Zambezia (1994), XXI (i).SHONA CLASS 5 REVISITED:A CASE AGAINST *RI- AS CLASS 5 NOMINAL PREFIXMICHEL LAFONFrench Institute for Research on Africa (IFRA)1AbstractIn a critical reappraisal of the treatment of Shona noun classes, I challengethe hypothesized form of class 5 nominal prefix, *ri-, as it hardly everappears as such in the language. A comprehensive view of class 5 mergesclass 21 into class 5 and suppresses the need for a 'prosthetic' element toaccount for monosyllabic stems. Class 5 nominal prefix then includes allallomorphic realizations of the nominal prefix, from i- or ri- in monosyllabicstems, to voicing and zero as well as zi- with vowel [a], [a+u] > [o],[a+1] > [e]. Some dialects have neutralized this variation resulting in either [e] or [o] for allexcept proper nouns. I purposely observe the broader scope of realizations.46 I i I is not suggested as being the form of the nominal prefix: the data merely prove thatthe nominal prefix vowel is of the same quality as the latent vowel.47 Mkanganwi, 'An outline of the morphology of substantives . ..', 100.M. LAFON 633.1.2.2 Nominal phrases with no influence of latent vowel: locativeconstructionIn locative construction, the latent vowel does not arise and the vowel ofthe formative surfaces as it is ([a], [u]):pamugwagwa, 'on the road'; pachikoro, 'in the school';mumugwagwa, 'on the road'; kuchikoro, 'towards the school'.Here again, monosyllabic stems maintain alternative forms, accordingto the presence or absence of the vowel which I claim is prefixal:paibvi/pabvi, 'on the knee'; muibvi/muboi, 'in the knee';paivhu/pavhu, 'on the soil'; muivhu/muvhu, 'in the soil';paimba/pamba, 'at the house'; muimba/mumba, 'inside the house'.Coalescence between the vowel of the formative and that of thenominal prefix seems impermissible within the language (*pebvi, *pemba,and so on).Within our hypothesis of i- as an allomorph of classes 5, 9 and 10 wewould account for alternative forms by including an optionalphonological rule which permits deletion of this V-shaped allomorphafter a vowel:CV-iC... > CV-iC... or CV-C...The rule would simply state that the I i I allomorph of class 5 andclass 9 nominal prefixes may be omitted in monosyllabic stems inphrases after a vowel. Since I i I would be the only vocalic nominal prefix,the rule could be generalized and restated as optional deletion of thenominal prefix vocalic allomorph of monosyllabic stems in phrases.This optional phonological rule, sensitive to lexical category, seemsplausible if one remembers that [i] is a weak vowel which is deleted inmany contexts. Concord markers of Ci- shape, which become C- withvowel-commencing items, viz, subject markers before I-a-1 (past) or l-o-l(exclusive), or the common realization of masikati, [maskati], 'goodafternoon'/'afternoon', are but a few examples of this deletion.An even greater degree of generalization encompassing both situationsmight then make provision for the deletion, optional or compulsory, of[i] belonging to a class marker in a vocalic sequence.In traditional descriptions, short forms (monosyllabic words) wereseen as basic, and what appeared to be the supplementation of a vowel tothese short forms had to be explained along these lines Š hence the needto resort to penultimate or prosthetic features.48 Conversely, positing the48 This view is supported by other examples in the language.64 SHONA CLASS 5 REVISITEDlonger forms as basic, we need not cite specific elements for monosyllabicstems but only consider cases for deletion of elements; a process whichseems at least as natural as supplementation. Consequently, this viewobviates the need for specific items catering for monosyllabic stems, andenables a more general treatment of noun stems.Assuming we now agree to consider <- surfacing in monosyllabic stemsas a nominal prefix allomorph of classes 5, 9 and 10 rather than as aseparate element, I will now turn my attention to class 5 disyllabic stems.3.2 Disyllabic stemsIn disyllabic stems, class 5 nominal prefix is divided according to thephonetic nature of the stem-initial, which can be a vowel or a consonant.3.2.1 Vowel75 gadzi, zigadzi and zimukadzi;musikana > (?) sikana, dzikana and zisikana, zidzikana, andzimusikana even though it should be noted that the superimposition ofzi- whenever voicing of stem-initial is possible sounds very awkward, as inzimukadzi, zimusikana.4.2.3 PluralThe formation of the class 6 plural follows the various possibilitiesreported in the marking of the secondary class in the singular.(i) With voicing of initialThe voiced stem-initial may be conserved or sometimes, onapparently dialectal lines, there may be a reversion to the unvoiced stem-initial which constitutes the basis of the stem:72 Ibid.73 Ibid.74 Ibid.75 > implies derivation from the form to the left of it.74 SHONA CLASS 5 REVISITEDmhino, 'nose' > bino, 'big nose' > mabino or mapino, 'big noses';mukadzi, 'woman' > gadzi, 'big woman' > magadzi or makadzi, 'bigwomen'.(ii) With unchanged initialThe same phenomenon may be observed in cases where the stem-initial remains unchanged, not being amenable to voicing: rume, 'big man'> marume, 'big men'.In both cases, however, zi- is often introduced in the plural and thefollowing forms, which coincide with those obtained as plural of class 5with superimposed zi-, are more common than the previous ones (seebelow): mazipino, 'big noses'; mazikadzi, 'big women'; mazirume, 'bigmen'.(iii) With use of zi-When zi- is resorted to in class 5, it is retained in class 6; a behaviourreminiscent of that of the limited set of nouns where zi- is primary, viz,ziso, 'eyes' > maziso, 'eyes'; zana, 'big child' > mazana, 'big children'.In cases of superimposition, prefixes other than those in class 5revert to their regular plural class, which leads to a row of up to threeelicited prefixes:zimunhu, 'big man' > mazivanhu, 'big men': (ma class 6; zi- class 5 andva- class 2);zimuti, 'big tree' > mazimiti, 'big trees': (ma- class 6; zi- class 5 andmi- class 4); andzimhuka, 'large animal' > mazimhuka, 'large animals': (ma- class 6;zi- class 5 and N- class 10).76Accordingly, initials undergoing the class 5 voicing process yield tothe unvoiced stem-initials: zibadza, 'large hoe' > mazipadza, 'large hoes':(ma- class 6 and zi- class 5).This rule applies when zi- acts as a primary prefix as well, withvowel-commencing stems:ziso, 'eye' > ziziso, 'big eye' > maziziso, 'big eyes': (ma- class 6; zi-class 5 and zi- class 5).77As mentioned earlier, this process tends to become more generalizedand is by far the commonest when, due to the nature of the stem-initial,two (or more) class 5 forms are available:76 As the nominal prefix of classes 9 and 10 is identical it may be assumed, analogically, thatthe nasal in zimhuka stands for class 9 nominal prefix and in mazimhuka, for that in class 10.77 These forms are indicative of the process of integration of zi- into the stem.M. LAFON 75gadzi and zigadzi, 'big woman' > mazikadzi, 'big women' rather thanmagadzi or makadzi;(?)sikana, dzikana, zisikana and zidzikana, 'big girl' > mazisikana,'big girls' rather than masikana or madzikana;(?) rarne and zirume, 'big man' > mazirume, 'big men' rather thanmarume.4.2.4 AdjectivesAdjectives, whose class agreement is determined by their governing nouns,are usually not liable to connotation through a change of class. In class 5most items undergo voicing and, since they are all consonant-commencing(see Dale's table of adjectives in Shona Companion), this is sufficient todisqualify zi- as a relevant allomorph.However, some speakers accept, and a few want superimposition ofzi- prefix following a noun in the augmentative, for some adjectivalstems at least. This can be interpreted either as an analogical extensionof the nominal prefix allomorph to the adjective, which again supportstheir sharing the same set of concords, or as a meaningful device:zinyoka zidemadema, 'a very large jet-black snake';78zimurungu ziguru, 'a very big white person'.79The data produced illustrate the intricate relationship between thetwo main allomorphs of class 5 nominal prefix; namely voicing and zi-,when both its primary and secondary functions are taken into account.It follows that all augmentatives would best be considered as belongingto class 5, since they resort to the same prefix allomorphs as 'normal'nouns. Apart from phonological constraints linked to the nature of thestem-initial, the distribution of these allomorphs appears to be conditionedby the primary prefix of the noun.This comprehensive view of class 5 leads one to regard the class 5nominal prefix as a scatter of conditioned allomorphs, both onphonological and lexical lines.Before turning to the representation of the class 5 nominal prefix, wemust highlight the significant evidence produced by the copulativeconstruction in support of our view of /- as an allomorph of the nominalprefix, since it contributes to the construing of a 'cover form'.78 Dale, Shona Companion, 28.79 Mkanganwi, 'An outline of the morphology of substantives ...', 115.76 SHONA CLASS 5 REVISITED5 THE COPULATIVE EVIDENCEFormation of the positive copulative construction in Shona resorts tothree devices, according to the nature of the noun class prefix. I reviewwhat is relevant to this discussion, leaving aside nouns included in so-called classes la, 2a and 2b, whose copulatives are specific in incorporatinga non-prefix element, ndi-.5.1 Syllabic prefixesFor all nominals endowed with syllabic prefixes, be they noun or adjective,all copulatives except for classes la, 2a and 2b, are expressed by raisingthe tone of the otherwise low prefix.80The well-known mnemonic rhyme furnishes ready examples of thisprocess: murume murume, vasikana vdsikana, mapanga mapanga, 'a manis a man, girls are girls, knives are knives'.With adjectives: muti uyu murefu, class 3 'this tree is tall'.Nominals with the syllabic allomorphs of classes 5, 9 and 10, amongwhich we tentatively include i-, behave likewise (see below for variants).(i) Class 5: i'-; ri-\ zi-Examples pertain here to monosyllabic stems and augmentativeswith zi-\izwi izwi, 'a word is a word'; ibwe ibwe, 'a stone is a stone';rifa, 'it is inheritance' (suggested during the University of Zimbabweseminar);zigomana zigomana, 'a big boy is a big boy';zimuti ztmuti, 'a big tree is a big tree';(?) iri ziso, 'this is an eye'.81This process affects adjectives as well: banga idzva, 'the knife isnew'.(ii) Class 9 and class 10 i-; (dzi)Examples in these categories are limited to monosyllabic stems.Class 9 and class 10 nouns are generally undifferentiated as far asnumber is concerned:imbwa fmbwa, class 9 or class 10 'a dog is a dog', or 'dogs are dogs';inda inda, class 9 or class 10 'a louse is a louse' or 'lice are lice'.Adjectives show no specificity and behave as the nouns referred toabove: tafura idzi itsva, class 10 'these tables are new'.80 The similarity exhibited by nouns and adjectives in the copulative construction isfurther evidence of their close grammatical relationship.81 For some reason the template *ziso ziso was rejected outright.M. LAFON 77Number differentiation through nominal prefix coincides with the fewwords that form the basis for the dzi- allomorph of class 10 nominal prefix.These are limited to the aforementioned words imba/dzimba 'house'/'houses', and dzimbo, 'songs'; whose plurals allow use of the same device:imba imba, class 9 'a house is a house'; dzimba dzimba, 'houses arehouses'; dzimbo dzimbo, 'songs are songs'.5.2 Non-syllabic prefixesApart from a few locative examples (below) and, as already stated,nouns allocated to class la, 2a and 2b, those nouns endowed with non-syllabic prefixes are said to resort to a copulative formative consisting ofa high tone i- vowel preceding the noun:bere ibere, class 5 'a hyena is a hyena';shumba ishumba, classes 9 and 10 'a lion is a lion' and 'lions are lions'.Furthermore, this same device is recorded alternatively with thesyllabic allomorphs of class 5 and class 10, particularly when class 5 zi-is primary, as well as with the two words exhibiting dzi- in class 10; theresults being more colloquial:ziso tziso, class 5 'an eye is an eye'; zino izino, 'a tooth is a tooth';dzimba idzimba, class 10 'houses are houses'; dzimbo idzimbo,'songs are songs'.However, with class 5 zi- in augmentative meaning, this possibilityseems questionable, to say the least:(?)fri, izigomana, 'this one is a big boy'.These alternative forms thus confirm the degrammaticalization ofboth prefixes in primary usage, which zi-'s possible retention in theplural formation and dzi-'s extremely limited distribution, alsodemonstrate. As the initial syllable is no longer felt to be functioning asa prefix, it seems safe to assume that those words are assimilated toclass 5 or class 10 nouns endowed with a non-syllabic prefix.Possible counter-examples regarding the copulative constructionare mentioned in the traditional accounts under review, but are leftunexplained. Fortune82 states that with some nouns controlling class 17agreement but bearing no overt mark of any existing syllabic prefix, be itclass 17 (feu-) or any other, the copulative is indicated by tone-raising ofthe first syllable (which entails a restructuring of the tone pattern of theword):82 Fortune, Shona Grammatical Constructions, Vol. 1, 139.78 SHONA CLASS 5 REVISITEDmberi, 'in front' > mbiri uko, 'it is in front there' (not *imberi uko)zasi, 'down' > z&si uko, 'it is down there' (not *izasi uko)shure, 'behind' > shure uko, 'it is behind' (not *ishure uko~)These facts support my interpretation of 'formative' li-l as anallomorph of classes 5, 9 and 10 nominal prefix, and thus suggest theexistence of a long form of the prefix including [/'-]. This long form isretained due to phonological constraints with otherwise monosyllabicstems in most dialects and in the copulative which requires a syllable tobear the high tone.83This interpretation also explains the absence of a segmentalembodiment of the copulative in the three locative examples givenabove, in spite of the lack of a syllabic prefix. As i- is not a class 17prefix and ndi-, which are semantically restricted, would be out ofplace, the only remaining option to mark this difference was, in myview, the raising of the tone on the first syllable.This understanding of the copulative simplifies the treatment of themonosyllabic stems of classes 5, 9 and 10, which otherwise wouldrequire special mention of the substitution of a formative i- to theepenthetic in the copulative construction.84Secondly, it consolidates the description of the copulativeconstruction as a whole, since all nouns except those of so-called classesla, 2a, 2b and the three aforementioned locative cases, then becomeamenable to the same procedure, viz, tone-raising of the nominal prefix.This treatment conforms to the results of Pongweni's supra-segmentalanalysis of the copulative, which concludes that the tonal behaviour ofnouns in the copulative is 'unrelated' to the phonic nature of the classnominal prefix (that is, syllabic versus non-syllabic). The dividing lineseparates nouns allocated to classes la, 2a and 2b requiring ndi-,irrespective of their prefix, from all others. This view is expressed byPongweni when he states:It does not seem to matter whether or not a noun has a noun class prefix [that is, asyllabic or non-syllabic allomorph]... The nouns of the traditional classes la and2a, whether prefixed or unprefixed,... behave differently.8583 This strategy is reminiscent of Lamba copulative, according to Doke's treatment ofShona class 8. This class corresponds to Common Bantu 5, the nominal prefix ofwhich is It'/i-l with vowel- or nasal-commencing stems, and Ir-I with consonant-commencing stems. The copulative is formed by shortening the nominal prefix VCV to CVŁ tone raising, which causes the allomorph I i:-l to revert to the full form of the prefix, I i/i-l,which is then reduced to CV in C. Doke, Textbook of Lamba Grammar (Johannesburg,Witwatersrand University Press, 1938), 309.84 Fortune, An Analytical Grammar of Shona, 371.85 Pongweni, Studies in Shona Phonetics .... 204-5.M. LAFON 796 REPRESENTATION OF CLASS 5 NOMINAL PREFIX AS A SCATTEROF ALLOMORPHSIf we acknowledge the various allomorphs displayed by class 5 nominalprefix we can then posit a scatter of forms whose distribution, only partiallyattributable to phonological constraints, is also related to lexical andsyntactical constraints.l)Raw stems:i) vowel commencing: zi-ii) consonant commencing:a) monosyllabic: i-, 0-, or ri- (dialectally)b) with stem-initials [p, t, k, ch, tsv, pf, sv]: voicing or 0- insome adoptivesc) other consonants non subject to voicing: 0-2) Prefixed-nouns: zi- (augmentative)3) Copulative Š tone-raising of prefix:a) with syllabic allomorphs: i-/z(-b) with non-syllabic ones and zi- in some cases:re-introduction of i-.Any arbitrary symbol could be construed to embody the voicingprocess since, clearly, the changes entailed are no longer caused by asegmental sequence but occur by virtue of the entry of these nouns intoclass 5, as is evidenced by the hesitant behaviour of recent adoptives.The scarcity of words resisting this conditioning is indicative of thestrength of the process at work.Fortune expressed the view that changes in the stem-initial consonantwere due to a former *ri- prefix. Even if we accept the historicalperspective, it seems unlikely that an r consonant should have playedany part in such an important process only to disappear completely.Such changes are generally attributed, in Bantu, to the influence of aclosed vowel on a following consonant. This is especially the case inlanguages such as Shona, which have undergone a reduction from a 7-vowel system to a 5-vowel system.8686 The classical hypothesis on Common or Proto-Bantu posits a 7-vowel system, the twoextreme front vowels being represented by cedillas under i and u, as I and u.Historically, the inclusion of the latent vowel in the prefix suggests the followingsequence for the main allomorphs: from a nominal prefix construed as *iri- a first stage woulddelete the 'r' consonant which is in a weak position. The two Y in contact would then bemerged, entailing the modification, when possible, of the stem-initial (ie 'voicing'), and disappearin all except monosyllabic stems and copulative phrases. Hence,1-CW monosyllabic stems*iri-C... > */i-C... > CV(CV)CW longer stemsi-C... copulative.80 SHONA CLASS 5 REVISITEDTherefore, if we wish to coin symbols reminiscent of real features,then V- for voicing might be appropriate, with *i- or perhaps */- as a 'coverform' catering also for the copulative. If we extend the scope of V- toencompass the lack of change occurring with non-voiceable initials, anotherstatement of the scatter of allomorphs of class 5 nominal prefix couldread:Class 5 nominal prefix */-:Ł /-: monosyllabic stems (dialectally); copulative constructionexcept some words with zi- and ri-Ł 0-, rarely ri-: monosyllabic stems (dialectally)Ł V- (voicing of voiceable initials, no change for non-voiceableones): consonant-commencing stemsŁ zi-: vowel-commencing stems and augmentatives with non-voiceable initials, including prefixes.CONCLUSIONI have argued that the rationale behind positing *ri- as a general coverform for Shona class 5 nominal prefix should be abandoned in favour ofthe concept of a cluster or scatter of allomorphs. This cluster couldinclude I ri-1 itself, as a real if rare form 11-1, and positing IV-1 for voicing.Furthermore, this cluster could in its entirety, be subsumed by */- sincethe vowel [«-] surfaces in the majority of cases, in the copulative at least.This theory would obviate the need to resort to an epenthetic vowel in thecase of monosyllabic stems and would, in turn, allow for some simplificationin the general account of the copulative.The sign * implies the word border. For vowel-commencing stems, *izi- would have mergedwith the initial vowel of the stem, leading to a restructured 'i-zv..., which would then evolveinto zv... and i-zv... for the copulative (V representing the result of vowel coalescence, i + ...):*tzi-VCV(CV) > *i-2uCV(CV) > zvCV(CV),t-zvCV(CV) or ziS CV(CV) In the copulative.In the case of superimposition of the prefix, the scope of zi- would be extended, the possiblelong copulative izi- then being viewed either as a retention of a longer, prior form, or as ananalogically supplemented device.