THE EFFECT OF SORBIC ACID ON YEASTS ASSOCIATED WITH CUCUMBER FERMENTATIONS By William Elliott Ferguson A THESIS submitted to the School of Graduate Studies of Michigan State Univeraity of Agriculture and Applied Science in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Microbiology and Public Health 1955 THEbi- ACKNOWLEDGMENTS The author is deeply grateful to Dr. R. N. Costilow for his guidance throughout the course of these studies. Thanks are also due Dr. L. J. Wickerham of the Northern Utilization Research Branch, U.S.D.A., Peoria, Illinois, filo graciously supplied.many of the yeast cultures used and the Carbide and Carbon Chemical Company, New York, for their generosity in providing the sorbic acid. William.Elliott Ferguson THE EFFECT OF SORBIC ACID ON YEASTS ASSOCIATED WITH CUCUMBER FERMENTATIONS ABSTRACT The influence of sorbic acid on 2h cultures of yeasts representing 11 different species which are often isolated frcm cucumber fermentations was determined. The effectiveness of the acid as a yeast inhibitor de- pended greatly on.the hydrogen.ion concentration of the substrate. .At pH 5 .0 all yeasts tested were completely inhibited by 0.1 percent. sorbic acid; but, as the pH was increased toward neutrality, a number of the species were found to grow. The addition of salt to the substrate in addition to sorbic acid aided the inhibition of some species. Survival studies of the yeasts in the presence of 0.05 and 0.1 percent sorbic acid at pH h.5 showed that the death rate of most species was more rapid with the higher concentration. The results indicated.that sorbic acid may be somewhat fungicidal as well as fungistatic at low pH levels. Sor- bic acid.was found.to be quite stable in a laboratory medium. Spectro- photometric analysis of a medium inoculated with a yeast and of uninocu- 1ated.medium.after 2dweeks incubation showed no significant change in concentration of sorbic acid. WZZW VRalph N. Costilow Associate Professor TABLE OF CONTENTS Page INTRODUCTIONOOOOO00000000000.000.00.000.000000000000 1 REVIEW OF LITERATURE Microbiology of cucumber fermentations......... 2 Effect of sorbic acid on microorganisms........ 2 EXPERIMENTAL Cultures used and method of handling........... 7 Source of sorbic acid and method of addition... 7 Methods of estimating growth................... 8 RESULTS The effect of sorbic acid and sodium sorbate on growth of pure cultures of yeasts at pH 6.0. 9 Relationship of size of inoculum to effective- ness of sorbic acid at pH 6.0 ................. 12 The relationship of pH to inhibitory action of sorbic 8°1dooeoecoo0.900009000000000...oeeoeoea 14 The inhibition of yeasts by sorbic acid in the presence of sodium chloride.................... 18 The effect of different concentrations of sorbic acid on inhibition of yeasts............ 23 Survival of yeasts in the presence of sorbic ac1d00000..00....0.0.0....COOOCCOOOOOOOOOOOOOOO 24 Fate of sorbic acid in media inoculated with ye as ts O O O O O O O O O C O O O O O O I C O O O O C O O O O O O O O O O O O O C O O O O 28 DISCUSSION 0 O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O 0 O O O O O 34 SWEMARY AND C ONC LUSIONS 0 O O O O O O O O O O O O O O O O O O O O O O O O O O O C 36 BIBLIOGRAPHY-0.0.0...OOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO 38 INTRODUCTION Yeasts are normally present in cucumber curing brines. The types present can be divided into 2 classes, sub-sur- face and film-forming yeasts. The former are gas produc- ers and often cause a type of spoilage referred to as "bloaters" (hollow cucumbers). The film-forming yeasts, while not considered responsible for "bloater" spoilage, are undesirable in that they utilize the lactic acid produced during fermentation; thereby, partially destroying the pre- serving quality of the brine. Unlike most other organisms associated with spoilage in brines, yeasts are both salt and acid tolerant. There- fore, some other means of control is required to prevent their develOpment. A survey of the effect of sorbic acid, an alpha-beta unsaturated fatty acid, on pure cultures of the predominant species of these yeasts was made in this study. REVIEW OF LITERATURE Microbiology of cucumber fermentations. The identifi- cation of predominant types of microorganisms associated with the fermentation of cucumbers has been studied by different workers in recent years. Etchells _e_t_ a}... (5, 6) identified the film-forming and sub-surface yeasts normally found in such fermentation brines. Costilow and Fabian (1) in their studies of commercial cucumber fermentations found only 2 groups of active microorganisms -- acid forming bacteria and yeasts. The acid forming bacteria were found to multiply rapidly and reach maximum numbers in S or 6 days. Yeasts decreased in numbers for 2 or 3 days after brining but then increased gradually with peak numbers found in 10 to 20 days. Rosen and Fabian (15) found a similar pattern of microorganism deve10pment in laboratory studies on cucumber fermentations. In addition to these 2 groups of microorganisms, Etchells _e_t_ 9:1; (7) in their studies of commercial cucumber fermentations in North Carolina noted a . hydrogen fermentation due to Aerobacter. This occured very frequently in high salometer brines. Effect of sorbic acid on microorganisms, Gooding (8) in 1915 found that sorbic acid could be incorporated into noted that this compound in concentrations effective against such organisms was tasteless, odorless and non- toxic. Smyth and Carpenter (18) confirmed the non-toxic- ity factor and more recently Deuel gt gl.(2, 5) proved its harmlessness as a dietary component. They found from.rat feeding studies, that intermediary metabolism of sorbic acid is identical with such normally occurring fatty acids as caproic and butyric and that under normal conditions of alimentation sorbic acid it completely oxidized to 002 and H20. In these same studies they found sorbic acid consid- erably less toxic than sodium benzoate, a preservative used in many food products. Phillips and Mundt (14) apparently were the first to suggest the use of sorbic acid to control the development of scum yeasts on pickle brines. They found that this com- puund in a concentration of 0.1 per cent would prevent mold and scum.yeast development under conditions extremely favor- (x 1 (x 1 ) (x {3%) BIN*«Wmtifllflwfl Control 25 1.30 25 .92 .25 versatilin 0.1% 8.1. 25 0 0 0 0 Hansel-111111 Control 1.3 11,700 11.7 92 1:3 sufigmculou 0.1% SA. 92 0 0 0 0 mzodotomh sp. Control 9.2 9,300 .92 .025 .00113 - 0.1% 5.1. 7.1; 0 0 0 0 Torulss Control 92 9, 200 25 25 11;.7 '56.on 0.1% 5.1. 143 25 0 0 0 Torulo is Control 920 11,300 25 1:3 .1117 WEI-1n- 0.1% 3.1. 1.30 o 0 0 o RY-Ig Torulo s Control 92 92,000 1.30 250 25 o 0.15 3.1. 92 25 o o o E— aaccharolwces Control 2.5 250 25 9.2 2.5 %mbrafis 0.1: 3.1. ‘ 2.5 0 0 o 0 Candida krusei Control 1.3 25,000 92 ha 92 wry-38r— 0.1¢ 5.1. 9.2 2.5 0 0 0 Raw Control .9 2.5 .025 .0h3 .0113 m ranae acieg 0.11 8.1. .14 0 0 0 0 var. Hollandicus -? Ext! 0 is Control 113 25,000 114? 113 711 ’fiE-o 0.1% 5.1. 1.3 0 0 0 0 28 duction in viable yeast cells as compared with normal growth curves is illustrated in Figure 2 for cultures of Torulopsis caroliniana and Brettangglpes versatilis. The former yeast was apparently the most resistant and the latter the most susceptible to sorbic acid. a To determine whether the lack of growth was due to the absence of viable cells or to fungistatic action of sorbic acid carried over into the growth medium, further studies were made. Tubes used in the M.P.N. technique in the 8th day planting which contained 1, 0.1, 0.01 and 0.001 ml. inoculum respectively of the dextrose broth cultures of $232;- aspora £2E2$ and Candida krusei were emptied into Petri plates and the plates poured heavily with dextrose agar. Plates were incubated at 30°C for h to 6 days after which time it was found that all plates were completely void of growth. This indicated that the yeast cells were destroyed rather than.merely inhibited by residual sorbic acid. Fate of Sorbic Acid in.Media Inoculated with Yeasts Melnick'g§.al. (13) noted that sorbic acid was oxidized by air and its loss due to metabolic degradation by molds in cheese was complete when the ratio of molds to sorbic acid was initially high. A parallel case with yeasts in cucumber brines would not normally exist since the initial load or yeast cells would be small and the sorbic acid concentrat- Log of Numbers per ml. 29 BRETTANOMYCES VERSATILIS o——o Control 0.05% Sorbic Acid 0.1% Sorbic Acld l l I 1 J I TORULOPSIS CAROLINIANA DAYS Fig. 2 Survival of Yeasts In the Presence cl Sorbic Acid 30 ion would be uniform throughout the brine. However, to determine whether or not there was any loss of sorbic acid due to oxidation during incubation or by a normal inoculum of yeasts sorbic acid determinations were made of the following media; 1. Freshly prepared basal medium (dextrose broth) without sorbic acid; pH n.60. 2. Freshly prepared medium.containing 0.1 per cent sorbic acid; pH n.51. . 3. Sterile medium.incubated 3 weeks at 30°C which contained initially 0.1 per cent sorbic acid; th.63. h. Medium similar to 3 except inoculated with 3 drops of an active culture of Torulopsis holmii per 100 ml. medium prior to incubation. Measurements were made on a 1:250 dilution of each.of the above media by the spectrophotometric method of Melnick and Luckmann (10). This method involves the plotting of ultraviolet absorbency readings of the different media for a series of wavelengths with.the maximum.absorbancy readings converted to concentration of sorbic acid. Results of these studies on the samples listed above are given in Table 10 and the absorbency readings in Figure 3. Results from.medium.l give irrevelant sorbic acid readings since no sorbic acid as such had been added to this sample. Therefore, this reading was subtracted from.absorb- 31 Table 10 Effect of Time and Organisms on Retention of Sorbic Acid in Culture Media 591° ta: .._ 12:21am“ ........ 32:22:21: 1 Fresh 1.60 0.0% non. .0025 2 Fresh 14.51 0.12: none .105 3 3 weeks 13.63 0.1% none .106 11 3 weeks 11.66 0.15 ToruloEis M .116 t Concentrations of sorbic acid were calculated from urine:- absorbnnce st 258 - 260 91. 52 1.? - '— l-O — _' .8 -— .— 6 _ r— -‘ " Treatment 1: _ Treatment 2: Fresh F""‘ No sorbic acid 0.1% sorbic acid 2 Oil. 1:250 Dil. 1:250 .3 W 1 l I I #L c .5 230 240 250 210 270 230 1.2 — — 1.0 .8 .6 .4 __ _. Treatment 4: Treatment 3: lncubated lncubated 0.1% sorbic acid 0.1% sorbic acid Inoculated -2 pl? 4.63 pH 4.66 DII. 1:250 Dil. 1:250 I l I A l 1 l l l l Wavelength (mu) Fig. 3 Ultraviolet Absorption Curves of Media 55 readings since no sorbic acid as such had been added to this sample. Therefore, this reading was subtracted from absorbency readings for the other media to correct for this error. According to the method of calculating percentage sorbic acid from these ultraviolet light absorbency readings as used by Melnick and Luckmann (10) it was apparent that no loss of sorbic acid occurred during incubation in any of the media. In fact concentrations of sorbic acid appeared slightly higher than those added. This apparent increase may have been due to inaccurate weighing of ingredients and to evaporation of water in the process of media sterilizat- ion. Further evaporation may have occurred in flasks (3) and (4) during the 5 week incubation period at 50 C. 54 DISCUSSION Results of these studies are in complete agreement with reports of Emard and Vaughn (4) who state that the pH of the substrate is of major importance in the inhibition of yeasts by sorbic acid. However, in cucumber fermentations this factor requires no consideration since the hydrogen ion concentration of a cucumber brine reaches pH 4.0 or possibly lower within 2 or 5 days after brining. Yeast activity during these first few days is negligible in any case. In contrast to reports by Phillips and Mundt (14) that 0.05 per cent sorbic acid was ineffective in the con- trol of surface yeasts in fermentation brines, this concen- tration of sorbic acid in a medium.containing 7.5 to 8 per cent salt was found to be as effective in inhibiting yeast growth as the 0.1 per cent concentration of sorbic acid. That sorbic acid is fungistatic to yeasts, as Melnick 2£_gl.(13) found it was to molds, is unquestionable in media of pH 5.0 or lower. Survival studies of these yeasts in media containing 0.1 and 0.05 per cent sorbic acid show- ed a complete absence of viable cells in both media by the 7th day. The reduction, although faster in the 0.1 per concentration, was rather slow to claim much in the way of fungicidal qualities although Smith and Rollin (17) have 35 reported that 0.05 to 0.066 per cent sorbic acid in cheese actually kills molds. SpectrOphotometric studies showed that there was no loss of sorbic acid in media either from oxidation or yeast inoculation under the conditions of these experiments. Again this is in contrast to reports of Melnick 92 51. (12) who found sorbic acid oxidizable by air to form peroxides and aldehydes. These same workers (13) also found a degrad- ation of sorbic acid when the mold population was high. Apparently yeast cultures do not use sorbic acid as a source of carbon which, according to York and Vaughn (19), some organisms are capable of doing. Based on the excellent inhibition of yeasts obtained by the low concentrations of sorbic acid used in these studies and the apparent stability of sorbic acid under these conditions it would appear that its use in cucumber ferment- ations is practical and desirable. 36 SUMMARY AND CONCLUSIONS The effectiveness of sorbic acid in the inhibition of yeasts normally associated with cucumber fermentations was primarily dependent on the hydrogen ion concentration of the substrate. At pH 6.0 sorbic acid and its sodium salt were ineffective in the control of yeasts although reproduction was slowed considerably. The size of inoculum was of minor significance since growth occurred in most instances whether this inoculum contained a few hundred or several million yeast cells. At pH 5.5 most yeasts were inhibited by a 0.1 per cent concentration of sorbic acid and at pH 5.0 or lower all yeasts were completely inhibited. At these lower pH levels a lower concentration (0.05 per cent) of sorbic acid proved equally effective. The survival of these pure cultures of yeasts in media containing 0.05 per cent aid 0.1 per cent sorbic acid re- spectively at 3000 showed that the death rate of most species tested was slower in the lower concentration but within 7 days viability was zero in both instances. Further platings from these media were void of growth indicating that the yeasts were non-viable rather than inhibited by residual sorbic acid. Common salt in concentrations of 5, 8 31d 10 per cent did not lessen the efficiency of the sorbic acid. In fact it was found that the 10 per cent concentration of salt exerted an inhibitory action of its own on pure cultures of Candida krusei 37 fact, it was found that the 10 per cent concentration of salt exerted an inhibitory action of its own on pure cultures of Candida krusei and TorulOpsis holmii. Further studies are indicated on the effect of various concentrations of salt and sorbic acid in combination. The effectiveness of sorbic acid in inhibiting yeast . growth apparently is not transitory. Spectr0photometrio studies showed that no loss of sorbic acid occurred in cottonp stOppered flasks of sterile or inoculated media over a 3-week period at room temperature. Furthermore, flasks of media of pH 5.0 containing sorbic acid and inoculated with pure cultures of the individual yeasts showed no growth of any yeast in the presence of either 0.05 per cent or 0.1 per cent sorbic acid after incubation for 30 days at 30°C. No growth was evident even after reinoculation and a further 30 days incubation period of these flasks. l. 3. 5. BIBLIOGRAPHY Costilow, R. N., and Fabian, F. W. Microbiological study of cucumber fermentations. Appl. dicrobiol., l; 514 - 519. 1955. Deuel, H. J., Jr., Alfin-Slater, R., Well, 0. S., and Smyth, H. F., Jr. Sorbic acid as a fungistatic agent for foods. I. Harmlessness of sorbic acid as a dietary com- ponent. Food Research, 12: l. 1954. Deuel, H. J., Jr., Calbert, C. F., Anisfeld, L., McKeehan, H ., and Blunden, H. S. Sorbic acid as a fungistatic agent for foods. II. Metabolism of alpha-beta unsat- urated fatty acids with emphasis on sorbic acid. Food Research, 12: 13. 1954. Emerd, L. 0., and Vaughn, R. H. Selectivity of sorbic acid media for the catalase negative lactic acid bacteria and clostridie. J. Bact., fig: 487, 1952. Etchells, J. L., and Bell, T. A. Film yeasts on commercial cucumber brines. Food Technol., 4; 77, 1950. Etchells, J. L., Costilow, R. N., and Bell, T. A. Identification of yeasts from commercial cucumber fermen- tations in northern brining areas. Farlowia, g: 249, 1952. 7. 10. 11. 12. 15. 59 Etchells, Je Le, Fabian, Fe We, Ed Jones, Is De T116 Aerobacter fermentation of cucumbers during salting. Mich. Agr. Expt. Sta. Tech. Bull. 200, 1945. Gooding, C. M. Process for inhibiting growth of molds. U. A. 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