. UTAFITI (New Series) Vol. 3 No.1, 1996:1-46 Constructing A New Rights Regime: Promises, Problems And Prospects * lssa G. Shwjt" Abstract This article reflects on the interface between issues of poverty am deprivation which is the life-c:ondition of the large majority in the countries of the South, am the approacbes to human rights which have attemp!ed to take on board such issues. The article consists of three sections am an extended appendix. The first section is an introduction which presents the basic premise of the discussion in the article. The second section outJines the key elements defining the lnunan rights am development debates. The third section examines in some detail approaches to litigation practices developed in IIKIia am elsewhere, which take into aCCOUntnotions of lnunan rights am the right to development introduced in earlier sections of the article. The two extended"awendices present moot case proceedings which exemplify the application of the oove1legal notions introduced in the main body of the article. I. Introduction: Human Rights as a Contentious Discourse Human rights are the concrete result of historical and social development. They mirror the struggles and concerns of the dominant social groups in society at a particular time as these groups organise and reorganise to maintain their po!ition. At the same time, rights formulation and articulation reflect, albeit in a subordinate position, the resistance of the dominated as they strive to <:hange the status quo. Human rights, therefore, like any other systematised regime of articulated ideas, is a contested terrain. Human rights discourse, as we know it, has its origin in the development of the West, and in particular it is the result of the Enlightenment period (see generally MacCormick & Bankowski, 1989). It carries with it the philosophical and ideological baggage forged in the crucible of bourgeois • This is a slightly revised version of the paper read at the Conference of Judges on 'Constitutionalism am Human Rights in a Demncracy' held at Arusha, Tanzania, 18-19 June, 1996 •• Professor of Law, University of Dar es Salaam am Advocate of the High Court of Tanzania. .2 Issa G. Shiv)i revolutions based on the autonomy of the individual commodity owner whose worth is constructed in the market place. It is the atomist individual so abstracted from real relations of society who is then presented as the individual being, the erstwhile bearer of rights. The political overtones of internationalised human rights, however, are of more recent origins. The United Nations activity which gave us the first .human rights standards in the form of declarations, covenants, resolutions, etc. was also the meeting point of contested global ideologies, in particular the capitalist and communist ideologies as represented by the then superpowers on the one hand, and the resistance of the peoples of the third world smarting under direct or indirect colonialism on the other. Human rights talk is deeply embedded in this global terrain of contested ideologies. It is this which forms the basic premise underlying this article, rather than some natural law conception of 'inherent' rights. Rights are historically and socially determined rather than absolute qualities or possessions which inhere in human beings (Shivji, 1989). Section two of the article traces in broad strokes the development of human rights and developmental discourse. The thesis of this section is that the two major discourses of the post-war period with direct impact on the third world ran parallel and often at cross-purposes. The article then examines the attempts by writers, publicists and the legal community, both within the mainstream and that on the fringes, to take on board some of the developmental concerns of the South. This has had the effect of .opening up the foundations of the dominant human rights discourse for closer scrutiny, and its rearticulation to address the demands and needs of different peoples in different cultural contexts and espousing diametrically opposed interests. This is what underpins the alternative models of development, democracy and governance, and which is the harbinger of the development of a 'new rights jurisprudence' examined in sections three and four of the paper. Section three looks specifically at the model of social action litigation (SAL) developed by the Indian Supreme Court. Section four proposes an alternative approach to constructing a 'new rights regime' based on two fundamental rights: the right to life, and the right of peoples to self- determination. The thesis is that these rights, conceptualised as composite rights and contextualised in the contemporary international and national conditions of Africa, have the potential and potency of placing on the human Tights agenda the fundamental problems of the large majority of the African people. The actually existing condition of the African social and political Constructing A New Rights Regime 3 formations is that they are smarting under the domination and hegemony of the North in the international arena, and the hegemony of their authoritarian states in the domestic arena. In_..other. words, the reconcepmaIised and reconstructed new rights regime challenges the double hegemonic logic, i.e., imperialist and. statist, while at the same time providing. the necessary elements for legitimising people's resistance to the hegemonic logic. The two appendices give an example of operationalising the 'new rights regime' in the language of judicial discourse albeit in the case of a Southern African Moot Court (Shivji, 1992). 2. The Fragmented Nature of Developmental and Rights Discourse on the Global Level The Universal Declaration of Human Rights (UDHR) was born in the wake of the disastrous Second World War. Its human rights conceptions were formulated with a view to provide a counter ideology to the racist and fascist ideologies of Nazism (see the preamble). World hegemonies were also being reconstituted on the basis of a bipolar world divided between the two superpowers on the one hand, and anti-colonial struggles of the third world peoples on the other. Particularist ideologies of Nazism based on racial purity and superiority were being countered by universalist language of the Declaration. Ironically, Nazist racism was a logical extension of the racist ideology which had hitherto rationalised and legitimised the imperial project (colonialism) in the third world (Hayter, 1990: 19 et seq, Said, 1994: passim). For instance, when the imperial racist ideology was at its zenith, the West rejected Japan's attempt to 'include a clause on racial equality in the League of Nations Covenant' (Furedi, 1994: 5). This was the sign of the global ideological hegemony of the time which was rooted in the racial superiority and civilising mission of the white race. An ideological construct based on equal rights (human rights) then was a world war away. Indeed, as Furedi rightly observes, Woodrow Wilson's principle of right of nations to self-determination applied eminently only to Europe.! Robert Lansing, Wilson's Secretary of State, could not be clearer when he said in the course of the Peace Conference: I Contrast Lenin's exposition of the right of oppressed nations to self-detennination which primarily applied to the peoples of the East (Lenin, 1970). 4 Issa G. Shivji The more I think aboutthe President's declarationas to the right of 'self- determination', the more convincedI am of the danger of putting such ideas into the minds of certain races. It is bound to be a basis for impossibledemandson the Peace Conferenceand create trouble in many lands. What effect will it have on the Irish, the Indians, the Egyptians, and the nationalistsamong the Boers? Will it not breed discontent, disorder and rebellion? Will not the Mohammedansof Syria and Palestine and possiblyof Moroccoand Tripoli rely on it? (quotedin ibid.: 13) Thus, 'What was at stake was that sense of superiority which was so vital to imperial self-confidence.' (ibid.) Between the wars that self-confidence was undermined in different ways by the reconstruction of, and opposition to the then dominant racial ideology. Firstly, as already argued, the imperial project could no longer be legitimised in racial terms. Hitler's Nazism made sure of that. Secondly, the participation of the coloured Japan in the war and its initial successes had weakened the underlying premise of racial superiority. For the colonised peoples, it was an eye-opener to see barbaric butchery between civilised whites, which had hitherto been reserved for the non-whites, and to witness a non-white race (Japanese) standing on its own, and on an equal military footing, against their masters. Subhas Chandra Bose's militant Indian Nationalist Army sought support from Japan and posed a greater and probably a more decisive threat to the British Raj than the passive and moderate Indian National Congress (Hobsbawm, 1994: 216). The colonised peoples in the Afro-Asian world spontaneously felt the need to 'purge' their consciousness of racial inferiority drummed up by colonial masters before they took up arms to regain their independence (Fanon, 1967). Thirdly, the shift of the centre of gravity from Europe (possessing colonies) to the US (without colonies) as a global Superpower further facilitated the reconstruction of ideological hegemony from the language of 'racial superiority' to that of 'human equality' (human rights). The fundamental limits of the universalising language of human rights were, however, immediately apparent. First, the war did not end either imperialism or inter-imperialist rivalries on the global level. It placed both on a new level of the emerging 'cold war' (see generally Walker, 1993). For the United States and its allies, the Soviet bloc was perceived and presented as a threat to the 'free world'. It is the ideology of anti-communism and the 'free world' which was the standard text Constructing A New Rights Regime 5 during much of the 50s and 60s. The human rights debate arising in this context inevitably dovetailed into the politics and diplomacy of the 'cold war' . The sub-text of the 'free world' ideology was not so much to nurture, maintain and propagate freedom and rights of peoples, but strategically and economically to keep the states and peoples, particularly of the third world, within the sphere of the 'free world'. Thus the right of nations to self- determination proclaimed by the US President as early as the First World War was given the status of a political principle in the United Nations Charter, but had no place in the human rights document, the Universal Declaration of Human Rights. The four freedoms-freedom of expression and faith and freedom from fear and want-proclaimed by Roosevelt in 1941 as the basis of the new international order, and which inspired the UDHR, did not include people's freedom from oppression and exploitation. Even Soviet Union's narrow version of the right of peoples to self-determination to mean the process of formal independence continued to be opposed by the West, including the United States (Cassese, 1986: 416-7). Second, Hitler's violence which had 'shocked the conscience of human beings world-wide, and laid the ground for a broad consensus that a new humanistic legal order would have to be established' (i.e. UDHR)(Alston, 1992: 10) did not mean that the new order would be without (universal) violence. There were two important differences though. The violence of the cold war era was far more ferocious and took place almost exclusively in the third world. From the Korean war, through Vietnam, Palestine and Mozambique to the Gulf, systemic violence killed, maimed and devastated third world peoples. But this violence was not supposed to shock the 'conscience of the human beings world-wide' because the third world people were being killed to protect them against the evil incamate-communism- during the cold war, and in the interest of human rights in the post-cold war 1 "New International Order". Third, imperialism continued to support and nurture (through overt a."d covert violence) dictatorial regimes in the third world so long as the latter continued to keep their peoples and resources in the 'free world' (Chomsky & Herman, 1979). Under the spectre of anti-communism, even purely nationalist I Compare the utter cynicism with which the president of the United States, George Bush manipulated human rights abuses by Saddam Hussein in the preparation for the Gulf War when it ';as the same president who had armed Hussein in the Iran-Iraq conflict. What is more, several of Bush's allies in the war-including Saudi Arabia, Turkey, Egypt and Gulf countries-were and are, worst human rights violators (Amri 1992). ' 6 Issa G. Shivji regimes (from Nasser to 'Nyerere) with policies to retain their .resources within their own countries evoked the wrath of Western states whIch at the same time presented themselves as the champions of democracy and human rights. No wonder then that for much of the 60s and 70s, third world states paid little heed to human rights arguments .. Over the first two decades of independence in Africa, the human nghts discourse developed in opposition to the developmentalist discourse. Post- independence states were in a hurry to develop; to pull their peoples out of backwardness. True, developmentalism was used as an ideological cover to rationalise and justify the development of strong, authoritarian states by the ruling elites in Africa. Yet, it is also true that development was a central concern, and that an abstract advocacy of rights would have little meaning to the vast majority. The academic developmental discourse, contentious as it was, and the practical struggles underlying it, filtered into the United Nations system as well. Development thus found legitimacy in the global political discourse. The result was a spate of resolutions, declarations and covenants on development. Within the UN system,. the developmental discourse originating in the General Assembly and finding expression in declarations and resolutions was politically an extension of the domestic statist/developmentalist ideologies of many third world, particularly African states. Intellectually, that discourse was grounded in the unequal international political economy, while organisationally it took off from such groupings of third world countries as G77 and UNCTAD. This movement originally began in a negative fashion as a non-aligned movement (not aligned either to NATO or Warsaw Pact countries), but eventually took on the form of more positive economic bonding in opposition to what was perceived by third world leaders as unfair and inequitable practices of international trade and economic control. To some extent, therefore, it was an anti-imperialist movement, albeit statist in orientation. It seems to me that it is the underlying anti-imperialist stance of the third world development discourse which is what was centrally opposed by the dominant states of the North led by the US. This is very well borne out by the fact that the right to self-determination often became the bone of contention between the West and the official third world. Contrary to traditional belief reiterated in the dominant human rights dis:served earlier, in that case, to the extent that these specific rights are alleged to have been breached, we would have had no jurisdiction because they are not stipulated as separate rights in the Constitution. We observe, however, without decidin& that we were far from persuaded by the applicants' Counsel that the Sakala family's freedom of movement and right to choose'residence were directly violated. In any case, the grounds advanced before us were tenuous. Particularly, the Counsel for the applicants failed to make a . distinction between the 'choice of residence' stipulated in the Caprivian Constitution, and the right to shelter or housing provided in the African Charter. The two are not the same, nor can one be conflated with the other. tiaving said this, we are nonetheless of the view that we have jurisdiction to hear and determine the alleged breach of the family of rights claimed by the Sakala family not as separate specific rights, but as part of and integral to the right to life. Right to life is a fundamental right and is stipulated both in the Capriv.ian Constitution as well as the African Charter. I See, generally, the papers presented to the African Seminar on Human Rights and Development, National Institute of Development Research and Documentation, University of Botswana, Gaborone, May 2....29, 1982. 40 Issa G. Shlv]1 We hold that the Sakal a family's right to life was breached in that the family was disintegrated; Mr. Sakala lost his job; both Mr. and Mrs. Sakala suffered medical ailments, and the two young children were deprived of education. Right to life, in our opinion, is an integral right to live as whole human' being in dignity. The forceful formulation of this right in the African Charter carries the spirit of wholesome living as inherent in the right to life. Article 4 provides: Human beings are inviolable. Every human being shall be entitled to respect for his life and the integrity of his person. No one may be arbitrarily deprived of this right. The use of the term 'human being' in the African Charter in.contrast to the traditional phrases such as 'individual', 'person', 'everyone', etc., and the use of phrases such as 'integrity of the person' and 'dignity', in our opinion, are significant. They convey the message that the framers of the Charter sought to protect the human being in all his or her humanity, as a whole and wholesome human being. We cannot imagine that it suffices for a human being simply to exist as a biological entity. To live as a social being means to live in a wholesome familYi in a decent dwelling; and to be accorded'the opportunity to be informed and receive knowledge which is what education is all about. Without family life, a decent shelter and education a human being only 'exists' but does not 'live'; it is only a 'being' without being 'human'. Right to life inexorably implies to live human life as a human being. As was said by the Supreme Court of India in Tellis and Others v Bombay Municipal Corporation and Others (198n LRC (Const) 351 at page 368: "Life", as observed Field, J. in Munn v 1I/inois 94 US 113 (1877), means something more than mere animal existence and the inhibition against the deprivation of life extends to all those limits and faculties by which life is enjoyed. This observation was quoted with approval by this Court in Kharak Singh v State of UP (1964) 1 SCR 332. Under the circumstances, we consider right to family life, right to shelter, right to work or livelihood and the right to education as integral to, and inherent in, the right to life, and we so hold. 1 Therefore the family of rights claimed by the Sakala family to have been infringed have indeed been infringed as part of the family members' right to life. The 1 For discussion on 'livelihood' as inherent in the right to life, see Teflis case already cited and for right to shelter as integral to right to life see P. B. Sawant, 'Right to Shelter as Human Right' in E. Venkataramiah, led.) Human Rights in the Changing World. Constructing A New Rights Regime 41 qual ification as to the right to housing and medical care being subject to means available to the Government of Caprivia, stipulated in the Caprivian Constitution, and on which the respondent's Counsel addressed us at great length, is not applicable to the right to life, and therefore we consider it unnecessary to dwell on it at any length. For these reasons too we would make the orders as we have done above. 3. Individual and Community Rights The other level of arguments addressed to us revolved around the distinction between individual and community or collective rights. The respondent sought to convince us that community rights override individual rights, and that in the instant case, the building of the international airport, which was in the interest of the economic development of the Caprivian society as a whole, overrode individual human rights of the Sakal a family. The applicants rebutted that argument by taking the position that individual rights ought not to be sacrificed at the altar of community rights or economic development. We do not consider it necessary to go into any great depth on this debate which we understand has been long-standing in the human rights discourse. In our reading of the African Charter, which is the primary instrument which ought to guide us, the contest between individual and communal or collective rights has to a large extent been overcome. We deem that debate as irrelevant both to African circumstances and to the underlying principles of the Charter as can be gleaned from the specific language and formulations of the Charter. We proceed to explain briefly this position. The fundamental right to life embodied in the Charter belongs to a 'human being' and not to an individual. The Charter upholds the dignity and integrity of a human person, not simply an atomist individual. It is significant that in this regard the language and formulations in the Charter depart significantly from the Universal Declaration of Human Rights which uses the individualistic, aggregative term 'everyone' (see, for instance, Article 3 on the right to life). We believe this departure to be of great significance in the light of the Preamble of the Charter which in a summary form succinctly sums up the centuries long history of oppression of the African people. African peoples as a people, and the African human being as a human, have been denied their humanity for five long centuries through the processes of slavery, colonialism, neo-colonialism and apartheid, referred to in the Preamble. In each 42 1558G. Sh/vjl one of these systemic processes the African human being was not considered a human being. He/she was a chattel under slavery; a native under colonialism; a beggar to be rescued under neo-colonialism, and a kaffir under apartheid. Understandably, therefore, in asserting the right to life of the African human bein& the framers of the Charter consciously asserted the right to life of a whole human being in a human community. Philosophically and conceptually, this is a far cry from the Western jurisprudence of "individual rights" based on the liberal outlook of individualism. In the African concept, as we read it in the Charter, there is no distinction between a human being and the human community. Indeed, a human being does not live above, prior to, or apart from a human community. He or she would not then be a human being. There is no Robison Crusoe or a Friday in the African concept, nor an aggregate sum of Crusoes and Fridays. Rather you have social entities and communities which could be described as a social class of Crusoe and Friday. We do not have to search very far for concrete social reality to support our reconstruction of the underlying and guiding conception of the Charter. In the very case before us the plight of the Sakala family represents the plight of a community, the thousands of inhabitants of Tintatown who were arbitrarily resettled. The Tintatown community was never accorded a human treatment, because, among other things, it was never involved and consulted on its own fate. It was denied its humanity and dignity, the qualities of a human community constantly underlined in the African Charter. For this reason too, the acts of the Caprivian state were in breach of Article 4 ofthe Charter and its underlying principles, as well as the Caprivian constitution, and we so hold. In the result, the application is allowed with costs. We make Orders and Directions as already enumerated in the body of our Judgment. Since my brother Judges and sister Chief Justice agree with the conclusions, Orders and Directions, it is so ordered by the Court .. Delivered at Lusaka this 11th day of July, 1993. Constructing A New Rights Regime 43 APPENDIX 2: Intoducory Note The judgement that follows was delivered by a panel of Chief justices and Juq~es on the same problem as detailed in Appendix 1. ********* Judgement By Panel Of Chief JusticeslJudges Raymond SakaIa, Brian Sakala, the Family of Raymond Sakala V The Government of the Kingdom of Qprivian (The Southern African Court of Human Rights, Lusaka, Zambia). Cullian,}. Background In the time available to~, it is not possible to recite all the facts pertaining to this ease, with which all present are in any event familiar. At the outset we wish to express our sincere appreciation of the assistance rendered by Counsel for both parties and of their formidable research and extensive submission. In the time avallable we cannot hope to deal in depth with all of such submission, which we have nevertheless carefully considered. Submissions for Applicant The Applicant's claim is fourfold. They seek an order: 1. Declaring the Prevention of Unwarranted Squatting Act 1990 of Capriva ("The Act") to be unconstiMional; 2. Compelling the respondent to compensate the Applicants in the amount of $ 10,000 for the loss of Raymond Sakala's job; 3. Compelling the respondent to provide: (a) Housing for the family (b) Medical and psychiatric care for members of the family in need of kit. Unconstitutionality of Unwarranted Squatting Act As to the first prayer, Section 8 of the Act provides for the resettlement of squatters on government land, should the government need such land, "for a purpose likely to 44 Issa G. Shlv)1 contribute to the d~elopment of the eq)l1omy.of Caprivia", The Applicant's claim that the latter purpose is an extremely vcigue standard, that appears to place no restraint upon the Respondent. We cannot however see that the legislation oould be couched in a more specific manner. The Respondent will in any given case suffer at least the restraint of establishing, to the Court's satisfaction, that the particular purpose for which the land is required, complies with the provisions of the Act. The Act undoubtedly conflicts with the constitutional freedom of movement and residence, but such freedom, under Article 12 of the African Charter on Human and Peoples' Rights ("The African Charter"), is qualified by the proviso that the individual "abides by the law". The act of squatting per se cannot be said to be an act of abiding by the law, and the Act cannot then be said to be unconstitutional on that ground. The Applicant's also submit that where an Act derogates from a constitutional right, "it (the derogation) must be prescribed by a procedure which is fair and reasonable" (see Maneka Gandhi v Union of India 1970 S.C.R. 621) and that the act under consideration must therefore be unconstitutional, as it "allows for haphazard resettlement, without compensation for any adverse results of such resettlement". Without defining the nature or extent of the right, or licence of a .squatter on state land, we observe that the legislature has in any event clothed any such claim with some status, by conferring on squatters the right, if displaced, too be resettled. We do not agree that such resettlement shOl-!ldnecessarily be haphazard or without compensation. Indeed, we observe that the Constitutional Court found that the Act was not unconstitutional, but that "reasonable compensation" was payable to those detrimentally affected by its operation. We respectfully agree with, and adopt that finding. Compensation for loss of employment Inherent in that finding is the premise that if the Caprivian Govemment acknowledges the duty of resettling an individual, displaced in the public interests, then such resettlement must be carried out ir:'! a fair and reasonable manner. If a person, displaced by Govemment action,'is to ~"resettled", then he must be placed in a position as near as may be to that which he previously enjoyed. Otherwise he will not be "resettled", but will, as we see it, be unsettled. It is not necessary for us to decide as to whether it is Government's duty to take inquiries in every case and attempt to reproduce identical conditions of residence, employment, etc. We can however say that a movement of residence of some SOkm, resulting in loss of employment and the breaking up of the family, which by all intemational conventions, Govemment is required to protect, does not constitute a "resettlement" envisaged under the Act. We hold therefore that Mr. Raymond Sakala is entitled to compensation for the loss of his employment. Constructing A New Rights Regime 45 The leamed Counsel for the Respondent submits, incidentally, that the Court by the grant of such compensation, would be giving retrospective effect to an intemational Convention. As we see it, however, such compensation is by necessary inference payable under the Act itself, and no question of restrospectivity therefore arises. As to the amount of compensation, the Respondent concedes that the claim of $10 000 is reasonable. We accordingly order the Respondent to compensate Mr. Raymond SakaJa in that amount. Housing and medical service Art. 33 of the Caprivian Constitution provides that: "Thestate recognises the populationneeds for housingand medicalservicesand undertakesto providesthese in accordance with available means" (italic supplied). leamed Counselforthe Respondent laysstresson the words, "recognizes"an "in accordancewith availablemeans". There isaccordingly,he submits,no absoluteduty on the state in the matterunder the Constitution.We observe howeverthat Articles16 and 18 ofthe AfricanCharterplace an immediateduty upon the Stateinthe matterof medicalcare and indeed of protectingthe familyas "t~e naturalunit and basisof society",withoutany referenceto "availablemeans". Further,the Govemment must be taken under the Actto have waived the Constitutionalprovisoas to "availablemeans". Quite clearly, the provision of adequate housing is necessary to the preservation of the family as a unit. Furthermore, where the Govemment has statutorily undertaken the duty of resettlement, then the family must be resettled at a reasonable distance from the original settlement, in reasonable hOUSing. We appreciate that the original housing was but a shack. Nonetheless we consider that the provisions of the Act should endure for the benefit, and not the detriment of those displaced. We say no more therefore than that Govemment should provide adequate housing to the displaced family, and also free medical care in all its forms. In any event, we observe that Raymond Sakala was given refugee status. Govemment thereby undertook to offer him and his family all reasonable assistance in starting a new life in Caprivia. Adequate housing and medical care are essential to such assistance. Leamed Counsel for the Respondent would seek to differentiate between Raymond and Brian Sakala, as one granted refugee status, and the other granted asylum. But Article 2 of the African Charter makes no disintiction in the matter, and as we interpret it, includes non-citizens. The Charter applies to "every individual" ... without distinction of any kind such as ...national and social origin ... birth or other status". In this respect, we accede to the submission that the world "family" in the African Charter, means the extended family, and we hold therefore that Brian Sakala. as an .46 loa G.Sh/vjl immediate child of the family, even though a major, should enjoy the same protection as the rest of the family. Conclusion We are satisfied therefore that the Applicants are entitled to adequate housing and free medical care. Accordingly we dismiss the first prayer for a declaration, and grant the second, third and fourth prayers .. We consider that the Applicants have substantially succeeded and we accordingly grant costs in favour of the Applicants.