- A CQNSQWTFON OF THE WELEY-DORDERO ACT OF 2:954 AS AN [ETERNATEONAL AGREEMENT Thesis for flu Degree of M. A. MECWGAN STATE UNEVERSETY fianfid .5. Evans 1958 ~— LIBRARY Michigan St?” University A CONSIDERATION OF THE WILEY-DONOERO ACT OF I95h AS AN INTERNATIONAL AGREEMENT By DONALD J. EVANS AN ABSTRACT Submitted to the College of Business and Public Service Michi an State Universit of A ricuiture and App! ed Science in part al fu fillment of the requirements for the degree of MASTER OF ARTS Department of PoIItIcal Science I958 t W / $47”— ‘r Donald J. Evans The research was designed to supply infonmation on the problem of fashioning instruments of international agreement. The focus of study is on the Wiley-Bondeno Act of l95h, the instrument providing for the St. Lawrence Seaway Project in the United States. International agreements between the United States and Canada are examined as they relate to the Wiley- Dondero Act. The thesis is divided into five chapters. The first chapter traces the history of attempts to accomplish the St. Lawrence Seaway Project. The second chapter is concerned with the legal bases for the proposed treaties of the l930's, the i9lil Executive Agreement and imlementing'legislation, and the use of concurrent legislation. This chapter treats both executive and legislative actions in the formation of international agreements. The third chapter is an analysis of the St. Lawrence Seaway Project first as an international issue and secondly as a domestic issue. From this analysis two conclusions aie fanned: The United States Senate waived its treaty preroga- tive by permitting the Project to be accomplished through the use of concurrent legislation, and the Wiley-Bondero Act is only domestic legislation despite the attempts to make it an international agreement. The fourth chapter presents possible United States and Canadian developments in the St. Lawrence River with emphasis upon the all-Canadian route. The fifth chapter gives the author's conclusions and possible courses of action available to the United States if this country is to share with Canada the control of shipping on the Great Lakes. A CONSIDERATION OF THE NILEY-DONOERO ACT OF I95h AS AN INTERNATIONAL AGREEMENT BY DONALD J. EVANS A THESIS Submitted to the College of Business and Public Service Michigan State University of A riculture and Appl ed Science in part el fu fillment of the requirements for the degree of MASTER OF ARTS Department of Political Science l958 Approved S;E$‘c)24;' // SEE; 6;:;:;;Z;=T‘"’— TABLE OF CONTENTS PREFACE . . . . . . . . . . . I. INTRODUCTION . . . The Treaty Attempts . The Executive Agreement Attempt . The Concurrent Legislative Attempt. ii. BASES FOR THE SEAWAY ALTERNATIVES . The Treaty Method . The Executive Agreement Method. . . . III. THE SEAWAY PROJECT--TWO POINTS OF An International Issue. A Domestic Issue. . . IV. THE ALL-CANADIAN ROUTE. V. CONCLUSION. . . . . . BIBLIOGRAPHY. . . . . . . . . APPENDIX, . . . . . . . VIEW. l2 l3 l6 l6 20 . 29 29 35 . S3 6i 68 . 76 PREFACE Several reasons prompted the author to undertake this study of the Wiley-Dondero Act of l95‘i. Primarily, It was the desire to study an area of international relations close to the State of Michigan. Since Canada was across the Great Lakes, a study of some aspect of American-Canadian relations appeared promising. Inquiry was made into the St. Lawrence Seaway Project. Michigan would benefit from the proposed Seaway, probably more than any other state. A project so large in scope as the Seaway might yield some interesting, international problems. This work is a study of one international problem crea- ted by the Wiley-Dondero Act. This problem was how concurrent legislation could be made an international agreement. Since domestic legislation created the Seaway, might such legis- lation be given wider application In some future agreement between the United States and another nation? This study has been limited to a particular area of Investigation, namely, the negotiation stages of Seaway leg- islation and agreements. Further limitation has been made by restricting the study to these stages relating to the legal basis for agreements, the question of senatorial waiver of Its treaty power, and the possibility of an all-Canadian seaway. Outside the scope of investigation are the economic values of the Seaway, the engineering problems, and the political and social consequences of ocean-going ships upon the Great Lakes. The author wishes to express his gratitude to Doctor Lewis J. Edinger and other members of the Department of Political Science for their encouragement and helpful criticism during the preparation of this thesis. He Is also Indebted to Mr. Raymond F. Stellar, Engineer, St. Lawrence Seaway Development Corporation, who suggested the direction in which this work followed; to George S. Vest, Canadian‘Desk, U. S. Department of State; to the staff of the Library of Congress for their aid in obtaining many of the docunents; and to my wife, whose patience during the preparation of this thesis was a work of love. CHAPTER I 5 INTRODUCTION The international relationship between the United States and Canada Is unique for several reasons. First, a discussion of the "serious" problems facing the United States in world affairs usually is directed towards Europe, the Middle East, or Asia. Infrequently is the discussion directed towards Canada. The word "serious" is rarely used to describe the present diplomatic relations between America and Canada. The past has often seen tensions between the United States and Canada, but the present relations are not troublesome to either party. Another unique feature is that both countries have the same English heritage and both have developed British forms of political democracy. The cannon heritage is not the only feature which has lessened strains between the two nations. They also have mutually beneficial economic ties. Perhaps the most frequently mentioned fact evidencing the splendid relations between the United States and Canada is that between these two countries exists the longest un- guarded boundary in the world. The only armaments, provided by the Rush-Bagot Agreement of l8l7, are three gun boats For Canada and three for the United States upon the Great Lakes. Such a boundary is in sharp contrast to the boundaries 0‘ most pairs of nations, which place steel against steel. Many disputes between the two countries have had to do with boundary questions, which have been settled by treaty. Between l7l0 and I929 fourteen important treaties were negotiated between the United States and Great Britain, who controlled Canada's foreign affairs until l93l when Canada became independent by the Statute of Westminster. The tree- ties with Great Britain were primarily concerned with water- ways and boundaries. According to Samuel W. Boggs, whose study of boundaries has made him an authority in the field, the United States-Canadian boundary is "now one of the best- inarked frontiers in the world."' Since about l9ll the United States and Canada have been concerned with the development of a St. Lawrence Seaway. The Seaway, as it is now planned,‘will consist of a series of locks and dams between Montreal and Lake Ontario, a distance of approximately IBS miles. A secondary consideration is the deepening of existing channels throughout the entire Great Lakes-St. Lawrence system, including the twenty-seven mile welland Canal. Such a system will allow'most sea-going ships to enter and sail the Great Lakes. The two governments hope that a huge economic boom in the entire Western United States and Canada will result from such a system. Former President Franklin Delano Roosevelt stated his opinion in these words in l9lil, “I know of no single project of this nature more important to this country's future In peace or war."2 1Samuel W. 809 s, International Boundaries, (New York: Colunbia University ress, , p, SET—— . 2U.S., President l933-h5 (Roosevelt), Communication, Senate Doc, No. 63. I9Ai, p. 2. 7 Several methods were attempted In the efforts to launch this Important project. The method which finally launched the St. Lawrence Seaway was that of concurrent legislation. in this case the concurrent legislation was legislation, passed by the Congress of the United States and the Parlia- ment of Canada, which provided for the building of the Seaway by both nations. in the United States the enabling legisla- tion was the Niley-Dondero Act of May l3, l95h.3 To consider how the bilateral constructed Seaway was accomplished, it is necessary to examine the history of other attempts to accomplish the same project. These atteimts “Y be grouped Into three periods. Liza; m Astat .--During the first period, from about l928 to l9li0, attempts were made to accomplish the Seaway by use of a treaty which was based on the Boundary waters Treaty of i909.“ The purpose of this treaty was twofold: to settle questions pending at the time the Treaty was written and to permit the settlement of future, frontier problems.5 The High Contracting Parties, the United States and Canada, agreed In Article III that any use of the boundary waters affecting the natural level or flow of boundary waters on the other side of the line could not 3ii.‘s., Statutes 9;: Large, vam, 92. “0.5.. Statutes g; Lar , xxxw, Part 2, 2MB. 5Robert A. Falconer, The United States As a Neighbour from :1; Canadian Pglnt 2t View, (fondant GmbTPT e n vers t II'BSS, Igzg’g pa e da Y be made except by authority of the two parties with the approval of the international Joint Commission created under Article Vii of this same treaty.6 The International Joint Commission so created is composed of six commissioners, three from each country. Article VIII sets forth the jurisdiction of the IJC. Under Article ix differences between the United States and Canada may be submitted to the NC for examination and report.7 In July, l9l3 Senator Townsend of Michigan proposed a resolution calling for an agreement concerning navigation improvements in the international boundary.8 With this resolution there began a series of actions culmunating in the treaty between the United States and Canada of July l8, l932. After World War I the IJC made an investigation and report of the situation under Article ix of the l909 Treaty. The NC reconmended on December I9, I92l that a treaty be made between the two countries for the improvement of navi- gational facilities between Montreal and Lake Ontario.9 interest in a treaty continued. In a note dated April l3, I927 Frank B. Kellogg, Secretary of State, declared that the 5u.s.. Statutes 2; Large, XXXVI, Part 2, zuua. 7ibid. 8u. 5., Congressional Record, 63rd Cong., lst Sess., L, Part 3. 2367. 9U. S Senate or of he International Jo nt tCom- mission, 67th Cong.: ind Siss.,£S;natec . 9 .'—- United States was willing to enter into negotiations with a view of framing a convention regarding the subject matter re- viewed by the IJC.‘0 A year later Mr. Kellogg again stated the need for a treaty.II The Canadian Government was also considering a treaty for the St. Lawrence Seaway. The Report of the Canadian National Advisory Committee appointed on May 7, l92h to advise the Government on the wider aspects of improving the St. Law- rence Waterway, declared that a treaty should be regulated and governed by existing treaties.‘2 The United States note of April l3, i927 was answered by Canada on January 3i, l928. The answer suggested a delay in construction in the International Rapids Section until the Ontario Province could absorb'more of the hydroelectric power to be created by the project.‘3 A U.S. note of March l2, I928 proposed a discussion of the problems.” On April 5, i928 the Canadian Legation again emphasized that power development should not run ahead of demand.'5 The U.S. suggested that the treaty negotiations run concurrently with the engineering discussions.‘6 On September 2, I930 the U.S. Minister to IOCanada, Department of External Affairs, §£, Lawrence Waterway Prolect (Ottawa: I928), pp. 5-6. "121g.. pp. lz-lh. ‘?ig;g.. p. 2i. '312;g.. pp. 7-l2. WM” pp. iz-iti. ‘5jglg.. pp. I5-l6. '919;g.. pp. l6-l7. l0 Canada declared that his country was ready to go ahead with the development of the Seaway.l7 A year later Canada expressed her willingness to dis- cuss the Seaway by diplomatic channels rather than by a spec- ial commission.‘8 The final report of the Joint Board of Engineers, announced on April 9, I932,'9 served as the basis for negotiation of the proposed treaty. On July l8, l932 the United States and Canada signed a treaty which provided for both navigational and hydroelectric developments.20 The treaty was sent to the United States Senate. The Senate Committee on Foreign Relations voted I5 to S for approval of the treaty with certain reservations respecting the private diversion of water on the St. Lawrence River.2‘ The Senate debated the treaty from January l2 to March lh, I93“. The treaty was defeated by a roll-call vote of A6 ”Canada, Department of External Affairs, Corres ondence and Documents Reiatin to St. Lawrence Dee Wbterwa Treaty, E¥EW a a a onvent on “.!22 n3 ana §§o iver an Keno ami ver (Eon 3Eae ro e was an 'ExTorg L Electr i——T'Pw wer, ttawa: .7 . 'au. 5.. President, l933- us (Roosevelt), Text dof the Treat Be ween the United States sand Canada, sf ned a 'WEsh- In ton Ju I I8,1tatm nt 0 he JFresiazn an fl'éfis artment ALT—State; ana Re ort L rte oar Lt n S0 tate neers 0 April 5, partmentw o aghington: . . Government Printing Office, I932). '9ibid. _ zoibid. 2IUJS. COn ressional Record 73rd Con . Special Sess. I933, LXXVII: F‘s—W , . ' g ' ' ll ayes, #2 nays, 5 not voting.22 Lacking the necessary two- thirds vote for passage the treaty was never again brought to a vote. However, there were new treaty proposals. The negotia- tion of a new and more comprehensive treaty was urged by the American Minister to Canada on February 25, I936.23 Cordell Hull, Secretary of State, sent a letter of transmittal on May 28, I938 to the Canadian Minister to the United States, Sir Herbert Marler. The letter contained "an infonmal and tenta- tive draft of a proposed general treaty establishing whet Is, in effect, a broad plan covering the future utilization of the Great Lakes-St.Lawrence Basin to assure the maximum advantages to both peoples."2" A reply dated December 26, I939 by Loring C. Christie, Canadian Minister, expressed the desire for an informal meeting to iron out details.25 Secretary Hull re- plied on January 3, l9h0 the Messrs. Berle and Hickerson of the Department of State and Mr. Leland Olds, Chairman of the Federal Power Coinnission, would meet with him on January sev- enth.26 Negotiations continued through correspondence. ”0. 5., ressional rd, 73rd Con ., 2nd Sass. i931i Lxxvm ,‘FJWEaI-t ‘E73‘" 9 ' 23Canada, Degartment of External Affairs, Correspondence and Documents, I93 . ...., “sari. taming; sismukzifzzr‘esz—zum— ms“ WT—-+l§3'B—T9'5T,'T 'TOttawa: 1.117315. -—-— 25%" Po 33. 26121.9... 9. 3h. i2 On March 5, l9hl Canada Inquired whether the I936 and I938 proposals should be explored or set aside because of the war effort.27 The U.S. answered that funds and manpower should be made immediately available for the completion of the Seaway.28 World war II acted as a catalyst to the negotiations. Immediate steps were taken to provide for expansion of navigational facil- ities upon the St. Lawrence River and for the creation of addi- tional hydroelectric power. The result of these steps was the conclusion of an executive agreement dated March l9, l9hi, which provided for the construction of works In the International Rapids Section of the St. Lawrence River and for completion of navigation Improvements In other parts of the Great Lakes- St. Lawrence System.29 The Agreement, subject to approval by reciprocal legislation, was a departure from attempts to build a Seaway by the treaty method. 1119, Executive Agreement Mu-The second period of attempts to accomplish the Seaway was from March I9, I9AI to November A, I952. During this period a number of bills were proposed In both the U.S. Senate and the House of Repre- sentatives for the approval of the l9hl Executive Agreement.3° 27ibid.. pp. 38-39. 28ibid., pp. 39-42. 29D. 5. Con ressional Record 77th c on; Ist Sess. LXXXVI i I Pa rt‘B'Z‘q’Z'mT— —" ' ' 30U. 5., Congress, Senate, Committee on Foreign Relations, _5.. ngrence Manual: 5.9%P%ilationr of Documents Ln the reat La es eawa [reject an orre ate T£___ower v Ior r Cong. 2n 3 Sess., enate *Doc. resente yr I955, pp. I7-I8 and I75- -200. A chronoiogy of legis ative attempts to approve the agreement Is given. icy. l3 ‘_I’_i3_e_ Concurrent Legislative Attempt.--The third period of attempts to build a Seaway began with the Canadian announcement of November, I952 that the UM Agreement was obsolete and therefore was to be terminated.“ As a con- sequence of this Canadian action, Senator Wiley of Wisconsin introduced a bill, S. 589, on January 23, I953, authorizing completion of the project without reference to the l9lil Agreement. Bill S. 589 was one of a nunber of bills which authorized the completion of the project without reference to the l9lil Agreement. On June l8, l953 a new bill, S. 2l50, was introduced by Senator Alexander Wiley. This bill resulted in the Wiley- Dondero Act of May l3, I954. The Act created the St. Lawrence Seaway Development Corporation to construct navigation facilities in the international Rapids Section. .Senator Wiley stated that four developments had tranSpIred before the introduction of S. ZISO, which no longer permitted the Seaway project to be considered In the form of a treaty or executive agreement. The new developments were (I) the Canadian note of November 1i, I952, (2) the approval by the International Joint Cornnission on October 29, I952 of a new cost. allocation plan, (3) the Canadian plan to build the —‘ 3‘U.S., Congress, House, Committee on Public Works, R ort, 95 5. Res. 2l50, The _S__t. Lawrence Seawa Reports No. IZIS, 83'r d—Eng” nd Sess.,T9'5'!i——— 85- 8': and U.S President, I945- -53 (Truman), Communication from t_I_'i_e President of the United States, House Doc. No. 528, 82n8 Cong., nU-Cong., Ina Sess., i952. lh Seaway phase of the project entirely within the boundary of Canada, and (h) the amending by the Power Authority of the State of New York of its application to conform with the new plans of the International Joint Commission for building the power project in the United States.32 The four new developments caused the Congress of the United States to consider bill S. 2I50. The Committee on Foreign Relations approved S. 2l50 by a l3 to 2 vote on June I6, I953.33 President Eisenhower urged the Congress to approve U.S. participation In the St. Lawrence Seaway Project3h From January I3 to 20, I954 the Senate debated S. 2l50. Approval came on January 20 by a vote of SI to 33.35 The House Committee on Public Works voted 23 to 6 in faVor of S. ZISO with minor amendnents on February 336 and reported ‘the bill to the floor on February I9.37 The House of Repre- :sentatives voted on May 6 in favor of the bill, 2hl to I58.38 ‘ j 32Alexander Wiley, "The St. Lawrence Project Will Be Eiuilt', " The Heartland, I (Summer, I953), pp. 39-40. 33U. 5., Congress, Senate, Committee on Foreign Relations, or on S. Res. 2i 0, The St. Lawrence Seaway, Report No. fii, §3rTCong., Ist ess., _I§§3. 3“” 5 Congress, House, Committee on Public Works, M. 9__n _s.. Res. 2150, 1954’ 35U S. Con ressional Record, 83rd Cong., 2nd Sess., ISSh, C, Part I, p. 525. 36 U. 5., Con ressional Record, 83rd Cong., 2nd Sess., I95h, C, Part 2, §5§5. 37U.S., Congress, House, Committee on Public works, Report, 931;. _R___es. _2____l50, I951}. 38U.S., Congressional Record, 83rd Cong., 2nd Sess., I9Sh, C, Part 5, 6I60. IS The bill was signed by President Eisenhower and became Public Law 358 of the 83rd Congress on May l3, l95h.39 Thus, after almost a half century of negotiation and attempted legislation a St. Lawrence Seaway bill became law. The attempts to provide an accomplishing instrument had effects upon American constitutional practice. The effects related to the conduct of foreign affairs by the executive and legislative branches of the national government. Molded by two generations of changing ideas in the executive and legislative branches, fluctuations were bound to exist in the various proposals envisioning ocean-going ships passing through the great waterway dividing the United States and Canada. The friendly attitude that existed between these two Icountries Influenced the final method by which the Seaway teas brought into being. This same friendly attitude presum- ably will continue to affect the future control of the Seaway. 1rhere is no guarantee that the friendly relations which were t:he basis for the concurrent legislation will prevent Canada 1=rom proceeding in this area alone. Without an explicit tailateral guarantee covering the St. Lawrence system, Canada could build an all-Canadian Seaway and accomplish her national interest at the expense of the United States. 39U.S., Statutes at Large, LXVIII, 92. l6 CHAPTER II BASES FOR THE SEAWAY ALTERNATIVES The Treaty Method Several questions may be raised as a result of two generations of negotiation and attempted legislation for the St. Lawrence Seaway: Why was the treaty method attempted? Why was the treaty method replaced by the executive agreement method? Why was the executive agreement method replaced by concurrent legislation? What were the legal bases given for the above alternatives? What alternatives were available to the executive and legislative branches for accomplishing the Seaway? Was the accomplishing method the result of executive and legislative co-operation? An attempt to answer these questions is set forth in this chapter. The definition of a treaty is established. However, the subject matter and the uses to which the treaty may be put do not appear to be settled. "In the jurISprudence of the United States . . . the tenn 'treaty' is properly to be limited, although the Federal statutes and the courts do not always so confine it, to agreements approved by the Senate."l‘o quohn B. Moore, "Treaties and Executive A reements" Political Science Quarterly, XX (September, I905 , 388. I7 Green M. Hackworth has noted in his Digest gfi,lnter- national Law that: The Constitution of the United States provides in article Il, section 2, that the President shall have power "by and with the Advice and Consent of the Senate, to make Treaties." The term "Treaties" as there used Includes any international a reement, regardless of the tenmino ogy by which it 5 described, if it is of such a nature as to require the advice and consent of the Senate to ratification by the President. Additional support for the definition of a treaty, as an agreement which requires the advice and consent of the Senate, has been given by Myres S. McOougal and Asher Lans. Just as often these same writers and speakers fail on the one hand, to make certain necessary distinctions between the very different steps, or governmental activities, that are involved in the total process of "makin " and International agree- ment and, hence, fail a so to make necessary dis- tinctions between the sometimes very different, appropriate constitutional bases for each of the different steps involved In the total process... By common practice under that law, the term "treaty" is used to refer to every agreement whether written or verbal, important or unimportant, with one or more forel n nations which prior to ratification by t e President receives the consent of two-thirds of the Senate, and which is never submitted figr approval to the House of Representatives. Therefore, it may be concluded that a treaty is any agree- ment made with another nation*which receives the consent of the Senate and is thereafter natlfled by the President. M (Washington: U.S. Government Printing Office, '91’3). v9 '0 “2”Treaties and Congressional-Executive or Presidential A reaments: Interchangeable Instruments of National Policy", T e Yale Law Journal, LIV (March, I995). I95. I97-l99. I8 The treaty method was used in I932 in an attempt to create the project. During the period of treaty negotiation from about l9II to I932 no justification \was given for using the treaty as the accomplishing instrument to the exclusion of any other method. The treaty method was accepted as the proper method. Though Senator Townsend of Michigan prOposed in l9ll only an agreement concerning navigation improvements, the negotiations following his prOposaI were concerned with a treaty to the apparent disregard of all other methods. However, whether existing treaties or a new treaty was necessary in order to build the seaway was of concern to the Canadian National Advisory Committee.“3 Justification for the treaty as tgg.method of inmnimentation did not appear until an alternative to ‘the treaty method was proposed to the Congress of the lJnited States in the form of the Executive Agreement of I194I. The first evidence of an alternative method to a treaty avas given by Adolf_A. Berle, Jr., Assistant Secretary of State. He testified on June I7, I9l+l that agreement had loeen reached by a group of experts in the Department as early as I932 that concurrent or reciprocal legislation was a possible alternative method to the treaty.‘Ill Secretary __ h3Canada, Department of External Affairs, St. Lawrence liaterway Prolect (Ottawa: I928), p. 2I. huU.S., Congress, House, Committee on Rivers and Harbors, Hearings, Great Lakes-St. Lawrence Basin, XVII, l9lil, 52. 19 ‘of State Cordell Hull, under whose responsibility the proposed I936 and I938 treaties were negotiated, expressed . the Opinion in a letter dated May 23, I9hh that it was a question of little Importance whether the treaty method om the executive agreement method was to be pursued.“5 The Seaway Project had been presented to the Senate in treaty fomm before it appeared as an executive agreement. This fact supported the argument that the treaty method was the method of accomplishing the Seaway and formed a back- ground for the thoughts of the Senate. Following the failure of the treaty method the Senate was asked to consider another method of creating the same project. For the Senate to have agreed to a new method proposed by the executive branch would have resulted in a diminishing of the Senate's treaty prerogative. Precedent was established by the I932, ‘treaty to which the proponents referred throughout their a rguments. “5U.S., Congress, Senate, Subcommittee of the Committee on Cannerce, Hearln 5, 95s. I385, Great Lakes-it. Lawrence Basin, I91I5, p. 7 . 20 The Executive Agreement Method The Constitution of the United States uses both the words treaty and agreement. The treaty is an agreement for- mally ratified by the Senate. Agreements made by the presi- dent without the consent of the Senate are known as executive agreements. Hunter Miller has written that the term "executive agreement is doubtless generally used to include international agreements made by the Executive (whether under statutory authority or not), but excluding those made by and with the advice and consent of the Senate."l‘6 Agreement with the above definitions has been given by Wallace McClure who has defined a treaty as "an International act approved by the Senate under the two-thirds rule. All other international compacts of the United States are called ' executive agreements' ."l’7 However, while there is agreement as to the definitions of a treaty and the executive agreement, there is an apparent lack of agreement among the authorities as to the proper sub- ject matter of these instruments. Charles C. Hyde looked up- on the subject matter or character of the objectives sought by the agreement as the factor which would determine the ¥ héHunter Miller (ed. ), Treaties and Other International Acts of the U. S. of America (Washington. U. 5. Government Fr int nngTce, T53”, I. 9'10 l”International Executive Agreements: Democratic Pro- Cedure Under Line Tonst u on of'_t'_plj_e"'U"TtEn d St ta__t__es (New ork: E<3 lumEia n versit yFress, I91“):— .3 2i proper method to be used.’48 Frances B. Sayre, former Under- Secretary of State, stated that international agreements which involve political issues or changes in the national policy of the United States and those_ international agree- ments having a permanent character usually take the form of treaties.“9 The question of whether the St. Lawrence Seaway was the proper subject of a treaty, executive agreement or both appeared in much of the testimony given during the Congres- sional hearings. The bulk of this testimony was given from I9l+l to I952 when implementing legislation for the I9lll Agreement was considered by Congress. The proponents of the treaty method gave several reasons why the Seaway Project should not be accomplished by executive agreement. Mr. Edwin Borchard, legal consultant For the St. Lawrence Project Conference, a group opposing the project, stated that the size of the project necessarily called for a treaty. Incorporated into the word size were the huge cost, the length of time for construction, a special governmental comnission, and the obligations to be imposed A8"Constltutional Procedures for International A reement By The United States," Proceedln s of the American Soc et of mternational Law, 3lst Heeting (Washington, '937), pp. 53-175. “9"The Constitutionality of the Trade Agreements Acts," saglumbia Law Review, XXXIX (May, I939), 755. 22 at a future date.50 In addition the Minority Report on S. J. Res. IOll stated that the treaty method should have been employed because of the importance of the project.“ Tyre Taylor, general counsel, Southern States Industrial (Council, declared that the use of the executive agreement was an attempt to by-pass the constitutional requirement of a treaty. He further stated that, should such a change of label be allowed, a "vast additional authority will accrue to the executive branch of the Government";2 Support for the executive agreement method of authoriz- ing the Seaway Project came from the Department of State. Following the rejection of the I932 treaty and the proposed treaties of I936 and I938 the Department supported the building of the Seaway Project under the aegis of the executive agreement. The shift from the treaty method to the executive agreement method came about because the Department, as represented by Secretary of State Hull, believed either methodwas legal. To Secretary Hull the ‘ 50Edwin M. Borchard, O inlon on the uestion Whether the St. Lawrence Waterway anU Power—Fro'ect Can Be Concluded Executive A reement w tFI Canada 9; Reguires g‘Treaty ashington: ress o Fyfinmms, , p. . 5IU.S., Congress, Senate, Committee on Foreign Relations, Re ort, g_n_ S. J. Res. loll, Great Lakes-St. Lawrence Basin, '0 E et er with Wino—Fit Tewmmi‘f', F—T-U . ’ 7§t5 Congm,75m§sfi'§ufi E- 937—‘3. ePor 0—1199 52U.S., Congress, Senate, Subcomnittee of the Comnlttee C7>n Foreign Relations, Hearings, on S. J. Res. IOlI, I9lt6, p. ”I 23 question was of little importance in his letter of May 23, I9hh.53 Assistant Secretary of State Adolf A. Berle, Jr. had stated on June l7, l9hl that a group of State Department experts in I932 were agreed that there were alternatives to the treaty method.51' However, there are limitations upon the substitution of the executive agreement for a treaty. Under Secretary of State Dean Acheson set forth some of these limitations when he noted in l91+6 the limitations upon executive agreement making. "The most important limitation is that the subject matter of the agreement must be in the field of Congressional responsibility under the Constitution."55 Mr. Acheson eXpanded this remark by saying: "...that whether the action of the Congress with respect to a foreign government takes the form of (a) authorization, (b) approval, or (c) enact- ment of implementing authority, the substantive result in each case is precisely the same. Whichever method may be used, the power of Congress to act in the matter rests upon éts delegated powers under the Constitution."5 The Department of State believed that the Seaway Project was such an important measure that it should have ¥ 53U.S. Congress, Senate, Subcommittee of the Committee on Conmerce, Hearings, Great Lakes-S3. Lawrence Basin, I945. P. 75. 5“U.S., Congress, House, Committee on Rivers and Harbors, Hearings, Great Lakes-£5. Lawrence Basin, XVII, I91“, 52. 55U.S., Congress, Senate, Subcomnittee of the Committee on Foreign Relations Hearin s, on S.J. Res. 101:, Great gigg- 34. Lawrence Basin. 59th Cong., Tad-$355., I955,- p. 3. 56Ibid., p. thh. 24 been presented to the House of Representatives. This reason \was expressed by Assistant Secretary Berle on June l7, l94l \when he spoke before the Committee on Rivers and Harbors. l progose to close this phase of the subject by saying t at it did seem that in an Issue of this size and of this importance, it was hardly fair to place in the hands of the minority of one house the ultimate decision on a measure of very great importance to the entire country. For that reason the agreement form wa§7selected, and it Is in that fonm that it is here. Mr. Hackworth, legal advisor of the Department of State, was also concerned over whether the House of Representa- tives would have granted the necessary funds for the Seaway.58 He viewed action by the House as necessary and proper since, if the House passed upon the agreement, it could be reasonably .assumed that this same body would co-operate in appropriating ‘the funds. He further reasoned that action taken by the fhouse would be evidence to Canada that funds would be appropriated by the House. No such evidence would have appeared if the agreement took the form of a treaty and was ratified only by the Senate.59 Another reason for bring- llwg the agreement to the House was that the whole Seaway Project was considered as a domestic project. Secretary Hull held to this opinion. He also held that the House should pass upon the agreement because the House would have to appropriate t he funds . ¥ 57U.S., Congress, House, Committee on Rivers and Harbors, Hearing, Great Lakes-St. Lawrence Basin, XVII, I94l, 45. 58U.S., Congress, Senate, Subcommittee of the Committee On Conner-ca, Hearings, mg. l§8§, I945, pp. 27-28. 59mm. iiihmufifij 25 The issues involved in the project are largely domestic rather than International. ...It therefore seemed appropriate that the House of Representatives should have a voice in passing on an international obligation involving so large an appropriation of Federal funds. To my mind It is a gugation of little importance which method is pursue The Department of State presented argument on February I8, I946 to show how the St. Lawrence Seaway Project was within the scope of the delegated powers of Congress. In his testimony, Under Secretary Acheson stated that the Agreement f the Seaway as beyond the scope of the normal agreement. Conclusions--The failure of the Senate to pass the I932 t:reaty gave the Department of State an opportunity to present an alternative to the Congress in the form of an executive agreement. Opinion within the Department was that either method was legal. Several reasons were stated by members of tlwe Department as to why the executive agreement might replace tiae treaty. This second alternative for building the Seaway was not implemented by the Congress of the United States. The termination of the Agreement by Canada in November, I953, Provided the opportunity for a third alternative. The third alternative for building the Seaway originated WI th the Congress of the United States and not with the _~ 63Ibid., p. lO48. 27 Department of State. This third alternative took the form rder. Although, the navigation and power developments are to be built concurrently, the St. Lawrence Seaway Corporation vvill build the Seaway while the New York State Power Authority vvill build the hydroelectric power project. Thus, what was 't<> have been built by two nations is being built by the federal lgcavernment, the State of New York, and Canada. Congress moved from an executive agreement with innplementing legislation to concurrent legislation. The transition was an easy one. The preliminary negotiations W3 th Canada had been accomplished. The technical details of tlae Seaway had been blueprinted. However, this third alter- r‘Otive needed legal justification, very similar to that given by the Department of State in support of the agreement method. ¥ 6"U.S., Federal Register, XVIII (November 6, I953). 7005. 28 Refusing to implement the l94l agreement, Congress presented an alternative justified on grounds closely resembling those given in support of the Agreement. Instead of an agreement based on the delegated powers of Congress there was legislation based on the same powers. Instead of an agreement based on the commerce clause of the Constitution there was legislation based on the same clause. Previously implementing legislation was necessary because the House must appropriate the funds for the Seaway; now, concurrent legislation was necessary for the same reason. In place of an executive agreement stemming from Article III <>f the I909 Treaty was substituted concurrent legislation stemming from the same article. If, geography lifteduggy agreement with Canada in this area beyond the scope of the Iwommal agreement, then concurrent legislation received such an lift. 29 CHAPTER III THE SEAWAY PROJECT--POINTS OF VIEW An International Issue The Seaway Project may be considered from two points of view. First, it may be considered as an international issue: the project may be viewed as requiring a treaty even though this was not the accomplishing Instrument. If the project is an international issue, the passage of the Wiley- Dondero Act by the Senate was a waiver of its treaty prerogative. Secondly, the project may be considered as a domestic issue: the project may be viewed as requiring only domestic legislation which is the form of the accomplish- ing instrument. One reason for the Senate's failure to pass implement- ing legislation for the l94l Agreement was that such legisla- tion would have resulted in a diminishing of the Senate's treaty prerogative. Previous to the use of concurrent legisla- ‘tion the executive department had sponsored implementing legislation. Thereafter, the legislative department sponsored <:oncurrent legislation. The passage of this legislation supposedly resolved the waiver problem because the Senate, yahose ratification was necessary for a treaty, was a sponsor <>f its own legislation. The Senate's argument resolved itself. The Senate had saved "face" by presenting Its own version Of an accomplishing Seaway instrument. However, while the Senate may have been reconciled, kFlowing that It was not waiving its two-thirds rule as a qua-ii»? 1 30 result of executive compulsion, a problem yet remained. Did the Senate waive its two-thirds rule by passing the Wiley- Dondero Act? If so, is this action justifiable? A brief review of the two-thirds rule may be helpful at this point. The two-thirds rule in this case may have been waived by a navigation consideration. This rule was influenced orig- inally in its adoption by two specific aims, navigation and fisheries.65 Dissatisfaction with the_rule came after the rejection of the Treaty of Versailles.66 Nowever, the effec- tiveness of the rule in the rejection of treaties has not been as effective as has been the strong opposition of influential Senators.67 The opposition of these Senators has resulted in the formation of other methods of accomplish- ing what the rejected treaties were to have accomplished. From the executive branch has come the wider use of «executive agreements; from the legislative branch has come the wider use of acts and joint resolution. According to James W. Garner in "Acts and Joint Resolutions of Congress art provides assurances that it will complete the Canadian ‘ 8°Ibid., pp. 486-487. 8ilbid., p. 531. works. Such a feature does not Illustrate the type of governmental sanction which could be given under some type of international agreement. The Minority Report on the Wiley Bill recorded In strong tones Its disapproval of using concurrent legislation as the "agreement" for making the waterway a joint cooperation. 9. o a re went form he watem through the St. awrence Rivergh ' oinlzL co erativea ro ect exrgfs B?tween Cana a an th e__n_L ted éfirtates, _a__n this WI - Etion wou not are ate one. U—Tr'L—Mere'l s such gg,a reement gfifls i—glslation merel roviT esT useless nav atidn works IJ the nternatIona Ra ids Section duglicatThg; thos se already glannedoJ tfi_ Canadian 5 e o t e rIver. J agreement makt_g 00$ tfig_waterwa a lo nt coo eratIve ro 'ect an Tsetting Eort a e _terms an con tIons o suc an a reement should he— reacW e e ore t is iegjs lation is consTdered, not flafterward es eciall In view of the guhliciy exgressig disinterest iJ such— aJ_ agreement _y na a. The immediate Seaway problem was the construction of certain navigational facilities with long range economic and political consequences. The use of concurrent legislation, while satisfying the demands for construction of the Seaway, Opened floodgates through which have come a multitude of saroblems, real or imagined. One such problem is the future control, joint or otherwise, of the St. Lawrence River System. An Internal legislative instrument such as the Wiley- Chondero Act, which provides for co-operation in the Interna- t:ional area, may not be binding In the sense that a treaty is binding. ‘ 820. S. Congress, House, Committee on Public Works, fig- Rafi‘ngr‘lfi. _I_5_, I954, p. ll0. Italics are present In the Orgg hi The following opinion by Dean Acheson, Under Secretary of State, supports this conclusion: The fact that the Congress may condition an otherwise valid piece of legislation upon the existence of 23.2312; 3.7235833: §2t?3§§"§F 223"5£It33°§t2235333 Promises of internal Improvements, though they may benefit a riparian state, may not be regarded as International promises. The construction of the Seaway could not be improved by a type of co-operatlon not permitted by the Wiley-Dondero Act. The whole project depended upon the attitude of Canadian Iofficials who are not bound by any international agreement. However, since the Canadian government wished to co-operate, the construction was undertaken. The physical result will be the same whether accomplished by an international agreement «or by a spirit of co-operation through concurrent legislation.8h The Bgundary HEELS. 1593121 _o_f_ Egan-Another international reference by which the Wiley-Bondero Act was justified, was the attachment of the Act to the Boundary Waters Treaty of I909.85 The rights of the United States In the St. Lawrence ltiver are those guarantied by the I909 Treaty and the Order <>f Approval issued by the International Joint Commission in 1952.86 Since this I909 Treaty is of such Importance to the ‘ 83U.S., Congress, Senate, Subcommittee of the Committee On Foreign Relations, Hearings, 92S. _._I_. Res. loll, I91I6, p. 278. 8Lilntervlew with Raymond F. Stellar, Engineer, St. Lawrence Seaway Development Corporation, March 2|, l95 . 85U.S., Statutes 25 Large, XXXVI, Part 2, 2hh8. 86Interview with George S. Vest, Canadian Desk, U.S. Department of State, January 25, l957. 4 h. ' r. Han—L.— _ #2 United States, a clearer understanding of Its purpose and provisions is necessary. , The l909 Treaty had a two fold purpose; to settle questions pending at the time the Treaty was written, and to permit the settlement of future, frontier problems.87 The preliminary article of the I909 Treaty defined the boundary waters as "...from main shore to main shore of the lakes and rivers and connecting waterways, or the portions thereof, along which the International boundary between the United States and the Dominion of Canada passes..."88 Article I states "...that the navigation of all navi- gable boundary waters shall forever continue free and open for the purposes of commerce to the inhabitants and to the ships, vessels, and boats of both countries equally..."89 The International Joint Commission created under Article VIII is composed of six commissioners, three from each country. Article VIII of the I909 Treaty sets forth the jurisdiction of the IJC. Under Article IX differences between the United States and Canada may be submitted to the IJC "for examination and report."90 87Falconer, 122 United States g§.g_Neighbou ..., I925. p. 79. 88U.S., Statutes at Large, XXXVI, Part 2, Zth. 89mm. 9°IbId. 1&3 Mr. Percy E. Corbett in his work, _T_h_e_ Settlemen; 91" Canadian-American Disgutes, states that the earliest attempts for an international commission were started in I89h-I895 at the Irrigation Congresses attended by the United States, Iflexico, and Canada. A resolution was adopted urging that an international commission be established to settle conflicting cflaims along international streams.9' The resolution was accepted by Canada and the Interna- tional waterways Commission was established with very limited l:owers. It could merei investigate and report. It had none of the semi-judicial or administrative duties which In certain respects have been entrusted to its successor. At the same time, the range of territory over which it exercised its powers was greater than that in which the International waterways Commission was empowered to investigate and report on questions dealing with "waters adjacent to the boundary between Canada and the United States, Including a I the waters finding their wa by the River St. Lawrence to the sea"; so, ou will see that its scOpe was quite wide geographica Iy though the powers were limited merely to investigation and report. One thing the old International waterways Commission did was to ay down certain conditions of priority in the use of boundary waters, domestic and sanitary uses being first, navigation next, and power and irrigation third, and so on. Another thing they did was to recommend to both governments that they should set up a permanent body which would take the place of this temporary body and to use It for the settlement of all boundary waters questions. That was agreed to by both governments, a treaty was eventually ratified which provided not merely for the ‘ 9'The Settlement of Canadian-American Dis utes: ‘5 Crit- 3&1- Stud—{of Methods 953; __hesu Its (Haw Haven: gale University ress! 77:- pe 56. Ah establishment of a permanent body - the International Joint Commission of today - but referred to It certain boundary water problems and also made it possible to refer to this commission certain broader questions in dispute between the two countries that had no special reference to the boundary waters; in other words, making it, as Sir gilen Aylesworth said, a miniature Hague Tribunal. The International Waterways Commission was superseded by the International Joint Commission in 1909 within the provisions of the Boundary Waters Treaty of that same year. Thus the l909 Treaty established a boundary and the International Joint Commission, built upon the historical foundations of the International waterways Commission. Opinions were not in harmony over the particular mission to be undertaken by the International Joint Commission during its juvenile period. Secretary of State Charles Evans Hughes suggested in I923 that another commission be established to settle the "domestic questions" between the United States and Canada. The St. Lawrence waterway question Ivas thought by some to be a "domestic question" during this period.93 Speaking in the year I926, Henry Lawrence viewed the lrIternationaI Joint Commission as already having served Several valuable functions up to that time. He also stated tIPIat the great hopes held out by some onlookers never materialized. The International Joint Commission had not \ 92Canada, Parliament, Senate, Special Committee, Eflgf jCeedIngs, lg Inguire “Into the Develogment and Improvement _c_>_f_ JE._55._£. Lawrence ver,iDttawa: , PP. 73-80. I 93"Arsenals versus Courts," (editorial), The New Re ub- 42. LIX (July I7. l929), 221-222. “‘4- AS become a "miniature Hague Tribunal," although "it has given adnirable service on specific boundary issues."9h And there were those in Canada who held still another view as typified by the author of The §_t_. Lawrence 2932 ELM" way; ‘5 Canadian Appraisal, when referring to Senator Townsend's resolution of July, l9l3, which prOposed that improvements be - made for navigation in the boundary waters. The Canadian author viewed the United States suggestion to place the resolution in the hands of the International Joint Commission as an illogical scheme.95 The extent of participation by the International Joint Commission took on a greater importance as the number of problems along the boundary increased. Article III of the Treaty attempted to outline the role of the IJC regarding the level of boundary waters. Since the creation of a St. Lawrence Seaway might affect the level of the waters, the IJC twould in some manner enter into the discussion. Various alternatives by which Article III could be implemented were gyiven on May 9, l928 by Dr. 0. D. Skeiton, Under-Secretary 0f= State for External Affairs. First, there may be a treaty between the two countries without any reference to the IJC. secondly, the governments may decide that the contemplated ”Q rks would not affect the waters and, if agreed to by both k 94"Water Problems of the Canadian Boundaryfl' Foreign W. IV. (July. 1926). 551-558. C 95cOnrad 9. Wright, The St. Lawrence Dee Waterway: A pgnadlan Appraisal (Toronto: The Macmillan ompinYn 5)» - l5-l7. . ‘o {_- q“. IEED . y #6 governments, then the matter would not be referred to the IJC. Of course the third possibility was that there would be navigational works which do materially affect the level of the waters on both sides of the boundary. Such matters would go directly to the IJC.96 The use of Article III of the l909 Treaty and the subse- quent uses of the International Joint Commission were not always applicable to any question concerning the international boun- dary. While advocating the l932 Treaty on November 28, l932 prior to its defeat in the Senate, James Grafton Rogers, Assistant Secretary of State, sensed the basic understructure of the Boundary Treaty when applying this same treaty to the Chicago Diversion problem. The basic understructure, according to Secretary Rogers, was the operation of principles, inter- national law, comity or simply working agreements. The use to which he put the l909 Treaty, when dealing with the Chicago Diversion problem, was permissable since he was only forwarding the principles of the Treaty. The l932 Treaty was applied to a particular problem which was seemingly t guarantee the continued historical policy of co-operation V'T'th Canada in the Great Lakes-St. Lawrence River Systems CHAPTER IV THE ALL-CANADIAN ROUTE The Canadian Government gave serious consideration to an all-Canadian Seaway during the years l950-l95A.‘05 Some people were of the opinion that Canada was merely bluffing and was trying to prod the United States toward quick construction by use of an economic threat. Others looked upon the threat as being of a more serious nature. 53 Various reasons for United States' participation with Canada were set forth when Canada threatened to build the Seaway Project alone. \ WHY THE UNITED STATES SHOULD PARTICIPATE: I. This Is a vital and strategic waterway that leads directly to the heart of the United States. No nation has ever voluntarily forfeited control over a major waterway. Witness the Dardanelles, Suez, and Panama, because control of such a waterway means control over commerce, a major barbaining point in international relations. 2. The economy of the United States because of greater gopulation and industry will pay for the seaway anyway, y paying the major proportion of the revenues in navigation to Is. Eventually Canada will both own and contnol it and the people 0 the U.S. may be called upon to pay tolls forever. 3. Failure to join with Canada would be a serious default In the Interest of national security because: A. Admission of Foreign Ships to American waters would be in the hands of a foreign, albeit friendly, nation. B. Defense of the Seaway from sabotage and military action would be beyond U.S. responsibility, except as permitted by Canada by mutual agreement. 1 IOSU.S., Con ressional Record, 83rd Congo. 2nd 5655-: 95A, C, Part l, 2%. A list of sources is herein cited by senator Kennedy to this effect. 5A C. Rights of entry and navigation might well differ in the event of difference between a neutral and belligerent status of U. S. and Canada. D. In the event of capacity operation of the Seaway, Canada would have control over priorities on Seaway use for garious ships and cargoes, in wartime or peacetime. O The effects of an all-Canadian route as set forth above would still exist if Canada were to build the route after the construction, authorized by the WIley-Dondero Act, was completed. A map of the International Section of the St. Lawrence River shows that an all-Canadian route is entirely within the realm of the possible.‘07 All that is necessary for Canada to possess a Seaway for herself is to twin her locks at Iroquois, deepen the existing fourteen foot channel around the new Barnhart Island Power House and add new locks. The effects of such construction may be of grave consequence to the United States. The Canadian Government was well aware of the future possibility of gaining control over the economic lifeline at her southern border, as evidenced by the agreement between ‘tiwe United States and Canada signed at Ottawa on August l7, 3 95A. _ S I:6Cireat Lgtgsigt. hLawrence Association, The _S_t. Lawrence eawa ro ect, u t e United States Participate? (W355: Wifi?‘ Great fiakfi-erence Association, I953). '07Appendix, p. 77. 55 Accordingly the Canadian Government is prepared to modify the arrangements set forth in the Notes of June 30, I952, to the extent that Canadian Government will be relieved of the obligation towards the United States Government to provide forthwith the navigation works in the general vicinity of Barnhart Island on Canadian territory and in the Thousand Islands section. A. (a) The Canadian Government wishes to state, however, that it will construct forthwith a canal and lock at Iroquois and that in addition it intends, if and when it considers that parallel facilities are required to accomodate existing or potential traffic, to complete 27-foot navigation works on the Canadian side of the International Rapids Section. 5. The Canadian Government reserves the right to decide whether and in what manner it will continue lA-foot navigation works through the International Rapids Section but agrees to consult the United States Government on the questi8g of levying tolls in connection with such works. These reservations by Canada, as described above, leave the door open for the expansion of existing facilities entirely vvithin the Canadian border, providing for an all-Canadian route. In the light of these facts, old issues are resurrected; <>Id problems become new problems. James L. Kunen saw the major negotiation for the future as that of tolls. The future control of the Great Lakes-St. Lawrence River System may be a greater problem. Since enactment of the Seaway law minor issues such as the applicability of customs and immigration laws have been resolved. Canada was firm in its position that it will build the portion of the deep canal around the Iroquois dam on its side of the line. 'OBU.S., President, l953-(Elsenhower), Saint Lawrence \seawax. l955. PP. "Z- 56 Canada would not agree not to construct a parallel canal around the Barnhart power-house and dam in the future. Whether these negotiated concessions needed to have been made by the U.S. it is not now necessary to discuss. The major negotiation which lies ahead is also i232??'§.‘3:.Z'fi‘tofi‘zpli‘fi‘fié"..Itiflfi8“°""s "*‘° The problems which were to be alleviated by the Wiley-Dondero Act may be the same problems facing the United States at some future date in the economic expansion of Canada. Although the Wiley-Dondero Act appears to be successful, this apparent success may be a great burden on the future action of the United States. Expediency was served admirably by the Act. Where the treaty and executive agreement "failed," in the ratification stages only, the Act succeeded. The international instruments were never permitted to be put into operation. The dams, navigational aids and other physical features of the Seaway are being constructed under the Act. The Act gives positive impetus to an all-Canadian plan and the loss of the International Section of the St. Lawrence River under joint control. A map of the proposed lock and dam construction shows five locks being built entirely within the Canadian boundary. This construction is a necessary part of the International Section farther up stream. Furthermore, a map of the proposed construction shows that additional locks are being built entirely within Canada. I09 ' Kunen, Universit lgfi Detroit 523 Journal, XXXIII (November, I955), pp. 35-g6. 57 These locks were included in the original all-Canadian plan for the development of the area. The lock at Iroquois was originally designed to be within the American boundary. Under the guise of concurrent legislation, Canada was allowed to build the Iroquois lock within her boundary. The Canadian authorities also reserved the right to build locks, again within her boundary, around the Barnhart Dam at a latter date. It should be apparent that the United States may not be able to negotiate with Canada to prevent the building of locks around the Barnhart Dam without some concession, even if possible, being offered to Canada in return. The Sea- way is being built under the instrument of concurrent legis- lation which may not be used as a foundation for claiming for the United States any rights or obligations in the matter. The Canadian Government cannot accept the opinion of the United States Government that the Canadian decision to undertake twenty-seven foot excavations in the Cornwall north channel is not in accord with the exchange of notes of August l7, l95A, or other arrangements between the two countries. In its note of August l7, I9SA, the Canadian Government declared its intention to complete twenty-seven foot navigation works on the Canadian side of the International Rapids Section, if and when it considered, after consulting your Government, that parallel facilities were required. The Canadian Government does not propose to complete parallel navigation facilities at Cornwall at an early date. However, it considers that the Canadian right to build such facilities, lncludln twenty-seven foot excavations north of Cornwall Is and, was reserved in the I9SA exchange of notes and In the other exchanges of notes and letters on the St. Lawrence Projects, whereas these exchanges of notes and letters cover only by implication the navigation excavations in the south channel. Moreover, the north channel excavations 58 will compensate for the south channel excavations and thus serve the purposes of the Boundary Waters Treaty. ‘ That Canada is moving in the direction of the all- Canadian plan is becomingincreasingly apparent. The Canadian Government is dredging the north channel around Cornwall Island while at the same time.the south channel is being dredged as part of the Seaway construction. The United States Government looked with displeasure upon the action. . The Government 0f the United States has given careful censideration to the situation which will exist If the Government of Canada proceeds to carry out its announced plan. While it believes that the proposed Canadian action Is not in accord with the agreement which this Government entered into as a result of the enactment of PL-358, 83rd Congress (2nd Session) and*with the other arrangements which have been made between our two Governments with respect to the St. Lawrence Seaway, the Government of the United States does not wish to dela the construction of the joint Seaway project, in which both Governments are mutually interested, and consequently it is bound by events to take cognizance of the1gg facto situation which is created by the decision of Canada to proCeed with deep-water dredging in the channel north of Cornwall Island. In the circumstances, the Government of the United States deems it important to record that the United States reserves all its rights to protect Its Interests in this matter.H The rights of the United States in the St. Lawrence River are those guarantied by the Boundary Waters Treaty "'°U.S., President, l953-(Eisenhower), Saint Lawrence Seaway; Dee -Water Dred in ‘12 Cornwall Island Channe s, reat es an Other nternationai Acts Series 2758 (Washington: U.S. Government Printing Office, I957), p. 2. "'U.S., President, l953-(Eisenhower) Saint Lawrence Seaway, l957. PP. I-2. 59 of l909 and the Order of Approval issued by the International Joint Commission in l952. Furthermore, anxiety over an all- Canadian route is said to be the result of ”over-fed fears."”2 The United States should not become alarmed over an ail-Canadian route, says Mr. Vest, since the sailing course within the International Section of the St. Lawrence River crosses the International Boundary nine times between a point where the all-Canadian route would enter into the main channel of the River and the end of the International Rapids Section at Chimney Rank.”3 It can be questioned, however, whether all of the effects previously mentioned as resulting from an all-Canadian route would be eliminated by existing control over the present sailing courses which can be changed by plan and engineering. Conclusion.--The threat of an all-Canadian route to the Great Lakes was a reason for the passage of the Wiley-Dondero Act of i95A. The Act, since it was not an international agreement, cannot prevent Canada from proceeding unilaterally in this area. In actuality, the provisions of the Act promote the all-Canadian route, thereby breaking the historical policy of bilateral control over the International Section of the Seaway and thus, the Great Lakes System. Apparently all that is necessary for Canada to have an all-Canadian version of the Seaway, when present locks become inadequate, lizlnterview with George S. Vest, Canadian Desk, U.S. Department of State, January 25, I957. "3LIoneI Chevrier, The 1;. Lawrence £22122: 5.36.5122 at Ma 5.2: the Seaway with Commentar (Ottawa: The St. Lawrence Seaway AuthorIty, l955), ap-The International Rapids Section. is the futher development of existing facilities and the changing of the sailing course to be solely within her boundary. 6O CHAPTER V CONCLUSION The Wiley-Dondero Act, together with like legislation at Ottawa, has cast the mold for the St. Lawrence Deaway of l959. The Act is the culmination of many attempts to authorize construction of a Seaway. Earlier attempts were by use of treaties and an executive agreement. The use of concurrent legislation as embodied in the Wiley-Dondero Act was a marked departure from previous attempts. The Act was domestic legislation while the other attempts were international agreements. Since the Act is not an inter- national agreement, it does not guarantee for the United States the bilateral control of shipping in the Great Lakes-St. Lawrence River System. The building of an all- Canadian Seaway would give Canada the exclusive control of all ships passing through her Seaway since there is no international agreement _whereby the United States would have joint control. The role of Congress in the control of United States and Canadian relations, concerning the St. Lawrence Seaway Project, has been great. The result of this control may be a loss for the United States. "In international affairs a country can control the formulation of policy, but not Its determination. It must share the determination with others. It can proceed only as far as others are willing or can be persuaded or coerced to proceed. Such matters are beyond the scope of national law. Clearly their conduct is not legislative. This does not mean that the 62 legislature, cannot in the last analysis control the executive's action in conducting international relations; but it does recognize that the legislature cannot determine the positive outcome of international relations. Failure of legislatures to realize the truth in this respect leads to frequent absurdities and occasional calamities." It is not too late for the United States to seek the bilateral control of a changed Great Lakes-St. Lawrence System, resulting from an ail-Canadian Seaway. A discussion of the toll arrangements for the present Seaway should be taken as an opportunity for the United States to enter into a discussion of the future control of this international intercourse without the use of economic or political aggrandizement. Under Section l2 of the Wiley-Dondero Act, the Corporation is "authorized and directed to negotiate", concerning tolls, rules for measuring vessels and the establishing of an "equitable division of the revenues of the seaway between the Corporation and the Saint Lawrence Seaway Authority of Canada."”5 Actual construction, which had been planned for years through governmental and diplomatic negotiation, was a relatively easy starting point from which the Corporation could launch the Project. The fonmation of toll agreements is to be left for future negotiation, which may have to be undertaken not by the Corporation but by the United States and Canadian Governments. l”‘W’allace McClure, International Executive Agreements: Democratic Procedure Under the ConstitutTon gifthe UnTted States (New York: Columbia University Press, I§ET), p. 256. ”5u,s., Statutes at Large. LXVIII. 96. 63 A spokesman for the St. Lawrence Seaway Corporation has expressed the opinion that the Corporation believes a satis- factory system of tolls can be worked out'with its Canadian counterpart.”6 Any such settlement would last only so long as Canada did not twin-up her locks. The future control of the Great Lakes-St. Lawrence River System should be settled prior to the tolls discussion. There appear to be several alternatives for the United States if she is to have an equal share in the control of the System. The alternatives are also applicable in part to the settlement of all future questions over this international boundary. First, if the United States Government is to take advantage of every opportunity to maintain equal control over the System, it should use the tolls agreement discussions as a splendid opportunity to proceed to a settlement of the control of the Seaway under the assumption that Canada will in the future have an all-Canadian route. An opportunity for the United States to broaden the scope of the tolls discussions will be lost should the respective agencies settle the tolls question. The failure of the United States to expand the tolls discussions should not be taken as the last opportunity which this country has in order to have equal control of this in- ternal lifeline to the sea. As disastrous as this failure "5interview with Raymond F. Stellar, Engineer, St. Lawrence Seaway Development Corporation, March 2i, I956. 6A might be, a second alternative is open; a greater use may be made of the International Joint Commission. Should the future control of the Seaway be placed in the hands of this commis- sion, the United States would have joint control. The pre- vious discussion has shown that a greater use of the Inter- national John:Commission was contemplated. Such a use is not outside the realm of the possible. "Furthermore, it is not only disputes which may be brought before the International Joint Commission, but also, according to the Treaty's preamble, the adjustment and settlement of all questions involving the rights, obligations, or interests of either country or its citizens, in relation to the other."”7 The third possibility, and the one which holds the least promise, is that this country should depend upon the present friendly relations with Canada to guarantee the United States equal control over the Great Lakes-St. Lawrence River System. The agreement between the United States and Canada of August l7, l95A provides that each country shall notify the other if either country should undertake to construct any navigation works in addition to those provided in Public Law 358. This agreement must be the starting point for a discussion of the future control of the System, based upon friendly relations with the nation to the north. Perhaps an unusual feature of this study has been the viewing of the Wiley-Dondero Act as an international agreement. ‘I7Kunen, University gfi Detroit Law Journal, XXXIII (November, I955), p. 20. 65 Domestic legislation in usually not viewed in this manner. However, if the Congress exercises an influence in foreign affairs beyond the accepted sense, legislation, such as the Wiley-Dondero Act, may be viewed as coming within the general area of international agreements. The word international would then take on another shade of meaning, since the Act was not agreed to by the Canadian Parliament. Serious doubt remains whether such a view would find legal justification. The author's purpose in taking this viewpoint was to show that the Act was in the historic span of attempts to accomplish the Seaway Project and that the Act fulfilled the same purpose as a treaty or executive agreement. The author hopes that he has restated the argument for the need of an international agreement beyond what has been developed in other studies. There are a relatively large number of writings which attempt to prove that the treaty was the proper method for authorizing the Seaway Project. Likewise, there are numerous writings “supporting the executive agreement method. The author has attempted to show the need for any international agreement, since the Wiley-Dondero Act was only domestic legislation. There are several limitations placed upon the research, including the multitude of material available to the author who»did not have the time, patience, or interest to examine the numerous aspects of the Seaway Project. Unexplored were those additional documents available at the Department 66 of State and the Department of External Affairs. Another limitation was the changing character of the Project. New problems appeared at frequent intervals during the prepara- tionof this study. The author found it difficult to decide where to limit the discussion of the current aspects of the Project. Also, the author was perhaps hypersensitive to the thought of using domestic legislation where a treaty was once thought to be necessary. The practice of replacing international agreements with domestic legislation may have escaped the author's notice, thereby giving the author an exaggerated importance of the problem. A modification of the study would include additional research into the rights of the United States in the St. Lawrence River. Several related topics to this study may be developed into worthwhile research problems. First, the Canadian attitude toward other countries which use the St. Lawrence Seaway System might be examined. Another topic of interest is the treaty with Canada for the develop- ment.of water power in the Niagara River. The reservation clause of this treaty, placed therein by the United States Senate, providing that Congress must approve any license for the United States Development of the River, appears to be another example of the conduct of American foreign affairs by the national legislature. Water pollution in the St. Clair and Detroit Rivers and Lake St. Clair is a topic of concern to the State of Michigan. The current status of maritime law and the number of cases resulting from increased traffic on the St. Lawrence Seaway would be a useful study. The author hopes to examine these or related problems in the near future. 68 BIBLIOGRAPHY * Indicates Sources Footnoted Public Documents Canada. Department of External Affairs. Agreement Between Canada and the United States of America e ating to the Great thhes-St. Lawrence-Basin OeveTEpment; Signed ET.Ottawa, Harchfi _2, iEEI. Ottawa :‘TOAT. Canada-Ontario fig. Lawrence Agreement. Ottawa: l932. . 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Vest, Canadian Desk, January 25, l957. * Saint Lawrence Seaway Development Corporation. Personal inter- view with Raymond F. Stellar, Engineer, March 2l, I956. * APPENDIX 76 1 LE l DDUUC] ‘ ST ANDREWS R0 ”~— Um - @BDQUED 00 [Tim 00000011558337“ ' J ijJC) /\L°c' " I‘aéBDULJ .UQUDDUDU GENO STRUCTURES WATER SURFACE CHANNEL Innovtuturs PARK LANDS OVKEI NEW TOIR SITES RAIL-AV HIGNIAYS 0 ROAD! Ill NIGRIAY! I ROAD! ORIGINAL SHORELINE NEW SHORELINE OVERLOOI CORR-ALL STATION DBL, DUE} DD BUD \ AK‘ ‘5', . \\:a Ul“ % 5% ST. LAWRENCE POWER PROJECT PRESCOTT TO CORNWALL GENERAL PLAN THE HYDRO‘ELECTRIC POWER COMMISSION OF WTARIO GENERATION DEPARTMENT DATE - OCT. , I958 LL-?-L.‘I.T.L-'? SCALE IN THOUSAPQS OF FEET \ OLENOARRY ; l ...,—”.1 TWP. OF CHARLOTTENOURO / .’ "“‘Wfi LIIIt _LOILI OF ORNWALL WP.OF C of—uh