140 598 'THS- LIBRARY Michigan State University PlACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 2/05 a/cficroatoom.mp.15 COMMUNICATION FOR THE EEAD NEH Mm Gregory G. Burke A Research Paper Sub? itted to Michigan State Lni"ersit v in particl fulfrllment *? tne lequirements for the de e:ree of School of Urban glanhing and Lande ""H‘- ‘ ‘Tox L L,J '§7{S. ' by III-IIIIII-I—qqflnfip—-L 'llll-II-l-IIII-fl-ii-m TABLE OF CONTENTS Page Introduction: Communication: An Issue for the Planning lérOfessionOOOOOOOOOO0.0000000000000000000I 1 Part I Communication: Theory and Concepts......... # A. Communication Theory and Practice............ a B. Communication Concepts and Ingredients....... 5 Co The Communication SVStemooo00.000000000000000 8 Part II communication Media..................o.... 18 A. Media and Communication Management........... 18 B. Pied-19‘- 'I‘ypeSOOOOCOOOIOOOOCOOOOOOOOOOOOOOOOOOO. 18 C. The Presentation of Technical Data...........-25 Do “Gala Orientation............................ 29 E. Piedia EffeCtineneSSoooooo00000000000000.3000. 31 (30110111810271.0000...OOOOOOOOOOOOOOOOOOO.000......O... 35 FOOtnOtesoooooooooo00.000oooooooo00.000000000000000 37 BibliographIIOOOOI.0...0..OOOOOOOOOOOOOOOOOOOOOOOCOO 39 LIST OF FIGURES 1. dodel of Cowmunicetion....................... 6 2. Communication Fission and Needs.............. 11 3. The Manaaerial Control Process............... 12 a. Media and The Management ProceSS............. 19 So Cu1tural and Group orientationoo0009000000000 30 INTRODUCTION Communication: éfl Issue for the Planning Profession Planning is a means of societal guidance and improvement of this guidance system will undoubtedly be a critical mission for the planning profession today. Paramount to the planner's ability to implement and guide plans, to use his technical com- petence effectively and to work in tense conflict-charged sit- uations will depend upon his skill in and understanding of com- ‘ munication. It is reasonable to assume, at least in part. that the failure of some plans lies chiefly in the planner's lack of ability to communicate persuasively the virtues and attractions of their plans to the public and proper authorities. The trouble is often not with plans themselves, but with lack of knowledge of appropriate channels for communicating their ideas. Effec- tive dialogue between the various types of planners and their clients rarely exists. The problem of implementation by virtue of communication is a critical one to resolve the dilemma of too much planning and too little application of plans. Amitai Etzioni has observed that such planning is likely to be an ineffectual base for environmental guidance and its products are likely to be rejected, ignored or radically altered by the political decision makers or generate considerable resistance and alienation.1 The ability to communicate will become increasingly impor- tant as the planners' role changes from the imaae projected in the classical model of technician, analyst and model maker to more action oriented planning while maintaining those virtues of the classical model. The planner formed in the image of the classical model was primarily a technician and analyst and relatively isolated from the vital forces of change in society. John Friedman remarks, He saw the world in symbolic abstractions such as figures, araphs, charts and maps. Playing com- plicated games with these symbols, but obeying the rules of logical and functional relationships, he could rearrange this world to suit his tastes and imagination. Occasionally, he would sally forth on expeditions to obtain data but his con- 7 tacts on the outside world were limited. For every hour he talked with outside people, he might spend nine hours talkina to himself and other plan- ners. The result of this work would be fixed in reports and more ambitious planning documents, and his hope was that these would be read and acted upon by relevant decision makers. His ethics for- bid him to plead a particular view; he had to lay out the alternatives, descernable costs and bene- fits and means by which alternatives might be at- tained.2 The above quotation is a bit severe and in some cases over ex- agerated but it does hold some validity. It directly supports the thesis of this paper, that the planner, in addition to ac- quirina technical and analytical sophistication, must also de- velop those communicative abilities which will permit him to put his technical competence to effective use. With the issue established in the prededing paragraphs, an approach was established that would rive the planner both an un- derstanding of the ingredients of communication and the consid- eration of communication media as one part of this process. It would be ambiguous not to develop the media theme in consider- ation of the larder context of communication. Consequently, this paper is divided into two parts, the first discusses the inaredients of communication and the second part covers the media of communication. PART I COMMUNICATION: THEORY AND CONCEPTS A. Communication Theory and Practice It can be argued, convincingly, that communication is one of man's highest attributes since it allows him to manage and control situations. Today's seeker of the communication skills finds himself heir to a large body of knowledge. However, al- most all of the material falls into four groupings: (l) per- sonal communication; (2) communication media; (3) organiza- tional communication and (u) communication systems. 1. Personal Communication: This aspect covers the study and practice of all the oral and written, auditory and visual forms of personal symbolic interchange. Included are person to group communication (e.g., face to face discussions, correspondence between specific people) and intra-aroup communication (e.g.. conferences, meetings, etc.). The essential characteristic is that it involves specific people communicating with each other. 2. Communication Media: Included in this impersonal means of symbolic interchange are books, newspapers, radio, television, displays, mass reports. etc. Communication media then are non- personal transmitter's of data and information. 3. Organization Communication: This covers the study of the dynamics of intra-group and inter-aroup symbolic interchange in organizational units. A growing volume of literatire is em- erging about organizational communication, ranging alL the way from studies of small groups to whole societies. h. Communication Systems: This includes a vast spectrum of com- munioatina systems, rangina from relatively simple mechanistic electronic systems to highly complex human systems. Four broad , categories can be identified under communication systems; (a) in- formation theory; (b) cybernetics; (c) automatic data processing systems; and (d) general systems theory. B. Communication Concepts and Ingredients Communications involves an exchange of ideas, facts, or opinions, by two or more people. Haimann simply defines it as "The process of imparting ideas and making oneself understood by others."3 The foregoing implies that communication is a Joint activity. In an organizational setting. the importance of com- munication is a three sided affair. Firstly, communications are important so that action may be effectively initiated. Programs can easily fail if the required action guidelines are not effec- tively communicated. Secondly, communications are important to achieve co-ordination of effort on the part of those who are con- cerned with the accomplishment of work. Thirdly, communications are necessary to receive feedback on the performance of action. It may be said, therefore, that effective communications involve an "exchange" for purposes of action initiation, co-ordination and feedback. The concern with communication has produced many attempts to develop models of the process. The models differ and none can be said to be the "right" or "true“ one, some may be more useful than others, some may correspond more than others depend- ing on the situation. In Rhetoric, Aristotle said that we have to look at three communication ingredients; the speaker, the I speech and the audience. He meant that each of these elements 6 is necessary to communication and that we can study the process of communication uder three headings of (1) person who speaks; (2) the speech that he produces and (3) the person who listens. Most of the current communication models are similar to Aristotle's though somewhat more complex. One of the most used contemporary models was developed in 1947 by Claude Shannon and Warren Weaver (figure 1).“ L SOURCE V TRANSMITTER] V SIGNAL V RECEIVER ‘7 DESTINATION Figure 1 Model of Communication Shannon and Weaver said that the ingredients in communication include the above elements. By translating the source into the speaker, the signal into the speech, and thefgééegh into the lis- tener, we have something akin to Aristotle's model. There are other.models of the communication process developed by Schramm,5 Westly and I-Iaclean.6 Fearing.7 Johnson,8 Berlo,9 and others but a comparison will indicate the great similarities among them plus or minus a few ingredients. Additional elements for consideration in the communication process are often referred to as the seven c‘s of communication: i/ V / Credibility: Communication starts with a climate of belief. This is built by performance on the part of the source. The performance reflects an earnest desire to serve the receiver. The receiver must have configence in the sender. He must have a high regard for the source's Ebnpetence on the subject. Context: A communications program must be true to the real- ities of its environment. Mechanical media are only supplemen- tary to the word and deed that takes place in daily living.’ The context must provide for participation and playback. Content: The message must have meaning for the receiver. It must have relevance to him. In general. people select those items of information which promise them greatest rewards. The audience determines the content. Clarity: The message must be put in simple terms. Words must mean the same thing to the receiver as they do to the sender. Complex issues must be compressed into themes which have sim- plicity and clarity. V Continuity and Consistency: Communication is an unending pro- cess. It requires repetition to achieve penetration. Repeti- tion with variation contributes to both factual and attitude learning. The story must be consistent. Channels: Established channels of communication should be used channels which the receiver uses and respects. Creating new ones is difficult. Different channels have different effects and have different connotations during different stages of in- formation distribution. Capability of Audience: Communication must take into account the capability of the audience. Communications are most effec- tive when they require the least effort on the part of the re- cipient. This includes factors of availability, habit, reading ability, and receiver's knowledge."10 C. The Communication System Critical to the need of understanding communication is the concept of the "Communication System." It is virtually the broad spectrum within which communication purposes, com- munication standards and communication tasks function. It can be considered as the total pattern of an organization's com- munication. A review and understanding of this system is in great need for the professional Institutions. There is no one model which attempts to illustrate all of the components in this system for several reasons, the obvious one being that various organizations have a different set of values and needs and any system would have to be fashioned to the particular organization in question. A sequential examination is attempted however of the various components which hopefully can be used for evaluau tion as well as the construction of a communication system. 1. Communication System Analysis and Control: "Step 1. Identification and/or estahlishment of communica- tion objectives and standards: This includes the consideration of such question as: -What communication purposes (overt and covert) should be pur- -3::%?communication tasks should be accomplished? -Into what basic communication operations do the communica- tion tasks fall? ~What standards of proficiency should be required in each task and operation? "Step 2. Identification of the existing communication site uation: Using the criteria in Step 1, a systematic analysis is made of the communication as it actually exists. This may re- quire extensive time and intensive effort because it may require observation and interviews. "Step 3. Identification of Communication Problems: This step comes only after proper treatment of Steps 1 and 2. Essentially the communication problems are the differences found between 1 and 2. Problems, in addition to being identified, must be ran- ked in terms of importance and type. "Step h. Overcoming the Communication Problems: Growing dir- ectly out of Step 3, the solutions here focus on such factors as making organizational adjustments and revisions, and setting up programs. - "Step 5. Establishing Evaluational Procedures: Evaluation goes back to Step I for standards, applying them to the proced- ures emerging from Step h. "Step 6. Establishing a Continuing Communication Program: Here the focus is on keeping the communication gained, as well as, ef- fecting continuing improvement, including (1) needed revision of Steps 3, u, and 5. This step goes back to the beginning so that the system becomes modifiable and self-correcting."ll It seems to me that a genuine practical system along the above lines is one way to the kind of communication which demon- strably contributes to organizational improvement. With it, ran- dom, haphazard grinding out of gimmick-centered house organs, Speeches and memos ceases; the focus becomes a coherent, con- sistent pattern within which all communication is prOgrammed to 10 accomplish efficiently and effectively the most important func- tions of the organization. 2. Organizing for Communication: The preceding section will also bring forth whether or not the organization has clear communication policies or procedures. That is, in addition to other administrative and operational pol-- icies does the unit have guidelines governing its communications? If the organization has indeed spelled out communications policies, there is a presumption that needs have been considered. If, how- ever, guidelines are missing or are at best only perfunctory, grave doubts are raised about the adequacy of the consideration given to communication needs. Do these policies specify which discrepant situations or problems are to be handled by specific communications? Which events, routine or non-routine, does the organization control through communications? Such events may range from general to Specific, immediate to long range, tact- ical to strategic, and executive to operational (Figure 2). 3. Determination of Methods: Problem Solving: The schematic drawing (Figure 3). illus- trates the role of communication in the problem solving process. There are three distinct stages in the process: (a) situational input; (b) throughput; and (c) situational output. The sit- uational input is the real world of events possible for the di- rector to View. It is at this event level that he must perceive and put into some useful order the so-called problem. He must determine the crucial symptoms and must review them in meaning- ful relationships (syndromes) to know what the real problem is. 11 The Need for Communicating is Established The purpose of The Task Facing Communicating is the Communicator Determined is Recognized and Spelled Out 1. Clear and Realistic Communications Policies Exist 2. Situations Requiring Communication are Specified 3. The Types of Communications to be Used are Stated h. Departments and People Responsible for Communicating are Identified 5. Communication procedures and Meth- ods are Spelled out 6. Cost/Benefit Reckoning is Employed Eigure_g Communication Mission and Needs Source: C. Vardamgn and C. Ralterman, "Cutting Communica- tions Costs and Increasing Impacts,“ New York: JOhn Wilydc Sons, 1110. 1970. l2 /,-‘ Communication of /’~‘} ’ ‘\ Real World Data / \ ,Real \ / Real\ I World, { World‘l ' \ Communication I / '\ ‘ \Problem ' J—:I/1Action‘ / \ k of Decision \\ ,’ \ s \ / \Communica tion of Problem Related Criteria Situational Managerial Throughput Situational Input Output Figure 3 The Managerial Control Process Source: C. C. Halterman, ”Managerial Control Through Commun- ication,” New York: John Wiley & Sons, Inc.. 1968. 13 The next phase is the throughput. After he perceives the prob~ lem, he must be able to process it and this is where communica- tion capability is crucial. Communication capabilitv consists of cueing facilities, carrying out facilities, and critique fac- ilities. The cueing facility is a generating function and calls forth data as needed. If the data is sufficiently informative, he can make a decision and if it is inadequate, there is a need for additional data. The communication carrying out facility is a message sending or receiving function. Once the need for communication is established, the Director assesses the situa- tion then plans and executes the necessary transmission and re- ception of the message. The communication critique facility is a monitoring and corrective function. It works in conjunction with the cueing and carrying out facilities to determine when and where adjustments are needed, where new problems are aris- ing and where new decisions are needed.12_ The old situation symptomized by the problem, is what ex- isted before the throughput. Together with all the changes, including those instituted by the Director has now resulted in- to a new or current situation and if it is still failing, the total process is repeated. Strategy Determination: One aspect for effective com- munications is the determination of the proper strategy. This involves the determination of the proper time. place, and manner for communicating. It concerns when, where, and how communica- tions should be transmitted and determining the circumstances for gaining optimum effectiveness of communication. This is pri- mairly a Judgemental activity. .“iyw,,w pretty “WHDW ' 'W- .‘,-':', ”vehfir‘ffi: ‘ J. 1h Acquisition and Relevance of Data: Each task, duty, out- put, or function in an organization has communication require- ments. These include such thinas as orders, directions, eval- uations, feedback and measurements. In raw form such commun- ications are referred to by Vardaman and Halterman as "data.” Data that contribute directly to furthering performance on the Job are called job related. Extraneous data are referred to as noise. For example, much direction poorly stated contains a large amount of noise. Poorly worded instructions, carelessly computed statistics, poorly run meetings, sloppy job descrip- tions are all entropic, or poorly informative. When extraneous data are received, the effort of sorting, interpreting, and pro- cessing detracts from the user's output and efficiency. On the other hand, it is vital that all required data are furnished, for without adequate data the job could not be done at all. Quantity, adequacy, timinz and credibility are all-critical to the idea of data as is used here. - Transportation/Distribution: The fact that data are trans- ported, transmitted, distributed, diffused, etc., within a com- munication system implies that a structure pre-exists, or that a structure (i.e., channels and interconnected sets of channels), is being created in the process. It is important that those who want or need data are able to secure it without too much delay or hardship and in the quantity and quality required. The trans- portation/distribution processes and patterns must be flexible enough to accommodate unusual requests for data, or unusual users. They must also be quickly responsive to chances, to crises, to special circumstances - at no sacrifice of reliability, fid- 15 elity, etc. The transportation/distribution process must be reliable in times of stress or overload and any impedance or noise that would block the movement of data to the various term- inals and users of the system should be held to a minimum. There should also be the sort of discrimination in the system that re- liably identifies currently needed data and speeds it through without delay. Processing: Every element in every communication system which receives and ingests data, whether a cell, an individual, a computer or department processes the "consumable" data it re- ceives in some way. Whether that processing takes the form of storage, redistribution (with or without reproduction, ampli— fication, or reduction), analysis, synthesis, or decisioning, it can be thought of functionally as of the same order as doing something to or processing the received data in some way. The processing elements should be designed, equipped and programmed in such a way that they can and do induce from the system those data which they need to fulfill their task-functions. For ex- ample, are individual members of an organization structured and oriented in such a way that they can'and do induce from the sys- tem the data they need to perform their task-functions in a sup- erior manner? Content Structure: This involves a diagnosis of the nature of the message and the person or persons who are to receive it. It is necessary to structure the content properly, for optimum effectiveness. The content needs to be structured in such a way that it is easily understood and put to use. 16 Feedback: In order to achieve effective communication, it is necessary to obtain feedback simultaneously with the delivery of the message, or shortly thereafter. It involves getting the reactions of the receivers to the message. System Adequacy-Adaptability-Reliability~Compatibility:13 Adequacy: What is adequate in one set of circumstances may not be adequate in another. There are both short and long range con- siderations and what proves to be adequate for the short range may prove to reduce the adequacy of the system over the long range. Conditions both within and without organizations (and individuals) are constantly changing, continuously evolving. If the commun- ication system serving that organization is not continuously ev- olving its own adequacy vis-a'—vis those changing conditions, goals, etc., it may become inadequate by default. Inevitable fac- tors are time and place. If those persons or elements who want and/or need given data in consumable forms do not get it at the right time and the right place in useful form, the system is to that extent inadequate to its task. Adaptability:, Probably optimum system adaptability is a con~ sequence, once system adequacy is achieved and maintained, of the degree of symbiosis which evolves between each element or member or user in the system, and the input-output subsystems which serve those individual elements or members. At least some part of that evolved symbiosis must be compensatory. Both the system and the user have peculiar strength and peculiar weak- nesses. To the extent that the strengths and the weaknesses of user and his system are adaptively compensated for in some way 17 by the other, the resulting symbiotic relationship will enhance the efficacy of the system. To the extent they are not and do not adaptively compensate for these factors, the total system may be less efficacious. Reliability: Reliability lends a quality to the atmosphere of the system in much the same way that credibility and depend- ability contributes to the qualities of particular communication encounters. An unreliable system becomes generally less relied- upon in the same way that people give less and less notice to what is for them a fallible or questionable source of information. A reliable system is one that can be relied upon to supply rele~ vent and timely data of the appropriate quantity and quality, when or where needed in the system. Conversely, a reliable system is one that can be relied upon to protect consumers or processors from irrelevant or untimely data, or from data of an in-approp- riate quantity or quality. Compatibility: As the rapidly advancina technology of ”infor- mation systems" is increasingly employed in the future, the issue of compatibility will likely gain in importance. Whether intra- orqanizational or inter-oraanizational, the efficacy of any com- municatiors system or subsystem may depend upon its compatibility with other systems to which it becomes linked. 18 PART II COMMUNICATION MEDIA A. Media and Communication Management I With part one establishing the foundation for under- standing communication, it is possible to focus on the role of media in this process. Before an attempt is made to difine and illustrate media, it should be placed in an organizational set- ting. Assume that in each organization there exists in some form, and perhaps with less formal title, a need for a commun- ication management process. The communication management process refers to the planning director's communicating activity as he does his Job. Figure b shows how the process can be related to the sequential directorial activities of problem definition, com- munication capability and managerial competence. For example, he may select the deteriorating central city as a subject to be expressed. The next step would be to determine his agencies com- munication capability and then select the appropriate communica- tion medium in order to carry verbal or visual concepts and models to express his ideas. There also remains the task of ed- iting, pulling together, reshaping/processing, transmitting and the gathering of feedback to determine the effectiveness of his efforts. If no attempt is made to relate the media to the entire process, chaos is likely to result with the net affect on the neg- ative side of the scale. B. Media Types 1. The Software of Communication Technolosy: While the emphasis of this second part is one the "hard- ware" of communication, it would be a serious mistake not to 19 D P E R F Determine O I B N Communication Need L I E_T Select M I Subject To Be Expressed —— 0 (problem-oriented) N C . O C Select M A M P Communications Media U A N B Build Lfi I I Verbal And Visual Concepts C L And Models A I T T I Y O N M c / g A 0 Process Integrate Edit N MT \ f— A P G E E- T R E I N”; Transmit Gather Compare A C Feedback L E Figure h Media and The Management Process Source: C. Vardaman and C. Halterman, "Cutting Communica— tions Costs and Increasing Impacts," New York: John Wily & Sons, Inc. 1970. 20 view at least in brief the implications of the "software" of communication. The most basic and by far the most significant of all communicating technology has been the evolution and use of languages. Languages as used here refers to the spoken word as an expression of thought patterns which varries with different cultural groups. For example, in discussing the meaning of a house/home between an African and Japanese, it is reasonable to assume that each will have a different perspective on the mean- ing of a house. It should be obvious that there is an inextri- cable relationship between our languages and our thinking. With- out becomming entangled in the.continuing relationship. we should be cognizant of the apparent facts that sophisticated thinking abilities appear and develop concurrent with the acquisition of languages; that people seem to conceive of themselves and their worlds largely in terms of their languages, and that our com- prehensions of ourselves and the physical and social processes of our environments are limited by the sorts of cognitive struc- lu Whatever the tures our particular languages make possible. specific nature of the languages-thought interdependency, the point to be made is this; that languages are most advantageously thought of as fundamental aspects of the technology of communi- cation. As such they produce certain possibilities and certain limits on our capabilities and capacities for being communicated with. We comprehend the nature of our environments in and through the languages we have learned and we think about the things and the events of our environments largely in and through the use of those language(s). Environment as used here refers to the sum total of the conditions and influences which affect the life and development of a person. 21 2. The Hardware of Communication Technology: Languages and their grammars, and the rules and protocols for their use have their consequences on the generation and the consumption of data. Media, by contrast have their consequences for the dissemination and acquisition of data. Thus, "hard- ware” of communication technology has to do with the transporta- tion (or amplification or deamplification) of data, while the “software" of communication technology has to do with our in- dividual abilities to communicate to and to be communicated with. As social organizations grew in size and complexity, the need to augment human means of disseminating and acquiring po- tentially useful data led to the invention and adoption of the wide range of media and materials which we now take for granted. It has however, been the combined impact of materials and de- vices which has altered our communicative existences, problems, and possibilities most strinkingly. What becomes apparently im- portant here is the fact that the sequence of inventions of mat- erial, and of devices or equipment, have given birth to a suc- cession of new media of communication. And with the birth of each new medium of communication have come increased possibil- ities for cooperative or collective endeavors. For example, the medium of written communication has made possible the main- tenance of relationships at great distances. The television; common ways of thinking. Our communication sattellites: the dis- semination (hence potential acquisition) of consumable event~ data through out the world, etc. The media of communication - the introduction of materials and devices, the "hardware" of 22 communication technology have therefore amplified and extended the reaches of man's own equipment for disseminating and acquir- ing useful data about the world in which he lives. Thus the means of data transportation (media) subserve integrative as well as informative functions. This is a fact having far reaching im- plications for the design of communication systems in formal org- anizations. An available medium is a tool of inter-communication or mass communication and its use (or not), plus the manner in which it is used, will have inevitable consequences for the nature of a particular organization. It would be possible to classify communication media in a number of different ways but such a classification might have the disadvantage however, of limping together media as different as films, lectures and closed circuit television, the usefulness of which would certainly be questionable. A second reason is that of all the types of media available, only a minimal number are utilized by the professional planner, or are available to him. The following tvpes are those which I feel warrant dis- cussion. Written Communications Media: Written communications are vehicles for carrving the writer's messages. In other words, written communications media primarily refer to important written documents for con- veying organizational messages. The bulk of the real work of most organizations is carried on through the following: Letters: This seems elementary but plays a critical role in any organization. They usually contain a salutation, which id- entifies the person or persons to who addressed, a text or body 23 which explicates the message, and an ending which indicates from whom the letter was sent. They can be informal, typed or hand- written, and have the widest variety of purposes and usefulness of any written media. Reports: A report is almost always addressed to some individ- ual or group and is generated in response to an explicit or im- plied request. In most cases it is constructed according to some preliminary advice, clearly identifies the situation or activity being reported on and indicates who the originator is as well as why he is reporting. Directives: A directive is generally addressed to a person either by name or position. It contains guidelines for oper- ation, and its message lays out constraints or explicates auth- ority. The language of the message is explicit, along with the originator's authority for directing. Proposals: PrOposals focus on some task, Job, or act. Their messages are directed to someone in a position of sanction or evaluation, and although task-oriented, the professional com- petence, capability, or other qualifying attribute of the sen- der is central. The originator is identified in terms of his specialist capacity to insure credibility to the proposal's contents. Agreements and Commitments: Agreements contain a form of written dialogue between two or more parties. In this sense, the addressees and the originators may be the same, although in each case they are clearly identified - usually in terms of their personal or professional or organizational status. It is always made clear between whom agreements are reached, whether among individuals, among groups, or among organizations. Commitments are also task-oriented, in that they contain a- sort of "contract" to perform some job or service, whereas an agreement is between two parties jointly assuming reSponsib- ility for some task or activity, and is thus bilateral, a commitment is fundamentally unilateral. Manuals: Manuals are essentially guides to certain individ- uals telling how something can best be done. In a sense they are directives and there is a clear implication of some task. However, the primary orientation is to the cultural background of the individuals for whom intended. This means that the man- ual must be basically concerned with whether it is going to be accepted and its message understood by the operators. Forms: These, like manuals, provide guides for individuals to follow. In this sense forms must be acceptable to the in- dividuals in the light of their cultural backgrounds in order to be well understood. Forms are highly stylized media which facilitate gathering of data, reporting activities, making com- putations, etc. Forms must appeal to a variety of individuals and must be understandable to all. They are specific guides for action, which must be interpreted and followed by a very broad range of users. 2U House Organs: House organs include in-house information circulated within an organization. They are not normally ad- dressed to individuals but are distributed in blanket fashion. "Brochures: Brdchures carry messages to specific groups or special interest groups depending upon the nature of the org- anization. Brochures normally have a much higher distribu- tion than do manuals and house organs. It must be more gen- eral in its palatability to varying cultural groups, many of whom may be outside the organization but must also permit a high degree of specificity of intended message. The various kinds of written media, then, are readily differentiable on the basis of their primary orientations and their contral foci or approaches. An understanding of the written media reviewed above will certainly add meaning toward improving the effectiveness of the agencies written communica- tion. Audio-Visual Aids: Sensual stimulation can be extremely important in reach- ing the public. Slide shows are popular with audiences and may include taped narratives or background music. Some shows use the technique of shock contrasts in their presentations which in affect dramatize a point which seems to stick with the re- ceiver longer and reactions are more profuse. Some agencies have compiled a slide library which they make available to other local officials and interest groups as more indirect promo- tional and informational planning purposes. Mass Media: Mass media is certainly one form of communication media through which information can be distributed. The press is probably the most critical and most practical from a cost as- pect in distributing information at a large scale. Caution is a prime prerequisite however when considering this method V25 of information distribution since articles, notices, etc., are spliced to fit a column and may in the long run distort the im- age or the original intent of the message. It would certainly be an advantage to develop a good rapport with the press since any promotion or release prior to a public hearing will probably utilize this type of media. In larger metropolitan areas, there may be access to a television station but there are also plenty of interests for use of public service time. The use of televi— sion with a follow up of an article in the newspaper would be a desirable approach for communiting to the public at large but the resources might not be readily available. Additional types of hardware for communicating ideas will be covered in the fol- lowing section on presenting technical data. C. The Presentation of Technical Data 1. Understanding the Audience: One of the most important elements in the entire process of a presentation is knowing the "audience." More presentations fail because of lack of audience awareness on the part of the presenter than for any other reason. The presentation must be- gin and end with its audience, and everything that is done in between is done solely, consciously. intentionally, and del- liberately to affect this audience. If a certain body of infor- mation cannot be molded and structured so that a reason for its presentation to an audience can be stated. then the net effect of presenting it is nothing more than a consumption of a cer- tain amount of time. The objective must be stated: it cannot be assumed. The presenter should always be doing something to his 26 audience. He may be trying to inform or convince them, get them to perform a certain action, or get them to feel and experience something he experiences or feels. Man lives, functions and communicates with his environment through these intimately re- lated dimensions: emotional, physical, and intellectual. It should be apparent to the presenter that he recognize these forces in everv audience he might approach and that basically he cannot go against them and may in fact have to conform to them if he is to succeed in influencing people with his ideas. It would be an advantage ahead of time to discover what the pre- dominating patterns are in his audience and to design the basic appeals of his presentation with them as its foundation. 2. Idea Structure: Most technical presenters do not recognize the true sig- nificance of having an awareness of idea structure nor do they give it the weight that it should have in the presentation preu paration process. Although it is the cornerstone of composing and outlining an idea, they have long dismissed it as one of those problems solved in the classroom. The true test of a pre- senter's organizational ability is how well he can give these to his audience, often without actually telling them that they are present. To a large degree, subtlety_thus is also involved in structuring the idea. On the other hand, it may frequently suit the presenter's purpose to make a point of revealing his idea structure to his audience. Generally an audience remains with a presenter best not only when he gives the idea structure. but when he simplifies that structure as much as possible by con- ducting them along a single pathway. w. A. Nambert illustrates various approaches for a presentation: 27 "1. State a problem and solve it. ”2. Show an effect and prove its cause. "3. Begin with a cause and exhibit its effect. "4. Start with the simple and proceed to the complex. "5. Present a pattern of accumulation. "6. State a sequence of events. "7. Explain the unfamiliar in terms of the familiar. "8. Present facts in the order of their need, utility or use. "9. Build preliminary ideas to a point of climax."16 . It is important not only to choose a basic thought sequence pattern, but to adher to the same basic structure throughout the presentation. 3. Utilizing Aids for the Presentation: Before discussing "aids," it would be useful at this time to introduce the concept of symbology. Vardaman refers to sym- bology as "The linguistic and graphic means of written communica- tion and that graphics embrace schematic diagrams, models, par- adigms, pictures, charts, maps and other forms of visual represen- tation."17 Both language and graphics stand for ideas, con- cepts, principles, persons or things. Symbols on a page, board, etc., are in fact the communication_to the reader, and specific communication or communication under examination cannot be better or worse than the language and graphics used. Planners are par- ticularly heavy users of symbology for communicating ideas and continued emphasis should go along with this fact but not at the cost of the verbal presentation since the two together are in- separable. The term "Aids" as used here refers to all such forms of sup- porting material more commonly known as visual aids. The basic function can be sumarized as follows: 1. To save time 5. Reinforce or emphasize an idea 2. To increase interest 6, Prove a point 3. Generate and hold attention h. Clarify an idea 7. Increase memory retention 28 Pictures, araphics, handouts, and similar material are a form of idea support, and an integral part of the presentation and should be included in the outline like any other idea. Some- how the aid part of the presentation gets separated from the text and becomes a matter unto itself. As a result, althouah a set of slides, for example, might be excellently desiqned, they do not really serve their proper purpose of clarifying, supporting, or reinforceing a spoken idea unless they are tied into the over- all structure of the presentation. Too often a presentation is prepared around the set of aids instead of utilizing them to sup- port ideas. One way to avoid this is to include the aid ideas in the main presentation outline where they will remain in pro- per per perspective. The important thing is that the aids appear where they belong - within the presentation outline itself as support for ideas, all aimed at objective accomplishments, all performing an actual function. Althouah it sometimes will be necessary to do so, large amounts of detail in a presentation depending upon the audience should be avoided as much as possible. The following are some suasestions for alleviatina the negative visual affects of large amounts of detail: 1. Try to break information up into clearly defined cataqorieS. 2. Place information in clearly-defined visual segments. 3. Consider dividina the visual material into more than one , panel. . U. Try covering parts of the information and progressively exposing it. 5. Use overlays to aradually build a complete panel. 6. Be sure erosure is long enough for full comprehension. 7. Use additional simplified panels to summarize the detail and to show over-all concepts. 8. Consider handout material to be used in conjunction with displayed or projected information. Size of audience, basic purpose, and environment are the main influences on the kind of projection or display medium re- 29 quired. Projection techniques, such as slides, opaque, or over- head projection should be used for larger groups. Easel charts and chalkboard are usually effective with smaller groups. Many presenters tend to be over-elaborate and think in terms of the most elaborate medium when other methods of projection or display will do just as well. There are many manufacturers and models of projection equipment, but there are only a few basic kinds of projection equipment with which the averaae presenter need be concerned, such as the slide projector and opaque projector. D. Media Orientation Figure 5 indicates how media and channel constraints, along with the cultural and target group orientations, affect the com- munication process. rFor example, the purpose of communicating leads one to expressina a messaqe in a verbal and graphic lan- auaae,'usina a particular loaic, design, and style. Theoreti- cally, to the person originating a written communication, this sequence of activity should do the job. But the very best of such approaches, if there is no consideration for the contri- butions and constraints of the target group, the media, the chan- nels and culture involved, will surely result in failure. There are then three factors to consider in media orientation: (1) the individuals to be reached; (2) the type and availability of chan- nels over which the medium must travel: and (3) the general cul- tural setting within which the media are generated, processed, and reCeived. Target Group Orientation and Channels: To whom is the messape addressed, and how will the medium be interpreted by the receiver? The communication channels which connect people in social groups are not the same as those 30 Cultural and Target Group Purpose of Communicating v V v Verbal Graphic Language A A V Verbal ‘ Graphic Desian, Loqic and Style Media and Channel Constraints Figure 2 Cultural and Group Orientation 31 which connect people who are acting in their administrative roles. A still different set of channels facilitates and reg- ulates the flow of information among professionals. Channels that exist among members of a particular target group, develop peculiarities associated with that group. Robert C. Hood, pre- sident of the Ansul Chemical Company in Wisconsin holds that a company must be a good citizen by determining its citizen- 18 He identifies ship responsibilities and how to meet them. several groups, organizations in the community for carrying out a community relations program. For our purposes, and this dis- cussion, we can refer to them as target groups. A list of the various types of groups follows: -Community at large ~Community Thought Leaders -Local Press ~Civic Organizations ~Students, Faculty, School Officials -Municipal employees, Officials ~Local Merchants, Industrialists These are but a few of the types of target groups that may exist in a community and to a certain degree, an uderstandina of these groups will determine the type of communication to be utilized. Cultural Orientation: Media are subject to sanction by persons who receive their messaaes, and it is not unusual for the medium itself to imply a different connotation in one cultural setting from that in an- other. A formal letter of invitation may be viewed either as a highly stilted approach were a less formal medium would be viewed more acceptable. E. Media Effectiveness 1. Communications Clarity: Do writer's know what message they intend to transmit? 32 This sounds ambiguous, but its not uncommon to find the ori- ginator of a message imprecise about their theme, even after a document is written and sent out. There is little hope for clarity for the receivers if the transmitters themselves do not cognize the messages they want to convey. Clarity is not ac- cidental in symbolic communication, it is the result of careful, deliberate design. It is not tuncomnon to employ a staff meeting in planning for clarity in important complex presentations. To the extent that an agency has clear or written guidelines on clarity in communications, there is an indicuation that consideration and emphasis is géven to this important facet. To the extent that guidelines are lacking, it is doubtful that the organization's communications are readily understood. 2. Communication Correctness: Correctness refers primarily to the validity of the mes- sage which in turn refers to the "truth" of the language and graphics used. In the socially oriented communication, the val- ues and goals of the group members are central. Symbols will be true or false in the group member's minds to the extent that the communication reinforces or denies the members' goals and values. In some cases, language and graphics may have to be more "feeling oriented” than idea or fact oriented. Too many facts, too many statistics, detailed charts, graphs or models may alienate rather than gain the support of socially-oriented receivers. Validity in this case may be a psychological phen- omenon with these receivers. In the specialist oriented communication, validity is markedly different. Since the professional is critical in his area of expertise, he eXpects a factual and reasoned approach. Descriptions, inferences, and implications should be differen- tiated from one another and graphics, charts, models and schem- atics should accurately reflect the data being communicated. Val- idity, then, in this case is related to logic and discipline. 3. Communication Cogency: Cogency is comprised of two factors, appearance and cred- ibility. Appearance refers to the way a communication looks and how the symbols on the page or board are accepted by the receiver. Unless communication is clear, it will lack influence. Readers who must painstakingly dig out ideas from a pile of ver- bal or graphic debris can hardly be blamed for berating the communicator and, likewise, if misunderstanding is generated from lack of document clarity. reactions may be hostile. Credibility refers to the acceptance by the receiver of the symbolic presentation. There are three things that should be examined when considering credibility: (l) the reader's per- ception of the source: It is reasonable to assume that if the receiver attitude toward the originating office is one of mixed feelings or distrust, he may also view a report, etc., with the same notion: (2) the readee's perception of the writer: It is es- sential that the writer establish himself as a credible source and perceived as believable: (3) the reader's perception of the communication: This refers to the Reader's "image" of the ac- tual document under examination. This will very much depend upon the two earlier points made concerning the perception of the source and writer. Clarity, correctness and cogency will all determine the 3“ degree of communication effectiveness. The extent to which they are present or lacking will undoubtedly have an impact on an agency or organization's ability to successfully communicate and implement programs. 35 CONCLUSION Communication is but one critical part and role of the plan- ning process and if it is not developed to an extent that in- put (outside information), and output (inside information) are not synchronized, plans and proposals will not be meaningful to the real world nor accepted by the receivers. To the ex- tent that communications is developed and understood, the po- tential for carrying out plans and programs will be more suc- cessful. One of the obstacles to effective communication is that the planning profession carries with it a specialization of lan- guage, making access to knowledge extremely difficult for the non-specialist. Increasing specialization of the profession and specialized areas of knowledge will move into increasingly ab- stract realms. Not only will the language become specialized but the substance of the knowledge itself becomes increasingly removed from concrete, everyday reality. Increasing'levels of abstraction, then, will also mean greater difficulty in com- municating. This may be the essence of why plans and proposals are not followed through. As the profession grew and expanded, it continued to develop a highly technical body of knowledge which is not being criticised, however, while this specialized body of knowledge was emerging, it was not being supplemented with a means to bridge the gap that exists today between highly stylized-technical plans and the people for which they were pre- pared. How can planners' and plans become more meaningful? One thing is to become better communicators. Complexity and sheer 36 size of this society is going to continue to create problems for communication not to mention the potential of technolog- ical advances in the area of communication media. It is time to harness the techniques of communication in the planning process. This paper has provided an understanding of the con» cepts and process of communication and the potential of com» munication media. While this paper does not answer all of the questions of communication, it does provide a framework for understanding communications and its importance for the plan- ning profession. 3? FOOTNOTES 1Amitai Etzioni, The Active Society: A Theorv of Societal and Political Process (New York: The Free Press, 19055, p. #96 2John Friedman, "Notes on Societal Action," Journal 2: the American Institute of Planners, Volume XXXV (September, 1969), p. 316. 3Franklin Haiman, Leadership and Democratic Action (Cambridge, Mass.: The Riverside Press, lghl), p. 260. “Claude Shannon and Warren Weaver, The Mathematical Theory 9: Communication (University of Illinois Press, 19h97, p. S. 5Wilbur Schramm, "How Communication Works," in The Process and Effects of Mass Communication (University of Illinois Press. 1.95“) . p0 3-260 6Bruce Westley and Malcolm Maclean, Jr., "A Conceptual Model 'for Communication Research," Journalism Quarterly, 3M: 31-38. 7Franklin Fearing, "Toward a Psvchological Theory of Human Communication,” Journal of Personality, 22: 71-78, 1953. 8Wendell Johnson, "The Fateful Process of Mister A Talking to Mister B," in How Successful Executives Handle People, Harvard Business Review, 1953, p. 50. 9David K. Berlo, The Process of Communication (New York: Holt, Rinehart and Winston, 15307? p. 29. 10Chamber of Commerce, Effective Emplovee and Community fig- lations, a report on Ansul Chemical Company, (Washinaton D. C.: The Chamber, 1956), (condensed from pages 22-23). 11George T. Vardaman and Carrol C. Falterman, Eanaaerial Control Throush Communication (New York: John Wiley & Sons, Incl, 1968), p. 337-h8. lzlbid, p. 12. 13Lee Tharer, Communication and Communications Svstems (Illinois: Richard D. Irwin, Inc., 1968), p. 178-1Fl. 1“Ibid, p. 253. 156eorzze T. Vardaman, Carroll C. Halternan and Patricia B. Vardaman, Cuttinq Communications Costs and Increasing Im- pacts (New York: John Wiley & Sons, Inc., 1970), p. 63:68. 16 W. A. Mambert, Presenting Technical Ideas (New York:. John Wiley & Sons, Inc., 1968), p. 118-19. 17George T. Vardaman, Carroll C. Halterman and Patricia B. Vardaman, Cuttina Communications Costs and Increasing_ Impacts (New York: Hohn Wiley & Sons, Inc., 1970), p. 115. 18Chamber of Commerce, Effective Employee and Community fig- lations, a report on Ansul Chemical Company (Washington D.C.: The Chamber, 1956). ' ‘ “H IV} (1“; C 1" t .‘ .x‘.‘ i ‘P (it: 1-2:” \ ' I \,. ll :- v‘ _. 39 BIBLIOGRAPHY Babcock, C. Merton. "A Dynamic Theory of Communications." 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