biology of Natural Systems, Washington University, St. Louis, Mo. 63130. 31Organic Farming: Yesterday's and Tomorrow's Agri- culture. R. Wolf, ed. Rodale Press, Emmaus, Pa. 1977. 32"Shifting U.S. Diets May Alter Farming." Farm Economics. Harold E. Neigh. Pennsylvania Cooperative Ex- tension Service, University Park, Pa. 16802. 1980. 33"Iowa," The New Farm. Vol. 3:2, p. 7. 34Jerome Goldstein. The Leastigthe Best Pesticide Strategy. J. G. Press. 35Steve Smysen. "What Price Productivity?" The New Farm, Vol. 3:2, p. 13. 36Harold F. Breimyer. A paper on economics of organic agriculture (Lincoln, Nebraska, October 24, 1980) cited in Small Farm Advocate issue No. 6, Fall 1980. 37Robin Myers. "The National Sharecroppers Fund and the Farm Coop Movement in the South" in Radical Agricul— ture, Richard Merrill, ed. Harper and Row, New York. 1976. i": . .. “alfijoh-Inruen‘rurv .3 ., . "h Robe: and Ecolom ‘ C) O (n m 1’ Allanheld, Charles ..... Nature af 59 Econ pa ' C01lifflbia, v0. ti USDA. T Ni. fat: Managing “ “Yetf . -e 3 91 Miscellaneous References Robert Oelhaf. Organic Agriculture: Economic and Ecological Comparisons with Conventional Methods. Allanheld, Osmun & Co., N.Y. 1978. Charles Alexander, Jr. and Philip F. Warnken. The Nature and Extent of the Organic Agriculture Industry. Ag Econ Paper No. 1978-37. University of Missouri, Columbia, Mo. 1978. William E. Saupe. Information Needs Relatingyto Small-Farm Programs; and Policies. USDA, ESCS Staff Report, Washington, D.C. July 1980. USDA. Living on a Few Acres: Yearbook of Agricul- tureJ 1978. Washington, D.C. 1978. Managing_the Part-time Farm. CES, Purdue University, Lafayette, Indiana. March 1966. Chapter IV SMALL FARM RESEARCH AND ACTIVITIES A. Research 1. Historical Perspectives and the Past Emphasis on Large Farm Problems 2. Small Farm Problems 3. 1978 CRIS Search 4. 1980 CRIS Search 5. Small Farm Research Needs B. Small Farm Activities and Management Education Programs 1. COOp Extension Programs in the South; Missouri . Frank Porter Graham Center Agricultural Marketing Project New England Small Farm Project £11wa Coolidge Center for the Advancement of Agriculture 6. Organic Agriculture Organizations; MOFGA 7. The Mother Earth News 8. Center for Rural Affairs 9. Washington Small Farm Resources Network 10. Washington Cooperative Extension 11. Tilth 12. Rural Venture and Control Data Corporation 13. National Rural Center C. Mini Small Farm Reference Library D. Footnotes as». :1 I'D Inln! Chapter IV SMALL FARM RESEARCH AND ACTIVITIES This chapter will look at small farm research - past and present, as well as recommendations for the future (IV.A.). It will also briefly profile several organizations and their small farm activities (IV.B.). A small farm "mini research library" will be presented for the service of those desiring a brief look at the small farm situation through primary materials (IV.C.). IV.A. Research 1. Historical Perspectives and the Past Emphasis on Large Farm Problems As has been discussed earlier, rural America under- went considerable social and economic upheaval attended by vast migrations off-farm. Between.l935 and 1974 close to 4 million.farms folded. There have been many critics of the land grant complex.1 Some would like to implicate it, along with big business, in purposefully manipulating” conditions to create that rural upheaval.2 Others pointed out the institutional bias toward the larger farmers. In 1970, Lauren Soth, an editor of the Des Moines' "Register and Tribune", pointed out that the 92 4P: ' 93 land-grant system spent most of its effort and funds serving the largest and richest farmers while neglecting the needs of the vast majority of farmers: "They have not yet given anywhere near the attention in either research or education to the problems of the bypassed poor farmers and bypassed rural communities that their numbers justify - to say nothing of help on the basis of need."3 Some of this bias was an honest, though partially misguided and narrow-minded, devotion to progress and to the new technologies, with a serious lack of insight- ful analysis of the long-term fruits of their labors. Or perhaps that can be said only now, through the service of hindsight. Others, not so kind, pointed out that the people and corporations being served were those that were contributing major money in grants for the research. Possibly the most familiar critique, Jim Hightower's Hard Tomatoes, Hard Times (published in 1973, in con- junction with the Agribusiness Accountability Project4) attacks the land grant complex on all fronts. The book's title refers to the development by California land grant research of a hard—skinned, tasteless tomato. This ex- penditure of research effort and funds subsequently made mechanical harvesting feasible. In turn, this led to serious unemployment of Californian workers, and has led to increased corporate concentrations in the 94 processing industry. (Four canning corporations now control more than 80% of tomato processing.5) An afternote that is both humorous and pathetic is that California has since developed a "square" tomato to further improve harvesting and transportation effi- . 6 oiency. 1975 saw the passage of California's Farm Labor Law, a major victory for the farm workers' unions. In seemingly direct response, the University of California forged quickly ahead in the development of mechanized harvesters.7 The farm workers call the machines 'los monstruos' - the monsters. They see them as mechanical behemoths that threaten to decimate the farm labor work force and turn California into another Appalacia, with an underclass of unemployed workers as poor as any to be found in Kentucky or West Virginia.8 In exchange for mechanical harvesting of 13 crops, more than 120,000 farm worker jobs will be lost. In response to farm worker criticism, J. B. Kendrick Jr., the University of California‘s vice-president for agriculture, said that the university is an agent of change: "It does not decide public policy or compen- sate losers among conflicting societal interests."9 .Although one can argue that mechanization, and "progress in general, are neither ;nherently good nor evil, still it is obvic Virtual abs overall Pl EESearch ca PIOmOte the its res-Lt: detre l Opme :11 95 it is obvious that the university community instru- mentally aids the formation of public opinion and of public policy. Through these, as well as its research, the land grant complex affects the structure of agri— culture and the welfare of the country in a close to virtual absence of public accountability. With no overall plan, and a lack of societal consensus of goals, research can proceed in many directions that may not promote the overall good. Divorcing pure research from its results echoes the dispute over the ethics of the development of the atomic bomb. Certainly one can say that the research and Exten- sion of the past have been poorly responsive to the needs of the small farmer. Granting this, what is the next step? Clear decision making and predictive efforts are hampered by the lack of sufficient background infor- mation. The relative lack of interest in small farms, until the past decade, has left large gaps.10 There is just too much that is unknown. Research needs will be addressed later (A.5.), but first a look at small farm problems is appropriate to help judge the effectiveness of current research. 96 IV.A.2. Small Farm Problems Many areas that are problems for small farmers have been identified as research needs (discussed below in A.5). What has not been emphasized suffi- ciently, however, is a recognition of the complexity of the subject. Agricultural research traditionally deals with aspects of production technology; much of the traditional research is not size specific or size exclusive. In other words, it gag be applied to the needs of the small farmer. However, some situations require size specific solutions; one cannot "move the decimal point" on everything. Another aspect is that some problems cannot be dealt with at the farm level. These problems are re- lated to institutions and government policies. A final 'consideration is, to reiterate, that "small farm" covers a wide spectrum of types of units. Add to that the micro “climates" (society, economics, etc.) for different regions of the country, and one is faced with great diversity. However, some problems are sufficiently pervasive across the spectrum to be worthy of mention. These fall into the general areas of marketing, finance, education, technology, and natural resources. 7 small fart: Many small markets la: 97 Marketing - What many programs ignore is that a small farm's production is useless without a buyer. Many small farmers don't have access to the same markets larger farmers use, sometimes because of low volume and sometimes because of vertical integrations (closed markets) within a commodity. Small farm con- ference participants called for the development of alternative markets, such as farmersr markets and other direct-to-consumer routes. There is a lack of onefarm storage facilities to allow delay of marketing until prices improve. In some cases programs for pooling products or small farmer co-operatives should be de- veloped. Transportation to market can also be a major problem for the small farmer. Finance - Credit availability can frequently be a serious problem. The Small Farm Viability Project11 felt that gaps in the supply of funds are more a function of the experience and financial equity of a farmer than of the size of his farm. The Small Farm Advocacy Project12 specializes in helping small farmers through the red tape in acquiring loans from the Farmers Home Administration (FmHA) and the Small Business Administration (SBA). It had reported considerable and lengthy delays for many farmers. Federal income tax regulations on capital gains have helped increase farm land prices, decreasing land 98 accessability for small farmers. Education - Education programs for the small farmer should cover a long term (2 - 3 years), and be bilingual where appropriate. There is presently a shortage of educators for small farmers; programs for their training should be developed. The California Small Farm.Viability Project suggested that student small farmers receive subsistance allowances during training, coordinating these with other welfare pay- ments to prevent loss of benefits. Of particular interest was a suggestion to integrate training pro- grams with credit institutions and funds availability. Technology - The agricultural sector has concen- trated on.technologies for large farms for so long that there is a critical need for the research and develop- ment of new ag technologies specifically oriented to small farms. Also, older technologies that are appro— priate for small farms, but are no longer used because of their lack of relevance to larger farms, should be revived and remarketed. An.emphasis should be placed on energy efficient technologies. Natural Resources --The prime concern is for the accessability of land inputs, and, in some parts of the country, water availability is of equal importance. Land speculation and foreign investment have bid up the price of land in parts of the country so that it is 99 beyond the means of would-be new farmers ($14-16,000 per acre for agricultural land in parts of California). This affects overall entry into agriculture, and makes business more difficult for the existing small farmers. Current estate taxes, income tax structure and capital gains provisions all aid in creating this situation- Dr. Harold Breimyer, agricultural economist at the University of Missouri, believes that "those who invest money in land speculation are participants in.inflation, not hedgers against inflation?l3 This paper will proceed to investigate current small farm research through the medium of two computer- ized searches of land grant research projects. 100 IV.A.3 1978 CRIS Search A CRIS (Current Research Information Service) search for small farm related research activity was run by Dr. Jerry West in 1978.14 Along with other source material Dr. West was able to determine the number of publicly funded small farm research projects, the number of "scientist years" devoted to the projects, and the funds devoted to those projects. (Table 21) For comparison purposes, the totals for all publicly funded state and federal agricultural research projects were also determined. There were 25,730 ag research projects with 10,983.4 scientist years supported by $1,004,086,000 in funds (or $390,024 per project). The small farm projects were categorized into those that were social science related (50), and those that were technology related (17), giving a total of 67 projects. 27.1 scientist years and $1,556,000 (or $23,224 per project) were devoted to those 67 projects. There were also some other projects that were determined to be on topics related to and useful for small farms, though not so directly aimed. These were called "marginal." Dr. West commented that federal monies were just re- cently available for small farm research, and that over half of the funds went to 1890 institutions. Thus much of the research was carried on in the South. Those 67 Table 21 - “V136 of Research Tctal State ‘5‘ Federal 6.7 c A ‘. T0414. 131 at; Ag EXPQIimer: Social SCier. 361a: ed Ema: Farm ReSEar .a.- :esea: 3': 131-ejects “a .0 small Pa 0 I 'U H 101 Table 21 - Total Publicly Funded Ag Research Compared with Small Farm Related Research Activity: 1977-1978 Type of # of Scientist Total Funds Research Projects Years (000$) Total State & Federal 25,730 10,983.4 $1,004,086 Total in State Ag Experiment Stations 20,725 6,556.7 594,230 Social Science Related Small Farm Research* 50 15.3 1,010 Technology Related Small Farm Research* 17 11.6 546 Total Small Farm Research 67 27.1 1,556 Projects Marginal to Small Farm Research Problems 22 8.9 888 *Only projects at 1862 and 1890 land grant institutions were included. Source: J. G. West's Agricultural Research and Extension Needs of Small Scale, Limited-Resource Farmers, SJAE, July, 1979. 102 small farm projects were divided into groups by topic (Table 22). The tOpics used (and number of projects) were typology (16), enterprise combination (12), marketing (9), technology (17), and "other areas" (13). Structure of agriculture related projects were deliber- ately excluded. It was generally felt then, as it is today, that "typology" (description, analysis and “f classification) represents the small farm research state of the art. The typical first questions researchers ask are, "Who are our small farmers?", "How many are there?", "What resources do they have available?", "What are their needs and desires?", "How can we, as researchers best serve the small farmer?", etc. After that stage, other projects may be designed to meet specific per- ceived needs. However, as the breakdown of topics shows, many of the projects were in areas other than typology. This does not necessarily mean."beyond" typology, though. Researchers from a number of different disciplines inde- pendently start small farm projects. Thus a project on “feeding requirements for small beef herds," for example, may be initiated before there are any clear answers available to typology questions. This situation can have both advantages and disadvantages. ’n Table 22 - T‘pology Mar} 1» ‘ .. (e ‘lttg m a “a w «9‘..an LOCK? d‘ r3 0 II) (.4 103 Table 22 - Small Farm Research Projects at Land Grant Institutions: 1977 Topic # of Projects Typology 16 Enterprise Combination 12 Marketing 9 Technology 17 Other Areas* 13 Total -67- *Includes Finance (3), Transportation (1), Government Programs (2), Off-farm Employment (2), Human Capital (3), Social Dimensions (1), and Community Impacts (1). Source: J. G. West's Agricultural Economics Research and Extension Needs of Small-Scale, Limited-Resource Farmers, SJAE, July 1979. 104 IV.A.4. 1980 CRIS Search A more recent search (September 1980) of small farm research projects was made through CRIS by this author that looked at a somewhat wider background. Unlike the earlier search, this one included projects related to rural sociology and the structure of agri- culture. The specific information request read "Listings of all research related to small farms: all areas are of interest. Some examples are: description and analysis, sociology, appropriate technology and technology aimed specifically at small operations, organic farming, economies of scale, structure of agriculture, marketing, any topic related to farm management, self-sufficiency, Co-operative Extension programs, etc." The search yielded 285 projects (Table 23), of these 148 were directly related to small farms and another 37 had some portion that specifically addressed a small farm situation or problem. 100 other projects were of a generalized nature that could be applied to small farms. Table 23 breaks down the projects into topic areas and whether the projects are directly related to small farms (Direct), have a small farm portion (Aspect), or are of a general, but applicable nature (Marginal). These projects are listings for 1975 to 1980. The table further divides them into those projects scheduled for completion prior to November 1980 Table 23 -' Livestock Description & A“all/Sis ”€35 Eata '1 tv . "Liners in 3r 105 Table 23 - Land Grant Small Farm Research Projects: 1975-1980* Topic Direct Aspect Marginal Tatal Crops 49(9/40)¢ 4(2/2) 16(9/7) 69 Livestock 25(7/18) --- --- 25 Description 5 Analysis 20(11/9) 1(1/-) 1(1/—) 22 Farm Management 34(13/21) 10(8/2) 15(12/3) 59 Structure of Agriculture 13(5/8) 12(8/4) 60(40/20) 85 Foreign-Tropical 7(5/2) 10(7/3) 8(4/4) ‘_2§ Total 148(50/98) 37(26/11) 100(66/34) 285 *CRIS Data Thru September 1980. 4:Numbers in Parentheses are (# projects completed/# projects in process). and these time, Pra represente r" p) O U) (D P :3 1 Cate-Sofie" develor; 1- currently adére 53 s: 1)c 2) 106 and those that will still be in.progress after that time. Projects completed and projects in progress are represented in parentheses after the total number for each topic and type. Of the total number of projects 142 have been completed and 143 are in.progress. Of those in progress, 109 are in the Direct and Aspect categories. Five of those deal with small farms in developing countries, so one can say that there are currently 104 land grant research projects that directly address small farm problems. The topic areas are as follows: 1) Crops: covers research related to plants, waste management, related machinery processing, and pest problems. vegetables 23 pest management 15 fruit machinery waste management beans forages tobacco processing HI—‘l—‘NN-bfi 2) Livestock: covers animals, related machinery, diseases and pests, and waste management. sheep swine dairy beef goats fish wwwqum 107 waste management 2 general 1 rabbits 1 poultry 1 feed 1 Projects in the following three categories frequently had multiple objectives. Projects were assigned to categories on the basis of what seemed to be the main thrust of the project objective description provided by CRIS. 3) Description and Analysis (D/A) -- includes some income analysis and sociology aspects. 4) Farm Management (FM) -- includes income analysis, enterprise selection, farm business manage- ment, and marketing. 5) Structure of Agriculture (S/A) -- includes socio-economic and rural development studies. (The largest representation of this group is in the "marginal" category.) 6) Foreign (Trop.) -- includes tropical small farm research from Hawaii and developing country small farm problems. It is clear that the largest effort is in the area of crops and livestock (78 total Direct and Aspect projects with 60 of those "in progress"), with an emphasis on the crops end. The farm management category is of second highest magnitude (39 total projects, with 21 "in progress") . 108 Table 24 indicates the regional location of the universities carrying out the above projects. Again the projects are listed as number completed/number in progress. As in the 1978 CRIS search, the South* con- tinues to dominate the field of small farm research, accounting for 104 Direct and Aspect projects, or 62%. The strongest concentration is from the South Atlantic States with 57 projects (43 in progress). According to the 1974 Census of Agriculturels, using a $20,000 gross income dividing point, the South had 48% of the U.S.‘s small farms. Under the new USDA definition, the preliminary 1980 estimate gives the South 39% of the country's small farms.16 Since Federal research funds are sometimes divided on a formula basis, changes in funding might occur in relation to the small farm "decrease" in the South. The finalized new Census of Agriculture data should bear light in this respect. The other three regions each had about 12% (38% totally) of the projects: North Central 22 (22/10), North East 21 (9/12), and West 20 (15/5). The main dif- ference for these regions comes in looking at number of projects completed/number of projects in progress. The Western Region has by far the smallest number of projects in progress. *See Appendix 1 for listing of states in each Region. 109 Table 24 - Regional Location of Land Grant Small Farm Research Projects* Region 93°32 Egg; _D_/_A FM §/_A_ Trop . Total South Atlantic 6/24¢ -/7 1/2 6/8 1/1 -/1 57 W. South Central -/5 2/2 3/1 4/5 ——- l/- 23 E . South Central 314 _1_/_3 £44; 1_/_4_ 2_/_- :1 24 SOUTH 9/33 3/12 6/7 11/17 3/1 1/1 104 W. North Central -/1 --- --- 4/2 --- --- 7 E. North Central :::_ :2: .112 .411 .211 .113 15 NORTH CENTRAL-7U. --- 1/2 8/3 2/1 1/3 22 Middle Atlantic -/3 2/3 3/1 --- -/3 3/1 18 New England :11_ :::_ :::_ :£1_ 11:. :2: 3 NORTH EAST -/4 2/3 3/- -/1 1/3 3/1 21 Pacific -/2 1/2 --- l/- 3/- 4/- 13 Mountain :2: 111' 2:: .11: .41: ‘21: 7 WEST -/2 2/3 --- 2/- 7/- 4/- 20 *Current Research Information Service (CRIS) Search for 1975-80. (Includes all projects under "Direct" and "Aspect") ¢#Projects completed/# projects in process (eg. 4/5) .1 .."7'; a} . 110 IV.A.S Small Farm Research Needs Analysis of past research discloses several weaknesses that hamper its effectiveness.17 The problems range from research relevant only to limited geographic areas to obsolete research that is no longer valid for current Federal programs, prices, and tech— nology. There is frequently a failure to distinguish between the different types of small farms, and the research generally uses a single factor (gross sales, number of acres of land, etc.) to define the farms. This oversimplifies a complex situation. One major deficiency is the lack of an overall model that looks at the system within which a small farm operates, with considerations of the many inter- actions that affect the structure of agriculture and the results of different public policies. This lack of a model leads to fragmentation of effort. "The typical agenda for small farms research reads like a shopping list written with no specific menu or meal plan in mind - just a string of seemingly unrelated 18 The attempt to solve small farm poverty items." problems purely by education in the technology of in- creasing production while neglecting the problems of marketing the increased production is one example of the results of the lack of a small farm systems model. 111 However, perhaps the worst problem to date is most succinctly stated by the following: Research to date does not provide a reliable basis for predicting the success or failure of small farms or of various programs intended to help them survive and prOSper. This is largely because the economic models (Leiben- stein) on which this research is based have never been proven valid for analyzing or pre- dicting the behavior of small farm families. Conventional neoclassical theory of the firm, which leads to the conclusion that only those firms producing at the low point on a long-run average total cost curve can ultimately sur- vive, fails to explain both the pluralism (the continued existence of a relatively large number of small farms) and the bifurcation 9 (disappearing middle) of American agriculture. Considering the deficiencies of past research, what can be suggested for the future? Certainly the develop- ment of a small farm model (a major research project in itself) would be of value. In.the meantime, important progress could be made by interdisciplinary teams of researchers that could consider the wider aspects related to any one problem. Somewhere though, some consensus is needed as to why we want small farms, to provide direc- tion.for research and policy development. Many researchers have outlined their recommendations for future work. There are research needs of the scien- tists and the information needs of the small farmer (out- lined in Chapter V.A.). There are macro issues, such as related the place of small farms, society's goals and the 20 structure of agriculture. What are the socioeconomic 112 benefits and costs of small farming? Until very recently21 when two studies were conducted in Califor- nia, the only research of this type was from one study conducted in the 1940s, also in California (Goldschmidt, 1946).22 There are also micro issues, such as what the goals and objectives of small farmers are, and such as appropriate technology. Following are the major topics of the recommendations of several organizations and re- searchers: 1. National Rural Center23 a. Public Agricultural - food policies; b. Energy; c. The tax system and the structure of agriculture; d. Marketing; e. Off-farm earnings and rural labor; f. Production efficiency and technology; g. Structure of agriculture and small farm information needs (A full book-length report is available from NRC on each of the above.) 2. Ad Hoc Committee on Small Farms of the Joint Council on Food and Agricultural Sciences24 a. Characteristics of small farms; b. Management of resources and product marketing; c. Community Infra-structure; d. Technology appropriate for small farms; e. Quality of life for small-scale farm families; f. Policy. Small Farm Viability Project (California)2 a. b. c. d. e. f. 113 5 Marketing; Finance and credit; Training; Technology; Natural resources; Community services. (These are elaborated in a 250-page report by S.F.V.P.) William Saupe, University of Wisconsin a. b. c. d. g. Steven T. Sonka, University of Illinois a. b. c. d. e. f. 26 Small-farm criteria and definitions; Goals and goal achievement; Problems and disadvantaged circum- stances; The human resources stock of small- farm families; The farm resources stock of small-farm // families; Available community and institutional ,/’ resources; Current use of resources to solve problems. ’ 27 Economies of scale studies; Problems of getting started in farming; Description and analysis of small farms; Role of Cooperative Extension in education; Appropriate technology; Control of resources, especially land. North Central Center for Rural Development28 (The Center rated a number of research problems; those with "high" priority are included below.) a. Characteristics, number, needs and nature of small farms: total available resources base (human, physical, eco- nomic); types and numbers of small farms; socio-economic costs and benefits of small farms; 114 b. Assessment of small farm "quality of life": the aspirations, goals and expectations of small farm families; satisfactions with occupation, family life, living environment. c. Assessment of existing research, educa- tional, service and input organizations and programs for small farms: impact of existing and proposed public policies on farms of different sizes and types (e.g., land use, environmental, safety, taxes, etc.); analysis of sources and systems of information delivery and educational programs for small farms; d. Development and modification of tech- nology appropriate for small farms: appropriate machinery, equipment and buildings for small farms (including retrofitting, management and size as related to enterprise); alternative systems of crop production, harvesting, handling, storage and marketing; alter- native systems of livestock production, handling and marketing. As can be seen, many different topics and view- jpoints are emphasized, but there is much consensus of lving small farm problems: the micro level (production, education, etc.) or the macro level (institutions, POlicies, etc.) . Next we will investigate some of the current Small Farm Programs around the country. 115 IV.B. Small Farm Activities and Management Education Programs There is a wide variety of small farm programs around the country. Some are connected with the Cooperative Extension Service, some with community colleges, some with private groups and foundations, and some with popular magazines. Some programs relate purely to conventional agriculture, while others con- centrate on organic or alternative agriculture. Pro- grams also vary in emphasis from one region of the country to another. Both the Rural Development Act of 1972 and the Food and Agriculture Act of 1977 included sections aimed at the development of Extension and research programs for small farmers, but no funding was provided.29 In 1978 five regional small farm conferences were held, sponsored jointly by USDA, ACTION, and the Commu- nity Services Administration, to identify important problems and issues in each region. In January 1979, USDA Secretary Bergland declared that USDA policy would seek to preserve a place for the small farm, and provide assistance that will enable small farm families to increase their total earnings 30 (farm and nonfarm). A recent USDA publication "Small Farm Programs and Activities" 37:78-3tes the state 2:1 [II-I" -‘ small farm program progress in ;: 116 The following list of small farm programs is not meant to be a comprehensive one. It represents a sampling of programs around the country. 1. Coop Extension Programs in the South; Missouri Coop Extension in the South has perhaps the largest and oldest programs.32 (See Appendix 6 for a listing of Southern state programs. It looks at the number of field staff [professionals and paraprofessionals], the type of funding [Smith-Lever 3(c) or 3(d) and other] and the state administrative and specialist leadership at the 1862 and 1890 land-grant institutions.) Of the southern states, Missouri's Small Farm Program is the largest and one of the oldest. It was started in 1971 and currently has 44 paraprofessional education agents located around the state. The program is to assist small farm families in improving their quality of living, emphasizing agricultural technology, family resource management, and home gardening. The program is subject to systematic evaluation by plan of the State Small Farm Family Committee. The program's accomplishments are then communicated to Extension staff, County Extension Council members and other com- munity leaders. Missouri Extension has published several reports detailing objectives and progress of Small Farm Program: 117 - Missouri Small Farm Program Report MP445; - Missouri Small Farm Program.- An Evaluation with a Control Group, SR176; - Profiles of Families Living on Small Farms, MP518. 2. Frank Porter Graham.Center The Frank Porter Graham Demonstration Farm and Education Center at Wadesboro, N.C. brings together the small farm efforts of the National Sharecroppers Fund and the Rural Advancement Fund. Besides working directly with farmworkers and small farmers, the Center has a number of special programs. Local small farmers are trained as VISTA."paraprofessionals“ who then return to their communities to act as farm improvement helpers and community organizers. Another program trains para- professionals in adult literacy problems. Graham Center concentrates on agricultural tech- nology for small-scale, limited resource farming, on rural development, on farm cooperatives, and on agri- cultural public policy. The training programs are backed up by the Center's library and demonstration/ research farm, which emphasizes ecologically sound farming methods. The Rural Advance newsletter relates the Center‘s accomplishments.33 118 3. Agricultural Marketing Project The Agricultural Marketing Project in Nashville, Tennessee specializes in providing technical assistance to farmer-controlled small farm marketing projects. Especially successful has been the Food Fair (farmers' market) direct marketing model which was initiated in Tennessee and spread to many other Southern states. Other interest areas are bulk sales markets for small farmers, consumer food education, and alternative on-farm energy sources. AMP publishes materials on marketing, nutrition, energy and land ownership. The newsletter "Farm, Food, Land" provides information on the various marketing activities.34 4. New England Small Farm Project The New England Small Farm Project at Amherst, Massachusetts brings together funding from the private sector, USDA, Coop Extension, and VISTA to help small scale commercial farmers, and to promote a thriving local agriculture. The Project provides a bimonthly newsletter, credit information, leadership training, help with political strategies, media assistance, issue research and financing for local projects. The Project works closely with Massachusetts Extension's New England Small Farm Resource Center in Amherst. The Center main- tains an.extensive collection of references and "fist" I y 119 periodicals which cover the technical, economic and political aspects of small scale farming in New England. Visitors are welcome.35 5. Coolidge Center for Advancement of Agriculture The Coolidge Center for the Advancement of Agri- culture researches alternative agriculture technologies for small farmers. The Center conducts a "broad, in- terdisciplinary investigation of cropping systems, appropriate mechanization, animal husbandry, protected cultivation, long term maintenance of soil fertility, and environmentally sound pest control." The Center publishes "The Coolidge Center Quarterly: A Journal of Small Scale Agriculture", a short but informative news- letter. The Center also maintains an extensive library of agricultural books and research data from world-wide sources. Visitors are welcome, by appointment.36 6. Organic Agriculture Organizations; MOFGA The small farmer is served by membership in organic organizations throughout the country. One example is the Maine Organic Farmers and Gardeners Association. It publishes a large newsletter that provides production information, marketing info, an.advertising medium, and meeting information for MOFGA.activities such as group purchasing of inputs, workshops, and farmers' markets.37 120 For references to other state and local organic agriculture organizations, see listings in VI.C.3: Appropriate Technology and Biological Agriculture Organizations. 7. The Mother Earth News The Mother Earth News monthly magazine has been a major leader of the back-to-the-land movement since 1970. TMEN focuses on self-sufficiency in both urban and rural areas. Response to TMEN has been such that the organization expanded to provide newspaper, radio, and TV "how-to" spots. Other major developments have been the purchase of a large tract of land for a research center and eco- logical village. Each summer intensive workshops are held on the technologies of self-sufficiency: alterna- tive energy sources (wind, water and solar), livestock and crop production, earth-sheltered homes, etc. Traveling workshops provide farmers all over the country with "how-to" information on gasohol production. Mother's influence and readership in the alterna- tive agriculture and lifestyle areas is such that her glowing endorsement of a new product can bring so many requests and orders that the inventor is forced from a basement operation to a good-sized business in the space of a few months.38 121 8. Center for Rural Affairs The Center for Rural Affairs is headquartered in Walthill, Nebraska. It is a non-profit group whose purpose is to aid rural development through providing information, conducting research and publishing reports. Areas of recent interest have been: energy use in agri- culture, discrimination against small farmers in credit and legal situations, rate reform in electric utilities, improved rural utility services, use of ag research monies, organic agriculture, and the general misdirec— tion of public policies which fosters the industrializa- tion of agriculture. The Center publishes four periodicals: the New Land Review, The Small Farm Energy Project Newsletter, the Small FarmAdvocate, and the Center for Rural Affairs 39 Newsletter. 9. The Washington Small Farm Resources Network The Washington Small Farm Resources Network (out of the Blue Mountain Action Council) addresses North- western small farm problems. Different Network projects have organized local commodity groups, cooperative bulk purchasing of farm inputs, and local farmers' markets. Project members and VISTA volunteers research credit availability, marketing strategies, alternative agricul- ture methods, and write local news releases on small . 40 farm issues. 122 10. Washington Cooperative Extension Washington Cooperative Extension has several counties with strong small farm programs and has around 20 limited resource farming project personnel. The project's priorities center around providing technical "how-to" information. Small-scale agriculture enter- prises are researched for their capital requirements and potential profits. The emphasis is on educational ma- terials, workshops, and the Small Farm Newsletter. Current agricultural information.and Extension Bulletins are being researched and rewritten so as to be relevant to small-scale farmers.41 11. Tilth Tilth is a regional association that focuses on agriculture in the Pacific NOrthwest. Local chapters serve as a framework for responding to both the urban and rural community needs. Past activities have in- cluded workshops, seed exchanges, farm tours, farmers' markets, apprenticeship programs, group purchases of ag inputs, and the promotion of land preservation programs. Emphasis in on information.networks and local research. After 5 years of specialized research, Tilth published Winter Gardening in the Maritime Northwest. Tilth members are kept up to date via the quarterly journal, "Tilth".42 123 12. Rural Venture and Control Data Corporation Rural Venture (Minneapolis, Minnesota) is a sub- sidiary of CDC (Control Data Corporation), a large computer and credit corporation- It has one of the more ambitious small farm programs, especially for a private sector organization. Rural Venture states its purpose is "to plan, initiate and manage comprehensive programs for revitalizing existing rural areas, and for creating innovative small-scale agriculturally-oriented rural environments." The programs being implemented to accom— plish this are many. However, two are of specific in- terest: (l) the experimental farm - 1500 acres of land divided into fifteen 100 acre farms that will act as a demonstration that "small farms are technically and economically feasible." As a backup RV and CDC are developing computerized small farm educational programs for transmission by their PLATO system terminals, with the view in mind to develop a world-wide small farm market for the small computers in twenty years; (2) grants - to develop small farm appropriate technology, CDC has made grants of over $15 Million to universities and other organizations. One such was to Tuskegee In- stitute to develop PLATO education courses. Grants also addressed specific areas such as small-scale hog raising, beekeeping, alternative energy projects, specialty crop growing, small business planning, management and marketing. 124 Many other projects around the U.S. and in developing countries address the problems of small farmers and the rural poor.43 13. National Rural Center The National Rural Center Small Farms Project - NRC is an independent nonprofit organization specializing in research and development of policy alternatives con- cerning rural issues. The Center's Small Farm Project is completing a two-phase research program. Phase I involved two national workshops with diversified participation. The first focused on.questions of small farm definitions. The second looked at research needs. Phase II brought together researchers to review the existing small farm knowledge and to propose a research agenda. The results to date include seven reports on public policy, energy, the U.S. tax system and the structure of agriculture, marketing, off-farm earnings, production.efficiency and technology, and small farm information needs.44 TV.C. 125 Mini Small Farm Reference Library The following publications are a sampling of the most current and useful references (of those I have read myself) for someone wishing to quickly look into the small farm situation- Those wishing to do more in depth research or to check out a specific aspect relating to small farms should turn to the several bibliographies listed in Chapter VI. "Agricultural Economics Research and Extension Needs of Small-Scale, Limited- Resource Farmers," by Jerry G. West. Southern Journal of Agricultural Eco- nomics, July, 1979. 7pp Can the FamilyiFarm Survive? Special Report 219, 1978. University of Missouri, Columbia. 77pp Co-operative Extension Small-Farm Programs in the South: An Inventory and Evaluation.. Virginia Polytechnic Institute and State University, Research Division Bulletin 153, April, 1980. 86pp A Dialogue on the Structure of American Agriculture: Summary of Regignal Meetings, November 27 - December 18L_1979. USDA. 113pp The Familprarm in California. Report of the Small Farm Viability Project, November 1977. 253pp Information Needs and Sources for Michigan " Small Farm Operators by Ralph Hepp and Thomas Olson. Michigan State University, AER 372. March 1980. 44pp III lilillv 10. 11. 12. 13. 14. 15. 16. 17. 18. 126 Missouri Small Farm Program: An Evalua- tion With a Control Group. University of Missouri. SR 176, 1975. 26pp Information Needs Relating to Small-Farm Programs and Policies by William E. Saupe. ESCS Staff Report, July 1980. 38pp Profiles of Families Living on Small Farms. University of Missouri Bulletin MP7518. 1980. 30pp Regional Small Farms Conferences: National Summary and Regional Reports. USDA & CSA. December 1978. Research, ExtensionL and Higher Education for Small Farms. Report of Ad Hoc Committee on Small Farms of the Joint Council on Food and Agricultural Sciences. December 1979. Slpp Small Farms: A Review of Characteristics, Constraints, and Policy Implications. by James E. Horne. Southern Rural Development Center, SRDC #33, September 1979. 35pp Small-Farm Issues: Proceedings of the ESCS Small-Farm Worshop. May 1978. ESCS-60. 73PP Small Farm Programs: Implications from a Study in Virginia. Research Division Bulletin 135. Virginia Polytechnic Insti- tute and State University. October 1978. 200pp Small Farm Research Priorities in the North Central Region. N.C. Regional Center for Rural Development. Iowa State University, February 1979. 25pp Structure Issues of American Agriculture. USDA & ESCS. AER 438, November 1979. 305pp USDA Research and Extension on Family Farms. Hearings before the Subcommittee on Agricul- tural Resources and General Legislation. July 25 & 26, 1979. 211pp "USDA Small Farm Policy: Emphasis on the Family." Issue Briefing Paper #28, September 19, 1980. 7pp. 127 IV.B. FOOTNOTES 1 Land grant complex refers to: a. the 1862 and 1890 agricultural colleges, created by the Morrill Acts; b. the state agricultural experiment stations, created by the Hatch Act in 1887, and c. co-operative extension service, created in 1914 by the Smith-Lever Act. 2Mark Ritchie. "The Loss of Our Family Farms: Inevitable Results or Conscious Policies?" 1979. 32pp 3Lauren Soth. "The End of Agrarianism: Fission of . ‘the Political Economy of Agriculture." American Journal pf“? <>f Agricultural Economics, 52:5 (December 1970), p. 655. 3ft» 4Jim Hightower and Susan DeMarco. Hard Tomatoes, . ILard Times. Schenkman Press, Cambridge, 1973. ?,': 5J. Belden, G. Edwards, C. Guyer and L. Webb, eds. Evasw'Directions in Farm, Land and Food Policies. Conference C>r1 Alternative State and Local Policies, Washington, D.C. (1979) p. 55-69. 6Robert Lindsey. "And Now California Develops a Square Tomato," New York Times, March 8, 1977. 7Cesar Chavez, "Square Tomatoes and Idle Workers: The I=‘arm Workers' Next Battle" 1977 in New Directions in Farm, Efiégldy and Food Policies, pp. 176-178. (see #5 above) 81bid. 91bid. 10One might liken the current gaps in small farm re- Search to those that exist in biological entomology. The aCivent of DDT switched the emphasis to pesticide research. rItegrated pest management researchers must now make up £01: a thirty year gap in the biological aspects of their field. ., ..3 i [1.1. lull"). ” .r 1 .l. . 128 11Small Farm Viability Project. "The Family Farm in California" November 1977. 12Small Farm Advocacy Project - see Center for Rural Affairs under IV.B. 13Gene Logsdon and Jim Ritchie. "Can the Family Farm Survive the Eighties? Decade of Decision." (An interview with Harold F. Breimyer) "The New Farm" vol.3:1. January 1981, pp. 46-51. 14Jerry G. West. "Agricultural Economics Research and Extension Needs of Small—Scale Limited-Resource Farmers." £Southern Journal of Agricultural Economics, vol. 11:1, pp. 149-56 (July 1979). ' 4 a" '5' 15United States Bureau of the Census. U.S. Census of .Aqgriculture, 1974. Washington, D.C.: U.S. Government Printing Office, 1977. 16United States Department of Agriculture. "USDA £3nmall-Farm Policy: Emphasis on.the Family." Issue Briefing I?auper #28. Office of Governmental and Public Affairs, PVEishington, D.C. September 1980. 7 pp. . ’ .‘.-.l m?) H‘ ‘~‘ u .uK-I-Lgi—L ' ' _ . r. , _~' - -. . ‘ '. .. . ' - " "Ir 2. v ~ , -, . - . s . 1 . , A. .. . J. 7... r . ..o . , . I ‘1’?" . . ._ .. (. 17A number of researchers treat with small farm re- 53€3£chh needs and critique the current research. Of particu- 31213: interest are: a) Madden and Tischbein (see #18), b) West (see #14), c) Small Farm Viability Project (see #11), 51) saupe (see #26), and e) Allen R. Thompson, "Suggestions f01:.Researching Small-Farm Questions" in Small-Farm Issues: EIEfiaceedings of the ESCS Small-Farm Workshop, May 1978. USDA, ESCS-6‘0. Washington, D.C. 20250. July 1979. 18J. Patrick Madden and Heather Tischbein. "Toward aI'LAgenda for Small Farm Research." American Journal of :gggggicultural Economics, vol. 61:5, pp. 940-946. (December 79) 191bid., p. 944. 20See West, #14. 21$ee Small Farm Viability Project, #11. 129 22(1) Walter R. Goldschmidt. "Small Business and the Community: A Study in Central Valley of California on Effects of Scale of Farm Operations," U.S. Senate, Report of the Special Committee to Study Problems of Small Business, 79th Congress, 2nd Session, December 1946; (2) also his update and return to the same research project: Walter Goldschmidt. As You Sow. Montclair, N.J. Allanheld, Osmun & Co., 1978. (3) University of California, Davis, Study of Com- munity Services Task Force in "The Family Farm in Cali- fornia" pp. 230-242. See #11. 23National Rural Center, Bulletin. National Rural Center, Washington, D.C., January 1981. 2 pp. 24USDA. Joint Council on Food and Agricultural £5ciences. Research, Extension and Higher Education for £3mall Farms. Report of the Ad Hoc Committee on Small Farms. December 1979. 51 pp. 25See #11. 26William E. Saupe. Information Needs Relating to :Srnall Farm Programs and Policies. USDA, ESCS Staff Report. EVEishington, D.C. 20250. July 1980. 38 pp. 27Steven T. Sonka. "The Research Needs of Small Farmers" in Small Farm Issues: Proceedings of the ESCS Enall Farm Workshop, May 1978. pp. 31-35. (see #17) 28North Central Regional Center for Rural Development. §§E&§11.Farm Research Priorities in the North Central Region. 108 Curtis Hall, Ames, Iowa, 50011. Iowa State University. February 1979. 25 pp. 29See #28. 30See #16. 31Ovid Bay. Small Farm Programs and Activities: SiIfigtes Reports, 1979. USDA, SEA-Extension. Washington, ~CL 20250. September 1980. 36 pp. 32Co-operative Extension Small Farm Programs in the Sisagth: An Inventory and Evaluation. Virginia Polytechnic IIstitute and State University. Research Division Bulletin 53. April 1980. 130 33Rural Advancement Fund and Graham Center Informa- tion leaflets, 1980. (see "Organizations" VI.C.l.). 34 Agricultural Marketing Project papers, 1980 (see "Organizations" VI.C.l.). 35New England Small Farm Project information sheets, 1980. (See "Organizations" VI.C.l). 36Coolidge Center Quarterly vol.I:1, Winter 1980 (See "Organizations" VI.C.l.). 37From several 1980 issues of the MOFGA newsletter (See "Organizations" VI.C.l.). 38The Mother Earth News Magazine (see "Magazines and £:mi DJewsletters" VI.C.2.). :Tn‘ 39 Center for Rural Affairs "Annual Report," 1979. (See "Organizations" VI.C.l.). :-’ ’ w 40Personal communication: Randal Son, WSFRN Project ééii Director, July 1980. W 41 Personal communication: Tyler Clark, Skagit County Extension, July 1980; Steven Kraten, King County Extension, CTtily'1980; Richard Carkner, Extension Economist at Washing- ton State University, August 1980. 42231£h subscription and membership leaflet, 1980. 43Rural Venture information packet, received from Pat Gorman, President, Rural Venture, October 1980. 44See #18. Chapter V SMALL FARM MANAGEMENT EDUCATION Information Needs of Small Farmers Types of Small Farm Management Education Programs 1. Traditional Extension 2. Paraprofessionals 3. Intensive Training Small Farm Education Materials 1. Current Materials 2. Recommendations for New Publications Small Farm Management Text - Some Thoughts 1. Why? 2. The Content 3. An Outline Footnotes and Miscellaneous References Chapter V SMALL FARM MANAGEMENT EDUCATION This chapter will start with a look at the informa- tion needs of small farmers (V.A.), followed by the current types of programs used for management education (V.B.). The advantages and disadvantages of current types caf small farmer education materials will be discussed, salong with recommendations for new materials (.V.C.). I; proposed outline for small farm management text will finish the chapter (V.D.) . .Zi- Information.Needs of Small Farmers Since "small farmers" exist as a broad spectrum (part-time, supplemental income farmers, part-retired farmers, subsistance, and other low-income farmers, etc.) , c>I‘Le's information needs may be different from another's. rED some extent information needs may vary with geographical a~Il:‘ea, agricultural enterprise, or even time of year. In Michigan, a research project evaluated the needs of limited resource farmers.1 County Extension agents felt that a farm's stage of development, regardless of size, had a strong influence on information needs. Farmers just getting started asked more basic questions, while those in business longer asked more complicated 131 1 till!!! 1’!!! Iv : vli 1.0.13 l. e 1.3,.-. 132 questions that reflected a good deal of thought. However, the agents felt that small farmers tended to ask more "how-to" types of questions on production technology, and were more interested in specific recommendations. Time of year was also considered important. "During the summer, farmers are busy and most questions are the 'brush-fire' type. Army worms were a problem common to each of the counties, and the questions asked by farmers were the same no matter what the size of the farm."2 The Michigan study looked at over 40 specific problems farmers might have, and asked farmers of different sizes to rank the problems according to level of importance. These problems were grouped into categories: technical, institutional, and human. Then the perceived importance of each category of information by farm size category was examined . Small farmers did not consider technical problems as "Very important" as often as large farmers did, and even more small farmers responded that some problems were "not in~"Portant at all" than did any other size category. There seemed to be little relation between farm size and per- c3eived importance of human problems.3 This variation in perception of problems may indicate that certain problems are more size related than might have been expected. How- eVer, it is very likely that small farmers have problems that they are not aware of. 0:11! 1.. .146 . 71'! 1.114 ii. . , 11.2”} ' 133 The problems that Michigan small farmers rated as ‘the most important were: 1. How to get better prices for your farm products? 2. How to cut down on the heating hill? 3. Keeping up-to-date on the records and farm accounts; 4. Personal or family health concerns; 5. Figuring how much fertilizer to use; 6. How to figure income tax; 7. Not knowing when to sell your farm products; 8. Problems with insects and disease; 9. Political issues (school bonds, highways, etc.); 10. How to raise children properly.4 I?e1rmers in all size categories felt that farm product E>Irices were the most important problem. Items 3, 5, 6, '7.. and 8 were also in the top ten for large farms. Again, 211: is important to mention that particular information nGaeds may be tied to location or enterprise. A minority =311arecropper in the Deep South will have different needs from those of a part-time farmer who works fulltime on an as sembly line . ('11! J 0.!!!) (IIIOBI! '1'. .(1‘1. ll"- . 1:42 i. 134 B. Types of Small Farm Management Education Programs The state Cooperative Extension Services are the main agencies involved with small farmer management edu- cation, though not, by far, the only source of information used by small farmers. Information can come from news- ;papers, magazines, radio or television. It can also come ifrom dealers, salesmen, banks, farm organizations, or friends. Frequently there is only one extension agent in any one county to serve the information needs of all the farmers, regardless of size, in the area. Small farmers may well represent 70-90% of all the farmers in the area and an agent's time and funding are limited. What kind of programs does extension use to meet the needs of local Small farmers? 1. Traditional Extension In some areas that have a large population of small farmers, the local agents may be somewhat puzzled by all the new uproar about the importance of serving small farm clientele, since that is what they've been doing for years. In other areas, by philosophical choice, there are no Special small farm programs. These agents feel that dividing their clientele is discrimination and they prefer to serve all comers equally. Other agents will work with 81“all farmers, but feel their primary commitment should be with the larger operators who contribute the majority 135 of products for the food and fiber system.5 Traditional comrnunication methods are likely to be used: newsletters, weekly newspaper columns, workshops and the ever impor- tant telephone. 2. Paraprofessionals While small farmers do make use of a wide spectrum of information sources, they tend to seek out their neigh- bors , friends and relatives more than do farmers of any other size.6 This phenomenon is much studied by rural sociologists and by those interested in. "the diffusion. of innovation" or the process of adaptation of new technolo- gies - 7 In each community, different friendship and inter-- action patterns exist that define certain key people as Opinion leaders. 8 Extension agents can concentrate on work ing with these farmers, knowing that the information. Will Spread, through the natural communication lines of the community. This has been referred to as the "multi- Plier effect". The idea has been. developed further to add a neW dimension to the COOperative Extension. Service. In the late 19605 Texas A&M University and the Texas Agricultural Extension Service initiated a pilot program using nonprofessionals (now called paraprofessionals) for EXtension education.9 Previous studies had indicated that poor 1y educated, low-income small farmers made little use Of the services offered by government agricultural agencies 136 such as Cooperative Extension.10 This serves to help increase the gap between the disadvantaged and the ad- vantaged farm families. In some cases the small farmers are unaware of the services available to them. In other cases they have a negative attitude to the agencies as being part of a generally unresponsive or even.oppressive government ("thgm"). Under any circumstances, it was felt that some- times a well educated, professional county agent might not be able to communicate effectively with the small farmers. In an attempt to remedy this problem, nonprofessionals who were members of the community were selected to act as small farm.program aides. Where possible, people were picked who already had agricultural skills and had credi- bility in the community. Intensive training was provided where necessary. The program.received a favorable evaluation.and similar programs have since been implemented around the country. Missouri Extension's Small Farm Family Program, in operation since 1971, also uses paraprofessionals to good advantage.11 The Graham Center (see IV.B.2) in North Carolina functions as a training center for local small farmers. The farmers then return to their communities to act as farm improvement helpers and community organizers. A program.in adult literacy is included along with agri- cultural training. 137 3. Intensive Training Another form of small farmer educational program involves intensive training. A limited group (20-50) of small farmers in one particular area is selected, and participates in a long term, intensive program. It is generally expected that the program will last 2-3 years. The Training Task Force of the California Small Farm Project analyzed the training requirements of a diverse group of small farmers and would-be small farmers.12 This group included the whole spectrum from non-English -speaking people with limited formal education to back-to- the-landers or urban dropouts. Each group has different training needs. Some suggestions were that subsistance funding be available for the farmer during training, that training take place "on farm", and that credit availability be arranged with local lending institutions. Suggestions from other researchers are: a) the whole farm family be involved; b) the training programs include elements which will give quick cash results for those families which are desperate for income; c) the label 'low' or 'limited' in- come be avoided for program titles; d) programs include considerable one-to-one contact and as many real life demonstrations as possible; and e) the program have the 13 endorsement of local community leaders. Another possi- bility in intensive training is an intensive subject-matter 138 workshop. One such example is Missouri Extension's Female Farrowing School. C. Small Farm Education Materials Besides the newsletters, workshops, and in-training materials, continually duplicated in Extension and other offices around the country, what types of materials are available for a small farmer to learn the answers to his problems. an {'9’ 1 _ 'L 1. Current Materials ...p'; - .I . Many State Extension Services have bulletins specifi- cally aimed at the needs of the small farmer. Missouri, for example, has a Small Farm Guide series, with 13 bulletins on cow-calf, dairy, and feeder pig enterprises, 14 Michigan J/ as well as pasture and building information. has a similar small farm series entitled "Farming-Know-How: Guidelines to Better Family Farming." There are bulletins on geese, sheep, winter wheat, tractors, feeder pigs, buildings and equipment for horses, sheep, beef and swine, roadside marketing, and enterprise selection.15 Other than bulletins (and other sources already dis- cussed) the one remaining major information source is the pOpular book. Five years ago just of few of these were available. Today several hundred are on the market (see VI.B. How-To Books...). Many of these have been written in response to the large increase in urban-to-rural II: .V '(l. 1x11vliiil‘i...) 139 migrants and the back-to-the-landers with interests in food and energy self-sufficiency. Depending on a farmer's objectives these materials have certain limitations. The books have little business management or decision making information in them. The styles are easy-to-read and frequently folksy. However, recent publications generally have more technical information included and will serve as good, basic manuals. After a would-be-farmer is familiar with the basics of a particular enterprise, more detailed information should be obtained either from a practicing farmer, Extension agent or a technical manual. (Books in the energy or construction categories are frequently an exception, having plenty of functional, applicable infor- mation.) Another category of education material available is the farm magazine (see VI.C.2. Magazines and Newsletters). The sources for small farmers are limited, but improving. The Small Farmer's Journal emphasizes "practical horse farming," but provides other good enterprise information along with updates on government small farm policies. Countryside is a "seriOus homesteader's" magazine that emphasizes small livestock information. Tilth (Biological Agriculture of the Northwes:) has an emphasis on crops and gardening, but provides a well-balanced spectrum of infor- mation on small farm marketing, resources, history and publications, and serves as an information exchange medium. 3 3.: . . i 1'“ . wine, ‘ ' ' 140 Finally, a new magazine got off to a good start and is getting better with time: Rodale Press' The New Farm. The main thrust is moderate organic agriculture, but an issue might cover Federal small farm policy, marketing, crop production problems, relevant economics, and many other topics in a clear and sometimes even scientific exposition. In spite of the few sources of information that are available, the small farm operator is frequently at a disadvantage when decision making time comes around. New publications are needed that remedy the weaknesses of those in the past. 2. Recommendations for New Publications New materials should maintain an easy-to-read style, but include more specific production information. Decision making, record keeping and financial aspects should also be included unless the publication is aimed specifically at hobby farmers with no concern for expenses. Case histories would be of benefit in some formats. Extension bulletins frequently could benefit by adapting an easy-to-read style. Bulletins are most effec- tive when paced for the target audience. Occasional humor ‘would not be out of place, and is even to be desired. More small farm information on crops is needed, while there is a reasonable collection of livestock and gardening materials currently available. 141 D. Small Farm Management Text - Some Thoughts 1. Why? As was mentioned much earlier, this paper is an outgrowth of the author's belief that there is a need for a small farm management text. That belief has been strength- ened as the subject was researched. A text is needed because currently available materials are insufficient in quantity and inadequate in scope. Most publications are not oriented toward decision making. Furthermore, most of the materials are limited as to audience. The author envisions that the final form of the text will serve many purposes. The audience can include the entire spectrum that falls under the heading of "small farmer," so that the needs of part-time, full-time, limited- resource, self-sufficient, conventional and alternative agriculture farmers will be served. The text is not in- tended primarily to be a "how-to" manual, though aspects (of that may be included. It is intended to serve mainly ass an educational tool in management and decision making. The expanded outline of the finished text could be Lzsed as a source for organizing management workshops and Seminars. The different levels of the outline could provide tile appropriate topics for meetings of different length (one hCyur, half-day, whole day, intensive workshops, etc.). 142 Ideally, the format of the finished text should be a collection of loose leaf units that are one to fOur pages long, that could be used as a whole or broken up for individual use. The terminology should be kept as simple as possible and an easy-to-read style maintained. Clearly explained illustrations and tables should be in- cluded, where appropriate, and a few cartoons or other bits of humor would not be out of order. 2. The Content There should be three main.areas of subject matter covered by the text: goal definitions and decision making, farm business management, and farm enterprise management. Goal definitions is the first step in.any form of decision making process. Getting a farm family to define its goals and objectives and to realistically look at the options is very important. This approach will prevent multiple headaches later when the family has to make choices between alternatives. The text should discuss the different types of small farmers so that a.fami1y can realize the options available and decide how to categorize itself. For totally new farmers, "getting started" should be discussed. This is one area where there is a special need. The back-to-the-land movement of the 19703 saw [ltlx . 1.. (I! (I1 711.11.71.11 Q: 143 many families unprepared for the realities of farm life. Also, this is a good place to expose the reader to basic energy conservation and environmental issues to demon- strate the different management issues that will be decided at a later time. When that is complete, enterprise selection, farm business organization and a preliminary farm plan can be worked out. This is another part of the planning process that cannot be neglected. The above topics are the ones for which the least material is avail- able to would-be small farmers. Yet, they are the most critical. The second major topic area is the more traditional one of Farm Business Management. Many texts already cover this area for university students. Few, if any, explain the basic business principles in.a sufficiently clear manner to meet the needs of the large variety of small farm audiences. This material is dry and potentially confusing to those without special training. Of special importance to this section of the text is liberal use of case studies or practical examples. Farmers need to see that the theory has practical application. As in.the first section, references should be made along the way to the differences in decision making and management inherent in the variety of small farm operations. The third major area is Farm Enterprise Management. This is an.especially important section, as little decision 144 making information is available to small farmers on, for example, a goat dairy, a worm farm, or any other of a multitude of specialty and conventional enterprises. This section should include check lists of important de- cisions or decision categories, examples, and a reference list for accessing more information about each topic. 3. An Outline Below is a rough outline covering the just discussed topic areas. It is not broken down to the suggested unit form and will have to be expanded and adjusted to fit appropriate unit length. So many small farmers and would-be small farmers make mistakes that could be remedied by implementing a proper decision making process beforehand. The author hopes that the proposed text will serve as a management tool for avoiding some of these problems. I. II. 145 Goal Definition and Decision Making A. C. So you want to be a farmer? -Define family goals -How to make decisions -Profiles of types of small farmers (part-time or supplemental income, homesteading or self-sufficiency, part-retired, limited-resource and low-income, hobby, full-time) Getting Started in Farming —Farm appraisal and acquisition -Resource inventory -Organic agriculture, energy conser- vation, and environmental considera- tions -Enterprise selection -Farm business organizations Making a Preliminary Farm Plan Farm Business Management A. C. D. E. Economic Principles -Margins and profit -Substitution principle -Opportunity costs Farm Records -Accounting -Cost concepts -Income tax management -Business analysis Credit, Insurance and Sources Ownership costs - DIRTI Budgeting -Partial budgets -Enterprise budgets -Whole farm planning Capital Budgeting III. 146 Enterprise Records and Decision Making -Role of programmable calculator Marketing -Direct marketing Coops Labor Needs Off-farm Employment Retirement and Estate Planning Farm Enterprise Management and Miscellaneous A. B. C. D. E. F. Land and Water Management Pest Management Field Crops Fruits, Vegetables, and Specialty Crops Forestry and Nut Trees Animals and Other Livestock -Dairy (cows and goats), beef, swine, poultry, sheep, horses, rabbits, fish, earthworms, etc. Farm Buildings and Greenhouses Tools, Machinery, and Draft Animals Energy —Conservation -Solar, wood, bio, wind Home Food Processing Farm Product Storage The Farm Home -Building your own 147 M. Rural Crafts -Stone work, fencing, and small-scale construction N. Urban Agriculture 0“, 148 E. Footnotes 1Thomas M. Olson. Nonformal Education Delivery Systems to Reach Limited Resource Farmers in Michigan. PhD Dissertation, Michigan State University, 1978. 182 pp. 2Ralph E. Hepp and Thomas M. Olson. Information Needs and Sources for Michigan Small Farm Operators. Agricultural Economics Report (AER) #372. Michigan State University, East Lansing, Mi. 48824. March 1980, 44 pp. 31bid., pp. 10-12. 4Ibid., p. 9. SHepp and Olson, p. 17. 61bid., p. 13. 7Olson, p. 26. 8Missouri Cooperative Extension. Profiles of Families Living_on Small Farms. MP518, undated (1979- 1980), 30 pp. 9Howard W. Ladewig and Vance W. Edmondson. Egg Effectiveness of Nonprofessionals in Cooperative Exten- sion Education for Low-Income Farmers. Texas A&M Uni- versity, College Station, Texas. 1972. 24 pp. 1°Ibid., p. 5. 11Missouri Small Farm Program: An Evaluation With a Control Grogp. Missouri Cooperative Extension, SR176. Columbia, Missouri. 1975. 26 pp. 12Small Farm Viability Project. The Family Farm in Qplifornia. 1977. pp. 113-156. 13E. G. Stoneberg, Extension Economist, Iowa State University. Informal comments on methods of working with limited resource farmers, from a 1972 TVA conference in Chattanooga, Tennessee. I. 149 l4Missouri Small Farm Program Report. Missouri Extension MP445. Columbia, Missouri. 1976. 22 pp. 15Ralph Hepp and Linda Halsey. Programming_f9r Small/Part-time Farmers. Ag. Econ. Staff Paper 78-26. Michigan State University. 1978. 13 pp. 150 Miscellaneous References Atkinson, J. H. “Trip to Missouri" - Interoffice Memorandum to C. E. French, Purdue University. November 27, 1972. 3 pp. Conference on Alternative State and Local Policies. New Directions in Farm, Land and Food Policies. Washington, D. C. 1978. 318 pp. Crecink, John C. "Characteristics of Small Farm Families." Talk at 1980 Agricultural Outlook Conference, Session #9 - Rural Deve10pment, Washington, D.C. November 6, 1979. 9 pp. Hepp, Ralph E. Characteristics of Michiga n' 5 Small Farms. Agricultural Economics Staff Paper #77- 73, Michigan State University, 1977.17 pp. Horne, James E. Small Farms: A Review of Charac- teristics, Constraints, and Policy Implications. Southern Rural Development Center, SRDC #33. Mississippi State, MS 39762. September 1979, 35 pp. Madden, J. Patrick, and Heather Tischbein, "Toward an Agenda for Small Farm Research." American.Journal of Agricultural Economics. Vol. 61:5. December 1979. 7 pp. Missouri Cooperative Extension. Missouri Small Farm Family Program. MP445. Columbia, Mo. 65211. 1979. 23 pp. North Central Regional Center for Rural Development. Small Farm Research Priorities in the North Central Region. Iowa State University, Ames, Iowa 50011. February 1979. 25 pp. Orden, David, and Steven T. Buccola and Patricia Klobus Edwards. Cooperative Extension Small-Farm Programs in the South: An Inventory and Evaluation. Research Division Bulletin 153. Virginia Polytechnic Institute and State University, Slacksburg, Virginia 24061. April 1980. 86 pp. Saupe, William E. Information Needs Relatin to Small-Farm Programs and Policies. USDA. ESCS Sta Report. Washington, D. C. 20250. July 1980. 38 pp. FF“. 3":— L.‘!’:'..’:£¢ j 42...; -.;;:_x. . guinea-9.5; I“ 151 Southern Farm Management Extension Committee. Small Farm Seminar. Lexington, Kentucky. April 3-5, 1973. 52 pp. Task Force on the Viability of Small Family Farms in Lane County. Final Report. 1979. 11 pp. Thompson, Ronald L., and Ralph E. Hepp. Description V/ and Analysis of Michigan Small Farms. Research Report 296. Michigan State University, East Lansing, Michigan 48824. March 1976. 20 pp. U.S. Department of Agriculture, Community Services Administration, and Action. Regional Small Farms Conferences, National Summary. December 1978. U.S. Department of Agriculture, Economics, Statis- tics and Cooperative Service. Small-Farm Issues: Pro- ceedings of the ESCS Small-Farm Workshop! May 1978. ESCS-60. July 1979. 73 pp. U.S. Department of Agriculture, Joint Council on Food and Agricultural Sciences. ResearchLyExtension and Higher Education for Small Farms. Report of the Ad Hoc Committee on Small Farms. December 1979. U.S. Department of Agriculture, Science and Education Administration. Small Farm Programs and Activities: State Reports! 1979. Washington, D.C. 20250. September 1980. 36 pp. U.S. Department of Agriculture, Small Farms Working Group. Small Farm Family Newsletter. No. 5. Fall 1980. 8 pp. U.S. Senate, Committee on Agriculture, Nutrition, and Forestry. USDA Research and Extension on Family Farms. Hearings before the Subcommittee on Agricultural Research and General Legislation. 96th Congress, First Session. July 25 & 26, 1979. Vines, C. Austin, and Marion A. Anderson, eds. Heritage Horizons: Extension's Commitment to People. Extension Journal, Inc., Madison, Wisconsin 53706. 1976. 236 pp. West, Jerry G., "Agricultural Economics Research and Extension Needs of Small-Scale, Limited-Resource Farmers." Southern Journal of Agricultural Economics. July 1979. §¥pp. 152 Wiggins, Edward R. "Procedures for Developing an Education Farm Management Program for Small to Medium Farmers." in Small Farm Reference Manual - informal collection of materials by Myron Kelsey from an Extension Farm Management conference. June 1974. Q r' 1. i'. i ‘. Contents Chapter VI Bibliographies and Other Information Sources A. Small Farm Research Bibliography 1. 2. Bibliography Bibliography Source List How-To Books for Small Farmers, Gardeners and Homesteaders 1. 2. Farm Buildings and Equipment Gardening, Crops, Trees, Soils, Fertilizers, Pest Control, and House Plants Greenhouses Homesteading: How-To, History and Philosophy Livestock, Bees and Aquaculture Misc. Farm Management References Other Information Sources Organizations Magazines and Newsletters Appropriate Technology and Biological Agriculture Organizations Agencies of the U.S. Department of Agriculture Misc. Government Publication Sources Chapter VI Bibliographies and Other Information Sources A. Small Farm Reference Bibliography As mentioned earlier, one of the most difficult and frustrating aspects of researching small farm problems is the lack of available and/or accessible resource information. The author originally undertook compiling a list of what seemed to be the few references existing. It quickly became obvious that, in reality, there were many references. However, without small farm bibliographies or indexing at libraries (as "small farm" has not been generally recognized as a specific category) these "many references" were extremely difficult to find. Throughout this paper references have been cited that the author had the opportunity to read. Those many references cited other references that the author was not able to obtain in the limited time available. The following listing of approximately 800 references represents all these cited. To prevent an incorrect interpretation of abbreviations in the many different forms used by those authors, most citations have been retained in their original form. Also, as the author was unable to read those listings to determine precise 153 154 subject matter, it was impossible to break up the listings by subject matter. So, the entire 800 references are listed alphabetically by the name of the primary author and then by the title of the article or book. To aid somewhat in interpreting the subject matter of the listing, the bibliography is followed by a list of the major reference sources and which pieces they cited (VI.A.2). #1.!1l . 155 VI.A.1. Bibliography 1. 10. ll. Abihay, L. More Income From a Small Farm: The Multiple Cropping Approach. Agric Los Bands. Vol. 15. No. 3. pp. 10-11. July/Sept 1976. Ace, D. L. Dairy Goats Require Lots of Care Just to Break Even on the Small Farm. Yearbook of Agriculture (USDA). Washington. 1978. p. 357-364. Ill. Ackerman, Joseph, and Harris, Marshall (ed.). Family Farm Policy. Chicago: The University of Chicago Press, 1947. Acres, USA. A Voice for Eco-Agriculture, Box 1456, Kansas City, MO 64141. Agnes, Brenda D. 1890 Extension Program Impact on Families in Texas. Prairie View A&M University (undated). Albrecht, W. A., Soil Fertility and Animal Health. Fred Hahue Printing Co., Webster, IA 1958. Albrecht, William A., "How Soils Nourish Plants," Acres, USA. November, 1973. Alderfer, Evan B. Changing Times on Pennsylvania Farms. Philadelphia, Research Dep Federal Reserve Bank of Philadelphia Business Rev. 18-26 Reprint. May 1973. Allaby, Michael and Floyd Allen. Robots Behind the Plow. Rodale Press. Emmaus, PA 1974. Allgood, James G. The Role of Paraprofessionals Working with Limited Resource Farmers. Paper presented at the Southern Small Farms Management Workshop. Nashville, TN, Oct., 1978. Allison, John R. Small Farms: Estimated Income and Farm Organization Changes of Small Farms to Beef Price, Wage, Off-Farm Employment Oppor- tunities and the Exclusion of Cash Field Crop Enterprises. S.L.: S.N., 1978. 35 p.: Map. 12. l3. 14. 15. 16. 17. 18. 19. 20. 21. 22. 156 Alvarez, J. and C. 0. Andrew. The Role of Agri- culture and Marketing in Economic Development. Gainesville, Univ of Florida Resour Econ Dep, Staff Paper 50. 25 p. June 1977. American Farm Bureau Federation. "Is the Family Farm Disappearing?" The Nation's Agriculture. June 1960. American Vegetable Grower, “How Big is the Roadside Market Industry?“ Vol. 25, no. 2, Feb. 1977. Andrew, C. 0. Agricultural Policy Formation Applied to Small Farm Credit Concerns. Gainesville, Univ of Florida Resour Econ Dep, Staff Paper 51. 39 p. June 1977. Andrew, C.O. Incongruent Performance Criteria for Small Farm Economic Development. 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